R.C.S.A. § 38a-124-1
Definition of certain terms
Cite as Conn. Agencies Regs. § 38a-124-1
(a) "Issuer" means any domestic stock insurance company any class of whose equity securities
are subject to the provisions of sections 38a-117 to 38a-124 inclusive, of the 1965
supplement to the general statutes and are not exempt by reason of the application
of either subdivision (i) or (ii) of section 38a-123.
(b) "Act" means sections 38a-117 to 38a-124 inclusive, of the 1965 supplement to the general
statutes.
(c) "Officer" means a president, vice president, treasurer, actuary, secretary, controller
and any other person who performs for the domestic stock insurance company functions
corresponding to those performed by the foregoing officers.
(d) Subject to the disclaimer provisions of section 38a-124-19 hereof, beneficial ownership
of shares includes shares registered in the name of one's spouse, minor children or
any relative resident of one's household, and shall also include shares registered
in the name of any other person if, by reason of any contract, understanding, relationship,
agreement or other arrangement, one obtains therefrom benefits substantially equivalent
to ownership, or can vest or revest title in one's self at once or at some future
time.