249 NLRB 714
Thomas Mechanical, Inc.
714
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
United Association of Journeymen and Apprentices
of the Plumbing & Pipe Fitting Industry of the
United States and Canada, Local Union No.
412, AFL-CIO (Thomas Mechanical,Inc.) and
Leonardo T. Valenzuela. Case 28-CB-1468
May 22, 1980
DECISION AND ORDER
BY MEMBERS JENKINS, PENELLO, AND
TRUESDALE
On February 7, 1980, Administrative Law Judge
David G. Heilbrun issued the attached Decision in
this proceeding. Thereafter, the General Counsel
filed exceptions and a supporting brief, and Re-
spondent filed an answering brief in opposition to
the exceptions of the General Counsel.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three member panel.
The Board has considered the record and the at-
tached Decision
in light of the exceptions
and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge and to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative
Law Judge
and
hereby orders that the complaint be, and it hereby
is, dismissed in its entirety.
I The General Counsel has excepted to certain credibility findings
made by the Administrative Law Judge. It is the Board's established
policy not to overrule an administrative law judge's resolutions with re-
spect to credibility unless the clear preponderance of all of the relevant
evidence convinces us that the resolutions are incorrect. Standard Dly
Wall Products, Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir.
1951). We have carefully examined the record and find no basis for re-
versing his findings.
In par. 8 of the "Findings of Fact and Resultant Conclusion of Law"
section of his Decision, the Administrative Law Judge incorrectly stated
that two of the General Counsel's witnesses, Alfred Wilson and Clarence
Dobbs, had "suspect friendship bonds to [Charging Party] Valenzuela,"
which provided a basis for discrediting their testimony. In fact, the
record reveals that, while Dobbs admitted being a close personal friend
of Valenzuela, Wilson testified without contradiction that he was not a
friend of Valenzuela. This error in the Administrative Law Judge's Deci-
sion does not affect his credibility resolutions inasmuch as he relied upon
other independent factors in discrediting the testimony of Wilson, and we
do not rely upon it in adopting his Decision.
DECISION
STATEMENT OF THE CASE
DAVID G. HEILBRUN, Administrative Law Judge: This
case was heard at Farmington, New Mexico, on July 10
and 11, 1979, based on a complaint alleging, as amended,
249 NLRB No. 98
that on or about September 25, 1978, United Association
of Journeymen and Apprentices of the Plumbing & Pipe-
fitting Industry of the United States and Canada, Local
Union No. 412, AFL-CIO, herein called Respondent,
caused or attempted to cause Thomas Mechanical, Inc.,
to discharge Leonardo T. Valenzuela, and thereafter
failed and refused to refer Valenzuela for employment
from its exclusive hiring hall, because he was not a
member of Respondent and/or because he had failed to
accede to plundering of job opportunities by members of
Respondent, with its knowledge, and/or because of arbi-
trary and invidious considerations.
Upon the entire record,' my observation of the wit-
nesses, and consideration of post-hearing briefs, I make
the following:
FINDINGS OF FACT AND RESULTANT CONCLUSION
OF LAW
Valenzuela is a journeyman pipefitter-welder accom-
plished in the specialty of heliarc welding. He has been a
member of El Paso, Texas, UA Local 231 since approxi-
mately 1970. Around July 1977 he contacted Allan Pear-
son, Respondent's business agent based in Las Cruces,
New Mexico, to explore job prospects in that State. In
Valenzuela's presence Pearson telephoned Respondent's
main office in Albuquerque to tell Carl Smith, business
manager and chief executive officer, that a qualified
welder was available for work. Valenzuela followed up
from this, and was soon referred to a job underway with
construction contractor Stearns-Roger,
Incorporated. 2
This work lasted until early 1978 when a second referral,
as handled by Respondent's hiring hall dispatcher, Jo
Ann Painter, resulted in Valenzuela's commencing em-
ployment with Thomas Mechanical, Inc., at an Arizona
Public Service Commission project termed the "Four
Corners" job. 3 In connection with starting this work,
Valenzuela signed a dues-checkoff authorization running
to Respondent.
Around September 26, 1978, certain members of Re-
spondent voiced dismay about Valenzuela's continuing to
work while "local hands were on the . . . bench," an un-
derstood vernacular expression meaning that regular
union members of the vicinity were out of work and
competent to perform what the traveling journeyman
was doing. Over several days this continuing theme
became discomforting to Valenzuela, and General Fore-
man Alfred "Snake" Wilson, having learned of it, tele-
The transcript is hereby corrected in (14) particulars as requested by
General Counsel in an unopposed motion. Additionally, I hereby correct
the transcript in certain respects.
2 Respondent is party to a current collective-bargaining agreement
with Mechanical Contractors Association of New Mexico, Inc., which
provides for operation of an exclusive hiring hall by Respondent for use
of that organization's employer-members or by employers that have oth-
erwise bound themselves to such contractual arrangement.
I Thomas Mechanical, Inc. maintains an office and place of business in
Farmington, New Mexico, where at all material times herein it has been
engaged in mechanical contracting in the construction industry, annually
purchasing goods and materials valued in excess of $50,000, which were
transported and delivered to its place of business in and near Farmington,
New Mexico, directly from suppliers located in other States. I find that it
is an employer engaged in commerce within the meaning of Sec. 2(6) and
(7) of the Act, and that otherwise, as admitted, Respondent is a labor or-
ganization within the meaning of Sec. 2(5) of the Act.
PLUMBERS, LOCAL 412
715
phoned Smith to complain of the practice in context of
Valenzuela's being the only qualified heliarc welder still
on the project for Thomas Mechanical.
Smith told
Wilson that the men should leave travel card holders
alone. Within a day of this, and spurred by still further
innuendo about why he persisted in working, Valenzuela
spoke with both Superintendent Clarence Dobbs and
Wilson, saying he planned to quit rather than sustain fur-
ther pressure. They prevailed on him to stay with an as-
surance of support, and shortly thereafter, in a jobsite
conversation with Respondent's steward, Leonard Sam,
present, Wilson advised openly of Smith's opinion on the
subject. Valenzuela actually did quit on September 29,
1978, following which he telephoned Painter for a view
about future job prospects. She advised him it was slow
and likely to remain that way for a couple of months.
Valenzuela's next contact with the hiring hall was
around January 15, 1979, when he commenced telephon-
ing Painter to inquire again of job prospects. 4 Valenzuela
testified that in the course of nine calls over the balance
of that month Painter progressively advised him that
some welder requisitions were being received, that a few
travelers were still on the list, and that Respondent had
not as yet received an expected "eligible for rehire" list
from Stearns-Roger. As this was occurring, friends en-
couraged Valenzuela, himself a near lifelong resident of
Las Cruces, to seek membership in Respondent as a
person occupationally competent and possessing potential
for fraternal assimilation into the organization. This inter-
ested Valenzuela and he wrote the following letter to
Smith on January 22, 1979.
I respectfully request your consideration of my
appeal for a transfer of membership from Local 231
of EL Paso, Texas, to Local 412 in Albuquerque,
New Mexico. I have advised Mr. Norris Clark of
Local 231 of my intent to transfer membership and
have requested Mr. Clark to forward my current
status of membership to you at his earliest conven-
ience.
I have been working in the Farmington area for
approximately 16 months and the reason for this re-
quest for a transfer of membership is that I plan on
relocating and establishing myself in the] Farming-
ton area. I have been a member in good standing of
the U. A. since 1969 and have always worked out
of New Mexico.
I wish to make note of the fact that several mem-
bers of Local 412 have expressed their willingness
to sponsor this transfer.
I would greatly appreciate your cooperation and
timely consideration of my request for a transfer of
membership.
Subsequently, in context of further inconclusive tele-
phoning to Painter, Valenzuela called Smith on February
5, 1979, to inquire about working as a welder. Valen-
zuela testified that Smith first alluded to the January 22
letter, and then said that "some enemies" had been made
4 Operation of this hiring hall is based on two eligibility groups; the
first preferred group being those registrants who have 3 continuous years
of work experience within New Mexico, and the second group, to which
travelers often belong, being all other persons qualified at the trade
on the Thomas Mechanical job, adding, "Leo, you
should have quit that job when you was told to." Valen-
zuela recalled the conversation ending by his giving
Smith a current telephone number after learning general-
ly that welders were being put on by certain employers
(but not hearing Stearns-Roger named). Smith's version
is that the conversation keyed only to membership trans-
fer rules, as to which Valenzuela became extremely upset
while voicing a belief that rules were "changing . . . to
prevent him from being qualified to transfer."
Around late January Valenzuela had prevailed on both
Dobbs and Wilson to intercede for him. Dobbs testified
that he then telephoned Smith to probe why Valenzuela
was seemingly unable to get work through the hiring
hall. Dobbs recalled that Smith repeated the "few en-
emies" theme, adding that "them guys had gone in his
office and that he had to do what they wanted." Wil-
son's contact with Smith, which he placed as occurring
in February 1979, involved a claimed concession that
Valenzuela had been "flagged" by unspecified persons.5
Smith's version of these conversations is that he told
both Dobbs and Wilson that transferring in by a current
UA member is automatic after 3 years in the jurisdiction
of any constituent local, or by the unprecedented step of
a waiver approved by the membership at a regular union
meeting. Smith denied making any reference
to a
"flagged travel card," or to stating he would block Va-
lenzuela from employment in New Mexico.
A further development was action by David Black,
adult probation-parole office for New Mexico's Correc-
tions Division, who wrote to Smith on February 13,
1979, stating:
Mr. Leo Valenzuela is one of the parolees on my
case load. I recently recommended him for an early
discharge from parole. While on parole supervision
Mr. Valenzuela has exhibited only the finest quali-
ties of an American Citizen.
On February 11, 1978, Mr. Valenzuela was ar-
rested by Federal authorities for Conspiracy and
Intent to Distribute Heroin. However, these charges
stemmed back to the offenses which put Mr. Valen-
zuela in the New Mexico State Penitentiary in the
first place. In other words, the only trouble Mr. Va-
lenzuela has had with law enforcement authorities
was in 1976 prior to the time he was sent to the
penitentiary.
If the union is truly for people it would get
behind Mr. Valenzuela and make certain he had a
job. Mr Valenzuela believes in the union, and sup-
ports it, for the union to pull their support from Mr.
Valenzuela at this time would be a travesty of jus-
tice.
After so conversing, both Dobbs and Wilson prevailed on John
Thomas. president of Thomas Mechanical, to use his influence The
prompt consequence was a telephone call from Thomas to Smith in
which Thomas described dialogue as covering the difficulty of getting
formerly employed travelers back to work, but without mention by
Smith of Valenzuela's having made enemies in the past.
PLUMBERS,
LOCAL
412
715
716
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Please reconsider your decision and let Mr. Va-
lenzuela work in New Mexico. 6
After receiving this letter, Smith telephoned Black, asser-
tedly to reiterate Respondent's rules governing member-
ship transfers. In the course of the conversation Smith
concededly voiced a "strong," and presumably adverse,
opinion about Valenzuela's "criminal" record. Black's
version is that Smith expressly doubted Valenzuela
would be allowed to work in New Mexico, but the deci-
sion was for others to make. Black added that Smith re-
ferred also to Valenzuela's having refused "to leave the
bench whenever locals were needing jobs," and ex-
pressed dislike for a "kind of person [who would] chron-
ically push drugs."
On February 19, 1979, Valenzuela wrote to Smith in
ostensible confirmation of a telephone conversation be-
tween them earlier in February "with regard to my em-
ployment situation as a pipefitter-welder in the State of
New Mexico." The two then angrily conversed by tele-
phone, and, following a written repetition of accusations
against Smith, this charge was filed on February 28,
1979.
The case has two facets; one dealing with the dynam-
ics of Valenzuela's leaving employment with Thomas
Mechanical, and the other dealing with his never being
referred to employment from the hiring hall. 7 I find in-
sufficient evidence from which culpability may be at-
tached to Respondent from Valenzuela's act of quitting
on September 29, 1978. Assuming an "unwritten law"
was consciously present among and between local and
traveling UA members, as journeyman-traveler Merrick
"Rick" Jann credibly testified to be the case, such a phe-
nomenon does not elevate beyond mere interpersonal
dealings without some affirmative showing that
a
charged labor organization invoked the "unwritten law;
or otherwise impermissibly tampered with employment.
While Steward Sam was present when Valenzuela expe-
rienced criticism from fellow tradesmen for not leaving
the Thomas Mechanical job, a blanket repudiation of
such pressure was effectively communicated by Smith to
the Employer's supervisory personnel. Smith can hardly
be expected to police the manners of his many farflung
members, and in the last analysis Valenzuela's act of quit-
ting, while done in a despairing mood, was voluntary.
This appraisal harmonizes well with the further credible
testimony of Jann to the effect that, when he directly
posed the dilemma of a prudent UA traveler to Farming-
ton-based business agent John Franklin, the latter an-
swered neutrally that, "I can't tell you to . .. leave the
job." The fact that a series of preferred referrals, all of
them members of Respondent, were made to the job
6 The circumstance referred to in this letter was a conviction after a
nolo contendere plea, for which Valenzuela was imprisoned over a 6- to 7-
month period until released in July 1977. Later arrest on February II1,
1978, was the originating event causing Valenzuela to miss workdays at
Stearns-Roger, where employed at that time, and ultimately to be termi-
nated along with formal determination by the company of his being ineli-
gible for rehire. This determination was based only on a strict rehire
policy at the time, there being no indication that Stearns-Roger officials
knew just why Valenzuela missed work.
I Valenzuela had in fact privately acquired employment as a welding
inspector at the Four Corners project late in 1978, and continued there
until early January 1979.
over workdays commencing soon after Valenzuela's quit-
ting is, without more, inadequate to show an orchestrat-
ed scheme of causation within the meaning of Section
8(b)(2) of the Act. Cf. International Union of Operating
Engineers, Local 106, AFL-CIO (Green Island Contracting
Corporation), 243 NLRB No. 99 (1979), in which evi-
dence, taken as a whole, showed that certain agents of a
charged labor organization were "the operative cause of
the termination."
Similarly, the failure of Valenzuela to acquire work
through the hiring hall does not redound upon Respond-
ent. I so conclude in large measure because of credibility
findings that favor Smith as against Dobbs, Wilson, and
Black. The two former witnesses have suspect friendhsip
bonds to Valenzuela, and I doubt that Black was
equipped to comprehend the nuances of what Smith said
to him.8 Smith testified with impressively composed de-
meanor, and was unshaken throughout all questioning
from his consistency of recall as to utterances, events,
and circumstances. Further, I am convinced that both
Dobbs and Wilson have yielded to suggestibility founded
in Valenzuela's own mistaken, and marginally paranoid,
feeling that Smith was determined to disadvantage him,
and did so with thinly veiled reference to enemies and
the cryptic notion of "flagging." As to these otherwise
actionable utterances, I find Valenzuela's testimony com-
pletely unworthy of belief, noting that in general he was
vague, vacillating, and unpersuasive. 9
Thus, there is a failure of proof as to alleged motive,
and most importantly Valenzuela himself actually failed
to unequivocally seek registration for referral. Former
coworker Jann, himself a traveler (and supposedly
overly long holder of his Thomas Mechanical position),
obtained a fruitful hiring hall referral from Painter after
plainly stating his desire for registration with a timely
call. Furthermore, Valenzuela was quite evasive as to
where and how he might be contacted, and puzzlingly
gave his telephone number to Smith while withholding it
I The testimony of Thomas does not lend measurable support to Gen-
eral Counsel's case. He described a chronology of employer-initiated re-
ductions in force after the late September 1978 completion of certain spe-
cialty welding on "second point heaters," followed closely by calls to the
hiring hall for new welders (subject to testing) to perform continuing
"regular work." This odd configuration of events is not shown to have
any causative influence outside management's own councils, and Smith's
dialogue in a telephone conversation with Thomas occurring "after the
first of the year" that included the remark "they had got rid of all travel-
ers" must be taken as no more than a superficial reference to continuity
of events during the late September-early October period of 1978.
Thomas found a separate phase of this conversation so "hard to remem-
ber" that he could not actually testify to use of the word "enemies" by
Smith. A final aspect of Thomas' witnessing dealt only with a still subse-
quent telephone call made to him by Smith, concerning available infor-
mational sources with respect to the then-pending unfair labor practices
charge. In a related vein, Smith's answer that to his knowledge the two
individuals (including Valenzuela) who "left the employ of Thomas Me-
chanical" at the end of September 1978 were not "replaced by anyone"
cannot be taken as more than casual opinion, because the essential mean-
ing of replacing or replacement in labor relations parlance is fraught with
artful distinctions and involves matters most peculiarly within an employ-
er's knowledge.
9 The considerable attention given to travel card handling procedures
warrants only passing comment. It arose and caused testimony largely be-
cause Valenzuela tied it into workings of the hiring hall. I find Smith's
thorough explanation of the subject to be authoritatively sincere, and de-
cline further discussion of the circumstances whereby Valenzuela's travel
card was reissued to his home local.
PLUMBERS, LOCAL 412
717
from Painter, who actually engaged in the fast breaking
function of matching employer requests with entitled
registrants. It is also noteworthy that, while Smith does
not minimize his disgust with Valenzuela's past criminal
record, there is no evidence that this was an influencing
factor towards job opportunities. Notably too, Valenzue-
la's personal situation was briefly explained by Pearson
to Smith over a year earlier, and brought no particular
reaction at the time. For these reasons, I find that no ar-
bitrary or invidious considerations touched the situation.
The case is fundamentally one of a person seeking to
hurdle established institutional constraints as represented
by the 3-year transfer rule, and permiting his disappoint-
ment to manifest as deception. I find Smith to have acted
no more and no less as would be expected of one in his
instrumental role as primary official of an important
union local, and, in the midst of his myriad interpersonal
contacts, to have confined himself to explaining member-
ship avenues while commenting only innocuously about
on-the-job realities over which he had no control. A
final observation is that the "eligible for rehire" list
which Smith reportedly received as early as December
1978 was, as to Valenzuela, paled by a much larger issue.
It was whether and what members would be barred from
further employment with the important Stearns-Roger
contracting firm because of arguably punishable work
stoppages, leading to a resolution process that involved
intense meetings both locally and in Washington, D.C.
Overall, there is a failure of proof on all aspects of the
complaint. Accordingly, I render a conclusion of law
that Respondent has not violated the Act as alleged, and
issue the following recommended:
ORDER' °
The complaint is dismissed in its entirety.
'0 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.