WAC 460-25A-050

WAC 460-25A-050. Exception for certain job titles

Last amended: 2008Year: 2026Length: 93 wordsOfficial source
(1) There is a rebuttable presumption that a certification or professional designation does not include a job title within an organization that is licensed or registered by a state or federal financial services regulatory agency, when that job title: (a) Indicates seniority or standing within the organization; or (b) Specifies an individual's area of specialization within the organization. (2) For purposes of this section, financial services regulatory agency includes, but is not limited to, an agency that regulates broker-dealers, investment advisers, or investment companies as defined under the Investment Company Act of 1940.
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