R590-68-22

R590-68-22. Exemption of Certain Securities From Subsection 31A-5-303(3)

Last amended: 2023Length: 31 wordsOfficial source

Cite as Utah Admin. Code R590-68-22

A security is exempt from Subsection 31A-5-303(3) if necessary for the execution by a broker of an order for an account in which the broker has no direct or indirect interest.
R590-68-22: R590-68-22. Exemption of Certain Securities From Subsection 31A-5-303(3) | Justis AI