Washington · Regulations
Chapter 460-16A — GENERAL RULES
25 sections
25 sections
- WAC 460-16A-005WAC 460-16A-005. Application
- WAC 460-16A-010WAC 460-16A-010. Appearance and practice before the securities division
- WAC 460-16A-015WAC 460-16A-015. Electronic or telephonic submissions
- WAC 460-16A-020WAC 460-16A-020. Interpretive opinions and no-action letters
- WAC 460-16A-025WAC 460-16A-025. Applications and reports
- WAC 460-16A-030WAC 460-16A-030. Payment of fees and refunds
- WAC 460-16A-033WAC 460-16A-033. Renewal of registration of securities by coordination
- WAC 460-16A-036WAC 460-16A-036. Renewal of registration of securities by qualification
- WAC 460-16A-040WAC 460-16A-040. Voting rights of preferred stocks
- WAC 460-16A-045WAC 460-16A-045. Protective provisions for preferred shares
- WAC 460-16A-050WAC 460-16A-050. Opinion of counsel
- WAC 460-16A-055WAC 460-16A-055. Corporate resolution
- WAC 460-16A-065WAC 460-16A-065. Convertible senior securities
- WAC 460-16A-070WAC 460-16A-070. Assessments
- WAC 460-16A-080WAC 460-16A-080. Subscription agreement
- WAC 460-16A-115WAC 460-16A-115. Reimbursement of expenses incurred by promoters
- WAC 460-16A-120WAC 460-16A-120. Price variance
- WAC 460-16A-125WAC 460-16A-125. Prospectus or offering circular
- WAC 460-16A-126WAC 460-16A-126. Annual revision of offering circular
- WAC 460-16A-127WAC 460-16A-127. Offering registered with the Securities and Exchange Commission ("SEC")
- WAC 460-16A-180WAC 460-16A-180. Technical reports
- WAC 460-16A-185WAC 460-16A-185. Technical reports prepared by state employee
- WAC 460-16A-200WAC 460-16A-200. Debt offering standards
- WAC 460-16A-205WAC 460-16A-205. Adoption of NASAA statements of policy
- WAC 460-16A-390WAC 460-16A-390. Notice of termination of offering—Change of officers