R164-1-2

R164-1-2. Incorporation by Reference

Last amended: 2022Length: 72 wordsOfficial source

Cite as Utah Admin. Code R164-1-2

The following rules of the Securities Exchange Commission ("SEC") are adopted and incorporated by reference and available from the SEC: (1) Rule 11Aa3-1, regarding the dissemination of transaction reports and last sale data with respect to transactions in reported securities, 17 CFR 240.11Aa3-1 (2005); (2) Rule 2-02, regarding accountant's reports, 17 CFR 210.2-02 (2020); and (3) Rule 12g3-2(b), regarding exemptions for American depositary receipts and certain foreign securities, 17 CFR 240.12g3-2 (2020).
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