264 NLRB 225
Kaufman's Bakery, Inc.
KAUFMAN'S BAKERY
Kaufman's Bakery. Inc. and International Long-
shoremen's Association. Petitioner. Case 3-RC-
8094
September 28, 1982
DECISION AND DIRECTION
Pursuant to a Stipulation for Certification Upon
Consent Election approved by the Regional Direc-
tor for Region 3 on June 1, 1981, an election by
secret ballot was conducted on June 23,
1981,
under the direction and supervision of the Regional
Director, among the employees in the appropriate
unit. At the conclusion of the election, the parties
were furnished with
a tally of ballots which
showed that of approximately 26 eligible voters 9
cast ballots for the Petitioner, 9 cast ballots against
the Petitioner, and 6 ballots were challenged. The
challenged ballots were sufficient in number to
affect the results of the election.
On July 22, 1981, the Regional Director issued
and duly served on the parties his Report on Chal-
lenged Ballots recommending that the challenges to
the ballots of Bertram Quin and Leroy Roos be
sustained, and that the challenges to the ballots of
Phillip Palmisano and Wesley Watson and the two
irregularly marked ballot challenges be overruled.
He further recommended that the two irregularly
marked challenged ballots be counted in favor of
the Petitioner and that the challenged ballots of
Palmisano and Watson be opened and counted, that
a revised tally of ballots issue, and that an appro-
priate certification issue. Thereafter, the Employer
and the Petitioner filed timely exceptions to the
report. The Board has reviewed the challenges in
light of the exceptions and briefs and hereby adopts
the Regional Director's findings and recommenda-
tions as modified herein.
Two of the challenged ballots were marked in
pencil with an "X" and additional marks within the
"Yes" box. There were no markings in the "No"
box or elsewhere on the ballot. The Regional Di-
rector examined the ballots in light of the Board
majority's opinion in San Joaquin Compress &
Warehouse Companv, 251 NLRB 23 (1980),'
and
determined that they did not contain the type of
random stray marks that led the Board in San Joa-
quin to invalidate a ballot as an inadequate manifes-
tation of voter intent. Instead, the Regional Direc-
tor concluded that the voters were attempting to
emphasize "Yes" votes with additional markings.
Although we agree with the Regional Director's
ultimate conclusion that the disputed ballots should
be counted as valid "Yes" votes, we disagree with
I Member Jenkins dissenrted in S'o, Joiquin He joins his collteagues in
their adoption of his dixwlitirlg opmini n
his analysis. In keeping with the Board's long-es-
tablished policy of attempting to give effect to
voter intent whenever possible, we will hereafter
regard a mark in only one box, despite some irreg-
ularity, as presumptively a clear indication of the
intent of the voter. When a ballot reveals a clear
"X"
almost entirely contained within either the
"Yes" box or the "No" box and no irregular mark-
ings appear outside the marked box, there can be
little doubt but that the voter intends his vote to be
counted in favor of or against, respectively, the
designated labor organization. To the extent that
this view is inconsistent with the majority's opinion
in San Joaquin, that decision is hereby overruled.
It is, of course, impossible to determine with ab-
solute certainty what meaning a voter attaches to
any stray marks he makes on a ballot. Fundamental
to our colleague's dissent and the Board's decision
in San Joaquin is the premise that, by drawing ir-
regular marks over his original "X," a voter may
be attempting to cancel his initial selection and cast
a "no-choice" vote. Such a voter strategy is an un-
likely one, however, in view of the clear ballot
instructions that "[ilf you spoil this ballot return it
to the Board Agent for a new one." To invalidate
a ballot whenever there is the slightest variance
from the normal manner of ballot marking will
result in the unnecessary disenfranchisement
of
many voters whose ballots, though clearly indicat-
ing the voter's intent, are challenged on the basis of
such variance.
Here the irregularly marked ballots indicate with
reasonable certainty the employees' intent to vote
for the Petitioner. The voters substantially com-
plied with the ballot instructions and there is no
suggestion
from the configurations
within the
"Yes" boxes that the voters used their markings for
identification purposes. The challenges to the two
irregularly marked ballots are therefore overruled,
and we find that both ballots are valid votes in
favor of the Petitioner.
DIRECTION
It is hereby directed that the Regional Director
for Region 3 shall, within 10 days from the date of
this Decision and Direction, open and count the
ballots of Phillip Palmisano and Wesley Watson
and count the two "irregularly" marked ballots as
valid "Yes" votes. Thereafter, it is directed that the
Regional Director for Region 3 shall prepare and
cause to be served upon the parties a revised tally
of the ballots, including therein the count of such
ballots, upon the basis of which he shall issue the
appropriate certification.
225
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
MEMBER FANNING, dissenting in part:
The ballots we are asked to review further illus-
trate the impracticality of the Board's resolution to
decipher the intent of voters whose ballot markings
fall short of a clear and unambiguous expression of
intent. As I have stated in my concurring opinion
in Hydro Conduit Corporation, 260 NLRB
1311
(1982), I favor, pursuant to the Board's rulemaking
procedure, adopting a rule that would invalidate
any ballot that is not properly marked according to
the instructions on its face.
The ballots in the instant case allow an even
greater role for subjective interpretation than the
one reviewed in Hydro Conduit. Here the intent of
the voters is open to at least two reasonable com-
peting interpretations. The voters may have intend-
ed to emphasize their votes by shading in as much
space within the box as possible. Alternatively, a
voter, having made a mistake or had second
thoughts about his selection, may have attempted
to obliterate his original mark and cast a no-choice
ballot. In his hesitation to reveal error or indecision
to observers and other voters, it would not be un-
reasonable for such a voter to disobey the ballot
instructions and cancel his vote by physical alter-
ation. As the majority noted previously in San Joa-
quin,2
endorsement of either of these interpreta-
tions would be based on an unwarranted degree of
speculation. Accordingly, unlike my colleagues, I
would invalidate the irregularly marked ballots.
2 San Joaquin Compress d Warehouse Company, 251 NLRB 23 (1980).
226