217 NLRB 323
ASC Industries, Inc.
ASC INDUSTRIES, INC.
ASC Industries, Inc. andUnited Rubber, Cork, Lino-
leum
&
Plastic
Workers
Union,
Local 703,
AFL-CIO. Case 20-CA-9004
April 10, 1975
DECISION AND ORDER
BY MEMBERS FANNING, KENNEDY, AND PENELLO
On September 30, 1974, Administrative Law Judge
David G. Heilbrun issued the attached Decision in this
proceeding. Thereafter, Respondent filed exceptions
and a supporting brief, and the General Counsel filed
a brief in support of the Administrative Law Judge's
Decision.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and briefs,
and has decided to affirm the rulings,' findings,' and
conclusions of the Administrative Law Judge and to
adopt his recommended Order as modified herein.
1. The Administrative Law Judge found and we
agree that Respondent violated Section 8(a)(1) of the
Act by Supervisor Roberts' telling employee Henry
Vargas that because of his low seniority his job would
be jeopardized if he joined the Union.'
1 In his separate opinion herein, Member Kennedy states that the Ad-
ministrative-Law Judge erred in denying Respondent's motion to strike the
entire testimony of alleged discrimmatees Weese and Dias because they
refused to testify about their alleged use or sale of marijuana on Respon-
dent's premises on the grounds of self-incrimination We believe that Mem-
ber Kennedy errs in not adhering to the well-established rule of "not
pass[ing] upon a constitutional question although properly presented by the
record; if there is also present some other ground upon which the case may
be disposed of." Brandeis, J, concurring in Ash wander v. Tennessee Valley
Authority, 297 U.S. 288, 347 (1936); accord: Alma Motor Co. v Timken-
DetroitAxle Co., 329 U S. 129, 136 (1946) Inasmuch as we find that Weese
and Dias were not discharged in violation of Sec. 8(a)(3), we find it unneces-
sary to pass on this constitutional issue and we intimate no view on the
propriety of the Administrative-Law Judge's ruling.
2 The Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to over-
rule an Administrative Law Judge's resolutions with respect to credibility
unless the clear preponderance of all of the relevant evidence convinces us
that the resolutions are incorrect
Standard Dry Wall Products, Inc., 91
NLRB 544 (1950), enfd. 188 F.2d 362 (C.A 3, 1951) We have carefully
examined the record and find no basis for reversing his findings
We note that-several times in sec. II of his Decision, the Administrative
Law Judge refers to pars. 7(a) and 7(b) of the complaint. The context in
which such references appear indicates that he intended to allude to the
alleged 8(a)(1) violations of pars 6(a) and 6(b), respectively, rather than the
alleged 8(a)(3) violations of pars. 7(a) and 7(b)
3 In the absence of exceptions, we adopt pro forma the Administrative
Law Judge's findings that Production Foreman Roberts' asking Assistant
Leadman Tugmon to seek votes for Respondent and Leadman Jerry Dias'
questioning his cousin, Kenneth Dias, regarding his union sympathies did
not constitute violations of Sec 8(a)(1) of the Act. As to the latter finding,
we note that the General Counsel stated on the record that he sought to
323
2. The Administrative Law Judge also found that
Respondent discharged Alva D.
Weese,
Kenneth
'Dias,'
and Dennis L. Pruitt in violation of Section
8(a)(3) and (1) of the Act. We find merit in Respon-
dent's exceptions to these findings. For, we conclude
that in each instance the General Counsel failed to
carry his burden of showing that the discharge was
unlawfully motivated.
The facts are fully set forth in the attached Decision.
The Administrative Law Judge recognized that the evi-
dence showed little concerning Respondent's degree of
opposition to the Union and found that the sole in-
dependent violation of Section 8(a)(1) consisted of the
statement to employee Vargas summarized in para-
graph 1, above. Nevertheless, the Administrative Law
Judge "[found] a thread of discriminatory intent pre-
sent .. ." and stated that he believed this was nurtured
during the Union's organizational campaign which cul-
minated in its loss of the Board-conducted election.
This, in turn, was apparently grounded on the said
coercive statement to Vargas early in January 1974; the
timing of the discharges shortly after the issuance on
February 11, 1974, of the certification of the results of
the election which concluded the proceedings in the
representation case; and the Administrative Law Jud-
ge's disbelief of Respondent's defense to each of the
three discharges. While we have, in appropriate situa-
tions, looked to all of these factors, something more is
required than is present in this case to justify the infer-
ence of unlawful motivation and its continuing influ-
ence on the Respondent's actions. That "something" is
strong animus toward the Union and its adherents.
Here the single coercive statement early in the cam-
paign does not warrant finding the necessary animus,
nor can it show a "thread" which denotes a continuing
course of conduct. Further, there is no indication by
the Administrative Law Judge why he concluded that
the timing of the discharges following the certification
of results was suspicious.
With respect to Weese and Dias, there is little doubt
that on the day of discharge they were performing little
work of any kind and it is not denied that Dias did in
fact leave the plant early and return late (the precise
hour is in issue) without punching his timecard. There
is also no doubt that oral and written complaints had
been made that Weese was standing around idle while
other employees worked. The Administrative Law
Judge "discounted" records of misconduct by these
men because he found them "contrived in origin," but
there is no support in the record for this conclusion and
it does not comport with the undisputed testimony of
introduce this evidence only to show Respondent's knowledge of Kenneth
Dias' union sympathies
4 Weese and Dias were supervised by Leadman Jerry Dias, a cousin of
Kenneth Dias. In order to avoid confusion, Kenneth Dias is referred to
herein as Dias and Jerry- Dias is referred to as Jerry Dias.
217 NLRB No. 53
324
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the 'individuals who wrote the entries and testified to
their authenticity.' Finally, as to Dias, the Adminis-
trative Law Judge-found him an unsatisfactory em-
ployee but concluded that he was discharged "in a
concerted, indivisible action that was designed to strike
primarily at Weese." But there is no evidence in the
record to support even an inference that Respondent
was so motivated in discharging Dias or that the con-
current discharge of the two men was more than coinci-
dental.
Concerning Pruitt, the same general infirmities exist
in the proof'
dduced" by the General Counsel. Thus,
in finding pretextual the Respondent's asserted reason
for terminating Pruitt, i.e., his poor attitude and inabil-
ity to work well with others, the Administrative Law
Judge placed great weight on the fact that this em-
ployee had repaired a major equipment defect with
which even more experienced personnel were having
difficulty . This, however, does not rebut Respondent's
claim that Pruitt had an abrasive personality and is
insufficient to warrant a conclusion that Pruitt was
terminated for unlawful reasons rather than the one
advanced by Respondent.'
In sum, we find that the General Counsel has failed
to establish by a preponderance of the evidence that
Respondent was unlawfully motivated in terminating
Weese, Dias, or Pruitt . Accordingly, we shall dismiss
the complaint insofar as it alleges that they were dis-
charged in violation of Section 8(a)(3) and (1) of the
Act.
ORDER
Pursuant to Section 10(c) of the National Labor Re-
lations Act, as amended, the National Labor Relations
Board adopts as its Order the recommended Order of
the Administrative Law Judge as modified below and
hereby orders that Respondent, ASC Industries, Inc.,
Visalia, California, its officers, agents, successor, and
assigns, shall take the action set forth in the said recom-
mended Order as herein modified:
1. Delete paragraphs 1(b) and 2(a) and (b) and relet-
ter remaining paragraphs accordingly.
5 We find merit in Respondent's contention that the Administrative Law
Judge misallocated the burden of proof in implying, in In. 15 of the attached
Decision, that the burden was on it to introduce other employees' written
warnings in order to support the authenticity of these documents
6 As to the absence of evidence of union animus, we note that the Vargas
incident occurred at a different plant from the one in which Pruitt worked,
and there is no basis for attributing to Pruitt's supervisors the statement itself
or the antiunion attitude which it conveyed.
7 The Administrative Law Judge sets forth the fact that at the time of his
discharge Pruitt was told by Plant Foreman Johnson that he was terminated
for not having "a company type attitude for the past two months," and it
is true that reference such as this could well be to union activities and in
many other cases has been found to have that meaning. But in the absence
of some evidence to justify this interpretation, we cannot so find here, and
this fact at best raises a mere suspicion which is not sufficient upon which
to base a finding of unlawful conduct.
2. Substitute the attached notice for the Administra-
tive Law Judge's notice.
IT IS FURTHER ORDERED that the complaint be, and it
hereby is, dismissed insofar as it alleges violations not
found herein.
MEMBER KENNEDY , concurring in part and dissenting in
part:
I concur with my colleagues in their dismissal of the
8(a)(3) allegations regarding Alva Weese, Kenneth
Dias, and Dennis Pruitt. However, as to Weese and
Dias, I dissent from the failure to strike their testimony
because these two alleged discriminatees refused to an-
swer on cross-examination questions which were rele-
vant to Respondent's defense.
From January 1, 1973, through November 13, 1973,
Respondent reported 68 industrial accidents to its
workmen's compensation carrier . Injuries ranged from
cut fingers to broken bones. During this same period,
Production Manager Christensen learned from several
employees and supervisors that a number of employees
were under the influence of marijuana while on the job.
One employee told Christensen that the plant was un-
safe because of marijuana being used in the plant and
quit for fear of his safety . The problem was so bad that
Christensen contacted the police department to obtain
information and literature, and the police began inves-
tigation which was still continuing as of the time of the
hearing. In November or early December 1973, Chris-
tensen posted a notice to all employees concerning the
use of drugs. The notice stated that there was a serious
problem concerning the use of drugs in the plant and
that the use of drugs was causing a safety problem. The
notice also repeated a company rule against the use of
drugs and stated that a breach of the rule would be
cause for immediate dismissal.'
On the day of the discharges in question, Christensen
went to speak to Weese and Dias. As he walked in the
shipping and receiving area, Christensen noticed a
large painting of a marijuana leaf on a toolbox. Chris-
tensen was angry since he considered the painting an
affront to the Company's campaign against drugs.
8 The notice read
It has been brought to our attention that we have a serious problem in
both plants regarding the use of drugs.
The company cannot and will not tolerate the use of drugs by em-
ployees while they are on duty or under the influence when reporting
to work.
Company rule #20 posted on all bulletin boards states that:
20 Bringing intoxicating liquors or drugs into the plant, or reporting
to work under the influence of the same
This is a breach of company rules and is cause for immediate dismissal.
We intend to comply with that rule.
In order to combat this serious situation we need the help of all em-
ployees. Remember the use of drugs and machinery do not mix. If you
can save some one from being injured seriously you are doing this
individual a big favor.
We plan to do everything necessary to bung this to a
stop
immediately
ASC INDUSTRIES, INC.
Christensen suspected the painting was the work of
Weese and Dias, immediately reviewed their personnel
files, and decided to terminate both of them.9
Dias was asked on direct examination concerning the
marijuana leaf painting on the toolbox. On cross-
examination, Respondent's counsel asked him if he
ever used or possessed marijuana while working on
company premises. The Administrative Law Judge
overruled the General Counsel's objection on the
grounds of relevancy. Dias declined to answer on the
grounds of the fifth amendment to the United States
Constitution.
Respondent's counsel also asked Weese whether he
or Kenneth Dias ever possessed marijuana on company
premises. Again the Administrative Law Judge over-
ruled the General Counsel's objection on the basis of
relevancy. Like Weese, Dias declined to answer on the
grounds of the fifth amendment to the United States
Constitution.
During the hearing, Respondent requested special
permission from the Board to appeal the ruling of the
Administrative Law Judge denying his motion to strike
the testimony of Weese and Dias. By telegraphic order
dated June 13, 1974, the Board denied Respondent's
motion without prejudice to Respondent's right to
renew its motion in any exceptions filed with the Board.
I dissented stating that I would strike the testimony of
Weese and Dias since I believed that further expendi-
ture of funds on behalf of individuals who refuse to
answer cross-examination questions relevant to Re-
spondent's defense on the ground of self-incrimination
is unjustified.
I believe that the testimony of Weese and Dias
should have been stricken from the record. Had the
motion to strike been granted, then litigation concern-
ing their discharges would have ended at that point
with dismissal of the complaint. Substantial expenses
have been incurred by this Agency and by the parties
because of the failure to strike the testimony of the
dischargees. Previously, my colleagues expressed a
proper concern for the expenditure of this Agency's
funds in Modine Manufacturing Company, 203 NLRB
527 (1973). In that case they stated:
We must, for example, consider the prudent hus-
bandry of the funds appropriated to us for admin-
istering this Act, and also the effect on our
promptness in handling not only the matter before
us but also the handling of the myriad other mat-
ters regularly brought to us for action by citizens
entitled so to do.
The concern for our resources which was articulated
by my colleagues in Modine is also applicable here. I
9 On cross-examination, Dias admitted that he had spent about 2 hours
of working time painting the picture of the marijuana plant on the toolbox
325
perceive no justification for expending our funds and
burdening our decision-making processes where dis-
chargees refuse to answer proper cross-examination
questions relevant to a respondent's defense.
Here, my colleagues avoid deciding what they de-
scribe as a "constitutional" issue" by concluding that
the complaint allegations have no merit. They chide me
for ruling that the testimony of the alleged 8(a)(3) dis-
criminatees should have been stricken at trial. In my
view, this issue should be decided. What guidance do
my colleagues give to our Administrative Law Judges,
to members of the bar, and to witnesses in our trials by
avoiding the issue? How much more unnecessary litiga-
tion and expenditure of funds must take place for my
colleagues to reach the issue and decide it?
However, even without striking their testimony, I
agree with the majority that Weese and Dias were not
discharged in violation of Section 8(a)(3) and (1) of the
Act. To conclude that these discharges were "suspi-
ciously timed" without any evidence of a desire on the
part of the Respondent to rid itself of union adherents
is to engage in bootstrapping which would eliminate
the requirement to prove an illegal motive. Absent a
basis for finding such animus as would warrant the
inference that the Respondent would resort to dis-
charging employees in order to rid itself of union advo-
cates, the Administrative Law Judge's belief that the
reasons given were not the true grounds for termination
is irrelevant.
The Administrative Law Judge also reasoned that,
because Leadman Jerry Dias was aware of the painting
for several months, Weese's painting of a picture of a
marijuana leaf on a company toolbox was not a reason
for
Assistant
General
Manager and
Production
Manager Christensen's decision to discharge Weese.
However, it is undenied that Christensen was not pre-
viously aware of the marijuana leaf painting . Leadman
Jerry Dias' inaction does not establish condonation by
Christensen, nor is the Administrative Law Judge's
view that Leadman Jerry Dias was more responsible
than Weese for the continued presence of the painting
entitled to probative weight.
I join my colleagues in their finding that the Ad-
ministrative Law Judge misallocated the burden of
proof by implying that the burden was on Respondent
to introduce other employees' written warnings in or-
der to support the authenticity of those documents.
However, this same finding should also apply to foot-
note 12 of the Administrative Law Judge's Decision to
the extent that it implies that the burden was on Re-
spondent to introduce shipping records to support its
claim that no trucks were loaded by Weese and Dias on
the morning of February 12.
Moreover, I would dismiss the allegation that Super-
visor Roberts threatened employeee Vargas (in the
326
DECISIONS- OF NATIONAL LABOR RELATIONS BOARD
presence of Leadman Camp) in violation of Section
8(a)(1) of the Act when Roberts replied to an inquiry
by Vargas about the consequences of unionization by
saying he would assume that, because Vargas was low
on seniority, he might have a seniority problem if he
joined the Union and that he could be laid off. Even
assuming that the statement is a violation of Section
8(a)(1), it is isolated and technical, involving one super-
visor responding to a query by one employee in a unit
complement of 68 employees and therefore does not
warrant a remedy. American Federation of Musicians,
Local 76 AFL-CIO (Jimmy Wakely Show), 202 NLRB
620 (1973).
For the foregoing reasons I would dismiss the com-
plaint in its entirety.
APPENDIX
NOTICE To- EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT threaten employees with loss of
their jobs because of their membership in or activ-
ity on behalf of United Rubber, Cork, Linoleum &
Plastic Workers Union, Local 703, AFL-CIO, or
any other union.
WE WILL NOT in any like or related manner inter-
fere with, restrain, or coerce our employees in the
exercise of rights under Section 7 of the Act.
ASC INDUSTRIES, INC
DECISION
STATEMENT OF THE CASE
DAVID G. HEILBRUN, Administrative Law Judge: This case
was heard<at Fresno, California on May 30 and 31, June 3,
and August 14, 1974' based on charges filed March 1 and
April 15 and complaint issued April 24 and amended orally
at commencement of hearing. The amended complaint al-
leges that ASC Industries, Inc., called Respondent, violated
Section 8(a)(l) and (3) of the Act by threatening the employ-
ment tenure of employees because of their membership in, or
activity on behalf of, United Rubber, Cork, Linoleum & Plas-
tic Workers Union, Local 703, AFL-CIO, called the Union,
by soliciting an employee to encourage fellow employees to
vote against the Union and by discharging employees Alva D.
Weese, Kenneth Dias, and Dennis L. Pruitt because of their
1 The hearing on August 14 was occasioned by theft from the court
reporter of materials upon which the record for June 3 would have been
based Proceedings on August 14 involved repeat testimony by witnesses
originally called June 3 and reintroduction of exhibits received that earlier
date The record of this case, therefore, consists of matter heard and re-
ported May 30 and 31 and August 14 only. All dates and named months
hereafter are in 1974, unless indicated otherwise.
membership in, or activities on behalf, of the Union, or be-
cause they egnaged in other concerted activities.
Upon the entire record in this case, including my observa-
tion of the witnesses, and,on consideration of briefs filed by
General Counsel and Respondent, I make the following:
FINDINGS OF FACT
I THE BUSINESS OF RESPONDENT AND THE LABOR ORGANIZATION
INVOLVED
Respondent, a corporation with facilities located in Visalia,
California, engages in the manufacture of aluminum irriga-
tion tubing and plastic irrigation pipe. It annually purchases
goods valued in excess of $50,000 for use in business opera-
tions there and receives these goods directly from suppliers
located outside the State of California. I find, as Respondent
admits, that it is an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act. The Union
is a labor organization within the meaning of Section 2(5) of
the Act.
II THE ALLEGED UNFAIR LABOR PRACTICES
Facts and Discussion
On December 3, 1973, the Union filed a representation
petition covering an estimated 68 employees at Respondent's
aluminum plant and plastics plant. These are physically sepa-
rate factory buildings located approximately one-quarter mile
apart with Assistant General Manager and Production
Manager Ervin C. (Chris) Christensen in charge of both. The
aluminum plant houses main offices, tube forming mills, and
the pipe fabrication function, with both primary production
operations supervised directly by Production Foreman Bobby
Jack Roberts. Plastics operations are supervised by Plant
Foreman Edward R. (Bob) Johnson from an office at those
premises, where single and twin screw extruder machines are
utilized along with related compounding and grinding equip-
ment. Each facility operates on a multishift basis with ship-
ping and receiving services provided by a single department
which was supervised at times material to this case by Lead-
man Jerry Dias. Proceedings followed on the representation
petition, an election was conducted February 1, and results
only were formally certified on February 11.
Weese was hired in January 1971, and worked successively
as laborer and forklift operator before becoming assistant
leadman for shipping and receiving at the aluminum plant
approximately September 1972. He testified to signing a
union authorization card in November 1973, discussing the
Union with other employees, wearing a union button (or
buttons) and sticker simultaneously each day for a week prior
to the election, and serving as the Union's election observer
for the aluminum plant. Weese recalled that on February 12
he worked loading "a couple" trucks and continued an en-
deavor begun the day before of permissibly, building a wooden
storage shed. At or about 2 p.m. Jerry Dias approached as
Weese worked along with Kenneth Dias and Fred Davis (the
latter ordinarily assigned shipping and receiving duties at the
plastics plant). Jerry Dias said Christensen felt they should
"quit screwing around with the shed," that it was not to be
built on "company time" and there was a truck to load.
ASC INDUSTRIES, INC.
327
Christensen soon appeared and after Jerry Dias conversed
with him, Weese and Kenneth Dias were told by Jerry Dias
that they were fired.
Kenneth Dias was hired in' February 1973 as a laborer and
later became a forklift operator in shipping and receiving at
the aluminum plant. He testified to signing a union card in
November 1973, discussing the Union with other employees
on plant premises, attending union meetings, wearing two
Union buttons and a sticker simultaneously from mid-Janu-
ary until the election, and stating, when asked by his cousin
Jerry Dias, that he would vote for the Union. He recalls
leaving work on February 12 shortly before noon nad return-
ing at 1 p.m. without punching his timecard in either
instance.2
He resumed work on the storage shed until 2
p.m., when loading duties arose. While engaged in preparing
to load Jerry Dias informed him that he and Weese were both
fired for "standing around."
Pruitt originally worked at Respondent's aluminum plant
from March 1971 until layoff in August 1971. He was again
hired in September 1972 and within a month became an
extruder machine operator tramee at the plastics plant. He
testified to signing a union card in December 1973, distribut-
ing union cards to six of seven other employees , discussing
the Union with other employees, and serving as the Union's
election observer for the plastics plant. On February 18 he
arrived for work at the 3:30 p.m. start of afternoon swing
shift. Johnson immediately approached and informed him of
being discharged for not having "a company type attitude for
the past two months." Pruitt protested to Christensen who
expressed an understanding that Pruitt had made bad state-
ments against the Company and mocked other employees.
Christensen decided the discharge of both Weese and
Kenneth Dias, then directed Jerry Dias to carry out such
action. Early February 12, Roberts had voiced a complaint
to Christensen about Weese and Kenneth Dias habitually
standing around idle while other employees worked. Chris-
tensen proceeded to watch them the balance of that morning.
Their presence in the loading area was within view from his
office window. He testified to seeing them warm themselves
frequently by an open fire but do very little work. Be ob-
served Kenneth Dias leave the plant area around 11 a.m. and
not return until approximately 2 p.m. At this point Roberts
brought in the timecard of Kenneth Dias pointing out it had
not been punched out or in. Christensen determined to deal
with the situation through Jerry Dias and went out to the
loading area where he noticed for the first time what ap-
peared to be the depiction of a marijuana plant leaf painted
on a company toolbox. This particularly angered Christensen
as he had attempted for many months to eliminate any drug
use by employees at or affecting their work 3 He ordered the
marijuana leaf painted over, returned to his office to examine
personnel files and on seeing notations of "other problems"
returned immediately to the loading area and directed Jerry
Dias to fire both employees. Roberts testified that on Febru-
ary 12 he had relayed a build-up of complaints about Weese
and Kenneth Dias to Christensen. He also identified a per-
sonnel notation of his own dated January 15 recording that
he had spoken to Jerry Dias about the practice of Weese and
Kenneth Dias "... standing around bothering other em-
ployees and keeping them from doing [their] work." Roberts
recalled receiving other written notations on the subject from
Fabrication Leadman Danny Rivera and promptly turning
them over to Christensen. Rivera testified that on specific
dates in mid-December 1973 and late January 1974 he sepa-
rately wrote out an observation of both Weese and Kenneth
Dias standing and talking to fabrication employees. Tube
Mill Leadman Jerry Kemp testified that on two occasions in
late January he wrote out an observation of Kenneth Dias
alone and then Kenneth Dias with Weese talking to mill
employees for a number of minutes, thus "slowing down" or
"hindering" production. He recalled that the talking ended
in both instances when he motioned for such congregating to
break up. Roberts also handled the filing of Kemp's writeups.
Rivera recalled that the December writeup to this effect was
supplemented on the same pieces of paper by the January
writeup after requesting the sheets back from Roberts and
receiving them out of his (Robert's) office files. Within this
overall context Christensen testified that his specific reason
for discharging Weese was based on considering him respon-
sible for the painted marijuana plant leaf and that the specific
reason for discharging Kenneth Dias was failure to punch his
timecard that day.
Johnson effected the discharge of Pruitt based on a belief
of continuing unsatisfactory attitude . Johnson testified this
was first manifested around October 1973 with a complaint
from employee Walter Pope that Pruitt had failed to relieve
him over a continuous 7-hour period.' Johnson (Bob) issued
a verbal warning to Pruitt at the time in the presence of
Leadman Steve Johnson adding that a further complaint ex-
isting at the time concerned Pruitt not helping employee Roy
Humphreys on the skids. About 2 days later, midnight shift
Leadman Richard Foote reported to Bob Johnson that em-
ployees of that shift were complaining of Pruitt "not cleaning
up . . . more than once."5 In an incident placed by Bob
Johnson as subsequent to the union election, the daylong
malfunctioning of an extruder machine was corrected soon
after the afternoon shift arrival of Steve Johnson and Pruitt.
Bob Johnson had followed efforts to correct this malfunction
but was unable to determine who, as between Steve Johnson
and Pruitt, had known of exact corrective steps needed. Upon
resumption of proper machine functioning, Bob Johnson ob-
2 Kenneth Dias testified he had customarily left work early several times
a week and was once told by Jerry Dias to "knock off" or "cool" the
practice.
3 Christensen testified to taking his concern about drug usage to local
police authorities who counseled him on the subject and provided literature
In late 1973 Christensen had caused posting of a bulletin board notice which
reiterated a stringent company rule against possession or use of drugs as
such would influence the performance of employees' duties Respondent
introduced into evidence its 1973 industrial accident/loss record which
Christensen had sought to improve upon by better employee awareness
through creation of a safety committee. Finally, Christensen testified to
having suspicion, but no proof, that Weese had been influenced by drug
usage while at work and Kenneth Dias was a possessor
^ Transcript corrections noted in the record.
5 In late 1973 Foote was working an overtime shift that overlapped
Pruitt's. Foote testified that operators of his own shift, as well as Pope and
Humphreys, complained about a lack of expected assistance from Pruitt
Foote relayed these complaints to Bob Johnson as they arose in late 1973
adding that Pruitt appeared to have lost interest in his job by such conduct
and a statement to Foote that he (Pruitt) was looking for other work. Foote
had no occasion to discuss Pruitt with Bob Johnson subsequent to December
1973.
328
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
served Pruitt make a remark to dayshift Leadman John Pit-
man that caused a "miffed" expression in the latter. The
following day Pitman voiced a dislike to Bob Johnson of
having Pruitt ". . . saying anything about his people" which
Bob Johnson advised be forgotten or taken "with a grain of
salt." Bob Johnson testified that this incident did, however,
cause -him to commence watching the work of Pruitt and
upon noticing a continued poor attitude concluded, after re-
flection, that he should be terminated. After first informing
'Christensen of his intention by telephone, Bob Johnson inter-
cepted Pruitt as he reached work the afternoon of February
18 to advise he was no longer employed because of "attitude
and his unsatisfactory performance." Pruitt denied that his
manner of performing his duties worsened or that he told
anyone he had lost interest in his job. Further, Pruitt testified
that upon correcting the machine malfunction he remarked
to Bob Johnson ". . . why don't you move me to dayshift
[or something of that nature]."
Respecting paragraph 7(a) of the complaint, former em-
ployee Arturo Vallejo testified that during late December
1973 he conversed along with Roberts who stated Respond-
ent was ". . . going to get rid of the guys that are supporting
the Union." Roberts denies this, recalling a December 1973
conversation with Vallejo dealing only with the circum-
stances of the latter's angrily quitting in connection with
work assignment. Respecting paragraph 7(a) of the complaint
further, employee Henry Vargas testified that he conversed
with Roberts during early January and the latter stated that
unionization could possibly cause Vargas' loss of employment
from the superior seniority of plastics plant employees. This
conversation also dealt with the effects of possible strike ac-
tion by a union should it come to represent Respondent's
employees, and as to this Roberts described how present
supervisors might perform production classifications to con-
tinue operations. Roberts testified that this conversation with
Vargas occurred in the presence of Kemp and resulted from
Vargas' inquiry about the consequences of unionization. Rob-
erts recalled stating that Respondent could operate if a strike
occurred by individuals in management and supervisory posi-
tions performing the production and laboring jobs many had
held at earlier periods of their employment. Additionally,
Roberts testified to saying he knew very little about unions
"seniority wise" but would assume that because Vargas was
low on seniority he might have a seniority problem "if he
joined the Union," and that he could be laid off. Kemp testi-
fied the conversation arose when Vargas came into Roberts'
office (also shared by Kemp and Rivers) for a gasket. While
Kemp was getting this, Vargas and Roberts engaged in a
discussion'of what would occur should a union strike Re-
spondent in the future. On this point, Kemp recalled Roberts
only describing how Respondent might continue operations
with use of experienced office or-supervisory personnel. Addi-
tionally, Kemp recalls the subject of seniority being injected
with Roberts saying that "some [jobs] could . . . be done
away with . . . in case the union came in."
Respecting paragraph 7(b) of the complaint, employee
Robert Tugmon testified that during late January he con-
versed alone with Roberts who asked him "to talk to the
other employees about voting no on the Union." Tugmon
declined and nothing further was said. Roberts recalled this
conversation and his feeling at the time of being able to speak
freely since Tugmon was an Assistant Leadman in welding.
Roberts asked Tugmon if he would "take it upon himself" to
"get a yes vote for the Company" and heard Tugmon answer
"No."
Relatively little has surfaced from the evidence in this case
concerning Respondent's degree of opposition to the Union.
Considering the near-continuous operations occurring at two
physically distinct locations, the specific episodes described
by witnesses for General Counsel are extremely limited in
frequency, and, in part, without coercive content. I discredit
the testimony of Artura Vallejo, as it seems unreliable. Ac-
cordingly, I do not find (as has been denied by Roberts) the
utterance of a threat to rid Respondent of Union supporters.
The incident of Tugmon being asked by Roberts to seek votes
for Respondent did not exceed the latitude permitted an em-
ployer in opposing a unionization effort. The solicitation of
Tugmon was free of menacing tone, was simply dropped
when he decided, and did not breach any doctrinal limits.
Other matters, such as establishment of what Pruitt testified
was a grievance committee and granting improved employee
locker facilities, are without probative value to the question
of whether Respondent possessed animus of influencing
extent.' Exchanges between Kenneth and Jerry Dias were
innocuous discussions between persons engaged in un-
guarded discourse appropriate to their kinship. Weese testi-
fied to certain interrogation by Christensen occurring in late
January. This conversation was uncoercive in nature and did
not have the probing insistence characteristic of violative
conduct in such a regard.
On the other hand, Henry Vargas was subjected to coercive
remarks as is clearly shown from a composite of his, Roberts',
and Kemp's testimony. During the early January conversa-
tion in Roberts' office, this supervisor did project the loss of
jobs that might stem merely from unionizing, and, more
pointedly, that Vargas himself would jeopardize his position
by joining.' I conclude that evidence as a whole supports
the allegation in paragraph 7(a) of the complaint
Weese and Pruitt functioned in open advocacy fashion as
union observers on February 1. Kenneth Dias openly wore a
union button causing comment between Kemp and Rivera,
both admitted agents of Respondent, as early as December
1973.$ From the standpoint of every significant avenue of
evaluation the discharges at issue here are suspiciously timed,
bear a contrived appearance, and are without sufficient cause.
First is the question of timing. Weese was discharged the
very day following conclusiveness attaching to the election
results. Pruitt followed within a week, and the chosen date (a
6 The record permits finding that what Pruitt perceived as grievance
meetings was what Respondent intended as safety meetings In either event
there was timely discontinuance and no evidence to show an improper
motivation in this regard
' A second conversation concerning unionization affecting Vargas' net
earnings and employment benefits was not of threatening tone I credit
Roberts' testimony on this point finding his recollection more impressive
that Vargas' inquiry was for clarification of existing employee benefits and
that Roberts performed calculations based on mere hypothetical assumption
of future change General Counsel declined to litigate -this matter as a
separate 8(a)(1) allegation.
8 An estimated 20-25 other aluminum plant employees wore union but-
tons, a fact that leaves Kenneth Dias, from his conduct alone, no more
conspicuous than half his coworkers. It does, however, establish specific
knowledge of Kenneth Dias' apparent sympathies as this factor must be
evaluated with the total circumstances of the case.
ASC INDUSTRIES, INC.
Monday) is particularly significant as his discharge was os-
tensibly based on contemplative determination, rather than
claimed sudden incident.
Secondly, Respondent's reasons for discharging Weese and
Kenneth Dias are wholly unconvincing. While documenta-
tion exists concerning them standing around and talking, this
branch of Respondent's case is suspect. Supposedly Rivera
recorded two instances of this dereliction, Kemp recorded
one for Weese and two for Kenneth Dias, and Roberts re-
corded his caution to Jerry Dias on January 15 that this
behavior was occurring. There is no explanation as to why
they were not confronted with these reprimands, nor showing
that they themselves at least were not on breaktime. There
was no testimony from immediate Supervisor Jerry Dias that
might tend to authenticate a growing pattern of job deficiency
in this regard.9 Finally, the associated testimony of Rivera
and Roberts concerning the forwarding of Rivera's recorda-
tions, clashes with Christensen's testimony that on February
12 he had occasion to pull the personnel records of Weese and
Kenneth Dias and be startled to see several "items" in the file.
Had Roberts in fact placed the documents in Christensen's
office as they were first written, and obtained them from
Christensen for the second (January 21) entry on the same
piece of paper, there would have been awareness on this noted
date and not as an initial motivating matter, as Christensen
testified only on February 12.10
Unconditional permission to work on the storage shed had
been obtained and regarding the painted marijuana plant leaf
the existence of this depiction, even assuming its unwarranted
and undesirable presence on Respondent's business property,
was no more the responsibility of Weese than of Jerry
Dias.11
As to events the morning of February 12, Chris-
tensen testified he saw no loads go out while keeping the area
under scrutiny while Weese believed "a couple" trucks were
loaded and I credit his recall. 12
Pruitt's case is most compelling of all. Respondent has
assigned a "poor attitude" to him, yet the only testimony
realistically tending to establish such a factor relates to Octo-
ber 1973. There are many flaws in the reasons advanced for
Pruitt's discharge. Steve Johnson, best situated to assess
Pruitt's attitude, did not testify. Instead much reliance was
placed on the testimony of Pope whom I discredit because of
his demonstrable bias and questionable recall. Foote had lim-
9 Christensen testified he twice told Jerry Dias to warn the two em-
ployees. He does not know if it was done and Jerry Dias, although appar-
ently not conveniently available to Respondent for purposes of testifying on
August 14, was not called on June 3 prior to his own termination as Lead-
man.
ID Kemp's writeups do not bear this same infirmity The record does not
place them as reaching a file under Christensen 's personal control Further,
Kemp testified to having "problems" with Weese and Kenneth Dias on "a
few different occasions" which he believed first arose in late December
1973. This harmonizes with Roberts' claim of writing his January 15 nota-
tion because of complaints from , but not limited to, Kemp.
11 While Weese was physically present at the aluminum plant loading yard
area approximately twice the amount of time as Jerry Dias, his authority as
Assistant Leadman was subordinate and without color of true supervisory
status With uncontradicted testimony to the effect that the toolbox stood
so painted for several months, the more natural basis to assess responsibility
for condoning its presence would be against Jerry Dias.
12 No effect was made to establish by shipping documentation an
absence of loads out that morning, nor was any claim advanced that such
proof was unavailable Weese conceded having one warning for "standing
around" but neutralized this by asserting he had been "helping" at the time.
329
ited involvement during the fall months, and none after
December. The malfunctioning extruder machine incident is
placed by Pruitt in January and by Bob Johnson as occurring
after the election. Regardless of point in time, there was little
reason to fault Pruitt in this 'regard. From what is known,
Pruitt did diagnose the cause of difficulty, readily corrected
it, and spoke only jokingly to Bob Johnson and Pitman. Bob
Johnson himself squelched Pitman's chagrin and this minor
bantering pales beside the salient fact that' Pruitt alone,
thought volunteered job knowledge, solved an equipment de-
fect of major significance to the plastics plant's entire func-
tioning. To this brand Pruitt as one of poor attitude inescapa-
bly leaves the conclusion that Respondent used these words
only to hide another reason.l3
In sum, I find a thread of discriminatory intent present
from the evidence, believing this was nurtured during the
several months taken by the unsuccessful organizing effort
and applied at a propitious time with pretextual reasons given
in response to the charges filed. This is an inferential finding
based specifically on the sudden discharges of Weese and
Pruitt against the background of another unfair labor prac-
tice and contentions substantially without merit as a matter
of business justification or the realities of industrial employ-
ment. An employer's agents have the latitude to act in anger
or to determine what is, or is not, an acceptable attitude
toward one's job. I do not quarrel with such rationale in the
abstract, but only as applied in this situation where the cir-
cumstances shown as a preponderance of credible evidence
compel me to disbelieve Respondent's defense. For 3 years
Weese had performed to Respondent's satisfaction." While
acceleration of union organizing activities can change an em-
ployee's job outlook or lead to changed work habits, such is
not shown to be the case here, and I specifically discount
Respondent's Exhibits 2, 3, and 4, as contrived in origin or
falsely advanced to represent materials influencing the dis-
charges of February 12 as then determined." I find Pruitt
committed no criticizable offenses at any time during 1974
and the lag between his discharge and earlier ones merely
reflected Respondent's random choice of a time to act.
Kenneth Dias was not an exemplary employee. He deliber-
ately disregarded the request of his Leadman to discontinue
the practice of leaving work without punching his timecard
and rather foolishly described his painting of the toolbox as
an attempt to comply with his understanding of "keeping
busy" when other tasks did not immediately call Neverthe-
less, Respondent's action against him is inextricably con-
nected with Weese's case, and while logic might permit a
valid defense as to Kenneth Dias, I believe that in reality
13 Assuming the truth of Pruitt's reported interest in other employment,
I find no genuine ring to Respondent 's assertion that this was influential in
Bob Johnson's appraisal Neither is it significant that Pitman , as a conduit
of information to Bob Johnson, aliso considered unaffected employees Pope
and Humphreys to be Union supporters.
14 No weight is accorded G C Exh. 6 and 7 as the content of these
employment verification requests are too remote to bear on issues dealt with
here
is Respondent's Leadmen testified to preparing employee writeups in the
past but none were produced to support the authenticity of this technique.
Rivera estimated he had written 12 over the years when he had "trouble"
and Kemp recalled writing four or five similar documents when employees
were "talking to [his] men." Kemp's writeups assertedly led to discharge in
three of four instances, however only the name of Rudy Cano could be
recalled from this group.
330
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Respondent made no saving distinctions and discharged
Kenneth Dias in a concerted, indivisible action that was de-
signed to strike primarily at Weese. Stated another way, I
believe Respondent had some measure of good cause to dis-
charge Kenneth Dias but acted with mixed motivation and
otherwise specifically determined to discharge him at the
same moment of, and in connection with, unlawful pretextual
action concerning Weese.
CONCLUSIONS OF LAW
1. Respondent, by threatening the employment tenure of
employees because of their membership in, or activity on
behalf of, the Union, and by discharging employees Alva D.
Weese, Kenneth Dias, and Dennis L. Pruitt, has engaged in
unfair labor practices affecting commerce within the meaning
of Section 8(a)(1) and (3) and Section 2(6) and (7) of the Act.
2. Respondent has not violated the Act in any respect other
than as specifically found.
REMEDY
Distinctions involved in my reasoning concerning Kenneth
Dias do not affect his entitlement to full remedial relief. -I
shall recommend that Respondent cease and desist from its
unfair labor practices, that it reinstate Alva D.
Weese,
Kenneth Dias, and Dennis L. Pruitt with 'backpay as pro-
vided in F W. Woolworth Company, 90 NLRB 289 (1950),
and Isis Plumbing & Heating Co., 138 NLRB 716 (1962), and
post an appropriate notice.
Upon the foregoing findings of fact, conclusions of law,
and the entire record and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDER16
Respondent,'ASC Industries, Inc., Visalia, California, its
officers, agents, successors, and assigns, shall:
16 In the event no exceptions are filed as provided by Sec 102 46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and order, and all objections thereto shall be
deemed waived for all purposes In its brief Respondent renews a motion to
strike certain testimony. This renewed motion is denied
1. Cease and desist from:
(a) Threatening the employment tenure of employees be-
cause of their membership in or activity on behalf of United
Rubber, Cork, Linoleum & Plastic Workers Union, Local
703, AFL-CIO.
(b) Discouraging membership in United Rubber, Cork,
Linoleum
& Plastic
Workers
Union,
Local
703,
AFL-CIO, or any other labor
organization,
by dis-
criminatorily discharging or otherwise discriminating against
employees in any manner with regard to their hire and tenure
of employment or any term or condition of employment.
(c) In any like or related manner interfering with, restrain-
ing, or coercing its employees in the exercise of their rights
under Section 7 of the Act.
2. Take the following affirmative action to effectuate the
policies of the Act:
(a) Offer Alva D. Weese, Kenneth Dias, and Dennis L.
Pruitt immediate and full reinstatement to their former posi-
tions, or, if those positions no longer exist, to substantially
equivalent positions, without prejudice to their seniority or
other rights or privileges.
(b) Preserve and, upon request, make available to the
Board or its agents for examination and copying, all payroll
records, social security payment records, time cards, person-
nel records and reports, and all other records necessary to
analyze the amounts of backpay due under the terms of this
recommended Order.
(c) Post at Respondent's facility in Visalia, California, co-
pies of the attached notice marked "Appendix."" Copies of
said notice, on forms provided by the Regional Director for
Region 20, after being duly signed by an authorized represen-
tative, shall be posted immediately upon receipt thereof and
-be maintained by it for 60 consecutive days thereafter in
conspicuous places, including all places where notices to em-
ployees are customarily posted. Reasonable steps shall be
taken by Respondent to insure that said notices are not al-
tered, defaced, or covered by any other material.
(d) Notify the Regional Director for Region 20, in writing,
within 20 days from the date of the receipt of this Order, what
steps Respondent has taken to comply herewith.
17 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall be changed to read
"Posted Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board."