Utah · Statutes

Chapter 70A-8 — Uniform Commercial Code - Investment Securities

54 sections

Utah Code § 70A-8-100Title.
Utah Code § 70A-8-101Definitions.
Utah Code § 70A-8-102Rules for determining whether certain obligations and interests are securities or financial assets.
Utah Code § 70A-8-103Acquisition of security or financial asset or interest therein.
Utah Code § 70A-8-104Notice of adverse claim.
Utah Code § 70A-8-105Control.
Utah Code § 70A-8-106Whether indorsement, instruction, or entitlement order is effective.
Utah Code § 70A-8-107Warranties in direct holding.
Utah Code § 70A-8-108Warranties in indirect holding.
Utah Code § 70A-8-109Applicability -- Choice of law.
Utah Code § 70A-8-110Clearing corporation rules.
Utah Code § 70A-8-111Creditor's legal process.
Utah Code § 70A-8-112Statute of frauds inapplicable.
Utah Code § 70A-8-113Evidentiary rules concerning certificated securities.
Utah Code § 70A-8-114Securities intermediary and others not liable to adverse claimant.
Utah Code § 70A-8-115Securities intermediary as purchaser for value.
Utah Code § 70A-8-201Issuer.
Utah Code § 70A-8-202Issuer's responsibility and defenses -- Notice of defect or defense.
Utah Code § 70A-8-203Staleness as notice of defect or defense.
Utah Code § 70A-8-204Effect of issuer's restriction on transfer.
Utah Code § 70A-8-205Effect of unauthorized signature on security certificate.
Utah Code § 70A-8-206Completion or alteration of security certificate.
Utah Code § 70A-8-207Rights and duties of issuer with respect to registered owners.
Utah Code § 70A-8-208Effect of signature of authenticating trustee, registrar, or transfer agent.
Utah Code § 70A-8-209Issuer's lien.
Utah Code § 70A-8-210Overissue.
Utah Code § 70A-8-301Delivery.
Utah Code § 70A-8-302Rights of purchaser.
Utah Code § 70A-8-303Protected purchaser.
Utah Code § 70A-8-304Indorsement.
Utah Code § 70A-8-305Instruction.
Utah Code § 70A-8-306Effect of guaranteeing signature, indorsement, or instruction.
Utah Code § 70A-8-307Purchaser's right to requisites for registration of transfer.
Utah Code § 70A-8-401Duty of issuer to register transfer.
Utah Code § 70A-8-402Assurance that indorsement or instruction is effective.
Utah Code § 70A-8-403Demand that issuer not register transfer.
Utah Code § 70A-8-404Wrongful registration.
Utah Code § 70A-8-405Replacement of lost, destroyed, or wrongfully taken security certificate.
Utah Code § 70A-8-406Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
Utah Code § 70A-8-407Authenticating trustee, transfer agent, and registrar.
Utah Code § 70A-8-409Application to land or water companies.
Utah Code § 70A-8-409.1Replacement of lost, destroyed, or wrongfully taken share certificate of a land company or a water company.
Utah Code § 70A-8-501Securities account -- Acquisition of security entitlement from securities intermediary.
Utah Code § 70A-8-502Assertion of adverse claim against entitlement holder.
Utah Code § 70A-8-503Property interest of entitlement holder in financial asset held by securities intermediary.
Utah Code § 70A-8-504Duty of securities intermediary to maintain financial asset.
Utah Code § 70A-8-505Duty of securities intermediary with respect to payments and distributions.
Utah Code § 70A-8-506Duty of securities intermediary to exercise rights as directed by entitlement holder.
Utah Code § 70A-8-507Duty of securities intermediary to comply with entitlement order.
Utah Code § 70A-8-508Duty of securities intermediary to change entitlement holder's position to other form of security holding.
Utah Code § 70A-8-509Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
Utah Code § 70A-8-510Rights of purchaser of security entitlement from entitlement holder.
Utah Code § 70A-8-511Priority among security interests and entitlement holders.
Utah Code § 70A-8-601Transition provisions.