Connecticut · Regulations

38a-124 — Insider Trading of Domestic Stock Insurance Company Equity Securities

38 sections

R.C.S.A. § 38a-124-1Definition of certain terms
R.C.S.A. § 38a-124-1Definition of certain termsSuperseded
R.C.S.A. § 38a-124-2Definition of securities \"held of record\"
R.C.S.A. § 38a-124-2Definition of securities \"held of record\"Superseded
R.C.S.A. § 38a-124-3Transactions exempted from the operation of section 38a-119
R.C.S.A. § 38a-124-4Exemption from section 38a-119 of certain transactions effected in connection with a distribution
R.C.S.A. § 38a-124-4Exemption from section 38a-119 of certain transactions effected in connection with a distributionSuperseded
R.C.S.A. § 38a-124-5Exemption from section 38a-119 of acquisitions of shares of stock and stock options under certain stock bonus, stock option and similar plans
R.C.S.A. § 38a-124-5Exemption from section 38a-119 of acquisitions of shares of stock and stock options under certain stock bonus, stock option and similar plansSuperseded
R.C.S.A. § 38a-124-6Exemption from section 38a-119 of certain transactions in which securities are received by redeeming other securities
R.C.S.A. § 38a-124-6Exemption from section 38a-119 of certain transactions in which securities are received by redeeming other securitiesSuperseded
R.C.S.A. § 38a-124-7Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving a voting trust or deposit agreement
R.C.S.A. § 38a-124-7Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving a voting trust or deposit agreementSuperseded
R.C.S.A. § 38a-124-8Exemption from section 38a-119 of certain acquisitions and dispositions of securities pursuant to mergers or consolidations
R.C.S.A. § 38a-124-8Exemption from section 38a-119 of certain acquisitions and dispositions of securities pursuant to mergers or consolidationsSuperseded
R.C.S.A. § 38a-124-9Exemption of long term profits incident to sales within six months of the exercise of an option
R.C.S.A. § 38a-124-9Exemption of long term profits incident to sales within six months of the exercise of an optionSuperseded
R.C.S.A. § 38a-124-10Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving the conversion of similar securities
R.C.S.A. § 38a-124-10Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving the conversion of similar securitiesSuperseded
R.C.S.A. § 38a-124-11Exemption from section 38a-119 of certain sales of a subscription right involving the acquisition of similar securities
R.C.S.A. § 38a-124-11Exemption from section 38a-119 of certain sales of a subscription right involving the acquisition of similar securitiesSuperseded
R.C.S.A. § 38a-124-12Exemption of certain securities from section 38a-120
R.C.S.A. § 38a-124-13Exemption from section 38a-120 of certain transactions effected in connection with a distribution
R.C.S.A. § 38a-124-13Exemption from section 38a-120 of certain transactions effected in connection with a distributionSuperseded
R.C.S.A. § 38a-124-14Exemption of sales of securities to be acquired from section 38a-120
R.C.S.A. § 38a-124-14Exemption of sales of securities to be acquired from section 38a-120Superseded
R.C.S.A. § 38a-124-15Arbitrage transactions under section 38a-122
R.C.S.A. § 38a-124-16Reports of directors, officers and principal stockholders. Filing of statements
R.C.S.A. § 38a-124-17Ownership of more than ten per cent of an equity security
R.C.S.A. § 38a-124-18Disclaimer of beneficial ownership
R.C.S.A. § 38a-124-19Exemption from sections 38a-118 and 38a-119
R.C.S.A. § 38a-124-20Exemption from the act of securities purchased or sold by odd-lot dealers
R.C.S.A. § 38a-124-21Certain transactions subject to section 38a-118
R.C.S.A. § 38a-124-22Ownership of securities held in trust
R.C.S.A. § 38a-124-22Ownership of securities held in trustSuperseded
R.C.S.A. § 38a-124-23Exemption for small transactions
R.C.S.A. § 38a-124-24Exemption from section 38a-119 of transactions which need not be reported under section 38a-118
R.C.S.A. § 38a-124-24Exemption from section 38a-119 of transactions which need not be reported under section 38a-118Superseded