Washington · Regulations
Chapter 460-18A — NOTICE FILINGS FOR FEDERAL COVERED SECURITIES
7 sections
7 sections
- WAC 460-18A-010WAC 460-18A-010. Filing requirements—Investment companies other than closed-end companies
- WAC 460-18A-020WAC 460-18A-020. Filing requirements—Closed-end investment companies
- WAC 460-18A-030WAC 460-18A-030. Filing requirements—Investment companies—Name changes
- WAC 460-18A-040WAC 460-18A-040. Investment companies—Report of sales
- WAC 460-18A-100WAC 460-18A-100. Filing requirements—Municipal securities
- WAC 460-18A-200WAC 460-18A-200. Filing requirements — Regulation A Tier 2 offerings
- WAC 460-18A-210WAC 460-18A-210. Notice filing requirements for federal crowdfunding offerings