WAC 460-11A-050

WAC 460-11A-050. Exemption for secondary trading of certain multijurisdictional registered securities

Last amended: 2007Year: 2026Length: 35 wordsOfficial source
After a multijurisdictional offering has been declared effective by the SEC, a nonissuer transaction in any class of the issuer's securities is exempt from registration, whether or not the transaction is effected through a broker-dealer.
WAC 460-11A-050: WAC 460-11A-050. Exemption for secondary trading of certain multijurisdictional registered securities | Justis AI