176 NLRB 542
Winston Heat Treating, Inc.
542
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Winston
Heat
Treating,
Inc.
and
International
Union,
United
Automobile,
Aerospace
and
Agricultural
Implement
Workers of America,
UAW. Cases 9-CA-4948 and 9-RC-7939
June 10, 1969
DECISION AND ORDER
BY MEMBERS FANNING, BROWN, AND JENKINS
On April 2, 1969, Trial Examiner William J.
Brown issued his Decision in the above-entitled
proceeding, finding that Respondent had engaged in
and was engaging in certain unfair labor practices
and
recommending that it cease and desist
therefrom and take certain affirmative action, as set
forth in the attached Trial Examiner's Decision.
Thereafter,
Respondent filed exceptions to the
Decision and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with this case to a three-
member panel.
The Board has reviewed the rulings made by the
Trial Examiner at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed.
The Board has considered the
Decision, the exceptions and brief, and the entire
record in this case, and hereby adopts the findings,
conclusions,
and recommendations of the Trial
Examiner.
ORDER
February 17, 1969. The charge of unfair labor practices
was filed November 1, 1968' ; thereafter, pursuant to a
stipulation for certification upon consent election, the
election was held in Case 9-RC-7939 on December 17,
resulting in a 7 to 7 tie vote with one ballot, that of the
alleged discriminatee in Case 9-CA-4948, challenged. The
cases were consolidated by the Regional Director on
February 10, 1969, the complaint in Case 9-CA-4948
having issued on December 27. The complaint alleges, and
the duly filed answer of the above-captioned Respondent,
hereinafter
referred to as the Company, denies the
commission of unfair labor practices defined in Section
8(a)(3) and (1) of the Act in the discharge of employee
Marlin Barger and in the discriminatory withholding of a
wage increase due an employee.
At the hearing the parties appeared and participated as
noted above with full opportunity to present evidence and
argument on the issues. Subsequent to the close of the
hearing briefs were received from the General Counsel and
the Respondent-Employer, hereinafter referred to as the
"Company," and have been fully considered. On the
entire record herein and on the basis of my observation of
the witnesses, I make the following:
FINDINGS OF FACT
1.
THE BUSINESS OF THE COMPANY
The pleadings and evidence indicate and I find that the
Company is an Ohio corporation engaged in Dayton,
Ohio, in the business of tool heat treating. During the
calendar
year
preceding
issuance
of the Complaint,
admittedly a representative period, the Company sold
goods valued in excess of $50,000 to Ohio enterprises
which in turn sold and shipped directly to customers
located outside the State of Ohio goods valued in excess
of $50,000. I find, as the Company concedes, that it is an
employer engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby adopts as its Order the
Recommended Order of the Trial Examiner, and
orders that Respondent,
Winston
Heat Treating,
Inc., Dayton, Ohio, its officers , agents, successors,
and assigns, shall take the action set forth in the
Trial
Examiner's
Recommended
Order,
as
so
modified.'
' Insert as the fourth indented paragraph of the Appendix the following.
WE WILL notify Marlin Barger if presently serving in the Armed Forces
of the United States of his right to full reinstatement upon application in
accordance with the Selective Service Act and the Universal Military
Training and Service Act, as amended, after discharge from the Armed
Forces.
TRIAL EXAMINER'S DECISION
AND
REPORT ON OBJECTIONS
WILLIAM J. BROWN, Trial Examiner: This consolidated
proceeding under Section 9 and 10 of the National Labor
Relations Act, as amended, hereinafter referred to as the
Act, came on to be heard before me at Dayton, Ohio, on
176 NLRB No. 70
H.
THE LABOR ORGANIZATION INVOLVED
The pleadings and evidence indicate and I find that the
Charging Party and Petitioner' is a labor organization
within the meaning of Section 2(5) of the Act.
III.
THE UNFAIR LABOR PRACTICES AND THE
CHALLENGED BALLOT
The Company commenced operations some time in
January, and at all material times operated three shifts
around-the-clock with some 15 full-time production and
maintenance
employees.
Its
president
and
general
manager, Marshall B. Kilgore, has been in direct charge
of operations with supervisory
assistance from a shop
superintendent,
a
position
which
was filled by Curt
Johnson until sometime after the election when Hale
Barger, brother of Marlin, assumed the position, and with
the
assistance
of
leadmen
who
appear
to
be
nonsupervisory employees with responsibility to oversee
operations but without authority to exercise managerial
authority.
Marlin Barger was hired by Kilgore' and Curt Johnson
sometime in March as a tool hardener at a rate of $3.50
per hour. At the outset of his employment he worked the
' Dates hereinafter relate to the year 1968 unless otherwise indicated.
'The Charging Party-Petitioner is hereinafter referred to as the "Union."
'Marlin Barger had previously worked under Kilgore's supervision at
WINSTON HEAT TREATING, INC.
543
second shift; about July 1, he was transferred to the third
shift as a leadman with a wage increase to $4 per hour.
About September 23, Barger was removed from the
position
of leadman on the third shift because of a
breakdown of morale on that shift which resulted in the
discharge of two employees and the demotion of Barger to
the first shift as a straightener at his original rate of
$3.50.
At that
time
Superintendent
Johnson
had
interceded for
Barger and apparently in protest over
Barger' s demotion , quit; Barger thereupon contacted the
Union , anticipating difficulties as a consequence of his
having been the cause of the Company 's loss of Johnson,
signed a union authorization card on October 19 and
secured the signatures of three or four other employees on
union authorization cards.
On October 29, Barger worked the day shift and at
about 11 :30 left the plant with the company truckdriver,
one Bocock, to get luncheon sandwiches for a number of
fellow employees and thereafter ate his lunch with a group
which included Kilgore . Sometime during the day , Kilgore
praised his work on a job of straightening some shafts. At
3 o'clock on that afternoon , Barger informed some of his
fellow union supporters that it was time to bring the union
campaign out into the open ;
Barger and two other
employees put on their union badges .
According to
Barger, he walked by Kilgore twice with his union badge
displayed shortly after 3 o'clock. The badge in question is
about 1 5/8 inches in diameter with red, white and blue
lettering setting forth the Union name and the exhortation
"Join UAW - Vote." At 3:30, Barger was called in to
the office and was released . According to Barger , Kilgore
told him at the time that there was not enough work
available and he would have to be let go for a while;
Kilgore's account, however, is that he informed Barger
that he had taken 70 minutes for lunch that day and that,
coupled with everything else in his background, was the
last straw.
The reference to everything else in the background
could only relate to the shortcomings of Barger while
serving as leadman on the third shift or to the union
campaign . In this connection , the evidence indicates that
Barger
was
apparently
considerably
remiss in his
responsibilities
with
the
result
that
the
night
shift
employees engaged in a letdown in their efforts . There was
also
a
breakdown of discipline with the result that
employees brandished weapons , imported a prostitute' on
one occasion and on another scattered litter over the
parking lot and onto the property of a neighboring plant
owned
by
shareholders
who
are
also
company
shareholders . All the foregoing events occurred , however,
at least a month prior to Barger's discharge and I
conclude that they were ,
in
effect,
at least partially
condoned at the time although other employees were
discharged at that time.
Although Barger plainly was a disappointment to the
Company while he served as leadman on the night shift, I
find that in his capacity as a rank -and-file employee of the
day shift he had been highly regarded as a capable
workman .
Thus,
I
credit the testimony of employee
Spencer that only a week prior to Barger 's discharge he
overheard Kilgore praising Barger for a particular job; I
another heat treating shop and at the time of his hire by the Company
Kilgore stated that he knew of Barger 's good work at that employment
and expected like work for the Company.
The evidence indicates that a relative of a high company official was
responsible for the presence of the prostitute.
also credit the testimony of Barger that Kilgore praised
his work in a straightening operation on which Kilgore
himself had experienced difficulty.
The evidence, in short, is to the effect that Barger
appears to have displayed both diligence and skill in his
job performance, but to have failed as a pusher and to
have been guilty of occasional derelictions in attendance.
These shortcomings were tolerated until the Company, i.e.
Kilgore, acquired knowledge of his support of the Union
through Kilgore's observation of the union badge on the
afternoon of October 29; in this connection I do not
believe Kilgore's denial of knowledge of Barger's union
support and I conclude that he saw the union badge and
knew its import particularly since the Company had only
a day or so prior to the discharge received the Union's
letter claiming representative status.
The evidence relating to Barger's discharge appears to
amount to a summary discharge purportedly for a trivial
infraction of a nature long tolerated and to have occurred
shortly after the Company learned of the union campaign
and of Barger's role therein. I find that it preponderates in
favor of the conclusion that Barger's discharge was in
reprisal for his support of the union campaign and was an
unfair labor practice within the purview of Section 8(a)(3)
and (1) of the Act.
The case also concerns the allegation of the General
Counsel that, on or about November 4, the Company
interfered with, restrained, and coerced employees in the
exercise of their statutory rights to self-organization by
withholding a wage increase due an employee because of
the employee's support of the Union. The employee in
question ,
Ivon
Noble,
who left the Company shortly
before the
hearing , testified that shortly after
Marlin
Barger's discharge, he inquired of Superintendent Hale
Barger as to why he was not receiving an increase of 50
cents per hour previously promised to him. According to
Noble, Hale Barger replied that Kilgore was going to cut
down on the higher rated men. The following week, Noble
inquired of Kilgore about the matter and, according to
Noble,
Kilgore replied that he feared that if he gave
Noble the increase the Union would bring charges of
unfair labor practices.
Kilgore, testified
he informed
Noble that the scheduled increase was withheld because he
did not want to appear to be influencing votes. I found
Noble a credible
witness and find that the Company
withheld a wage adjustment due him because of the
pending union campaign, thereby engaging in an unfair
labor practice within the scope of Section 8(a)(1) of the
Act.
American Technical Machinery Corporation,
173
NLRB No. 210.
In view of the finding herein that Marlin Barger was
discharged in reprisal for his participation in lawful
protected, concerted activity, I find that he at all times
retained the status of an employee under the Act, and that
challenge to his ballot should be disallowed and his ballot
opened and counted.
IV.
THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Company set forth in section III,
above,
and there found to constitute unfair labor
practices,
occurring in connection with the business
operations of the Company as set forth in section 1,
above, have a close, intimate, and substantial relation to
trade, traffic, and commerce among the several States and
tend to lead to labor disputes burdening and obstructing
544
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
such commerce and the free flow thereof.
V.
THE REMEDY
In view of the findings set forth above to the effect that
the
Company has engaged in unfair labor practices
affecting commerce it will be recommended that it be
required to cease and desist therefrom and take such
affirmative action as appears necessary and appropriate to
effectuate the policies of the Act, including the offer to
Marlin
Barger
of
immediate
and
unconditional
reinstatement to his former or a substantially equivalent
position with backpay computed in accordance with the
remedial relief policies of F.
W. Woolworth Company, 90
NLRB 289, and Isis Plumbing & Heating Co., Inc., 138
NLRB 715. With respect to the representation proceeding,
I recommend it be severed and remanded to the Regional
Director with instructions to open and count the ballot of
Marlin Barger and issue a revised tally of ballots.
On the'basis of the foregoing findings of fact and upon
the entire record in this case, I make the following.
CONCLUSIONS OF LAW
1. The Company is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2.
The Union is a labor organization within the
meaning of Section 2(5) of the Act.
3. By withholding a wage increase normally due an
employee and stating the reason therefor to lie in the
Union's
organizational
campaign the Company has
engaged in unfair labor practices defined in Section 8(a)
(1) of the Act.
4. By discharging employee Marlin Barger in reprisal
for his activities on behalf of the Union, the Company has
engaged in unfair labor practices defined in Section 8(a)(3)
and (1) of the Act.
5. The foregoing unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
6. The ballot cast by Marlin Barger in the election here
involved should be opened and counted and a revised tally
of ballots issued.
RECOMMENDED ORDER
On the basis of the foregoing findings of fact and
conclusions of law and upon the entire record in this case
it is recommended that the Company , its officers, agents,
successors, and assigns, shall:
1. Cease and desist from:
(a) Withholding normal wage increases and stating to
employees that the reason therefor was the pendency of a
labor organization 's representation petition;
(b) Discouraging membership in the Union or any other
labor organization of its employees by discharging or
otherwise discriminating against employees with respect to
hire, tenure , or any term or condition of employment;
(c) In any other manner interfering with , restraining, or
coercing employees in the exercise of their right to
self-organization , to join or assist labor organizations, to
bargain collectively through representatives of their own
choosing and to engage in concerted activities for the
purpose of collective bargaining or other mutual aid or
protection;
2. Take the following affirmative action which appears
necessary and appropriate to effectuate the policies of the
Act:
(a)
Offer
Marlin
Barger
immediate
and
full
reinstatement to his former or a substantially equivalent
position without prejudice to his seniority or other rights
and privileges, and make him whole for loss of earnings
resulting from the Company's discrimination against him
in the manner set forth in the section above entitled "The
Remedy."
(b) Notify Marlin Barger, if presently serving in the
Armed Forces of the United States of his right to full
reinstatement upon application in accordance with the
Selective Service Act and the Universal Military Training
and Service Act, as amended, upon discharge from the
Armed Forces.
(c) Preserve and upon request make available to the
Board or its agents, for examination and copying, all
payroll
records,
social
security
payment
records,
timecards, personnel records and reports, and all other
records necessary to analyze and give effect to the
backpay requirements hereof.
(d) Post at its plant copies of the attached notice and
marked "Appendix."' Copies of said notice, on forms
provided by the Regional Director for Region 9, shall,
after being duly signed, be posted immediately upon
receipt thereof,
and be maintained thereafter for 60
consecutive
days in conspicuous places, including all
places where notices to employees are customarily posted.
Reasonable steps shall be taken by the Company to
ensure that said notices are not altered, defaced, or
covered by other material.
(e) Notify the Regional Director for Region 9, in
writing, within 20 days' from receipt of this Decision,
what steps have been taken to comply with the terms
hereof.
IT IS RECOMMENDED that the representation proceedings
be severed and remanded to the Regional Director for the
opening and counting of the ballot of Marlin Barger.
'In the event this Recommended Order is adopted by the Board, the
words "a Decision and Order" shall be substituted for the words "the
Recommendations of a Trial Examiner" in the notice If the Board's Order
is enforced by a decree of the United States Court of Appeals, the notice
will be further amended by the substitution of the words "a Decree of the
United States Court of Appeals Enforcing an Order" for the words "a
Decision and Order."
,in the event that this Recommended Order is adopted by the Board,
this provision shall be modified to read : "Notify the Regional Director for
Region 9, in writing, within 10 days from the date of this Order, what
steps the Respondent has taken to comply herewith."
APPENDIX
NOTICE TO ALL EMPLOYEES
Pursuant to the Recommended Order of- a Trial
Examiner of the National Labor Relations Board and in
order to effectuate the policies of the National Labor
Relations
Act,
as
amended,
we hereby notify our
employees that:
WE WILL NOT withhold wage increases otherwise due
on the basis of the pendency of a labor organization's
representation proceeding.
WE WILL NOT discourage membership in the UAW
or
any other labor organization by discriminating
against employees respecting hire, tenure or any term
or condition of employment.
WE WILL OFFER Marlin Barger immediate and full
reinstatement to his former or a substantially equivalent
position and make him whole for loss of wages.
WINSTON HEAT TREATING , INC.
545
All our employees are free to join or assist the UAW
or any other labor organization or to refrain from so
doing except insofar as their rights may be affected by an
agreement entered into in accordance with the Act.
This notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material.
WINSTON HEAT
If employees have any question concerning this notice
TREATING, INC.
or compliance with its provisions , they may communicate
(Employer)
directly with the Board's Regional Office, Room 2407,
Dated
By
Federal
Building
550
Main Street,
Cincinnati,
Ohio
(Representative)
(Title )
45202, Telephone 513-684-3686.