231 NLRB 525
Plumbers Local No. 195
PLUMBERS, LOCAL NO. 195
United Association of Journeymen & Apprentices of
the Plumbing & Pipeflitting Industry of the United
States and Canada, Local No. 195 and Texas Oil &
Chemical Terminals. Case 23-CD-359
August 22, 1977
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
PENELLO AND WALTHER
On April 29, 1977, Administrative Law Judge
James T. Rasbury issued the attached Decision in
this proceeding. Thereafter, Respondent filed excep-
tions and a supporting brief, and the General
Counsel refiled his brief which was submitted to the
Administrative Law Judge.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, findings,
and conclusions of the Administrative Law Judge
and to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, United Associa-
tion of Journeymen & Apprentices of the Plumbing
& Pipefitting Industry of the United States and
Canada, Local No.
195, Nederland, Texas, its
officers, agents, and representatives, shall take the
action set forth in the said recommended Order.
DECISION
STATEMENT OF THE CASE
JAMES T. RASBURY, Administrative Law Judge: This case
was heard before me in Beaumont, Texas, on January 24,
1977. The charge was filed by Texas Oil & Chemical
Terminals (herein Charging Party or Employer) on May 6,
1976,' and the Regional Director for Region 23 issued a
complaint alleging the United Association of Journeymen
& Apprentices of the Plumbing & Pipefitting Industry of
the United States and Canada, Local No. 195 (herein the
Union or Respondent), to have violated Section 8(b)(4)(D)
of the National Labor Relations Act, as amended (herein
Act).
The relevant and material facts herein occurred during the calendar
year 1976 and all dates hereinafter will refer to that calendar year unless
otherwise indicated.
2 This summary has been taken directly from the Board's Decision and
231 NLRB No. 90
Upon the entire record, including my observation of the
demeanor of the witnesses and after due consideration of
the briefs filed by the General Counsel and the Union, I
make the following:
FINDINGS OF FACT
I. JURISDICTION
The Employer is a limited partnership maintaining its
principal office in Silsbee, Texas, and is engaged in the
business of importing, storing, and interstate distributing
via pipeline, barge, and oceangoing vessels of petrochemi-
cal products, and maintaining a pumping and storage
facility in Orange County, Texas. During the calendar year
1976, which period is representative of all times material
herein, the Employer received total gross revenues in
excess of $150,000 from the interstate distribution of
petrochemicals from its Texas facility directly to customers
located outside the State and, also during this same period,
received at its Texas facility goods valued in excess of S1
million, which materials were shipped directly from firms
located outside the State of Texas. The Respondent's
answer admits and I herewith find the Employer, or
Charging Party herein, to be an employer engaged in
commerce within the meaning of Section 2(6) and (7) of the
Act.
II. THE LABOR ORGANIZATION INVOLVED
The Respondent Union admits and I herewith find that
it is, and at all times material herein has been, a labor
organization within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Issue
The issue here is a very narrow one and may be
succinctly stated as follows: Following the Board's 10(k)
Decision and Determination of Dispute, does a respondent
union violate Section 8(bX4XD) of the Act if it fails to
comply with that portion of the decision which requires
that it notify the appropriate Regional Director, "in
writing, whether or not it will refrain from forcing or
requiring the employer, by means proscribed by Section
8(bX4XD), to award the work in dispute to its members
rather than to the unrepresented employees."
B.
Background and Facts of the Dispute2
During April and May, the Employer was involved in
connecting a South Hampton Company petrochemical
pipeline to its storage tanks in Orange County, Texas. The
disputed work involves the installation of piping, flanges,
and valves on the storage tanks located on the Employer's
premises. At the time the dispute arose, the Employer had
assigned this work to its own employees who were not
represented by any union.
Determination of Dispute which issued on September 23 (226 NLRB 94)
and which is in evidence as part of the General Counsel's formal papers
(G.C. Exh. I(a)). Additionally, Chief Engineer Fred R. Crawford appeared
before me and reaffirmed his earlier testimony.
525
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Subsequent to hearing rumors that the Pipefitters
claimed the work and were planning to picket, Chief
Engineer Fred R. Crawford, on or about April 26, met with
the Union's business agent, Valentine, at the Pipefitters
hall in Nederland, Texas. At this meeting, Crawford
explained that the disputed work would be performed by
employees of Texas Oil & Chemical Terminals. Valentine
maintained that the disputed work was new construction
and argued that the Union was performing all the new
construction in this area. Crawford testified that the
conversation ended with a statement by Valentine that "I
[Crawford] could go ahead and do what I wanted to do,
and that he [Valentine] would do what he had to do ...
."
Around 10:30 a.m. on May 3, a union business agent,
Ellis, and two other men approached Crawford and
Working Foreman Waldo at the Employer's facility in
Orange County, Texas, asked them by whom the piping
work would be performed, and, when told that Texas Oil &
Chemical Terminals employees would perform the work,
stated that a picket would be placed at the facility gate.
Shortly thereafter the Union commenced picketing the
only entrance to the Employer's facility with a sign that
stated:
This is to advise that South Hampton Company
does not employ nor do they have a contract with
Pipefitters Local 195.
Thereafter, Employer's employees who were performing
the work in dispute left the worksite and refused to cross
the picket line until after the picketing ended.3
On May 10, the United States District Court of the
Eastern District of Texas in Beaumont, Texas, pursuant to
a petition for an injunction under Section 10 of the Act,
entered a temporary restraining order enjoining picketing,
threats, and other coercive conduct by the Union at the
Employer's facility. A stipulated injunction was entered by
the court on May 12.
As indicated, on April 26 and May 3, union representa-
tives claimed the disputed work. Thereafter, the Union
picketed the only entrance to the Employer's facility.
Crawford testified that one of the pickets told him in the
presence of Ellis that "the only way we [the Employer]
would ever get the pipe installed on those tanks was to sign
a contract with Local 195, the Pipefitters." It is clear that
the object of the Pipefitters picketing was to have the
Employer assign the disputed work to the Union. There is
no evidence that the parties have agreed upon a method for
the voluntary adjustment of the dispute. Accordingly, we
find that there is reasonable cause to believe that Section
8(b)(4XD) has been violated and that the dispute is
properly before the Board for determination under Section
10(k) of the Act.
The limited testimony presented by the Employer and
the failure of the Pipefitters to appear at the hearing
resulted in evidence pertinent to only a few of the relevant
:$ The employees of the two subcontractors who were performing work
on the premises, General American Transportation Corporation and
Nacogdoches Fabricating Company, stopped working when the picketing
commenced and refused to cross the picket lines until after the picketing
ended. The employees of the third subcontractor, Dillahunty Electric
Company, worked for the remainder of the day and then refused to cross the
picket line until the picketing ceased.
factors which the Board normally considers in making an
award of the disputed work.4
The Board reached the following conclusion and set
forth its Decision and Determination of Dispute in the
following language:
In the absence of any contractual obligation to the
Union for performance of the disputed work, or
evidence with respect to any other relevant factors, we
conclude that the assignment of the work to its
employees by the Employer, their qualification to do
the work, and their performance of the work in a
satisfactory manner require an award of the disputed
work to the unrepresented employees of the Employer.
DETERMINATION OF DISPUTE
Pursuant to Section 10(k) of the National Labor
Relations Act, as amended, and upon the foregoing
findings and the entire record in this case, the National
Labor Relations Board hereby makes the following
Determination of Dispute:
1. The Employer's unrepresented employees are
entitled to perform the work of installing the piping,
flanges, and valves on its storage tanks.
2.
United Association of Journeymen and Appren-
tices of the Plumbing & Pipefitting Industry of the
United States and Canada, Local No. 195, is not
entitled, by means proscribed by Section 8(b)(4)(D) of
the Act, to force or require the Employer to award the
above work to its members or to employees it
represents.
3.
Within 10 days of the date of this Decision and
Determination of Dispute, United Association of
Journeymen and Apprentices of the Plumbing &
Pipefitting Industry of the United States and Canada,
Local No. 195, shall notify the Regional Director for
Region 23, in writing, whether or not it will refrain from
forcing or requiring the Employer, by means proscribed
by Section 8(bX4)(D), to award the work in dispute to
its members rather than to the unrepresented employ-
ees.
C.
Evidence of Events Which Have Transpired
Since the Board's 10(k) Determination
The evidence is clear and convincing that Respondent
has not complied with paragraph 3 in that portion of the
Board's "Determination of Dispute" as immediately set
forth above. When asked to stipulate regarding Respon-
dent's failure to comply with the provisions of paragraph 3,
Respondent's counsel replied, "I have not, to my knowl-
edge, and to my knowledge the Respondent's officers have
not presented any written document to the Regional
Director concerning the intentions of the Respondent to
comply or not to comply with the Determination of
Dispute by the Board." In order to make the record clear
4 N. L. R.B. v. Radio and Television Broadcast Engineers Union, Local 1212,
International Brotherhood of Electrical Workers, AFL-CIO [Columbia
Broadcasting System], 364 U.S. 573 (1961); International Association of
Machinists, Lodge No. 1743, AFL-CIO (J. A. Jones Construction Company),
135 NLRB 1402, 1410-11 (1962).
526
PLUMBERS, LOCAL NO. 195
that there had been no oral agreement by Respondent to
comply with the Board's Order, Respondent's counsel was
requested to make a statement in this regard and stated in
open court: "It is my recollection that the essence of the
conversation was that I took the position that I could not
promise in writing, or verbally, for that matter, that there
would never by any further picketing by Pipefitters Local
195 . . ."
Mr.
Crawford's testimony made it equally clear, how-
ever, that Respondent has not actually picketed or in any
manner threatened to picket in violation of the Board's
Decision and Determination of Dispute. In fact he testified
there had been no contact whatsoever between Respondent
and the Employer since September 23.
D. Respondent's Arguments
As I perceive Respondent counsel's arguments, they are
as follows: (1) The Board's own rules do not require
Respondent to submit notice in writing of its intent to
comply; 5 (2) Respondent argues there has been no contact
whatsoever between it and the Employer since the Board's
Determination of Dispute and therefore it cannot possibly
be guilty of "engaging in, inducing or encouraging," etc., in
violation of the statute; (3) the scheme of the Act relates
only to jurisdictional disputes between rival unions and the
Act was never intended to cover "claimed work" disputes
between a union and an unrepresented group of employ-
ees; and (4) that the Act specifically permits picketing for
informational and recognitional purposes and, except as
set forth in Section 8(b)(7)(C) of the Act, under the factual
situation of this case a violation cannot be found.
Analysis
Respondent's arguments are both interesting and clever,
but if they have any validity they should have been
advanced at the time of the 10(k) hearing. As the Board
recently stated in International Association of Bridge,
Structural and Ornamental Ironworkers, AFL-CIO, Local
433 (Plaza Glass Company), 6 "it is established that a
hearing de novo is not required in the unfair labor practice
case on issues litigated in the previous 10(k) proceeding,
especially where, as here, Respondent offers nothing not
previously considered therein."
In my opinion Respondent reads the Board's Rules and
Regulations (Section 102.91) much too narrowly. That
section requires Respondent to comply with the Board's
determination. The Board's Decision and Determination
must be read in its entirety and not piecemeal. A portion of
that determination requires Respondent to advise the
Regional Office, in writing, whether or not it will refrain
from forcing or requiring the Employer, by means
I Sec. 102.91 of the Board's Rules and Regulations reads as follows:
Compliance with determination; further proceedings.-If, after is-
suance of the determination by the Board, the parties submit to the
regional director satisfactory evidence that they have complied with the
determination, the regional director shall dismiss the charge. If no
satisfactory evidence of compliance is submitted, the regional director
shall proceed with the charge under paragraph (4)(D) of section 8(b)
and section 10 of the Act and the procedure prescribed in section 102.9
to 102.51. inclusive, shall, insofar as applicable, govern: Provided,
proscribed by Section 8(b)(4)(D), to award the work in
dispute to its members rather than to the unrepresented
employees. This is an essential part of the Board's
determination and it is undenied that Respondent has not
complied.
The Board has already found that there was a dispute
over certain work being performed; that Respondent
sought to have that disputed work assigned to it by
picketing and by threatening that "the only way we [the
Employer] would ever get the pipe installed on those tanks
was to sign a contract with Local 195, the Pipefitters." This
Decision and Determination of Dispute is as binding on
me as I believe it to be on Respondent, and I have no
alternative but to accept and give it full force and credit.
Respondent's contention that the Act contemplates only
jurisdictional disputes between rival unions and thus the
instant situation should not be considered as being
proscribed by Section 8(bX4XD), because the Employer's
employees are unrepresented is misplaced. This issue was
settled a number of years ago by the Board. In Teamsters
Local 175, International Brotherhood of Teamsters, Chauf-
feurs, Warehousemen & Helpers of America, AFL (Biagi
Fruit & Produce Company), 107 NLRB 223, 226 (1953), the
Board, under factual circumstances very similar to those in
the instant case had this to say: 7
It is clear from the record that the Respondent has
no immediate or derivative rights under any existing
contract upon which it could predicate any lawful
claim to the work in dispute. As indicated above, the
Company has no bargaining relations with the Respondent
or with any other union. Nor does it appear that the
Company is failing to conform to any order or
certification of the Board determining the bargaining
representative for the employees performing the work
in dispute. Neither is there any question that the
Company has assigned the work to its own employees.
These facts are determinative of the present dispute.
The Board has held that Sections 8(bX4)(D) and 10(k)
"do not deprive an employer of the right to assign work
to his own employees, nor were they intended to
interfere with an employer's freedom to hire, subject
only to the requirement against discrimination as
contained in 8(aX3)." Consequently, in determining
this dispute, it is sufficient on the facts before us that
the Company assigned the work to its own employees,
and that the Respondent
engaged in proscribed
activities to force or require the Company to assign this
work to its own members.
Accordingly, we find that the Respondent is not
lawfully entitled to force or require the Company to
assign the work of unloading its trucks at the Kroger
warehouse at Charleston, West Virginia, to its members
however, That if the Board determination is that employees represented
by a charged union are entitled to perform the work in dispute. the
regional director shall dismiss the charge as to that union irrespective of
whether the employer has complied with that determination.
6 218 NLRB 848, 849 (1975); enfd. 549 F.2d 634 (C.A. 9. 1977).
7 See also, International Brotherhood of Electrical Workers, AFL-CIO,
Local 639(Bendix Radio Division of The Bendix CorporationJ, 138 NLRB 689
(1962).
527
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
rather than to employees of the Company. [Emphasis
supplied.]
The Board has recently made it crystal clear in Plaza
Glass, supra at 849-850 that:
Compliance with a 10(k) award requires a good-faith
intent by the particular respondent to accept and abide
thereby, including the performance of substantially the
same acts as are required for a showing for an intent to
comply with the remedial order of the Board.7 This
showing includes, inter alia, a timely and unequivocal
written statement to the Regional Director indicating
such an intent, as is required by the 10(k) award.8
7 Cf. Local 595, International Association of Bridge, Structural
and Ornamental Ironworkers, A.F L., et al. (Bechtel Corporation),
112
NLRB 812 (1955).
Bechtel Corporation, supra; Local 568, International Association
of Bridge,
Structural
and Ornamental
Ironworkers,
AFL CIO
(Dickerson Structural Concrete Corporation), 204 NLRB 59 (1973).
The Ninth Circuit in approving the Board's Decision in
Plaza Glass, supra, pointed out that the Supreme Court has
held that the APA does not apply to 10(k) proceedings;
however, findings made in such a proceeding can be relied
on as evidence that an unfair labor practice has occurred
even in a proceeding governed by the APA. In approving
the Board's Decision in Plaza Glass Co., the court said, "In
order to comply, a party is required to notify the Board of
its intent to comply. Respondent did not do so. Therefore,
the Board was justified in acting on the prior charge."
On the basis of clear and unmistakable evidence and
Board decisions supported by the courts, I find that
Respondent Union, by failing and refusing to notify the
Regional Director for Region 23, in writing, of its intent to
comply with the Board's Decision and Determination of
Dispute issued on September 23 (226 NLRB 94), has not
complied with the award and has thus violated Section
8(b)(4)(D) of the Act.
IV. THE EFFECTS OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent, as set forth in section 1II,
above, occurring in connection with the operations of the
Employer, as set forth in section I, above, have a close,
intimate, and substantial relationship to trade, traffic, and
commerce among the several States and tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce.
V. THE REMEDY
Having found that Respondent has engaged in, and is
engaging in, unfair labor practices affecting commerce
within the meaning of Section 8(b)(4)(ii)(D) of the Act, I
shall order that it cease and desist therefrom and take
" In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
certain affirmative action designed to effectuate the
policies of the Act.
Upon the basis of the foregoing facts and the entire
record, I make the following:
CONCLUSIONS OF LAW
1. Texas Oil & Chemical Terminals is an employer
engaged in commerce and in an industry affecting
commerce within the meaning of Section 2(6) and (7) of the
Act.
2.
Respondent United Association of Journeymen &
Apprentices of the Plumbing & Pipefitting Industry of the
United States and Canada, Local No. 195, is a labor
organization within the meaning of Section 2(5) of the Act.
3.
Respondent has violated and is continuing to violate
Section 8(bX4)(ii)(D) of the Act by failing and refusing to
comply with the Board's Decision and Determination of
Dispute, thereby coercing and restraining the Employer
with an object of forcing or requiring the Employer to
assign the disputed work to employees represented by it.
4.
The aforementioned unfair labor practices are unfair
labor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
Upon the basis of the foregoing findings of fact,
conclusions of law, and the entire record in this proceed-
ing, and pursuant to Section 10(c) of the Act, I hereby issue
the following recommended:
ORDER8
The Respondent, United Association of Journeymen &
Apprentices of the Plumbing & Pipefitting Industry of the
United States and Canada, Local No. 195, Nederland,
Texas, its officers, agents, and representatives, shall:
i.
Cease and desist from refusing to comply with the
Board's Decision and Determination of Dispute, thereby
coercing or restraining Texas Oil & Chemical Terminals,
where an object thereof is to force or require Texas Oil &
Chemical Terminals to assign the work of installing piping,
flanges, and valves on the storage tanks located on the
Employer's premises to employees represented by it rather
than to unrepresented employees employed by the Em-
ployer.
2.
Take the following affirmative action which I find
will effectuate the policies of the Act:
(a) Post at its business offices and meeting halls copies of
the attached notice marked "Appendix." 9 Copies of said
notice, on forms provided by the Regional Director for
Region 23, after being duly signed by Respondent's
representatives, shall be posted by Respondent immediate-
ly upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to members are customarily
posted. Reasonable steps shall be taken by Respondent to
insure that said notices are not altered, defaced, or covered
by any other material.
9 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board."
528
PLUMBERS, LOCAL NO. 195
(b) Furnish the Regional Director for Region 23 with
signed copies of such notice for posting by the Employer, if
willing, in places where notices to its employees are
customarily posted.
(c) Notify the Regional Director for Region 23, in
writing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT coerce or restrain Texas Oil &
Chemical Terminals, where an object thereof is to force
or require said Company to assign the work of
installing piping, flanges, and valves on storage tanks
located on the Employer's premises to employees
represented by us rather than to their own unrepresent-
ed employees.
WE WILL comply with the Board's Decision and
Determination of Dispute decided September 23, 1976.
UNITED ASSOCIATION OF
JOURNEYMEN &
APPRENTICES OF THE
PLUMBING & PIPEFITTING
INDUSTRY OF THE UNITED
STATES AND CANADA,
LOCAL No. 195
529