264 NLRB 227
Grumman Flxible Corporation
GRUMMAN FLXIBLE CORPORATION
Grumman Flxible Corporation' and Elvis Mitchell
Gilt. Case 8-CA-13490
September 28, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBEIRS FANNING AND ZIMMERMAN
On September 25.
1981, Administrative Law
Judge Russell M. King, Jr., issued the attached De-
cision in this proceeding. Thereafter, Respondent
filed exceptions and a supporting brief, and the
General Counsel filed exceptions and a supporting
brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,2 and conclusions of the Administrative Law
Judge only to the extent consistent herewith,- and
to adopt his recommended Order, as modified.
The Administrative Law Judge found that Re-
spondent violated Section 8(a)(1) of the Act by dis-
charging employee Elvis Mitchell Gilt "solely be-
cause he expressed an intention to file a workmen's
compensation claim." Assuming, arguendo, that
Gilt's request for workmen's compensation papers
was protected activity, we disagree with the Ad-
ministrative Law Judge's finding that Gilt's dis-
charge was motivated by Respondent's desire to
protect its workmen's compensation liability.4 As
I Respondent's name has been rnisspeiled throughout the Administra-
tive liaw Judge's Decision The correct spelling is as indicated above.
I Respondent has excepted to certain credtbility
findings made by the
Administrative L.ar Judge It is the Board', established policy not to
overrule an adnministrative lai Ijudge's reCsluti(lns with respect to credi-
bilit) unless the clear prepo,.ldernce of ill of the relexant evidence con-
vinces us that the resolutions Ire inc.rrect Srandard Dr
Wa/ll Products.
Inc., 91 NIRB 544 (1950(i
enfdi 188 F2' d
2 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
:4 We agree Mwlith the Admtinistraltite I is. Judge that it is improper to
consider the salidit) otf Reponndcnt,
198s I
9
solicitalion and distribution
rules since Iheir validity was 1not fully litigate.d We therefore find it un-
necessary to determine whether the rules are facially valid under the
Board's standard in effect at the time of their issuance. In finding the
1978 rules siolatiie, Chairmaln
\'an de Water does not rely on I:R.W
Bearing. Di'viion, a Divisioni o I:R. :. Inc., 257 NLRB 442 (1981). See
his dissent in Intermcdics. Inc. and Surgironics Corporalion, a wholly
owned vubsidiary of Jntermdnnidc.
Inc.. 262 NLRB 1407 (1982)
4 The Administratise L.awI Judge considers significant Gilt's credited
testimony that nurse l.ois McDaniel iold him that to pursue his claim
would be "wasting his time and [he] would never win." The Administra-
tive Law Judge interprets this statement to convicy a message of the utlil-
ity of seeking benefits in the face of Respondent's strong interest in pro-
tecting its liabililty. Hoitozeer
the remark is open to another at least
equally plausible interpretation -that based on her familiarity with Gilt's
symptoms and work en,,ironment, she did not consider the condition to
be work-related Moreover. regardless of the import or McDaniel's state-
ment, it is not entirely clear that she
las as agent of. and thus speaking
on behalf of, the Resplndenlt
264 NLRB No. 34
the Administrative Law Judge found. Gilt was
either tardy or absent a total of II days during his
31-day term of employment with
Respondent.
Prior to reporting any ear discomfort. Gilt had al-
ready been recorded tardy or partially absent on
six occasions. During that time he had been cau-
tioned by his supervisor, Mike Nussbaum, to im-
prove his attendance record. Later, in a November
28, 1980, progress report, Nussbaum cited the need
for improvement in Gilt's attendance and, in issu-
ing the report, counseled Gilt personally on the
matter. The report did approve Gilt's retention, but
Nussbaum, who had never previously caused the
termination of a probationary employee, consulted
with Gilt's other supervisor, Robert Grennell, and
both supervisors subsequently raised the issue of
termination with the personnel department. As the
Administrative Law Judge notes, several other pro-
bationary employees had been fired for poor at-
tendance records that year. Consequently, the deci-
sion to terminate Gilt was consistent with Re-
spondent's past practice of dealing with probation-
ers with unsatisfactory attendance records. Under
these circumstances, we conclude that Gilt's dis-
charge was motivated not by his expressed inten-
tion to file a workmen's compensation claim but by
his poor record of attendance. '
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Grumman Fixible Corporation, Loudonville, Ohio,
its officers, agents, successors, and assigns, shall
take the action set forth in the said recommended
Order, as so modified:
1. Delete paragraph 1(d).
2. Delete paragraphs 2(b) and (c).
3. Substitute the attached notice for that of the
Administrative Law Judge.
6 The General Counsel excepts to the Adminlslratlse I, as
Judge's
finding that a question in Respondent's employmenll applicationl cotncern-
ing prior workmen's compensation claims did not violale Sec
8XlaK(I of
the Act. In Ohio Brass Comrpany, 261 Nl RB 17 (1982), the
loa;lrd fi,uld
no violation in a similar job application inquiry. deeming it "a pertinclll
question bearing upon the applicant's histors of personal injur. "
Member Zimmerman concurred in Ihat decision oIn the grotund that the
mere inquiry into the filing of past claims cannolt be found unlawsful in
the absence of es idence of unla ful mlotise Ilcre no Itkh iull:ls fill pur-
pose is involved in the inquir5
227
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT maintain an invalid no-distri-
bution rule which prohibits employees from
distributing written or printed matter of any
description on company premises at any time,
with or without the specific authority of man-
agement.
WE WILL NOT maintain an invalid no-solici-
tation rule which prohibits unauthorized solici-
tation for any purpose whatsoever on compa-
ny premises.
WE WII.L NOT enter into any labor agree-
ment with the United Steelworkers of Amer-
ica, AFL-CIO, CLC, which restricts the post-
ing of notices or the distribution of any kind of
literature on company property other than the
posting of official union notices on union-in-
stalled and union-maintained bulletin boards.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of their rights guaranteed
them in Section 7 of the National Labor Rela-
tions Act.
GRUMMAN FLXIBLE CORPORATION
DECISION
RUSSELL M. KING, JR., Administrative Law Judge:
This case' was heard by me in Mansfield, Ohio, on Oc-
tober 8 and 9, 1980. The charge was filed by the Elvis
Mitchell Gilt, an individual against the Respondent Em-
ployer (herein called the Company) on January 14, 1980.
A complaint was issued February 29, 1980, by the Re-
gional Director of Region 8 of the National Labor Rela-
tions Board (herein called the Board), on behalf of the
Board's General Counsel, and the complaint (as amended
during the hearing) alleges, inter alia, the discriminatory
discharge of Gilt on December 6, 1979,2 because he had
previously expressed an intent to file a workmen's com-
pensation claim in violation of Section 8(a)(l) of the Na-
tional Labor Relations Act (herein called the Act).3 The
I Originally consolidated with this case for hearing was Case 8-CA-
13769, involving the individual charging party. Isaac Sturgeon. The (en-
eral Counsel's unopposed motion to sever that case was granted at the
commencement of this proceeding.
2 All dates hereafter are in 1979 unless otherwise mentioned.
3 The pertinent parts of the Act involved in this case are as follows:
Sec. 7. Employees shall have the right to self-organization, to
formn, join, or assist labor organizations, to bargain collectively
through representatives of their own choosing, and to engage in
other concerted activities for the purpose of collective bargaining or
other mutual aid or protection
.. .
complaint further alleges the improper maintenance of
rules restricting the use of company bulletin boards, and
the improper maintenance of an overly broad no-solicita-
tion rule, in violation of Section 8(a)(1) of the Act. The
complaint also alleges that the Company improperly
"maintained," through contract provisions, overly re-
strictive use and posting rules in connection with bulletin
hoards installed on company premises by the United
Steel Workers of America, AFL-CIO, CLC (herein
called the Union), in violation of Section 8(a)(1) of the
Act.4
Lastly, the complaint alleges
(by amendment
during the hearing) that the Company improperly includ-
ed a question regarding the receipt of "compensation or
insurance for a work injury" in its employment applica-
tion, in violation of Section 8(a)(l) of the Act. The Com-
pany generally denies the allegations and alleges that
Gilt was discharged for good cause (tardiness and absen-
teeism).
Upon the entire record, including my observation of
the demeanor of the witnesses, and after due considera-
tion of the briefs filed herein by the General Counsel and
the Respondent. I make the following:
FINDINGS OF FACTS
I. JURISDICTION
The pleadings and admissions herein establish the fol-
lowing jurisdictional facts. The Respondent is and has
been at all times material herein a corporation duly orga-
nized and existing under the laws of the State of Dela-
ware, with a place of business or plant in Loudonville,
Ohio, where it is engaged in the manufacture of transit
buses. Annually, in the course and conduct of its business
operations, the Respondent ships goods valued in excess
of $50,000 directly to points outside the State of Ohio.
Thus, and as admitted, I find and conclude that the Re-
spondent is now, and has been at all times material
herein, an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
Sec 8(a) It shall be an unfair labor practice for an employer--
(I) to interfere with, restrain, or coerce employees ill the exercise
of the rights guaranteed in Section 7.
The union represents the company's production employees and its
contract with the company contained the alleged objectional provisions.
No charge was filed against the union in this case
I he facts found herein are based on the record as a whole and upon
my observation of the witnesses The findings herein are in part based on
credibility resolutions which have been derived from a review of the
cnrir, testimonial record and exhibits with due regard for the logic of
probability. the demeanor of the witnesses, and the teaching of
L. R.B.
v Ulalion Mianufactruring Compon,, 369 U.S. 404. 408 (1962). As to those
testifying in contradiction of the findings herein. their testimony has been
discredited either as having been in conflict with the testimony of credi-
blc witnesses or because it was in and of itself incredible and unworthy of
belief. All testimorny and evidence, regardless of whether or not men-
lioned or alluded to herein, has been reviewed and weighed in light of
the cliro record
228
GRUMMAN FLXIBLE CORPORATION
11. ALLEGED UNFAIR LABOR PRACTICES
A. Summary of the Testimony and Evidences
1. Testimony of employee Elvis Gilt
Elvis Mitchell Gilt testified that he had been employed
by the Company as sawer-trimmer (or grinder) from Oc-
tober 22, 1979, until December 6, 1979, the day he was
discharged. He worked the second shift from 3:30 p.m.
to midnight and reported to Supervisors Robert Grennell
(supervisor of the second floor), or Mike Nussbaum (su-
pervisor of the second floor) when Grennell was not
there. Gilt described his duties as routing and grinding
fiberglass bus parts, front enclosures, rear-end enclosures,
and two different types of side panels. The routing and
grinding room was described by Gilt as covered with fi-
berglass, dust, cold, and without a heater. During rain,
water would drip in his work room. Due to the type of
work Gilt was engaged in, a particular clothing was re-
quired. He wore insulated underwear, heavy flannel
shirts, blue jeans, a pair of coveralls, and the Company
gave him a self-contained air helmet to wear for protec-
tion. According to Gilt the helmet was made out of plas-
tic material that had a clear face mask over it and it had
a cloth that came down that could be tacked inside of his
shirt. A belt was strapped to his waist on which an air-
conditioning unit was strapped. The air-conditioning unit
pumped air into the helmet. Gilt indicated that air also
came in from outside (outdoors) during the months of
October, November, and December. Gilt testified that
prior to his employment with the Company he had never
sought medical help for an ear condition, but that during
his employment with the Company he visited the Com-
pany's nurse (McDaniel) on November 19 and left work
early. On November 20 he did not work and saw his
wife's doctor, Dr. John Jentes who gave him a work
excuse for leaving work early the previous day.
Gilt testified that subsequent to seeing Dr. Jentes he
continued to experience discomfort with his ears and
began to have an erratic work attendance record. Gilt
related that on November 21 he did not work but went
by the plant and spoke with Supervisor Grennell who in-
formed him to "do what the doctor told [him] to do,"
adding that "ears are an important part of your body and
you have to be extremely careful of it, and that he un-
derstood [his] feelings about not reporting to work, and
he said he would see [him] the following day." The fol-
lowing 2 days (November 22 and 23) were Thanksgiving
holidays and the following week Gilt reported timely for
work Monday through Thursday, but on Friday (No-
vember 20) he left early because his ear hurt. Before
leaving that day Supervisor Nussbaum had changed his
work area, but according to Gilt this change proved un-
successful in alleviating his ear problems, and Nussbaum
I The following includes a summary of the testimony of the witnesses
appearing in the case The testimony will appear normally in narrative
from, although on occasion some testimony will appear as actual quotes
from the transcript The narrative only and merely represents a summary
of what the witness themselves stated or related, without credibility de-
terminations unless indicated, and does not reflect my ultimate findings
and conclusions in this case. Not all documentary evidence admitted in
the case is included or mentioned in the summary, and references to such
evidence will appear later herein
therefore told him to go home. Gilt also indicated that
Nussbaum requested that he "get a medical slip from the
doctor and . . . take [it] . .. to personnel the following
Monday."
The following Monday (December 3) Gilt reported
early to personnel and after waiting 40 minutes he spoke
with one Judy Edwards in personnel about the condi-
tions he worked under and about the possibility of a job
transfer from the department he worked in. 7 Edwards
told him that at the time there were no openings and he
would "just have to bear it." Gilt then requested work-
men's compensation from Edwards, who informed him
that personnel did not handle such matters but the nurse
did. Prior to departing for the nurse's office Edwards
said, "Well we hate to have to see you quit." Gilt then
went to nurse McDaniel's office, asked for the work-
men's compensation papers, and also gave McDaniel
"the doctor's slip."8
Gilt testified that McDaniel then
told him "that it is worthless for [him] to do such a thing
because [he] couldn't prove that [he] was just wasting
[his] time." Gilt indicated he persisted in his request for
the papers, explaining "that it was [his] choice" and
McDaniel again responded that he would be "wasting
[his] time because there would be a lengthy hearing and
everything and [he] would never win." Gilt left without
obtaining the workmen's compensation papers from
McDaniel. Gilt then reported for work and soon thereaf-
ter spoke with Supervisors Nussbaum and Grennell re-
garding his unsuccessful attempts to transfer to another
department, and again requested workmen's compensa-
tion papers. According to Gilt this request was disre-
garded, and Nussbaum told him to go back to work.
On Thursday, December 6, Supervisor Nussbaum in-
formed Gilt that personnel had decided to discharge him.
Gilt asked why, and Nusbaum replied that he should talk
to Personnel Officer Furman Manley. Gilt made an ap-
pointment with Manley December 10 and, at that time,
according to Gilt, Manley stated that his dismissal was
due to poor workmanship and grinding too many parts.
In January 1980, with the help of the Union, Gilt filed a
workmen's compensation claim and eventually did re-
ceive some money as a result of his claim. Gilt also filed
a grievance on December II over his discharge. The
grievance reached the third step of the grievance proce-
dure and was again denied by the Company on January
29, 1980.9 The reason given for Gilt's discharge was his
tardiness and absenteeism. t On February 8, 1980, the
Union withdrew the grievance. I '
Gill arrived earlier than normal and thus did not "punch-in" timely
because of a company policy. set forth in the employee handbook. that
employees may not punch in more than 30 minutes earl. Gilt's attend-
ance record reflects that he worked 7.7 hours on December 3
8 The work excuse slip that Dr. Jentes had given Gilt on November
20, pertaining to his early departure from work on November 19. vWas
admitted into evidence. The record, however, is uncertain as to whether
this "doctor's slip" was the same. The slip from Dr Jentes was the only
one admited in the case
9 The union contract with the Company pros ided for a foiur-step
grievance procedure, with the fourth step being arbitration.
'o Gilt's attendance records indicated lie sas discharged for "unsatis-
factory probation period."
" The charge in this case had already been filed (on January 14,
1980).
229
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Gilt testified that he was tardy six or seven times, and
indicated one was due to his wife's prenatal examination,
another for car repairs, and several others (3 or 4 min-
utes) were due to parking problems outside the plant.' 2
During his testimony Gilt also identified his employment
application which included the question "Have you ever
applied for or received compensation or insurance for a
work injury?" ' 3
2. Testimony of employee Edward Safran
Edward Safran, who was president of the union local,
had worked for the Company for 10 years. Safran testi-
fied that the normal termination period for probationary
employees, such as Gilt, was their last week or 41st
through 45th days. 4 According to Safran, Industrial Re-
lations Representative Furman Manley justified Gilt's
early dismissal by citing his poor work quality. Safran
testified, however, that during the second and third steps
of Gilt's grievance proceedings the Company held stead-
fast with its position that the reason for Gilt's termina-
tion was absenteeism.
Safran identified the union contract with the Company
which commenced on August 27, 1977, and expired on
August 10, 1980.15 Safran testified regarding the Compa-
ny's no-solicitation rule as set forth in the Company's
rules of conduct. 6 According to Safran the rules of con-
l' Gilt's formal attendance record, although difficult to understand in
some places, reflects that he was tardy six or seven times (four times by 6
minutes, once by 18 minutes, and once by approximately 90 minutes).
13 The application was admitted into evidence, and Gilt answered the
question "No."
14 There was an exception in the electrical department.
'a Art. XXIII is entitled "Bulletin Boards" and reads as follows:
SECTION 1
The Union may install nine (9) lockable bulletin boards, at the Lou-
donville facility and one (I) lockable bulletin board at the Millers-
burg facility, in mutually agreed upon locations, to be used by the
Union for the posting of official Union notices. The Local Union
President shall designate, by written notification to the Company's
Industrial Relations Department, the name of the Union Officer who
is authorized to post such notices at each facility. Prior to posting,
the designated Union Officer shall present to the Industrial Relations
Department a copy of the notice to be posted.
SECTION 2
The Union notices shall be used only for the purpose of notifying
employees within the bargaining unit of official Union business, and
shall not be used for, or directed to, employees outside the Bargain-
ing Unit; nor shall such Union notices be used for organizational ac-
tivities or Union membership solicitation. Further, there shall be no
controversial matter contained in any notice the Union desires to
post.
SECTION 3
There shall be no other posting of notices by employees, nor other
general distributions of pamphlets, advertising, political matter, or
any other kind of literature upon Company property other than that
herein provided.
A new contract was entered into on August 29, 1980. Slight changes
were made to sees. I and 2, and sec. 3 was excluded.
'6 These rules, entitled "Rules of Conduct," were dated January 1978
and were admitted into evidence. Under shop rules, group B, the follow-
ing is prohibited: "Distributing, posting (or removal) of notices, signs, lit-
erature, petitions, written or printed matter of any description on bulletin
boards or company premises at any time without the specific authority of
duct had been and were currently in effect and he indi-
cated that a point system was applied to nonprobationary
employees,
as opposed
to probationary
employees.
Safran also indicated that the company had a policy
which permitted a supervisor to allow an employee, for
real and compelling reasons, time off not to exceed 5
days.
Regarding injury records, Safran testified that he at
one time had free access to all such records. This policy
was then changed to deny him access to any records, but
later he was granted permission to see such records re-
garding employees that had requested his representation.
3. Testimony of Industrial Relations Manager
Willhite
Joel Willhite testified as the Company's present man-
ager of industrial relations, indicating that both Industrial
Relations Representative Furman Manley and Supervisor
Bob Grennell were no longer with the Company. Ac-
cording to Willhire Manley was terminated in January
1980 and Grennell resigned because of health reasons in
April or May 1980, and now resides in Florida. Willhite
testified that during Gilt's employment (October 22 to
December 6) he was tardy on seven occasions, and
absent 2 partial days and 2 full days due to illness,
adding that only I partial day was "verified by a
doctor." Willhite further testified that Gilt was tardy or
absent 11 days out of the 31 days he was employed.
Willhite maintained that the Company's position regard-
ing Gilt was that his "attendance record was not accept-
able, and therefore he was terminated."
4. Testimony of Supervisor Michael Nussbaum
Michael K. Nussbaum would, on occasion, supervise
Gilt. According lo Nussbaum he received only favorable
comments about the type of hood Gilt used on the job,
and no employee ever complained of any physical dis-
management." Under shop rules, group C, the following is prohibited:
"Distributing, posting (or removal) of notices, signs, literature. petitions,
written or printed matter of any description on bullentin boards or com-
pany premises at any time without the specific authority of manage-
ment." Under shop rules, group C, the following is prohibited: "Unau-
thorized soliciting or collecting contributions for any purpose whatsoever
on Company premises." Under the group C rules, employees were "sub-
ject to discharge" on the first offense. Under group B rules the first of-
fense carried a written warning, second offense a 5-day suspension, and
third offense "subject to discharge." In June 1980 the Company issued
new rules of conduct which contained the following regarding solicita-
tion and distribution:
Distribution of printed matter or solicitation for any purpose by
non-employees on the Company premises is not permitted at any
time. Any visitor engaged in solicitation or distribution will be re-
quired to leave Company premises immediately.
Solicitation by employees or the collection of contributions for
any purpose (civic, charitable, political, etc.) is not pernitted during
working time. Working time includes either the working time of the
employee doing the soliciting or the employee being solicited.
Distribution of literature, petitions or printed matter of any kind
by employees is not permitted in working areas at any time.
Group B of new shop rules prohibits "Posting (or removal) of notices,
signs, literature, petitions, written or printed matter of any description on
bullentin boards or Company premises at any time without the specific
authority of management." Group C of the new rules prohibits "Distribu-
tion of printed matter, solicitation or collecting contributions in violation
of the Rules of Conduct."
230
GRUMMAN FLXIBLE CORPORATION
comforts, physical injury, sickness, or ill health because
of wearing the hoods. Nussbaum also denied that Gilt
had ever asked him for any compensation forms.'17
5. Testimony of Nurse Lois McDaniel
The Company's industrial nurse, Lois Marie McDan-
iel, testified that Gilt made a request to her to have his
position changed, indicating that he was having problems
with the hood and had ear problems. She then informed
him of the requirement of written documentation from a
doctor before she could make any recommendations. Ac-
cording to McDaniel, Gilt also stated he "wanted to file
a workmen's compensation form" for payment of his
medical bills regarding his ear infection. McDaniel indi-
cated she then informed Gilt that she "would be happy
to file a claim for him, but it would be unusual and
therefore it would probably be the Company's position
that it would be set for hearing." Gilt later filed a work-
men's compensation claim and, according to McDaniel,
she then contacted and talked with Carmen Hall, who
subsequently forwarded a memo to her indicating that
Gilt's ear problems had not been "industrial related."' 8
McDaniel testified that the Company ultimately paid $12
on Gilt's claim and this was paid by computer error of
their "actuary" Company.
On cross-examination McDaniel indicated that the
Company was "self-insured" regarding workmen's com-
pensation payments, but if a claim were deemed meritori-
ous the Company would pay the claim directly. McDan-
iel added that, although the Company voluntarily paid
some claims, she informed Gilt that the reason his claim
would not be paid by the Company was due to its classi-
fication as an "occupational disease" and the Company's
policy regarding these types of cases was to "set them
for hearing." Regarding Gilt's ear problems, McDaniel
did indicate that she suggested to Gilt that he wear a to-
boggan hat, and that Gilt disregard her suggestion.
B. The Employment Application
The Company's employment application contained a
question as to whether the applicant had "ever applied
for or received compensation or insurance for a work
injury?"'l The complaint, as amended, alleges that the
inclusion or presence of the question is a violation of
Section 8(a)(1) of the Act. 20 Besides the actual existence
of the question, there is no evidence in the record as to
the Company's reason or need for the question, other
than the fact that the Company was self-insured. The
"' Nussbaum had completed a "Prohationary Period Progress Report"
on Gilt dated November 28, which was admitted into evidence This
progress report noted that Gilt showed interest in his job, noted "aver-
age" work performance (adding "improvement can be made"), and indi-
cated Gilt was "-cooperative"
The report also noted under attendance
"improvement expected (tardiness)."
and recommended Gilt's retention
"with improvement in attendance and performance"
18 The memo was admitted into evidence. It was dated Februars 21,
1980, and is headed, "EFrom
the desk of .
John P. Jentes, M D [and]
Daniel R Daughertl,
M1 ) 'D It
a,: signed by Carmen Hall, as insurance
clerk.
' The application also inquired a.i to "chronic ailmens." "ph.'ica l
disabilities," "operatlions." and "severe illnesses"
20 This allegation sas inlscrted into the complaint by amendment
during the hearing
Board has held that an employment application inquiry
into employees' past concerted activities regarding union
affiliation is violative of the Act.2 ' The Board has also
held that a claim for unemployment compensation is pro-
tected concerted activity,2 2
as well as an expressed
intent to file a workmen's compensation claim.23 In its
brief the General Counsel argues in this case that the
question regarding claims both attempts to elicit informa-
tion to be used as the basis of a hiring decision, and
serves as a chilling effect to perspective employees not
to file such claims should they be hired, thus having a
reasonable tendency to coerce employees in the exercise
of their rights. I disagree in this case. I am unwilling to
draw such inferences or conclusions from the mere exist-
ence of the question on the application, without further
evidence. In my opinion to do so would be an overly
broad, blanket, and unwarranted extension of what the
Board has considered as protected and concerted activi-
ties or acts. I thus find no violation of the Act regarding
the existence of the "compensation or insurance" ques-
tion on the employment application.
C. The Discharge of Employee Gilt
Paragraph 8 of the complaint alleges that Gilt was dis-
charged in violation of Section 8(a)(l) of the Act because
he "expressed an intention to file a claim with the Ohio
Bureau of Worker's Compensation." As indicated earlier,
the Board has held that such expressed intentions are
protected concerted activity under the Act.24 That Gilt
expressed such intentions at least on Monday, December
3, is uncontested in this case. After two uneventful and
full work days (December 4 and 5), Gilt was discharged
on December 6.25
Gilt commenced his employment on October 22 as a
probationary employee.2fi The Company maintains that
Gilt was either tardy or absent some II out of 31 work-
ing days, which .constituted
the sole reason for his dis-
charge.2 7 The record and evidence does support these
2 Hoarel .4laska. Inc.. 236 NI.RB 1458 (1978).
22 Selt CclIe d .lMarilne Distributor Co.. Inc. 237 NL.RB 75 (1978)
23 Krispy Kreme Doughnut Corp. 245 NLRB 1053 (1979), citing Self
Cycle, supra Enforcement was denied by the Fourth Circuit in Krispy
Kreme. 635 F 2d 304 (1980). This fact and other related matters will he
discussed later in this Decision regarding Gilt's discharge
24 Krispy Krene. supra The five-member Board (then Chairman Fan-
ling and Members Jenkins. Penello. Murphy. and Truesdale) reasoned, as
in Self Cycle. supra. that such benefits arise out of the employment rela-
tionship and are of common interest to other employees The U S Fourth
Circuit Court of Appeals felt differently and denied enforcement i635
F.2d 304). citing among other cases, ARO. Inc., 596 F.2d 713 (6th Cir.
1979) The initial decision in 4RO. Inc., was authored by me. and on ex-
ceptions was reversed by the Board (227 NLRB 243) The Sixth Circuit
denied enforcement Notwithstanding the foregoing. it is my lot herein to
consider Krispy Kreme as Board precedent. which I am bound to follow
25 Gilt filed a grievance over the discharge on December II On Janu-
ary 14. 1980. he filed the charge in this case The grievance was denied at
the third step of the grievance procedure, short of arbilration On Febru-
ary 8. 1980, the grievance was withdrawn. The complaint issued in this
case on February 29, 1980.
: The union contract specified that all new employees were proba-
tionary employees. without seniority. for "forty-five (45) consecutive
work days." Gilt's probationary period would have been up approximate-
ly December 30 (considering holidays)
27 Gilt testified that Personnel Officer Manley later told him he war
discharged for poor workmanship
Union
President (and employee)
Continued
231
DECISIONS OF NATIONAL. LABOR RELATIONS BOARD
contentions by the Company regarding Gilt's attendance
record. 25
However, on November 28 Supervisor Nuss-
baum completed and signed Gilt's "Probationary Period
Progress Report," recommending Gilt's retention "with
improvement in attendance and performance."29 At this
point Gilt was 6 working days from his discharge, and
some 19 days short of the end of his probationary period
During the 6-day period Gilt left early on November 30
at Supervisor Nussbaum's suggestion,3 0 and on Decem-
ber 3 was some 15 minutes late actually checking in by
virtue of having gone to the personnel office where he
inquired about workmen's compensation forms.3 ' Gilt
worked full days December 4 and 5.
I find in this case that Gilt was discharged solely be-
cause he expressed an intention to file a workmen's com-
pensation claim.:t2 Gilt was given only 6 days out of ap-
proximately 19 days to further prove himself, after his
retention had been recommended. His early departure on
November 30 was condoned by his supervisor and his
later reporting on December 3 was not his fault. The
Company was self-insured for workmen's compensation
and strongly protected its liability. As nurse McDaniel
put it during Gilt's visit the early morning of December
3, Gilt would be "wasting [his] time . .
and would
never win." :':'
Having found that Gilt's expressed intentions to file a
workmen's compensation claim resulted in his discharge,
I am constrained to further find and conclude that under
the Board's present law,3 4 Gilt was discriminatorily dis-
charged in v iolation of Section 8(a)(1) of the Act, as al-
leged in paragraphs 8 and 10 of the complaint.
Safrlral confiriled, l
his Itsinlmlm
Manley's stated reason for Gilt'% dis-
charge Manlc . 11o hllgcr with the Conpany, did Inot tesiify. Ilie Com-
paIty' indlultri.d telatlioIn manager. Joel Willhitc. testified. withruti
uicer-
lintyi
that the dischlargCe
a.is due solely to Gilt's attiedalce reco rd I
takt tIhls to he the Cornpmiiy's po1ll1tol ill this case
" I le ri c
I
or i ild exhibits reflec
that Gilt was late sonie 5 to It) mill-
tiWes o1i October 25 and Noembrhcr 2. 5. and 7 Gilt was also late October
31 arlld l)ecemlher 3. (O) Deceniber 3 he arrived early to go to personnel
He a.ls too cally to clock inl but reported to work after he finished with
personncl
Oni Noveimber 19 he left 2 hours early after seeing the nurse,
fior wShich he later obhtained a doclor's excuse. Gilt did not report for
woirk )oi No'vemtlber 20 anid 21. and on November 30 he left 4 hours earls
at Supervisor Nussbaum's suggestion.
i Tlhe evidence
refclecs that other probationary employees during the
year had hee
both lrejected (several for poor attendance records) and re-
tailed.
:"'
iilt's attendance records reflect Nussbaum's suggestion to (Gilt on
Nos.ember 30.
:l Later oil December 3 (;ilt also asked Supervisors Nussbaum and
Grelnell l tior sorkmen's compensation papers. He never received the
papers or filrms florn the Companly and, finally, aided by the Unionll he
filed a claim in January 1980.
A 11
its defense in this case, the Company never raised the issue of
Gilt's tar problems, or the fact that this problem may have eventually
rendered anll enlployl)ment with the Comllpany impossible. To have taken
this approach may vcll have enlhanlced adsersely the Company's claim
exposure Htoweser, this is speculative alid I make no such finding in this
case.
:: Nurse McDaniel, in her testimiony, denied these remarks claimed by
Gilt, but did concede that she told Gilt the Company "would probably
·
set [the matter] fior hearing'" I credit Gilt over McDaniel here, aind
credit Gilt's testimony throughout this case
a4 See Krispv Kremelm
Doughnut Corp.. supra
D. The Company's Distribution and Solicitation Rules
In January 1978 the Company published its "Rules of
Conduct" which contained, among other things, certain
"Shop Rules" which carried penalties for their violation.
Among these rules appeared the following violations re-
garding distribution and solicitation:
Distributing, posting (or removal) of notices, signs,
literature, petitions, written or printed matter of any
description on bulletin boards on Company premises
at any time without specific authority of manage-
ment.
Unauthorized soliciting or collecting contributions
for any purpose whatsoever on Company premises.
In June 1980 the Company published new "Rules of
Conduct"
which changed the word "Distributing,"
above, to "Posting" and replaced the above "Unauthor-
ized" solicitation clause with simply the following:
Distribution of printed matter, solicitation or col-
lecting contributions in violation of the Rules of
Conduct.
This replacement clause referred to a newly inserted sec-
tion in the general rules section (as opposed to the "Shop
Rules") which reads as follows:
SOLICITATION AND DISTRIBUTION
Distribution of printed matter or solicitation for
any purpose by non-employees on the Company
premises is not permitted at any time. Any visitor
engaged in solicitation or distribution will be re-
quired to leave Company premises immediately.
Solicitation by employees or the collection of
contributions for any purpose (civic, charitable, po-
litical, etc.) is not permitted during working time.
Working time includes either the working time of
the employee doing the soliciting or the employee
being solicited.
Distribution of literature, petitions or printed
matter of any kind by employees is not permitted in
working areas at any time.
There was no issue in this case regarding distribution and
enforcement of the rules cited above and I thus find that
they were duly distributed and enforced.3 5
Basic considerations regarding distribution and solicita-
tion rules involve a proper adjustment between the un-
3i The record is simply void of any evidence on the subject except
Union President Safran's testimony that the new rules had not been sub-
mitted to the Union Safran was apparently referring to art. XXIV, sec.
1, of the union contract with the Company which reads as follows:
The Company shall have the right
ito promulgate, establish, alter,
amend arid enforce reasonable shop rules relating to the conduct and
efficiency of employees and Company operations. Any additions or
deletions will be provided to the Union Negotiating Committee for
infosrmation purposes prior to the incorporation of such changes. The
Union shall have the right to process a grievance on any rule
changes or additions which they deen uinfair
There was also no evidence presented in the case as to whether the old
or new rules were in ally way clarified by the Company to the employ-
ees
232
GRUMMAN FLXIBLE CORPORATION
disputed right of self-organization assured employees
under the Act and the equally undisputed right of em-
ployers to maintain discipline in their establishments. 3 6 A
broad guideline has been that, so long as distribution was
by employees to employees and in-plant solicitation was
on "non-working" time, to prohibit the same in such
cases might well be violative of the Act.3 7 Until recently
the Board distinguished
between prohibitions during
"working time" and during "working hours," holding
that "working time" restrictions were valid on their face
and "working hours" restrictions were invalid unless
their impact on lunch and break time were clarified.3 8
However, the Board recently held that both phrases
("working time" and "working hours"), without further
clarification, were presumptively invalid.39
With the above basic guidelines in mind, I find that the
January 1978 rules were in effect until 1980 and were
violative of Section 8(a)(l) of the Act as alleged in para-
graphs 5, 6, and 10 of the complaint. The rules were far
from even ambiguous. They simply prohibited any and
all distribution "at any time without specific authority of
management," and any and all "unauthorized soliciting
. . . for any purpose whatsoever on Company premises."
I am not called upon in this case to make any findings
regarding the 1980 rules of conduct, which were pub-
lished after the issuance of the complaint but before the
hearing in this case. The 1980 rules prohibited distribu-
tion and solicitation only by "non-employees" and re-
stricted employee solicitation to "working time." These
rules, on their face, conformed to what the Board's
standard for validity was at the time. 4 0 Their validity
was thus not seriously contested or litigated on the
record. I thus feel that it would be improper at this time
for me to attempt an analysis of the 1980 rules in light of
the Board's recent alteration of its earlier standard, 4 t or
in light of any other authority. I do find, however, that
the publication of the 1980 rules did not extinguish the
earlier violations resulting from the 1978 rules, and as
found herein. '42
a1 Republic Aviotion Corporation v N.L.R.B., 324 U.S. 793 (1945). The
Coulrt also added that the "dommant purpose" of the Act is the "right of
employees to organize for mutual aid without employer interference."
:N7 L.R. B. v. Magnavox Company of Tennessee, 414 U.S. I 1109 (1974).
"' Essex International,
Inc., 211 NLRB 749, (1974). In this case. Mem-
bers Fanning and Jenkins dissented and would have found both phrases,
standing alone, to be ambiguous and invalid.
" TR. W Bearing Division, a Division of T.R. W. Inc., 257 NLRB 442
(1981) (by a three-member Board comprised by then Chairman Fanning
and Members Jenkins and Zimmerman).
" Eotex Internanional. Inc., supra.
4T
R.
RW Bearing Division. a Division of T R. 1i. Inc., supra.
42 I recognize that the 1980 rule changes may well have been a good-
faith effort on the part of the Company to remedy the earlier defects, and
it would not be any intention herein to condemn any such efforts on the
part of this or any other employer who may be so motivated. The Getter-
al Counsel argues in his brief that, for various reasons, the 1980 rule is
also violative of the Act. and urges a finding to that effect in this case.
As indicated above. I conclude that to do so would be improper in this
case, and I further feel that such a finding is not necessary to preserve
the violations attributable to the earlier rules. By the testimony of Union
President Safran and Industrial Relations Manager Willhite (himself), I
find that the news rules had not been effectively distributed to the em-
ployees or suficiently promulgated to effect a repudiation of the old
rules.
E. lthe Bullelinl Board Provisions of the Union
Coptlrocl4;'
On August 22, 1977. the Union and the Company en-
tered into their collective-bargaining agreement. Article
XXIII contained three sections dealing with the use of
some nine union bulletin boards at the plant. Section I
restricted use of the bulletin boards to the Union "for the
posting of official Union notices." One union officer was
to be designated as the officer "authorized to post such
notices." Section 2 restricted the bulletin boards use to
notifying "bargaining unit" employees only of "official
Union business," excluded their use for "organizational
activities or Union membership solicitation," and further
excluded the posting of "controversial matter" in any
notice to be posted. Section 3 prohibited all other post-
ings of notices and "other general distributions" of any
kind. On August 29, 1980, a new collective-bargaining
agreement became effective with two sections regarding
union bulletin boards.4 4 Section I remained essentially
the same. Section 2 contains no "official Union business"
restriction and substitutes "inflammatory
matter" for
"controversial matter."
The General Counsel argues in his brief that section 3
of the 1977 contract was the objectionable section in that
contract, and I agree and so find that it was in violation
of Section 8(a)(1) of the Act as alleged in the complaint.
In contrast, I find that sections I and 2 of the 1977 con-
tract, standing alone, were within the legal bounds.4 5
Section 3 in the earlier contract served to be more re-
strictive than the Company's rules which I have earlier
found herein to be violative of the Act. The section pro-
hibited "other general distribution" by all employees
except that permitted in sections I and 2. 46 The exclu-
sion of section 3 from the 1980 contract did not of
course abolish its prior existence and effects and, as in
the case of the rules, the record lacks evidence that the
employees were actually informed of the significant dele-
tion, whether in connection with the 1980 rule changes
or
Inot. 4 7 The same 3-year existence of the no-distribu-
tion clause (sec. 3) in the 1977 contract in violation of
Section 8(a)(1) of the Act in my opinion was in no way
extinguished by its exclusion in the 1980 contract. In
these findings I have taken into consideration the long
period of the section's existence, its obvious illegality,
and the Board's implicit and prompt requirements for
renouncement.
43 As indicated earlier. no charge '.as filed against the Union in this
case, thus the complaint
lonily alleges the Company
jiolated the Act re-
garding the existance of these pros sions.
.4 The complaint In the ca,,e was also not amended to allege any viola-
tiolis as a result of the ne, contract Sec 3 off the
97-7 cointr.lcl was enx
cluded completely
45 See v L.R.B. v .Magnavox Company of Ienneswel. suprau, FIrd Motor
Company (Rouge Complex/, 233 NL RB 698 (1977): and Generacl Motors
Corporation, Delco Moraine Divosion, 237 NLRB 15019 (1978) If I had been
confronted in this case ssith the validity of sees I and 2 int the 1980 con-
tract, my concLlusions
ould hbe the amine
16 I deer
it uninipoirtanl toi discuss the question of preemption of the
rules by the contracl. as testified Io by Union President Safr;lan In my
opinion. they hoth, together ior separately. served Io restrict the rights of
the employees
47 .41/s Chalmernrs Corporatrion. 224 NI.RB 1199. (1976): General Ther-
modvnaomis. Inc . 253 NI RB 180 (1980)
233
DECISIONS 0() NATIONAL LABOR RELATIONS BOARD
Upon the foregoing findings ot fact, and upon the
entire record. I hereby make the foliowing:
CoNCl.USIONS O: L\AW
1. The Respondent is an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of
the Act.
2. By publishing and maintaining an invalid no-distri-
bution rule which prohibited employees from distributing
written or printed matter of any description on company
premises at any time without the specific authority of
management. the Respondent engaged in unfair labor
practices within the meaning of Section 8(a)(l) of the
Act.
3. By publishing and maintaining an invalid no-solicita-
tion rule which prohibited unauthorized soliciting for
any purpose whatsoever on company premises, the Re-
spondent engaged in unfair labor practices in violation of
Section 8(a)(1) of the Act.
4. By entering into a labor agreement with the United
Steelworkers of America, AFL-CIO, CLC, restricting
the posting of notices or the distribution of any kind of
literature on company property other than the posting of
official union notices on union-installed and union-main-
tained bulletin boards, the Respondent engaged in unfair
labor practices in violation of Section 8(a)(l) of the Act.
5. By unlawfully discharging employee Elvis Mitchell
Gilt on December 6. 1079, because he earlier expressed
an intention to file a workmen's compensation claim, the
Respondent violated Section 8(a)(1) of the Act.
6. Except those violations concluded in paragraphs 2
through 5, above, the Respondent has not otherwise vio-
lated the Act.
7. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
THI- REMEIDY
In order to remedy the unfair labor practices found
herein, my recommended Order will require the Re-
spondent to cease and desist from further violations, to
post an appropriate notice to employees, and to offer uin-
conditional reinstatement
to Elvis Mitchell Gilt and
make him whole for all wages lost by him as a result of
his unlawful discharge, such backpay and interest there-
on to be computed in the manner prescribed in F: W.
Woolworth Company, 90 NLRB 289 (1950), and Florida
Steel Corporation. 231 NLRB 651
1977). 4 8
Upon the basis of the foregoing findings of fact, con-
clusions of law. and the entire record, and pursuant to
Section 10(c) of the Act, I hereby issue the following
recommended:
ORDER4''
The Respondent, Gruman Flexible Corporation, Lou-
donville, Ohio, its officers, agents, successors, and as-
signs, shall:
'4 See, generally, Isis Plumbing & Itfeaing Co., 138 N.RB 716 (1962).
49 In the event no exceptions are filed as pros ded by Sec 102.46 of
the Rules and Regulations of the National l.abor Relations Board, the
findings conclusions, and recommended Order herein shall, as provided
in Sec. 1()248 of the Rules and Regulations. be adopted by the Board and
1. Cease and desist from:
(a) Maintaining or enforcing a broad no-distribution
rule prohibiting employees from distributing written or
printed matter of any description on company premises
at any time, with or without the specific authority of
management, so as to interfere with, restrain, or coerce
employees in the exercise of their rights under Section 7
of the Act.
(b) Maintaining or enforcing a broad no-solicitation
rule which prohibits the unauthorized solicitation by em-
ployees on company premises for any purpose, so as to
interfere with, restrain, or coerce employees in the exer-
cise of the rights under Section 7 of the Act.
(c) Maintaining, enforcing, or renewing any contrac-
tual provision with the United Steelworkers of America,
AFL-CIO, CLC, restricting the posting of' notices or the
distribution of any kind of literature on company proper-
ty except the posting of official union notices on union-
installed and union-maintained bulletin boards, so as to
interfere with, restrain, or coerce employees in the exer-
cise of their rights under Section 7 of the Act.
(d) Discharging or otherwise discriminating against
employees because they expressed an intention to file a
workmen's compensation claim, thereby interfering with,
restraining, or coercing employees in the exercising of
their rights under Section 7 of the Act.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
rights guaranteed in Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act:
(a) Offer Elvis Mitchell Gilt immediate, full, and un-
conditional reinstatement to his former position or, if
such position no longer exists, to a substantially equiva-
lent position, without prejudice to his seniority or other
rights and privileges previously enjoyed, and make the
said Elvis Mitchell Gilt whole for any loss of pay suf-
fered as a result of his unlawful discharge in the manner
set forth in that portion of this Decision entitled "The
Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other
records necessary to analyze the amount of backpay due
under the terms of this Order.
(c) Post at its Loudonville, Ohio, facility copies of the
attached notice marked "Appendix." 5 °
Copies of said
notice, on forms provided by the Regional Director for
Region 8, after being duly signed by Respondent's repre-
sentative, shall be posted by Respondent immediately
thereafter, in conspicuous places, including all places
where notices to employees are customarily posted. Rea-
sonable steps shall be taken by Respondent to ensure that
becomne its findings, conclusions, and Order. and all objections thereto
shall he deenmed waived for all purposes.
sal In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National i ahor Relations Board
234
GRUMMAN FLXIBLE CORPORATION
said notices are not altered, defaced. or covered by any
other material.
(d) Notify the Regional Director for Region 8, in writ-
ing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
235