R628-23-4
R628-23-4. Definitions
Cite as Utah Admin. Code R628-23-4
(1) The following terms are defined in Section 51-7-3 of Title 51, Chapter 7, Utah Money Management Act (the Act), and when used in this rule, have the same meaning as in the Act:
(a) "Certified investment adviser";
(b) "Council":
(c) "Director"; and
(d) "Investment adviser representative".
(2) For purposes of this rule:
"Investment adviser" means either a federal covered adviser as defined in Section 61-1-13 or an investment adviser as defined in Section 61-1-13.