268 NLRB 351
Western Electric Co.
WESTERN ELECTRIC CO.
Western Electric Company, Incorporated and Asso-
ciation
of
Engineers
and Associates/Com-
munications Workers of America, AFL-CIO,
Petitioner. Case I-RC-17876
13 December 1983
DECISION AND DIRECTION OF
ELECTIONS
BY MEMBERS ZIMMERMAN, HUNTER, AND
DENNIS
On a petition duly filed under Section 9(c) of the
National Labor Relations Act, a hearing was held
before Hearing Officer Robert D. McGrath. Fol-
lowing the hearing and pursuant to Section 102.67
of the Board's Rules and Regulations, the Acting
Regional Director for Region I transferred this
case to the Board for decision. Thereafter, the Em-
ployer and the Petitioner filed briefs.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
On the entire record in this case, the Board
finds:
1. The Employer is engaged in commerce within
the meaning of the Act.
2. The Petitioner is a labor organization claiming
to represent certain employees of the Employer.
3. A question of representation affecting com-
merce exists within the meaning of Section 9(c)
and Section 2(6) and (7) of the Act.
The Employer
manufactures communications
products at approximately
23 facilities in
the
United States, including the Merrimack Valley
Works location in North Andover, Massachusetts,
involved herein. Within the Employer's Manufac-
turing Division is the Transmission Equipment Di-
vision, which operates two factories, one at the
Merrimack Valley Works and the other in North
Carolina. The Petitioner seeks to represent approxi-
mately 465 professional employees' and approxi-
mately 186 technical employees2 within the Trans-
mission Equipment Division at the Merrimack
Valley Works. The Employer contends that the pe-
titioned-for unit is inappropriate because it excludes
approximately 132 professional employees and ap-
proximately 7 technical employees who work at
the same location in the Employer's Operations
i The parties stipulated that the following classifications are profession-
al employee classifications within the meaning of Sec. 2(12) of the Act:
engineer, development engineer, government project communications en-
gineer, planning engineer, plant engineer, system equipment engineer,
design engineer, industrial engineer, field engineer, senior staff engineer,
senior engineer, information systems designer, information systems staff
member,
information systems staff senior member,
and consulting
member of the information systems staff.
I The parties stipulated that the engineering associates and information
systems associates are technical employees.
268 NLRB No. 50
Support Systems,3
Engineering and Information
Systems Centralized CAE/CAM Development, 4
and Quality Assurance organizations. For the fol-
lowing reasons, we find merit in the Employer's
contention.
Professional and technical employees in the peti-
tioned-for unit perform a broad range of functions
related to manufacturing, from traditional produc-
tion and quality engineering to the maintenance
and enhancement of computer-aided design sys-
tems. OSS employees produce diagnostic software
programs used with computer hardware produced
by the Transmission Equipment Division and pro-
vide installation and field support engineering serv-
ices. The Automatic Transmission Terminal Sys-
tems Software Engineering Department (ATTS),
which is a part of the Transmission Equipment Di-
vision sought here, performs functions identical to
those performed by OSS, but ATTS works on dif-
ferent products. Quality Assurance employees per-
form test engineering and inspection functions on
products manufactured by the Transmission Equip-
ment Division and have the authority to stop pro-
duction if statistical controls are not met. At least
two departments within the sought Transmission
Equipment Division, including the Quality Control
Engineering Department, perform similar or identi-
cal quality control functions on the same products
using some of the same facilities as Quality Assur-
ance. Finally, the CAE/CAM group is developing
a new computer-aided manufacturing system. The
engineering and information systems employees in
CAE/CAM write the software, select the comput-
ers, and test the feasibility of the new system.
The Merrimack Valley Works functions as a
landlord and administrative agency for most of the
operations conducted at the facility. It provides
personnel, support, and accounting services for
those operations and charges each division for the
services received. Most Transmission Equipment
Division departments report to department heads
whose offices are at Merrimack Valley. Thus, most
of the Transmission Equipment Division's Merri-
mack Valley activities are administered at Merri-
mack Valley. However, some of the Division's de-
partments that operate at Merrimack Valley report
to managers in North Carolina and New Jersey
who control those departments' budgets and func-
tions.
In October 1981, administrative control of OSS
operations at Merrimack Valley was transferred to
the Employer's Columbus, Ohio facility as part of a
3 Hereinafter referred to as OSS. OSS is in the Employer's Switching
Equipment Division.
4Hereinafter referred to as CAE/CAM. CAE/CAM is in the Employ-
er's Corporate Engineering Division.
351
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
5-year plan to consolidate all OSS functions from
various locations across the country in Columbus.
As a result of this consolidation, administrative
functions such as budgeting, payroll, purchasing,
and maintenance of personnel records for OSS em-
ployees working at the Merrimack Valley Works
are performed by OSS administrators in Columbus.
The Employer plans to transfer some OSS employ-
ees to Columbus when their work is transferred.
Some will be transferred to other'departments at
Merrimack Valley, and some have been transferred
to Merrimack Valley Transmission Equipment Di-
vision departments already. Additionally, merit pay
raises for OSS employees at Merrimack Valley are
determined by Columbus administrators. Similarly,
many Transmission Equipment Division employees
working at Merrimack Valley are rated against
their counterparts in North Carolina.
All technical and professional employees at the
Merrimack Valley Works have the same opportuni-
ties for training, including tuition reimbursement,
fellowships, and inhouse training. They receive the
same cost-of-living salary differential based on geo-
graphical location. All may participate in a number
of professional and social organizations associated
with the Merrimack Valley Works, and they re-
ceive the same newsletter. They share the same
health facilities, cafeteria, parking facilities, and
restrooms, and are served by the same credit union,
employee relations department, and purchasing
service. All professional employees are eligible for
the same pension and health benefit program,
salary administration program, and incentive pro-
gram for early retirement; all technical employees
may participate in separate but corresponding pro-
grams. There are no temporary transfers between
departments, but there have been numerous perma-
nent transfers between departments sought by the
Petitioner and departments the Petitioner would
exclude. All professional and technical job open-
ings at Merrimack Valley, including those for OSS,
Quality Assurance, and CAE/CAM, are posted on
an equal basis at the facility.
In general, the smallest appropriate unit of tech-
nical employees working in similar jobs with simi-
lar working conditions and benefits comprises all
such technical employees.5 Although a unit of less
than all professional employees may be appropriate
if that unit consists of a readily identifiable group
with distinct skills and functions, the Board will
not certify an arbitrarily defined segment of an em-
ployer's similarly situated professionals. 6 As de-
* TRW Carr Division, 266 NLRB 326 (1983); Aerojet General Corp., 131
NLRB 1094(1961).
' See General Electric Co., 148 NLRB 1660 (1964).
scribed above, the record shows that the Employ-
er's professional and technical employees working
in OSS, Quality Assurance, and CAE/CAM at its
Merrimack Valley Works exercise the same skills
and perform the same functions as many technical
and professional employees in the sought Transmis-
sion Equipment Division, and that no substantial
community of interests separates the sought em-
ployees from those whom the Petitioner would ex-
clude. Contrary to the Petitioner's contention, the
Employer's placement of the sought employees in a
separate division does not necessarily establish the
appropriateness of that grouping for purposes of
collective bargaining. 7 Therefore, we hold that a
unit of employees working in the Transmission
Equipment Division at the Merrick Valley Works
is inappropriate because it does not include all simi-
larly employed technical and professional employ-
ees at that location.8 We agree with the Employer
that the smallest appropriate unit includes all tech-
nical and professional employees at Merrimack
Valley Works.
Accordingly, and inasmuch as the Petitioner did
not indicate an unwillingness to proceed to an elec-
tion in a unit broader than the one petitioned-for,
we shall direct separate elections in the following
voting groups:9
(a) All full-time and regular part-time technical
employees employed by the Employer at its
Merrimack Valley Works facility in North An-
dover, Massachusetts, but excluding all profes-
sional employees, guards, and supervisors as
defined in the Act.
(b) All full-time and regular part-time profes-
sional employees employed by the Employer
at its Merrimack
Valley Works facility in
North Andover, Massachusetts, but excluding
all technical employees, guards, and supervi-
sors as defined in the Act.
The employees in the professional voting group
(b) will be asked two questions on their ballots:
7 See Aerojet General, supra.
A In Martin Co., 162 NLRB 319 (1966), cited by the Petitioner, we
found appropriate a small
orting group of technical employees where the
petitioner already represented a small production and maintenance unit.
A small group of professional employees was found to constitute an ap-
propriate unit in Douglas Aircraft Co., 157 NLRB 791 (1966), where the
sought professionals performed a unique function and other professional
units already existed. These cases clearly are distinguishable from the in-
stant facts.
9 Because the inclusion of the technical and professional employees in
OSS, Quality Assurance, and CAE/CAM changes the composition of the
unit specifically sought, the Petitioner may not wish to proceed to an
election in this unit, or, desiring to do so, may have an inadequate show-
ing of interest. In these circumstances, we direct the Petitioner to notify
the Regional Director within 10 days of this Decision whether it wishes
to proceed to elections, and, if so, to submit within such time any addi-
tional showing of interest that may be required to support its petition.
352
WESTERN ELECTRIC CO.
(1) Do you desire to be included in the same unit
as technical employees of Western Electric Compa-
ny, Incorporated, for the purpose of collective bar-
gaining?
(2) Do you desire to be represented for the pur-
pose of collective bargaining by Association of En-
gineers and Associates/Communications Workers
of America, AFL-CIO?
If a majority of the employees in voting group
(b) vote "yes" to the first question, indicating a
choice to be included in a unit with the technical
employees, the group will be so included. The
votes on the second question will then be counted
with the votes of the technical voting group (a) to
decide the representative for the entire unit. If, on
the other hand, a majority of the professional em-
ployees in voting group (b) do not vote for inclu-
sion, these employees will not be included with the
technical employees, and their votes on the second
question will be separately counted to decide
whether they want to be represented in a separate
professional unit.
We make the following findings with regard to
the appropriate unit:
(1) If a majority of the professional employees
vote for inclusion in a unit with technical employ-
ees, we find that the following employees will con-
stitute a unit appropriate for the purpose of collec-
tive bargaining within the meaning of Section 9(a)
of the Act:
All full-time and regular part-time technical
and professional employees employed by the
Employer at its Merrimack Valley Works fa-
cility in North Andover, Massachusetts, but
excluding all guards and supervisors as defined
in the Act.
(2) If a majority of the professional employees
do not vote for inclusion in the unit with technical
employees, we find that the following two groups
of employees will constitute separate units appro-
priate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act:
All full-time and regular part-time technical
employees employed by the Employer at its
Merrimack Valley Works facility in North An-
dover, Massachusetts, but excluding all profes-
sional employees, guards, and supervisors as
defined in the Act.
All full-time and regular part-time professional
employees employed by the Employer at its
Merrimack Valley Works facility in North An-
dover, Massachusetts, but excluding all techni-
cal employees, guards, and supervisors as de-
fined in the Act.
[Direction of Elections omitted from publica-
tion.]
353