173 NLRB 497
Suburban Homes Corp.
SUBURBAN HOMES CORP.
Suburban Homes Corporation and Local Union 3000,
United Brotherhood of Carpenters and Joiners of
America, AFL-CIO and Lake County, Indiana,
District Council of Carpenters, United Brother-
hood of Carpenters and Joiners of America,
AFL-CIO . Case 25-CA-2717
October 3 1, 1968
DECISION AND ORDER
By CHAIRMAN MCCULLOCH AND MEMBERS FANNING
AND BROWN
On July 11, 1968, Trial Examiner Sidney D.
Goldberg issued his Decision in the above-entitled
proceeding, finding that Respondent had engaged in
and was engaging in certain unfair labor practices and
recommending that it cease and desist therefrom and
take certain affirmative action, as set forth in the
attached Trial Examiner's Decision. The Trial Exam-
iner also found that Respondent had not engaged in
certain other unfair labor practices alleged in the
complaint and recommended that the complaint be
dismissed with respect to those allegations. There-
after, the
General Counsel and Respondent filed
exceptions to the Trial Examiner's Decision and a
supporting brief, the General Counsel also filed a
reply brief.
Pursuant to the provisions of Section 3(b) of the
National
Labor
Relations
Act, as amended, the
National
Labor Relations Board has delegated its
powers in connection with this case to a three-mem-
ber panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the entire
record in the case, including the Trial Examiner's
Decision, the exceptions and supporting briefs, and
the reply brief, and hereby adopts the findings,
conclusions, and recommendations of the Trial Exam-
iner, as modified herein.
Although finding that Respondent violated the Act
by virtue of Supervisor Mertz" solicitation of sig-
natures to the deauthorization document by which
the employee signatories repudiated the Union, the
Trial Examiner refused to find a violation in Mertz'
1 Upon consideration of the entire record before us , including the
evidence taken in the decertification proceeding , the Regional Director's
decision in that case , and the testimony in this unfair labor practice
proceeding , we agree with
the
Trial
Examiner that Mertz was a
supervisor under the Act. We believe that the determination of Mertz'
status by the Regional Director for purposes of the decertification
proceeding did not preclude Respondent from litigating the supervisory
issue when , in this unfair labor practice proceeding, it was charged with
interfering with employee rights because of Mertz' conduct . We find,
therefore , that the Trial Examiner was correct in his ruling at the
173 NLRB No. 80
497
subsequent filing of the decertification petition. He
was influenced in the latter connection by such
considerations as that the Board "has zealously
safeguarded access by all persons to its procedures for
the protection of their rights" and "public interest
requires unimpeded access to it". We agree, of course,
that it should be thus, but only where resort to the
Board is in good faith for the purpose of vindicating a
right thought to be guaranteed by the Act, or for any
other legitimate purpose for which the Act was
designed. Unimpeded access to the Board could not
be in the public interest if it served to provide
immunity to the employer who filed a decertification
petition intended to frustrate and obstruct the col-
lective-bargaining
process which the Act seeks to
promote. Clearly, the decertification petition filed by
Respondent's supervisor was but the final step in an
unlawful plan designed to oust the Union as bar-
gaining representative of the employees. The filing,
therefore, was, like the solicitation of signatures to
the deauthorization document which was filed with
it, a violation of Section 8(a)(1) and (5) of the Act.'
ORDER
Pursuant to Section 10(c) of the National Labor
Relations
Act, as amended, the National Labor
Relations Board hereby adopts as its Order the
Recommended Order of the Trial Examiner, and
orders that Respondent, Suburban Homes Corpora-
tion, Valparaiso, Indiana, its officers, agents, succes-
sors, and assigns, shall take the action set forth in the
Trial Examiner's Recommended Order, as modified
herein-
1. Add the following paragraph as paragraph 1(b)
to the Trial Examiner's Recommended Order this
paragraph 1(b) and those subsequent thereto being
consecutively relettered:
"(b) Seeking to decertify Local Union 3000,
United Brotherhood of Carpenters and Joiners of
America,
AFL-CIO, and Lake County, Indiana,
District Council of Carpenters affiliated with United
Brotherhood of Carpenters and Joiners of America,
AFL-CIO, jointly, as the exclusive representative of
its
employees in order to avoid its bargaining
obligation."
2. Add the following to the first indented para-
graph of the notice after the words "to do so again.":
hearing permitting the litigation of Mertz' supervisory status. See
Stanley Air Tools, Division of The Stanley Works, 171 NLRB No. 48.
Pittsburgh Plate Glass Co. v. N.L.R.B., 313 U.S 146, cited by the Trial
Examiner to support his present position on this relitigabihty issue is a
distinguishable case. The Court 's "really one " case comment was made
with reference to the unit finding in the representation proceeding and
the subsequent refusal to bargain complaint case based on this unit
finding.
2 Wahoo Packing Company, 161 NLRB 174.
498
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Nor shall we sanction the filing of any decertifica-
tion petition by a supervisor whose purpose is to
oust the bargaining representative of our em-
ployees.
TRIAL EXAMINER'S DECISION
SIDNEY D.GOLDBERG, Trial Examiner The decision in this
case turns on whether Respondent's employee, Roy E. Mertz,
was a supervisor when he solicited and obtained the signatures
of his fellow employees to a document rescinding the Union's
authority to represent them and filed a decertification petition
with the Board. This is the critical issue because Respondent
concedes that it relied solely upon this deauthorization
movement in claiming a good-faith doubt of the Union's status
as
bargaining representative and its consequent refusal to
bargain. An important subsidiary question is whether Re-
spondent may relitigate, in this case, the Regional Director's
determination of the issue in the decertification proceeding.
The complaint herein' alleges that Suburban Homes Corpo-
ration (herein called Respondent or the Company), through its
agent, Foreman Roy E Mertz, interfered with, restrained, and
coerced its employees in the exercise of rights guaranteed by
the National Labor Relations Act, as amended (herein called
the Act), by soliciting their signatures to a document with-
drawing their membership in Local Union 3000, United
Brotherhood of Carpenters and Joiners of America, AFL-CIO
(herein called Local 3000), and rescinding the authority of
Local 3000 and the Lake County, Indiana, District Council of
Carpenters and Joiners of America, AFL-CIO (herein called
the District Council),2 to enter into a collective-bargaining
agreement as their representative and by filing, through Mertz,
a decertification petition with the Board on the basis of this
document; it also alleges that Respondent is refusing to bargain
with the Charging Parties (herein called, when acting jointly on
behalf of Respondent's employees, the Union), notwith-
standing their status as the collective-bargaining representative
of the employees in an appropriate unit.
Respondent answered, admitting that the unit alleged was
an appropriate one for collective-bargaining purposes and that
the Union had previously been the representative of its
employees in that unit It also admitted, that since March 13,
1967, it had refused to bargain claiming, however, to have a
good-faith doubt concerning the representative status of the
Union, based upon the deauthorization movement and the
decertification petition, and it denied that
Mertz was a
supervisory employee or its agent.
The issue so raised was tried before me at Valparaiso,
Indiana, on December 20, 1967. All parties were represented,
afforded an opportunity to adduce evidence, to cross-examine
witnesses, and to argue on the facts and the law. Briefs were
thereafter filed by the General Counsel and by counsel for
Respondent and they have been considered
For the reasons hereinafter set forth in detail, I find that
Roy E. Mertz was a supervisory employee of Respondent-in-
espondent in
January
January 1967, and acted as its agent when he sponsored the
deauthorization movement and filed the decertification pe-
tition, that Respondent was not justified in relying on these
documents for its claimed good-faith doubt concerning the
Union's representative status and that it has unlawfully refused
to bargain.
Upon the entire record herein,3 and upon the demeanor of
the witnesses,4 I make the following:
FINDINGS OF FACT
I
THE EMPLOYER
Respondent
is
an
Indiana corporation engaged in the
manufacture and construction of prefabricated homes It
operates a manufacturing plant at Valparaiso, Indiana. It
admits that it annually imports materials valued at more than
$50,000 and that it is an employer engaged in commerce
within the meaning of the Act.
II. THE LABOR ORGANIZATIONS
Local Union 3000 is a local of the United Brotherhood of
Carpenters and Joiners of America, AFL-CIO. Lake County,
Indiana, District Council of Carpenters is also a subsidiary
organization of the United Brotherhood of Carpenters and
Joiners of America, AFL-CIO. Local 3000 and the District
Council are labor organizations within the meaning of the Act.
III. THE UNFAIR LABOR PRACTICE
With the exception of matters relating to the nature of the
duties of Roy E Mertz which tend to reflect on his status as a
supervisory or nonsupervisory employee, the facts in this case
are not in dispute.
A. Background
On March 18, 1959, Local 3000 and the Company entered
into a collective-bargaining contract covering company em-
ployees, but only those who were members of that Local. The
contract was for 1 year from its date and, in the absence of
timely notice of termination, from year to year thereafter A
subsequent contract, dated November 20, 1964, covering the
period December 1, 1964, to November 30, 1965, and, in the
absence of notice of termination, also continuing from year to
year, was entered into between the Company and "Lake
County Carpenters District Council as agent of L. U. 3000,
United Brotherhood of Carpenters and Joiners of America."
By this contract, however, the Company recognized this
signatory as the "sole and exclusive bargaining representative
for the Company's Prefabricating Plant employees." The last
contract, executed March 24, 1966, but covering the period
December 1, 1965, to December 31, 1966, was signed in the
same manner and covered the same employees.
I Issued September 29, 1967, on a charge filed January 27 , 1967.
4 The record in Case 25 -RD-216, involving the same issue, was
2 The charge was filed by these two labor organizations , jointly , and
received in evidence and the testimony in that case is considered herein
the caption of this case is amended accordingly .
as if given before me Since all the witnesses in the representation case
3 Typographical errors in the transcript of testimony have been
testified before me on substantially the same subjects , I am enabled to
corrected as set forth in my order dated March 25, 1968
judge their credibility as witnesses both on the basis of their entire
testimony and their demeanor while testifying
SUBURBAN HOMES CORP.
499
B. Chronology
C. The Issues
On the basis of a contract termination notice given early in
December 1966 representatives of the Local and the District
Council met with representatives of Respondent and of two
other employers engaged in similar operations. The partici-
pants hoped to create, if possible, a multiemployer bargaining
unit and a single collective-bargaining contract. The negotia-
tions appear to have foundered on a dispute over the nature or
scope of the employers' operation and, when the talks recessed
at the end of December, they were not resumed.
On January 10, 1967, Roy E. Mertz brought a typewritten
document out to one of the work tables, laid it down, and
announced that all who desired could sign it. The document
stated that "the undersigned" were all prefabricating plant
employees, members of Local 3000, and in the bargaining unit
covered by the contract between Respondent and the Local
which had expired December 31, 1966; that no new agreement
had been signed and that they desired to rescind the authority
of Local 3000 and its agent, the District Council, to enter into
a new agreement with Respondent on their behalf but, on the
contrary, wished to withdraw from membership in Local 3000
and to bargain directly with Respondent. All 14 employees,
including Roy E. Mertz, signed it. Shortly thereafter he mailed
this document, with an executed petition for the decertifica-
tion of Local 3000,5 to the Board's Regional Office, where it
was filed on January 13.
On January 27 the charge in this case was filed by the
Union and, on March 10 the Union, through counsel, made a
written request that Respondent meet to bargain. On March
31, Respondent replied, stating that it could not meet to
negotiate because it had "good-faith" doubts as to whether the
Union represented a majority of the employees in the
prefabricating plant.
On May 10, the Regional Director issued a notice of hearing
on the decertification petition and a hearing was held on June
1. The Union, the Employer, and Petitioner Mertz were all
represented by counsel; testimony was given by Mertz, by
employees Lawrence F. Pennell and Ray Pierce, and by
Respondent's vice president, Ted U. Biggs . All parties at the
hearing agreed that the sole issue was the status of Mertz; that,
if he was a supervisor when he filed the petition, it was
insufficient for its purpose and would have to be dismissed.
The Regional Director's Decision, issued July 19, found
that Mertz was a supervisor and, therefore, disqualified from
filing the petition. Accordingly, he granted the Union's motion
to dismiss it. No appeal was taken from this Decision and
Order.
The complaint herein was issued September 29, 1967.
Respondent's answer claims a good-faith doubt of the Union's
representative status, based solely on the deauthorization
document and the decertification petition.
The parties agree that the sole major issue is the supervisory
status of Roy E. Mertz; that if he is a supervisor, Respondent
could not base a good-faith doubt of the Union's representa-
tive status on the deauthorization document which he solicited
or the decertification petition which he filed and Respondent's
refusal to bargain is violative of the Act. A preliminary issue of
law is whether Respondent was entitled, in this case, to
relitigate
the status of Mertz or whether the Regional
Director's Decision is the law of this case.
D. Discussion and Findings
1. Relitigability
This problem involves the application of Section 102.67 (f)
of the Board's Rules and Regulations, which reads, in pertinent
part, as follows:
Failure to request review shall preclude such parties from
relitigating, in any related subsequent unfair labor practice
proceeding, any issue which was, or could have been, raised
in the representation proceeding.
It is obvious that, in the absence of compelling reasons to the
contrary, this regulation should be observed.
In several decisions by the courts and the Board, the
effectiveness of this regulation has been limited, on the basis of
the
word "related," to unfair labor cases involving an
employer's refusal to bargain with a certified union based upon
a claim of invalidity of the certification 6 It was on the basis of
these cases that I ruled, at the hearing, that the Regional
Director's Decision did not preclude relitigation of the issue.
Accordingly, I accepted as evidence both the record and the
Regional Director's Decision in the representation proceeding,
but I permitted the General Counsel and Respondent to
adduce further evidence on the issue.
Upon reflection, I have concluded that my ruling was in
error: that this unfair labor practice case must be regarded as
one which is "related" to the representation proceeding within
the meaning of these decisions and that the parties hereto are
precluded by the Board's Rules from relitigating the Regional
Director's Decision that Roy E. Mertz was a supervisor.
Statutory and judicial support for the application of the
Board's regulation precluding relitigation, in an unfair labor
practice case, of issues previously determined in a "related"
representation proceeding, is found in Section 9(c) and (d) of
the Act and in the decision of the Supreme Court in Pittsburgh
Plate Glass Co. v. N.L.R.B., 313 U.S. 146. In that case the
Court, rejecting the employer's claim that the Board had erred
in refusing to receive, in the unfair labor practice case,
evidence on the subject of appropriate unit similar to that in
the record in the representation proceeding, made its much
5 Neither Local 3000 nor the District Council has been certified by
the Board as the collective-bargaining representative of these employees
of
Respondent but the petition was filed, pursuant to Section
9(c)(1)(A)(ii) of the Act, on the basis of Respondent 's subsisting
recognition of the Union.
6 Amalgamated Clothing Workers v . N.L.R.B. [Sagamore Shirt
Company], 365 F.2d 898 (C.A.D.C., 1966); Heights Funeral Home,
Inc. v. N.L.R.B., 385 F.2d 879 (C.A. 5, 1967); South Bay Daily Breeze,
160 NLRB 1850, 1853; Stanley Air Tools, 171 NLRB No. 48. It is to
be noted that in most of these cases the issues of supervisory status
resolved in the representation proceedings were incidental to the major
function of those proceedings in determining a collective -bargaining
representative in an appropriate unit. Rulings on these issues, moreover,
customarily affect merely the right of the involved employees to vote:
they are often affected by the views of the parties involved in the
election and are frequently resolved on a practical, or even on a quid
pro quo, basis.
500
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
quoted statement that "the unit proceeding and this complaint
2. Interference, restraint, and coercion
on unfair labor practices are really one," (page 158) and it set
forth in the margin, as justification for this statement, Section
9(c) and (d) of the Act. Although Section 9(c) is now much
more extensive in its language than it was when quoted by the
Supreme Court, it nevertheless then dealt, and now deals, with
the procedure for Board certification-now, also, decertifica-
tion-of a collective-bargaining representative Section 9(d),
which provides that in court proceedings to enforce the
Board's order in any unfair labor practice case founded upon a
Section 9(c) proceeding, the case record shall include the
record in the Section 9(c) proceeding, remains unchanged It
was, in other words, this statutory scheme for court review of
the decision in the representation proceeding which justified
the Board's refusal to permit relitigation of vital issues and
impelled the Court to make its "really one" comment.
The representation proceeding involved herem, which had
as its sole function the inquiry into and determination of the
supervisory status of Roy E. Mertz, was one initiated under
Section 9(c) of the Act in that the petition was filed:
(A) by an employee ... alleging that a substantial number
of employees ... (u) assert that the individual or labor
organization, which has been certified or is being currently
recognized by their employer as the bargaining representa-
tive, is no longer a representative as defined in Section 9(a)
and the record and decision therein must, in accordance
with the mandate of Section 9(d), accompany the record
supporting any finding of an unfair labor practice based
upon it.
For these reasons, I conclude that the unfair labor practice
case now before me is one "related" to the representation
proceeding within the meaning of Section 102.67(f) of the
Board's Rules and Regulations. The status of Roy E. Mertz, at
the time of the execution of the deauthorization document
and the filing of the decertification petition, was the sole issue
in that proceeding and was fully litigated therein. The Regional
Director found that Mertz was, at those times, a supervisory
employee and, therefore, disqualified from filing the petition.
His order dismissing the petition was based upon that finding
and I am precluded, in my opinion, from ignoring or reviewing
his Decision 7
7 There was no contention that any of the evidence adduced before
me was newly discovered or previously unavailable Having read both
records, I find that none of it was.
8 If not foreclosed from independent consideration of this issue by
the Board 's Rules, I would similarly find, on the basis of all the evidence
in both the representation proceeding and this case , that Mertz was a
supervisor . My finding would be based upon the testimony of both
Babcock and Biggs that Mertz was authorized to, and did, transfer
employees from job to job, albeit temporarily , as necessary to assure
productivity and quality in the prefabricating plant The attempt by
Babcock to minimize the effect of his pretrial statement I find
unconvincing ,
and I find that Mertz did exercise this function.
Babcock's effort to downgrade Mertz' functions by calling him a
"floater" is inconsistent with the evidence that the plant contained two
men so labeled whose function it was to move from place to place.
Babcock also admitted that he had consulted Mertz on whether
particular employees deserved raises and he was unable to state that he
had ever granted a raise in the face of Mertz' disagreement . I would also
take into account Babcock 's testimony that he spends three-fourths of
his time in his office at the drafting table and note that, unless Mertz
had some supervisory functions , during this time 13 men would be
without shop-wide supervision and the shop would be without any
In accordance with the foregoing discussion, I find, on the
basis of the Regional Director's Decision, that in January 1967
Roy E. Mertz was a supervisory employee of Respondent8 and
acted as its agent, and that his conduct in soliciting the
signatures of nonsupervisory employees in the unit to the
deauthorization document constituted interference, restraint,
and coercion of those employees in their exercise of rights
under the Act and an unfair labor practice violative of Section
8(a)(1)thereof.9
The complaint alleges that Respondent's filing, through
Mertz, of the decertification petition with the Board also
constitutes conduct violative of Section 8(a)(l) of the Act.
The cases cited by the General Counsel in support of this
allegation hold, as I do here, that an employer violates the
section when, through a supervisory employee, it sponsors or
procures employee signatures on a document repudiating
union adherence. None of these cases holds that the filing of a
document with the Board constitutes a violation of the Act
and I have been unable to find any. The Board has zealously
safeguarded access by all persons to its procedures for
protection of their rights and the courts have supported it 10
However lacking in merit may be an application to the Board,
public interest requires unimpeded access to it and the filing of
the petition may not be condemned as violative of the Act.
Accordingly, I shall recommend dismissal of the complaint
msofar as it alleges a violation of the Act in the filing of the
decertification petition.
3. The refusal to bargain
Respondent concedes that, immediately prior to Mertz'
circulation of the deauthorization document and the filing of
the decertification petition, the Union was the representative
of the employees in the prefabricating plant. It also concedes
that these documents constitute the sole basis for its claim to a
good-faith doubt concerning the Union's representative status
and its consequent refusal to bargain
The finding that Mertz was a supervisory employee and,
therefore, an agent of the Respondent committing an unfair
means of adjusting the work force to meet the unequal progress
admittedly made from time to time by the several crews. I would also
rely on the testimony of the witness Pennell, in whose credibility both
the
Regional
Director
and Respondent 's
vice
president expressed
confidence, when he stated it to be his impression that
". .
he
(Mertz) was the shop foreman . Everybody was supposed to know it." I
would also rely on the accepted testimony of several employees that
Mertz succeeded to the duties of Dickinson who, Biggs admitted, was
"in charge .
. to a degree ." I construe this statement of Biggs, in the
light of his interest in the outcome of this case and his evasiveness in
answering questions, as a characterization of Dickinson as a supervisor.
For the foregoing reasons, I would find that Mertz was authorized to,
and did, responsibly direct other employees , exercising his independent
judgment and that he was, as defined in Section 2(11) of the Act, a
supervisor
(See
Ross Porta-Plant, Inc. 166 NLRB No. 40, Big Ben
Department Stores, 160 NLRB 1925, 1936-38, enfd.396 F 2d 78 (C.A.
2).
9 Red Cross Rexall Drug Stores, Inc, 169 NLRB No . 89, Big Ben
Department Stores, Inc., supra, Hex ton Furniture Company, 111 NLRB
342.
10 See the decision of the Supreme Court in N.L.R.B. v. Industrial
Union of Marine and Shipbldg. Workers, etc., 391 U.S. 418.
SUBURBAN HOMES CORP.
501
labor
practice
when he obtained the signatures of the
employees in the unit to the deauthorization of the Union,
destroys the validity of that document as a basis for
Respondent's claimed good-faith doubt of the Union's repre-
sentative status. Its unlawful action, whatever may have been
the factual result thereof, i.e., even if the men felt that they
were voluntarily repudiating the Union, cannot be used as a
basis for a claim of doubt concerning the Union's status.''
Since the Union was, concededly, the collective-bargaining
representative
of
Respondent's
prefabricating
plant
em-
ployees' 2 before Respondent's commission of the unfair labor
practice, Respondent continues to be under a statutory
obligation to bargain with it and its refusal to do so violates
Section 8(a)(5) of the Act.
Moreover, Respondent's conduct in soliciting its employees
to withdraw their authorizations of the Union to represent
them was inconsistent with its duty to bargain with the Union
and also violative of Section 8(a)(5) of the Act.i 3
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of the Respondent set forth in section III,
above, occurring in connection with the Respondent's opera-
tions described in section I, above, have a close, intimate, and
substantial relationship to trade, traffic, and commerce among
the several States and tend to lead to labor disputes burdening
and obstructing commerce and the free flow of commerce.
V. THE REMEDY
Having found that Respondent has engaged and is engaging
in unfair labor practices, it will be recommended that it cease
and desist therefrom and take certain affirmative action,
including the posting of an appropriate notice, to effectuate
the policies of the Act.
Having found that Respondent interfered with, coerced,
and restrained its employees in violation of Section 8(a)(1) of
the Act, it will be recommended that it cease and desist
therefrom and notify its employees accordingly. Having found
that Respondent has unlawfully refused to bargain with the
Union, the designated representative of its employees in an
appropriate unit, it will be recommended that Respondent
bargain with the Union and, if agreement is reached, embody
such agreement in a signed contract.
Upon the basis of the foregoing findings of fact, and upon
the entire record in this case, I reach the following.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act.
2. Local Union 3000, United Brotherhood of Carpenters
and Joiners of America, AFL-CIO, and Lake County, Indiana,
District Council of Carpenters, affiliated with United Brother-
hood of Carpenters and Joiners of America, AFL-CIO, are
labor organizations within the meaning of Section 2(5) of the
Act.
3. All prefabricating plant employees (shop carpenters) of
Suburban Homes Corporation, exclusive of office clerical
employees, sales employees, janitors, guards, and all super-
visors as defined in the Act, constitute a unit appropriate for
the purpose of collective bargaining within the meaning of
Section 9(b) of the Act.
4. At all times material herein the above-mentioned labor
organizations, acting jointly, have been the exclusive repre-
sentative of the employees of Suburban Homes Corporation, in
the
unit
described above, for the purpose of collective
bargaining with respect to wages, hours, and other terms and
conditions of employment.
5
By refusing to bargain with the above labor organiza-
tions as the collective-bargaining representative for the em-
ployees in the said unit, and by soliciting the employees in the
said unit to sign a document deauthorizing the above-named
labor organizations to act as their collective-bargaining repre-
sentative, Suburban Homes Corporation has engaged, and is
engaging, in unfair labor practices within the meaning of
Section 8(a)(5) of the Act.
6. By refusing to bargain as aforesaid and by soliciting the
employees in its prefabricating plant to sign a document
deauthorizing the above-named labor organizations to act as
their
collective-bargaining representative, Suburban
Homes
Corporation has interfered with, restrained, and coerced those
employees in the exercise of rights guaranteed them in the Act
and has committed unfair labor practices within the meaning
of Section 8(a)(1) of the Act.
7. The above-described unfair labor practices are unfair
labor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act
RECOMMENDED ORDER
Upon the foregoing findings of fact and conclusions of law,
and upon the entire record in this case, it is recommended that
Suburban Homes Corporation, its officers, agents, successors,
and assigns, shall:
1. Cease and desist from:
(a) Soliciting or urging employees in its prefabricating plant
to resign from membership in any labor organization or
withdraw their authorization of any labor organization to
represent them for collective-bargaining purposes.
(b) Failing or refusing to bargain collectively with Local
Union 3000, United Brotherhood of Carpenters and Joiners of
America, AFL-CIO, and Lake County, Indiana, District Coun-
cil
of Carpenters affiliated
with United Brotherhood of
Carpenters and Joiners of America, AFL-CIO, jointly as the
exclusive representative of its employees in the unit consisting
of its prefabricating plant employees (shop carpenters), ex-
1 I Franks Bros. Company v. N.L.R.B., 321 U.S.702.
12 The unit set forth in the complaint is substantially the same as
that described in the contract which expired December 31, 1966, and,
with the elimination of language necessarily added to formulate an
allegation , is as follows-
All prefabricating plant employees (shop carpenters), exclusive of
office clerical employees , sales employees , janitors, guards, and all
supervisors as defined in the act.
Respondent 's answer admits this allegation of the complaint and I
find that the foregoing constitutes a unit of employees appropriate for
the purposes of collective bargaining.
13 Bradford Dyeing Association , 4 NLRB 605, 616, enfd . 310 U.S.
318, 340 , Mitchell Concrete Products Co., Inc., 137 NLRB 504, 506,
Wings & Wheels, Inc., 139 NLRB 578, 582 , enfd . 324 F.2d 495 (C.A.
3).
502
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
clusive of office clerical employees, sales employees, janitors,
guards, and all supervisors as defined in the National Labor
Relations Act, as amended.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their right
to self-organization, to form labor organizations, to join or
assist the said or any other labor organizations, to bargain
collectively through representatives of their own choosing, or
to engage in other concerted activities for the purpose of
collective bargaining or other mutual aid or protection, or to
refrain from any and all such activities, except to the extent
that such right may be affected by an agreement requiring
membership in a labor organization as a condition of em-
ployment as authorized in Section 8(a)(3) of the National
Labor Relations Act, as modified by the Labor-Management
Reporting and Disclosure Act of 1959.
2. Take the following affirmative action to effectuate the
policies of the National Labor Relations Act, as amended-
(a) Upon request, recognize and bargain collectively with
the above-named labor organizations, jointly, as the exclusive
representative of the employees in the unit described in
paragraph 1(b) hereof, with respect to wages, hours, and other
terms and conditions of employment, and, if agreement is
reached, embody the same in a written contract.
(b) Post at its principal place of business in Valparaiso,
Indiana, copies of the attached notice marked "Appendix." 14
Copies of said notice, on forms provided by the Regional
Director for
Region 25, after being duly signed by an
authorized representative of Suburban Homes Corporation,
shall be posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive days
thereafter, in conspicuous places, including all places where
notices to employees are customarily posted Reasonable steps
After a trial, in which all parties had an opportunity to
present their evidence, a Trial Examiner of the National Labor
Relations Board has found that we have done certain things
which constitute unfair labor practices within the meaning of
the National Labor Relations Act and has ordered us to post
this notice so that you may know your rights under the Act in
connection with the situation involved in the case
Roy E. Mertz was one of our supervisory employees
when he solicited the signatures of employees in the
prefabricating plant to the document withdrawing their
authorizations of Local Union 3000, United Brotherhood
of Carpenters and Joiners of America, AFL-CIO, and its
bargaining representative, Lake County, Indiana, District
Council of Carpenters, as their collective-bargaining repre-
sentative, and he did so on our behalf. WE WILL NOT
permit him, or any of our other supervisory employees or
agents, to do so again.
WE WILL, if requested by the said labor organizations,
bargain with them, or either of them, as the collective-
bargaining representative of our employees in the following
appropriate unit.
All prefabricating plant employees (shop carpenters),
exclusive of office clerical employees, sales employees,
janitors, guards, and all supervisors as defined in the
National Labor Relations Act, as amended
WE WILL, if agreement is reached, embody that agree-
ment in a signed contract.
All of our employees in our prefabricating plant are free to
remain members of either of the said labor organizations, or to
cease to remain members thereof, except insofar as such right
may be affected by an agreement requiring such membership,
consistent with Section 8(a)(3) of the Act.
shall be taken by Respondent to insure that said notices are
SUBURBAN HOMES
not altered, defaced, or covered by any other material.
CORPORATION
(c) Notify the Regional Director for Region 25, in writing,
(Employer)
within 20 days from the receipt of this Decision, what steps
have been taken to comply herewith.' 5
APPENDIX
NOTICE TO ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial Exarruner
of the National Labor Relations Board, and in order to
effectuate the policies of the National Labor Relations Act, as
amended, we hereby notify our employees that.
Dated
By
(Representative)
(Title)
This notice must remain posted for 60 consecutive days
from the date of posting, and must not be altered, defaced, or
covered by any other material.
If employees have any question concerning this notice or
compliance with its provisions, they may communicate direct-
ly with the Board's Regional Office, 614 ISTA Center, 150
West Market Street, Indianapolis, Indiana 46204, Telephone
633-8921.
14 In the event that this Recommended Order is adopted by the
States Court of Appeals Enforcing an Order" shall be substituted for the
Board, the words "a Decision and Order " shall be substituted for the
words "a Decision and Order."
words "the Recommended Order of a Trial Examiner " in the notice In
15 In the event that this Recommended Order is adopted by the
the further event that the Board 's Order is enforced by a decree of a
Board , this provision shall be modified to read "Notify the Regional
United States Court of Appeals , the words "a Decree of the United
Director for Region 25, in writing, within 10 days from the date of this
Order, what steps Respondent has taken to comply herewith."