234 NLRB 186
Carpenters Local 14 (Robert L. Guyler Co.)
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
United Brotherhood of Carpenters and Joiners of
America, Local Union No. 14, AFL-CIO and
Robert L. Guyler Co. Case 23-CB-1943
January 11, 1978
DECISION AND ORDER
BY MEMBERS JENKINS, PENELLO, AND MURPHY
On May 26, 1977, Administrative Law Judge
Josephine H. Klein issued the attached Decision in
this proceeding. Thereafter, Respondent filed excep-
tions and a supporting brief, and the General
Counsel filed a brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge, to modify her remedy to include interest as set
forth in Florida Steel Corporation, 231 NLRB 651
(1977),2 and to adopt her recommended Order as
modified herein. 3
Our dissenting colleague asserts that the Adminis-
trative Law Judge failed to support her finding that
the Union's conduct in summoning Moreno to
appear before its executive committee was "manifest-
ly coercive." The Administrative Law Judge's Deci-
sion, however, clearly shows that she predicated this
conclusion on credibility resolutions and record facts
which are consistent with her inference that the
summons was issued because of Moreno's "refusal to
assist in Respondent's campaign to organize Guyler's
employees and obtain collective-bargaining agree-
ments."
Our dissenting colleague further argues that the
Administrative Law Judge improperly found that
Respondent expelled Moreno from union member-
ship and that such expulsion was unlawful, because
such conduct neither was alleged nor proven. Inas-
much as the record shows, and the Administrative
Law Judge found, that the Union augmented its
"manifestly coercive" summons by leveling an un-
lawful fine against Moreno because he rejected the
summons, and then unlawfully threatened to expel
him unless he paid the fine within a time specified,
I The Respondent has excepted to certain credibility findings made by
the Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative Law Judge's resolutions with respect to credibili-
ty unless the clear preponderance of all of the relevant evidence convinces
us that the resolutions are incorrect. Standard Dry Wail Products, Inc., 91
NLRB 544 (1950), enfd. 188 F.2d 362 (C.A. 3, 1951). We have carefully
examined the record and find no basis for reversing her findings.
2 The Administrative Law Judge specified interest to be paid at 6
234 NLRB No. 20
which Moreno refused to do, the Administrative Law
Judge's inference that the Union carried out its
expulsion threat not only is reasonable and logical,
but also is based on undisputed facts which were
fully litigated at the hearing.
Finally, our dissenting colleague contends that the
Administrative Law Judge's recommended Order is
defective because it unconditionally directs the
Union to "reinstate and/or retain" Moreno and,
therefore,
contravenes
the Administrative
Law
Judge's statement in the Remedy section of her
Decision that she would order Moreno's reinstate-
ment "if" he had been expelled. This is not a material
variance. Moreover, the Administrative Law Judge's
order to "reinstate and/or retain" Moreno both
adequately covers the situation and is consistent with
her inferences and 8(a)(1) findings and, therefore, is
appropriate.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge as
modified below and hereby orders that the Respon-
dent, United Brotherhood of Carpenters and Joiners
of America, Local Union No. 14, AFL-CIO, San
Antonio, Texas, its officers, agents, and representa-
tives, shall take the action set forth in the said
recommended Order, as so modified:
1. Substitute the following for paragraphs l(a)
and (b):
"(a) Restraining or coercing Robert L. Guyler Co.
in the selection of its representatives for the purposes
of collective bargaining or the adjustment of griev-
ances.
"(b) Requiring Ralph E. Moreno to appear before
our executive committee, or preferring charges
against, or trying, or fining, or disciplining by
expulsion or threat of expulsion from union member-
ship, or otherwise jeopardizing the union member-
ship of, Ralph E. Moreno or any other representative
of Robert L. Guyler Co. for acts performed during
the course of his or their duties as representative of
Robert L. Guyler Co."
2.
Insert the following as paragraph l(c):
"(c) In any other manner restraining or coercing
Robert L. Guyler Co. in the selection of its represen-
percent; however, interest will be calculated according to the "adjusted
prime rate" used by the U.S. Internal Revenue Service for interest on tax
payments. See, generally, Isis Plumbing & Heating Co., 138 NLRB 716
(1962).
3 Inasmuch as the record does not show that Respondent has a proclivity
for engaging in similar unlawful conduct against employers generally, we
will delete the Administrative Law Judge's broad injunction in her Order
and notice covering "any other employer."
186
CARPENTERS, LOCAL NO. 14
tatives for the purposes of collective bargaining or
the adjustment of grievances."
3.
Substitute the attached notice for that of the
Administrative Law Judge.
MEMBER MURPHY, dissenting in part:
I do not agree with my colleagues that Respondent
violated Section 8(b)(1)(B) by summoning Moreno
before its executive committee, fining him for not
appearing there, and expelling him.
The Administrative Law Judge states that the
summons to appear was "manifestly coercive" with-
out setting forth any reason why that was so. Not
every such direction to appear is necessarily coercive,
or if coercive is not necessarily unlawfully so, as she
apparently would find. Therefore, it is not sufficient
for the Administrative Law Judge to state the
conclusion without more 4 -and, given the supervi-
sor's voluntary membership in the labor organiza-
tion, there can be nothing inherently or unlawfully
coercive in the direction here. That being so, the fine
for not complying with a directive-which is not
shown to have been unlawful-could not, itself, be
unlawful. And, finally, there is no allegation or
showing that Moreno was in fact expelled or that the
Union thereby violated the Act, nor do I find any
evidence supporting an inference that an expulsion
followed. Accordingly, the General Counsel has
failed both to allege a violation of the Act by such
expulsion and to establish the vital fact that any
expulsion occurred-assuming, arguendo, that if the
expulsion took place it would have been violative of
the Act.
But even apart from the above,5 the Order which
my colleagues adopt is defective. The Administrative
Law Judge states that her recommended Order
would be conditional, i.e., that if Moreno was
expelled from membership he should be reinstated
upon payment of regular dues. However, the Order
which my colleagues have adopted contains no
conditional language of any kind-instead, it directs
unequivocally that Respondent cease and desist from
expelling any employer representative from member-
ship and that it reinstate and/or retain Moreno as a
member in good standing upon payment of dues.
What is conditional about this Order to reinstate him
to membership? And, further, it unconditionally
directs that he be retained as a member, apparently
for all time in the future and despite any cause he
might later give to the Union. What is the basis for
such an order?
Furthermore, the "Notice to Members" does not
conform to the Order but in fact far exceeds its
provisions. I find no justification for this. While some
of the details set forth in the notice are contained
within the Conclusions of Law, it is the Board's
practice to follow the language of the Order, not the
said conclusions, in notifying employees or members
of the action to be taken.
In sum, the entire decision of my colleagues
relative to the summons and fine of Moreno for not
appearing before the executive committee is based
upon inference built on inference-which is entirely
too attenuated to support their conclusions. Accord-
ingly, I would affirm the finding of a violation only
by the act of fining Moreno for not complying with
the Union's wishes in his performance of his supervi-
sory duties. But I would dismiss the complaint
insofar as it alleges any other violations of the Act.
4 See Funkhouser Mils. Division of The Ruberoid Company, 132 NLRB
245 (1961).
5 I do agree that Respondent violated Sec. 8(bX)(IB) of the Act by fining
Job Superintendent Moreno for failing to comply with the Union's wishes in
the performance of his supervisory duties.
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had the opportunity
to present evidence and state their positions, it has
been determined that we violated the National Labor
Relations Act and we have been ordered to post this
notice. We intend to abide by the following.
WE WILL NOT require Ralph E. Moreno to
appear before our executive committee, nor WILL
WE prefer charges against, try, fine, or otherwise
discipline him or any other representative of
Robert L. Guyler Co. for conduct or acts per-
formed by him in the course of supervisory
employment or on behalf of his employer.
WE WILL NOT directly or indirectly terminate or
put in jeopardy the union membership of Ralph
E. Moreno, or any other representative of Robert
L. Guyler Co., for conduct or acts performed by
him in the course of his supervisory employment
or on behalf of his employer.
WE WILL NOT in any other manner restrain or
coerce Robert L. Guyler Co. in the selection of its
representatives for the purposes of collective
bargaining or the adjustment of grievances.
WE WILL expunge from our records all refer-
ences to any summons to Ralph E. Moreno to
appear before our executive committee, at meet-
ings or before a trial committee, and to any
charges, fines or other disciplinary action against
Ralph E. Moreno for any acts performed or
conduct engaged in by him on behalf of Robert L.
Guyler Co. since April 4, 1976.
187
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
WE WILL rescind any fine levied against Ralph
E. Moreno directly or indirectly for action taken
by him as a supervisor for Robert L. Guyler Co.
and WE WILL refund to him (with interest) any
money that may have been paid to us by him or
on his behalf as a result of any such fine.
WE WILL assure Ralph E. Moreno full union
membership, with all the rights and privileges
thereof, upon his tender of regular membership
dues and fees.
UNITED BROTHERHOOD
OF CARPENTERS AND
JOINERS OF AMERICA,
LOCAL UNION NO. 14,
AFL-CIO
DECISION
STATEMENT OF THE CASE
JOSEPHINE H. KLEIN, Administrative Law Judge: Pursu-
ant to a charge filed on October 13, 1976, by Robert L.
Guyler Co. (herein Guyler or the Company), a complaint
was issued against United Brotherhood of Carpenters and
Joiners of America, Local Union No. 14, AFL-CIO (herein
Respondent or the Union), on December 1, 1976, alleging
that Respondent violated Section 8(bX IX)(B) of the Act1 by
disciplining Ralph E. Moreno,2 a member of Respondent
and a job superintendent for Guyler, "because ...
Moreno refused to aid Respondent in convincing [Guyler]
to sign a collective bargaining agreement with Respon-
dent."
Pursuant to due notice, this case came to hearing before
me in San Antonio, Texas, on February 7, 1977. The
parties were all represented by counsel and were afforded
full opportunity to present oral and written evidence and to
examine and cross-examine witnesses. The parties waived
oral argument and briefs have been filed on behalf of the
General Counsel and Respondent.
Upon the entire record, together with careful observation
of the witnesses and consideration of the briefs, I make the
following:
FINDINGS OF FACT
Robert L. Guyler Co., a corporation with offices and
place of business in San Antonio, Texas, is engaged in the
business of renovating buildings for United States Govern-
ment entities. During the past year, a representative period,
Guyler purchased in excess of $50,000 worth of goods and
materials which were shipped directly to Guyler from
suppliers outside Texas. Guyler is now, and has been at all
times material herein, an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
I National Labor Relations Act, as amended, 29 U.S.C. Sec. 151, etseq.
2 He is so identified in the complaint, although the transcript shows his
name as "Rafael V. Moreno."
Respondent is, and has been at all times material herein,
a labor organization within the meaning of Section 2(5) of
the Act.
The Unfair Labor Practices
A.
The Facts
Guyler had collective-bargaining agreements with Re-
spondent from 1951 until around 1965, when the Company
became nonunion. In September 1975 the Union started an
organizing campaign at Guyler's residential restoration
project at Fort Sam Houston. Ralph R. Moreno was job
superintendent at that project. Moreno began his employ-
ment with Guyler as a carpenter around 1951 or 1952.
About 3 years later he became a carpenter foreman and
then, around 1961, he became ajob superintendent. He has
been a member of Respondent since around 1948.
Moreno testified that his job as superintendent "is to run
the jobs." He hires and fires all foremen, carpenters, and
laborers. Respondent admits that Moreno is a supervisor.
Moreno testified that problems sometimes arise among
the employees. His method of handling such problems is to
talk to the employees involved, "[a]nd if they can't work
together, sometimes I separate them. And if [an employee]
can't get along with the rest of them, I just let him go."
Moreno has not participated in any contract negotiations
on behalf of Guyler. However, as indicated above, during
most of his tenure as a job superintendent there has been
no bargaining relationship between Guyler and the Union.
In the course of his organizational efforts in 1975,
Richard R. Arispe, Respondent's organizer for residential
construction employees, visited Guyler's Sam Houston
project on several occasions. According to Respondent, on
or about September 28, 1975, Moreno threatened that he
would have the military police escort Arispe off the
premises if he ever again attempted to solicit employees on
behalf of the Union on the premises.
On December 12, 1975, Moreno was ordered to appear
before Respondent's executive committee on December 16.
The peremptory summons did not indicate the reason
therefor or the matter or matters to be discussed. However,
Arispe testified that the reason was Moreno's threat to
have Arispe removed from the Sam Houston project if he
again tried to speak to employees there.
Moreno appeared at the executive committee as ordered.
He testified that at that meeting the executive committee
urged him to help the Union organize the employees at the
project and to persuade Guyler to sign a collective-bargain-
ing agreement covering the project. Moreno refused, saying
he would not get involved in any such activity. Arispe
denied Moreno's testimony. According to Arispe, the
executive committee asked Moreno to sign a statement, to
be filed with the Department of Labor, reflecting the fact
that Guyler was actually paying more than the prevailing
wage rates on residential construction in the area. Such
statement would be of assistance to the Union in raising
prevailing wage rates.3
3 Arispe testified that Moreno took the form and said he would talk to
his superiors about it. Eventually Moreno reported that a company
representative he had spoken to "didn't have any objection to signing the
188
CARPENTERS, LOCAL NO. 14
When asked to explain the delay of over 2 months in
calling Moreno before the executive committee for More-
no's alleged threat, Arispe said that the threat "didn't really
hurt" him because he knew that Moreno could not "put the
MP's" on him. Arispe testified that thereafter Moreno
"harassed" or "intimidated" the employees and it was then
that Arispe "decided to just call him and talk to him and
try to make him refrain from doing so." There was no
evidence of any "intimidation" or "harassment" of em-
ployees by Moreno. Arispe also conceded that the threat
about the military police escort was not discussed at the
executive committee on December 16. Additionally, there
is no evidence of any mention of any alleged "intimida-
tion" or "harassment" of employees by Moreno.
In January 1976, Moreno became ill and did not return
to work at all until some time in July, after having had
open heart surgery. On March 12, 1976, during Moreno's
absence, Respondent was certified as the collective-bar-
gaining representative of Guyler's employees at the Sam
Houston project.
Upon his return to work in July 1976, Moreno became
job superintendent of Guyler's project at Lackland Air
Force Base. Moreno testified that for a considerable period
after returning he did not perform his full duties as job
superintendent. On August 4, 1976, he was ordered to
appear before Respondent's executive committee on Au-
gust 10. When he did not appear as ordered, charges were
preferred against him "for failing to appear before the
Executive Committee after being summoned." On Septem-
ber 9, 1976, a copy of the charges were sent to him with a
notice to "be present at the meeting" on October 5,4 "at
which time a trial Committee will be selected." Moreno's
lawyer thereafter communicated with the Union, advising
that Moreno was still not fully recovered from his serious
illness and it was therefore inadvisable for him to appear
before the trial committee. The lawyer requested a copy of
the Union's constitution and laws, which had been cited in
the September 9 notice. In response to that letter, Respon-
dent's counsel stated, inter alia: "We understand that
[Moreno] is, and has been working full time so it would
seem that he was able to appear before the Committee." He
added that the executive committee would "give proper
consideration" to "a letter from [Moreno's] doctor stating
he was unable to appear on October 5." Respondent's
counsel further stated that "it is the policy of the union not
to distribute [its constitution and laws] to persons who are
not members." He further stated that Moreno, as a union
member, "can obtain copies by going to the union office
and requesting them." Under date of September 28, a
physician certified that Moreno was still under his care.
And, on October 1, the physician "certiflied] that it [was]
inadvisable for Mr. Moreno to attend the proceedings."
Respondent has not denied a statement in a subsequent
letter by Moreno's lawyer that the doctor's certificate was
"made available" to R'spondent's recording secretary.
payment evidence form." Although the record does not disclose, it is
reasonable to assume that Guyler did sign the form. This fact, however, is
immaterial to the present case.
4 Although the notice does not so state, apparently this was a union
membership meeting.
I One cannot resist noting that the letter was signed "Fraternally yours."
Moreno did not attend the October 5 meeting, where-
upon, on October 7, he was "notified to appear before the
Trial Committee" on October 12. He did not appear.
Presumably the "Trial Committee" met and then made
"findings." On November 3, the Union addressed the
following letter to Moreno:
You are hereby notified the findings of the Trial
Committee was [sic] read to the membership on
November 2, 1976 and you were fined $300.00.
The above said fine must be paid within thirty (30) days
to entitle you to any privileges, rights or donations and
must be paid within sixty (60) days or you [sic name
will be stricken from the records.5
Thereafter, in November and December Respondent
returned Moreno's payments of monthly dues "because we
cannot accept any dues until your fine is paid in full." On
December 15, 1976, Moreno was notified that at the end of
that month he would owe 3 months' dues and therefore
owed an "assessment" of an unspecified amount. Although
there is no direct evidence to this effect, it must be inferred
that Moreno's name has since been "stricken from the
[membership] records," in accordance with the November
2 notice.
At the hearing, Respondent sought to introduce into
evidence a charge filed by the Union against Guyler and a
letter relative thereto by the Board's Regional Director,
dated October 26, 1976. Respondent's counsel said that the
charge was being offered, not to establish unfair labor
practices by the Company, but to support Respondent's
"main defense"; namely, that it summoned Moreno before
the executive committee "not to interfere with his duties as
a representative of the employer, but to discuss with him
what [Respondent] consider[s] to be his actions in viola-
tion of these individuals' right to join or not join" the
Union. Counsel then said that the purpose of introducing
the Board's letter was "merely showing the disposition that
was made of these charges and that there is some merit to
the Union's position." In objecting to receipt of the
documents on the grounds of relevancy, counsel for the
General Counsel stated that the charge was "completely
disconnected from Ralph Moreno in any way, and there
has been no evidence or testimony to connect him with that
charge. In fact, at this particular time he was sick. He
wasn't even functioning or working."
I rejected the exhibits, not on the ground of relevancy,
but because of the absence of any witness in a position to
testify concerning the filing of the charge. 6 A charge filed
by the Union against Guyler could be relevant, if at all,
only as objective evidence of Respondent's belief that
Moreno was engaging in unfair labor practices on behalf of
the Company. The mere fact that a charge had been filed,
without more, would have no tendency to establish either
that Moreno had been guilty of any misconduct or that
6 I said: "1 am going to reject them on the offer as made now. That does
not mean that they would be inadmissible if presented through relevant-I
mean a witness competent to testify to them and be subject to cross
examination. ... In short, I cannot just take a charge as necessarily good
faith. There could be all sorts of reasons for filing a charge. So, as of the
moment, they are rejected."
189
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent in good faith believed that he had been.
Respondent never attempted to introduce the documents
through a competent witness. Accordingly, I hereby reaf-
firm my ruling rejecting the exhibits offered directly by
counsel rather than through a witness able to testify
concerning the reasons for and the circumstances sur-
rounding the filing of the charge.7
B.
Discussion and Conclusions
Respondent concedes that Moreno was a supervisor.
However, it disputes the claim that he was a statutory
representative within the purview of Section 8(b)(IXB) of
the Act. The evidence, however, is undisputed that, as job
superintendent, he resolved problems arising among the
employees under his supervision. This is sufficient to
establish that he was Guyler's representative for the
purpose of adjusting disputes. Rochester Musicians Associa-
tion, Local 66 affiliated with the American Federation of
Musicians (Civic Music Association), 223 NLRB
720
(1976).8
Respondent next contends that "the only time it cannot
lawfully fine a supervisor is when it fines him for something
he does in his capacity as either management's bargaining
agent, or its agent for adjustment of grievances." However,
the Board has unequivocally rejected this contention. See
Rochester Musicians Assn., supra, 223 NLRB at 721, and
cases cited: "[T]he Board's rule can be stated as being that
Section 8(bXIXB) prohibits union discipline of a supervi-
sor-member for performing any significant or substantial
supervisory function."
Respondent maintains that Moreno was called before the
Union's executive committee in August 1976 because of
reports that he had "harassed" and "intimidated" employ-
ees not to support the Union. Otherwise put, Respondent
apparently maintains that Moreno was called up because
of alleged unfair labor practices committed by him on
behalf of Guyler. If Respondent had proved that Moreno
had been thus guilty, or, as Respondent maintains, that
Respondent reasonably believed that to be the fact, it
would not follow that Respondent was at liberty to impose
union discipline therefor. In Sheet Metal Workers' Interna-
tional Association, Local Union No. 361 (Langston & Co.),
195 NLRB 355 (1972), enfd. 477 F.2d 675 (C.A. 5, 1973), it
was held that a union violated Section 8(bXI)(1)(B) by fining
a supervisor-member for discharging union members,
allegedly in violation of Section 8(a)(3) and by encouraging
the employer to hire members of a rival union. The Board
found the union violation without undertaking to decide
whether the supervisor had in fact violated the Act on
behalf of the employer. In enforcing the Board's order, the
court said (477 F.2d at 677):
7 It might be added that if, as counsel for the General Counsel stated, the
charge was unrelated to any conduct by Moreno, Respondent's offering it in
evidence might tend to support the General Counsel's basic contention that
Respondent was attempting to use Moreno's union membership as a tool for
influencing Guyler's conduct generally.
I It probably cannot be said that Moreno was a representative for the
purpose of collective bargaining. At the time here involved Guyler and
Respondent did not have any collective-bargaining relationship. However,
on the General Counsel's view of the facts, as testified to by Moreno,
Respondent was attempting to persuade Moreno to advise Guyler to sign a
union contract. On this view of the facts, Respondent was seeking to have
Local 361's good faith is immaterial to the issue now
before this court. This conclusion is reinforced by the
existence of legal remedies for any unfair labor prac-
tices committed by the employer through its superviso-
ry personnel. As the Board pointed out, "[a] union
faced with such concerns is not without remedies ...
Violations of this Act may be pursued by filing charges
with this Agency. Self-help, through the exercise of
statutorily protected strike and picketing activity, may
also be available." The implied corollary of this
reasoning is that Local 361's disciplinary measures
cannot be justified as a supposedly necessary self-help
tactic.
The only circumstances in which union discipline of a
supervisor member is permissible is when the discipline
concerns a purely internal union matter, and such is not
the case here ....
[T]he firing and expulsion of [the
supervisor-member] were based upon the acts which he
carried out in his capacity as superintendent of the
sheet metal crew. The Board properly found that this
was done to retaliate against him for the performance
of duties indigenous to his position as a management
representative of the Company, and hence amounted to
coercion of the employer in contravention of the
provisions of section 8(bXl)(B). [Citations omitted.]
As noted above, the Board's view has not changed in any
relevant respect since the subsequent Supreme Court
decision in Florida Power & Light Co. v. I.B.E. W., 417 U.S.
790 (1974).
It was manifestly coercive for Respondent to order
Moreno to appear before its executive committee to
account for his conduct on behalf of his employer. That
being so, Moreno could properly refuse to appear and it
was thus improper for Respondent to require that he
"stand trial" for his refusal. A fortiori it was coercive to fine
him for his failure to appear.
While the foregoing discussion disposes of the allegations
of the complaint, it is perhaps appropriate to resolve the
factual dispute between the parties. As previously set forth,
Respondent maintains that Moreno was summoned before
the executive committee because he had allegedly coerced
employees. Arispe testified that he had received such
reports from two employees. However, as Respondent was
expressly advised at the present hearing, such testimony
was pure hearsay and could not be taken as evidence that
Moreno had engaged in any misconduct.9
While the summons of Moreno to appear before the
executive committee'in December 1975 antedated the 10(b)
cutoff date and has not been alleged as violative of the Act,
it is relevant background to the events here involved. It will
Moreno become a collective-bargaining representative of Guyler. Cf.
Rochester Musicians Assn., supra, 223 NLRB 720, in which the Board held
that "a consultant in bargaining matters ... qualifies... as a representa-
tive for collective-bargaining purposes within the meaning of Section
8(bX IXB)."
9 Nor is any weight given to Arispe's testimony that the unnamed
employees declined to testify for fear of losing their jobs. As Respondent
should, and undoubtedly does, know, the Board stands ready to protect
employees' statutory rights through enforcing the Act, including Sec. 8(aX4).
Subpenas are available to all parties.
190
CARPENTERS, LOCAL NO. 14
be recalled that, although Arispe maintained that that
summons was based on Moreno's alleged threat to have
Arispe removed from the premises by the military police,
that threat was not even mentioned when Moreno did
appear before the executive committee. It should be noted
that even that alleged threat by Moreno was made in the
course of his duties as superintendent. Moreno's alleged
threat, if actually made, would appear to be perfectly
lawful, since union representatives have no protected right
to solicit on employers' property. N. LR.B. v. The Babcock
& Wilcox Co., 351 U.S. 105 (1965). Respondent could not
have had any contractual right to solicit on Guyler's
premises. Additionally, the several months' delay between
the alleged threat and the summons before the executive
committee casts considerable doubt on the claim that the
executive committee was interested solely in discussing that
threat. Thus, Respondent's own version of the earlier
incident establishes its propensity to use internal union
discipline as an instrument for influencing Moreno's
conduct as a supervisor and representative of the Employ-
er.
It does not appear whether the Union's peremptory
actions against Moreno were in accord with its constitution
and laws.10
And it is not necessary at this point to
determine whether the Union's procedures met standards
of due process and fair play. But there can be no
gainsaying that they were high-handed and bespoke an
adversary and hostile approach inconsistent with any
desire or intention to conduct a reasonable factfinding
investigation.
On all the evidence, together with careful observation of
the demeanor of the witnesses, I discredit Arispe's testimo-
ny that Moreno was called before the executive committee
in August 1976 for the purpose of looking into any
employee complaints of harassment or intimidation by
Moreno. The record as a whole requires the inference that
the Union's actions in August 1976 and thereafter were
motivated, as they had been in December 1975, by
Moreno's refusal to assist in Respondent's campaign to
organize Guyler's employees and obtain collective-bargain-
ing agreements.
A word may be said about Respondent's contention that
Section 8(bXIXB) "does not permit [a supervisor] to
sabotage his own organization" and, "If discipline of union
members, for such reasons, interferes with their loyalty to
their employer, the later [sic] has a way of avoiding such
loss. He can hire non-union supervisors." The short answer
to Respondent's argument is that a basic purpose of
Section 8(b)(1)(B), as interpreted by the Board and the
courts, is to prevent putting employers to such a choice.
Under the Act, employers may, if they choose, restrict
supervisory positions to nonunion persons; but employers
may, if they choose, permit supervisors to be union
members. In many industries and localities, particularly in
the building trades, it might be very difficult for employers
to secure experienced, competent persons as supervisors if
they conditioned such employment on nonmembership in
any union. The real cost of relinquishing union member-
10 Respondent refused to furnish a copy to Moreno's attorney.
" The record does not show whether Respondent actually went through
the final formality of striking Moreno from the membership lists. However,
ship may well be prohibitive to long-time members of a
trade who are offered supervisory positions, either tempo-
rary or permanent. Under the Act, a union may not utilize
its internal procedures to compel a supervisor to choose
between losing his membership and disloyalty to the
employer whom he serves.
Accordingly, for the foregoing reasons, I find and
conclude that, as alleged in the complaint, Respondent has
violated Section 8(bXIX)(B) of the Act by summoning
Moreno before its executive committee on August 4, 1976;
finding him guilty on November 2, 1976, of failing to
appear before the committee; and fining him $300 on
November 3, 1976, for said failure to appear.
The remaining question concerns Respondent's subse-
quent refusal to accept Moreno's membership dues until he
paid the $300 fine, the inevitable result of such refusal to
accept dues being termination of Moreno's union member-
ship. As said in Sheet Metal Workers' International Associa-
tion, Local Union No. 361 (Langston & Co.), supra, 195
NLRB at 356:
It is clear from our prior decisions that union fines
predicated upon a member's conduct and action as a
supervisor violate Section 8(bX)(XB) of the Act....
Similarly, the expulsion of a supervisor from a union,
based upon the same conduct, violates the proscrip-
tions of Section 8(bX IX)(B).
The inevitable effect of Respondent's refusal of Moreno's
membership dues was expulsion from the Union. Since
refusal of the dues was based upon nonpayment of the
unlawfully imposed fine, the refusal was itself violative of
Section 8(bX IXB) of the Act.
The only possible problem concerning the foregoing
holding lies in the fact that the refusal of membership dues,
with resultant expulsion," was not alleged as violative in
the complaint. However, the matter was litigated without
objection. Respondent's notices returning dues payments
in November and December 1976 and the warning of being
stricken from the membership records are in evidence.
They clearly establish the violation. Accordingly, in view of
the evident fact that the expulsion from membership is
intimately related to, and an inevitable result of, the
violations specifically alleged and hereinabove found, it is
found that the later action is violative of the Act.
CONCLUSIONS OF LAW
I.
Robert L. Guyler Co. is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7)
of the Act.
2.
Respondent is a labor organization within the mean-
ing of Section 2(5) of the Act.
3.
Ralph E. Moreno is a supervisor within the meaning
of Section 2(11) of the Act and a representative of the
employer for the purposes of adjusting grievances or
collective bargaining, within the purview of Section
8(bXIXB) of the Act.
as previously noted, Respondent notified Moreno that expulsion would
ensue from his failure to pay the illegally imposed fine.
191
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
4.
By requiring Ralph E. Moreno to appear before its
executive committee and then fining him for failure to
appear, with eventual expulsion from union membership
for failure to pay the fine levied, Respondent coerced and
restrained the Employer in the selection of its representa-
tives for the purposes of collective bargaining or the
adjustment of grievances and thereby engaged in unfair
labor practices within the meaning of Section 8(b)(l)(B) of
the Act.
5. The aforesaid unfair labor practices are unfair labor
practices within the meaning of Section 2(6) and (7) of the
Act.
THE REMEDY
Having found that Respondent violated the Act, I shall
recommend that it be ordered to cease and desist therefrom
and take certain affirmative action designed to effectuate
the policies of the Act. Because Respondent's course of
conduct was so flagrantly violative of the Act, and so
patently hostile and arbitrary, issuance of a broad cease-
and-desist order will be recommended.
Affirmatively, it will be recommended that Respondent
be required to rescind all action taken against Moreno and
expunge from its records any and all reference to any such
action. Additionally, the recommended Order will require
that, if Moreno has been expelled from membership, he be
fully reinstated upon payment of regular membership dues
(without any interest or penalties for late payment). Since it
is possible that Moreno may have paid all or a part of the
fine unlawfully imposed, Respondent will be required to
refund any such payment, with interest at the rate of 6
percent per annum.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDER 12
The Respondent, United Brotherhood of Carpenters and
Joiners of America, Local Union No. 14, AFL-CIO, its
officers, agents, and representatives, shall:
I. Cease and desist from:
12 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
(a) Restraining or coercing Robert L. Guyler Co., or any
other employer, in the selection of its representatives for
the purposes of collective bargaining or the adjustment of
grievances in any manner by disciplining such representa-
tives or expelling them from membership.
(b) In any other manner restraining or coercing Robert
L. Guyler Co., or any other employer, in the selection of its
representatives for the purposes of collective bargaining or
the adjustment of grievances.
2. Take the following affirmative action necessary to
effectuate the policies of the Act:
(a) Expunge all record of the disciplinary action or
proceedings (including all orders or summonses to appear)
taken against Ralph E. Moreno.
(b) Rescind any and all fines levied against Ralph E.
Moreno and refund to him any money that may have been
paid to Respondent as a result of any such fine, together
with interest at the rate of 6 percent per annum.
(c) Notify Ralph E. Moreno and Robert L. Guyler Co.
that it has taken the aforesaid remedial action and that it
will in the future comply with the cease-and-desist provi-
sions of this Order.
(e) Reinstate and/or retain Ralph E. Moreno as a
member of Respondent in good standing upon Moreno's
tender of regular membership dues, including any amounts
due for past periods.
(f) Post at its offices and meeting halls copies of the
attached notice marked "Appendix." 13 Copies of said
notice, on forms provided by the Regional Director for
Region 23, after being duly signed by Respondent's
representative, shall be posted by it for 60 consecutive days
thereafter, in conspicuous places, including all places
where Respondent customarily posts notices to its mem-
bers. Reasonable steps shall be taken by Respondent to
assure that said notices are not altered, defaced, or covered
by any other material.
(g) Furnish signed copies of the notice to the Regional
Director for Region 23 for posting by Robert L. Guyler
Co., said employer being willing, at all locations where
notices to employees are customarily posted.
(h) Notify the Regional Director for Region 23, in
writing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
13 In the event that this Order is enforced by a Judgment of the United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
192