R156-69-502
R156-69-502. Unprofessional Conduct
Cite as Utah Admin. Code R156-69-502
Under Subsection 58-1-203(1)(e), "unprofessional Conduct" includes the following:
(1) for a patient under any level of sedation including nitrous oxide analgesia:
(a) failing to provide continuous in-operatory observation by a trained dental patient care staff member until the patient continuously and independently maintains their airway and may be safely discharged; or
(b) failing to record the discharge time and the person discharging the patient in the patient's records;
(2) under Subsections 58-69-502(1)(b) and (2), advertising or otherwise holding oneself out to the public as a dentist or dental group that practices in a specialty area, if:
(a) the dentist, or each dentist in the dental group, has not successfully completed an advanced educational program accredited by CODA; or
(b) as specified in Subsection 58-69-502(2)(b), the advertisement or other method of holding oneself out to the public as a dentist or dental group does not include a prominent disclaimer under Subsection R156-69-102(39) that the dentist or dentists performing services are licensed as general dentists or that the specialty services:
(i) is or are licensed as general dentists or that the specialty services will be provided by a general dentist; or
(ii) is or are specialists, but not qualified as a specialist in the specialty area being advertised;
(3) advertising in a form that is misleading, deceptive, or false, including the display of a credential, education, or training that is inaccurate, or making an unsubstantiated claim of superiority in education, certification, training, skill, experience, or another quantifiable aspect;
(4) prescribing treatments and medications outside the scope of dentistry;
(5) prescribing for oneself a Schedule II or III controlled substance;
(6) engaging in practice as a dentist or dental hygienist without prominently displaying a copy of the current Utah license;
(7)(a) failing to personally maintain current CPR, BCLS-BLS, ACLS, or PALS certification as required by the licensee's anesthesia permit; or
(b) employing patient care staff who fail to maintain current CPR or BCLS-BLS certification;
(8) providing consulting or other dental services under anonymity;
(9) engaging in unethical or illegal billing practices or fraud, including:
(a) reporting an incorrect treatment date for obtaining payment;
(b) reporting charges for services not provided;
(c) incorrectly reporting services provided for obtaining payment; or
(d) generally representing a charge to a third party that is different from that charged to the patient;
(10) failing to establish and maintain appropriate dental records;
(11) failing to maintain patient records for seven years;
(12) failing to provide copies of x-rays, reports, or records to a patient or the patient's designee upon written request and payment of a nominal fee for copies, regardless of the payment status of the services in the record;
(13) failing to discuss the risks of using an opiate with a patient or the patient's guardian before issuing an initial opiate prescription under Section 58-37-306;
(14) violating Section R156-69-301a or R156-69-301b;
(15) violating Section R156-69-301d;
(16) administering a product that is not approved by the Food and Drug Administration (FDA);
(17) as a dentist, failing to properly administer:
(a) a dermal filler; or
(b) a botulinum toxin injection;
(18) as a dentist, administering a dermal filler or botulinum toxin injection outside of the dentist's:
(a) regularly announced office location; or
(b) standard business hours;
(19) as a dentist supervising a dental hygienist with a certification for delegated maxillofacial administration botulinum toxin, failing to:
(a) adequately supervise the dental hygienist; or
(b) provide a final evaluation of the patient and the injection before the patient leaves;
(20) as a dental hygienist with a certification for delegated maxillofacial administration of botulinum toxin:
(a) failing to properly administer a botulinum toxin injection; or
(b) administering a botulinum toxin injection:
(i) without the supervision of a dentist who meets the requirements of Subsection R156-69-301a(5); or
(ii) outside of the supervising dentist's:
(A) regularly announced office location; or
(B) standard business hours;
(21) as a dentist, failing to adequately supervise a dental auxiliary in accordance with the requirements of statute or rule;
(22) violating Section R156-69-808a, R156-69-808b, or R156-69-808c;
(23) for a dental hygienist working in a public health setting, violating Subsection 58-69-801(3) or Section R156-69-801;
(24) failing to obtain consent under Subsection R156-69-808d(1);
(25) failing to obtain written informed consent under Subsection R156-69-808d(2);
(26) as a supervising dentist, failing to obtain or maintain professional liability insurance covering a dental auxiliary employee performing an expanded function service under Section R156-69-808a, R156-69-808b, or R156-69-808c;
(27) as a dental auxiliary who has certification to perform an expanded function under Section R156-69-808a, R156-69-808b, or R156-69-808c, performing an expanded function knowing that the supervising dentist has failed to obtain or maintain professional liability insurance covering the dental auxiliary to perform the expanded function;
(28) failing as a dentist to follow the ADA's Principles of Ethics and Code of Professional Conduct, revised October 2024, which is incorporated by reference; or
(29) failing as a dental hygienist to follow the ADHA Code of Ethics, adopted October 2024, which is incorporated by reference.