R523-12-10. Corrective Action

(1) When the division becomes aware that an applicant or seminar provider is in violation of this rule the division shall: (a) within 30 days after becoming aware of the violation, notify an applicant or seminar provider in a notice of noncompliance; and (b) within 30 days of the notice of noncompliance, require: (i) an applicant to provide any additional information needed to complete an application; or (ii) require a seminar provider to submit a written plan for achieving compliance within 30 days after receiving the notice of noncompliance. (2) The division may suspend the certification of a seminar provider if the seminar provider: (a) fails to comply with this rule; or (b) fails to complete a plan described in Subsection (1)(b)(ii); or (c) fails to allow the division access to information or records necessary to determine the seminar provider's compliance with this rule. (3) The division may revoke certification of a seminar provider if a seminar provider: (a) provides or allows its authorized instructor to provide a seminar while the seminar provider has had its certification suspended; or (b) fails to comply with corrective action described in Subsection R523-12-9(3) while under a suspended certification; or (c) has committed a second violation that constitutes grounds for suspension within 24 months of an initial or subsequent suspension.