WAC 460-21C-040

WAC 460-21C-040. Notification of termination

Last amended: 2000Year: 2026Length: 28 wordsOfficial source
The broker-dealer must promptly notify the financial institution if any agent of the broker-dealer who is employed by the financial institution is terminated for cause by the broker-dealer.
WAC 460-21C-040: WAC 460-21C-040. Notification of termination | Justis AI