WAC 460-20C-015

WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons

Last amended: 2024Year: 2026Length: 24 wordsOfficial source
Chapter 460-23B WAC applies to salespersons of issuers. Chapter 460-21C WAC applies to the provision of broker-dealer services on the premises of financial institutions.
WAC 460-20C-015: WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons | Justis AI