R.C.S.A. § 31-51rr-37
Content of medical certification for leave taken because of an employee's own serious health condition or the serious health condition of a family member (29 CFR § 825.306)
Cite as Conn. Agencies Regs. § 31-51rr-37
health condition or the serious health condition of a family member (29 CFR § 825.306)
(a) Required information. When leave is taken because of an employee's own serious health condition, or the
serious health condition of a family member, an employer may require an employee to
obtain a medical certification from a health care provider that sets forth the following
information:
(1) The name, address, telephone number, and fax number of the health care provider and
type of medical practice/specialization;
(2) The approximate date on which the serious health condition commenced, and its probable
duration;
(3) A statement or description of appropriate medical facts regarding the patient's health
condition for which FMLA leave is requested. The medical facts shall be sufficient
to support the need for leave. Such medical facts may include information on symptoms,
diagnosis, hospitalization, doctor visits, whether medication has been prescribed,
any referrals for evaluation or treatment, or any other regimen of continuing treatment;
(4) If the employee is the patient, information sufficient to establish that the employee
cannot perform the essential functions of the employee's job as well as the nature
of any other work restrictions, and the likely duration of such inability;
(5) If the patient is a covered family member with a serious health condition, information
sufficient to establish that the family member is in need of care, and an estimate
of the frequency and duration of the leave required to care for the family member;
(6) If an employee requests leave on an intermittent or reduced schedule basis for planned
medical treatment of the employee's or a covered family member's serious health condition,
information sufficient to establish the medical necessity for such intermittent or
reduced schedule leave and an estimate of the dates and duration of such treatments
and any periods of recovery;
(7) If an employee requests leave on an intermittent or reduced schedule basis for the
employee's serious health condition, including pregnancy, that may result in unforeseeable
episodes of incapacity, information sufficient to establish the medical necessity
for such intermittent or reduced schedule leave and an estimate of the frequency and
duration of the episodes of incapacity; and
(8) If an employee requests leave on an intermittent or reduced schedule basis to care
for a covered family member with a serious health condition, a statement that such
leave is medically necessary to care for the family member, which can include assisting
in the family member's recovery, and an estimate of the frequency and duration of
the required leave.
(b) The United States Department of Labor has developed two optional forms (Form WH–380E
and Form WH–380F, as revised) for use in obtaining medical certification, including
second and third opinions, from health care providers that meets FMLA's certification
requirements. (The employer may use the form referenced in Appendix A). Optional form
WH–380E is for use when the employee's need for leave is due to the employee's own
serious health condition. Political subdivisions may use the same forms for FMLA certification
requirements that they utilize for employees that qualify for federal FMLA (by working
1250 hours in the year immediately preceding the leave). Optional form WH–380F is
for use when the employee needs leave to care for a family member with a serious health
condition. These optional forms reflect certification requirements so as to permit
the health care provider to furnish appropriate medical information. Form WH–380E
and WH–380F, as revised, or another form containing the same basic information, may
be used by the employer; however, no information may be required beyond that specified
in sections 31-51rr-37, 31-51rr-38 and 31-51rr-39 of the Regulations of Connecticut
State Agencies. In all instances the information on the form shall relate only to
the serious health condition for which the current need for leave exists.
(c) If an employee is on FMLA leave running concurrently with a workers' compensation
absence, and the provisions of the workers' compensation statute permit the employer
or the employer's representative to request additional information from the employee's
workers' compensation health care provider, the FMLA does not prevent the employer
from following the workers' compensation provisions and information received under
those provisions may be considered in determining the employee's entitlement to FMLA-protected
leave. Similarly, an employer may request additional information in accordance with
a paid leave policy or disability plan that requires greater information to qualify
for payments or benefits, provided that the employer informs the employee that the
additional information only needs to be provided in connection with receipt of such
payments or benefits. Any information received pursuant to such policy or plan may
be considered in determining the employee's entitlement to FMLA-protected leave. If
the employee fails to provide the information required for receipt of such payments
or benefits, such failure will not affect the employee's entitlement to take unpaid
FMLA leave.
(d) If an employee's serious health condition may also be a disability within the meaning
of the ADA, as amended, or CFEPA, the FMLA does not prevent the employer from following
the procedures for requesting medical information under the ADA or CFEPA. Any information
received pursuant to these procedures may be considered in determining the employee's
entitlement to FMLA-protected leave.
(e) While an employee may choose to comply with the certification requirement by providing
the employer with an authorization, release, or waiver allowing the employer to communicate
directly with the health care provider of the employee or his or her covered family
member, the employee shall not be required to provide such an authorization, release,
or waiver. In all instances in which certification is requested, it is the employee's
responsibility to provide the employer with complete and sufficient certification
and failure to do so may result in the denial of FMLA leave.