217 NLRB 331
Shorewood Manor Nursing Home & Rehabilitation Center
SHOREWOOD MANOR NURSING HOME
Harold R. Bursten and Dr. Robert Bursten, a Partner-
ship, d/b/a Shorewood Manor Nursing Home &
Rehabilitation Center and Local 1199W, National
Union of Hospital and Health Care Employees,
AFL-CIO. Case 30-CA-2582
April 10, 1975
DECISION AND ORDER
By MEMBERS FANNING, JENKINS, AND PENELLO
On July 15, 1974, Administrative Law Judge Walter
H. Maloney, Jr., issued the attached Decision in this
proceeding.
Thereafter,
Respondent and General
Counsel filed exceptions and supporting briefs, and Re-
spondent filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and briefs
and has decided to affirm the rulings, findings,' and
1 We do not adopt this portion of the Administrative Law Judge's Deci-
sion concerning his discussion and treatment of Respondent's no-solicita-
tion rule that was put into effect at the time of the organizational campaign
There were no allegations in the complaint or by General Counsel at the
hearing that the rule was unlawful on its face or that it was unlawfully
promulgated or discriminatorily enforced, and the issue concerning the
rule's legality was not litigated by the parties. Accordingly, we disavow the
Administrative Law Judge's conclusions that the "illegality" of the rule
precludes Respondent from relying on it as a defense to any of the complaint
allegations, and provides evidence of Respondent' s animus bearing on "mat-
ters specifically alleged "
Although we have disavowed the Administrative Law Judge's statement
that Respondent could not use the rule as a defense, we nevertheless reject
Respondent's contention that it did not violate Sec. 8(a)(1) in two separate
incidents involving employees Vella and Stapleton, respectively, because it
was merely policing said rule
With respect to Stapleton, she testified without contradiction that Ad-
ministrator Bursten questioned her whether she had been talking to em-
ployee Bill Kaplan about the Union on the second floor of the nursing home.
When she replied she had not seen Kaplan since lunchtime and even then
they had not discussed the Union, Bursten asked her if she "was sure." Only
when she affirmed her previous answer did he stop questioning her. There
is no mention of the rule in Stapleton's testimony Rather, the repeated
thrust of Administrator Bursten's inquiry to her was directed towards
whether she was associating with Kaplan-whose vigorous advocacy for the
Union brought him two reprimands and ultimately discharge-and whether
they were talking about the Union Interrogations into these matters have
nothing to do with a no-solicitation rule, and constitute a violation of Sec.
8(a)(1) of the Act because of their coercive intrusion into the exercise of
rights guaranteed employees under Sec. 7 of the Act.
As to Vella, the facts establish that Bursten summoned her to his office
where he accused her of "signing up people on the floors [a]nd do you realize
that this is grounds for termination " We find that these remarks were
phrased in such a broad and unqualified manner, specifying neither the time,
nor the place, nor the persons allegedly solicited, that the only reasonable
interpretation to be placed on them was that they were intended to encom-
pass Vella's union activities as a whole rather than merely being directed
towards the enforcement of the rule. Bursten's concluding remarks, that he
wanted Vella to reevaluate her position with the Union, further supports this
interpretation In these circumstances, we find that Bursten's conduct in
connection with this incident was not directed towards policing the no-
331
conclusions, of the Administrative Law Judge and to,
adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor Re-
lations Act, as amended, the National Labor Relations
Board adopts as its Order the recommended Order of
the Administrative Law Judge and hereby orders the
Respondent, Harold R. Bursten and Dr. Robert Bur-
sten, Partnership, d/b/a Shorewood Manor Nursing
Home & Rehabilitation Center, its agents, successors,
and assigns, shall take the action set forth in said
recommended Order.
MEMBER PENELI,O, concurring, in part,' and dissenting, in
part:
The Administrative Law Judge found that, from the
standpoint of its scope as well as its timing, the no-
solicitation rule posted on the company bulletin board
constituted illegal interference with the employees' ex-
ercise of their Section 7 rights. I do not agree.
Regarding the scope of the rule, it proscribed union
activity only during "working time," and expressly per-
mitted solicitations on company premises during free
time. As such, the rule was clearly proper on -its face
under the rationale set forth in the Essex International
case.2
-
- Regarding the timing of the promulgation of the
no-solicitation rule during the union campaign, I do
not agree with the Administrative Law Judge that it
justifies the conclusion that Respondent acted with the
intention or necessary effect of interfering with em-
ployees' rights to organize. As noted above, the rule
was valid on its face, applying to working time only.
Moreover, the rule carries with it its own justification,
providing that "between now and the election, it is
essential that every employee continue to render service
we have always given to our patients." The Board has
heretofore recognized that the nature of a hospital's
operation and its facilities may provide cause for spe-
cial consideration, in that organizing activity in hospi-
tals may be more disruptive of the productive activity
involved, i.e., patient care, than that engaged in
elsewhere.' Respondent might well have anticipated
solicitation rule, but rather was designed to thwart Vella's union activities
in violation of Sec. 8(a)(1) of the Act
2 Essex International, Inc., 211 NLRB 749 (1974).
3 In Guyan Valley Hospital, Inc, 198 NLRB 107 (1972), for example, we
adopted the Trial Examiner's Decision, which stated:
[It] must be recalled that the Respondent's facility is not a manufactur-
ing plant, it is a hospital And it is in the nature of hospitals that certain
of the-working areas (hallways, elevators, stairs, patients' rooms, gift
shops, etc.) are necessarily open to the use of patients and to visitors.
Further, the hospital services ill individuals who, in their weakened
condition, may readily be upset if they overhear antiunion-prounion
Continued
- 217 NLRB No. 55
332
DECISIONS OI; NATIONAL LABOR RELATIONS BOARD
an expansion of discussion and solicitation with the
onset of the union campaign. As this could have inter-
fered with the productive effort of the hospital, I would
find that it was reasonable to stress the need for a
continuing effort to sustain patient services by way of
the no-solicitation rule, and that in'so doing Respon-
dent's conduct was not illegal.
Furthermore, the rule restricts all solicitations in an
evenhanded manner, explicitly stating that "any other
kind of solicitation, such as for the United Fund, can-
not be permitted [during working time]." I find nothing
in the record to indicate that Respondent had applied
the rule disparately by permitting solicitations for pur-
poses unrelated to the organizing campaign . There is
also no indication in the record of any additional fac-
tors or combination of factors which we have in the
past found necessary to rebut the presumptive validity
of a rule banning solicitations only during worktime on
the basis of the timing of its promulgation, or dis-
criminatory motivation.' Accordingly, I find, as in Se-
quoyah Spinning Mills, Inc., 194 NLRB 1175 (1972),
that the mere timing of promulgation of a facially valid
no-solicitation rule during a union organizing cam-
paign, absent more, is insufficient evidence to support
a conclusion that the rule was discriminatorily moti-
vated or enforced. I disavow the explicit and implicit
findings of the Administrative Law Judge that Respon-
dent's no-solicitation rule was either in itself illegal
from the standpoint of scope or timing or that it was
improperly applies and, therefore, could not be used by
Respondent to defend any of its actions herein, or that
it provides strong evidence of union animus bearing on
the matters contested.
My colleagues reject Respondent's contention that it
did not violate Section 8(a)(1) in two separate incidents
involving employees Stapleton and Vella because it was
policing its no-solicitation rule. I agree with Members
Fanning and Jenkins, for the reasons given by them,
that, with respect to Stapleton, Administrator Bur-
sten's interrogations have nothing to do with the rule
and constitute a violation of Section 8(a)(1) because of
their coercive intrusion into the exercise of rights guar-
anteed employees under Section 7 of the Act. Similarly,
with regard to the Vella incident, I agree with them
that the only reasonable interpretation of Bursten's re-
marks to Vella when he summoned her to his office was
that they were intended to include Vella's union activi-
ties as a whole and were not simply being directed
toward the enforcement of the valid no-solicitation
arguments among employees while they (the patients) are in their
rooms or in the halls or elevators . And a hospital need not wait until
an untoward incident actually takes place before undertaking reason-
able measures to anticipate and forestall such an occurrence. ,
4 See, e.g., Hosiery Corporation ofAmerica, 175 NLRB 180 (1969); State
Chemical Company, 166 NLRB 455 (1967), Pepsi Cola Bottlers of Miami,
Inc, 155 NLRB 527 (1965)
rule. I, therefore, concur in the finding that Bursten's
conduct was not directed towards policing the no-
solicitation rule, but rather was designed to thwart Vel-
la's union activities in violation of Section 8(a)(1).
The Administrative Law Judge found two other vio-
lations of Section 8(a)(1) by Bursten with which I do
not agree. He found that Bursten coercively interro-
gated Vella in violation of the Act. According to the
Administrative Law Judge, Bursten called Vella to his
office in an attempt to persuade her to abandon both
the union cause and its in-house leader, William Kap-
lan. Vella's uncontradicted testimony regarding this
interview was that in a private conversation in Bur-
sten's office
Mr. Bursten asked me if I was-well, he started off
by stating that he thought that I was a more intelli-
gent person than to have got involved with a radi-
cal, with Bill Kaplan. And, he asked me if I knew
Bill's political history, to which I replied that I
had. He told me that his books had been confis-
cated or stolen sometime during the weekend.
And, I replied that I knew nothing about it. And
I was-I think I asked him what he meant by
telling me that. He didn't respond. "
Bursten's question to Vella did not require her to dis-
close her affiliation with the Union. Rather, the inquiry
was directed solely as to her personal knowledge of a
fellow employee's political history, and the comment,
while critical of Kaplan, cannot be regarded as coer-
cive. I am thus unable to infer that Bursten unlawfully
interrogated Vella, or that his remarks to her constitute
a threat, expressed or implied. Accordingly, I do not
adopt the Administrative Law Judge's finding that this
conversation violated Section 8(a)(1) of the Act.
Contrary to the Administrative Law-Judge, I would
not find a violation of Section 8(a)(1) with respect to
Bursten's remarks to employees urging them to select
SEIU Local 150 over Local 1199W, National Union of
Hospital and Health Care Employees, AFL-CIO. The
Administrative Law Judge found that Bursten stated at
a meeting of employees in September 28 that the usual
course of nursing home employees to follow when they
wanted to organize was to become members of SEIU
Local 150, not Local 1199W. He was also found to have
referred to Local 1199W as a radical out-of-state union
and to have stated that the union organizer for Local
1199W had lied to the employees about Shorewood's
profits margin. Apart from these disparaging remarks,
which I view as in the nature of campaign propaganda,
and not coercive or threatening in any respect, Bur-
sten's comments amounted to no more than a wholly
lawful expression of views as to the relative merit of one
union as compared to another . An employer is free
under Section 8(c) to express his views as to whether
SHOREWOOD MANOR NURSING HOME
he prefers a union or no union, and in my view, by
parity of reasoning, an employer is equally free to ex-
press his preference between competing unions in the
absence of coercive remarks or financial or other pro-
hibited assistance to either or any of them.
In all other respects, I agree with my colleagues and
the Administrative Law Judge as to his Decision.
DECISION
FINDINGS OF FACT
WALTER H. MALONEY, JR, Administrative Law Judge: This
case came on for hearing before me on May 14 and 15, 1974,
in Milwaukee, Wisconsin. The hearing was held upon a com-
plaint, issued by the Regional Director for Region 30 of the
Board, which alleges that the Respondent Shorewood Manor
Nursing Home & Rehabilitation Center violated Section
8(a)(1) and (3) of the Act.' In particular, the complaint al-
leges that the Respondent unlawfully attempted to persuade
employees to withdraw their support for the Union by solicit-
ing support for a rival union, that is unlawfully interrogated
employees concerning their union activities, that it threat-
ened to take disciplinary action against employees for engag-
ing in union activities, that it unlawfully issued disciplinary
warnings to employees for engaging in union activities, and
that it discriminatorily discharged William Kaplan and Ar-
della Gee. Respondent' denies the commission of acts which
independently violate Section 8(a)(1) of the Act, and asserts
that Kaplan and Gee were discharged for insubordination.
Upon these contentions, the issues herein were drawn.
I THE UNFAIR LABOR PRACTICES ALLEGED
The Respondent is a partnership composed of Harold R.
Bursten and his brother, Dr. Robert Bursten. Since 1970 it
has operated a nursing and rehabilitation home in Shore-
wood, Wisconsin. The home serves an average of 225 resident
patients and employs approximately 130 regular full-time and
part-time employees. An organizing drive was conducted
among the employees of the Respondent commencing in the
summer of 1973. While several employees were active in this
effort, the undisputed and acknowledged in-house leader of
this campaign was William Kaplan. Kaplan held meetings of
employees at his home in the course of organizing the nursing
home. It was he who initially contacted representatives of
Local 1199W. He leafletted employees in front of the nursing
home on several occasions, spoke on numerous occasions to
1 The principal formal papers in this case are as follows . charge filed by
Local 1199W, National Union of Hospital and Health Care Employees,
AFL-CIO (herein called Union) on January 11, 1974; complaint issued on
April 19, 1974; Respondent's answer filed on April 29, 1974, hearing held
in Milwaukee, Wisconsin, on May 14 and 15, 19'74, briefs filed by the
General Counsel and the Respondent with me on June 17, 1974.
2 Respondent admits, and I find, that the Respondent is a partnership
which operates a nursing home in Shorewood, a suburb of Milwaukee,
Wisconsin. In this business during the past calendar year. It derived gross
revenues in excess of $100,000 and received goods valued in excess of
$10,000 from points and places outside the State of Wisconsin It is an
employer engaged in commerce within the meaning of Section 2 (2), (6), and
(7) of the Act. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
333
employees with a view toward soliciting their support, dis-
tributed union buttons, and obtained the signatures of be-
tween 40 and 50 employees on designation cards. His most
evident union activities are set forth below.
Shortly after Bursten, the administrative head of the nurs-
ing home, learned of the organizational effort, he held a
meeting of employees in the chapel of the nursing home to
discuss the drive.'
Approximately 60 or 70 employees at-
tended this meeting, which took place on September 28, the
date on which the RC petition was filed. While Bursten had
a number of points which he wished to discuss, the meeting
had no structured format. It was advertised and conducted
as a "rap" session, a term frequently applied by the Respond-
ent to its employee meetings to emphasize the informality of
the occasions and also to encourage interest and attendance
among the many college-age personnel whom it employs. It
was Bursten's avowed purpose to use the occasion to counter
certain "misrepresentations " concerning the nursing home
which assertedly had been circulated at union meetings by
Local 1199W's staff organizer, Roger Jacobson. At this meet-
ing, Bursten stated to employees that Jacobson had lied about
the finances of the Respondent at a union organizing meeting,
making specific reference to a statement he attributed to
Jacobson that the Company was operating on a 22 percent
profit margin. Bursten stated to the assembled employees that
this was not so, that in fact the Company was operating at
a loss, and that his financial records were open for inspection
to substantiate his claim. Bursten made reference to so-called
Title 19 rates, payments made to the nursing home by the
State of Wisconsin under provisions of the Medicaid Pro-
gram. He stated that while, in New Yoric State, medicaid
payments amounted to $65 per day per patient and wage rates
of nursing home personnel averaged $3 per hour, in Wiscon-
sin the Title 19 rates were only $19 per day per patient, and
hence the Respondent could only afford to pay employees $2
per hour, regardless of what the pay scale might be in New
York. In the course of his talk, he also touched on insurance
programs and other company benefits.
Various employees took issue with Bursten in the course of
the rap session. Some addressed comments directly to him
and others made audible "asides" in the nature of peanut-
gallery remarks which emanated from the rear of the room.
Bursten's principle adversary in the course of the rap session
was Kaplan, who repeatedly took issue with various of Bur-
sten's statements. There is no contention that Kaplan used-
profanity, vulgarity, or sarcasm, but it appears clear that the
discussion between the two men became heated and involved.
J I take official notice of the fact that the Union filed a representation
petition in Case 30-RC-2158 on September 28, 1973, by which it sought
an election among all full-time and regular part-time employees of the
Respondent, including licensed practical nurses. On October 9, the parties
signed an agreement for an election which was approved by the Regional
Director on October 10. The election was held on November 9. The Union
won by a vote of 67 to 49, with 8 votes challenged On November 15, the
Respondent herein filed objections to the conduct of the election. On Janu-
ary 21, 1974, a hearing was held on certain of the Respondent's objections
On February 7, the Hearing Officer issued a report in which he recom-
mended that the remaining objections be overruled. On February 15, 1974,
the Respondent filed exceptions to the Hearing Officer's Report On May
31, the Board remanded the case to the Regional Director for a hearing on
Objection 4, relating to matters allegedly spoken by a Board agent to the
company observer at the election, on which issues no evidentiary hearing
had previously been held
334
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Kaplan claimed that the Union had talked with Shorewood's
exauditor and had obtained from him proof that the Re-
spondent was financially able to pay better wages. In the
course of the discussion, Bursten mentioned that the com-
pany books had been temporarily missing, and also stated
that the lugnuts on the wheel of the Volkswagen had been
loosened to the point that the wheel of the car came off while
he was driving on Oakland Avenue. Kaplan challenged Bur-
sten to state whether he was accusing the Union of engaging
in such tactics. Bursten stated that he was not directly doing
so, but that he thought it peculiar that such events occurred
just when the organizing drive was in progress when they did
not happen before. Kaplan insisted that the Umon was nonvi-
olent and that it did not engage in such tactics.
In the course of his remarks, Bursten stated that the usual
course for nursing home employees to follow when they
wanted to organize was to become members of SEIU Local
150, not Local 1199W. He spoke disparagingly of Local
1199W, stating among other things that it was an out-of-state
union and that it was a radical union. He claimed that Jacob-
son, the Local 1199W organizer, had been fired by Local 150.
Kaolan immediately retorted that, in his opinion, Local 150
was a corrupt union, that Local 1199W was a progressive and
effective union, and that Jacobson had not been fired but had
quit Local 150 because of his belief that it was corrupt. Kap-
lan took advantage of the rap session to complain about low
wages received by employees and about the lack of air-condi-
tioning in the face of summer heat. Employee Kohls, a
housekeeper, complained about the lack of fans in the laun-
dry during the summer months, and employees John Bur-
feind, John Spence, and Kate Spence criticized the quality of
patient care. Complaints were also voiced about mistakes on
paychecks attributable to the payroll clerk. Bursten replied
that he was not aware of the heat problem in the laundry and
the kitchen, but contended that he had statistics establishing
that the-number of employees per patient was adequate and
appropriate to provide a high quality of patient care. The
meeting broke up after about 45 minutes or an hour
On the following Monday, October 1, Bursten summoned
Kaplan to his office and spoke, with him there in the presence
of Kaplan's immediate supervisor, Mrs. Mary Beth Osinski,
the director of the occupational therapy department. Bursten
told Kaplan on this occasion that his behavior the previous
Friday was rude and insubordinate. Kaplan's reply was that
he did not have to discuss union organizing matters with
Bursten and that the labor laws provided that he did not have
to answer any of Bursten's questions. He denied being disre-
spectful at the September 28 meeting. Bursten stated that he
did not care if Kaplan talked to him or not, but that he would
not tolerate rude and insubordinate conduct on Kaplan's
part. Bursten told Kaplan that, if he continued to be disre-
spectful, his conduct would be grounds for termination. Kap-
lan declined to make any further comment on this occasion.
After the meeting in Bursten's office had concluded, Mrs.
Onsinski told Kaplan privately that his behavior was causing
tension in her department and that this tension was detract-
ing from patient care. She told Kaplan that he lacked com-
mon courtesy- and that his attitude should improve.
Helen Vella was also summoned to Bursten's office for a
conference in the presence of his supervisor, Mrs. Suzanne
Groth, the director of nursing services. During the course of
the September 28 rap session, Miss Vella was heard to utter
the, word "bullshit." Bursten asked her if the remark had been
directed at something he had said, and she declined to an-
swer. Bursten said that she had been soliciting union member-
ships on the floors of the nursing home, and asked her if she
realized such actions were grounds for termination. Miss
Vella denied doing so, saying she had only signed up people
on her lunch hour. Bursten said he did not want to hear of
her doing so. He also told her he would like to have her
reevaluate her position in supporting the Union.
Several days later, Vella was again summoned to Bursten's
office. On this occasion, Bursten said he thought she was
more intelligent than to get mixed up with a radical like
Kaplan. Bursten asked her if she was aware of Kaplan's
political history. Vella said she knew about it. Bursten went
on to mention that the Company's financial records had been
missing. Vella asked him what he meant by that remark, so
Bursten changed the subject.
On or about October 10, Mrs. Suzanne Groth conducted
a meeting of employees in the nursing home dining hall, This
area is frequented by employees during their breaktime in
order to obtain coffee which is available there. There is some
dispute as to who was invited to attend this meeting. A notice
announcing the meeting was placed on bulletin boards
throughout the building, although it was not introduced into
evidence at the hearing. It seems plain that the notice was
directed to all aides and orderlies, without qualification, and
urged their attendance at a meeting to be held in the dining
room at an appointed hour. Mrs. Groth testified that the
meeting was in the nature of a rap session which she and her
immediate supervisory subordinate, Mrs. McGlone, wanted
to hold because she had noticed that the emotional tempera-
ture of her employees was rising. She wanted employees to
have an opportunity to air their gripes and possibly work out
solutions. There are 32 employees in this department. Esti-
mates of attendance ranged from 7 to 20, depending on the
point of the meeting to which reference is made.
Kaplan, who is an orderly in the occupational therapy
department, sought and obtained permission from Gwen
Balling, his immediate supervisor, to attend this meeting. At
the outset of the meeting, Mrs. Groth told Kaplan that the
meeting was for nursing department -personnel, but she did
not request or direct him to leave.' Kaplan remained. Dur-
ing the course of the meeting, Kaplan spoke emphatically in
support of the selling points in the Union's organizing drive,
which by that time had reached the point of execution of a
"stip" agreement for an election on November 9. While there
is no suggestion that Kaplan used profanity, vulgarity, or
sarcasm, or that he resorted to personal or ad hominem at-
tacks, there is no doubt that he was the most voluble em-
ployee spokesman in attendance.
Mrs.
Groth inquired
whether there were difficulties that some of the assembled
aides and orderlies were encountering at their duty stations.
Various employees spoke up, including Kaplan. Kaplan's
4 This point creates an unusual conflict in testimony, giving rise to a
"reverse" credibility problem. Mrs Groth, a Company witness, stated twice,
and quite emphatically, that she did not in fact request Kaplan to leave.
Helen Vella, a Umon activist summoned by the General Counsel, testified
that, about three quarters of the way through the meeting, Mrs Groth asked
Kaplan to leave, although she reluctantly permitted him to remain. I credit
Mrs. Groth's version.
SHOREWOOD MANOR NURSING HOME
comments at the rap session were critical of working condi-
tions at Shorewood Manor generally . He also commented
adversely about poor wages and the Respondent's asserted
unwillingness to pay its employees a living wage. Other em-
ployees complained about the policy of transfering or rotating
employees from floor to floor without previous notice. Many
objected strongly to this practice. Other employees present
complained about the quality of food which was served to
patients, some felt that the load of patient care was too great
for the staff to handle, and others complained about the lack
of company fringe benefits.
After the meeting concluded, Mrs. Groth complained to
Bursten that Kaplan had monopolized and disrupted the
meeting, and further complained that, as an occupational
therapy orderly, he had no business being there at all. The
following
morning,
Mrs.
Osinski asked
Gwen Balling
whether she had given hun permission to attend. Miss Balling
said that Kaplan had misrepresented to her that the meeting
was an "in service," and on that basis she casually okayed his
attendance on the condition that he complete his chores in the
Occupational Therapy Department.' She testified that she
would never have given him permission to attend if she had
realized the meeting was limited to personnel in the nursing
services department.
On or about October 12, Bursten called Kaplan into a
conference in his office which he conducted in the presence
of Miss Balling. Bursten told Kaplan that he should not have
attended Mrs. Groth's rap session, and that he was disruptive
of the meeting. Kaplan replied that the meeting was for all
aides and orderlies, including himself, and that he did not
have to comment further because of protections afforded to
him by the labor laws. Bursten told Kaplan not to be involved
in union activities or union solicitation except during lunch
or break time, forbade him from leaving his department ex-
cept on official business, forbade him from participating in
meetings which were none of his concern, and directed that
a written notice be placed in Kaplan's personnel record that
he had left his place of duty.
In mid-October, Bursten conducted a second rap session
for employees in the chapel. About 30 employees attended.
At this meeting, Bursten again mentioned that the lugnuts
had been removed from the wheel of this car and that the
company books had been stolen. He admonished employees
for being so foolish as to listen to radicals like Bill Kaplan and
Helen Vella, and insinuated some connection between them
and the Union, on one hand, and the missing books and
lugnuts on the other hand. He said that the nursing home was
losing money, a contention which Vella immediately chal-
' There was much testimony concerning the difference between a "rap
session" and an "in-service," as those terms are used at Shorewood Manor.
The simple fact is that these terms have no universally accepted meaning.
Employees are encouraged to attend "in-service" meetings, even though
held in another department, because they are deemed to be of an educational
nature and of benefit to all personnel engaged in patient care . Apparently
"rap sessions" are not classified as "in-services " or vice versa, in the vocabu-
lary of some personnel at Shorewood Manor. Whatever the jargon might
connote, it is clear from the meeting notice which was generally circulated
throughout the building that there were no specific exclusions from Mrs
Groth's rap session, that Kaplan had supervisory permission to go to this
meeting, whatever its designation, and that he had supervisory permission,
however reluctant, to remain in attendance. I so find and conclude.
335
lenged. Bursten then went on. to discuss company insurance
and fringe benefits.
During this same preelection period, Kaplan had a chance
meeting in the building with Mrs. Abby Trudeau, the former
head of the housekeeping department.6
Mrs. T-rudeau
warned Kaplan to "be careful" about his union activities, and
told him that a suggestion had been made at a supervisor's
meeting that the Respondent should get rid of Kaplan. She
went on to wish Kaplan luck in his effors.
Sometime in October, Bursten passed Susan Stapleton, a
licensed practical nurse, as she was walking in a hallway. He
called her into his office and stated to her that she was seen
talking to Kaplan about the Union on the second floor about
1 p.m. on that day. Stapleton denied it was true to which
Bursten asked, "Are you sure?" to which Stapleton gave the
same reply. He then terminated the interview.
Mrs. Helga Pfau became the director of the housekeeping
department about the middle of October. Shortly thereafter,
she mentioned to the members of her staff that she would like
to transfer or rotate housekeeping aides from floor to floor.
This suggestion met with considerable opposition . On Friday,
December 28, she handed slips of paper to various housekeep-
ing aides notifying them of their new floor assignments, effec-
tive the following Monday. On the morning of December 28,
she handed a notice to Mrs. Ardella Gee, who was then
working on the second floor, instructing her to report to work
the following week on the first floor.' Gee asked Pfau why
she was making the transfer, and Pfau replied that she was
doing so in order to familiarize all of the housekeeping per-
sonnel with all of the areas of housekeeping work. Gee replied
that she had already worked on the first floor, implying that
she was familiar with the area and the routine. Pfau insisted
on the transfer, and Gee complained that she had cleaned up
on the second floor behind another employee who left it in
a less than satisfactory condition and felt it was unfair to be
sent to the first floor. When Pfau asked Gee whether she was
going to accept the transfer, Gee simply replied that she did
want to leave "her" floor. Pfau then said that if she did not
transfer, she would have to seek employment elsewhere.
Gee immediately sought counsel and assistance from
another housekeeping aide, Beverly Boyce. The two of them
gathered together several other housekeeping aides who were
working on other floors and went as a group to Bursten's
office. When they arrived, Bursten was not in, but Pfau was.
Pfau simply told them that Bursten was not in and instructed
them to go back to work. A while later, Pfau visited Gee again
6 Mrs Trudeau was the immediate predecessor of Mrs . Olga Pfau, the
present incumbent in the position of director of the housekeeping depart-
ment. Mrs. Pfau can fire individual employees and direct them in the per-
formance of their duties She is admittedly a supervisor . I also conclude that,
at the times material herein, Mrs. Trudeau was also a supervisor within the
meaning of the Act.
7 Both parties agree that the work on the second floor for a housekeeping
aide is more arduous than a comparable assignment on the first floor The
reluctance of housekeeping aides and others to floor rotation does not stem
so much from a reluctance to perform more exacting duties but from a desire
to remain in contact with patients whom they knew and with daily routines
which they were familiar. Mrs. Pfau described the feeling as a reluctance of
personnel to leave their respective niches . Her desire to rotate personnel was
to familiarize all personnel under her supervision with all facets of the
nursing home housekeeping operation, so that, in event of absences or
shortages of personnel, any housekeeping aide could readily be reassigned
to fill any vacancy.
336
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and inquired whether she was going to accept` the transfer.
Gee refused, and Pfau fired her. She wrote out a discharge
slip and handed it to Gee, requesting that Gee place a written
acknowledgement on the slip. Gee refused!
The next week, Gee returned to the nursing home to see
Bursten. Gee, Bursten, and Pfau had a brief conference in
Bursten's office. Bursten told Gee that, in such matters as
personnel assignment, he was leaving the matter in Pfau's
hands and that he in effect had ratified her action in discharg-
ing Gee for refusal to relocate her work station on the first
floor.
On January 10, 1974, a large number of employees, includ-
ing Kaplan, received a notice in their pay envelopes from the
company bookkeeepr which read as follows:
MEMO
To:
All Personnel
All employees working the following shifts: 7:15 a.m.
thru 3:30 p.m. 3:15 p.m. thru 11:30 p.m. night 11:15 p.m.
thru 7:30 a.m. will be paid 7-3/4 hours which reflects the
hours worked after deducting 1/2 hour for the meal
break.
In the past you have been paid 8 hours for the same shifts
due to an error or misunderstanding in computing time.
Business Office
s/
LaVina Parrish
Controller
Immediately upon receiving this notice, Kaplan and Vella
gathered together a number of nurses aides, housekeeping
aides, and others and went in a body to Bursten's office to
inquire about this action and to protest it. When about 15 of
16 employees arrived at Bursten's office, he was talking on
the telephone. When he finished his call, they entered the
office at Bursten's invitation. Bursten looked to Kaplan and
asked him what was the trouble. The initial response came
from a nurse aide, Helen Irby, who proffered the notice in
question to Bursten and voiced a complaint of how could the
nursing home resort to this method of cutting wages when
wages were already so low to begin with. Bursten professed
ignorance of the memo, looked at it, and then said that it did
not apply to housekeeping aides, who worked different
shifts.' He requested housekeeping aides to leave the meet-
ing. They left.
Kaplan began to complain to Bursten that wages were
terribly low, that Bursten was never willing to bargain with
the Union despite the fact that the Union had won the elec-
tion 2 months previously, and that he was avoiding his obliga-
tion to bargain collectively by taking frivolous appeals in the
S Pfau denies that a confrontation ever took place in Bursten's office
between herself and the assembled employees. I discredit this portion of
Pfau's testimony and credit the corroborated versions supplied by the em-
ployees who were present on this occasion.
9 It has been a practice at the nursing home to require nurses aides to
report to work 15 minutes after the beginning of the normal shift hour
worked by the nurses whom they assist. The 15 minute interval gives nurses
coming on duty an opportunity to review the condition of patients, as set
forth in reports by the nurses going off duty, before beginning their daily
routine, and before beginning to utilize the services of these assistants
representation case. Bursten replied that he was not appealing
the representation case; rather it was his attorneys who were
doing so. At this point, Burstefi asked Kaplan to leave; He
said that the memo in question did not affect occupational
therapy orderlies but was confined to nurses aides and, as
such, did not apply to Kaplan. Kaplan replied that he did not
think he should leave since he was their spokesman, and
argued further to Bursten that if he could do this to nurses'
aides, he could do the same thing to him. Kaplan told Bursten
that if he did not leave the meeting, he would be terminated.
Kaplan refused to leave, and Bursten told him flat out that
he was fired. Kaplan still refused to leave, so Bursten called
the Shorewood police and reported that a trespasser was on
the premises who refused to leave. During the ensuing few
minutes, Kaplan accused Bursten of subverting the demo-
cratic process, but told Bursten he would leave if he would
promise to listen to the remaining personnel. Bursten said he
would not negotiate with anyone and that it was illegal to
negotiate at this point because an appeal of the representation
case was still pending. He refused to give Kaplan any assur-
ance on any point because Kaplan had been terminated. A
policeman appeared a few minutes later, and when he did,
Kaplan left without further incident.
The meeting continued a few minutes longer with those
still remaining in the office. Among those remaining were
Helen Vella, a ward clerk, and Gerry Metcalf and Sherry
Page, who are nurses aides. Page asked Bursten if she wanted
her to leave, as she worked a 6-to-2:30 shift as nurses aide and
was not on the shifts which suffered the cut back. Bursten
told her to remain. Metcalf and Vella were not affected di-
rectly by the cut in hours, although they are members of the
nursing services department. They also remained. Bursten
continued to discuss the grievance with the employees who
were present. He promised to make some kind of equitable
adjustment of the matter,, although nothing definite was ei-
ther suggested or agreed upon. He did promise that the cut
in wages would not be applied retroactively.
II. DISCUSSION AND ANALYSIS
A. The Independent Violations of Section 8(a)(1) of the Act
The General Counsel has not alleged that the no-solicita-
tion rule posted by the Respondent midway during the organ-
izational campaign constituted a violation of Section 8(a)(1)
of the Act, either by virtue of the scope of the rule or because
of the timing of the announcement. Accordingly, no finding
will be made that the imposition of this rule is per sea viola-
tion of the Act. However, because the existence of this rule
is woven into the fabric of this case and makes its appearance
in connection with various allegations, more than passing
attention must be given to it.
It has long been held that a prohibition against soliciting
or engaging in union activities while on the job and on com-
pany property during working hours is presumptively valid
unless promulgated or enforced for discriminatory purposes.
Serv-Air, Inc., 161 NLRB 382 (1966); Pepsi-Cola Bottlers of
Miami, Inc., 155 NLRB 527 (1965);
Ward Manufacturing
Company, Inc., 152 NLRB 1270 (1965); Walton Manufactur-
ing Company, 126 NLRB 697 (1960). The premise for this
rule is that an employer may legitimately insist to his em-
SHOREWOOD MANOR NURSING HOME
ployees that worktime is for work and not for some collateral
activity. However, if it appears that the no-solicitation rule
goes beyond banning solicitations during worktime, or if it
appears that the purpose of the rule is specifically to thwart
an organizing drive, the promulgation and enforcement of the
rule constitute violations of Section 8(a)(1) of the Act. Telex
Corporation, 171 NLRB 1155 (1968); TRW, Inc., 161 NLRB
690 (1966); Ulrad, 185 NLRB 434 (1970); Central Power and
Light Company, 173 NLRB 287 (1968). Where the rule an-
nounced is ambiguous in its scope and content, the risk that
it is or can be construed as an unlawful prohibition against
the exercise of Section 7 rights falls on the employer.
N.L.R.B. v.
Harold Miller,
d/b/a Miller-Charles and
Company, 341 F.2d 870 (C.A. 2, 1965).
The rule posted by the Company on its bulletin board
following the commencement to the organizing drive read:
NOTICE TO ALL EMPLOYEES
A union from New York has filed a petition with the
NLRB to hold an election on November 9 on the ques-
tion of whether our employees want their union to repre-
sent them in their dealings with management . Between
now and the election, it is essential that every employee
continue to render service we have always given to our
patients. Accordingly, this notice serves as a reminder to
everyone about our longstanding policy that working
time is for the care of patients and discussions or activi-
ties during working time relating to the union's organiza-
tional attempts or any other kind of solicitation, such as
for the United Fund, cannot be permitted. Employees
violating this rule will receive appropriate discipline,
ranging from a warning to immediate discharge.
Employees are free to carry on discussion and solicita-
tions during their lunch hour or other nonworking time.
Both by the timing of the posting of this notice and by the
contents of the notice, it is clear that it was promulgated to
put the quietus on union activity at Shorewood Manor during
the preelection period. The reference to "our longstanding
policy" does not save it from the taint of illegality, since it
clearly appears from testimony in the record that, prior to the
onset of the organizing drive, the Respondent had no policy
whatsoever forbidding solicitations on company time or com-
pany premises by its employees. Moreover, this newly pro-
mulgated rule against "discussions or activities during work-
ing time relating to the union's organizational attempts" was
construed by 'the Respondent to prohibit employees from
voicing prounion sentiments at employee gripe sessions, or
"rap" sessions, specifically called by the employer for the
purpose of examining employee sentiment and the voicing of
employee complaints. Just as worktime is for working, by the
same token, rap time is for rapping. If an employer provides
his employees a forum for this purpose, he can hardly be
heard to complain when union sympathizers among them use
the occasion to voice union sentiments and to challenge
provocative antiunion statements. Bursten's construction of
his no-solicitation rule was broad enough to prohibit voicing
of prounion statements at company rap sessions , and hence
was an interference with the exercise of Section 7 rights.
Thus, from the standpoint of its scope as well as its timing,
337
the rule posted on the company bulletin board was an illegal
interference with protected rights. The acts of the Respond-
ent hereinafter found to be illegal do not drive their unlawful
coloration from considerations relating to the posted rule.
However, the fact that this rule is illegal does preclude the
Respondent from relying on it either to explain or defend its
actions. It also provides strong evidence of animus, which
bears on other matters specifically alleged.
The complaint specifically asserts that the Respondent at-
tempted to persuade its employees to withdraw their support
for the Union by soliciting their support for a rival union.
Such conduct has long been held to fall under the proscrip-
tion of the Act. Abex Corporation Engineered Products Divi-
sion, 162 NLRB 328 (1966); Auburn Rubber Company, Inc.,
156 NLRB 301 (1965); 3313 Realty Corporation, t/a Hilton
Nursing Home, 204 NLRB 107 (1973). In his speech to em-
ployees in the chapel of the nursing home on September 28,
Bursten disparaged the Charging Party, calling it a radical,
out-of-state union and demeaning the status of Jacobson, its
staff organizer. He also insinuated, without positively stating,
that Local 1199W was responsible for vandalism and larceny
relating to company property which had recently occurred.
However, in his remarks, Bursten went beyond mere slander
by also suggesting to assembled employees that, instead of
Local 1199W, they should select SEIU Local 150 if they
wanted to join a union. I conclude that , in making such a
statement, Respondent interfered with the Section 7 rights of
its employees in violation of Section 8(a)(1) of the Act.
Early in October, Bursten summoned employee Vella to his
office in an attempt to pursuade her to abandon both the
union cause and its in-house leader, William Kaplan. In this
course of this antiunion effort, he inquired if she was aware
of Kaplan's political history. At or about this same point in
time, Bursten called employee Susan Stapleton into his office
and confronted her with the accusation that she had been
seen talking about the Union to Kaplan in the hall, an accusa-
tion which required her to disclose whether or not she had
been doing so. She denied the accusation. I conclude that, by
the above-stated actions, the Respondent herein coercively
interrogated employees within the meaning of Section 8(a)(1)
of the Act.
Early in October, Supervisor Trudeau encountered Kaplan
on the stairs and told him of a conversation which had taken
place at a supervisors' meeting in which the suggestion had
been made that Kaplan be terminated for his union activities.
Mrs. Trudeau warned Kaplan to be careful. While this warn-
ing was well-meant and was imparted in a friendly manner,
its effect is necessarily intimidating. Accordingly, I conclude
that, by these statements, Respondent violated Section
8(a)(1) of the Act.
Two warnings given by Bursten to Kaplan, and one given
to him by Vella were not so friendly. Before considering the
substance of these conversations, it is well to reflect first on
the rights and privileges of the parties in regard to the inci-
dents which gave rise to these warnings , because these consid-
erations bear not only on the nature of the warnings but also
on the question of Kaplan's ultimate removal. The thrust of
Bursten's warnings, as well as the termination which they
foreshadowed, is that Kaplan and to a lesser extent Vella
were guilty of insubordination by their conduct at the general
rap session of September 28 and by Kaplan's conduct at the
338
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
nursing department rap session of October 10. In operating
a business and in carrying out the functions of management,
an employer has the right to take measures aimed at main-
taining order and discipline within his business. Normally,
employee remarks and actions, performed in the course of an
employment situation and designed to embarass the employer
or to impede the operations of the commercial enterprise in
which it is engaged , are ample grounds for discipline, includ-
ing warnings or discharge . A host of cases so hold . 10 How-
ever, where activity protected by Section 7 or by Section
8(a)(3) of the Act comes into play, the congressional policy
embodied in the Act serves as marked limitation on the right
to reprimand or discharge an employee for what might ap-
pear to be insubordination , because, when viewed from a
certain limited perspective , much if not all Section 7 activity
is by its nature "insubordinate." Section 7 certainly impinges
on the common law right of an employer to run his business
as his sole and exclusive property. Employee conduct in the
course of a grievance proceeding has long been held to be
privileged from employer reprisal, even though in a regular
employment context the same conduct might readily appear
insubordinate, because in such an arena, an employer and his
employees address each other not as master and servant but
as equals in an industrial or commercial community . Bettcher
Manufacturing Corp., 76 NLRB 526 (1948); N.P. Nelson Iron
Works, Inc., 80 NLRB 788 (1948); Guernsey-Muskingum
Electric Cooperative, Inc., 124 NLRB 618 (1959); Thor Power
Tool Company, 148 NLRB 1379 (1964), enfd. 351 F.2d 584
(C.A. 7, 1965); Huttig Sash and Door Company, 154 NLRB
1567 (1968); Hugh H. Wilson Corporation, 171 NLRB 1040
(1968), enfd. 414' F.2d 1345 (C.A. 3, 1969); Crown Central
Petroleum Company, 177 NLRB 322 (1970), enfd. 430 F.2d
724 (C.A. 5, 1970).
Carbet Corporation,
191 NLRB 892
(1971); Will and Baumer Candle Company, 206 NLRB 772
(1973). As this status is derived from Section 7 of the Act, it
is immaterial whether the conduct in question takes place in
the processing of a formal grievance through conventional
grievance machinery with the assistance of a recognized bar-
gaining agent, or directly between employees and their em-
ployer in situations where no recognized bargaining agent
exists. As the Seventh Circuit pointed out long ago, "A
proper construction [of Section 7] is that the employees shall
have the right to engage in concerted activities even though
no union activity be involved, or collective bargaining con-
templated." N.L.R.B. v. Phoenix Mutual Life Insurance
Company, 167 F.2d 983, at 988, (C.A. 7, 1948), cert. denied
335 U.S. 845.
In the present case, Bursten held a rap session for the
avowed purpose of stimulating employee participation. This
mod description of the September 28 meeting is the em-
ployer's own terminology. In the course of the meeting, Burs-
ten made several statements which were clearly provocative
of a hostile reaction . He disparaged Local 1199W in the most
unflattering terms, calling its staff organizer a liar, claimed he
10 Martin Theatres of Georgia, Inc, 169 NLRB 108 (1968), Steve Aloe
Ford Inc., 179 NLRB 229 (1969); Calms Combining Company, 184 NLRB
914 (1970); Hunter Division, Robbins and Myers, Inc, 173 NLRB 710
(1968); Southwestern Bell Telephone Company, 190 NLRB 427 (1971);
American Beef Packers, Inc, 196 NLRB 875 (1972), Packer Sales Corpora-
tion, 199 NLRB 912 (1972); Passaic Crushed Stone Co., Inc, 206 NLRB 81
1
(1973)
was fired from his previous job, and hinted without actually
saying, that Local 1199W was guilty of criminal conduct.
Bursten could easily have anticipated a spirited rejoiner from
Union adherents in attendance, and that is just exactly what
he got. The meeting resulted in a direct confrontation be-
tween two leading protagonists. As Kaplan described the
meeting, the exchange of remarks "flowed." He would
"flow" and then Bursten would "flow." Bursten objected to
being interrupted by Kaplan, but he never objected to a gen-
eral format involving the ebb and flow of comments voicing
employee sentiment. What Bursten really objected to was the
ability and the spunk of an articulate and persuasive union
spokesman in countering his antinunion remarks. Kaplan
seized on the opportunity to turn the rap session to union
advantage, and this was his principal sin. While Bursten
wanted to hold a "rap" session, he did not want to "let it all
hang out." The fact that the exchange between the two in-
dividuals became heated was not only understandable, but, in
the light of Bursten's provocative remarks, almost unavoida-
ble. However, such a spirited disputation, taking place in
such a privileged circumstance, does not amount to .insubor-
dination. When, on the following Monday morning, Bursten
called Kaplan on the carpet and threatened to fire him for
engaging in such activities, he was in effect warning Kaplan
not to do what Section 7 gives him the right to do, and
Kaplan indicated as much to Bursten on that occasion. Ac-
cordingly, Bursten's warning violates Section 8(a)(1) of the
Act. I so find and conclude.
The same rationale holds true of the October 10 incident
involving the meeting conducted by Mrs. Groth and Mrs.
McGlone. This meeting was held on the same day that the
Regional Director approved an agreement between the Com-
pany and the Union setting November 9 as an election date.
It was called by Mrs. Groth because she felt that employee
"temperatures were rising." It was also designed to follow the
same informal, unstructured pattern of Bursten's earlier dis-
cussion session. Much has been made about the fact that
Kaplan was not supposed to attend this session. This conten-
tion is a track-covering afterthought dreamed up by middle-
management when they too were called on the carpet. Kaplan
had specific permission to attend, and, had he sat quietly in
attendance throughout the meeting his presence would never
have been the subject of a second disciplinary warning nor of
an unfair labor practice proceeding. Kaplan's fault was not
that he attended but that he spoke up, again turning to union
advantage a meeting aimed at pacifying employees during the
course of a representation election campaign. As in the case
of the earlier meeting, no one suggests that Kaplan used
vulgarity, profanity, or resorted to personal or ad hominem
remarks. He talked a lot, and what he said was to press union
arguments in the pending election concerning low wage rates
and poor working conditions. However, at no time was he
asked to leave. For these remarks, Kaplan was severely chas-
tised by Bursten, and given further instructions limiting his
union activities. In so reprimanding Kaplan, the Respondent
again violated Section 8(a)(1) of the Act.
In the aftermath of the September 28 meeting, Vella was
also summoned to Bursten's office. After discussing the lan-
guage which she employed at the meeting, Kaplan warned
her about soliciting union memberships on company property
and asked her to reevaluate her position in support of the
SHOREWOOD MANOR NURSING HOME
Union. In making a broad and unqualified threat to discharge
Vella for soliciting union memberships on company property,
Bursten violated Section 8(a)(1) of the Act.
The Discharge of Ardella Gee
There is no doubt that Ardella Gee was a union supporter
and gave more than lip service to the union cause. The prob-
lem presented by the General Counsel's contention lies in
establishing some causal connection between Gee's admitted
union activity and her removal from the Respondent payroll.
On December 28, Gee, as well as all other housekeepers, was
informed by Pfau that they were being reassigned to other
floors. Pfau's rationale in rotating housekeeping personnel
may have been questionable in the eyes of her employees, but
her right to make these changes was well within her preroga-
tives. There is no suggestion that her decision was prompted
by discriminatory or antiunion motives, or that Gee was
somehow being singled out for special treatment. Had Gee
complied with Pfau's directive, there is little doubt but that
she would still be on the Company's payroll. However, for
reasons which have only been vaguely articulated, Gee de-
clined to accept the reassignment and told Pfau of her feeling.
Appreciating the delicacy of the situation, and thereby evi-
dencing a genuine desire to retain Gee as an employee, Pfau
did not immediately press the point but allowed matters to
stand temporarily with a warning that, if Gee persisted in her
refusal, she would be terminated. Gee and others attempted
by concerted action to bring pressure to bear in support of
their dislike for the reassignment order but Pfau stood fast.
It was not until Gee was ordered for the second time to accept
a reassignment from the second floor to the first floor that
Pfau terminated her. At this point, Pfau had only two
alternatives-to rescind the order as to Gee, or to terminate
her, since Gee persisted in a refusal to obey.
The General Counsel argues that the precipitating cause of
the discharge was the effort of Gee and others to bring pres-
sure through concerted protected activity to force Pfau to
rescind her order. This argument ignores a sequence of
events, established by Gee's own testimony, that Pfau had
given Gee the choice of complying or leaving before, and not
after, Gee and her-fellow employees went as a body to Bur-
sten's office. What occurred after this exercise of Section 7
rights was that Pfau carried out a previously announced in-
tention, when she again repeated her directive to Gee and Gee
again declined to obey it. By persisting in a refusal to obey,
Gee sealed her own fate.
In my judgment, Gee was guilty of a clear and repeated
refusal to accede to a legitimate order relating to the actual
performance of duties she was being paid to perform, and as
such was insubordinate in the proper application of that term.
It was such insubordination, and no other reason, that
prompted Pfau's decision to fire Gee. Accordingly, I con-
clude that Gee was discharged for cause, and in so conclud-
ing, will recommend that the Board dismiss paragraph 7 of
the complaint herein.
C. The Discharge of William Kaplan
The discharge of William Kaplan is quite another matter.
He was not discharged for refusing to obey an order relating
339
to the performance of services on behalf of his employer. He
was discharged in the midst of engaging in union activities,
and in concerted, protected, activities because he persisted in
engaging in such activities. It is such conduct the Respondent
calls insubordinate.
-
-
By January 10, 1974, Kaplan was already well established
in the mind of the Respondent' s management not as just
another union activist but as the No. 1 union champion on
its payroll. As "Numero Uno," Kaplan had already incurred
the wrath of Bursten on more than one occasion because of
his similar and repeated "insubordinate" conduct. On this
occasion, employees throughout the bargaining unit, includ-
ing Kaplan, had received a summary notification with their
paychecks to the effect that employees working on certain
stated shifts would suffer a cut in pay equal to one-fourth of
an hour's pay per day. The notice triggered an immediate
response in the form of a visitation to the office by about 15
employees drawn from various departments of the nursing
home. It came as no surprise to Bursten that Kaplan was
leading the delegation, and he looked to Kaplan to explain
what the protest was all about. Another employee, Irby, actu-
ally presented Bursten the notice from the company book-
keeper announcing a cut in pay.
After reading the notice, Bursten explained that it applied
only to certain nurses aides who reported to work at the hours
stated thereon, and that the notice did not affect the wages
of other personnel. He asked the housekeeping aides who
were in attendance to leave the meeting and they did. He
asked Kaplan to leave since he was not a nurses aide whose
pay was affected, and he refused to leave. Bursten did not ask
Helen Vella, a ward clerk, to leave, nor did he ask Sherry
Page, a nurses aide who worked a shift which did not undergo
a pay cut, to leave, despite the fact that Page brought this fact
to his attention. Bursten's reason for permitting them to stay
was that they were employed in the same department with
employees whose pay was affected.
Kaplan told Bursten that lie was not leaving because he
was the spokesman for the affected employees. This argument
failed to impress Bursten . When Kaplan repeated his refusal
to leave, Bursten fired him summarily and called the police
when Kaplan refused to vacate the premises forthwith. Dur-
ing the interval before the police arrived, Kaplan stated that
he would voluntarily leave if Bursten would assure him that
he would actually listen to employees in the Nursing Depart-
ment. Bursten would make no such assurance. Kaplan also
complained to Bursten that he was making a mockery out of
the democratic process by filing frivolous objections to the
election which the Union had won 2 months previously. After
Kaplan left, the grievance meeting between Kaplan and
the remaining employees continued for approximately 15
minutes.
In eliminating Kaplan both from the meeting and from the
bargaining unit ,
Bursten succeeded in eliminating the
Union's most effective and articulate spokesman. Kaplan
possessed a university degree and had taken postgraduate
courses, so it is not surprising that many other employees in
menial classifications who lacked his academic training and
background looked to him as their spokesman and leader.
Even though the election had taken place several -weeks ear-
lier, employer objections were then (and still are) pending.
But for Kaplan, there is little doubt that the organizational
340
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
campaign would have gotten off the ground or that the Union
would have achieved so substantial a victory at the polls. Of
necessity, Bursten was (and still is) looking forward to the
possibility of a second election, and without Kaplan around
to challenge and contradict him, his chances of victory at a
second go-around-would be greatly improved.
Bursten was not free to circumscribe the Section 7 rights
of Kaplan or any other employee by imposing on them limita-
tions derived from his own internal departmental structure.
Kaplan was a member of the same wall-to-wall bargaining
unit as were the nurses aides whose pay was being cut by the
memorandum under discussion . As such, he was affected, if
only indirectly, by the Company's action and he attempted to
explain this fact to Bursten. Moreover, Bursten was not free,
even in the circumstances where no recognized bargaining
agent was in the picture, to pick and choose for his employees
the spokesman who is to voice their complaint. This is what
Bilrsten was attempting to do when he ordered Kaplan out
of the room while permitting others to remain. When Kaplan
refused to abide by this limitation on his statutory rights,
Bursten fired him. In so doing , Bursten unlawfully interfered
with the Section 7 rights of Kaplan and all other employees,
in violation of Section 8(a)(1) of the Act. By removing from
the payroll a known union adherent who was in the act of
performing functions he felt required to perform by virtue of
his leadership in the union organizing drive, Bursten also
violated Section 8(a)(3) of the Act. I so find and conclude.-
G & W Electric Specialty Company, 154 NLRB 1136 (1965);
The Masonic and Eastern Star Home of the District of Co-
lumbia,
206
NLRB 789 (1973);
Carter
Carburetor
Corporation v. N.L.R.B., 140 F.2d 714 (C.A. 8, 1944); Mod-
ern Motors, Inc. v. N.L.R.B., 198 F.2d 925 (C.A. 8, 1952);
N.L.R.B. v. KennamentalInc., 182 F.2d 817 (C.A. 3, 1950);
N.L.R.B.
v.
Phaostrom
Instrument
and
Electronics
Company, 344 F.2d 855 (C.A. 9, 1965); NLR.B. v. H. A.
Holcombe d/b/a Holcombe Armative, 325 F.2d 508 (C.A. 5,
1963); N.L.R.B. v. Pepsi-Cola Bottling Company of Miami,
449 F.2d 824 (C.A. 5, 1971); N.L.R.B. v. J I Case, Betten-
dorf Works,498 F.2d 919 (C.A. 8, 1952); N.L.R.B. v. Phoenix
Mutual Life Insurance Company, supra, (C.A. 7, 1948);,
N.L.R.B. v. Thor Power Tool Company, supra, (C.A. 7,1965);
N.L.R.B. v. Illinois Tool Works, 153 F.2d 811 (C.A. 7, 1946);
N.L.R.B. v.
Washington Aluminum Company, 370 U.S. 9
(1962).
Upon the foregoing findings of fact, and upon the entire
record considered as a whole, I make the following:
CONCLUSIONS OF LAW
1. Respondent, Harold R. Bursten and Dr. Robert Bur-
sten, d/b/a Shorewood Manor Nursing Home & Rehabilita-
tion Center, is an employer engaged in_ commerce and in
operations affecting commerce within the meaning of Section
2(2), (6), and (7) of the Act.
2. Local 1199W, National Union of Hospital and Health
Care Employees, AFL-CIO, is a labor organization within
the meaning of Section 2(5) of the Act.
3. By discharging William Kaplan for engaging in union
activities, as found above, Respondent violated Section
8(a)(3) of the Act.
4. By the acts and conduct set forth in Conclusion of Law
3; by discharging William Kaplan, also because he engaged in
concerted, protected activities; by attempting to persuade em-
ployees to withdraw their support for the Charging Party by
soliciting support for another union ; by interrogating em-
ployees concerning their union activities; and by threatening
employees with discharge and issuing them disciplinary
warnings because they engaged in union activities or in con-
certed, protected activities, the Respondent herein violated
Section 8(a)(1) of the Act.
5. The aforesaid unfair labor practices have a close, inti-
mate, and substantial effect on interstate commerce,, within
the meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that the Respondent has engaged in certain
unfair labor practices, I will recommend that it be ordered to
cease and desist therefrom, and to take certain affirmative
actions designed to effectuate the policies and purposes of the
Act. The recommended Order shall provide that the Re-
spondent be required to offer to William Kaplan reinstate-
ment to his former or a substantially equivalent job and to
make him whole for loss of earnings in accordance with the
Woolworth formula," with interest computed thereon at 6
percent per annum. I will also recommend that the Respond-
ent be ordered to cease and desist from engaging in a repeti-
tion of the conduct found to be illegal, or in any conduct
which interferes with rights protected by Section 7 of the
Act,12 and that it be required to post a notice advising its
employees to this effect.
Upon the foregoing findings of fact, conclusions of law,
and upon the entire record herein considered as a whole, and
pursuant to Section 10(c) of the Act, I make the following
recommended:
ORDER' 3
Respondent, Harold R. Bursten and Dr . Robert Bursten,
d/b/a Shorewood Manor Nursing Home & Rehabilitation
Center, and its agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Discharging or otherwise discriminating against em-
ployees in regard to hire or tenure of employment, or any
term or condition of employment , because of their union or
protected concerted activities.
(b) Interrogating employees concerning their union activi-
ties.
(c) Attempting to persuade employees to withdraw their
support from one union by soliciting support for another
union.
11 F W Woolworth Company, 90 NLRB 289 (1950),
12 NL.R.B. v. Entwistle Manufacturing Company, 120 F.2d 532 (C.A. 4,
1941).
13 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec
102 48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and order, and all objections thereto shall be
deemed waived for all purposes
SHOREWOOD MANOR NURSING HOME
(d) Threatening employees with discharge or issuing them
disciplinary warnings because they have engaged in union
activities or in concerted, protected activities.
(e) By any means or in any manner interfering with, re-
straining, or coercing employees in the exercise of rights guar-
anteed to them by Section 7 of the Act.
2. Take the following affirmative action designed to effec-
tuate the purposes and policies of the Act:
(a) Offer to William Kaplan immediate and full reinstate-
ment to his former position, or in the event his former posi-
tion no longer exists, to a substantially equivalent position,
without prejudice to his seniority or to other rights he pre-
viously enjoyed, and make him whole for any loss of pay
suffered by reason of the discrimination found, in the manner
described above in the section entitled "The Remedy."
(b) Remove from any company records any warnings
placed therein because William Kaplan engaged in union
activities or concerted protected activities, as found herein.
(c) Preserve, and upon request, make available to the
Board or its agents for examination and copying all payroll
and other records necessary to analyze the amount of back-
pay due under the terms of this order.
(d) Post at Respondent's place of business at Shorewood,
Wisconsin,
copies
of the attached notice
marked
"Appendix."" Copies of said notice, on forms provided by
the Regional Director for Region 30, after being duly signed
by Respondent's representative shall be posted immediately
upon receipt thereof, and be maintained by the Respondent
for 60 consecutive days thereafter, in conspicuous places,
including all places where notices to employees are cus-
tomarily placed. Reasonable steps shall be taken by the Re-
spondent to insure that said notices are not altered, defaced,
or covered over by any other material.
(e) Notify the Regional Director for Region 30, in writing,
within 20 days from the date of this Order, what steps the
Respondent has taken to comply herewith.
341
IT IS ALSO RECOMMENDED that insofar as the complaint al-
leges matters not found herein to have violated the Act, the
complaint is hereby dismissed.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT solicit support for any union by request-
ing employees to withdraw their support for another
union.
WE WILL NOT interrogate employees concerning their
union sympathies and activities.
WE WILL NOT threaten employees with discharge or is-
sue disciplinary warnings because employees have en-
gaged in union activities or in concerted protected activi-
ties.
WE WILL NOT discharge or otherwise discriminate
against employees in the hire and tenure of employment
because they have engaged in union activities or in con-
certed protected activities.
WE WILL NOT, by any means or in any manner, inter-
fere with, restrain, or coerce any employees in the exer-
cise or rights guaranteed to them by Section 7 of the Act.
WE WILL offer to William Kaplan full and immediate
reinstatement for his former or substantially equivalent
employment and make him whole for any loss which he
has suffered, with interest at 6 percent per annum. All
of our employees are free to become or remain members
of Local 1199W, National Union of Hospital and Health
Care Employees, AFL-CIO, or any other labor organi-
zation.
14 In the event the Board's Order in enforced by a Judgment of the United
HAROLD R. BURSTEN AND DR ROBERT
States Court of Appeals, the words in the notice reading "Posted by Order
BURSTEN d/b/a SHOREWOOD MANOR
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
NURSING HOME & REHABILITATION
National Labor Relations Board."
CENTER