318 NLRB 829
Hotel & Restaurant Employees Local 226 (Santa Fe Hotel)
829
318 NLRB No. 57
HOTEL & RESTAURANT EMPLOYEES LOCAL 226 (SANTA FE HOTEL)
1 The Joint Petitioners’ motion to sever the unfair labor practice
case from the representation case is denied as moot. The Charging
Party filed a response to this motion.
2 The Employer/Charging Party has excepted to some of the
judge’s credibility findings. The Board’s established policy is not to
overrule an administrative law judge’s credibility resolutions unless
the clear preponderance of all the relevant evidence convinces us
that they are incorrect. Standard Dry Wall Products, 91 NLRB 544
(1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully exam-
ined the record and find no basis for reversing the findings.
3 We adopt the judge’s recommendation to overrule as untimely
that part of the Employer’s Objection 1 which alleged that the Joint
Petitioners engaged in ‘‘list keeping’’ activity during the election
held on September 30 and October 1, 1993. As a result, we find it
unnecessary to pass on the judge’s substantive finding that the Em-
ployer’s allegation regarding list-keeping was without merit.
Local Joint Executive Board of Las Vegas, Culinary
Workers Union Local 226 and Bartenders
Union Local 165, affiliated with Hotel Employ-
ees & Restaurant Employees International
Union, AFL–CIO and Santa Fe Operating Lim-
ited Partnership d/b/a Santa Fe Hotel and Ca-
sino
Santa Fe Operating Limited Partnership d/b/a
Santa Fe Hotel and Casino and International
Brotherhood of Teamsters Local 995, AFL–
CIO; International Union of Operating Engi-
neers Local 501, AFL–CIO; Local Joint Execu-
tive Board of Las Vegas; Culinary Workers
Union Local 226 and Bartenders Union Local
165, affiliated with Hotel Employees & Res-
taurant Employees International Union, AFL–
CIO, Joint Petitioners. Cases 28–CB–4012, 28–
RC–5146, 28–RC–5147, and 28–RC–5148
August 28, 1995
DECISION, ORDER, AND CERTIFICATION
OF REPRESENTATIVE
BY CHAIRMAN GOULD AND MEMBERS BROWNING
AND COHEN
On April 20, 1995, Administrative Law Judge David
G. Heilbrun issued the attached decision. The Charging
Party filed exceptions and a supporting brief, and the
Joint Petitioners1 and the Respondent filed an answer-
ing brief to the Charging Party’s exceptions.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has de-
cided to affirm the judge’s rulings, findings,2 and con-
clusions3 and to adopt the recommended Order.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
IT IS FURTHER ORDERED that a certification of rep-
resentative should be issued.
CERTIFICATION OF REPRESENTATIVE
IT IS CERTIFIED that a majority of the valid ballots
have been cast for International Brotherhood of Team-
sters Local 995, AFL–CIO; International Union of Op-
erating Engineers Local 501, AFL–CIO; Local Joint
Executive Board of Las Vegas, Culinary Workers
Union Local 226 and Bartenders Union Local 165, af-
filiated with Hotel Employees & Restaurant Employees
International Union, AFL–CIO, and that they are joint-
ly the exclusive collective-bargaining representative of
the employees in the following appropriate unit:
All full-time and regular part-time employees em-
ployed by the Employer at its Las Vegas, Nevada
facility, in the following classifications and de-
partments, including: all front desk, PBX, valet
parking, courtesy bus driver, warehouse, receiv-
ing, slot mechanic, food and beverage, house-
keeping, bowling alley, ice rink, gift shop, nurs-
ery, and slot department employees, EXCLUD-
ING engineering and maintenance employees, ca-
sino table game employees, keno, bingo, race and
sport book employees, office clerical employees,
confidential employees, guards, and all other em-
ployees, and supervisors as defined in the Act.
Brian J. Sweeney, for the General Counsel.
Michael T. Anderson, Esq. (McCracken, Stemerman, Bowen
& Holsberry), of Las Vegas, Nevada, for the Respondent.
Norman H. Kirshman, Esq. (Kirshman, Harris & Cooper), of
Las Vegas, Nevada, for the Employer.
Adam N. Stern, Esq. (Levy, Goldman & Levy), of Los Ange-
les, California, for the Teamsters and Operating Engineers
Unions.
DECISION
STATEMENT OF THE CASE
DAVID G. HEILBRUN, Administrative Law Judge. This case
was tried in Las Vegas, Nevada, on several dates from
March 22 to May 11, 1994. In the unfair labor practice case
the charge was filed October 29, 1993, by Santa Fe Operat-
ing Limited Partnership d/b/a Santa Fe Hotel and Casino (the
Employer or Santa Fe), and the complaint was issued De-
cember 15, 1993. In the representation case petitions were
filed by the unions identified above as Joint Petitioners (the
Unions or Joint Petitioners), and these resulted in a Decision
and Direction of Election issued by the Regional Director on
September 2, 1993.
The complaint alleges that Local Joint Executive Board of
Las Vegas comprising Culinary Workers Union Local 226
and Bartenders Union Local 165, affiliated with Hotel Em-
ployees & Restaurant Employees International Union
(HERE), AFL–CIO (Respondent) through its agents verbally
threatened employees of Santa Fe in the course of a
preelection campaign and in violation of Section 8(b)(1)(A)
of the National Labor Relations Act. As specified in para-
graph 6 of the complaint, the particular unfair labor practice
830
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
allegations litigated in this consolidated proceeding were the
following:
(a) On or about September 16, 1993, by an agent, whose
identity is presently unknown to me, but who is known to
the Respondent, threatened to slash the tires of an employ-
ee’s vehicle in retaliation for that employee’s not supporting
the Respondent.
(b) In or about late August 1993, on a specific date pres-
ently not known by me, but which date is known by the Re-
spondent, by Pappageorge, threatened an employee that if the
Respondent won representation rights, employees who did
not support the Respondent could easily be fired.
(c) In or about mid-September 1993, on a specific date
presently not known by me, but which date is known by the
Respondent, by Pappageorge, threatened an employee that if
a majority of the employees voted for the Respondent, every-
one would have to join the Respondent and honor a strike
and if they did not, they would be fined.
(d) In or about early August 1993, on a specific date pres-
ently not known by me, but which date is known by the Re-
spondent, by Kline, threatened an employee that his spouse’s
employment with the Employer would be in jeopardy if the
employee’s spouse did not support the Respondent and,
moreover, that the employee’s spouse would not be able to
get another job in any casino where employees are rep-
resented by the Respondent.
(e) In or about mid-September 1993, on a specific date
presently not known by me, but which date is known by the
Respondent, by Kline, threatened an employee that any em-
ployee who voted against the Respondent or declined to be
a member of the Respondent would not be able to get a job
with any employer who had a union contract and their em-
ployment with the Employer would be terminated.
(f) In or about mid-September 1993, on a specific date
presently not known by me, but which date is known by the
Respondent, by Kline, threatened an employee that because
the employee had signed an authorization card, if there was
a strike, that employee would have to go out on strike and/or
pay additional union dues.
The Decision and Direction of Election that issued pursu-
ant to these jointly filed petitions resulted in a secret ballot
election conducted on September 30 and October 1, 1993, at
the Employer’s premises in the unit of hotel, food and bev-
erage, slot department employees and associated occupations.
Results of this election were that from the 600 employees el-
igible to vote 570 valid ballots were cast, with 300 for the
Joint Petitioners, 241 against the Joint Petitioners, and 31
ballots challenged, these being insufficient in number to af-
fect the results of the election.
Timely objections to conduct of the election and to con-
duct affecting the results of the election were filed by the
Employer, and on October 26, 1993, the Regional Director
issued an order directing hearing on objections, later to be
consolidated with the unfair labor practice case. The specific
objections litigated in this consolidated proceeding were the
following:
1. Electioneering was conducted by the Petitioner in the
general vicinity of the polling area. In particular, electioneer-
ing was directed at the employee parking lot where the em-
ployees arrived and departed during the polling.
2. Employees were told by the Petitioners’ agents they
could not vote if they had not signed union authorization
cards.
3. Representatives of management, i.e., floorpersons in the
Slot Department, were allowed by the Regional Director and
the Board to vote and are unlawfully included in the bargain-
ing unit.
4. Employees were told by the Petitioners’ agents that if
they did not support the Union, they would be fired.
5. Employees were generally intimidated by union support-
ers with visits to their homes, damage to their vehicles, and
harassment while performing their job duties.
6. Representatives of the Petitioners told employees that
after the election membership in the Petitioners’ labor orga-
nizations would be a condition of employment at the Santa
Fe Hotel & Casino and showed employees copies of article
3 of the labor agreements in effect at the Sahara and Haci-
enda Hotels as proof that such condition existed at the Sa-
hara and Hacienda Hotels. A copy of article 3 is attached
hereto as Exhibit A. Such statements were made during visits
to employees’ homes.
7. Representatives of the Petitioners showed employees
blank ballots indicating the ballots were official NLRB bal-
lots, and instructed employees how to vote for the Union.
By these and other acts, the Petitioners restrained and co-
erced employees in their exercise of rights guaranteed by
Section 7 of the Act.
On the entire record, including my observation of the de-
meanor of witnesses, and after considering posthearing briefs
filed by the General Counsel, the Employer, and Respondent
and Joint Petitioners (consolidated), I make the following
FINDINGS OF FACT
I. JURISDICTION
The Employer, a Nevada limited partnership, is engaged in
the hotel and gaming industry at its facility in Las Vegas,
Nevada, where it annually derives gross revenues in excess
of $500,000 while purchasing and receiving goods or serv-
ices in interstate commerce valued in excess of $50,000 di-
rectly from points outside the State of Nevada. On these ad-
mitted or uncontroverted facts I find that Santa Fe is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act and that Respondent and Joint
Petitioners are each labor organizations within the meaning
of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Overview
Beginning in early 1992 Respondent had explored which
property as among the newer casino hotels opening or having
opened in Las Vegas might most suitably lead to organiza-
tion. By late that year the Santa Fe was selected for a cam-
paign of unionizing, with the chief strategy being to obtain
a large majority of authorization cards from employees and
seek voluntary recognition on that basis. A presentation of
such a claimed majority was eventually made to principal
Owner Paul Lowden, a person having substantial ownership
interests in both the Sahara and Hacienda casino hotels of
Las Vegas, however voluntary recognition was declined.
Early in 1993 the Unions initiated a formal representation
831
HOTEL & RESTAURANT EMPLOYEES LOCAL 226 (SANTA FE HOTEL)
proceeding by the serial filing of RC petitions that have been
consolidated in this matter.
Respondent commenced an active preelection campaign of
mounting employee support shortly before the Decision and
Direction of Election issued, and at a time prior to the earli-
est date of alleged unfair labor practice conduct pleaded in
the complaint or ‘‘[I]n or about early August 1993.’’ The
principal objective was to recontact those employees whose
signed authorization card represented their early interest in
having collective representation, and solidifying that interest
as the time of an anticipated election approached. As to these
persons the Unions intended to urge that they wear a ‘‘Yes’’
button while at work and urge others to do so. The Unions
were also alert to follow other leads that might create a simi-
lar interest from persons not as yet known to them. While
numerous persuasive techniques were used in an effort to
win the election, the sole activity to be examined for unfair
labor practice characteristics is that of personal home visits
(or telephoning to employee homes), and the matter of what
verbalisms were used by agents of Respondent in making
such communications.
Respondent’s preelection campaign was principally headed
by Local 226 Organizer Kevin Kline, assisted by less experi-
enced colleagues Ted Pappageorge, Christine Walker, and
Isaiah (Ike) Powell. Each of these colleagues had work expe-
rience in the Las Vegas gaming industry. They termed their
occupational titles with the Culinary Union as business agent
(and organizer) or union representative. Their service with
Respondent at the material time of events in this case ranged
from about 2 years for Pappageorge to Powell being new at
the job. Spanish-speaking Business Agent Aurelio Carillo
was also used for translating purposes as necessary, and oc-
casionally several other salaried staff members of the Cul-
inary Union were used to reinforce the undertaking. All of
these assistants to Kline are admitted agents of Respondent.
A total of about 400 employees were visited at their homes
over the course of Respondent’s entire approximate 2-month
intense preelection campaign. Kline himself went out on
about 40 home visits, while Pappageorge, Walker, and Pow-
ell each estimated the number of their home visits as about
50, 90, and 60, respectively. Additionally, an informal orga-
nizing committee of employees from the bargaining unit who
actively supported the Unions was formed, and used to in-
crease the spread of direct information to employees at their
homes, serve as an accompanying home visitor under the
Unions’ ‘‘always in pairs’’ policy, and assist in language
translating as needed. Occasionally a special nonemployee
person would be used to aid the Unions, and to the extent
this associates to issues of the unfair labor practice case that
fact will be discussed below.
Kline and the regular agents concentrated their basis of
communicating persuasive information to employees during
home visits on three documents. The first was a comparison
chart of features from the Sahara/Hacienda labor contracts,
including an item termed ‘‘job security.’’ The second was a
pie chart showing the amount of revenue generated by the
Santa Fe in percentage terms relative to that generated by the
Sahara and Hacienda each alone. Finally, a document headed
‘‘Spring ‘94: Deadline’’ emphasized the importance of secur-
ing prompt bargaining recognition for the Unions at the
Santa Fe in order to fold its employees into those for whom
the other sister properties would negotiate with Respondent
starting in 1994 as labor contracts expired.
Of the six specific unfair labor practice issues stated above
as taken from paragraph 6 of the complaint, three of them
associate to efforts by Respondent to win support from an
extended family of persons mostly surnamed Robles and
Pedraza. This was done because Respondent’s lead agents
believed the matriarch of this family, as well as others
among the next younger generation, were particularly influ-
ential among employees with whom they closely worked.
B. Context
Respondent is a predominant union in Las Vegas, with
collective-bargaining agreements at many of the major hotel
and casino properties, including, as already stated, the Sahara
and Hacienda as sister establishments of the Santa Fe. In
consequence of this pervasive influence by Respondent with
the Las Vegas employment community, and the fact of noto-
riety arising from past or current strikes at certain hotel and
casino properties, various subjects, beliefs and perceptions
were present in, or suggested by, the persuasions advanced
by agents of Respondent and the countering inquiries or reac-
tions of employees contacted.
The several allegations of the complaint involved exten-
sive or continuing communications in which these factors
were present in at least the following regards.
1. Concern among employees as to general economic ad-
vantage of collective representation.
2. Concern among employees as to whether their support
of the Unions, if known to or learned by their employer,
would result in any job-related adversity.
3. Concern among employees as to the commencement of
any dues-paying obligation, and relatedly the power for it to
be collected from them by the Unions. This factor is nec-
essarily connected to Nevada’s status as a right-to-work
State.
4. Concern among employees as to the prospect of strikes
at their place of work, plus the related questions of whether
they must join in and whether fines may be enforced against
them for not doing so.
5. Concern among employees as to whether a union of Re-
spondent’s known prominence can affect employment at Las
Vegas area hotel and casino properties generally, or by any
special influence in the acquisition, retention, or restoration
of employment.
6. Ability among employees to evaluate presentations
made by Respondent’s agents as to wage and benefit in-
creases claimed to result from a union election victory. This
factor arises to the extent that written projections of such
economic improvements are presented abstractly to employ-
ees or are argued as likely to follow because of provisions
in Respondent’s current collective-bargaining agreements of
the vicinity.
7. Ability among employees to evaluate institutional or
technical arguments of Respondent’s agents, such as whether
a provision in the Sahara/Hacienda contracts did or did not
bar Respondent from attempting to organize employees of
the Santa Fe.
The foregoing listing of subjects, beliefs, and perceptions
are given as context to the fact that the several episodes, or
running attempts of communication with influential employ-
ees, comprising the unfair labor practice allegations involved
832
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 All dates and named months hereafter are in 1993, unless indi-
cated otherwise.
much discourse between participants which was merely pre-
liminary to, or unconnected with, the asserted remarks that
allegedly amount to an unlawful threat. Therefore in setting
forth the version of each allegation, I shall not recite the fre-
quent and extensive arguments, opinions, or explanations that
are so often a part of the episode or continuum.
The emphasis in stating what the salient versions of each
allegation in the complaint are found to be, shall instead
focus only on key passages in conversations. To a large ex-
tent this process will revolve around ‘‘the rap,’’ a term that
came into use among officials of the Unions and their key
supporters to describe the most emphasized portions of the
Unions’ intended message to employees. This focus is, in
turn, critically affected by my several credibility assessments
of the respective participants in such conversations.
C. Material Facts
1. Complaint paragraph 6(a)
Norman Kampelman has been employed by the Santa Fe
since about July 1993 as a bowling mechanic and lane tech-
nician.1 He was visited at his home on or about September
16 by two persons representing the Unions, who arrived with
the purpose of winning his support. The first and exclusive
spokesperson during the visit was Karl Lechow, the assistant
regional director for HERE at its western region in Los An-
geles. He was participating specially on behalf of the Unions
in the final weeks of the preelection campaign for extra as-
sistance to Kline and his regular staff. He had also particu-
larly undertaken to focus his efforts, as time would permit,
on employees of the Employer’s bowling center plus other
small operations where support for the Unions was believed
to be weak. Lechow, an admitted agent of the Unions, was
accompanied by Santiago Lazo, a then-currently striking em-
ployee of the Frontier Hotel and Casino. He was ethnically
Hispanic and bilingual in his native language, Spanish, along
with some comprehension and speaking ability in English.
Kampelman opened his apartment door to Lechow’s
knock, and stepped only out onto the threshold for discussion
with his visitors. After introductions and guarded civilities,
Lechow attempted his prounion presentation. It was neither
welcome nor persuasive to Kampelman, who debated the
merits of some claims made by Lechow and increasingly
showed signs of impatience and an intention to return inside
his home. Lechow impulsively placed a momentary restraint
on Kampelman by pressing against his shoulder causing
Kampelman’s hand to draw away from the doorknob. With
the visit increasingly appearing to be futile Lechow became
louder and more animated in his partisan remarks, but then
attempted a more ingratiating conclusion by offering a hand-
shake for a second time as Kampelman finally and unmistak-
ably told both visitors to leave his property. Up to this time
Lazo had been silent, merely watching and listening to the
uncomfortable arguing that went on between Kampelman and
Lechow. The two visitors turned and started walking away,
as to which Kampelman testified that Lazo called back at
him ‘‘what if your tires were slashed?’’ Kampelman added
how he answered this with an epithet as the two men contin-
ued away from him toward the street beyond. Kampelman
estimated the distance between himself and Lazo as about 10
feet when the alleged tire-slashing statement was made.
Lechow and Lazo both deny such a remark was made, recall-
ing instead that Kampelman had simply reentered his home
while closing the door as they walked away without further
comment. Based on my rejection of Kampelman’s testimony
as discussed below, I find that the tire-slashing statement was
not made. In consequence I hold that paragraph 6(a) of the
complaint has not been established from the proofs.
2. Complaint paragraph 6(b)
Pappageorge visited the home of employee Alice Lints
around late August, accompanied by Powell. She is a person
employed as a booth cashier at the time, having then been
recently promoted from change person. A 1-1/2-hour visit
ensued in which husband Edward Lints was also present. He
was a person experienced in unionism because of prior em-
ployment, and of a voluble personality. Edward Lints testi-
fied that in the course of Respondent’s agents’ visit
Pappageorge said his wife could be fired for not supporting
the
Unions.
Edward
Lints
bristled
at
this, causing
Pappageorge to answer that he could say what he wanted.
Alice Lints also testified that Pappageorge said she could be
easily fired for not supporting the Unions. In cross-examina-
tion her testimony was refined to the point of establishing
that the claimed remark was made the course of Pappageorge
discussing job security from having a union.
Pappageorge testified that the visit was totally amiable,
and he is corroborated in this by Powell. Pappageorge re-
called making ‘‘the rap’’ to Alice Lints, including the subject
of job security with which she was concerned. He believed
the visit concluded with an urging that Alice Lints wear a
‘‘Yes’’ button at work, which she assured him would be
done. Pappageorge also denied that in the sense meant by
this allegation he told Alice Lints she would have to join the
Union to keep her job, or that by not supporting it she could
be easily fired if it got in at the Santa Fe.
I find the testimony of both Edward and Alice Lints to be
highly unreliable, and reject it in all salient regards. In con-
sequence I hold that paragraph 6(b) of the complaint has not
been established from the proofs.
3. Complaint paragraph 6(c)
Cynthia Toms was an account and control supervisor in
the Employer’s bowling center. She testified to having three
home visits during September, and in the course of the sec-
ond one being told by Pappageorge, who was accompanied
at the time by Lechow, that once the Unions were voted in
she would have to pay dues, be a union member whether she
liked it or not, and would have to honor picket lines in the
event of a strike for which people could get hurt for crossing
one. Toms also testified that Pappageorge said employees
could be fined by the Unions, but she related this subject to
a failure to pay dues.
Pappageorge testified that in a meeting with Toms during
September subsequent to first visiting her at home, and while
accompanied by Lechow, a number of subjects were dis-
cussed. He had continued persuasional efforts with her, but
denied that the subject of union security was covered except
by his and Lechow’s verbal explanation of principles.
Pappageorge also denied that at any time during this visit he
833
HOTEL & RESTAURANT EMPLOYEES LOCAL 226 (SANTA FE HOTEL)
said that Toms would have to pay union dues or be fined
if the Unions got in, would have to go on strike, or could
be fined or get hurt for not having done so. Lechow corrobo-
rated these denials.
I discredit the testimony of Toms and reject her version
of the extent and nature of remarks exchanged during the
home visit by Pappageorge and Lechow. In consequence I
hold that paragraph 6(c) of the complaint has not been estab-
lished from the proofs.
4. Complaint paragraphs 6(d), (e), and (f)
The three final allegations in the complaint as to threats
having been made all involve the Robles-Pedraza family. An
originating point for discussion of these is in the fall of 1992
when Esperanza Robles, a casino porter employed at the
Santa Fe and mother of Frank Robles, Arnold Robles, Blanca
Robles (Maltese), and Connie Robles (Pedraza), was first
identified as a probable supporter of the Unions. Each of her
daughters, as well as their husbands Arnold Maltese and
Jaime Pedraza, plus her son Arnold Robles, were also em-
ployed by the Santa Fe. Kline recalled first seeing Esperanza
Robles when she appeared at the union hall in late 1992 to
pick up a packet of organizing material consisting of lit-
erature and ‘‘Yes’’ buttons. He next saw her on July 12, the
date Respondent started its intensive home visiting.
Esperanza Robles is essentially Spanish-speaking, and Kline
was accompanied on this occasion by Hernan Andrade who
translated as necessary. He next saw her at home on July 28,
while accompanied by two female employees of the Santa
Fe, and again in late August with Lazo. Kline testified that
Esperanza, who he believed could potentially effectively en-
courage fellow workers of her department to support the
Unions, was not coming to the regular Tuesday meeting of
its inside employee committee. Therefore during August he
stopped at her home each Monday, hoping to regenerate her
more active support. This was unavailing, although at times
of these Monday attempts Frank Robles and Arnold Robles
might be there for passing discussion. Frank Robles testified
that in one conversation between Kline and his mother, dur-
ing which he translated for her, Kline had said she would get
fired for voting no after which when the Unions won they
would have their ways of finding out how employees had
voted. By late August it seemed to Kline that Esperanza had
been scared off from supporting the Unions by the Employ-
er’s own antiunion literature and internal communicating of
the same nature made generally to employees.
Kline’s first visit to the trailer home of Jaime Pedraza and
his wife Connie, and Arnold Maltese and his wife Blanca,
was on July 19. It was prompted because Arnold Maltese
had been a card signer during the prepetition undertakings.
Kline continued visiting this home later in July and through-
out August and beyond. However the attempted persuasions
toward unionizing became complicated by discharges from
employment at the Santa Fe of Arnold Robles in late July
and Jaime Pedraza in early September. Additionally, Connie
Pedraza, who Kline had hoped would become influential in
organizing the food servers, progressively lost interest in the
Unions.
In support of the final three allegations of the complaint,
Jaime Pedraza testified that Kline had told him during a tele-
phone conversation that if Connie did not go prounion she
would lose her job when the Unions came in and be black-
balled from working in another ‘‘Union house.’’ Jaime added
that Kline repeated this in a subsequent telephone conversa-
tion, and he relayed the gist of such remarks to Connie as
she corroborated was done.
The testimony of Blanca was also advanced in support of
the complaint, and as to this she asserted that Kline had said
to her personally that people who vote ‘‘no’’ would no
longer be with the Santa Fe because the Unions would come
in, and that she could not revoke her authorization card. He
said she would be considered being with the Unions because
of this, and if she did not want to go out on any strike she
would have to pay additional union dues because of such a
refusal, and that if she and other employees were not union
members they would not be able to work at another union
house.
The testimony of Connie Pedraza in support of issues
raised by the complaint, and as will be associated to the ob-
jections below, is disjointed, separate, and apart from consid-
erations of credibility. She was first hired in March as a bus
person, and on her first day at work was influenced to begin
wearing a ‘‘Yes’’ button and sign an authorization card by
a fellow employee named Mario. By around the summer of
1993 she recalled having five to six visits at her home from
persons associated with the Unions. By this time she had be-
come disinterested in supporting the Unions, however the
visitors tried to persuade her otherwise. On the second visit
two persons unknown to her by name stated that even though
she had begun wearing a ‘‘No’’ button she could still vote
for the Unions. They added that it actually did not matter be-
cause her signed card meant that money would be taken out
of her pay for the Unions. On the job she recalled experienc-
ing an extreme change in attitude from Mario after she had
begun to show opposition to the Unions by what she dis-
played and what she said to fellow workers. At that point
Mario began acting rudely toward her and even worse begin-
ning vile name-calling of her. In her bussing position she
took instructions from two hostesses named Jean and Lila.
Both these women had told her they ‘‘helped out’’ with the
Unions. After Connie Pedraza switched to show she was
against the Unions she testified that both hostesses gave her
more workstations than other bussers, and tried to prohibit
her from talking about the union campaign when employees
gathered together. These aggravations alleviated somewhat
after she complained to a food and beverage manager. How-
ever Jean and Lila continued to tell her that the Unions after
coming in to the Santa Fe would know who had voted
against them, and by her wearing the ‘‘No’’ button would
mean she had done so which would lead to her being fired.
Finally Connie Pedraza testified that in a home visit from a
woman and a man, the latter of whom gave his name as
Kevin, the woman told her that she would get fired for not
wearing a ‘‘Yes’’ button. However she generally associated
this topic with other statements from union visitors, that ‘‘in
case’’ she got fired the Unions could not help her if she had
not been openly wearing the ‘‘Yes’’ button.
I discredit the testimony of Jaime Pedraza and Blance
Robles Maltese, as well as the collateral and connected testi-
mony of Frank Robles and Connie Robles Pedraza, and re-
ject all versions of such testimony that would establish com-
mentary of Kline to have been in the nature of a threat or
anything more than the Unions’ standard explanation in de-
scribing or elaborating on its ‘‘rap.’’ In consequence I hold
834
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
that paragraphs 6(d), (e), and (f) of the complaint have not
been established from the proofs.
D. Credibility
The critical witnesses of the unfair labor practice case are
those who were called to support allegations of paragraph 6
of the complaint, and those named in this operative para-
graph as having uttered threats constituting restraint and co-
ercion of employees. In the case of Lazo I also separately
assess the credibility of Lechow, because his close presence
at the exact moment of the alleged threat warrants such com-
ment.
Edward Lints—This individual was partisan, combative,
and glaringly opinionated. He revealed himself to be overtly
temperamental to a point that I believe his ability if not in-
tention with respect to the truth is impaired. Any earnest-
seeming demeanor was totally lacking, and he fell well short
of showing a genuineness of purpose and memory as to jus-
tify any belief on my part of his testimonial offerings. He
is discredited.
Alice Lints—This individual was palpably weak and uncer-
tain in demeanor. She utterly failed to display an assurance
in her own independent memory, except as to suggested in-
stances about which I remain steadfastly skeptical. She was
hesitant and bewildered by cross-examination to the point
that doubt is cast on her entire renditions. It is on this basis
that I have rejected her testimony in full.
Jaime Pedraza—This individual showed insufficient con-
viction in his own testimony, and displayed internal incon-
sistencies while presenting with an unconvincing demeanor.
I am satisfied that he did not advance a true version of hap-
penings, and on the basis of overall poor demeanor reject his
testimony.
Frank Robles, Jr.—This individual was a totally discredit-
able witness. He appeared plainly unable to distinguish fact
from fancifulness. He was dogmatic on direct examination;
then openly hostile during cross-examination. I assess him as
nothing more than a stalking-horse in support of positions of
both General Counsel and the Employer, resulting in my em-
phatic and total rejection of his testimony.
Blanca Robles—This relatively sophisticated individual
nevertheless presented with a demeanor inviting disbelief in
her testimony. She was vacillating and argumentative; her
testimony seemingly tailored to a preconceived view of the
situation. Her demeanor worsened as examination proceeded,
leaving residual value so negligible that I confidently reject
all salient testimony on her part.
Cynthia Toms—This individual also displayed an uncon-
vincing demeanor in suspect testimony about the certainty of
some assertions while being plainly confused as to others.
The vagaries of her testimony were compounded as to an
evaluation by occasional long, pensive pauses before she
could formulate an answer. Overall there appeared a rather
vague quality to what she advanced as the essence of con-
versations, and in the last analysis I have no hesitancy in re-
jecting her testimony where it conflicts with that of witnesses
I have found credible.
Norman Kampelman—This individual seemed almost pal-
pably eager for attention, without regard to fundamental
truth-telling. Except for the inconsequential fact that I believe
he was touched during the episode at his front door, his en-
tire presentation otherwise invited extreme disbelief. My cho-
sen evaluation on demeanor grounds is to reject in all salient
regards his version of the episode about which he was called
as a witness. I find the fact of the case to be that a tire-slash-
ing statement was not made to him, nor any utterance pos-
sibly heard to be such.
Connie (Conception) Pedraza—This witness presented an
enigmatic demeanor in the strict sense, however on balance
her testimony was unconvincing. It showed little comprehen-
sion of actual facts, instead being vague and given to vacilla-
tion. Before her testimony concluded she had seemingly re-
signed herself to conveniently uttering words without mean-
ing, connectedness, consistency or truth. In consequence she
is fully discredited.
Santiago Lazo—This witness exhibited an adequately con-
vincing demeanor, such that I credit his denial of having
made the tire-slashing remark. In doing so I do not rely on
the verbal demonstration of his ability to do so. The phonic
result of this demonstration was such that I did not consider
it created comprehensible English language words. It was in-
stead only strange and unnatural, however that leaves open
the question of whether intentionally slurred by Lazo or ut-
tered without a true ability to form necessary word sounds
of his nonnative language. Overall the demonstration sup-
ported his denial of having uttered the threat, however I ex-
pressly decline to rely in any way on this unusual mode of
proof. Beyond that I accord Lazo credence.
Karl Lechow—This is another voluble individual. Lechow
testified with smug overassurance and self-congratulatory
asides as to organizing skills and instincts. Plainly he is ex-
perienced from more than 20 years in the field, however the
issue is credibility. The Employer has assailed this in perhaps
more harsh terms than for any other opposing witness. My
own assessment, except for believing that during animated
close quarters he did lightly press Kampelman’s upper body,
is that Lechow had basically genuine intentions at telling the
truth. This, to me, was the ultimate sense from an observa-
tion of demeanor complicated by the extent of testimony, the
subject matter, and the intrinsic awkwardness of the episode
described. I am also quite aware of the extreme partisan in-
terests harbored by Lechow, as well as others attached to the
Unions whose credibility assessment shall follow. Overall,
however, I credit the significant denial by Lechow that Lazo
uttered any remark as the Kampelman visit concluded that
could have been taken as a tire-slashing threat.
Ted Pappageorge—This individual showed an adequate
intention to express the more accurate version of statements
made in the course of his home visits which the case con-
cerns. It is actually true that Pappageorge’s credibility is en-
hanced because of the extremely low esteem which I hold for
the Lints’ and Toms’ testimony. However his appearance,
mannerisms, and delivery were such that he is independently
believable on demeanor grounds alone, and it is that basis
which I use to accept his versions of the dialogues that were
exchanged.
Kevin Kline—This individual is the person at the very cen-
ter of the Unions’ entire organizing goal, and critically in-
volved in several of the more complicated allegations of the
complaint. Although glib and possessed of maximum partisan
interests, I found his testimonial demeanor to be persuasively
favorable. Kline was candid-seeming and promptly forthright
in his answers. He maintained notable consistency in the nu-
merous times he was required to repeat conversational se-
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HOTEL & RESTAURANT EMPLOYEES LOCAL 226 (SANTA FE HOTEL)
quences or reconstruct how a particular subject unfolded be-
tween speakers or in a group setting. I fully credit his ade-
quately convincing testimony, and on that basis accept his
version of the operative episodes which are pleaded in the
three final allegations of paragraph 6 of the complaint.
E. Discussion of Other Contentions
There are numerous collateral contentions made by the
parties as they seek a favorable impact from evidence in the
case. Taking first that of General Counsel, I note points
made as to contradictions respecting details of the Lechow-
Lazo visit with Kampelman. General Counsel also notes that
Lazo’s English language fluency should have been markedly
better than he would have it appear. Further, General Coun-
sel notes that as a Frontier Hotel striker Lazo could be
viewed as plainly biased and possessed of personal interest
in the outcome of these proceedings. I have considered the
disparate description made by Lazo as compared to Lechow
of the tone, and voice levels at the Kampelman home
entryway, but do not consider it of great significance. As to
Lazo himself, this 53-year old, somewhat traveled man has
had adequate personal and cultural exposure to the English
language, and in fact began his testimony with English re-
sponses even though an interpreter was provided. This point,
while valid to advance, subordinates to the universal notion
of demeanor impression, and it is that by which I have cred-
ited Lazo. His claimed bias is an indirect one, and while
noted I do not accord further weight to it. Finally General
Counsel notes that Respondent did not call any corroborating
employee witnesses as to how the home visits were generally
carried out. In a case rife with unschooled perceptions and
serious misperceptions, I see no reason to fault Respondent
for not calling witnesses beyond the absolute minimum nec-
essary to directly confront allegations of the complaint.
The Employer contends that Pappageorge and Lechow dis-
played a page of the Sahara/Hacienda labor contract con-
stituting the ‘‘union security’’ article to Toms, in a contrived
effort to convince her that union membership was inevitable
at the Santa Fe. While a page to this effect does exist, and
the union security language is neutralized or made contingent
on a change in state law, the more important fact is that I
believe Toms is mistaken in claiming to have seen this.
Pappageorge and Lechow both credibly denied showing it to
her, and I am satisfied that she has confused it with the simi-
lar appearing ‘‘union again’’ page regarding the parties’
memorandum of agreement as to future organizing of prop-
erties, but excepting the Santa Fe from management’s agreed
‘‘positive approach’’ as to unionized properties. This is the
document displayed and discussed with her in explanation of
how the Unions were legitimately able to attempt a win of
bargaining rights at the Santa Fe.
The Employer and General Counsel contend that
Pappageorge ‘‘admitted’’ telling employees they ‘‘could eas-
ily be fired.’’ This skirts the more controlling evidence that
the Unions’ ‘‘rap’’ involved a lawful two-part commentary
on job security. The first part was a simple ideological argu-
ment that having a union would provide a structured, experi-
enced organization to assist in reversing adverse job action.
The second part was the tactical point that by wearing a
‘‘Yes’’ button openly at work, a person would have the basis
to establish how their preference for collective representation
was known, and that this factor would, to that extent, tend
to be proven in a formal protest against discrimination.
Additionally, Pappageorge admittedly told employees, as
Kline believed was so, that by signing an authorization card
employees had become ‘‘members of Respondent.’’ Regard-
less of the accuracy of claiming this, the point remains that
if in error this belief alone does not threaten employees in
any manner impacting the election, particularly when agents
of Respondent consistently explained that no dues-paying ob-
ligation arose at this initial point of union organizing. Also,
it is contended Kline’s inconclusive consideration of whether
to prompt Arnold Robles into saying he was wearing a union
button at the time of being fired, and relatedly whether to
file Board charges on behalf of Arnold Robles and over
Jaime Pedraza being fired, shows that Kline knowingly em-
braced ‘‘false’’ charges. This argument fails because the only
involvement was Kline thinking about it, and upon weighing
known facts taking no action.
General Counsel contends that paragraph 6(e) of the com-
plaint is supported because of ‘‘context’’ to a statement of
Kline to Blanca Maltese that people who cross a picket line
lose their jobs. The situation referred to was a past instance
known to Kline of Arnold Maltese having taken a job at the
Horseshoe casino hotel (Binion’s) while a strike was in
progress. Arnold Maltese was subsequently released as a re-
placement employee subordinated to a returning striker.
Kline’s commentary on this event, and indeed the coolness
later experienced by Arnold Maltese from personnel at the
Unions’ hall, does not amount to an unfair labor practice or
support any inference that Kline’s testimonial denials are in-
valid.
The Unions contend that the Employer artificially rehired
Jaime Pedraza and Arnold Robles in order to obtain testi-
mony from them which would support the Employer’s litiga-
tion position here. Although the Unions have prevailed with
respect to oral testimony of Jaime Pedraza on demeanor
grounds, I comment on this contention. As noted above, Ar-
nold Robles had been fired for fighting on the premises in
late July, and Jaime Pedraza was fired in early September for
an accumulated record of not clocking in to work. As to both
such terminations the Unions’ representatives had made in-
conclusive suggestions about helping them get their jobs
back.
After the election in around late October Esperanza
Robles, Arnold Robles, and Jaime Pedraza appeared at the
office of Denise Stoker, the executive housekeeper and porter
manager. Both men had worked satisfactorily under her su-
pervision, however Arnold Robles was fired over her protest
by the Employer’s security department, while Jaime Pedraza
was fired because of his incessant disregard of the clocking
in rule. Jaime Pedraza explained to Stoker that the purpose
in appearing was to give her their written statements for the
‘‘proper people’’ to see. He described his own as a statement
of harassment of himself and his family. The upshot was
contact to General Manager Henry Ricci who read both state-
ments, and an ultimate reinstatement to work of both Arnold
Robles and Jaime Pedraza. Stoker had learned from Ricci
that he knew Arnold Robles was the son of Esperanza. The
fuller context of these dynamics is that the Santa Fe, over
Ricci’s name, had promptly issued a postelection notice to
employees soliciting contact from any employee believing
themselves harassed or threatened. A second notice soon
836
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
after this went further in requesting ‘‘help’’ from employees
to provide ‘‘evidence in support’’ of the Employer’s objec-
tions to the election.
While an inference can be drawn from these events, I de-
cline to do so. The Employer’s policies as to discharge and
reinstatement are not so settled as to disallow exceptions in
particular cases. Manager Stoker was favorably inclined to-
ward both Arnold Robles and Jaime Pedraza, and turnover
in the positions involved is inferred to be high. This outlook
is not inconsistent with evidence from personnel records that
Jackie Failing, Lorna Smith, Jermanine McCormick, and
Frederick Wright were each rehired after having been pre-
viously involuntarily terminated from employment at the
Santa Fe. For these reasons I do not further discount the tes-
timony of Jaime Pedraza beyond discrediting it on demeanor
grounds.
There are also contentions that concern possible influence
to the testimony of other witnesses advanced by General
Counsel and the Employer. In the case of Alice Lints, she
had been promoted to booth cashier in February 1994 shortly
before the hearing opened, however this was explained to be
temporary in nature to fill in for a person on extended ab-
sence. Toms had also been granted medical benefits by the
Employer after a long delay extending into late 1993, and
was, in addition, promoted to her present supervisory posi-
tion with a $1.50-hourly-rate increase in December. Her ex-
planation established that for the first 1-1/2-year period of
employment in the bowling center she was classified as a
‘‘steady extra’’ employee and had signed an acknowledg-
ment of not receiving medical benefits. Insofar as her pro-
motion in December was concerned, Toms reconstructed
from the changing workforce how she was the most senior
person in line for the job, save only former incumbent
Jimmy Imasa who was not eligible because of being able to
work only part-time. Both Connie Pedraza and Blanca Mal-
tese were promoted in early 1994, to the respective positions
of food server and PBX operator. In both cases this resulted
from their each being the most senior person for a vacant po-
sition, and it was one they had both been known as aspiring
to during most of their earlier employment. In regard all the
above four instances, I do not assess the evidence, including
employment history documentation, and testimony of man-
agement personnel Anita McFarlin, hotel manager, Alvin
(Bud) Horn, bowling center manager, and John Sou, food
and beverage director, as amounting to a showing that favor-
able treatment was accorded by the employer to solicit and
acquire beneficial testimony from various individuals. I thus
disregard the suspicions of undue influence, and rest my dis-
crediting of these witnesses as to principal issues of the total
case, as done with Jaime Pedraza, on the demeanor grounds
alone that are stated above.
CONCLUSION OF LAW
I sum up the overall treatment of allegations and conten-
tions founded in paragraph 6 of the complaint by rendering
a conclusion of law that Respondent has not in any manner
violated the Act.
THE REPRESENTATION CASE
A. Objection No. 1
Michael Dias, presently employed at the Santa Fe as a
barback, provided testimony in regard to this objection. He
was one of the individuals participating with some regularity
in activities of the Unions’ in-house organizing committee.
This will be set forth in more detail with the discussion of
Objection 5 below.
Dias testified that when the election became imminent he
was instructed to talk with other employees and invite them
to meet at a trailer so that a bloc voting for the Joint Peti-
tioners could be carried out. Dias vaguely believed such an
instruction originated from a Culinary Union representative.
He further understood that the Unions would park a rented
trailer outside the Santa Fe and offer rides toward the polling
area to those who showed up. He did not recall that during
the advance planning for this activity any mention was made
of keeping a record of who checked in at the trailer. A large
4-by-10 foot size listing of all eligible voters’ names was,
however, mounted on the side of the trailer. Other acces-
sories to this trailer siting were a Culinary Union banner
staked in the ground next to it, and a pull trailer showing the
union name.
The trailer in question was parked off a public road from
which the view line was generally toward the rear of the
overall casino facility. It looked across the road, and through
a locked, chain-link fence toward the large and prominently
marked ice-skating arena and bowling center. The fence was
a containment boundary for a large casino customer parking
area, as such spread around from the main front of the facil-
ity where primary parking space was located, and accessible
by turning off the main highway passing the Santa Fe. The
actual polling place was inside this back portion of the facil-
ity, reached by entering the ice-skating arena space and pro-
ceeding through the entire bowling center to the actual room
in which this Board-supervised election activity was fulfilled.
To the unspecified extent that Dias was present during the
election hours of September 30 and October 1, he observed
that employees would appear at the trailer and be invited for
a van ride traveling the streets necessary to reach the Santa
Fe’s front entrance and proceed around to where the ice-skat-
ing arena was situated. The vans were rented vehicles with
no identifying signs on them. He was a volunteer van driver
for the persons who used this assistance in the process of
voting. The actual point of passengers leaving the van after
the U-shaped transit of about one-half mile around the Santa
Fe’s perimeter was a point 20–30 feet from the ice-skating
arena entrance, after which employees would walk inside and
through the adjoining bowling center to the interior polling
place. This total foot travel was estimated at 40 yards. There
is no evidence that Dias, or any other employee committee
member, or any staff representative of the Unions, accom-
panied any voter more close to the polling area than this de-
scribed point.
Dias found the participation a ‘‘pretty exciting’’ time, and
that he undertook a ‘‘little bit’’ of conversation with his rid-
ers as to whether they were about to vote ‘‘yes.’’ This was
a matter of his own personal curiosity, and not all van riders
837
HOTEL & RESTAURANT EMPLOYEES LOCAL 226 (SANTA FE HOTEL)
gave him an answer. Dias testified that he had not been in-
structed by anybody to make this inquiry. He did recall that
when voters arrived back at the trailer on a return van ride,
their names were highlighted on the master list by a colored
marker. Dias understood the significance of such marking to
be that it meant the person had ‘‘showed up.’’
The scope of Objection 1 must first be established. Here
the Employer relies on American Safety Equipment Corp.,
234 NLRB 501 (1978), holding that a Regional Director can-
not properly ignore evidence relevant to the conduct of an
election simply because such is not specifically mentioned in
a party’s objections. The Unions’ countervailing argument is
that a party is not allowed to raise allegations of misconduct
beyond those given in timely filed objections. Rhone-
Poulenc, Inc., 271 NLRB 1008 (1984).
This explicit and timely Objection 1 based on principles
of regulated electioneering did not suggest any other basis
related to this activity. Yet the posting of an employee list
was prominently done and maintained during the entire 2-day
period of the election. The Employer’s own Exhibit 9, a 17-
cut series of local area television station reporting of the im-
portant election shows that early in the process, and by fre-
quently repeated footage, the Unions’ trailer and the general
scene around it was apparent. The departmentalized list of
voters was sufficiently large in size as to give notice that
some use would be made of it. In these circumstances I do
not believe the Employer can avoid the consequence of being
responsible to particularize all conduct associated to the
highly visible trailer. It did, after all, remain in place for a
minimum of 36 hours, and from what is known the list was
evident during the entire time.
In such circumstances I believe Rhone-Poulenc is more
controlling of the question whether the Employer may enjoy
an entitlement to litigate voter list doctrine without having
timely specified that factor in an objection. Rhone-Poulenc
requires that an exception would need to be based on the
clear and convincing showing of evidence not only being
newly discovered but also previously unavailable. It cannot
be said that such evidence was previously unavailable when
the near-constant feature television reporting of this election
showed the very basis of this supplemental claim. To hold
otherwise would tolerate ‘‘piecemeal submissions’’ of objec-
tions, an undesirable consequence noted by the Board in
Framed Picture Enterprise, 303 NLRB 722 (1991), where
the Regional Director had obtained the relevant information
during an unfair labor practice investigation based on
preelection charges. See also Burns International Security
Services, 256 NLRB 959 (1981). For this reason I conclude
that electioneering doctrine alone may properly be considered
the scope of Objection 1.
The source of guidance in resolution of electioneering-
rooted objections is the frequently cited rule of Milchem,
Inc., 170 NLRB 362 (1968). This case established fundamen-
tal barriers to electioneering in which nearness to the polling
place, duration of behavior in question, and a need to pro-
hibit any last minute unfairness of advantage between parties,
all to be applied with ‘‘a sense of realism,’’ were key factors
in determinations. Here the electioneering, while not actually
silent, was principally a visual and logistical process of as-
sembly, voluntary unity, and final vehicular transportation to
vote. The trailer scene was distant from even the point where
voters started foot passage to the windowless voting room,
but also innocuously unaffecting of those employees who
chose to reach the polling area by their own general transpor-
tation independent of reliance on any party and guided only
by the official postings of election details. I believe the
Unions have correctly cited O’Brien Memorial, 310 NLRB
943 (1993), to the extent that case resolved certain employer
Objections 11 and 12 relating to a parking lot gathering and
union-inspired ‘‘vote yes’’ chanting. Even then the Board de-
nied review of a Regional Director’s supplemental decision
that overruled these objections on the basis that not only was
the conduct not within the voting area but could not even be
heard there. This is the exact opposite of cases where, such
as in Pepsi-Cola Bottling Co., 291 NLRB 578 (1988), a
‘‘boisterous’’ gauntlet had to be passed through by voters,
and the close election results involved left uncertain whether
a free choice had been insured. See also Rheem Mfg. Co.,
309 NLRB 459 (1992). I thus conclude that the spotting of
this trailer, festooned though it was, and its use as a base of
transporting voluntarily appearing employees, did not con-
stitute objectionable election conduct.
On the arguably alternative grounds that the Employer has
here validly raised the improper keeping of a voter list, I
would not in any event be persuaded by the authority of
Marathon Le Tourneau Co., 208 NLRB 213 (1974), or Days
Inn Management Co., 299 NLRB 735 (1992), as cited by the
Employer. In these cases there was no legitimate or under-
standable reason for employees to see their names being as-
sociated with the voting; whereas here their entire presence
in the cycle of trailer-based activity was both voluntary and
done in response to an invitation from the Joint Petitioners.
In a significant item of testimony that I do specially credit,
Toms recalled how Pappageorge made a preelection invita-
tion that she ‘‘go to a truck . . . off the property’’ in order
to proceed ‘‘with other union people that were gonna vote
yes.’’ Where such an invitation has been accepted, and the
ready alternative to unimpeded and confidential access to the
election process was unimpaired, I do not see that the Joint
Petitioners have breached any fundamental principle related
to the identification of NLRB voters. Cf. Red Lion, 301
NLRB 33 (1991).
B. Objection No. 2
In its brief the Employer states that with the exception of
Objection 1 (and 3) ‘‘the gravamen of the objections and the
allegations of the Complaint overlap.’’ Since I shall propose
that the entire complaint be dismissed, this Objection 2 is
necessarily without merit. The Employer has not expressly
briefed any presentation from the evidence as a whole that
would otherwise create support for Objection 2. Further, I do
not find any which would associate to the fair meaning of
this Objection as stated. Accordingly, this objection is found
not supported by credible evidence, and for that reason is
overruled.
C. Objection No. 3
The facts underlying this objection were not developed at
the hearing. It is apparently based on the Employer’s conten-
tion that floorpersons employed in the slot department were
included in the bargaining unit by the Regional Director’s
Decision and Direction of Election, contrary to its position
that they should have been excluded. In any event this objec-
838
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tion was not relitigated by express choice of the Employer,
and for that reason is overruled.
D. Objection No. 4
This objection is resolved on the same basis of overlap-
ping allegations as for Objection 2 above. The subject matter
of Objection 4 is an explanation by agents of Joint Petition-
ers that open support of the organizing drive would tend to
improve job security at the Santa Fe. Such an explanation
could not reasonably be taken as a threat. In Smithers Tire,
308 NLRB 72 (1992), the Board restated its test of whether
‘‘a remark can reasonably be interpreted by an employee as
a threat.’’ The remark, or admittedly repeated remarks of
such agents here, is merely a partisan claim. There is no sep-
arate contention by the Employer, nor existence of additional
evidence, that would permit Objection 4 to survive the entire
complaint being dismissed. Accordingly, this objection is
found not supported by credible evidence, and for that reason
is overruled.
E. Objection No. 5
This objection most directly raises the issue of whether the
Unions’ employee committee of in-house supporters created
an agency status as to activities carried out by its members.
I therefore choose it to deal with the ‘‘second legal issue’’
of the case, as correctly described in the Employer’s brief,
that being whether persons participating in the employee
committee were agents of the Joint Petitioners in terms of
consequence flowing from their verbal statements.
The overall organizing task force of the Joint Petitioners
could be thought of as a pyramid. At the top, headed by
Kline, was an overall group of 10 regular staff representa-
tives, 7 of whom resided in Las Vegas. Each home visit was
conducted by a regular Culinary Union staff member, and to
the extent possible this person was accompanied by a sched-
uled member of the employee committee. The training given
to regular staff members by Kline was more intensive and
specialized than that made available to employee committee
participants. These latter individuals were not compensated
for their time devoted to the campaign, although in Lazo’s
case he was given a compensatory credit against his picket-
ing time obligation at the Frontier Hotel. Kline and his regu-
lar staff members repeatedly made clear to employee com-
mittee participants that they were to be the Unions’ ‘‘eyes
and ears in the hotel,’’ and they were provided prounion lit-
erature and buttons as well as being solicited to accompany
a staffer on home visits to facilitate home entry and initial
willingness of the resident to engage in conversation. The
composition of the employee committee was an elastic num-
ber of about 50, as participants joined or dropped out at will.
Dias had involved himself with the employee committee
around early 1993. He testified that the group met at the
union hall each Tuesday to receive information. Dias himself
attended about 15 meetings. Participants were allowed to
pick up a special employee button reading ‘‘Committee
Leader’’ for the Culinary Union. This was not an elected or
formally designated capacity, on the contrary attendees were
merely ‘‘welcome’’ to take such a button if they chose. Dias
denied that participants received any compensation from the
Joint Petitioners. In the course of such meetings Kline would
typically display fliers and explain how to talk with fellow
employees regarding wages in relation to becoming union-
ized. Dias recalled how volunteers were solicited by Kline
and Pappageorge to assist in the making of home visits, how-
ever Dias himself never went out on one. Dias understood
from this that the Unions felt an accompanying employee
would put the visited employee more at ease, and he added
that few on the employee committee were really knowledge-
able about unions or how to make an influential presentation
on their own. Finally, Dias knew nothing about the schedul-
ing of employee committee participants for home visiting, a
feature of committee activity about which Kline had credibly
testified.
The status of persons participating in and identified with
the employee committee is brought into question because
Connie Pedraza testified that two hostesses in her work area
burdened her with discriminatory assignments and a food
server uttered crude or obscene criticism at her for having
abandoned any open support for the Joint Petitioners. The
Employer contends such conduct is imputable to the Joint
Petitioners under agency principles. The Employer also con-
tends that any testimony describing rank-and-file employees
who fairly identified themselves as union activists should be
considered on the agency issue in regard to any home visit
ever made, threatened damage to vehicles, or harassment of
nonactivist employees while they were at work.
Factors advanced by the Employer are that employee com-
mittee members were recruited, trained and given assign-
ments by the Unions. The cost of committee literature and
buttons was paid by the Unions, whose office telephone
numbers appeared on handouts. A leaflet of general distribu-
tion was put out in the name of the ‘‘Union Organizing
Committee’’ as an update on its organizing campaign. Fur-
ther, a multipage graphic printing of pictures and brief state-
ments from various employees referred to them as ‘‘the
Union’’ and ‘‘the Union Committee.’’ The Employer relies
primarily on L & J Equipment Co., 278 NLRB 485 (1986).
However that Supplemental Decision and Order was an
adoption of a Third Circuit remand as law of the case.
I believe Joint Petitioner’s reliance on Advance Products
Corp., 304 NLRB 436 (1991), is more controlling, for there
as the case here the array of paid union organizers was ap-
propriate to the size of the unit, while being constantly and
prominently involved in the campaign. See also Bristol Tex-
tile Co., 277 NLRB 1637 (1986). Board decisions show
much consistency over the years in regard to what conditions
and configurations amount to agency status of an in-house
employee committee. In Cambridge Wire Cloth Co., 256
NLRB 1135 at 1138–1139 (1981), the Board observed pre-
liminarily that employee-members of such a committee are
not, ‘‘simply by virtue of such membership,’’ agents of a
union for purposes of adjudicating threats and statements.
Such an employee-member was also noted to be strictly vol-
untary and not paid for their activities.
These and other considerations have been continued into
more recent times. In S. Lichtenberg & Co., 296 NLRB 1302
(1989), the Board held no agency status existed where the
group of self-designated individual employees became a
‘‘somewhat transitory, amorphous group,’’ adjunct to a pro-
fessional union staff which personally and actively directed
the union’s election campaign. Further the Board noted that
when such in-plant organizers engaged in conduct that was
claimed to be objectionable, they did not represent this to be
839
HOTEL & RESTAURANT EMPLOYEES LOCAL 226 (SANTA FE HOTEL)
2 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
done in the capacity of an organizer or that their views were
those of the union involved. In Windsor House C & D, 309
NLRB 693 (1992), an international union representative was
regularly responsible for the organizing campaign, while the
employee committee had no formal structure with member-
ship open to any interested attendee at union meetings and
their support given voluntarily without pay. As these latter
cases best describe the workings of the employee committee,
I conclude that its collective members did not have an agen-
cy status to the Joint Petitioners. Accordingly, Objection 5 is
overruled.
F. Objection No. 6
This objection is partially governed by the resolutions that
apply to Objections 2 and 4 above. I have discredited any
testimony of a generalized nature from the Employer’s wit-
nesses which would track the language of this objection. On
the contrary I credit testimony of union agents to the effect
that they consistently explained only the lawful basis of com-
pulsory union membership, and the extent to which this was
affected by Nevada state law. The testimony of Toms re-
quires special comment because of her assertion that a page
of contract language was actually shown to her in which the
consequence of compulsory union membership appeared.
However, I have discredited Toms, and this evaluation also
applies to her special comment on the point, about which I
clearly believe she is mistaken. Accordingly, I conclude that
this objection is not supported by credible testimony, and is
therefore overruled.
G. Objection No. 7
The only claimed evidence in support of this objection is
testimony of Toms that on a visit by Pappageorge to her
home he displayed a sample ballot to her with an ‘‘X’’
marked for the Joint Petitioners. Nothing about this sparse
evidence permits a showing that such action other than meets
the new test of Irvington Nursing Care Services, 312 NLRB
594 (1993), in such matters. The presumed encouragement
and illustration of a vote for Joint Petitioners would not lead
a person to believe that the Board had actually endorsed one
of the parties in an election. Such an endorsement is em-
phatically disavowed by prominent language now appearing
as a ‘WARNING’ on official Board ballots. Given this plain
information that markings on the sample ballot would have
been made by ‘‘someone other than the NLRB,’’ Toms could
not have been improperly influenced by such conduct. Ac-
cordingly, I conclude this objection is without merit as a
matter of law, and is therefore overruled.
H. Validity of Election
The employer has argued generally that the necessary lab-
oratory conditions for conduct of this election were ‘‘seri-
ously impaired’’ as to warrant it being set aside. However,
I have found from the credible evidence, and materially rel-
evant documentary evidence, that neither unfair labor prac-
tice conduct nor the commission of any of the objected to
matters has occurred. Certainly there was extensive activity
by agents of the Joint Petitioners, by persons who continu-
ously or from time to time served earnestly on the in-house
employee committee, and indeed by individual employees
with opinions to express or criticisms to voice against others
not sharing their views. There is not, however, any showing
that in this large 600-employee unit any atmosphere of fear
and coercion arose as to suggest that a free choice in the
election could not be made by each person eligible to vote.
For this reason the doctrine of Westwood Horizons Hotel,
270 NLRB 802 (1984), Picoma Industries, 296 NLRB 498
(1989), and cases of similar import relied on by the Em-
ployer are not germane to a holding here. On the contrary,
citing Picoma, id. at 500, I find that ‘‘the credited evidence,
evaluated cumulatively’’ shows that the necessary laboratory
conditions for this election remained intact, and in particular
where the ‘‘change of only a few votes’’ would not have led
to a different result. Accordingly, I confirm this election and
shall recommend issuance of an appropriate certification.
Disposition
On these findings of fact and conclusions of law and on
the entire record, I issue the following recommended2
ORDER
The complaint is dismissed.
IT IS FURTHER ORDERED that a certificate of representative
issue to the Joint Petitioners in the following appropriate bar-
gaining unit:
All full-time and regular part-time employees employed
by the Employer at its Las Vegas, Nevada facility, in
the following classifications and departments, including:
all front desk, PBX, valet parking, courtesy bus driver,
warehouse, receiving, slot mechanic, food and bev-
erage, housekeeping, bowling alley, ice rink, gift shop,
nursery, and slot department employees, EXCLUDING
engineering and maintenance employees, casino table
game employees, keno, bingo, race and sport book em-
ployees, office clerical employees, confidential employ-
ees, guards, and all other employees, and supervisors as
defined in the Act.