172 NLRB 383
Martin-Marietta Corp.
SOUTHERN CEMENT CO.
Southern Cement Company , Division of Martin-
Marietta Corporation and United Cement, Lime
and
Gypsum
Workers International
Union,
AFL-CIO. Cases 10-CA-7015, 10-CA-7015-2,
and 10-RC-7093
June 26, 1968
DECISION AND ORDER
By CHAIRMAN MCCULLOCH AND MEMBERS FANNING
AND ZAGORIA
On March 19, 1968, Trial Examiner Herman
Tocker issued his Decision in the above-entitled
consolidated proceeding, finding that the Respon-
dent had engaged in and was engaging in certain
unfair labor practices within the meaning of Section
8(a)(1) of the National Labor Relations Act, as
amended, and recommending that it cease and de-
sist therefrom and take certain affirmative action,
as set forth in the attached Trial Examiner's Deci-
sion. The Trial Examiner also found that the
Respondent had not engaged in other alleged viola-
tions and recommended dismissal of such allega-
tions . The Trial Examiner further recommended
setting aside the election held on June 22, 1967, in
Case 10-RC-7093. Thereafter, the Respondent
filed exceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its
powers in connection with this proceeding to a
three-member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial Examiner 's Decision , the exceptions and brief,
and the entire record in this proceeding, and
hereby adopts the Trial Examiner 's findings,' con-
clusions, and recommendations, except as modified
herein.
We agree with the Trial Examiner that the
Respondent violated Section 8(a)(1) of the Act
and interfered with the election by President El-
lison's speeches to the employees and Supervisor
Miller's conversation with employee Underwood.
We would also find that Miller's admitted system-
atic interrogation of other employees constituted
coercion and interference in the context of this
proceeding. However, we do not adopt the Trial
Examiner 's
finding that
Miller threatened em-
ployees other than Underwood as, in our view, the
record does not support such finding; nor do we
find, in the circumstances, that the statements
383
made by Supervisor Blackerby to employee Smelley
violated Section 8(a)( 1) or interfered with the elec-
tion.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the Recom-
mended Order of the Trial Examiner as modified
below and hereby orders that the Respondent,
Southern Cement Company, Division of Martin-
Marietta Corporation, Atlanta, Georgia, its officers,
agents , successors, and assigns, shall take the action
set forth in the Trial Examiner's Recommended
Order, as so modified:
1. Delete from the Trial Examiner's Recom-
mended Order paragraphs 1(a) and I(e) and re-
letter the remaining paragraphs accordingly.
2. Delete from the Appendix the first and sixth
indented paragraphs.
3. In the fifth indented paragraph of the Appen-
dix delete the following words: "We do not promise
and."
IT IS HEREBY FURTHER ORDERED that the com-
plaint be, and it hereby is, dismissed, insofar as it
alleges
unfair
labor practices other than those
found herein by the Board.
IT IS FURTHER ORDERED that the election which
was held on June 22, 1967, among the employees
at Respondent's plant in Atlanta, Georgia, be set
aside, and that Case lO-RC-7093 be severed from
Case 10-CA-7015 and 7015-2 and that it be re-
manded to the Regional Director for Region 10 for
the purpose of conducting a new election in the ap-
propriate unit at such time as he deems that cir-
cumstances permit the free choice of a bargaining
representative.
' The Respondent has excepted to the credibility findings made by the
Trial Examiner It is the Board's established policy not to overrule a Trial
Examiner 's resolutions with respect to credibility unless the clear prepon-
derance of all the relevant evidence convinces us that the resolutions were
incorrect Standard Dry Wall Products , Inc , 91 NLRB 544, enfd 188 F 2d
362 (C A 3) We find no such basis for disturbing the Trial Examiner's
credibility findings in this proceeding
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
HERMAN ToCKER, Trial Examiner: This proceed-
ing, with all parties represented, came on to be
heard before me at a hearing in Atlanta, Georgia,
commencing November 28, 1967, and concluding
on December 1, 1967.
We are concerned with objections to a represen-
tation election and with charges alleging unfair
practices of a division of Martin-Marietta Corpora-
172 NLRB No. 38
384
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tion , the Respondent . The charges were filed by
United Cement, Lime and Gypsum Workers Inter-
national Union, AFL-CIO, the Union, following its
filing of objections to the election.
On May 15, 1967, the Union filed a petition that
it be certified as collective-bargaining representa-
tive of the employees in the unit involved. The elec-
tion was conducted June 22 pursuant to a duly ap-
proved Stipulation for Certification Upon Consent
Election . Out of approximately 64 eligible voters,
31 cast valid votes for, and 32 cast valid votes
against, the Union. No ballots were challenged.
The Union filed objections on June 23.
It also
filed charges alleging unfair labor practices. A first
charge , twice amended, was filed July 12, 1967. As
now amended , it involves only alleged interference
with and restraint and coercion of employees in the
exercise
of their protected rights. In another
charge , filed August 4, it is asserted that Respon-
dent wrongfully discharged one Winston Leonard
Giddens for the purpose of discouraging member-
ship in the Union and also engaged in "other acts
and conduct" amounting to interference with pro-
tected rights.
The objections were that there had been wrong-
ful interrogation and threatening by foremen and
supervisors regarding the union activities of em-
ployees, alleged captive-audience speeches during
which promises of benefits and threats of adverse
consequences were made in the event that the
Union won the election , and, finally, threats by
foremen and supervisors that there would be ad-
verse consequences if the Union was selected.
In a report , issued September 1, the Regional
Director ruled that the objections filed raised "ma-
terial and substantial credibility issues which can
best be resolved by a hearing." He accordingly
directed that such a hearing be held.
Thereafter, on September 29, 1967, the Regional
Director, on behalf of the General Counsel, issued
an order consolidating the cases and, upon such
consolidation , issued the complaint . In substance,
after the usual formal and introductory allegations,
it alleged ( I) wrongful interrogation by supervisors
of employees concerning their union membership,
activities , and desires and those of other employees;
(2) that supervisors had threatened employees that
they would be laid off if the Union was successful in
.its campaign ; (3) that a supervisor had threatened
employees that the plant would be closed if the
Union was successful ; (4) that a number of super-
visors had threatened employees that the Christmas
bonus would be eliminated if the Union was suc-
cessful ; (5) that two supervisors had threatened
white employees with replacement by Negro em-
ployees and assignment to less desirable jobs if the
Union was successful ; (6) that a supervisor had
created the impression that the Company was en-
gaged in the surveillance of employees ' union ac-
tivities;
( 7) that Respondent 's
division
president
had promised that it would pay " wages equal to
those currently being paid at neighboring union
plants if the Union was defeated "; and (8) that
Respondent wrongfully discharged and failed and
refused to reinstate an employee , Winston Leonard
Giddens, because of his union activities.
Respondent filed its answer on October 11, 1967.
It denied all factual and conclusory allegations on
the basis of which any finding of violation of law
might be made.
The Issues
These are the basic issues . Had the Respondent
interfered with protected rights of its employees by
(a) promising them benefits if they refrained from
union activities , ( b) threatening them with adverse
consequences if they engaged in such activities or
chose the Union as their collective-bargaining
representative , and (c ) seeking to give them the im-
pression that their union activities were being
watched ? Had Giddens been discharged because of
his union activities? Collateral to the issue concern-
ing the alleged Giddens discharge is the question
whether he did not actually quit his job or , having
given notice of his intention to quit at some in-
definite time in the future , had been instructed to
appear for work on the day following the giving of
that notice with simultaneous acquiescence in his
"quit" by informing him that that day would be his
last day, which was followed by his abandonment of
his job or his final termination for failure to report
on that last day.
Finally , and this will depend on what findings are
made and what conclusions are reached upon the
charges of unlawful interferences with protected
rights of employees , should the election be set
aside?
Preliminary
After notice to counsel , the Trial Examiner, upon
his own motion , not having received any objections
to proposed corrections of the transcript, duly is-
sued an order directing that the transcript be cor-
rected as more particularly therein set forth.
After counsel
supporting
the complaint had
rested, Respondent called as its first witness Mr. C.
H. Ellison , Jr. It was developed in his testimony
that,
while
he
held
an
office,
"President
of
Southern Cement Company," this company was not
an entity but was merely a "chart division " of Mar-
tin-Marietta Corporation. It was then agreed that
the complaint be amended to allege that Southern
Cement Company was
an operating
division
of
Martin -Marietta Corporation , a Maryland corpora-
tion; that said division, Southern Cement Company,
was the only division of Martin-Marietta involved in
this proceeding ; and that, wherever reference had
been made in the complaint to Respondent, that
reference was to be deemed to refer to and mean
the Southern Cement Company division . The cap-
tions of the proceedings remain as before.
The resolution of the issues in this proceeding
SOUTHERN CEMENT CO.
385
requires conclusions to be based on the degree of
credibility to be accorded to the oral testimony
given at the hearing . That a witness is credited or is
not credited or that the testimony which he has
given is regarded as credible or not to be accepted
as credible does not mean , in the former case, that
he always has told the truth or, in the latter case,
that he always has lied and perjured himself. It
means simply that the sum total of all the evidence,
the probabilities , and a weighing of the probabilities
dictate the end result. Moreover, if I do or do not
credit certain portions of a particular witness'
testimony , it does not follow that I regard his entire
testimony as worthy or as unworthy of being
credited nor should it be assumed that , if I had con-
sidered but have not referred to a particular portion
of such a witness ' testimony, I would or would not
have credited it. Other factors taken into considera-
tion are the demeanor and conduct of the witnesses
on the witness stand , their apparent candor or ap-
parent lack of it, their objectivity , their bias or their
prejudice , their understanding of the matters con-
cerning which they testified , and whether their
testimony
( in whole or in part ) has been con-
tradicted
or impeached sufficiently in material
aspects . Additional factors have been suggested in
Jencks v. United States, 353 U.S. 657, 667. Finally,
the effect which leading questions might have had
on the answers elicited thereby is not to be over-
looked.
Now, upon the whole record and, after carefully
reading and considering the briefs submitted by
counsel and the arguments made therein , and hav-
ing the foregoing factors in mind , the following are
my
FINDINGS OF FACT
1.
THE BUSINESS OF THE EMPLOYER AND JURISDICTION
Martin-Marietta Corporation is a corporation
duly organized and existing under the laws of the
State of Maryland. Its principal office and place of
business is in New York City, New York. Southern
Cement Company is a division of Martin-Marietta
and its offices and places of business are in Atlanta
and Tate, Georgia . This division is engaged in the
production and manufacture of Portland cement. It
is the only Martin -Marietta division involved in this
proceeding . Wherever reference has been made or
will be made to "Respondent ," such reference shall
be deemed to be to Southern Cement Company.
Respondent has admitted that it is an employer en-
gaged in commerce within the meaning of Section
2(6) and (7) of the Labor Management Relations
Act of 1947, as amended . The National Labor
Relations Board has jurisdiction of this proceeding
and of the Respondent.
Ii.
THE LABOR ORGANIZATION INVOLVED
United Cement , Lime and Gypsum Workers In-
ternational Union , AFL-CIO, is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
It filed the charges and the objections to the elec-
tion . Wherever reference is made to "Union" in
this decision such reference is to it.
III.
THE ALLEGED UNFAIR LABOR PRACTICES
A. Supervisor Fleming's Conduct
Charles R. Fleming is supervisor of Respondent's
maintenance department. There are three divisions
in that department: The packhouse or shipping divi-
sion in which there are 15 or 16 men under the su-
pervision of a foreman, John Ireland; the crusher
division, in which there are 4 or 5 people under the
supervision of another foreman , James Payne; and
the maintenance gang, supervised directly by Flem-
ing.
Foremen Payne and Ireland are under
Fleming's general supervision.
Charlie W. Smelley is employed in the main-
tenance division and Fleming is his immediate su-
pervisor. According to him: At the very beginning
of the campaign, in March 1967, Fleming asked
him who he thought was for the Union and who was
the leader. Then, about 2 weeks before the election
(early June) Fleming asked him about what he had
been hearing about Smelley 's part in the campaign
and informed him that he had talked to other em-
ployees seeking to get them to vote against the
Union even though they had signed union cards. He
said that, in his talks to the night-shift employees in
the packhouse, he had let them know that the
whole shift could be laid off because the Company
could ship cement from a nonunion plant in North
Birmingham, Alabama. There were similar conver-
sations "off and on."
Although Smelley had testified on direct that
Fleming had told him he had talked to the other
employees against the Union , on cross-examination
he was led into testifying that Fleming , after asking
him whether he was for the Union and ascertaining
that he was against it, enlisted his aid to urge other
employees to vote against the Union. Because of
Fleming's alleged remark about layoffs in the
packhouse, he tried to talk certain employees out
of voting for the Union-Herman Ruff, William
Adams, Henry Connell, and Linwood Willingham.
Connell, testifying on behalf of the Respondent, de-
nied that Smelley ever had spoken to him about the
Union or about layoffs. The others were not called
by either side. No effort was made to rebut Con-
nell's testimony . Although there was no effort to
corroborate that of Smelley this is not too impor-
tant because , except for the alleged talks to other
employees, it does not appear that Fleming's talks
with him were overheard by others . In response to
my effort to clarify the testimony, Smelley said that
Fleming had told him that , if Respondent "went
union," the North Birmingham plant, being non-
union, would be unable to ship to Respondent and
354-126 O-LT - 73 - pt. 1 - 26
386
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
this would result in the layoff of the nightshift. This
was contrary to what he had testified on direct.
Another employee , Oscar Hawkins, who works in
the crusher division under Foreman Payne , testified
that about 2 or 3 days before the election Fleming
asked him if he could handle Joe Muse and Charlie
Smith
and keep them from
"going
union."
Although he had told Fleming that he was against
the Union , he really was for it and, for that reason,
did not talk to Muse and Smith as he had been
requested . Another time , about a week before the
election , Fleming told him to tell the men in the
packhouse that when shipping slackened in the win-
tertime they would be laid off and not assigned to
other work if the Union came in.
A former employee , Brown Hardnett , testified
that Fleming had told him variously that if he kept
the Union out the Christmas bonus always would be
paid and if the Union came in "the bonus would be
cut out." This was not reported by him in his pretri-
al statement to a Board agent . When this was
brought out he became quite belligerent and as-
serted that Cecil Ryan , Joe Thomas , and a man
nicknamed " Pepsi Cola" all would testify to the
same effect . None of these was called.
Samuel Rhines , a current employee who had
been working on the crusher during the time in-
volved , testified that in June ,
in response to a
question by Fleming as to what he thought about
the Union , he "told him it wasn't true " and that he
"wasn 't for the Union." Fleming then asked him to
talk to the other men and told him that if the Union
came in the plant would be shut down half the time
and that it would get cement from the other plants
in Alabama . At or about the same time Fleming
asked him, in addition to other questions about the
prior election, whether the older men had signed
union cards . His testimony about the threats of
layoffs or discharges becomes very much suspect in
view of other testimony given by him to the effect
that no boss ever told him he would be fired and
that the talk about layoffs and discharges was the
talk of the employees , particularly the older men
who had worked at the Alabama plant. This talk
was, "[T]hat we didn't need a union."
Winston L . Giddens is the employee allegedly
discharged in violation of Section 8(a)(3) of the
LMRA , as amended. He started to tell about al-
leged remarks by Fleming by referring to "a day or
two after the election " but quickly changed the
time to "after (he) signed the union card " follow-
ing an interjection by counsel . He signed the card
on March 1 and, a day or two later , as he was going
to work , he was beckoned by Fleming who al-
legedly said to him , "[ Did Mr. Wheeler , the union's
representative ] offer you a nickel to sign the card."
Giddens testified that he told Fleming he did not
know "what [he was] talking about ." Fleming then
said, allegedly, "I know that you signed the card ....
Did he offer you a nickel? ... Well, I just wanted
to tell you that if the Union came in Joe Thomp-
kins," a Negro , would have his job and Giddens
would be doing Thompkins' less desirable job.
Then ,
several weeks later, before the election,
Fleming and Giddens were having a conversation in
which Giddens asked Fleming what would happen if
the Union came in , to which Fleming allegedly
replied that the Christmas bonus would be cut out.
This was the only manner in which the Union was
mentioned in this conversation . Still another in-
cident involving Fleming was recounted by Gid-
dens . Fleming is alleged to have said , in a conversa-
tion with him and one Baugus , that if the Union
came in the bonus would be cut out and he would
not want to lose it because , when it was paid, he
was able to eat and drink like the President. (Bau-
gus' version of this sort of remark by Fleming was
that it was made on two occasions-the first at the
preceding Christmas when the bonus was paid and
Fleming said , "Well, I can go home tonight and
drink liquor like President Johnson ,"
and the
second when somebody said it would not " be long
till Christmas," to which Fleming remarked, "Yeah.
That's one time I can drink the liquor like President
Johnson.")
Fleming was called as a witness in defense. He
denied that he had engaged in any of the interroga-
tions, accusations , threats , conjectures, remarks,
demands, and the expressions suggesting that he or
Respondent was engaging in surveillance of the
union activities of any of its employees . He denied
that he had solicited the aid of any employee to dis-
suade others from union activities . He denied also
that he had said or speculated that , if the Union
was selected, packhouse employees would have to
be laid off because the union -organized plants
would not ship to Respondent, or because Respon-
dent
would get cement from other plants in
Alabama, or because all the work could be done by
the day shift. He admitted that he had made a re-
mark to the effect that when he received the Christ-
mas bonus he could eat or drink like the President
but denied that he had associated this remark with
any comment to the effect that the bonus would be
discontinued if the Union were selected . He denied
as well that he had made any statement referring to
Giddens having received a nickel from Organizer
Wheeler for having signed the card or that, in the
event of organization , colored persons would get
the jobs held by whites and whites would be trans-
ferred to the less desirable work being done by the
former.
Fleming disclaimed having had knowledge of the
organizing campaign until the time after he was in-
formed that Union Organizer Wheeler had made a
demand for recognition. I find it difficult to believe
that a supervisor in a plant such as the Respon-
dent's, which numbered among its employees many
strong opponents of the Union , did not have an im-
mediate awareness of the campaign just as soon as
it commenced . It is necessary , however , for me to
decide whether , despite my own doubts as to some
of his testimony , the evidence in support of the
charges involving him is of sufficient probative
SOUTHERN CEMENT CO.
387
value to justify findings that he engaged in the in-
terrogations, threats, remarks, and observations al-
leged against him. Smelley's testimony about his ef-
forts to dissuade others from voting for the Union
pursuant to Fleming's request are not corroborated
by any person to whom he allegedly spoke and one
of those persons has denied that he spoke to him.
There was no effort to rebut this denial. Hawkins
testified elsewhere about two incidents involving
Foreman Payne, both of which I unqualifiedly re-
ject
below.
Hardnett, in
my opinion, was a
thoroughly unreliable witness. Rhines' testimony
makes me wonder whether the alleged threats, in-
terrogations, etc., were actually distortions of con-
versations among the men themselves and thoughts
nurtured in their minds by the fears they had of
what would or could transpire in the event that they
selected the Union as their bargaining representa-
tive. As far as Giddens is concerned, I have con-
cluded on the basis of his recital of the events re-
lated to his allegedly wrongful discharge, that he is
prone to tailor his recollection of events and con-
versations in a manner calculated to achieve the
result sought by him rather than as they actually
happened.
While I am not that convinced by Fleming's
testimony to enable me to find that he did not com-
mit the violations charged to him, I am equally un-
convinced by the testimony of the employees that
he did. For that reason I must conclude that the
charges in which he is alleged to have been in-
volved should not be sustained. The testimony in
support, as I review it in its entirety and in relation
to other testimony, just does not have that degree
of substance and probative value so to persuade
me.
B. Supervisor Payne's Conduct
James H. Payne is the foreman of the crusher
division and, in turn , is supervised by Fleming. In
setting forth here the matters in which it is claimed
he was involved I shall defer (as I have done with
Fleming ) for a separate section of this Decision the
evidence related to the alleged wrongful discharge
of Giddens.
Oscar Hawkins worked in the crusher division
under Payne's supervision . He still is employed by
Respondent . He testified about an incident involv-
ing a moving transport belt. If it occurred, it could
be regarded both as interrogation whether he had
signed a.union card and as a threat that, if he had
signed it , he would be permitted to be dragged by
the belt and seriously injured . He testified that, in
the presence of three other employees,
Samuel
Rhines, Brown Hardnett, and Fred Hayes, Payne
had directed him to go under "the hammer mill to
get a piece of metal." He remembered to ask Payne
whether the belt had been "locked up." According
to him , Payne said , "I don't know whether it is or
not if you sign one of those Union cards.... We
might let you go on up." Hawkins testified that he
told him he had not signed. This, he claimed, hap-
pened on June 22, the day of the election.
Although on direct examination he had testified
that he had been sent under the belt to get a piece
of metal, on cross-examination he said that at the
time "a piece of metal was on the belt ...... and
that Payne had sent him "on the belt to get it."
When asked about the availability of locks for the
purpose of locking the belt and his obligation to
lock it if there was a need, he admitted that locks
were available and that he was "supposed to lock it
out before we go under." He sought to explain his
failure personally to lock it by saying that when a
person is in a hurry he doesn't do anything and, re-
gardless of safety rules, "They want you to get in a
hurry." He asserted that it would take 5 or 10
minutes to get the lock and put it on. He was asked
to and did repeat the alleged conversation with
Payne and he used the exact words that he had
used previously. However, it appears that in the af-
fidavit that he furnished to a Board agent he had set
forth the incident somewhat differently: "On the
day of the election, Mr. Payne, my supervisor asked
me how I was going to vote . I said ` I was going to
vote no.' He said, `Alright then. I won't start up that
belt on you then."' This is materially different from
his trial version . In his trial version he had testified
that, on being instructed to go under the belt, he
inquired of Payne whether the belt was locked,
while , in his pretrial affidavit , there is nothing at all
about a lock or locking the belt. It is to the effect
that Payne merely told him , on his answering that
he was going to vote "No" in the election, that
Payne would not start up the belt.
Both Hawkins' and other testimony cause me to
doubt very seriously that the incident as portrayed
occurred. On direct he had testified that he had to
get under the belt but on cross he testified that the
piece of metal was on it . If it was on it there was no
need to go under and it easily could have been
picked off by anybody. Moreover, if an occasion
had arisen where he had to get under the belt, as
admitted by him, he was supposed to lock it out if he
had a lock. He admitted that a lock was available
but explained his failure personally to lock it by
saying, "When you get in a hurry you don't do
anything."
Elsewhere,
although
once he had
testified that he had to get under the belt and at
another time had testified that the metal was on the
belt, he testified , "I was on the belt." Because this
in effect was a third version, and a strange possibili-
ty (he being on a moving belt), he was asked, "You
were on the belt?" And he answered, "Yes."
It was sought to corroborate Hawkins ' testimony
about the belt incident by that of another em-
ployee, Brown Hardnett. Although Hardnett had
worked for Respondent for about 5 years, he volun-
tarily had left its employ about 3 weeks before the
day of the hearing. His version of the incident is
substantially identical with that given by Hawkins in
his initial testimony . On the basis of the sum total
of all Hardnett's testimony , plus his digressions to
388
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
irrelevant matters, plus his attitude and demeanor
on the witness stand , and, finally , variance between
his pretrial statement to a Board agent and his
testimony at the hearing , I am persuaded not to
give credence to any of his testimony.
Hawkins testified that employee Samuel Rhines
also was present when this incident occurred. He
had been employed by Respondent for almost 1 I-
1/2 years and still was employed at the time of the
hearing. His version , though in some respects cor-
roborating that given by Hawkins , is different. He
testified that Payne actually had shut down the belt
before sending Hawkins "to get some metal off the
belt." After he allegedly had asked Hawkins if he
had signed the union card and was told by Hawkins
that he had not, according to Rhines, Payne said,
"That let[s] me know whether to turn the belt on
or not." ( This is similar to Hawkins ' versionain the
pretrial
statement.)
On cross-examination, it
developed
that Rhines thought the incident oc-
curred while Hawkins "was on the conveyor belt" 2
or 3 weeks before the election , not on the day of
the election as had been testified by Hawkins.
Although
Hawkins had testified that he took
Payne 's remark seriously, not as a joke, and Rhines
had testified substantially to the same effect and
that he did not think he laughed or that anybody
laughed and regarded it as a joke, it appears that in
his pretrial statement to a Board agent he had said,
"Payne jokingly told Hawkins that he signed one,
too, and told him to turn the belt on, referring to a
conveyor belt." This sort of discrepancy between
his testimony and that given by
Hawkins, and
between his pretrial statement and that given by
him at the hearing, and other testimony given by
him as to the manner in which he came to the
building in which the Board 's offices are located,
lead me to conclude that , to the extent that he
sought to corroborate the testimony about the belt
incident, his testimony should be disregarded. I
disregard as well that portion of his testimony re-
lated to this incident in which he said that Payne
addressed him at the same time either accusing him
that he had signed a union
card
or inquiring
whether he did.
Freddie Hayes, an all-round helper working for
the Respondent, is the third person who , according
to Hawkins, also had been present when the belt in-
cident occurred . He never heard Payne threaten to
turn on the conveyor belt when anybody was on it
or under it . According to him , and quite believable,
if a piece of metal fell on the belt one would walk
alongside it and just pick it off. There is no necessi-
ty to stop the belt to do that . In response to my
questions, he brought out that there could be occa-
sions when the belt had to be stopped and when
things "down in the bottom " had to be cleaned up.
In that event whoever goes down there would put a
lock on the belt and, while some employees carry
their own locks, there are locks all over the place.
These are available to anyone having a need for
them , but the normal practice would be for an em-
ployee to take it up with "the bossman" or the
operator and "[L]et him know what's going on
so that he will stop the belt. The ideal place to
have the belt stopped is not at the belt itself, but at
the place where the crane is being run because the
man who is running the crane is not in a position to
know what
is happening down below and, not
knowing, he might start it up again . The foreman
has nothing to do with stopping the belt. He never
heard a foreman "give instructions to an employee
to go down and clean it out, or to stop the belt."
Foreman Payne unqualifiedly denied that the belt
incident
ever had occurred and that he had
inquired of Hawkins as to who was the union
leader. To turn on a conveyor belt while an em-
ployee was on it or under it would be most brutal
and amount to murder or attempted murder. Payne
testified, quite credibly, that one does not joke
about turning on the conveyor belt. It seems to me
to be a most logical and sensible practice, as
testified by him, "We just don' t go under or on it or
under the belts."
It is my conclusion that neither the alleged inter-
rogation as to whether Hawkins and Rhines had
signed union cards nor the threat involving the
turning on of the belt transpired.
Hawkins told also of an alleged incident which
occurred during the voting . According to him, an
employee, Cochran, upon his return from the bal-
loting, boasted that he had pretended that he did
not know what to do with his ballot after marking it
and that he came out holding it exposed so that the
company observer might see that he had voted
against the Union. This prompted Payne, according
to Hawkins , to suggest that he do the same. Such
conduct, if it occurred, undoubtedly would be a
wrongful interference and it could be regarded as
well as a threat in that an employee , so directed,
reasonably might understand it as implying that ad-
verse consequences would ensue in the event of a
union victory and that , therefore, he had better
vote against the Union and make known this fact to
the Company. That Hawkins may have regarded it
as a joke does not alter my view of such conduct.
Cochran remembered the incident . His version
was that, on returning to his job after voting, Payne
was among a group of men who "were popping off
about" how they
were going to vote and this
prompted him to say that there had been no doubt
in his mind on how to vote and that he had "voted
no and [was] not ashamed to let the union side or
the plant side, Mr . Bentley, look at [his ] ballot."
He had been excused without cross -examination
but was recalled and added that Payne had not said
anything to him or any other employee about the
election and had not told Hawkins to show his bal-
lot to the company observer. Other than this, his
testimony on later cross-examination was substan-
tially as on direct. He might have left the group be-
fore Payne made the alleged remark to Hawkins
but he did testify that at the time he left some of
SOUTHERN CEMENT CO.
the other men started drifting away and that he did
not remember seeing Hawkins at the time.
Payne denied that he had suggested on the day of
the election that any employee hold or exhibit his
ballot in such a way as to let the company observer
know how he had voted . He admitted , however,
that on that day Cochran had come down to the
crusher and had remarked to the persons there
that, if anybody had any doubt about the manner in
which he had voted , his ballot had been open and
the observer could have seen it.
While it is entirely possible that Payne might
have made some observation to the group with
respect to
Cochran's
statement
( regardless
of
whether the statement was as related by him or by
Cochran), I am wholly unconvinced that on the
very day of the election he told Hawkins in the
presence of the others who had been engaged in a
serious discussion of the voting, or told the others,
or made an open and public remark , that the way
to vote was to fumble the ballot so that the Com-
pany's observer would be able to see how the vote
had been cast. It is my belief that he did not make
any such remark.
Hawkins testified to additional interrogation by
Payne . When Wheeler, the Union's organizer, first
came to the plant , according to Hawkins, Payne
asked him if he had seen him and he answered that
he had not . Then, for about 2 weeks before the
election , Payne asked him repeatedly if he knew
who was the leader in the Union but again he an-
swered in the negative. A continual repetition of in-
terrogation as to who might be the leader of the or-
ganizing campaign so long after its commencement
and during the 2 weeks immediately preceding the
election would appear to be entirely so belated as
to defy credibility. Payne denied ever asking any
employee who was the union leader and that he had
urged any employee to tell him while at the same
time promising that it would not be held against
him. These denials do not reach the alleged inquiry
of Hawkins as to whether he had seen Wheeler, the
Union's organizer, at the time when Wheeler first
came to the plant . However, during cross-examina-
tion, an answer was elicited from him to the effect
that he had met Wheeler during a prior organizing
campaign but never used the name Wheeler in any
conversation with any employee and never spoke to
any employee about the Union. He admitted, how-
ever, on cross-examination, that employees had
drawn him into conversations about the Union and
what would or would not happen if it organized the
plant. He insisted that he always had taken the posi-
tion that he did not know . This has, to me, the ring
of truth because I am quite certain , on the basis of
my observation of the witnesses , that a fear of the
consequences of union activity and union organiza-
tion permeated a large sector of Respondent's em-
ployees . I would be very much astonished if, having
such states of mind , employees did not constantly
seek out their supervisors for the purpose of
discussing the possibilities of the future.
389
I credit Payne 's denials and do not credit the
testimony given by Hawkins.
Employee Giddens testified that
"just
about
every day" he, fellow employees Baugus and Bent-
ley, and Payne engaged in conversations in which
Payne told them that "if the Union came in we'd
lose our Christmas bonus and all overtime . We'd be
lucky to get forty hours a week. And if there was
nothing for me to do ... I would be sent home."
But Bentley and Baugus testified credibly that they
never heard Payne engage in any conversations in
which he mentioned the consequences attendant
upon union organization . I do not credit Giddens'
testimony that Payne waged a general and daily
campaign of threats.
Giddens testified also as to other alleged inter-
ference and intimidation by Payne. There was an
incident when Giddens had to do some work in the
rain and other occasions when , according to him,
Payne told him
(presumably in a sarcastic vein)
that Union Organizer Wheeler would not have him
doing work like that. He testified also that Payne
told him that if the Union came in Hardnett, a
Negro, would have Baugus ' job and Hawkins, also a
Negro, would have his job. (This last was brought
out by a leading question.) Then Giddens testified
about an incident involving an alleged rumor (real
or imaginary) linking him with the Union. When he
expressed his concern about this to Payne, accord-
ing to the tenor of his testimony, Payne warned him
that he had better go to Plant Manager Rowlett to
kill the rumor. If it happened as testified by Gid-
dens I would have no difficulty regarding Payne's
instruction as an implied threat of the probability of
adverse consequences for being linked to the Union
and a suggestion of the desirability of not so being
linked. I do not credit Giddens and again credit
Payne on these phases. Implicit in Giddens'
testimony, as well as in the testimony of other em-
ployees (whether it was engendered by the em-
ployees themselves or from external sources), there
seemed to be this all-prevalant fear that any con-
nection with the Union would result in dire con-
sequences for any employee so connected. Accord-
ing to Payne, fear was evident in Giddens' concern
and, for the purpose of allaying it and so that Gid-
dens' mind might be relieved, he suggested that
Giddens make known to Rowlett that the rumor
was not true. Giddens did this and, in fact, was told
by Rowlett that it was his "privilege to vote the
Union if [he] wanted to, that [Rowlett] wouldn't
hold it against [him]." Also , Rowlett assured him
that anybody, he and Baugus, if qualified for a
better job would get "moved on up."
I credit Payne's denials of the remarks about
what work Giddens would be doing and regard his
version of the "rumor" incident (corroborated by
Plant Manager Rowlett) as the more likely and
therefore the true version. 1 reach the same result
on the alleged threat that union organization would
result in the assignment of Negroes to jobs held by
whites.
390
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
C. Supervisor Miller's Conduct
himself under interrogation about his pretrial con-
ferences or conversations with the union represen-
tative and counsel supporting the complaint, and a
comparison of his testimony with that given by
Miller, persuade me that the Jencks factor is not
controlling and that Underwood was a generally
credible witness.
The remoteness of Underwood's work in Respon-
dent's plant from that with which Miller was con-
cerned simplifies the problem of resolving the
credibility issue here . Either Miller had engaged in
a regular or systematic practice of talking to all the
men, as had been testified to by Underwood, or he
had not. If the former, the likelihood of Un-
derwood's report of the conversation would be
enhanced and, if the latter, I would approach the
issue with a great deal of skepticism . On direct
testimony , Miller denied having had any conversa-
tion with Underwood and affirmatively stated that
he remembered none. As a consequence, he denied
having asked Underwood or any other employee
what he thought about the Union. He denied also
the threat of layoffs in wintertime and the remarks
about slackening off of work in the packhouse dur-
ing wintertime . During cross-examination he reaf-
firmed his prior denials that he had not talked to
Underwood or to other employees about the Union.
He admitted , nevertheless, that he had spoken to
them about Union Organizer Wheeler having asked
for recognition and had told them that both Plant
Manager Rowlett and he felt that the Union did not
have the majority which it claimed. He admitted
also that he had told them that, if in fact it did have
a majority , something was wrong and that he had
sought to ascertain what were the "gripes ." He ad-
mitted also that the talks which he had had with
employees were had with them "individually." This
brought him to concede that some of the employees
to whom he spoke might have been from the
shipping department although he insisted that he
did not remember Underwood as having been one
of them. This canvass was undertaken upon the in-
struction of Plant Manager Rowlett.
It is my conclusion that Miller engaged in a syste-
matic interrogation and interview program with
whatever employee of the plant he was able to
meet, that this program was undertaken as a coun-
terattack against the organizational campaign fol-
lowing Union Organizer Wheeler's filing of his
request for recognition, and that it was undertaken
by him under express instructions from Respon-
dent's Plant Manager Rowlett . Although he stated
initially that his objective in conducting his inter-
views with the employees was merely to ascertain
their grievances , he admitted later that in addition
to this he undertook to emphasize to them the
benefits received by them from the Company.
As between Underwood and Miller, I have no dif-
ficulty selecting Underwood as the person whose
testimony should be credited. I find, accordingly,
that Respondent , by Miller, did engage in the inter-
rogation of employees concerning their union ac-
John Miller is project manager and resident en-
gineer for construction , concerned with the con-
struction of an expanded facility at the premises of
the Respondent . He has held this position since Oc-
tober 1966 . His duties did not embrace any super-
visory
activities over the employees who, it is
claimed , were subjected to wrongful conduct on be-
half of the Respondent . He is named in the com-
plaint as having participated in the interrogation of
employees , the threat or threats that employees
would be laid off if the Union was successful in its
organizational campaign , and the threat that if the
Union was successful the Christmas bonus would be
eliminated.
Watson Underwood , who had been working in
the shipping department for the Respondent during
the last 4- 1/2 years under the immediate supervi-
sion of John Ireland , testified that shortly after the
petition for an election had been filed he found it
necessary to go to the supply room office for the
purpose of making a telephone call. On his arrival
there , Supervisor Miller, who had been there before
him, engaged him in conversation , asked him what
he thought about the Union , and engaged in a
discussion as to what would happen in the event of
the organization of the plant by pointing out that
during the wintertime work gets slack and, although
under the present practice the men in the
packhouse are transferred to other jobs and given
other work , if the Union came in the practice
would be discontinued because , as soon as the
Company caught up with its shipping, the men in
the packhouse , not being needed until the following
summer , would be laid off. Miller also told him that
if the Union came in the Christmas bonus would be
discontinued. According to Underwood the conver-
sation had been started when Miller came up to
him, remarked that he wanted to talk to him
because he had talked "with some of the guys"
about the Union , and also that he would like to talk
with him for the purpose of ascertaining what he
thought about it. During cross-examination it was
brought out that Underwood had failed to mention
the alleged threat about the elimination of the
Christmas bonus in an affidavit given by him to a
Board agent . He explained this by saying that he
had forgotten about it at the time he was giving the
statement but remembered it after he had left the
Board agent. He did , however , fail to inform her so
that she might include it. Inasmuch as his Christmas
bonus had amounted to as much as $300 in previ-
ous years, his failure to mention this alleged threat
in his statement to the Board agent would render
his credibility vulnerable in the light of what was
said by the Court in Jencks, 353 U.S. 657, above,
about the bearing which inclusion in trial testimony
of matters not set forth in a pretrial statement may
have on evaluation of credibility . On the other
hand , Underwood 's general demeanor on the wit-
ness stand and the manner in which he handled
SOUTHERN CEMENT CO.
tivities and desires, that it did threaten employees
that in the event of organization the Christmas
bonus would be discontinued, and finally that it did
threaten, in the event of organization, that when
shipping became slack in the wintertime the em-
ployees in the packhouse would be laid off until ac-
tivity resumed in the summertime.
D. Supervisor Blackerby's Conduct
Charles Blackerby is a plant chemist employed
by the Respondent. He has been in that position for
about 4 years. He supervises seven people. It is al-
leged in the complaint that on February 6 and June
8, 1967, Respondent, by him, threatened to lay off
its employees and to discontinue payment of the
Christmas bonus if the Union was successful in its
organizational campaign.
Charles Smelley testified that Blackerby had
spoken to him when Union Organizer Wheeler first
came down to the plant, also about 2 weeks before
the election, and again on the day before the elec-
tion . He did not tell us at the hearing the substance
of the first conversation but he did say that in the
second conversation Blackerby had reminded him
that his father had worked for the Company for
many years and that the Company, having been
good enough for him, ought to be good enough for
Smelley; also that the Christmas bonus would be
cut out if the Union came in ; and that "when the
other union companies go on strike [Respondent
would] have to come out with them." Then further,
according to Smelley, on the day before the elec-
tion, Blackerby came to him and remarked that it
was against the labor law for a foreman to talk to
the men at a time so close to the election and that
he was depending on "guys" like Smelley to talk to
them and to get them to vote against the Union.
Blackerby testified that he was acquainted with
Smelley and identified him as working in the
crusher room on a maintenance gang. Blackerby's
supervisory duties do not extend to Smelley's de-
partment. He has no direct or indirect control over
it. He rarely comes in contact with Smelley. He de-
nied having had any conversations with Smelley
wherein he sought to have him influence other em-
ployees against the Union or stated that the Christ-
mas bonus would be discontinued if the Union was
successful, or that some employees would be laid
off and would have to go on strike when other com-
panies were struck. He did however volunteer, in
response to a question directed to striking by
Southern Cement's employees if other companies
were struck-"If they ask me that, that was my
opinion . I had no way of knowing." He amplified
this further, saying, "Well, if an employee asked me
that we were Union and the other companies were
out on strike , would they have to be out, too. And I
says, I assume that's the way it would be, I don't
know." He testified that this had been "in answer
to a question." On cross-examination, he admitted
that a few employees asked him questions of this
391
nature . He stated, however, that he did not recall
any other questions asked about the Union. His
failure to recall questions extended to such as those
which might involve the Christmas bonus, layoffs
during the wintertime, and irregularity of work. He
denied also that he had had a conversation with
Smelley about the Union.
In view of Blackerby's admission that he had par-
ticipated in conversations with employees in which
he had expressed the opinion that, if the Company
were organized and other companies went out on
strike, Respondent's employees also would have to
go on strike, I credit Smelley's testimony to the
same effect.
However, as I view Blackerby's
testimony, his disclosure of the fact that he had ex-
pressed this opinion is indicative of his desire to
state the facts as he honestly recalled them. That
being the case, I credit his other denials of remarks
attributed to him by Smelley. Nevertheless, as in-
dicated, I do find that Respondent, by him, did in-
terfere with the Union's organizing campaign by
seeking to discourage employees from joining the
Union because of a fear that if other union-or-
ganized plants went out on strike they too would
have to go out on strike and thus lose employment
even though they might have no quarrel with or
grievance against the Respondent. This was not al-
leged in the complaint and the complaint was not
amended to conform to the proof. Nevertheless it
did become an issue and , since there had been no
objection to its inclusion in the testimony, it must
be deemed to have been tried by "implied consent
of the parties ...." Consequently, under the first
two sentences of Fed. R. Civ. P. 15(b), this matter
must be treated in all respects as if it had been
raised in the complaint. As a consequence, I find
that Respondent did interfere with the organizing
campaign by seeking to have its employees believe
that, in the event the Union was successful in or-
ganizing Respondent's plant, even though they had
no quarrel with or grievance against it, they would
have to go out on strike and thus lose earnings
when other companies "were out on strike."
E. C. H. Ellison's Conduct
C. H. Ellison, Jr., is president of Southern Ce-
ment Company. The charges against the Respon-
dent in which he is allegedly involved derive from
speeches made by him to the employees. They were
captive-audience speeches in the sense that the em-
ployees were required to attend. The charges are
that
during the course of these speeches he
threatened that the Respondent would lay off its
employees and would eliminate payment of the
Christmas bonus if the Union was selected as their
bargaining agent and, if it was not, that the Respon-
dent would pay wages equal to those currently
being paid at neighboring union plants.
Ellison finds it desirable to make speeches to the
employees from time to time because he believes
they have a tendency to forget the good things
392
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
about their employment and it is therefore impor-
tant to remind them . He customarily makes two
speeches a year. In 1966, the year before the year
involved in this proceeding , he made two, one just
prior to the beginning of July and the other just be-
fore Christmas. A speech around the beginning of
July normally would be made in connection with
the Company's practice of reviewing its wage struc-
ture at or about that time. It frequently had granted
increases in July. The speech just before Christmas,
apart from its holiday aspect, I assume normally
would be concerned with the Christmas bonus
which the Company seems to have paid regularly
for a number of years. During 1967, however, El-
lison made two speeches prior to July. These were
made because of the Union 's organizing campaign,
one on or about May 17 and the other on June 20.
The May speech was made 2 days after the Union
had filed its petition for an election and the June
speech was made 2 days before the Board-con-
ducted election.
Although both speeches were planned in ad-
vance , Respondent claims that neither had been
written out and read to the employees. This was so
even though they were not spontaneous or on the
spur of the moment but had been planned in ad-
vance of delivery. Mr. Ellison claims that they were
rather short , not more than 10 minutes each, and
that they were extemporaneous. For the purpose of
memorializing what he had said during the course
of these speeches , he prepared memoranda or notes
purportedly outlining or summarizing what he had
said. These were prepared about a week or 10 days
after he returned to his office in Birmingham from
Atlanta, the place where he had made the speeches.
According to him , he did not consult with any other
person for the purpose of refreshing his memory as
to what he had said and he agreed at the hearing
that the memoranda which he had prepared do not
set
forth
everything that he had said. These
memoranda were not offered in evidence and, in
any event, would not have been acceptable in view
of the circumstances under which they were
prepared.
They were, however, utilized quite
frequently by counsel for the Respondent during
the course of the examination or cross-examination
of witnesses . Testimony by particular employees
that they remembered that Mr. Ellison did say cer-
tain things quoted from the memoranda, or that
they did not remember that he had said certain
things, or might not have said other things does not
appear to me to be entitled to very much weight or
to be regarded as having any substantial degree of
probative value.
The important factor about both speeches is that
they were made with direct reference to the union
organizing campaign. In point of time, one was
made 2 days after the filing of the petition and the
other 2 days before the election . Counsel for the
Respondent stressed in their brief , "[TJhe Com-
pany's supervisors were men of sophistication in
labor relations ...." Being so sophisticated, their
alleged
failure
to
have the Ellison speeches
prepared and set down in writing in advance is a
factor which I am unable to overlook in my search
for what must be regarded as the true facts of what
actually had been uttered or sought to be conveyed
by Ellison in his talks . Regardless of whatever else
Mr. Ellison might have said in these talks, I am
required only to determine whether during the
course of his remarks there were conveyed to the
employees threats that they would be laid off or
that their Christmas bonus would be eliminated if
the Union was successful and a promise that if the
Union was defeated the Company would pay wages
equal to those currently being paid at neighboring
union plants . As far as the time elements are con-
cerned , whether the remarks were made in both
speeches, or in one and not in the other , or partially
in one and partially in the others is not important
here . Respondent was in a better position to fix the
time elements than was counsel supporting the
complaint in his presentation of witnesses. If the
threats and the promise were made , whether at the
May meeting or the June meeting , or at both, they
would be cognizable violations in this proceeding.
Ellison testified that in the May speech he re-
minded the employees about the benefits which
they were receiving from the Company , the life in-
surance policy, the Blue Cross-Blue Shield plan, the
retirement plan, the company policy not to lay off
people during the slow season, and its willingness to
pay somewhat higher wages and permit overtime
rather than have a surplus of men . He reminded
them that , in the preceding winter during the slack
season, there had been no layoffs and he told them
that Respondent had had the practice of paying
wages equal to or better than the competition in the
area . He reminded them that it had given them a
bonus every year but one, but that there never was
any promise that it would be given because, in
order to give it, a company had to earn the money
first. He pointed out, however, that the Company
had been able to earn money and that a bonus had
been paid over a period of 20 years . He had men-
tioned talk of union activities and had said that he
"wanted them to give serious thought to that." So
much for the first speech.
During the second speech he informed the em-
ployees that there was to be an election 2 days
later, that he wanted everybody to vote, assured
them that it was their right to vote, and stated that
the Company intended to abide by the laws govern-
ing elections. He asked them to reflect upon the
treatment they had received, advised them that the
Company had been able to take care of them in the
past , and that he did not want them to be misled by
vague promises . Although he again mentioned the
bonus in that speech , he said that his remark was
virtually the same as it had been in the first speech
and he cautioned that he was not able to promise
anything . It is his general practice to speak of
bonuses in the past tense because a bonus cannot
be paid unless the money with which to pay it is
SOUTHERN CEMENT CO.
earned . The job situation was mentioned . The em-
ployees were informed of the expansion program
and the hope was expressed that it would result in
more jobs, and more money and better paying jobs
for the employees. He touched on the fact that dur-
ing the past year business had not been up to ex-
pectations but he attributed this to the tight money
situation which had resulted in curtailment of nu-
merous construction jobs. Tight money had boosted
interest rates to as high as 7- I /2 percent and people
were unable to pay that rate. Cement shipments
had not come up to expectations and the Company
was without highway jobs at the time . He expressed
the feeling that the latter part of the year would be
better even though the cement business benefits
from improved business conditions only after a
lapse of time from the beginning of such improve-
ments .
He admitted saying that employees at
Universal Atlas Cement companies in Alabama and
elsewhere had gone out on strike in sympathy with
employees who had struck that company's plant in
Missouri because of a dispute concerning an auto-
mation contract . This, he had observed , was indica-
tive of the fact that strikes affect people even
though they are not directly involved in the
disputes which cause them . He sought also to ex-
plain why the preceding year 's bonus seemed to
have been less than that of prior years by pointing
out that this had resulted from the increase of the
withholding tax.
He categorically denied having said at either
meeting that , if the employees found a union plant
paying more than Southern , Southern would match
it, that if the Union came in some employees would
be laid off or that the Christmas bonus would be
cut out, or that the Company could do more for its
employees than the Union . As to the last, he as-
serted that he merely had invited the employees to
review the Company's past history and what it had
to offer them and had expressed the opinion that it
was able to take care of them. Although he denied
that he had informed the employees that the Com-
pany did not want a "bunch of outsiders coming in
and telling him what to do," he admitted saying
that the Company. had done a good job and did not
need anybody to come in and help it change its pol-
icy.
On cross-examination , although he admitted that
he had invited the employees to compare their
wage rates with those in union plants, he denied
that he had promised them that if they found a
union plant paying more than Respondent did, he
would match that pay scale . The extent of any
promise or assurance with respect to the future was
limited only to a review of the Company 's historical
pattern of paying equal or better compensation
than competitors in the area and that he saw no
reason for changing that policy. He repeated that
he had told the employees that they had a right to
compare Respondent's wage rates in Atlanta with
those of other plants in the area and that he felt
393
sure they would find they were equal to or greater
than those in the other plants.
Also on cross-examination, he admitted, as he
had stated on direct, that he had referred to Christ-
mas bonuses at both meetings. He pointed out that
he had reminded the employees that a bonus was
based entirely on the Company 's ability to earn the
money to pay it and that no promises ever could be
made that it would be paid . He did, however, sug-
gest that they look back over the years and note
that a bonus had been paid over a long period of
time. He agreed also that he had reminded his
listeners that the Company had kept them in con-
tinuous employment even when business became
slack and that he had invited them to check as to
what the other competitive plants did. He did the
latter because he was not able to tell them what
they did. He specifically denied asking the em-
ployees to vote against the Union but said that he
merely had expressed the hope that they would sup-
port the Company.
The foregoing summarizes Ellison's testimony,
both on direct and on cross.
Vice President of Operations Arthur P. Hunter
next was called. His recital of Ellison's speeches
does not disclose any indication of a threat or
promise having been made. He testified that Ellison
had not even used the words "union plant." He de-
nied generally all the allegations as to the making of
threats or promises in the event of the Union's suc-
cess. Contrary to what Ellison had testified to, he
initially agreed that the latter had made a remark
which would indicate that he "did not want a bunch
of outsiders coming in and telling them what to
do." However, he quickly modified this to conform
to Ellison's version. Like some of the General
Counsel's witnesses, he testified that Ellison had re-
minded the employees that he had been a good
representative for them for the purpose of obtain-
ing increases, bonuses, and fringe benefits, that he
and the Company did a better job representing the
employees than outsiders could, and that outsiders
could offer them nothing. He answered, "Yes," to a
question by Respondent's attorney whether Ellison
had said, "[t]hat the company could do more for
the employees than the Union."
On cross-examination he again denied that El-
lison had mentioned the Union in the meeting. He
corroborated Ellison's testimony to the effect that
Ellison merely had pointed out that a Christmas
bonus was dependent on the Company's making
money.
While
he
also
corroborated
Ellison's
testimony that the latter had not asked the em-
ployees to vote against the Union, not like Ellison,
he testified that the latter had stated no preference
as to how employees should vote at the upcoming
election.
Plant Manager Rowlett was called to give his ver-
sion of the speeches. His version suggests that those
speeches merely were a normal review of company
relations with employees calculated to maintain and
continue good employee morale. 'Specifically with
394
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
relation to wages, according to him , Ellison stated
the Company 's policy to pay wages equal to those
of competitive plants in the area provided that its
business prospered . The employees were asked to
look at the Company 's past record as far as layoffs
were concerned .
They were reminded that the
Company always had tried to provide jobs for peo-
ple
and to keep them working continuously
throughout the year . The reference to the Christ-
mas bonus was to the effect that it was dependent
on the Company 's ability to make money and, as
far as the future was concerned , the employees
were asked only to look at the past and were told
that the Company hoped to continue in the future
what had been done in the past . He denied that El-
lison had said that if the Union came in the bonus
would be cut out.
Contrary to Ellison 's admission that he had men-
tioned the Union, Rowlett said that Ellison had not.
While he asserted that wages had not been placed
on a comparative basis with those being paid in
other plants he did say that Ellison had spoken
about the Company 's objective to pay wages equal
to those paid by competitive plants in the area.
Also, contrary to what Ellison had testified to, he
testified that nothing had been said about layoffs at
Southern Cement.
Supervisor Blackerby was unable to remember
the dates on which the speeches had been given but
he did attend two meetings-one just prior to the
election and the other in May . According to him,
Ellison spoke only of past benefit practices and
fringe benefits , did not speak about the Christmas
bonuses or to the effect that if employees found a
union plant paying more than Respondent the
Company would match it or that, if the Union was
successful , employees would be laid off or the
Christmas bonus discontinued . On cross-examina-
tion, he testified that Ellison had not mentioned the
Christmas bonus in his speech and had not referred
to wage rates . However , almost in the same breath
he said that Ellison had remarked that the rates
would compare favorably with what other cement
and time plants were paying . He repeated , contrary
to what Ellison had testified to, that Ellison had not
mentioned the Union in either of the speeches.
Although Ellison had testified rather in detail that
he had explained why promises could not be made
to the employees , Blackerby testified that he mere-
ly had told them that he could not make promises
and had not told why.
Some rank-and-file employees also were called to
testify on behalf of Respondent with respect to the
Ellison speeches.
George Walker Bentley, a crusher operator who
had been employed by Respondent for 12 years, at-
tended both speeches. In general, he said that El-
lison had reviewed what the Company had done for
the men , what its practices had been , and what
were the benefits in the nature of hospitalization,
life insurance , vacations , etc. Contrary to Ellison's
testimony , he said that nothing had been said about
the Christmas bonus . He denied also that Ellison
had referred to layoffs of employees or that he had
said the Christmas bonus would be discontinued if
the Union was successful . He did not remember
whether Ellison had made a remark to the effect
that the yearly wage increase would be given as
usual . He interpreted Ellison 's remarks as having
been to the effect that, because employees had
been getting a raise every 4th of July for the 12
years he had worked there and ,
in addition, a
Christmas bonus , the Company would continue this
practice . He remembered , however , that the prac-
tice had not been consistent because a wage in-
crease had not been given in 1966. He did not hear
Ellison tell the employees that if they found a union
plant paying more than Southern Cement he would
match it.
On cross-examination , he agreed that Ellison had
said something close to or similar to a remark to
the effect that he always had represented the men
and would like to continue so to do. He denied
however that Ellison had informed them that this
representation costs them nothing whereas they
would have to pay the Union if it represented them.
He insisted that he had not heard the words
"union" or "Christmas bonus" mentioned at either
meeting.
Jerry Baugus was called to testify , briefly, about
Ellison's remarks . The substance of what he re-
membered was that Ellison had spoken mainly
about the Company's policies and of what it had
done in the past , and had remarked that he had
represented the employees in the past and would
represent them in the future . He did not remember
any remarks about insurance but, when prodded
about hospitalization, he recalled that something
had been said about it but did not remember what.
All he remembered about bonuses was that their
computation had been related to hours and that no
promises had been made . He testified that Ellison
had mentioned layoffs indirectly to the extent that
he had referred to the Company's policy not to lay
off people when work got slow. Cutting out of over-
time had been mentioned as the alternative for
layoffs. (This interpretation is somewhat different
from the references to it by complaint witnesses
who, as will appear below , testified that Ellison had
threatened that overtime would be discontinued if
the Union was successful.) Baugus did not recall
any comparison between union plants and Respon-
dent's, nor did he remember that the word "union"
had been mentioned in the speeches . The only
reference to a yearly raise which he recalled was
that it could not be promised and he had heard
nothing said specifically about layoffs or bonuses.
On cross-examination, although an effort was
made to get him to testify , contrary to Ellison's
direct testimony , that a union plant or union plants
had been mentioned during the speeches , he said
that there had been talk about some plant and
somebody had said it was a union plant but he was
unable to remember where the plant was or
SOUTHERN CEMENT CO.
anything else about the remarks. It did appear, as
he had protested while testifying, that his memory
was short and vague about what had been said and
about what had not been said by Ellison during his
talks.
Morris Poe, another rank-and-file employee, a
tankloader, was called. He recalled that Ellison had
spoken about various benefits enjoyed by the em-
ployees at Respondent's plant but stated that no
mention had been made of Christmas bonuses and
layoffs, and that no comparisons of wages paid at
other plants had been made at any of the speeches.
He said that Ellison had not told the employees that
if they found a union plant paying more than
Respondent , Respondent would match it. He de-
nied that Ellison had said that if the Union came in
some of the men would not work throughout the
year or that any would be laid off. He said that El-
lison had told the employees they could vote any
way they wished.
On cross-examination ,
although it
was not
disputed that Rowlett and Hunter also had spoken,
he qualified his answer that others probably had
spoken by saying he was not sure. He insisted that
Ellison had not made "any derogatory remarks
about the Union." In substance, he said that Ellison
merely pointed out to the employees what the
Company had done for them, that Ellison was not
trying to influence them against the Union but was
trying merely to show them "the beautiful part of
the Company." He admitted that Ellison had men-
tioned the Union in his speech at the time that he
pointed out that Organizer Wheeler was trying to
organize the plant but said that he voiced no
opinion on the effort. To the extent that there was
any reference to the organizing campaign he un-
derstood Ellison's objective to be to emphasize the
"beautiful points of the Company" and thereby
persuade the employees "to look down upon ...
the Union." Nevertheless, Ellison "did not lambaste
the Union whatsoever, or say anything bad" and he
did not say anything about what the Union could or
could not do. Contrary to Ellison's testimony, he
said that Ellison had not said anything about and
had not mentioned the Christmas bonus. According
to him, there had been no remarks that the Com-
pany had paid the bonus for many years and hoped
to be able to continue paying it, depending on
whether or not it made a profit. He denied also that
Ellison had reminded the employees that they
worked throughout the year without layoffs while
those at other plants were laid off when business
became slack in the wintertime.
Jimmie D. Spencer is another rank-and-file em-
ployee, a loader in the packhouse. He testified that
Ellison had urged the men to be sure to vote but
had advised them to vote in any manner they
wished, had stated that Respondent's future looked
brighter than ever, with more business and more
customers, and, with respect to fringe benefits, had
remarked that the Company's record "stands for it-
self. Southern Cement always treated the men fair
395
and decent." He was unable to remember any talk
about insurance, hospitalization, the
Christmas
bonus, or layoffs. He testified, however, that Ellison;
had informed the employees that if the Union came
in he would be unable to talk for them and that, in-
stead, a delegation would have to be formed to go
to New York to bargain for wages and vacation. As
long as he had been president, 15 or 17 years, he
had "been talking for the men." He did however
say that Ellison had informed them that "Southern
Cement always paid more than union plants, that
our scale was higher than any union plant." He de-
nied that Ellison had stated that if the Union came
there would be layoffs but agreed that he had said
that Respondent always had found work for the
men during slack periods. According to him, El-
lison had not threatened that the Christmas bonus
would be cut out, that there would be layoffs, or
that the plant would close in the event that the
Union was successful.
On cross-examination he repeated his testimony
to the effect that the existing practice of Ellison's
bargaining for wage increases would be changed
and that this would have to be done by a delegation
selected by the employees in the event of organiza-
tion. He reaffirmed that Ellison had told the em-
ployees that Respondent always had paid more than
union plants and that Southern Cement "would
match what the Union paid." He denied that El-
lison had used the word "layoffs" but asserted that
Ellison had said, "He'd always found work for the
men. He said the men had worked full time." He
denied that anything had been
said
about the
Christmas bonus at either meeting.
Two more rank-and-file employees, Labon J.
Northcutt and Larry Vaughn, were called in
defense. Northcutt admitted that he had been una-
ble to hear everything that was said at the speeches.
He, like others, testified that Ellison had urged the
men to vote, had assured them that the manner in
which they voted would not be held against them,
and had urged them to check back on what
Southern Cement had done for the men in past
years . In response to the question, "Do you re-
member whether or not at either one of these
speeches you attended, that Mr. Ellison said that
the company paid as much or more as Union plants
and if we could find one that was paying more, we
would match it?" the witness answered, "Yes, sir."
This seemed to disconcert the interrogator for he
immediately asked, "He did say that?" To this
Northcutt replied, "Now I don't know whether it
was stated like that, or not, but I think he did. He
didn't say would match it. He said that they were
paying equal to Union pay." He denied categori-
cally that at either of the speeches Ellison had
stated that if the Union took over some of the em-
ployees would not work the year around or, in the
event that there was not much to do, employees
would be laid off, or that the plant would close.
On cross-examination, contrary to his
initial
testimony, he said that Ellison had not stated that
396
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent would pay as much as any union plant.
He insisted that all that was said was that Respon-
dent was "paying about equal to them ." He denied
that anything had been said about how the men
would be treated in the future or that there had
been an explanation why promises were not being
made . He said that Ellison had said nothing about
Christmas bonuses . He denied also that there had
been any reference to layoffs or that Ellison had
said that Southern Cement always had kept its em-
ployees working through the winter and the slack
months without layoffs.
The last witness in defense ,
called
with the
respect to the Ellison speeches , was Larry Vaughn,
a fiscal analyst . He summarized Ellison 's speech as
having to do with the position of the Company
"sales wise," the probable future outlook , and the
probability of a favorable future for the next 2
years. He seemed to be quite hazy about his recol-
lection and spoke in generalities to the effect that
Ellison had said that he hoped to return at a later
date and give the employees good news and had re-
marked that another plant had been shut down.
After he indicated his desire that he be asked
specific questions , counsel proceeded to do so. He
answered to the effect that nothing had been said
about insurance and that the bonus had not been
mentioned specifically but, almost immediately, in
response to a subsequent question , he said that El-
lison had remarked that the bonus was dependent
on sales . When asked about layoffs , he said that El-
lison had remarked that the Company never had
laid off anybody because of a shortage of work or
when or because sales were bad . He denied that El-
lison had mentioned the Union by name or had said
that if the employees could find a union plant pay-
ing better wages Southern Cement "would pay it,
or words to that effect." He denied also that Ellison
had stated that the Company had been paying the
same wages "that the Union paid ," that if the
Union came in there would be layoffs and the men
would not be working
"year-round ,"
or that
Respondent could do more than the Union for the
employees and that it "did not want a bunch of out-
siders to come in and tell them what to do." He de-
nied also that Ellison had said that if the Union
came in the Christmas bonus would be cut out,
there would be layoffs , and the plant would close.
On cross-examination , contrary to the testimony
of other defense witnesses , he denied that Ellison
had told the employees that it would cost them
nothing to have him represent them whereas, if
there was a union, they would have to pay for
representation . He repeated his prior testimony that
no mention had been made of the bonus and he de-
nied that Ellison had related to the employees the
wages and benefits which they had at Respondent's
plant . He said he did not recall any invitation by El-
lison that employees compare what they were being
paid with what was being paid at other cement and
lime plants.
The foregoing completes Respondent's version of
the Ellison speeches . I have set it forth deliberately
in advance of the version given by witnesses in sup-
port of the complaint because it demonstrates that
there can be as many different versions of hap-
penings as there are witnesses , and this even though
those witnesses are called by only one side to a con-
troversy.
Harvey Threatt, Jr., is a laborer employed by
Respondent in its shipping department. He has
been working there for about 4-1/2 years. His
testimony was limited to the Ellison speeches. Ac-
cording to him, Ellison had stated that Respondent
was paying as much as the Union paid and the em-
ployees ought to check around at other plants and,
if they paid more , Respondent would match it. El-
lison said that he wanted no outsiders to come in to
tell him what to do, that the Union did not make
jobs nor did it give the jobs to employees , and that
employees do not have to pay him for his services
but would have to pay for the services of a union
representative . Ellison also told them that if the
Union was successful some employees would be
laid off whereas, at the present time , they worked
throughout the year, and that the Christmas bonus
would be cut out because nobody could make the
Company pay it.
On cross-examination , Threatt stated that the re-
mark about the Christmas bonus had been made at
the first meeting, after the petition had been filed,
but that no reference to it had been made at the
meeting 2 days before the election . He was not
budged from his positive assertion that the first
meeting had been held after the petition for an
election had been filed . He was correct about this
even though it was sought
to
divert
him. It
developed, however, that he had not disclosed the
alleged threat about the Christmas bonus in his af-
fidavit to a Board agent. He was not upset by this
and explained it by saying that a person thinks of
more things when he comes to court than when he
merely goes to an office and volunteers to give an
affidavit. Although he admitted that he had remem-
bered this after he gave the affidavit , he did not
have it added despite the fact that he did have
added another afterthought to the effect that El-
lison had told the employees that , in the event the
Union was successful and business became slack,
people would have to be laid off as opposed to the
present policy of having people work "year-round."
In
summary ,
the
highlights,
as
recalled
by
Threatt, at the first meeting were that, in addition
to the threat about the bonus and layoffs, Ellison
had reminded the employees that Respondent paid
as much as any union plant paid and told them that
if they found one that paid more the Company
would match it, that he did not want outsiders com-
ing in to tell the Company what to do, and that the-
Union made no jobs and did not give employees
their jobs . This was all he recalled from the first
meeting. All that he recalled from the second meet-
ing was that there had been references to the in-
surance and pension plan . Although the classic
SOUTHERN CEMENT CO.
397
device was utilized for the purpose of confusing the
witness and getting him to say that he had not
talked to counsel supporting the complaint in ad-
vance of the trial , I believe that the witness satisfac-
torily survived this attempt. I do not believe that in
the pretrial interviews he was induced to testify
about the bonus threat which he had not mentioned
in his pretrial affidavit . I do believe that it is con-
sistent with the truth that he actually did re-
member, in preparation for the trial, that the threat
about the bonus had been made . The impression he
made upon me while testifying overrides his failure
to have it added to or set forth as a supplement to
his
pretrial
affidavit
notwithstanding
that,
with
respect to the layoff threat, he did have the addi-
tion made after he recalled that subsequent to his
first interview.
Watson Underwood, whom I regard as a credible
witness, also testified about the Ellison speeches.
He remembered that the first speech, in May, was
about the Union. At that meeting, according to
him, Ellison told the employees that the Christmas
bonus would be cut out if the Union came in but, as
far as he knew at that time, it would be paid if the
Company's business was good . Ellison also told the
employees "there'd be layoffs in the wintertime,
that he would not be working regular forty hours as
we are now." At the second meeting Ellison told
them that the Christmas bonus would be cut out if
the Union came in and, if it did not come in and
business was good , he was quite sure that the bonus
would be continued and another bonus would be
paid. He told them also that there would be layoffs
in the wintertime as contrasted with the Company's
policy of moving men around from place to place
so that their employment might be continued. He
said that , if the Union came in , more employees
would have to be hired for various jobs. He told
them that he did not see why employees ought to
pay someone to represent them inasmuch as he was
representing them and they did not have to pay
him. While some remarks had been made about in-
surance and pension plans , because he was not in-
terested he did not pay too much attention to them.
A leading question , justified because of the witness'
failure to remember all that had been said , elicited
the answer that Ellison had told the employees that,
if they did not believe the Company was paying the
same as union plants were paying , they could check
with those plants and that every time the Union
procured a raise in any other plant the Company
would give them that raise.
On cross-examination it was brought out that the
remark having to do with the matching of raises
had been made at the second meeting . Although it
is not disputed that there had been a total of three
meetings , the third after the events involved in this
proceeding and just before the Fourth of July, Un-
derwood remembered only two. He said he did not
attend the third . Other evidence in the record is to
the effect that the third meeting was called for the
purpose of announcing increases for the year
beginning July 1. Underwood testified that he did
not remember that at the meetings with respect to
which he had testified raises for the coming year
had been mentioned . He was quite clear about the
fact that the second meeting was the preelection
meeting , saying, " I believe it was about two days
before the election, two or three days, somewhere
along there."
After digressing to Underwood's testimony about
the Miller interrogation set forth above , the cross-
examiner returned to the Ellison meetings. Un-
derwood repeated that the statements about the
cutting out of the bonus and the layoffs during the
winter
months had been made during both
meetings . His attention was then directed to an af-
fidavit which he had signed before a Board agent
on July 11. He agreed that he had come to the
Board offices upon the suggestion of Union Or-
ganizer
Wheeler. It developed that there was
nothing in the statement about threats with respect
to the bonus . Although his bonus had amounted to
about $300, he had not remembered at the time he
gave his statement that there had been a threat to
eliminate it. While he did remember it after he
returned home he failed to call the Board agent to
have it added. He did not permit himself to be
disconcerted by inquiries as to whether he had
discussed the case with counsel prior to the hearing
and, when ultimately asked as to what he had been
told, he stated that he had been told to tell the
truth, the whole truth, and nothing but the truth.
While it has been said in Jencks, above, that failure
to set forth in a pretrial affidavit matters about
which a witness testifies upon the hearing may be
indicative of the fact that the testimony may not be
true, on balance, after observing Underwood on the
witness stand , and considering also his testimony in
connection with the Miller interrogation, I have
concluded that the Jencks factor should not be
overriding here. I regard Underwood as having
been a credible witness.
Additional employee witnesses were called in
support of the charges arising from Ellison's
speeches. These were Smelley, Hawkins, Rhines,
and Hardnett ,
all
of whom had testified with
respect to other alleged violations of Section
8(a)(1) of the Act. I shall refer briefly to their
testimony although I would be most hesitant to
make a finding contrary to Ellison 's version in sole
reliance on it in view of the manner in which I have
treated it with respect to the other violations.
Smelley testified that , at a meeting in the electric
shop,
Ellison had expressed his failure to un-
derstand why people would want a union inasmuch
as they would have to pay union dues for services
which he, Ellison , rendered without cost to them.
Referring to the bonus , according to Smelley, El-
lison said that nobody could force him to keep giv-
ing it. He also told them to check the union plants
and ascertain what they were making there. In this
connection he asserted that Southern 's wages were
as good as or better than union wages, if the em-
398
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ployees could find any better he would match them,
and that the company policy was to try to keep men
working all the time , not "lay them off like the
Union been doing ," a policy which had prevailed
even when business was slack . On cross-examina-
tion , Smelley testified substantially if not more
firmly to the same facts to which he had testified on
direct . He seemed to be extremely wary of the
cross-examiner and, when asked whether Ellison
had said "if the Union came in the Company was
going to stop paying bonuses," he said he did not
"recall those exact words ." His reply here and to
other questions about the Ellison remarks suggest
to me that he was trying to be quite careful and
meticulous in his testimony .
In cases where he
refused to adopt specific language contained in the
cross-examiner 's questions he nevertheless did not
vary his prior testimony and argued that, even
though he would not state that Ellison used specific
words during the talk, Ellison implied ("im-
plicated ") the threats and promises . When extracts
from the postspeech memorandums made by El-
lison were read to him he answered that he remem-
bered some remarks and admitted that others
which he did not remember could have been made.
Testimony of this nature is not probative that the
statements to which Smelley had testified actually
were made had not been made.
Hawkins testified that Ellison said if the Union
came in the Christmas bonus would be cut out,
when work became slack the men would not be
continued working all year, that he did not want
any outsiders coming in and telling him what to do,
that if the employees could find any other plant in
the area paying more than Southern paid he would
pay "equal ... to what they were paying," and that
the employees would have to pay the Union for
representing them whereas they did not have to pay
him for such services . With the possible exception
of the alleged remark about year-round work, Haw-
kins
reaffirmed ,
on
cross-examination,
the
testimony he had given on direct. The exception
with respect to year-round work arises from the
condition of the transcript:
Q. That is what you said, there wouldn't be
any year round work if the Union came in.
Now maybe you didn't say that. Am I wrong?
A. I don't remember Mr. Ellison said it.
0. Mr. Ellison didn't say that?
A. I don't think so.
Q. So Mr . Ellison did not make the state-
ment there wouldn 't be any year round work if
the Union came in? Mr . Ellison said , according
to your testimony, that no outsider coming in,
he didn 't want anybody from the outside com-
ing in and telling him how to run the plant.
Now when did he say that?
A. I'm not positive on the date.
0. But you are positive he said it?
A. That he didn 't want no outsider coming
telling him what to do?
0. Are you positive of the exact words that
he said? Do you know exactly what he said?
A. Exact words?
Q. Are those the exact words.
A. No. Couldn't be exact. He said-not the
exact words.
Q. If the other plant paid more, Southern
Cement would equal it.
A. Right.
Q. Now when did he say that?
A. I don't remember the dates on it.
The answer to the first question quoted shows, as
noted above , " I don't remember Mr. Ellison said
it." I believe that it should have been transcribed,
"I don't remember. Mr. Ellison said it." Although
the subsequent question and counsel 's remark fol-
lowing the " I don't think so," make it appear that
the witness had testified that Ellison had not stated
that the year-round work would be discontinued if
the Union came in , I would not, on the basis of this
transcription , make a finding that Ellison actually
had not and that Hawkins had misstated the remark
on direct . Inasmuch as my ultimate finding and
conclusion on the issue does not rest on Hawkins'
testimony the problem whether he testified one way
or another need not be resolved even though, when
he was brought back to this matter in later cross-ex-
amination , he reverted to his initial version and
testified that Ellison had said, "That there wouldn't
be any year-round work if the Union came in." For
the same reason the variations in degree as to the
extent of Ellison 's remarks as they are reported in
Hawkins ' pretrial statement and as they were stated
at the hearing do not rise to any great significance.
In view of my general appraisal of Hardnett,
noted above, I disregard his testimony entirely.
Samuel
Rhines
was another witness whose
testimony I have rejected in several respects. His
testimony about the speeches is that Ellison told the
employees they didn't need anybody and did not
have to pay anybody to represent them, that if the
Union came in the Christmas bonus would be cut
out, and that the Company would pay as much or
more than any other union plant paid. This is cor-
roborative of the testimony given by others but
I
need not rely on it in coming to my ultimate finding
and conclusion that the alleged threats and
promises were made.
On the basis of all the testimony given concern-
ing the Ellison speeches , not only that given in sup-
port of the complaint but also that given by wit-
nesses called in defense and the concessions which
Mr. Ellison made as to statements contained in his,
speeches, my observation of all the witnesses, and
my consideration further of the fact that, although
(as stated partially by Respondent's counsel) "The
company 's supervisors were men of sophistication
in labor relations . . ." they seem to have decided
deliberately that Ellison's speech in actual words
would not be preserved either in a prepared script
or a transcription at time of delivery and my further
belief that the Company 's campaign against the
SOUTHERN CEMENT CO.
399
Union was a vertical campaign from the top down
(Ellison, Rowlett, and Miller) and not horizontal on
the foremen's level, it is my finding and conclusion
that
Respondent, by Ellison, in a speech or
speeches made following the filing of the Union's
petition and prior to the election, threatened that it
would lay off its employees and would eliminate
payment of the Christmas bonus if the Union was
successful in its organizational campaign and
promised to pay its employees wages equal to those
currently being paid at neighboring union plants if
the Union was defeated in the forthcoming elec-
tion-all as alleged in the complaint.
F. The Alleged Wrongful Discharge of Giddens
According to Winston Leonard Giddens, the
events leading up to his alleged wrongful discharge
commenced on July 26, 1967, about 10 minutes be-
fore 9 a.m., that is to say 10 minutes before normal
work-starting time. While he was talking to another
employee, Supervisor Fleming beckoned to him
and instructed him to go to the shower room until
worktime. Fleming 's reason , according to Giddens,
was that Giddens "might get hurt." The time, July
26, it should be noted, was more than a month after
the Union had lost the election. According to Gid-
dens this was not the first time he had come to
work before starting time and , on prior occasions,
nothing had been said to him about it. His normal
practice had been to get to work about 8:15 or 8:30
a.m., go to the shower room, change his clothes,
and then walk around the plant talking to the men.
Other employees, specifically Baugus and Hawkins,
did the same . July 26 passed without incident. On
the next morning, when Giddens came to work, al-
legedly at 8:30 a.m., he observed Plant Manager
Rowlett and Supervisor Fleming standing on the
sidewalk talking. He continued on into the shower
room. Shortly thereafter, while he was changing his
clothes, Fleming came to the shower room and,
after speaking to another employee, turned to him
and said, "I want you to go to the guardhouse and
wait till a quarter till nine before you go to work."
Giddens testified that he acquiesced. Next, accord-
ing to him, Fleming appeared not to be satisfied
that Giddens was taking the time to change his
clothes before going to the guardhouse because
Fleming came back to the shower room and, after
again talking to the other employee, turned to him
and said, "I thought I told you to go wait till quarter
till nine." Giddens says he replied, "Well, I'm trying
to get my clothes on. I'm going as soon as I get my
clothes on." At this moment Giddens, as disclosed
by his own testimony, started to "boil over" and get
himself into a state of resentment and belligerence.
As Fleming started to walk out, he asked him why
he had to go "wait up there" before going to work
and Fleming answered that he had told him on the
previous morning that he "might get hurt." Giddens
said he argued the point by saying that he had
"worked around machinery every day and there's
something else to that." Fleming merely answered
again that he did not want him to get hurt. He then
asked Fleming whether he was trying to "run [him]
off" but Fleming denied this. He then invited Flem-
ing to go with him to Plant Manager Rowlett to talk
about it. Fleming declined but did say to him, "You
go see him." Giddens went to Rowlett's office and
questioned him as to why he had to wait until 8:45
a.m. to go to work but Rowlett answered that he
had instructed Fleming to tell Giddens to go to the
guardhouse and wait. Rowlett appeared, according
to Giddens, to resent his question. He admits, how-
ever, that Rowlett had explained that he wanted to
stop Giddens from coming in early, running around
the plant, and talking to the men, and that he in-
tended "to stop all this gossip going around." Dur-
ing this conversation Rowlett insisted that this was
a uniform rule for the entire plant. The parties are
not in too great disagreement as to the actual hap-
pening of the events as distinguished from the al-
leged discrimination
against and singling out of
Giddens up to this point.
Later that morning, according to Giddens, after
he had been working for awhile, he started to tell
fellow employee Bentley what had happened and
Payne, overhearing it, joined the conversation. Dur-
ing this conversation Giddens testified, "[S]o I told
Mr. Payne that I was going to quit, that, one of
these days, but that I would give him a notice be-
fore I quit and tell Mr. Fleming they'll be hunting
another man to take my place." There is a sharp
conflict as to whether this is actually what Giddens
said to Payne.
On cross-examination Giddens changed his ver-
sion. He testified, "I told him that he look for
another man because I am going to quit one of
these days. And he said, `Well, I'll tell Mr. Flem-
ing.' And I said, `Well, I'll tell Mr. Fleming and give
him two weeks notice before I quit."' Thus, on
cross, Giddens injected the additional material to
the. effect that the conversation had continued
beyond his initial remark to Payne and that in that
conversation he had said that he would talk to
Fleming and give him 2 weeks' notice. Then, a
question or two later was answered with another
version, "I told him I'd give him two weeks'
notice." When the discrepancy was called to his at-
tention he gave still another version, "Quitting one
of these days. And then he said, `I'll tell Mr. Flem-
ing to hunt me another man.' And I said, `Well, I'll
let you know. I'll give you two weeks' notice before
I quit."' An affidavit which the witness had signed
before a Board agent on August 9 gave this version,
"I told my Foreman Payne, that he'd better be
hunting him a good man because I was going to quit
this place one of these days." He explained the
omission of reference to the "two weeks notice" by
saying that he didn't think of it at the time that the
affidavit was made. It did develop, however, that a
week later, on August 16, he made another af-
fidavit in which the "two" weeks was mentioned.
Payne's version of this conversation (the first of
400
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
three on that day) was that Giddens had told him
that he "had better start looking for him a replace-
ment because he was quitting ." According to him
Giddens had not mentioned any time but "he just
turned and walk off."
While Supervisor Fleming was not a party to this
particular conversation his testimony tends to cor-
roborate Payne's. According to him, Payne re-
ported to him at or about 10:30 or 10:45 a.m.,
"Winston Giddens has just told me to be looking
for me another man, he 's quitting." Plant Manager
Rowlett's testimony also tends to corroborate
Payne's. According to him, Fleming called him at
or about 10:30 or I 1 in the morning and reported
that Payne had told him that Giddens said he was
going to quit and that Payne had better look for
another "boy." Additionally, Rowlett testified that
he made certain that this had transpired by calling
both Payne and Fleming to his office in order to
make sure that arrangements had to be made to
provide a replacement for Giddens.
A Burns Detective Agency employee who is a
guard at the gatehouse also testified to the effect
that on that morning Giddens had come down to
the guardhouse apparently emotionally upset and
resentful of the fact that he had been "run-out of
the plant earlier until work time ...."
Fellow employee George Walker Bentley also
corroborated Payne 's version . When Giddens ini-
tially came to work that morning he used some
profanity and "said he was quitting . Quit working."
A little later , when Payne came in , in his presence
Giddens told Payne , " about what he told me, that
he wasn 't going , he was quitting . He wasn 't going to
work there ." Bentley said that he did not hear
Payne ask Giddens when he was quitting . Another
employee, Baugus, testified that one morning when
he came to work Giddens told him that , " he was
going to quit." A little later, about 10 or a little
after 10 o'clock , Giddens told Payne , "he just as
well get another man, I'm going to quit this place."
I do not credit Giddens ' version of this conversa-
tion with Payne . It is my finding and belief that he
actually told Payne at that time that Payne ought to
be looking for a new man and that he was quitting.
Nor do I credit Giddens ' version of the events
which followed. These are the final phases of his as-
sociation with Respondent . Payne 's next contact
with him was at or about lunchtime as he, Giddens,
Baugus, and Bentley were going to lunch . Accord-
ing to Payne at that time Giddens informed him
that he "might quit right now ." Baugus testified
that, as they were filing in to lunch , Payne and Bau-
gus were together and Giddens was a little behind
Payne . Giddens remarked , " Well, I'm just going to
quit this place ." Payne asked him, "Well when are
you going to quit Winston so I'll know ?" Giddens
replied, "I might quit right now ." He added im-
mediately, "Aw, there is no use in talking to you.
You're just like the rest of them."
Prior to the luncheon conversation, Payne had
reported to Fleming that Giddens had said he was
quitting and Fleming , in turn , reported it to Plant
Manager Rowlett . For the purpose of determining a
replacement for Giddens, Rowlett requested Flem-
ing and Payne to come to his office. At this meeting
in Rowlett's office Payne reported both conversa-
tions directly to Rowlett. He then was instructed by
Rowlett to tell Giddens that , if he was going to quit,
Friday would be his last day to work. Payne fol-
lowed this instruction. Around 3 or 3:30 p.m., he
informed Giddens that Friday would be his last day
of work and Giddens replied, "Well, that's okay, I
was going to quit Monday anyway." Payne's only
other contact with Giddens on that day was Gid-
dens' request that he be permitted to leave after
finishing 8 hours of work.
Giddens did not report to work as usual on the
following morning. This to me appears to be quite
important. If he had not quit or conveyed his inten-
tion to quit on the preceding day there was no
reason at all why he should not have reported to
work at the usual time . He was not so rich as not to
have use for that day's pay. I do not credit his ver-
sion of the 5 o'clock conversation with Payne to the
effect that Payne had told him at that time that
Rowlett was letting him go and this resulted in his
saying , "Well if he is firing me, I'll just go home."
Giddens came to the plant sometime after lunch
on the following day and went directly to Rowlett's
office. When Rowlett asked him what he could do
for him, Giddens remarked that Rowlett had "fired"
him. Rowlett told him that this was not so but
that, on the contrary, he had quit. Giddens per-
sisted in denying it and said he would file an unfair
labor practice charge against Respondent . Rowlett
requested Giddens to wait while he directed Payne
to come to the office . When Payne arrived, Payne
stated that he had told Giddens that if he was going
to quit he could work for the rest of the day and
that Friday would be his last day. Giddens denied it
and, when Payne refuted this denial , Giddens again
said he was going to file a charge against the Com-
pany. Rowlett tried but failed to reach the company
lawyer and Giddens left with the remark that he
had said all he was going to say.
It is asked or argued why, when it ultimately
came out, at least according to Giddens ' version
during the meeting in Rowlett 's office , that Giddens
had not intended to quit immediately , no effort was
made to retain him . Rowlett 's explanation was that
when an employee lets it be known that he intends
to quit but leaves the quitting time indefinite the
Company has to establish a time for termination so
that it may be in a position to continue with its
work. This to me seems like a logical explanation
and appropriate procedure on the part of manage-
ment if it is to keep its business going.
Entries made by the plant guard , Camp , support
the conclusion that Giddens quit and that, as to the
claimed discharge, if it actually occurred, it did not
occur until the next day because of his failure to re-
port to work at the usual time . Plant Guard Camp
kept a logbook in which he reported various in-
SOUTHERN CEMENT CO.
cidents. The logbook shows that sometime after
lunch on the day he did not report for work Gid-
dens reported to the main office and that he left
after about 25 or 30 minutes . As Giddens was going
through the gate , Camp asked him if he was going
to work and he replied that he had quit and, with
that, drove out.
As I view the testimony , it hardly suggests to me
that Respondent had any notice of union activities
on the part of Giddens and that , because of such
activities or because of its desire to discourage
membership in the Union , it engaged in a campaign
of harassment for the purpose of precipitating a
discharge . It is my finding and conclusion that
Respondent did not do so . It is further my finding
and conclusion that Giddens actually quit his job.
His quit was acted upon by Respondent when he
was told to work one more day before termination.
His termination was made final by his failure to re-
port for work on that day . He having failed to re-
port for work as he had been requested Respondent
was under no obligation to reinstate him or accept
his indicated change of mind after he had absented
himself on the day which was supposed to have
been his last. This portion of the complaint should
be dismissed.
On the basis of the foregoing findings of fact and
upon the entire record in this case, I make the fol-
lowing:
CONCLUSIONS OF LAW
1. Respondent, by Supervisor Miller, engaged in
a systematic , planned interrogation of employees
concerning their union activities and threatened
them that, in the event of union organization, the
Christmas bonus would be discontinued and, when
shipping became slack in the wintertime , employees
in the packhouse would be laid off contrary to an
existing practice of providing work throughout the
year. This constituted interference with its em-
ployees in the exercise of rights guaranteed to them
by Section 7 and was a violation of Section 8(a)(1)
of the Act.
2. Respondent,
by its Supervisor Blackerby,
sought to persuade its employees to believe that, in
the event the Union was successful in organizing its
plant, even though they had no quarrel with or
grievance against it , they would be required to en-
gage in a strike and thus lose earnings when em-
ployees of other companies were on strike and, by
so seeking to persuade its employees , it sought to
discourage them from joining or voting for the
Union . This constituted an interference with and a
restraint upon rights guaranteed to them by Section
7 and Respondent thereby violated Section 8(a)(1)
of the Act.
3. Respondent , by President C. H. Ellison, Jr., in
captive-audience speeches to its employees made
following the filing of the union petition and again,
prior to the election , threatened that in the event
that
Respondent 's
plant
was organized by the
401
Union it would lay off employees when its prior
practice had been to keep them employed steadily,
and that it would eliminate payment of the Christ-
mas bonus. In the same speech or speeches he
promised to pay its employees wages equal to those
currently being paid at neighboring union plants if
the Union was defeated in the forthcoming elec-
tion. The object of these speeches and the particu-
lar portions here cited was to induce them to vote
against the Union in the election about to be held
and otherwise interfere with , restrain, and coerce
its employees in the exercise of rights guaranteed to
them by Section 7 and Respondent thereby violated
Section 8 (a)(1) of the Act.
4. These acts of interference, restraint, and coer-
cion are unfair labor practices which tended further
to interfere with the employees ' freedom of choice
in the election conducted on June 22, 1967, in
Case 10-RC-7093, and such conduct warrants that
it be set aside.
5. The foregoing unfair labor practices affect
commerce within the meaning of Section 2(6) and
(7) of the Act.
THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON
COMMERCE
The activities of the Respondent, as set forth
above , having occurred in connection with its busi-
ness operations, have a close , intimate , and sub-
stantial relation to trade, traffic, and commerce
among the several States, and tend to lead to labor
disputes burdening and obstructing commerce and
the free flow of commerce.
THE REMEDY
Having found that Respondent engaged in the
unfair labor practices cited , I shall recommend that
it cease and desist therefrom and that it take cer-
tain affirmative action as provided in the order
recommended below . Because of the nature of the
campaign against the Union, vertically from the top
as I have indicated above , it is my opinion that a
broad cease-and-desist order should be issued.
It is further my opinion that, inasmuch as the
violations of Section 8(a)(1) of the Act occurred as
they did during a period close to and prior to the
election and for the specific purpose of having the
Union defeated, the election should be set aside.
Now, upon the basis of the foregoing findings of
fact and conclusions of law , and pursuant to Sec-
tion 10(c) of the Act, I recommend the following:
ORDER
Southern Cement Company, Division of Martin-
Marietta
Corporation,
the
Respondent in this
proceeding, its officers, agents, successors, and as-
signs, shall:
1. Cease and desist from:
(a) Discouraging membership in and activity on
354-126 O-LT - 73 - pt. 1 - 27
402
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
behalf of United Cement, Lime and Gypsum Work-
ers International Union, AFL-CIO, by engaging in
any of the acts or conduct more particularly set
forth in the remaining subdivisions in this part of
this order.
(b) Interrogating employees about their union
membership , activities , or sympathies in a manner
constituting interference ,
restraint,
or coercion
within the meaning of Section 8(a)(1) of the Labor
Management Relations Act of 1947, as amended.
(c) Threatening its employees that the Christmas
bonus will be discontinued or that there will be
layoffs if the Union organizes the plant or wins the
election.
(d) Promising its employees that if the Union or
any other labor organization is not successful in or-
ganizing Respondent's plant it will give them in-
creases in wages if such increases are necessary in
order to make their wages equal to those at any
time being paid at neighboring union plants.
(e) Suggesting to or seeking to persuade em-
ployees to believe that if the Union, or any other
labor organization , succeeds in organizing its em-
ployees they will have to engage in a strike or
strikes at any time when employees of other union
plants strike even though they have no quarrel with
or grievance against Respondent.
(f) In
any
other
manner interfering
with,
restraining, or coercing its employees in the exer-
cise of their rights to self-organization , to form,
join , or assist United Cement, Lime and Gypsum
Workers International Union, AFL-CIO, or any
other labor organization, to bargain collectively
through representatives of their own choosing, and
to engage in other concerted activities for the pur-
poses of collective bargaining or other mutual aid
or protection or to refrain from any and all such ac-
tivities.
2. Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Post at its plant copies of the attached notice
marked "Appendix."' Copies of said notice, on
forms provided by the Regional Director for Region
10, shall be posted by Respondent , after being duly
signed
by its representative ,
immediately upon
receipt thereof, and be maintained by it for 60 con-
secutive days thereafter , in conspicuous places, in-
cluding all places where notices to employees
customarily are posted . Reasonable steps shall be
taken to assure that said notices are not altered,
defaced , or covered by any other material.
(b) Notify the Regional Director for Region 10,
in writing, within 20 days from the receipt of the
Decision , what steps the Respondent has taken to
comply herewith.'
Except to the extent expressly found in the Deci-
sion , all other allegations in the complaint shall be
and hereby are dismissed.
I recommend also that, unless on or before 20
days from the date of the receipt of this Decision,
the Respondent notifies the said Regional Director,
in writing, that it will comply with the above recom-
mendations , the National Labor Relations Board
issue an order requiring it to take such action.
IT IS FURTHER RECOMMENDED that the election
which was held on June 22, 1967, among the em-
ployees at Respondent 's plant in Atlanta , Georgia,
be set aside and that Case 10-RC-7093 be severed
from Cases 10-CA-7015 and 7015-2 and that it be
remanded to the Regional Director for Region 10
for the purpose of conducting a new election in the
appropriate unit at such time as he deems that cir-
cumstances permit the free choice of a bargaining
representative.
' In the event that this Recommended Order is adopted by the Board, the
words "a Decision and Order " shall be substituted for the words the
Recommended Order of a Trial Examiner" in the notice In the further
event that the Board 's Order is enforced by a decree of a United States
Court of Appeals, the words "a Decree of the United States Court of Ap-
peals Enforcing an Order " shall be substituted for the words " a Decision
and Order"
' In the event that this Recommended Order is adopted by the Board,
this provision shall be modified to read " Notify said Regional Director, in
writing, within 10 days from the date of this Order , what steps Respondent
has taken to comply herewith "
APPENDIX
NOTICE To ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial
Examiner of the National Labor Relations Board,
and in order to effectuate the policies of the Na-
tional Labor Relations Act, as amended , we hereby
notify our employees that:
WE WILL NOT discourage membership in and
activity on behalf of United Cement, Lime and
Gypsum
Workers
International
Union,
AFL-CIO.
WE WILL NOT
ask
our employees any
questions about their membership in the Union
or about what they or anybody else might be
doing in connection with union activities or the
organization of a union in our plant.
WE WILL NOT threaten our employees that
the Christmas bonus will be discontinued if the
Union organizes our plant or if it wins an elec-
tion.
WE WILL NOT threaten our employees that
they will be laid off during slack seasons if the
Union organizes our plant or wins the election.
WE DO NOT
promise and
WE WILL not
promise our employees that if the Union or any
other labor organization is not successful in or-
ganizing our plant they will receive increases in
wages in order to make the wages paid to them
equal to those being paid at neighboring union
plants.
WE WILL NOT tell any employee or try to get
any employee to believe that, if the Union or
any other labor organization organizes our em-
ployees, our employees will have to engage in a
strike at any time when employees of other
union plants go out on strike , even though our
SOUTHERN CEMENT CO.
employees have no quarrel with or grievance
against us.
WE WILL NOT in any other manner interfere
with, restrain , or coerce our employees in the
exercise of rights to self-organization , to form,
join , or assist United Cement , Lime and Gyp-
sum Workers International Union , AFL-CIO,
or any other labor organization , to bargain col-
lectively through representatives of their own
choosing , and to engage in other concerted ac-
tivities for the purposes of collective bargain-
ing or other mutual aid or protection or to
refrain from any or all such activities.
SOUTHERN CEMENT
COMPANY , DIVISION OF
Dated
By
MARTIN -MARIETTA
CORPORATION
(Employer)
403
(Representative )
(Title)
This notice must remain posted for 60 consecu-
tive days from the date of posting and must not be
altered, defaced, or covered by any other material.
If employees have any question concerning this
notice or compliance with its provisions , they may
communicate directly with the Board 's Regional
Office, 730 Peachtree Street, NE., Room 701, At-
lanta, Georgia 30308, Telephone 526-5760.