327 NLRB 339
Ekstrom Electric, Inc.
EKSTROM ELECTRIC, INC.
317
Ekstrom Electric, Inc. and International Brotherhood
of Electrical Workers, Local 461, AFL–CIO. Cases
13–CA–34882, 13–CA–36066, 13–CA–36168, 13–
CA–36605, 13–CA–36606, 13–CA–36617, 13–CA–
36624,
13–CA–36641,
13–CA–36642,
13–CA–
36643,
13–CA–36644,
13–CA–36652,
13–CA–
36666, 13–CA–36778, 13–CA–36780, and 13–CA–
36826
December 31, 1998
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND BRAME
On August 31, 1998, Administrative Law Judge Wil-
liam G. Kocol issued the attached decision. The General
Counsel filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions1 and brief and has decided to
affirm the judge’s rulings, findings, and conclusions and
to adopt the recommended Order as modified.2
The General Counsel has excepted to the judge’s fail-
ure to find that the Respondent violated Section 8(a)(5)
and (1) by failing and refusing to provide the Union with
requested copies of disciplinary records regarding unit
employees. The judge declined to rule on this allegation
on the grounds that it had not been alleged in the com-
plaint, and the General Counsel had not moved to amend
the complaint to include this allegation. Contrary to the
judge, the record discloses that, on May 27, 1998, the
General Counsel moved to amend the complaint to in-
clude this allegation. The record also shows that the
judge granted the motion and admitted into evidence the
amendment to the complaint.3 Accordingly, we find that
the allegation is before us.
We are, however, unable to determine the merits of
this allegation on the basis of the record before us. In this
regard, there is no dispute that the Union requested cop-
ies of the unit employees’ disciplinary records by letter
dated November 18, 1997.4 However, the record contains
contradictory testimony on the question of whether the
documents were, in fact, provided. Thus, the Respon-
dent’s owner, Ron Ekstrom, testified that he provided the
Union with disciplinary records at the parties’ December
3, 1997 bargaining session. In contrast, Union Organiz-
ing Coordinator Richard Murphy, and Ron Howard, who
was one of the Respondent’s negotiators, testified that
Ekstrom told the Union that no such documents existed.
Union Business Manager Gerry Branson testified that
Ekstrom told him that some disciplinary records did exist
but that he never provided them to the Union. Under
these circumstances, we shall sever the allegation and
remand it to the judge for the purpose of making credibil-
ity determinations, findings of fact, and conclusions of
law.
1 The Respondent has not excepted to any of the unfair labor prac-
tices found by the judge.
2 We have modified the Order to more closely reflect the violations
found and to correct certain inadvertent omissions.
3 G.C. Exh. 35.
4 G.C. Exh. 18.
ORDER
The National Labor Relations Board orders that the
Respondent, Ekstrom Electric, Inc., Batavia, Illinois, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Telling employees to remove their union hats and
T-shirts while they are at work.
(b) Giving employees the impression that their union
activities are kept under surveillance.
(c) Threatening employees with unspecified reprisals
because they support a union.
(d) Threatening to close the facility and relocate it be-
cause employees support a union.
(e) Threatening to discharge or lay off employees be-
cause they support a union.
(f) Interrogating employees concerning their union ac-
tivity and sympathy and the union activity and sympathy
of other employees.
(g) Instructing employees to report the union activity
of other employees.
(h) Telling employees that they are discharged, be-
cause they support a union.
(i) Threatening employees that they would not receive
a wage increase, because they supported a union.
(j) Giving the impression to employees that their union
activities will be futile.
(k) Falsely blaming the Union for the smaller Christ-
mas bonus given to employees.
(l) Threatening employees with bodily harm, because
they engage in union activity.
(m) Refusing to continue to permit employees to use
company-owned vehicles, because the employees en-
gaged in a lawful strike.
(n) Reassigning employees from commercial work to
residential work because the employees supported a un-
ion.
(o) Discharging, laying off, reducing the pay of, or
eliminating overtime work for, or otherwise discriminat-
ing against employees, because they engage in union
activity.
(p) Failing to provide the Union with information con-
cerning the location of its jobsites.
(q) Failing to provide the Union with a copy of an ex-
planation of its health insurance coverage.
(r) Unilaterally eliminating use of company-owned ve-
hicles for transportation purposes, reassigning employees
from doing commercial work to doing residential work,
reducing the rate of pay for an employee, and eliminating
the overtime work for an employee.
327 NLRB No. 67
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
318
(s) Failing and refusing to bargain in good faith with
the Union over terms and conditions of employment for
the employees in the bargaining unit.
(t) In any other manner interfering with, restraining, or
coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Warren Andrews, Greg Goorsky, Reginald Finegan,
Martin Fredian, Stephen Sidbeck, Peter Sutter, Dwight
Hartman, Nathan Dunaway, Richard Caddy, Peter Sivek,
and Dale Jurgerson full reinstatement to their former jobs
or, if those jobs no longer exist, to substantially equiva-
lent positions, without prejudice to their seniority or
other rights or privileges previously enjoyed.
(b) Make Warren Andrews, Greg Goorsky, Reginald
Finegan, Martin Fredian, Stephen Sidbeck, Peter Sutter,
Dwight Hartman, Nathan Dunaway, Richard Caddy, Pe-
ter Sivek, and Dale Jurgerson whole for any loss of earn-
ings and other benefits suffered as a result of the dis-
crimination against them in the manner set forth in the
remedy section of the judge’s decision.
(c) Make Anthony Karbowski and Imre Denes whole
for the losses they suffered as a result of the discrimina-
tion against them, and restore the practice that existed
before the discrimination against them, both in the man-
ner set forth in the remedy section of the judge’s deci-
sion.
(d) Within 14 days from the date of this Order, restore
the wage rate and overtime opportunities to Dale Jurger-
son in the manner set forth in the remedy section of the
judge’s decision.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharges
and layoffs and, within 3 days thereafter, notify the em-
ployees in writing that this has been done and that the
discharges and layoffs will not be used against them in
any way.
(f) Furnish to the Union in a timely fashion the infor-
mation requested by the Union on November 7 and 18,
1997 concerning the location of the Respondent’s job-
sites and an explanation of the Respondent’s health in-
surance coverage.
(g) On request, bargain in good faith with the Union as
the exclusive representative of the employees in the fol-
lowing appropriate unit concerning terms and conditions
of employment and, if an understanding is reached, em-
body the understanding in a signed agreement:
All full-time and regular part-time electricians, electri-
cians-in-training, employed by the Respondent at its fa-
cility currently located at 106 North Raddant Road, Ba-
tavia, Illinois, but excluding office clerical employees,
professional employees, guards, and supervisors as de-
fined in the Act, and all other employees.
(h) Treat the initial year of certification as beginning
on the date the Respondent complies with this Order.
(j) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back-
pay due under the terms of this Order.
(k) Within 14 days after service by the Region, post at
its Batavia, Illinois facility copies of the attached notice
marked “Appendix.”5 Copies of the notice, on forms
provided by the Regional Director for Region 13, after
being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respon-
dent to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that, during
the pendency of these proceedings, the Respondent has
gone out of business or closed any of the facilities in-
volved in these proceedings, the Respondent shall dupli-
cate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed
by the Respondent at any time since August 22, 1996.
(l) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps the Respondent has taken to comply.
IT IS FURTHER ORDERED that the allegation that
the Respondent violated Section 8(a)(5) and (1) of the
Act by failing and refusing to provide the Union with
copies of the disciplinary records of unit employees is
severed and remanded to Administrative Law Judge Wil-
liam G. Kocol for the purpose described above.
IT IS FURTHER ORDERED that the judge shall pre-
pare and serve on the parties a supplemental decision
setting forth credibility resolutions, findings of fact, con-
clusions of law, and a recommended Order, on the basis
of the existing record, as appropriate on remand. Copies
of the supplemental decision shall be served on all par-
ties, after which the provisions of Section 102.46 of the
Board’s Rules and Regulations shall be applicable.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
5 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
EKSTROM ELECTRIC, INC.
319
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these pro-
tected concerted activities.
WE WILL NOT instruct our employees to remove
their union hats and union T-shirts while at work.
WE WILL NOT give the impression to our employees
that we are keeping the union activities of employees
under surveillance.
WE WILL NOT threaten our employees with reprisals
because they support a union.
WE WILL NOT threaten to close our facility and relo-
cate it because our employees support a union.
WE WILL NOT threaten to discharge or lay off our
employees because they support a union.
WE WILL NOT coercively interrogate our employees
concerning their union activity and support and the union
activity and support of other employees.
WE WILL NOT instruct our employees to report the
union activity of other employees.
WE WILL NOT tell our employees that they are fired
because of their union support.
WE WILL NOT threaten our employees that we will
withhold wage increases, because they support a union.
WE WILL NOT give the impression to our employees
that their union activity will be futile.
WE WILL NOT falsely blame the Union for the
smaller amounts given as a Christmas bonus.
WE WILL NOT threaten our employees with bodily
harm because they support a union.
WE WILL NOT refuse to permit our employees to
continue to use company-owned vehicles, because those
employees engaged in a lawful strike.
WE WILL NOT reassign our employees from com-
mercial work to residential work, because they support a
union.
WE WILL NOT reduce they pay rate of our employees
because they support a union.
WE WILL NOT eliminate overtime from our employ-
ees because they support a union.
WE WILL NOT discharge, lay off, or otherwise dis-
criminate against our employees, because they support a
union.
WE WILL NOT fail or refuse to provide the Union
with relevant information that it has requested.
WE WILL NOT unilaterally change the terms and
conditions of employment of our employees who are
represented by the Union.
WE WILL NOT fail or refuse to bargain in good faith
with the Union.
WE WILL, within 14 days from the date of the Board's
Order, offer Warren Andrews, Greg Goorsky, Reginald
Finegan, Martin Fredian, Nathan Dunaway, Peter Sivek,
Stephen Sidbeck, Peter Sutter, Dwight Hartman, Richard
Caddy, and Dale Jurgerson full reinstatement to their
former jobs or, if those jobs no longer exist, to substan-
tially equivalent positions, without prejudice to their sen-
iority or any other rights or privileges previously en-
joyed.
WE WILL make Warren Andrews, Greg Goorsky,
Reginald Finegan, Martin Fredian, Nathan Dunaway,
Peter Sivek, Stephen Sidbeck, Peter Sutter, Dwight
Hartman, Richard Caddy, and Dale Jurgerson whole for
any loss of earnings and other benefits resulting from
their discharge or lay off, less any net interim earnings,
plus interest.
WE WILL make Anthony Karbowski and Imre Denes
whole for any losses resulting from our unlawful refusal
to continue to permit them to use company-owned vehi-
cles, with interest, and WE WILL, on request by the Un-
ion, restore this practice as it existed before we engaged
in our unlawful conduct.
WE WILL restore the wage rate and overtime work for
Dale Jurgerson to the levels that existed before our un-
lawful conduct against him, and WE WILL make him
whole for any losses resulting from our unlawful con-
duct, with interest.
WE WILL, within 14 days from the date of the
Board’s Order, remove from our files any reference to
the unlawful discharges or layoffs of Warren Andrews,
Greg Goorsky, Reginald Finegan, Martin Fredian, Na-
than Dunaway, Peter Sivek, Stephen Sidbeck, Peter Sut-
ter, Dwight Hartman, Richard Caddy, and Dale Jurger-
son, and WE WILL, within 3 days thereafter, notify each
of them in writing that this has been done and that the
discharges or layoffs will not be used against them in any
way.
WE WILL furnish to the Union in a timely fashion the
information that it requested on November 7 and 18,
1997, concerning the location of our jobsites and an ex-
planation of our health insurance coverage.
WE WILL, on request by the Union, bargain in good
faith with the Union and reduce to writing and sign any
agreement reached concerning terms and conditions of
employment for our employees in the bargaining unit:
All full-time and regular part-time electricians, electri-
cians-in-training, employed by us at our facility cur-
rently located at 106 North Raddant Road, Batavia, Il-
linois, but excluding office clerical employees, profes-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
320
sional employees, guards, and supervisors as defined in
the Act, and all other employees.
WE WILL treat the Union’s initial year of certification
as beginning on the date that we begin complying with
this Order.
EKSTROM ELECTRIC, INC.
Diane E. Emich and Jessica Muth, Esqs., for the General Coun-
sel.
Stanley E. Niew, Esq. (Niew & Associates, P.C.), of Oak Brook,
Illinois, for the Respondent.
Richard Murphy for Charging Party, Local 461.
Robert Hutchinson for Charging Party, Local 701.
DECISION
STATEMENT OF THE CASE
WILLIAM G. KOCOL, Administrative Law Judge. This
case was tried in Chicago, Illinois, on March 25, 26, and 27,
April 6 and 7, and May 26 and 27, 1998. The charges listed in
the caption of this case were filed beginning January 29, 1997,1
and the order further consolidating cases, amended consoli-
dated complaint and notice of hearing (the complaint) issued
February 27, 1998. Two amendments to the complaint issued
prior to the trial. The complaint as amended alleges that Ek-
strom Electric, Inc. (Respondent) violated Section 8(a)(1) of the
Act by making various and numerous unlawful statements to
employees, violated Section 8(a)(3) and (1) by retaliating
against, discharging, and laying off several employees, and
violated Section 8(a)(5) and (1) by failing to provide the Inter-
national Brotherhood of Electrical Workers, Local 461, AFL–
CIO (Local 461 or the Union), with requested information, by
making unilateral changes in terms and conditions of employ-
ment, and by failing to bargain in good faith. The Respondent
filed a timely answer that denied the substantive allegations of
the complaint but admitted the filing of the charges, commerce,
jurisdiction, labor organization status, and relevant supervisory
allegations.
On the entire record,2 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, is engaged in the business of pro-
viding electrical contracting work from its facility in Batavia,
Illinois, where it annually derives gross revenues in excess of
$500,000 and purchases and receives goods and materials val-
ued in excess of $50,000 from suppliers who have purchased
the materials from outside the State of Illinois. Respondent
1 The various filing and service dates for the charges are as described
in the complaint. No party contends that the charges are inadequate to
support the allegations of the complaint or that the allegations of the
complaint are barred by Sec. 10(b) of the Act.
2 The General Counsel’s motion to correct transcript is granted only
to the extent it is unopposed by Respondent. Specifically, items 15, 22,
and 23 in the General Counsel’s motion are not granted for reason
stated by Respondent in its opposition. The General Counsel’s motion
is received into evidence as ALJ Exh. 1 and Respondent’s response is
received as ALJ Exh. 2.
admits and I find that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act and
that International Brotherhood of Electrical Workers, Local
701, AFL–CIO (Local 701) and Local 461 are labor organiza-
tions within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
As indicated, Respondent is engaged in the electrical con-
tracting business. It performs commercial and residential elec-
trical work. Ron Ekstrom is Respondent’s owner and supervi-
sor. In 1991 Respondent had a collective-bargaining relation-
ship with Local 701. During that year Respondent was fined
$7000 by Local 701 and ordered to pay about $40,000 in back-
pay and benefits to employees for contractual violations. That
same year Respondent filed an RM petition, and Local 701 lost
the election.
During the summer 1995 Ekstrom told employee Chris Con-
forti that if union agents came around he should tell them that
they are trespassing and not to talk to them. In February 1996
Conforti and other employees discovered that an employee was
a union member. They told Ekstrom this and he replied that he
would get rid of the employee. In about May 1996 Conforti
told Ekstrom that another employee was a union member. Ek-
strom replied that he was going to send the employee out to a
distant jobsite and then tell the employee that there was no
work at the site, and that when the employee called he would be
told to go home.3
In 1996 organizational activities began again among Re-
spondent’s employees. On July 24, 1997,4 Local 461 filed a
petition seeking an election to represent Respondent’s employ-
ees. Although both Local 461 and Local 701 actively partici-
pated in the organizing effort, only Local 461 filed the petition
because Respondent’s facility is located in Local 461’s geo-
graphic jurisdiction. On September 2, an election was con-
ducted among Respondent’s employees and Local 461 won by
a vote of 10 to 1. On October 27, Local 461 was certified as
the exclusive collective-bargaining representative for Respon-
dent’s employees.5 By the time of the hearing in this case, of
the 11 employees who voted in the election only 1 employee
remained employed by Respondent. That one employee is Matt
White who is the only employee who requested that the au-
thorization card that he had signed be returned to him.
B. The 8(a)(1) and (3) Allegations
1. Warren Andrews
The General Counsel alleges that Respondent unlawfully
discharged employee Warren Andrews on about August 23. In
early February 1996 Andrews met with Robert Hutchinson,
organizer for Local 701; Andrews was looking for work. Hut-
chinson sent Andrews to apply for work at Respondent. An-
drews applied for work on about February 10, 1996; he was
3 These facts are based on the testimony of Conforti, who I conclude
is a credible witness. Although he was a union member at the time of
the hearing, he was not alleged to be a discriminatee and thus had no
direct monetary stake in the outcome of this case. Ekstrom testified at
the hearing but did not deny these statements.
4 All dates are in 1997, unless otherwise indicated.
5 The unit is described as all full-time and regular part-time electri-
cians, electricians in training, employed by the Employer, but excluding
office clerical employees, professional employees, guards, and supervi-
sors as defined in the Act and all other employees.
EKSTROM ELECTRIC, INC.
321
hired by Ekstrom and began working that same day. Andrews
worked as a pipe installer while he was learning electrical
work. About 3 weeks later Ekstrom asked Andrews if the Un-
ion had sent him. Andrews answered no. On about March 6,
1996, Andrews overheard Ekstrom talking to another employee
while they all were working. Ekstrom talked about firing yet
another employee because he thought that employee was a
union snitch and that he couldn’t wait to get his hands on that
“son of a bitch” Hutchinson. He said that the Union was trying
to close him down and that if they tried he would open up a
new shop under the name of RJ Electric. On June 26, 1996,
Andrews attended a meeting of employees at Respondent’s
shop. At the meeting, Ekstrom handed out a piece of paper and
asked employees to write down how the company could be
improved. Andrews wrote down that it would benefit the em-
ployees if the company went union. Andrews repeated this
verbally during the meeting. Ekstrom responded that he would
not go union and made reference to the fines that he had paid
when Local 701 had represented the employees. After the
meeting Ekstrom told employee Chris Conforti that it would
never work if they went union, that they were all lying, and that
he would just close the doors and open up somewhere else. A
few days after the meeting Ekstrom told employee Conforti that
Andrews had “a lot of balls” bringing up the Union at the meet-
ing.6
Before Andrews openly expressed his union support he had
no work related problems with Respondent. However, after-
wards Ekstrom began to refer to Andrews in derogatory terms,
calling him “a fat lazy piece of shit” and that Andrews was a
slow worker and that he should lose some weight. On July 23,
1996, Andrews, along with another employee, was working on
a house in the Stonebridge project. Hutchinson visited the site
that day. Later that day Ekstrom told Andrews and the other
employee that if they were ever caught talking with Hutchinson
while they were working that they would be fired.7
In August 1996, Andrews began displaying a union bumper
sticker on the dashboard of his car. He gave a union cap to one
employee and a union T-shirt to another employee. He also
spoke to almost all the employees about the Union and how the
Union would benefit them. During the third week of August
1996 Andrews came to work with a union T-shirt and union hat
in his car. Ekstrom was not happy and told Conforti that he
wanted to know if Andrews wanted to be fired. As more fully
described below, on August 21, 1996, Ekstrom told Greg Goor-
sky, who at that time was an applicant for employment, that
Andrews was a union snitch who would be gone by Friday.
Later that same day Andrews heard from another employee that
he was going to be fired that Friday because Ekstrom felt that
Andrews was a union snitch. On August 22, 1996, the day
before he was fired, Andrews wore a union hat to work. Ek-
strom saw him wearing the hat and told him to take the hat off
and he did so. The next day Andrews wore the union hat and a
union T-shirt; and Ekstrom observed Andrews. This occurred
about 10 a.m. Ekstrom commented to employee Goorsky that
Andrews was gone. Ekstrom told Andrews to remove the union
T-shirt.8
6 The facts are based on the testimony of Conforti and Andrews.
Conforti in particular impressed me as a credible witness.
7 None of these events are alleged to be unlawful in the complaint.
8 The General Counsel alleges that these instructions are unlawful.
These facts are based on the testimony of Andrews and Goorsky. I take
into consideration the fact that some of Andrew’s testimony was not
At about 3:15 p.m. that same day, employee Goorsky was
complaining to Ekstrom about the work that had been done by
another employee. Ekstrom, while looking at Andrews and
holding two checks in his hand, said that Goorsky should not
worry about it because they were getting rid of the problem.
Andrews then asked whether that meant that Ekstrom was fir-
ing him. Ekstrom said, “yes.” Andrews then called Ekstrom “a
prick and a jagoff,” and left. As Andrews was leaving Ekstrom
said that he should tell Hutchinson that Ekstrom said hello. At
no time during his employment had Andrews received any
disciplinary action, nor did Ekstrom tell him that he was late
too often.9
Ekstrom testified that Andrews was fired because of poor at-
tendance. Specifically, Ekstrom asserted that Andrews kept on
showing up late for work and that he received calls from other
employees and from builders that Andrews was late. Ekstrom
said that Andrews had taken off 13 days in a 6-month period.
Records for an unspecified 27-week period show that on 13
occasions Andrews missed work for reasons indicated on the
records such as sick, brake failure, car accident, grandpa sick,
hurt back, upset stomach, court, and the like. The records also
show that Andrews frequently worked over 40 hours per week.
Respondent also presented testimony from Robert Bean, a
former owner of a builder that used Respondent for electrical
work on certain projects. Bean testified that during the spring
1996 he observed that Andrews was late to work a couple of
times a week for about 5 to 10 minutes and that Andrews could
not keep up with the work of other of Respondent’s employees
on the site. Bean complained to Ekstrom that Respondent was
not keeping up with the schedule.
Analysis
It is well settled that employees generally have a Section 7
right to wear apparel revealing their support for a union while
at work. Here, Ekstrom directed Andrews to remove his union
hat and union T-shirt. Such conduct violates Section 8(a)(1) of
the Act.10 De Vilbiss Co., 102 NLRB 1317 (1953).
included in his pretrial affidavit. However, I, nonetheless, conclude his
testimony is credible. Importantly, it was substantially corroborated by
the testimony of Goorsky, who not only was a credible witness but had
also made notes of the these events near the time that they occurred.
Ekstrom denied that ever asked Andrews about his union affiliation or
that he ever asked Andrews or anyone to remove a union insignia such
as a hat or T-shirt. As will be seen throughout this decision, I do not
find Ekstrom to be a credible witness.
9 This evidence is based on the testimony of Andrews, Goorsky, and
Conforti, who I have concluded are credible, corroborative witnesses.
10 The General Counsel, in his brief, string cites over 50 pages in the
transcript and declares that they show violations of Sec. 8(a)(1) of the
Act. None are treated on a individual basis. Many statements made by
witnesses in this case could have been alleged to violations of the Act,
but for whatever reason the General Counsel decided not to allege those
statements in the complaint, nor did he seek to amend the complaint to
thereafter include those statements. Thus, Respondent has no way of
knowing which additional statements the General Counsel intended to
allege as unlawful. Under these circumstances, I intend to hold the
General Counsel to the allegations of the complaint. I do not intend to
cull the transcript to identify and analyze every possible 8(a)(1) state-
ment when the General Counsel has not fulfilled his burden of either
alleging the violations or specifically identifying the statements indi-
vidually in his brief and explaining why they should be found to be
violative despite not having been alleged in the complaint. Even so the
task of identifying which statements are covered by the complaint has
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
322
The analysis set forth in Wright Line11 governs the determi-
nation of whether Respondent violated Section 8(a)(3) and (1)
of the Act by discharging Andrews. The Board has restated
that analysis as follows:
Under Wright Line, the General Counsel must make a prima
facie showing that the employee’s protected union activity
was a motivating factor in the decision to discharge him.
Once this is established, the burden shifts to the employer to
demonstrate that it would have taken the same action even in
absence of the protected union activity.7 An employer cannot
simply present a legitimate reason for its actions but must per-
suade by a preponderance of the evidence that the same action
would have taken place even in the absence of the protected
conduct.8 Furthermore, if an employer does not assert any
business reason, other than one found to be pretextual by the
judge, then the employer has not shown that it would have
fired the employee for a lawful, nondiscriminatory reason.9
________________
7 NLRB v. Transportation Management Corp., 462 U.S. 393,
400 (1983).
8 See GSX Corp. v. NLRB, 918 F.2d 1351, 1357 (8th Cir.
1990) (“By asserting a legitimate reason for its decision and
showing by a preponderance of the evidence that the legiti-
mate reason would have brought about the same result even
without the illegal motivation, an employer can establish an
affirmative defense to the discrimination charge.”).
9 See Aero Metal Forms, 310 NLRB 397, 399 fn. 14 (1993). T
& J Trucking Co., 316 NLRB 771 (1995). This was further
clarified in Manno Electric, 321 NLRB 278 (1996).
Applying this standard, it is clear the General Counsel has
satisfied its initial burden. The evidence shows that Andrews
engaged in union activity by speaking in favor of the Union and
wearing a union hat and T-shirt to work. As this was done in
the presence of Ekstrom, Respondent obviously had knowledge
of the activity. Respondent subjected Andrews to conduct
found to have violated Section 8(a)(1) and that otherwise
showed its hostility toward that activity. In its comments to
Goorsky, Respondent directly linked Andrews’ discharge to his
union activity. Moreover, Andrews’ discharge followed shortly
after Respondent learned of Andrews’ support for the Union;
thus its timing strengthens the case of the General Counsel.
The General Counsel had made a strong case.
As indicated, Respondent contends that Andrews was termi-
nated for tardiness and poor attendance. I reject this assertion.
I note that Andrews was never warned concerning such prob-
lems. Importantly, Respondent has presented no evidence con-
cerning what its tardiness and attendance policy is; thus I have
nothing to measure Andrews’ record against. Furthermore it is
quite apparent that Respondent long tolerated Andrews tardi-
ness and absence levels before it learned of his support for the
Union and that it was asserted to be a problem only after Re-
spondent learned of this support. Witness the testimony of
Bean concerning the alleged problems with Andrews that oc-
curred in the spring, months before his discharge. Finally, I
note the absence of any event that could have precipitated the
discharge except Andrews’ union activities. These facts, rather
than showing a lawful motive for the discharge, only serve to
not been an easy one since it is not always clear which statements the
complaint was intended to cover.
11 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
show its pretextual nature and strengthens the General Coun-
sel’s case. Respondent’s other arguments turn on facts that I
have not credited. I conclude that Respondent has failed to
meet its burden. It follows that Respondent violated Section
8(a)(3) and (1) when it discharged Andrews.
2. Greg Goorsky
The General Counsel alleges that Respondent unlawfully
discharged employee Greg Goorsky on about August 28, 1996.
Goorsky has been a member of Local 134, IBEW, since 1991.
Goorsky applied for work at Respondent after having been sent
there by Hutchinson. On August 21, 1996, Ekstrom inter-
viewed him. During the interview Ekstrom began talking about
the Union and said that he knew that he had sympathizers there
and that he was not going to stand for it. Ekstrom said that he
would close the shop and reopen down the street. Ekstrom said
that he had an employee named Warren12 who was definitely a
union snitch and that Warren would be gone by Friday. Ek-
strom asked Goorsky if he was a member of Local 701 or Local
461, and Goorsky replied that he was not. During a discussion
of benefits Ekstrom said that he was not a signatory to a union
contract. Goorsky was hired and began working the next day.
That evening he received a telephone call at home from Ek-
strom.13 Ekstrom asked if Andrews had been talking about the
Union. Goorsky answered no, and Ekstrom said that he had a
couple of other employees who would be gone, and he named
Chris and Jeff. On August 26, 1996, Ekstrom told Goorsky to
tell him if Hutchinson had come out to the jobsite and given out
cards, or if anyone was talking to Hutchinson. That evening
Goorsky again received a telephone call at home from Ekstrom.
Ekstrom began asking where Goorsky received his training.
During the conversation Ekstrom asked if Goorsky had ever
worked for Local 134. Goorsky replied that he had not.14
Meanwhile, after working with Goorsky, Conforti concluded
that he was a union salt. Conforti based this on the quality of
Goorsky’s work and the fact that Goorsky was bossy. A few
days after Goorsky started working for Respondent, Conforti
told Ekstrom that he thought Goorsky was a “union guy.” Ek-
strom replied that they would have to get rid of him.15
On August 28, 1996, Ekstrom appeared at the site where
Goorsky was working. Ekstrom told Goorsky that he could not
talk to Goorsky because Ekstrom had talked to his attorney.
Ekstrom then spoke with Chris Conforti, who was also working
on the site. Ekstrom told Conforti that to tell Goorsky to leave,
to get rid of him because Goorsky was a union guy. After Ek-
strom left the site, Conforti told Goorsky that he was fired, that
Ekstrom had brought out his paychecks, and that he was fired
because Ekstrom had figured out that Goorsky was part of the
Union.16
12 This is in obvious reference to Warren Andrews.
13 I do not credit Ekstrom’s testimony that he could not have called
Goorsky at home, because Goorsky did not have a telephone at home.
If this were the case Respondent certainly would have presented Goor-
sky’s application or other record to show a no telephone indication for
Goorsky. Ekstrom’s bare oral testimony is not convincing.
14 The General Counsel alleges that these remarks are unlawful.
15 The General Counsel does not allege in the complaint that this
statement was unlawful.
16 These facts are based on a composite of the testimony of Conforti
and Goorsky. I note that Goorsky testimony is corroborated to some
extent by notes he made of conversations with Ekstrom near the time
the events occurred. Goorsky also testified that Conforti said that Ek-
strom had made up an excuse and that Conforti was to tell Goorsky that
EKSTROM ELECTRIC, INC.
323
Goorsky denied that he had ever received any criticism or
disciplinary warnings while employed by Respondent. He also
denied that Ekstrom had ever advised him that Respondent had
received any complaints from customers or tradesmen. He also
denied that he had ever called any homeowners, customers, or
subcontractors any derogatory names. Goorsky testified that
Ekstrom had specifically told him that he was pleased with the
quality of Goorsky’s work. However, Conforti admitted that he
had heard rumors that Goorsky had upset a builder at the
Clearwater Homes location.
Ekstrom denied that the subject of Andrews’ union support
was discussed in Goorsky’s interview. Ekstrom testified that
Goorsky began work on a Wednesday and worked through
Saturday. The following Monday it was brought to his atten-
tion that Goorsky had insulted a homeowner and the home-
owner wanted him removed from the job. Goorsky, however,
was not fired until the following Thursday, August 30. Ek-
strom explained why he did not fire Andrews on the spot when
he heard the complaint by stating that he tries to give the em-
ployee the benefit of the doubt and tries to find out what the
problem was and that he likes to get both sides of the story. In
the meantime Goorsky was sent on another job. Ekstrom says
that he visited the complaining owner on Monday or Tuesday
and found out that Goorsky had called the owner’s wife a dumb
broad because she had asked Goorsky to change some fixtures.
Ekstrom then conveyed this information to Goorsky, who then
denied it. Ekstrom also testified that on the day that he was
terminating Goorsky he gave Goorsky’s check to Conforti and
at that time Conforti remarked that Well that’s a good thing
since he’s a member of 701. Ekstrom denied that he ever asked
Conforti to interrogate employees about their union affiliation.
Respondent also presented the testimony of Frank Fulco Jr.,
in support of its case. Fulco is president of his own home-
builder company and that he used Respondent to perform cer-
tain electrical work in the past. He testified that during work on
the Stonebridge project he complained to Ekstrom that he had
received a report from the owner of a home being built that
Goorsky had been rude to the owner’s wife. Fulco stated that
he told Ekstrom that he did not want Goorsky on the job, but
that although he was not sure, he thought Goorsky remained on
the job despite his complaint.
I credit the Fulco’s testimony that he complained to Ekstrom
about remarks made by Goorsky to his wife. I do not credit
Ekstrom’s testimony beyond that which Fulco corroborates.
Ekstrom’s testimony that it was Conforti, and not him, that
raised the matter of Goorsky’s union support at the time of
Goorsky’s termination is strikingly contrived. Instead, I credit
the testimony of Goorsky that he never was advised by Ekstrom
he was fired because he had said something derogatory to a contractor.
Conforti does not corroborate this, and I conclude that Conforti is the
more reliable witness. I, therefore, do not credit that portion of Goor-
sky’s testimony. Finally, the General Counsel alleges that the state-
ment made by Conforti to Goorsky at the time of his discharge was
unlawful.
Returning to the notes kept by Goorsky, the General Counsel offered
them into evidence late in the hearing after he had presented his case in
chief. Over the objection of Respondent I received them into evidence,
but only for the purpose of assisting me in making credibility resolu-
tions and not as substantive evidence. The General Counsel has not
asked me to reverse that ruling, yet in his brief his refers to the notes,
G.C. Exh. 36, as if they were substantive evidence. I adhere to my
ruling and use the notes only as assistance in determining the credibility
of other testimony.
that there had been a complaint about his performance and thus
he never had the opportunity to present his side of what had
occurred.
Analysis
I have concluded that during Goorsky’s interview Ekstrom
told him that he knew that he had union sympathizers among
his employees, and that he was not going to stand for it. This
statement gave Goorsky the impression that Respondent was
keeping the union activities of its employees under surveil-
lance. This violates Section 8(a)(1). Link Mfg. Co., 281 NLRB
294 (1986); Sierra Hospital Foundation, 274 NLRB 427
(1985). The statement contained an implied threat of unspeci-
fied reprisal. This also violates Section 8(a)(1). Genesee Fam-
ily Restaurant, 322 NLRB 219, 224 (1996). Ekstrom’s state-
ment that he would close the shop and reopen it later is a threat
of closure and relocation that violates Section 8(a)(1). Wood-
line, Inc., 233 NLRB 97 (1977); General Stencils, Inc., 195
NLRB 1109 (1972). Ekstrom’s statement that Andrews was a
union “snitch” and would be gone by Friday is a threat of dis-
charge that violates the Act. Carry Cos. of Illinois, 311 NLRB
1058 (1993). Ekstrom’s questioning of Goorsky concerning his
Andrews’ union affiliation is an unlawful interrogations that
also violates Section 8(a)(1). Examining the totality of circum-
stances, especially that the interrogation occurred during an
interview for employment, was conducted by the highest em-
ployer official, and was accompanied by other violations of the
Act, I conclude that the questioning was coercive. Sunnyvale
Medical Clinic, 277 NLRB 1217 (1985); Rossmore House, 269
NLRB 1176 (1984). Likewise, Ekstrom’s instruction to Goor-
sky to report the union activities of other employees violates
the Act. Publishers Printing Co., 317 NLRB 933, 934 (1995).
As indicated above, the facts show and Ekstrom admitted
that he instructed Conforti to discharge Andrews. As such it is
clear that Conforti acted as an agent of Respondent for the pur-
pose of communicating the discharge to Goorsky. Accord-
ingly, Respondent is responsible for his conduct within the
confines of this limited agency. As indicated, the General
Counsel alleges that Conforti’s statement to Goorsky was
unlawful. Ekstrom told Conforti and then Conforti told Goor-
sky that Goorsky was fired because of his union support. This
statement violates Section 8(a)(1) of the Act. Atlas Transit Mix
Corp., 323 NLRB 1144 (1997).
Turning to the matter of Goorsky’s discharge, the credited
facts show that Respondent learned that Goorsky was a union
supporter. Respondent’s animus toward union activity has been
described above, and it had recently unlawfully discharged
Andrews. Respondent also directed its unlawful conduct at
Goorsky. Indeed, Goorsky’s discharge was directly connected
to his union activities by Ekstrom’s statement to Conforti.
Goorsky’s discharge followed quickly on the heels of Respon-
dent’s discovery that he was a union supporter. I conclude that
the General Counsel met his initial burden under Wright Line
and has made a strong case.
Respondent contends that Goorsky was discharged because
he made a rude remark to a customer. Indeed, the facts show
that before Goorsky was fired a customer did complain to Ek-
strom concerning Goorsky. But Respondent’s burden in the
face of the General Counsel’s case is more than to point out
that the alleged discriminatee made an error; Respondent must
show that it would have discharged the employee for the error
even absent his union activity. I conclude that Respondent has
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
324
failed to meet its burden. First, based on my credibility resolu-
tion, I have concluded that Ekstrom never advised Goorsky of
the complaint against him or give him the opportunity to re-
spond. This tends to show that Respondent seized on the com-
plaint as a pretext to fire Goorsky. Moreover, from the nature
of the complaint it was apparent that Fulco was not seeking to
have Goorsky fired but merely removed from the job. Respon-
dent has not established that it regularly fires employees under
these circumstances instead of transferring them. Finally, I
have concluded that Respondent told Goorsky at the time of his
discharge that it was his union support, and not customer com-
plaints, that caused his discharge.
Respondent, in its brief, correctly contends that it need not
show that Goorsky in fact was rude to the customer, but only
that Respondent reasonably believed that he was. This misses
the point since even so Respondent must show that it would
have discharged Goorsky based on that reasonable belief even
absent his union activity. It is here where the proof is lacking.
While I am aware that Goorsky was employed by Respondent
only for a matter of days and thus was not a long term, valuable
employee, he is, nonetheless, entitled to the protection of the
Act. I conclude that Respondent violated Section 8(a)(3) and
(1) when it terminated Goorsky.
3. Reginald Finegan
The General Counsel alleges that Respondent unlawfully
discharged employee Reginald Finegan on about April 11.
Finegan has been a member of Local 701 for about 10 years.
Finegan was directed to apply for work with Respondent by
Hutchinson. He was interviewed and hired by Ekstrom, and he
began working on about February 25. While employed there
Finegan spoke to other employees, including Nathan Dunaway,
about the benefits of unionization. On about April 10 Finegan
wore a union T-shirt while at work. That day he also spoke to
Ekstrom, asking him for a raise. While working at a jobsite
that day Ekstrom asked Dunaway whether he had seen Finegan
wear the T-shirt before. Dunaway answered yes.17 Later that
day Finegan again spoke to Ekstrom. Ekstrom commented that
another employee was doing a good job and deserved a raise.
Finegan agreed and said that he deserved a raise too. Ekstrom
replied, not for a union boy.18 The next day Finnegan again
wore the union T-shirt to work. At around 3 p.m. Finegan
again asked for a raise, and Ekstrom again said no. Later that
day Ekstrom assigned the other employees on the job to report
to another site the following Monday; Finegan was not assigned
to that site by Ekstrom. Finegan then asked Ekstrom where he
should report for work on Monday. Ekstrom told him to call
the shop that Monday. The normal practice was for employees
to continue to report to a jobsite while there was work to be
done, unless a supervisor directed the employee to report else-
where. The work on the site where Finnegan had been working
was not completed.
That Monday Finegan called the shop a few minutes before
it opened at 7 a.m.; no one answered the phone. He left a mes-
sage stating that since no one was there he assumed that there
was no work for him. Finegan called again a few minutes after
7 a.m. and left another message similar to the first message.
Telephone records confirm that Finegan made calls to Respon-
dent on Monday, April 14 at 6:52 and 7:04 a.m. Finegan then
17 The General Counsel alleges that this statement is unlawful.
18 The General Counsel alleges that the statement, but not the failure
to grant a raise, is unlawful.
visited the union referral hall; he was referred for employment
under the Union’s referral system and he worked that day.
Finegan was never contacted by Respondent to return to work.
Two days later Finegan received a message from Respondent’s
secretary telling him to return Respondent’s tools before he
could receive his paycheck. The next day Finegan returned the
tools and received his check from Ekstrom. Finegan thanked
him and said goodbye. He was never told why Respondent
failed to assign him more work. While employed Finegan
never received any disciplinary action and was never told that
his work was unsatisfactory or that he had caused any damage
or accidents or otherwise failed to carry out company proce-
dures.19
When asked why Finegan was terminated, Ekstrom an-
swered, “We laid him off because of lack of work. Actually we
did not lay him off. He quit and got another job.” Ekstrom
explained that Finegan was working on a job where the em-
ployees would be unable to continue working the following
Monday because concrete was to be poured. The other em-
ployees had another job to finish up that Monday, but Ekstrom
told Finegan to call him Monday morning so he could check the
schedule.
Telephone records show that Respondent did make a tele-
phone call to Finegan’s residence on Wednesday, April 16 at 10
a.m. Alicia Smiley, former office manager for Respondent,
testified that she called Finegan around that time and left a
message on his voice mail for him to call back. Smiley ex-
plained that she wanted to advise Finegan where he should next
report for work. Finegan called back the next day and said that
he had been trying to call Respondent but no one was returning
his calls. Smiley answered that they had been there, and that
she had a job for him. Finegan replied that he had another job.
Smiley further testified that she never received any other calls
or messages from Finegan during that period of time. Ekstrom
is married to Smiley’s sister.
I do not credit Smiley’s testimony that she called Finegan for
the purpose of offering him a job, or that Respondent never
received Finegan‘s calls. In part this testimony was gained
through the use of leading questions. It also became apparent
that part of Smiley’s testimony was based not on her firsthand
knowledge but on what she had been told by Respondent’s
attorney. Nor was her demeanor very persuasive. Under all the
circumstances, I conclude her testimony was more designed to
please her brother-in-law than be a straightforward recitation of
the facts. Nor do I credit Ekstrom’s testimony. The shifting
reasons given by Ekstrom concerning Finegan—from lack of
work to voluntary quit—within three sentences speaks vol-
umes.
Analysis
As described above, Ekstrom asked Dunaway whether he
had seen Finegan wear a union T-shirt to work before. There
was no apparent justification for the questioning, and Finegan’s
discharge followed. Under the totality of circumstances, this
interrogation violated Section 8(a)(1) of the Act. Sunnyvale,
supra. Ekstrom also told Finegan that he could not get a raise
because he was a union boy. Threats to withhold benefits be-
cause of union activity are unlawful. Adam Wholesalers, 322
NLRB 313 (1996). I conclude that Respondent’s threat to
19 These facts are based on the testimony of Finnegan and Dunaway,
who I conclude are credible witnesses.
EKSTROM ELECTRIC, INC.
325
withhold wage increases because of support for a union also
violates Section 8(a)(1).
Turning to the legality of Finegan’s discharge, the evidence
shows Finegan engaged in protected union activity by wearing
a union T-shirt to work on April 10 and 11. Ekstrom was
aware of this activity, and he responded by unlawfully interro-
gating Dunaway about Finegan’s protected activity and unlaw-
fully threatening Finegan directly because of this activity. This,
of course, occurred in the backdrop of the antiunion activity
previously described. Moreover, the timing of the discharge is
powerful evidence supporting the General Counsel’s case, since
Respondent stopped assigning Finegan work the second day
that Finegan wore the union T-shirt. Finally, I note that Fine-
gan was never told the reason why Respondent failed to con-
tinue to assign him work. I conclude that the General Counsel
has met its initial burden under Wright Line.
Turning to Respondent’s case, as the General Counsel points
out in his brief, Respondent asserted in its answer that Finegan
was terminated for failure to follow Respondent’s instructions
and policy. At the hearing, as described above, Ekstrom shifted
from lack of work to voluntarily quit to account for Finegan’s
cessation of employment. In its brief Respondent argues that
Finegan voluntarily quit. These shifting reasons warrant the
inference that the real reason was an unlawful one, and I so
conclude. Scientific Ecology Group, 317 NLRB 1259 (1995).
Moreover, even an examination of the individual reasons given
for Finegan’s cessation of employment do not sustain Respon-
dent’s burden. Thus, I have discredited the testimony that
Finegan voluntarily quit, I have discredited Ekstrom’s testi-
mony that there was a lack of work, and there is no evidence to
support the assertion in the answer that Finegan failed to follow
instructions and policy. Because Respondent has failed to
show that Finegan’s employment would have ceased even ab-
sent his union activity, I conclude that Respondent violated
Section 8(a)(3) and (1) by discharging Finegan on April 11.
4. Martin Fredian
The General Counsel alleges that Respondent unlawfully
discharged employee Martin Fredian on about June 20. Like
many of the other alleged discriminatees, Fredian was sent to
apply for work at Respondent by Hutchinson. Ekstrom inter-
viewed Fredian in late May. During the interview Ekstrom
asked whether Fredian was a member of the Union. Fredian
said no, that he did not have any problems with the Union, but
that at time he was not a union member. Ekstrom seemed
pleased with that response and went on to relate how he had
been union at one point and had been doing some work in
downtown Chicago and had fired an employee, but the union
came in and said that he could not fire the employee since he
did not follow protocol. Ekstrom said that he would never turn
union again and that he did want anyone trying to bring a union
into his shop.20 During the interview Fredian explained that he
was in the process of being divorced and that this might involve
some court time and other matters that might prevent him from
being 100-percent reliable on the job. Ekstrom said that it
would not be a problem. About 3 weeks later Fredian began
working for Respondent. Respondent’s summary of records
shows that Fredian started work on June 10.
20 The General Counsel does not allege in the complaint that any-
thing in this conversation was unlawful.
At some point after Fredian began working employee Imre
Denes concluded that Fredian was a union member; this was
based on a conversation they had. Denes then told Ekstrom
that he thought that Fredian was affiliated with the Union or
was a union spy. Ekstrom answered him.21 On about June 17
Fredian was at a worksite with employee Dwight Hartman.
That day Fredian was approached by an individual who asked
him what type of work he was doing and who was doing the
work. Fredian responded that he did not know; that he was a
forklift operator. Fredian concluded from the nature of the
questioning and the individual’s appearance that he might be a
union representative. He told this to Hartman. Later that day
Ekstrom came to the site and Fredian told him that there had
been a person on the site asking questions about the job who
probably was a union representative. Ekstrom replied that they
were working under the permit of a union contractor on the job
and that if the union caused any trouble, “we’d throw them off
the job.”22
About 4 days before he was fired Fredian mistakenly con-
nected an exit sign causing the light source to burn out when
the power was applied. The sign was a used one and valued at
about $70. Also, on several occasions Fredian communicated
with the office of his divorce lawyer while at work. On June
18, one such call occurred; it was during working time and
lasted about 40 minutes. He was told by employee Hartman,
who was working with him that day, that he should be careful
spending so much time on the telephone. Later that day Fre-
dian told Ekstrom that he had been on the phone concerning his
divorce for about 40 minutes and he offered to deduct that pe-
riod of time from his pay. Ekstrom said that it was no problem.
Also, employee Denes on one occasion saw Fredian using the
telephone while on worktime as Denes was walking by the area
where Fredian was working. Denes actually saw Fredian on the
telephone for a minute or less. Denes reported this incident to
Ekstrom. Likewise employee Hartman reported to Ekstrom
that Fredian had been on the telephone on two occasions for 15
to 20 minutes and 45 minutes. Ekstrom also asked Hartman if
Fredian had been smoking at a carpeted jobsite, and Hartman
answered yes. Billing records from Fredian’s divorce lawyer
show that Fredian had a telephone conference with his attorney
on June 13, 1997; the records do not indicate either the length
or time of the conference. A legal secretary from the firm testi-
fied that Fredian called her on June 3 at 1 p.m. (this was before
Fredian started work for Respondent), June 14 at 9:50 a.m. (a
Saturday), June 18, and June 19 at unspecified times, but that
there may have been more occasions, and that the conversations
lasted, on average, about 10 minutes. The record is also un-
clear whether and when the calls were returned. I conclude,
based on this evidence, that Fredian called his lawyer from
work approximately two or three times in early June; two calls
were short and one lasted approximately 40 minutes. Ekstrom,
in general, was aware of this.
On June 20 Denes was told by Ekstrom to lay off Fredian.
Ekstrom said that he thought Fredian was affiliated with the
Union and that Fredian’s work ethic was not that good. Denes
had no authority to hire or fire employees and had never done
so in the past.23 That same day Fredian was told by employee
21 This conversation is based on the credible testimony of Denes.
22 The General Counsel does not allege in the complaint that this
conversation was unlawful.
23 These facts are based on the credible testimony of Denes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
326
Denes that he had some bad news, that Fredian was fired. Fre-
dian asked if Denes was joking, and Denes said, “no.” Fredian
asked why, and Denes said that Ekstrom said that it was bad
work ethic. Fredian asked if Denes had more details since he
had never worked with Ekstrom, but Denes said that he had no
idea since everything that Denes had seen of Fredian’s work
had been great. Fredian then called Ekstrom directly and asked
why he had been fired. Ekstrom also said, “bad work ethic.”
Fredian asked for some details, but Ekstrom said that he was
busy and would call back. Ekstrom never called back.24
Denes had worked with Fredian on two occasions and testi-
fied that he felt that Fredian’s work was satisfactory and that he
reported that fact to Ekstrom. Denes also stated that he never
had any arguments with Fredian nor did observe Fredian have
any arguments with other employees, trades persons, or cus-
tomers.
Ekstrom denied that he asked about Fredian’s union affilia-
tion. He did admit that he asked Denes to lay off Fredian.
Ekstrom testified that Fredian called him on the day that Fre-
dian was terminated. Fredian said that he understood that he
was being laid off for talking too much on his cell phone. Fre-
dian asked not to be laid off, that he would deduct the time
from his timecard. Ekstrom testified that he was not aware that
Fredian ever deducted any time from his timecard. He claims
that he never received any timecard from Fredian other than for
the week ending June 21, 1997, and that the Fredian was paid
40 hours for his final week even though he had not submitted a
timecard. Ekstrom testified that he had concerns about Fre-
dian’s ability as an electrician. He related the incident where
Fredian admittedly blew up the exit sign. He also testified that
Denes reported to him that Fredian was smoking cigars in a
carpeted area. This took place the Wednesday or Thursday
before Fredian’s termination. Ekstrom also testified that em-
ployee Hartman reported to him on a Tuesday or Wednesday
while Hartman and Fredian were working on a job called DSC
Logistics that Fredian was constantly on the telephone. This
was three or four times a day and would last from 10 minutes to
40 minutes. I again conclude that Ekstrom’s testimony is not
credible. For example, his testimony that Hartman reported to
him that Fredian was on the telephone three or four times a day
from 10 to 40 minutes in unsupported by telephone records and
uncorroborated by Hartman; it appears to obvious exaggeration.
Analysis
Assessing the legality of Fredian’s discharge, the facts estab-
lish that employee Denes suspected that Fredian was a union
supporter and communicated this suspicion to Ekstrom. This
was after Ekstrom questioned Fredian concerning his union
sympathy during his job interview. During that same interview
Ekstrom voiced his opposition to the Union and did so again
when Fredian reported that a union representative might have
24 These facts are based on the testimony of Fredian, who I conclude
is a credible witness. Hartman, who I also conclude is a credible wit-
ness, corroborates his testimony in significant part. I note that Denes
initially testified that he told Fredian that Fredian was being laid off
because “I think you had a conversation with (Ekstrom) about the un-
ion, about being on the phone and his work ethic.” Denes later testified
that he told Fredian he was being laid off because “basically he was
affiliated with the union and his work ethic and that if he wanted to talk
about it he should call Ekstrom.” Based on demeanor and the uncertain
nature of Denes’ testimony in this regards, I conclude that Fredian’s
testimony is more credible.
visited the site. Most compelling is the fact that Ekstrom di-
rectly linked Fredian’s discharge with his union activity when
Ekstrom explained to Denes the reasons that Denes was to fire
Fredian. Finally, Fredian’s discharge occurred in a context of
Respondent’s strong hostility to the union activity of its em-
ployees and a demonstrated proclivity to violate the Act to
thwart such activity. Under these circumstances, I conclude
that the General Counsel has met his initial burden under
Wright Line and has shown that a motivating factor in Fredian’s
discharge was Respondent’s suspicion that he was a union sup-
porter.
Respondent contends that Fredian was discharged because he
falsified his timecard by claiming time for which he did not
work, pointing to the incident on June 18 when Fredian admit-
tedly was on the telephone for about 40 minutes. However, I
have credited Fredian’s testimony that he reported the matter to
Ekstrom and Ekstrom approved his suggestion that he sign out
for that period of time. Thus, to claim later that this was the
reason for Fredian’s discharge appears to be nothing more than
an afterthought. Importantly, Respondent admits that Fredian
never submitted a timecard for that week; thus there is no evi-
dence at all to show any timecard falsification for that week.
Moreover, while it appears that Fredian did make other calls
from work while on worktime, it must be noted that these calls
were of short duration under personal circumstances that were
explained to Ekstrom at the time he hired Fredian. The evi-
dence shows that Fredian was not warned that Respondent felt
that his calls were excessive and should stop. Nor has Respon-
dent provided any evidence that it has a policy or practice that
precludes the type of short personal calls made by Fredian. It
bears repeating that Respondent’s burden at this point is not
simply to point to misconduct committed by an alleged dis-
criminatee; it must present credible evidence that it would have
discharged the alleged discriminatee for the misconduct. Few
employees have perfect work records. I conclude that Respon-
dent has not established that it would have discharged Fredian
for his use of the telephone during working time even absent its
suspicion that he was a union supporter.
Respondent also points to the mistake Fredian made connect-
ing the exit sign. I note that this was not brought to his atten-
tion at the time it occurred. Nor has Respondent produced
evidence that it regularly discharges employees for making
mistakes, especially ones of a such a moderate nature as the
exit sign. This argument appears to have been thrown in after
the fact. Finally, concerning the assertion that Fredian was
smoking in a carpeted area, Respondent has not even shown
that it learned of this before Fredian’s discharge, must less than
it would have discharged an employee for this. Even consider-
ing the reasons asserted by Respondent for discharging Fredian
in their totality, I conclude Respondent has failed to satisfy its
burden. I further conclude that by discharging Fredian on June
20 Respondent violated Section 8(a)(3) and (1).
5. Events near the election
The General Counsel alleges that during a meeting of em-
ployees the Friday before the September 2 election Respondent
unlawfully threatened employees with loss of wages and/or
benefits and loss of steady employment if they selected Local
461 as their collective-bargaining representative. In support of
this allegation the General Counsel presented the testimony of
employee Matt White. At the hearing and in his pretrial affida-
vit White stated that during the meeting Ekstrom “told us that if
EKSTROM ELECTRIC, INC.
327
he went union, he said there wouldn’t be anymore raises, but
did not say why.” Employee Hartman testified that during the
meeting Ekstrom stated that he had been through a union orga-
nizing campaign before, and that if the employees voted the
Union in, they would be subjecting themselves to layoffs and
would probably be sitting on the union books and that the
schooling that they had been promised probably would not
materialize but if they voted against the Union the employees
would continue work as it had been. Employee Sutter testified
that at the meeting Ekstrom explained how the collective-
bargaining process worked and that if the Union came in some-
times employees would be able to work full time and some-
times they would be laid off and not work for 3 or 6 months at a
time, but with him the employees have been working year
round. However, none of these remarks were contained in the
two prehearing affidavits given by Sutter. Employee Kar-
bowski testified that Ekstrom said at the meeting that when he
had previously been in the Union he was always being laid off.
Employee Zych testified that at this meeting Ekstrom explained
the election procedure to employees and informed employees
of what he thought and that of it, and that Ekstrom “didn’t like
it.” Ekstrom denied that he threatened to close the doors if the
facility went union.
Based on my observation of demeanor of the witnesses as
well as the unclear nature of the testimony of the witnesses
when viewed in context, I am unable to conclude that the re-
marks made by Ekstrom were unlawful. Because the General
Counsel has not met his burden of proof, I shall dismiss this
allegation of the complaint.
On the day of the election White had a conversation with Ek-
strom in Ekstrom’s truck near a worksite. Ekstrom asked what
the Union had promised White, if there had been a union meet-
ing, when the meeting was, and who was at the meeting. Ek-
strom also said, “All this time you have been lying to me.”
This was in reference to the fact that White had earlier told
Ekstrom that he had nothing to do with the Union. Ekstrom
also said that he got White into the trade and now White was
stabbing him in the back. Ekstrom then drove White back to
the jobsite.25
6. Anthony Karbowski and Imre Denes and the vans
The General Counsel alleges that on October 15 Respondent
unlawfully withdrew use of company vehicles from employees
Anthony Karbowski and Imre Denes. In June or July Denes
and Karbowski met with the Union and signed authorization
cards. Denes also gave a card to employee Hartman. On Sep-
tember 2, the day of the election, Karbowski was at jobsite
starting to plan his work. He told Ekstrom, who was also work-
ing on the site that day, that they should get the job organized.
Ekstrom responded by saying, “Don’t talk to me about organiz-
ing, you back stabbers.”26
Prior to October 15 Denes and Karbowski had been allowed
to use Respondent’s vans to travel to and from their homes. On
October 15 all the unit employees engaged in a strike called by
the Unions. Employees picketed with signs that protested un-
fair treatment and unfair labor practices. The strike lasted only
1 day as it was quickly settled, and terms of the settlement are
set forth in detail below. Ekstrom visited the worksite at Razny
25 The General Counsel does not allege that these statements are un-
lawful.
26 The General Counsel does not allege that this statement is unlaw-
ful.
Jewelers that day, where employees Karbowski and Denes,
among others, were participating in the strike and picketing.
Robert Hutchinson, organizer for Local 701, was also at the
site. Ekstrom asked Hutchinson what was going on, and Hut-
chinson explained that employees were protesting their unfair
treatment. Ekstrom then commented to Karbowski and Denes
that they would have to make a choice between the Union and
himself, and the employees responded that they were staying
out on strike. Ekstrom then asked for the keys to his vans. The
employees noted that they had personal tools in the vans and
asked to remove them first. After the vans were driven into a
nearby parking lot and the personal tools removed, the keys
were given to Ekstrom. The next day Karbowski asked Ek-
strom if they were going to get the vans back. Ekstrom said
that the vans were being repaired. As recently as January 1998
Ekstrom told Karbowski that the vans were still being repaired
despite the fact that Karbowski had seen Ekstrom driving the
same van that Karbowski used to drive.27
Ekstrom testified that after he learned of the strike he visited
the jobsite and asked what was going on, but no one answered
him. He then asked for the vans and asked that the employees
remove their personal effects from the vans. Later the vans
were taken to his house. Once there he decided to have them
serviced. Invoice records for the service performed on the vans
bear the dates of October 28 and 31. Ekstrom testified that the
vans were taken for service the day after the strike and they
were returned a day or two later. Ekstrom admitted that the
vans were not returned to Denes and Karbowski. He explained
that they were not needed on the jobs that were being done.
Respondent contends that the vans were taken from the em-
ployees in order to have repairs done on them. Denes admitted
that there were a lot of things wrong with the van he used.
Meanwhile, in October 1997 employee James Bonta was in-
terviewed for employment by Ekstrom. During the interview
Ekstrom said that he was going through trouble with the Union,
and he asked Bonta how he felt about unions. Bonta said that
he tried a union a longtime ago and never got in. Ekstrom said
that the unions were taking his good employees.28
Analysis
Questioning of an employee concerning his union sympa-
thies during the employee’s employment interview has been
held to be unlawful. American Signcrafters, 319 NLRB 649
(1995). This is especially the case here because Ekstrom spe-
cifically told Bonta that he was having trouble with the Union.
I conclude that by interrogating Bonta concerning his union
sympathies, Respondent violated Section 8(a)(1).
Turning to the van issue, the facts show that at the very time
that Denes and Karbowski were engaged in a protected work
stoppage, Ekstrom took from them the vans that he had previ-
ously permitted them to use. This was after Ekstrom has asked
them to make a choice between him and the Union and the
27 These facts are based on the testimony of Hutchinson, Sutter, De-
nes, and Karbowski, who I conclude are credible witnesses.
28 This conversation is covered by an allegation in the complaint.
The facts are based on the testimony of Bonta, who is currently em-
ployed by Respondent. I also note that Bonta is not alleged to be a
discriminatee. I consider the fact that about a week before Bonta testi-
fied Ekstrom commented to him that he was a hostile witness. Also
considering demeanor, and even considering the variations of his testi-
mony from his pretrial affidavit, I conclude that Bonta is a credible
witness.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
328
employees had stated that they would remain on strike. Re-
spondent’s pattern of hostility toward supporters of the Union
has been described above and need not be repeated here.
Respondent contends that the vans were removed from the
employees, because they needed repair. I conclude that this is
an afterthought and that Respondent decided to repair the vans
after it had removed them from the employees. Ekstrom’s ex-
planation as to why they were not returned to the employees
after the repairs were completed is equally unsupportable. I
conclude that the credible evidence clearly shows that Respon-
dent refused to permit Karbowski and Denes to continue to use
the company vehicles because those employees engaged in a
lawful strike. Respondent thereby violated Section 8(a)(3) and
(1).
7. Grant of a wage increase
The General Counsel alleges that October 1997 Respondent
granted a wage increase to employees who voted to reject the
Union. In support of this allegation the General Counsel appar-
ently relies on the testimony of former employee Zachary Zych.
Zych served as Respondent’s observer at the election on Sep-
tember 2 at which, it will be recalled, the vote was 10 to 1.
A summary of Respondent’s business records indicates that
Zych began working for Respondent on May 12 and received a
$2-per-hour raise on November 13.29 Zych testified that Ek-
strom told him during his interview for employment that after 6
months there would be a review of his work and that if his work
was good he would receive a raise and that the raise averaged
about $2 per hour. Zych further testified that in about October
he reminded Ekstrom that his review and raise were coming
due and that he thereafter did receive the raise on about No-
vember 10.
Meanwhile, as will be more fully described below, Respon-
dent and the Union had begun bargaining for a contract. Ac-
cording to Murphy, at the bargaining session of December 3 he
asked why Respondent was giving raises to employees.
Among other things, Ekstrom responded that Zych was due for
a raise. Ekstrom’s version of this meeting is that Murphy asked
him why Zych had received a raise and Ekstrom explained that
it was company policy that after a new trainee worked 6 months
his performance was reviewed to decide if the trainee deserved
a raise since their pay started at such a low level. Murphy
asked if the reason that Zych was given a raise was because he
had voted against the Union in the election. Ekstrom replied
that that was definitely not the reason.
Respondent also points to the January 14, 1998 letter that it
sent to the Union confirming this practice and advising the
Union that employees Sivek and White would be receiving
raises effective January 14, 1998, in the amount of $2 per hour.
The General Counsel argues that employee Richard Caddy was
also hired in May 1997, but he did not receive any raise after 6
months. Records show that Caddy was indeed hired on May
1997 and that as of March 26, 1998, he still was receiving $18
per hour. Ekstrom testified in this regard that Caddy was not
due an increase because company policy is that journeyman
29 In his brief the General Counsel implies that these records are not
accurate since Zych’s paystub for the November 7 shows that Zych was
already receiving his pay increase. However, the General Counsel was
given the opportunity to review the underlying documents that formed
the basis for the summary and made no argument that the summary was
inaccurate. Under these circumstances I will not consider arguments
concerning the reliability of the summaries.
such as he are to be reviewed once a year in June and he ex-
plained this to Caddy in December 1997 or January 1998, and
that if Caddy expected a raise in June his production would
have to improve.
Analysis
Turning first to the mater of credibility, I conclude that when
Zych was hired he was told by Ekstrom that after 6 months, if
his work was acceptable, he would receive a wage increase of
about $2 per hour, and that about 6 months later he received
that increase. Although I have not been inclined to credit the
testimony of Ekstrom, it does not follow that all of his testi-
mony is not credible. Here, his testimony is corroborated by
Zych and supported by a summary of documents. Importantly,
Ekstrom’s assertions in this regard has not shifted since, even
according to Murphy, Ekstrom said last year that the reason
Zych received the increase was because he was due one. Under
these circumstances, I find it unnecessary to resolve the issue
raised by both parties concerning what Respondent’s practice
was of granting raises to other employees. It is sufficient that
Ekstrom promised the increase to Zych, unrelated to any union
activity, and thereafter fulfilled the promise. The fact that in
the interim Zych served as Respondent’s observer at the elec-
tion does not render the fulfillment of the promise unlawful. I
conclude that the General Counsel has not established that the
wage increase granted Zych was unlawful, and I shall dismiss
this allegation of the complaint.
8. Peter Sutter
The General Counsel alleges that Respondent unlawfully re-
duced the wages of employees Matt White and Peter Sutter on
about September 15 and unlawfully laid off or terminated Sut-
ter on about December 12. Sutter worked for Respondent as an
electrician from October 1996 to November 7, 1997. In Au-
gust, Sutter spoke with another employee about the Union and
then received a call at home that night from Murphy who also
spoke to him about the Union. Thereafter Sutter signed an
authorization card for the Union while he was at a worksite.
In early August Ekstrom asked employee Caddy to fire Sut-
ter. Caddy asked if he could do so after the job that he and
Sutter were working on was completed, and Ekstrom agreed.
The following Monday Ekstrom asked Caddy whether he had
fired Sutter. Caddy answered that he had not because the job
was not yet completed. Ekstrom then said that Caddy should
have fired Sutter the week before because it was then too late
since it was too close to the election.30 Respondent has offered
no explanation of its conduct in this regard.
About a week after the election Sutter’s wages were reduced.
That night Sutter called Ekstrom and asked why his wage rate
had been dropped. Ekstrom said that he could not discuss the
matter with him, but asked whether Sutter would file charges
against him. The next day at a worksite Sutter again asked why
his wage rate had been reduced. Ekstrom said that Sutter
should probably talk to his union representative about the mat-
ter. At the hearing Sutter was asked by counsel for the General
30 These facts are based on the testimony of Caddy; I conclude that
he is a credible witness. These conversations are not alleged to be
unlawful in the complaint. In his brief the General Counsel urges that I
find that in mid-August White told Ekstrom that he thought Sutter was
prounion. However, White’s testimony in that regard is too muddled
for me to conclude anything specific concerning what was said during
that conversation.
EKSTROM ELECTRIC, INC.
329
Counsel whether Ekstrom said anything during either of these
conversations about Sutter’s wages being connected at all with
the union election. Sutter answered no. Sutter was then asked
whether Ekstrom said that he had given Sutter any prior warn-
ing regarding his wages. Sutter answered, “Yes.” He had told
me that this was what would happen if you voted for the un-
ion.31 I do not credit the latter testimony. I note that Sutter did
not relate testimony during his initial description of the conver-
sations. I conclude Sutter’s testimony on this matter is too
uncertain for the General Counsel to carry his burden. I, there-
fore, need not decide whether this allegation was subsumed by
the settlement described below.32
Sutter participated in the strike on October 15. At the No-
vember 5 bargaining session, Ekstrom told the Union that Sut-
ter might be laid off; Ekstrom told the Union that Sutter had
“cost him 5 contractors.” The evidence shows that Sutter was
laid off November 7. That day Ekstrom told Sutter that he had
no work for Sutter and employee Dwight Hartman and that they
were to report to their local union hall.33 Sutter testified that at
the time he was laid off Respondent had worked that he could
have performed.34
Respondent contends that Sutter was laid off for lack of
work. At the time of the layoff Sutter was working on the
Razny Jeweler site. Records show that for the week in which
Sutter was laid off Respondent worked 207 hours at that site.
For the weeks preceding that time period Respondent worked
313, 196, 91, 131, and 104 hours at the site. For the 2 weeks
following the week of the layoff Respondent worked 126 and
46 hours at the project at which time essentially no more work
was done at the site. Ekstrom further admitted that Respondent
31 The General Counsel alleges that this statement is unlawful.
32 Respondent contends that the matter of the reduction of wages for
Sutter and White was settled as part of the settlement that ended the 1-
day strike on October 15. The record shows that on October 17, Re-
spondent’s attorney sent a letter to Local 461’s attorney confirming a
discussion whereby Respondent agreed to increase Sutter’s pay from
$12.50 to $16 per hour and White’s pay from $9 to $11 per hour.
Those employees were to receive back wages for the difference in their
next paycheck. As part of the settlement Respondent requested that the
unfair labor practice charges concerning this matter be dismissed. The
letter also stated that “I hope that this will cause both Locals [sic] cease
their pickets.” On October 24 Local 461’s attorney replied by letter
specifically confirming the wage rates that White and Sutter would be
raised from and to. The letter also stated that the Union would with-
draw the charges it had filed on this matter and that it would not engage
in any unfair labor practice picketing against Respondent concerning
this matter. The parties agree that Respondent paid the employees the
backpay and gave them the raises as described in the letters. However,
at the hearing the General Counsel and Local 461 argue that the settle-
ment should not bar the litigation of this matter because, according to
them, Sutter’s pay was actually reduced to $12 per hour and therefore
he was actually owed more backpay in the amount of approximately
$95. There is no contention that Respondent willfully mislead Local
461 on this matter or that Local 461 could not have discovered this
matter with the exercise of due diligence. I concluded at the hearing
that this matter was settled and thus may not be litigated. In his brief
the General Counsel does not argue that my ruling at the hearing was
incorrect, nor does he continue to argue the merit of the allegations
covered by the settlement. I conclude that the General Counsel had
acquiesced in my ruling, and I shall dismiss those allegations of the
complaint.
33 The General Counsel alleges that this statement is unlawful.
34 The evidence in this portion of the decision is based on the testi-
mony of Sutter. Except as specifically indicated above, I conclude that
Sutter’s testimony is credible.
had an option to bid on additional work at the site, but as of the
date of the hearing did not yet have a contract to perform the
work. No further explanation of this situation was given. Re-
spondent further points out that the Union was given notice of
the layoff at the November 5, 1997 bargaining session, more
fully described below. Ekstrom testified that Murphy was
aware that the Razny Jeweler project was winding down and
that Respondent would be cutting its work force at the job.
Analysis
As indicated above, on November 7 Ekstrom told Sutter and
Hartman that there was no work for them and they should re-
port to the union hall. There is no hiring hall arrangement thus
there is no valid reason why Ekstrom should have made refer-
ence to reporting to the union hall. In context, this statement
reasonably indicated to the employees that they were being laid
off because they were union supporters. As such, this violates
Section 8(a)(1). OBARS Machine & Tool, 322 NLRB 275
(1996).
Turning to the matter of Sutter’s layoff, the evidence shows
that Sutter was a union supporter and that before the election
Ekstrom attempted to have Caddy fire Sutter for no other ap-
parent reason than because of his union activity. Thereafter,
the election resulted in a 10 to 1 vote in favor of the Union.
Then the Union settled the matter of Sutter’s wage reduction as
part of the strike settlement. Respondent’s animus toward the
union activity of the employees has already been set forth in
detail above. Finally, at the time of the layoff Ekstrom made a
direct connection between the layoff and the Union. Under
these circumstances, I conclude that the General Counsel has
met his initial burden under Wright Line of showing that Sutter
was unlawfully laid off on November 7.
At the November 5 bargaining session, Ekstrom asserted that
Sutter had cost him five contractors. However, at the hearing it
presented no credible evidence to support this assertion. Re-
spondent also has asserted that Sutter was laid off due to a lack
of work. To be sure the project that Sutter had been working
on—Razny Jeweler—was winding down. However, the re-
cords show that Respondent continued to perform some work at
that site for at 2 weeks after Sutter was laid off. In any event,
even assuming that work on that project had ended, it does not
necessarily follow that that Sutter would have been laid off.
This is so because Respondent has a policy of transferring em-
ployees to other sites when work on one project is completed.
Thus the issue with Sutter becomes whether Respondent has
established that there was no work available and that Sutter
would have been selected for layoff. Since Respondent makes
a lack of work argument for other laid-off employees, that ar-
gument will be addressed below after the cases of the other
alleged discriminatees are discussed.
9. Dwight Hartman
The General Counsel alleges that Respondent unlawfully laid
off and/or terminated employee Dwight Hartman on about No-
vember 15. Hartman began working for Respondent in April or
May. Hartman was given a union card by employee Denes.
Hartman joined the 1-day strike previously described. In late
October or early November, Hartman overheard a conversation
between Karbowski and Ekstrom at a jobsite. Ekstrom said that
there was no way that he was ever going to sign a union con-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
330
tract and that he was going through the motions and playing the
game.35
In around November employee Bonta called Ekstrom and
asked for help on the project he was working on because they
were behind schedule. Ekstrom said that he was going to send
over Hartman and employee Brian Adams. Ekstrom said that
Hartman and Adams were troublemakers with the Union and
that Bonta should not talk to them. Ekstrom also asked whether
Hutchinson had been at the jobsite, and Bonta said, “no.”36
At the November 5 bargaining session, more fully described
below, Ekstrom told the Union that work was slowing down
and he might have to lay off employees; he mentioned Hartman
as one employee who might be laid off. Murphy37 asked Ek-
strom why he had selected Hartman, and Ekstrom replied that
Hartman was dangerous and did not want to work overtime.
About 3 days before he was laid off Hartman received a tele-
phone call from Murphy advising him that Respondent would
be laying off some employees.
On November 7, Ekstrom came out to the site where Hart-
man and Sutter were working. Ekstrom said that the employees
knew what was coming, and Hartman said, “yes, he did.”
Hartman asked for his check, and Ekstrom said that he did not
have it. Hartman asked for the reason why he was being laid
off. Ekstrom said work was slow. Hartman asked if the em-
ployees hired after he was were laid off, and Ekstrom said,
“yes.” At the time of the layoff there was other work being
done.38
Ekstrom explained that Hartman was laid off and that the
Union was advised of this during the November 5 bargaining
session and it never objected. Ekstrom also testified that during
the December 3 bargaining session he gave the Union some
undated documents typed on Respondent’s letterhead, including
one concerning Hartman that indicated that during the week of
October 6, 1997, Hartman took 4 days off from work; 2 days
were excused and two were not. It also indicated repeatedly the
Union BAs (Bob Hutchinson and Rich Murphy) badgered Ek-
strom Electric employees while they were on the clock, which
is illegal. I do not credit this testimony; in context, it appears
contrived and was not corroborated by Dick Howard, who was
also present for Respondent at the bargaining sessions. I con-
clude that this and similar documents were made after the fact
and were never shown to the employee or provided to the Un-
ion. This is another example of why I generally determined
that Ekstrom’s testimony is not credible.
Analysis
Ekstrom’s statement that he was never going to sign a con-
tract with the Union indicated to employees that there union
activities would be futile as a result of Respondent’s unlawful
conduct. As such this violated Section 8(a)(1). Woodline, Inc.,
233 NLRB 97 (1977). Ekstrom’s questioning of Bonta con-
35 The General Counsel alleges that this statement is unlawful.
36 This conversation is based on the credible testimony of Bonta.
Only the interrogation aspect of the conversation is covered by an alle-
gation in the complaint.
37 Richard Murphy is the representative for Local 461 who, as ex-
plained below, engaged in bargaining with Respondent.
38 These facts are based on testimony of Hartman, who I conclude is
a credible witness. After reviewing the testimony of Hartman and
Sutter, who were both laid off November 7, I conclude that they had
separate conversations with Ekstrom and this accounts for the different
content of those conversations.
cerning whether a union representative had been at the site, in
the context of Respondent’s hostility toward the union, was an
unlawful interrogation in violation of Section 8(a)(1). Sunny-
vale Medical Clinic, 277 NLRB 1217 (1985).
Turning to Hartman’s layoff, the evidence shows that Hart-
man engaged in union activity and Ekstrom had identified
Hartman as a union troublemaker. Indeed, as described below,
Ekstrom had revealed that he felt that his entire work force was
not loyal and he was going to get rid of everyone. I need not
repeat the extent of Respondent’s animus and the continuing
nature of the now apparent plan to fulfill the promise to get rid
of the entire work force. I conclude that the General Counsel
has met his initial burden under Wright Line showing that
Hartman was unlawfully laid off on November 7.
At the bargaining session on November 5, Ekstrom asserted
that the reason Hartman was selected for layoff was because he
was dangerous and did not want to work overtime. However,
Respondent presented no evidence to support or explain these
assertions. I conclude that it was simply a total fabrication.
This tends to strengthen the General Counsel’s case since it
shows that Respondent is seeking to conceal the true reason for
selecting Hartman for layoff. Respondent’s argument concern-
ing lack of work for Hartman will be addressed below with the
others.
10. Stephen Sidbeck
The General Counsel alleges that Respondent unlawfully laid
off or terminated employee Stephen Sidbeck on November 12.
Sidbeck worked as an electrician for Respondent from October
13 to November 11. He was sent to Respondent by Hutchinson
and was interviewed for the position by Ekstrom on October 9.
During the interview Ekstrom stated that he noticed that Sid-
beck had worked for employers who had recognized Local 134
and Local 979. Ekstrom asked if Sidbeck had any affiliations
with any union. Sidbeck said, “no,” that he had worked for
Local 134 on a permit basis and that he was not a member of
any union. Ekstrom went on to say that the hardest thing was
to get loyal employees and he was not happy with his employ-
ees and he was going to clean house and get rid of them all. He
stated that the Union had given all of his employees’ cards and
they were not loyal to him anymore.39 On October 14 Sidbeck
attended a meeting held at Local 701’s hall where they dis-
cussed the reasons for the strike planned for the next day. On
October 15 Sidbeck was at a site in Lockport with employees
Peter Sivek and Matt White. At about 8:30 a.m. all three em-
ployees stopped work and joined the strike that day.
Meanwhile, as more fully described below, the parties had
begun bargaining for a contract. At the November 5 meeting
Ekstrom told the Union that he was contemplating layoffs and
mentioned several employees by name; Sidbeck was one of the
names he mentioned.40
On November 5, Sidbeck was present for a conversation be-
tween Ekstrom and employee Sivek at a jobsite in Woodale.
Ekstrom mentioned that he had a meeting with Murphy that
39 The General Counsel alleges that these statements are unlawful.
40 Murphy testified that Sidbeck’s name was not one of the employ-
ees mentioned by Ekstrom as being laid off. Although I generally
credit the testimony of Murphy over Ekstrom in this case, on this occa-
sion I conclude Murphy is mistaken. I note that Sidbeck admitted that
Hutchinson called him before the layoff to advise him of the letter the
Union intended to send to Respondent; I infer that Union knew that
Sidbeck’s layoff was imminent.
EKSTROM ELECTRIC, INC.
331
day. Sivek asked what would happen, and Ekstrom answered
that “You guys know that I will not sign a contract. Rich
knows that I will not sign a contract. And Rich Murphy told
me that ‘you guys won’t get s— from the union.’ The union
won’t let you know. You’re not going to get anything from
them.” Ekstrom said that the employees had to make a decision
whether to go to work for him or go to work for the Union and
strike.41
On November 10, Hutchinson faxed Ekstrom a letter that
stated in pertinent part Steve Sidbeck is a member and Union
organizer for IBEW Local 701. It is our intention to organize
Ekstrom Electric. Respondent received the fax transmission at
4:24 p.m. that day. That same day Sidbeck reported to work at
a jobsite in Aurora. Ekstrom appeared at the site late that
morning and told the employees to transfer to a jobsite located
in Woodale for the remainder of the day. Near the end of the
workday as the employees were cleaning there tools Ekstrom
appeared at the Woodale site and discussed with them what
work needed to be done. He told them that they were working
against a deadline and that he wanted to get the work done so
the employees worked late until 5:30 p.m. At that time Ek-
strom told Sidbeck to appear at the same site the next day and
gave him a list of things to do. That night Sidbeck received a
telephone call at home from Hutchinson, who told him about
the letter to Respondent notifying it that Sidbeck was working
for Local 461 as a salt.
The next day Sidbeck went to the job and finished the work.
He called Ekstrom when he had finished, as he had been in-
structed to do the day before. Sidbeck told Ekstrom that he had
finished the work. Ekstrom asked Sidbeck where he was, and
Sidbeck answered that he was at the Woodale site. Ekstrom
said that he had talked to the builder of that site and the builder
had said that there was no one at the site all morning. Sidbeck
said that that could not be true because he was there and had
finished the job. Ekstrom said that he was on his way to site to
check it out. Sidbeck asked if there was another site that Ek-
strom wanted to send him, to which Ekstrom replied that he did
not have any more work for Sidbeck and he should call in the
next morning. The next day Sidbeck called Ekstrom numerous
times in the morning and finally reached him. Sidbeck asked
where he was going to work that day. Ekstrom replied that he
was sorry but he did not have any work for Sidbeck, that things
were slow, and Sidbeck would have to call again tomorrow.
The next day Sidbeck called again and spoke with Ekstrom
who told him that he needed to know the hours that Sidbeck
had worked so Sidbeck could be paid. Sidbeck assured Ek-
strom that he would get the hours to Respondent right away.
Sidbeck then went to Respondent’s facility to give the paper-
work containing the hours the he had worked. While there he
asked Ekstrom if there was any work and Ekstrom again said
that he was sorry but that things were slow and he did not have
any work for Sidbeck. Ekstrom told him to call again at a later
date. Thereafter, Hutchinson received a faxed letter from Re-
spondent dated November 13 that stated in pertinent part, “This
letter is being written to inform you that as of 11/11/97, Steve
Sidbeck is no longer employed by Ekstrom Electric, Inc. due to
lack of work.”
Sidbeck called the next day all day long but never received a
response. He did the same thing the next 2 days and finally
received a call from Respondent’s Ekstrom’s wife, Laura, who
41 The General Counsel alleges that these statements are unlawful.
helps run the business. She said that she was returning Sid-
beck’s call and that she had a check for him that he could pick
up. Sidbeck went to the office that day and picked up his
check. While at the facility Sidbeck introduced himself to
Laura Ekstrom, who gave him his check. She asked whether
Sidbeck was with Local 134 or Local 701. Sidbeck said that he
was not a member of any union. Laura Ekstrom said that they
thought he was with Local 134 or Local 701. Sidbeck ex-
plained that he had only worked for them on permit basis and
that he was presently working with Local 701. During the con-
versation Laura said that Ekstrom would not sign a contract
with the Union,42 and Sidbeck commented that he did not be-
lieve that Ekstrom would sign a contract either. Around the
first week of December Sidbeck spoke with Ekstrom by tele-
phone. Sidbeck asked how things were going and if there was
any work available. Ekstrom said that things were slow and
that he did not have any work for Sidbeck at that time but that
if Sidbeck needed something he should call Bob Hutchinson,
that Ekstrom had talked with Hutchinson and Hutchinson had a
job for Sidbeck. As indicated, Hutchinson was the organizer
for Local 701.43
Ekstrom also testified that Respondent had completed some
homes and that was strictly what Sidbeck had been working on
and that was why he was laid off. He testified that Sidbeck
completed the project that he had been working on and that
Respondent did not do any more work for that builder.
Analysis
I have concluded above that during the interview of Sidbeck,
Ekstrom asked if he had any union affiliation. This interroga-
tion violates Section 8(a)(1). American Signcrafters, supra.
Ekstrom also said that he was going to get rid of all his em-
ployees because they were not loyal to him. This threat of dis-
charge also violates Section 8(a)(1). Carry Co., 311 NLRB
1058 (1993). Later, on November 5 Ekstrom said that he
would not sign a contract with the Union. This statement indi-
cates to employees that their protected activity will be rendered
futile by the unlawful conduct of Respondent, and it, thereby,
violates Section 8(a)(1). Woodline, supra.
Concerning the statements made by Laura Ekstrom, Respon-
dent had denied that she is an agent of Respondent. The record
shows only that she is Ekstrom’s wife and that she does certain
office work for Respondent. The General Counsel in his brief
does not address the issue of Laura Ekstrom’s agency status. I
conclude that the evidence is insufficient to show that Laura
Ekstrom was an agent of Respondent. I shall, therefore, dis-
miss that allegation of the complaint.
Turning to the matter of Sidbeck’s layoff, the facts show that
on November 5 Respondent mentioned that Sidbeck might be
laid off. On November 10 the Union notified Respondent that
Sidbeck was a union supporter and the next day he was laid off.
Because Respondent had indicated an intent to lay off Sidbeck
before the November 10 letter was sent, this letter cannot be
relied on as the triggering event of the layoff. Nonetheless, the
evidence shows that quite apart from the November 10 letter,
Sidbeck engaged in union activity and Respondent knew this.
Specifically, Sidbeck joined his fellow employees in the 1-day
strike. Moreover, Sidbeck’s layoff occurred in the context of
42 The General Counsel alleges that this statement is unlawful.
43 These facts are based on the testimony of Sidbeck, who I conclude
is a credible witness. I have considered, but do not credited, Ekstrom’s
contrary testimony.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
332
continuing pattern of hostility toward employees who supported
the Union, as fully described above. These elements of union
support, employer knowledge, antiunion animus, and timing
demonstrate that the General Counsel has met his initial burden
under Wright Line of showing that Sidbeck was unlawfully laid
off on November 11.
Respondent contends that Sidbeck was laid off because the
project he had been working on had been completed. I reject
that contention, because even if that were the case, Respondent
has failed to explain why Sidbeck was not transferred to an-
other project consistent with what occurred in the past. Re-
spondent contends in its brief that it was set up by the Union
into making it appear that it discharged Sidbeck for his union
activity by virtue of the November 19 letter. Assuming that is
the case, as indicated above, I have discount the import of that
letter in assessing the strength of the General Counsel’s case.
Finally, Respondent’s contention of lack of work will be dis-
cussed below after the individual cases are described.
11. Nathan Dunaway
The General Counsel alleges that Respondent unlawfully
terminated employee Nathan Dunaway on about December 17.
Dunaway worked for Respondent from June 1996 to early De-
cember 1997. In March or April employee Finegan spoke to
Dunaway about joining a union. Later, on about June 25,
Dunaway had a conversation with Ekstrom’s daughter. She
asked Dunaway if he knew anything about a letter that Respon-
dent had received from Local 117. The letter said that Dunaway
was an organizer for that union.44 After this letter was received
Ekstrom began making comments to Dunaway such as asking if
the job was “organized” or how his “little organizer” was do-
ing.
During the election campaign, Dunaway signed an authoriza-
tion card and attended union meetings. He served as the ob-
server for the Union at the September 2 election. Dunaway
also participated in the strike on October 15.
Around Thanksgiving Dunaway had a motorcycle accident
and was off work for 2 weeks. In early December he called
Ekstrom and told him that he was ready to return to work.
Ekstrom told him to get a doctor’s note and then call again.
After Dunaway procured the doctor’s note he again called Ek-
strom, who told him to report to the shop the next day at 7 a.m.
The next day Dunaway arrived at the shop no later than 7:30
a.m., but Ekstrom was not there. Dunaway waited about 10
minutes and then called Ekstrom and asked where he was.
Ekstrom did not reply and instead asked Dunaway where he
had been. Dunaway explained that he had been out plowing
snow since it had snowed the night before, and that he had en-
countered some problems with the snow equipment. Ekstrom
said that he was sick and tired of all of it, that he did not need
Dunaway anymore, and that Dunaway was fired. Dunaway had
been told to report to the shop before for assignments and he
had been late before, but he had never been disciplined because
he would arrive before Ekstrom did. Dunaway also had plowed
snow before during his off-duty time, and Ekstrom knew this.
Dunaway denied that he ever made any mistakes concerning
recording the time he worked on his timecards, or that he ever
willingly falsified his timecard. He also denied that he ever
was accused or disciplined by Ekstrom for doing so. Dunaway
also denied that he ever failed to call in to work if he was un-
44 This testimony was received without objection.
able to appear. Dunaway admitted that he and other employees
completed their work on November 21 and then left early, but
they indicated the early departure on their timecards.45
In support of its case Respondent presented the testimony of
employee Zych. He testified that he worked at jobsite with
Dunaway in November 1997. During this time period, accord-
ing to Zych, Dunaway was appearing for work late and yet
Dunaway was still writing down on his timecard that he had
worked 8 hours. Zych knew this because he collected the time-
cards and delivered them to Respondent. Zych testified that he
asked Dunaway about the matter and Dunaway replied “close
enough.” Zych further stated that sometimes Ekstrom would
appear on the jobsite and Dunaway would not even be there,
yet Dunaway would still indicate on his timecard that he
worked 8 hours. Zych told Ekstrom that Dunaway was coming
in late and wondered whether Dunaway had been picking up
material. Later, in response to questions from me Zych testi-
fied that he told Ekstrom that Ekstrom may want to confront
Dunaway with the fact that while Zych was getting to work
everyday at 7 a.m., Dunaway was arriving late with an excuse
but still writing down that he worked 8 hours on his timecard.
Ekstrom’s response was something like “okay I see.” Zych
testified that this conversation with Ekstrom occurred Novem-
ber 21, based on the fact he remembered that he left the jobsite
early that day and records show that on November 21, employ-
ees left the jobsite early.
Ekstrom testified that Dunaway was on sick leave for a pe-
riod of time as a result of a leg injury. Dunaway called Ek-
strom the Friday before he was ready to return to work, and
Ekstrom told him to report the following Monday with a doc-
tor’s release. Ekstrom testified that that Monday he waited at
the shop for Dunaway until 7:30 or 7:45 a.m. but Dunaway
never appeared. Later that morning Dunaway called Ekstrom
from the shop and asked where he should report. Ekstrom
asked why Dunaway was late and Dunaway replied that he had
been out snowplowing the night before and he was just coming
to work. Ekstrom then fired Dunaway. Ekstrom testified that
he did not know that Dunaway was snowplowing on his own
time.
Ekstrom also asserted that Dunaway had falsified his time-
cards. In support of this assertion Ekstrom explained that on a
Friday, before the time that Dunaway had been off for sick
leave, Ekstrom was told by Zych and Caddy that Dunaway was
filling out inaccurate timecards to cover periods of time when
he was not at the site. Dunaway’s timecard for the week ending
November 21, 1997, shows that for the Friday during that week
Dunaway entered 7 hours worked but Ekstrom scratched out
that number and wrote in 4 hours. The following Monday Ek-
strom stated that he confronted Dunaway with this contention
and Dunaway explained that it he must have made a mistake. It
is clear, however, that Dunaway was not fired at that time.
Analysis
The facts show that Dunaway was a union supporter; indeed,
he was the observer for the Union at the election a fact obvi-
ously known to Respondent. Ekstrom’s references to Dunaway
as a little organizer further establishes Respondent’s knowledge
of Dunaway’s support for the Union. Again, Respondent’s
pattern of hostility toward the Union and its effort to get rid of
45 These facts are based on the testimony of Dunaway, who I con-
clude is a credible witness.
EKSTROM ELECTRIC, INC.
333
the union supporters are apparent from the facts and conclu-
sions set forth above. I conclude that the General Counsel has
met its initial burden under Wright Line of showing that
Dunaway was unlawfully fired.
Concerning Zych’s testimony, I credit the testimony of
Dunaway that in fact Dunaway was not late for work on the
occasions or with the regularity claimed by Zych. I conclude
that Zych’s testimony in this regard is exaggerated, and he ad-
mitted that he did not know for certain that Dunaway’s alleged
late arrival at the worksite was due to tardiness as opposed to
other work assignments that took Dunaway away from the site.
I note that when Zych complained about this matter to Ekstrom,
Ekstrom’s reaction was nondescript. Indeed, according to Zych
there were times when Dunaway was late on the jobsite and
Ekstrom was there, yet there is no evidence that Ekstrom took
any action or was even concerned. I infer under these circum-
stances that any late arrivals by Dunaway witnessed by Zych
were either work related or excused. Nor do I credit Ekstrom’s
testimony that he confronted Dunaway with this matter and
Dunaway admitted the error. I likewise do not credit Ekstrom’s
testimony that it was he who corrected the timecard for No-
vember 21. To the contrary, I have credited Dunaway’s testi-
mony that the timecard matter was never mentioned to him as a
reason why he was terminated. In sum, I conclude that Re-
spondent has not presented credible evidence to show that in
fact Dunaway falsified his timecard or that it reasonably be-
lieved that he did.
Ekstrom also testified that he fired Dunaway when Dunaway
appeared late to work on the day he returned from sick leave.
Dunaway admitted arriving approximately one-half hour late
that morning. However, Respondent has presented no policy or
practice that it fires employees under these circumstances.
Indeed, I have credited the testimony of Dunaway that he had
done this in the past when he was told to report to Respondent’s
facility and he had not been disciplined. This seems to be a
case where Respondent seized on the tardiness as a justification
to cover another motive. I, therefore, conclude that Respondent
has failed to establish that it would have terminated Dunaway
even if he had not engaged in union activity. It follows that
Dunaway’s discharge on December 8 violated Section 8(a)(3)
and (1).
12. Karbowski and Denes again
The General Counsel alleges that in December Respondent
unlawfully transferred these employees from commercial work-
sites to residential worksites. By way of background, in No-
vember Denes asked Ekstrom when he would be getting a raise
that he felt he was due. Ekstrom said that Denes would have to
talk to Denes’ buddy Murphy. This is in obvious reference to
Richard Murphy, who is employed as the organizing coordina-
tor for District 6 of the IBEW, which includes Local 461. De-
nes had two more similar conversations with Ekstrom about a
raise and another one concerning vacations.46 In early Decem-
ber Denes and employees Karbowski and White asked Ekstrom
about the negotiations. They asked whether Ekstrom was going
to sign the contract. Ekstrom answered that if “if you can’t see
this, then you must be a pretty naïve person.” Ekstrom said that
46 The General Counsel does not allege that these statements are un-
lawful.
he was not going to sign the contract and that he did not want
anyone else being part of the company.47
In December Ekstrom told Karbowski that he could not give
out raises because his hands were tied due to negotiations and
that Karbowski should talk to Murphy. Employees attended a
Christmas party given by Respondent in 1997. After the party
a group of employees went to a bar. The employees began to
talk about the small amount of their Christmas bonuses. Ek-
strom said that he could not give more than $50 to $100 be-
cause the Union would not let him.48
Since Denes and Karbowski started work with Respondent
they performed primarily commercial and industrial work as
opposed to residential work. They preferred doing commercial
work; Denes described how residential work requires that em-
ployees work faster doing a lot of pipe work. Denes and Kar-
bowski received some special training in performing commer-
cial electrical work. On about January 2, 1998, Denes and
Karbowski had a conversation with Ekstrom, who said that he
did not have any more commercial work for them. He said that
he would let Denes and Karbowski make up their own mind if
they wanted to stay with Respondent, but he had only residen-
tial work left. Denes said that employee Bonta was still doing
work on the Hair Cuttery projects, which was commercial
work. Ekstrom replied that he no longer had the Hair Cuttery
work. Ekstrom then said that he did not want to do any more
commercial work because he was afraid of picket signs going
up and he did not want to be affiliated with the Union at all.49
The employees decided to continue to work for Respondent.
However, thereafter Denes and Karbowski no longer performed
commercial work but instead performed only residential work.
Denes admitted in his pretrial affidavit that since that time Re-
spondent’s work has “mainly” been residential. At some un-
specified time Karbowski asked Ekstrom whether another em-
ployee was still doing commercial work. Ekstrom answered
that the employee was finishing up few jobs at the Hair Cuttery.
Employee Anthony Buono testified that he began working
for Respondent around Christmas 1997 as an apprentice electri-
cian. He spends 75 percent of his time performing commercial
work and has performed that work at Hair Cuttery locations.
Employee James Bonta testified that he was hired by Re-
spondent as an electrician in October and has spent about 90
percent of his time performing commercial work, including at
the Hair Cuttery locations since January 1998. In December
Bonta asked Ekstrom for a raise. Ekstrom replied that he had to
wait until all of this blew over. Bonta understood this to refer
to the union matters. In December Ekstrom told Bonta that by
the first of the year he will have gotten rid of all the employees
who had signed union cards. In January 1998 Ekstrom told
Bonta that he was going through the motions with the Union
and that he was looking forward to a decertification election
September 1, that he had gotten rid of all the employees who
had signed cards, and that if the vote went his way he no longer
would be union. In mid-January 1998 Ekstrom told Bonta that
he was going through the motions with the union and there was
no way that he would sign a union contract. He said that he
47 This conversation is based on the testimony of Denes. The Gen-
eral Counsel does not allege that it was unlawful.
48 This statement is covered by an allegation in the complaint. These
facts are based on the testimony of Bonta and Caddy, as generally
corroborated by Karbowski.
49 These statements are not specifically alleged in the complaint.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
334
was giving the Union such farfetched proposals that they would
never be accepted.50
On January 16, 1998, Ekstrom told Karbowski that his hands
were tied concerning Karbowski’s health insurance and raise
and that Karbowski should talk to Murphy. Ekstrom also said
that after negotiations he could work something out with the
employees and that he would always be nonunion.51 At some
unspecified time before January 16, 1998, Karbowski and Ek-
strom were talking about the negotiations. Ekstrom said that he
just going through the motions until it ends in a year.52
In mid to later January 1998, Denes and Karbowski had an-
other conversation with Ekstrom concerning the happenings
with the Union. During the conversation Ekstrom said that he
was not going sign a union contract and that he waiting for the
union negotiations to blow over.53 Ekstrom also said that the
employees were killing him on the residential work that they
were performing. By that Ekstrom meant that the employees
were not working fast enough to get the work done on time. He
offered to lay them off. Although the employees were not laid
off at that time, they were laid off shortly thereafter.54
Ekstrom testified that he interviewed Denes for employment
in around November 1996 and that during that interview he told
Denes that Respondent was a nonunion company and had its
own health insurance, dental, and vacation plans. Ekstrom also
told Denes during the interview that in years past Respondent
had given out some large bonuses to employees according to
the jobs that they had done and according to the amount of
work that they had done. Ekstrom testified that at the Decem-
ber 3 bargaining session, more described below, the matter of
bonuses was discussed. According to Ekstrom, Murphy said
that as long as the bonuses did not exceed $100 he did not have
a problem with it. This meeting is described more fully below.
Ekstrom testified that he also interviewed Karbowski in
about June 1997 and told him essentially the same thing con-
cerning Respondent’s benefits that he told Denes. Ekstrom
testified that in late January 1998 Karbowski was doing resi-
dential work and Karbowski liked the work. Ekstrom denied
that he ever told Karbowski that he was waiting for the union
negotiations to blow over and then if the Union did not work
out, Respondent would take Karbowski back. Ekstrom ex-
plained that he really did not want to lose Karbowski and Denes
since they were his key workers.
Ekstrom admitted that he transferred Denes and Karbowski
from commercial work to residential work. He testified that the
reason he did so was because he did not have any commercial
work at the time. He testified that the Razny Jeweler’s job was
50 These statements are covered by allegations in the complaint.
51 None of these statements are specifically alleged to be unlawful in
the complaint.
52 This last statement is also not specifically alleged in the complaint.
The facts in this paragraph are based on the testimony of Karbowski,
who I conclude is a credible witness.
53 This statement is not alleged to be unlawful in the complaint.
54 The complaint initially alleged that the layoffs of Denes and Kar-
bowski were unlawful. However, at the hearing the General Counsel
withdrew that allegation of the complaint. The facts set forth above are
based on the testimony of Denes and Karbowski, who I conclude are
credible witnesses concerning these events. Respondent, in its brief,
argues that I should not credit the testimony of Denes because it was
contradicted by the testimony of Carl Guse, who Respondent describes
as an unbiased former entrepreneur. As between Guse and Denes,
based on my observation of the demeanor of the witnesses, I conclude
that the testimony of Denes is the more credible.
completed in the week ending November 22, 1997. However, a
summary of records offered by Respondent shows that other
commercial work continued after that time at sites such as the
Red Roof Inn and the Hair Cutteries. Ekstrom testified that
Denes did do residential work in the past in November 1996
during a time when there was no commercial work to do.
Analysis
The facts show that Respondent gave what employees per-
ceived to be a small Christmas bonus in 1997. Ekstrom blamed
this on the Union. He claimed that the Union had told him to
limit the monetary amount for the bonus to employees at bar-
gaining session. I do not credit that rather incredible testimony;
instead, I credit the testimony of Murphy concerning what oc-
curred at that bargaining session. It follows that Respondent’s
falsely blaming the Union for the size of the bonus was nothing
more than an attempt to undermine the Union’s support. This
violates Section 8(a)(1). Atlantic Forest Products, 282 NLRB
855 (1987); Truss-Span Co., 236 NLRB 50 (1978). Also as
described, above, Ekstrom told Bonta that he could no get a
raise until the union matter blew over. By conditioning a raise
for employees on the cessation of union activity, Respondent
violated Section 8(a)(1). Ekstrom also stated that by the first of
the year, Respondent will have gotten rid of all the employees
who had signed cards for the Union. This threat to discharge
union supporters violates Section 8(a)(1). Carry Cos., supra.
Ekstrom told an employee that he was going through he mo-
tions with the Union and looked forward to the decertification.
This statement that Respondent was rendering the employees
union activities futile by its unlawful conduct violates Section
8(a)(1). Woodline, supra. During that same conversation, Ek-
strom said that he had gotten rid of all the employees who had
signed cards for the Union. This statement also violates Sec-
tion 8(a)(1). Carry Cos., supra. Later, Ekstrom again said that
he was going through the motions with the Union and that he
was giving the union proposals that it would never agree to.
This expression of futility violates Section 8(a)(1). Woodline,
supra.
Turning to the matter of the transfer of employees Denes and
Karbowski from commercial work to residential work, I con-
clude that these employees regarded commercial work as pref-
erable. Moreover, Ekstrom admitted that he regarded Denes
and Karbowski as among his best employees. The evidence
shows that both employees supported the Union, and Respon-
dent knew or suspected this from the election results and the
strike, among other things. The evidence concerning Respon-
dent’s antiunion animus continues to grow. Indeed. Ekstrom
had threatened to get rid of all the employees who had sup-
ported the Union, and then later bragged that he had done so.
This evidence is sufficient to show that the General Counsel
has met its initial burden under Wright Line by showing that the
transfer of Denes and Karbowski from commercial work to
residential work was unlawful.
Ekstrom contends that these employees were transferred be-
cause there was no more commercial work to be done. I do not
believe this testimony. Instead, I credit the testimony of the
employees described above that Respondent continued to per-
form commercial work. Indeed, Respondent’s own records are
not to the contrary. The records show at most that there was a
reduction in the amount of commercial work to be done that
might have a justified a reduction in the amount of commercial
work done by Denes and Karbowski. It does not explain the
EKSTROM ELECTRIC, INC.
335
complete reassignment. I infer that this was an effort by Re-
spondent to rid itself of union supporters by making working
conditions for them increasingly unpleasant. I conclude that by
reassigning employees Denes and Karkbowski from commer-
cial to residential work, Respondent violated Section 8(a)(3)
and (1).
13. Promise of apprentice school
The General Counsel asserts that on January 18, 1998, Ek-
strom promised an employee that he would be sent to appren-
tice school if he no longer supported the Union. The General
Counsel does not address this allegation at all in his brief. My
review of the lengthy record in this case reveals that the only
testimony that might shed light of the allegation was elicited by
Respondent. Ekstrom testified that at some point during the
second or third week in December, after negotiations had bro-
ken down, he was approached by employee White who asked if
a contract was not signed with the Union was there some type
of alternative situation that would permit him to attend school.
Ekstrom stated that he replied that he had heard that another
organization had an apprenticeship school and if negotiations
broke down and they could not reach a contract with the Union,
White might be able to attend that school. White testified that
Ekstrom told him that if negotiations were completed, attending
apprentice school would probably be an option for him, but that
this conversation occurred in January 1998. I conclude that
neither of these statements can reasonably be interpreted as
violating the Act. I shall dismiss this allegation of the com-
plaint.
14. Richard Caddy
The General Counsel alleges that Respondent unlawfully laid
off and/or terminated employee Richard Caddy on about Janu-
ary 16, 1998. Caddy worked as an electrician for Respondent
on two occasions, the most recent being from May 1997 to
mid-January 1998. Ekstrom hired Caddy and during his inter-
view in May 1997 Ekstrom told him that Respondent always
had work and that there never was a time when Respondent did
not have work. While employed by Respondent, Caddy at-
tended union meetings and signed an authorization card. On
September 2, the day of the election, about 3-1/2 hours after the
election, Caddy had a conversation with Ekstrom. Ekstrom
asked Caddy how the Union got to him; Caddy replied that he
did not know what Ekstrom was talking about. Ekstrom said
that he did not believe Caddy and that he knew how Caddy had
voted. Caddy answered that he nobody gets to him and that he
did what was best for himself and that his vote was a matter of
personal choice. Caddy also participated in the 1-day strike
against Respondent.
Shortly after January 1, 1998, Caddy asked Ekstrom for a
raise that Caddy felt he had been promised. Ekstrom replied
that Caddy would not receive a raise, because Murphy, Local
461’s representative had told him and written a letter to him
stating that he was not allowed to give raises.55
At the bargaining session held on January 14, 1998, Respon-
dent advised the Union by letter that it intended to lay off
Caddy and employee Dale Jurgensen. Ekstrom asserted at that
time that Caddy had been caught sleeping in a van and Jurgen-
sen was not a very good electrician. Murphy then advised
Caddy of his impending layoff. On about January 16, 1998,
55 Neither the statement nor the alleged failure to give the raise are
specifically alleged in the complaint.
Caddy wore a union hat to work and also posted a union sticker
in the house that he was working on that day. That same day
Ekstrom came to site and asked White who was in charge of
that jobsite. White replied that he guessed that he was. Ek-
strom said that it was time to lay somebody off and that Caddy
should be that person. White said that he was not going to do it
because he did not want unfair labor practice charges against
him. Ekstrom said that he would give White a raise if White
fired Caddy. White again said, “no”; he believed that Ekstrom
was just joking about the raise since Union Agent Murphy al-
ready had told him that he was going to get a raise. Caddy then
walked in and Ekstrom told Caddy that it was time to lay him
off because there was a lack of work. Caddy asked if employ-
ees Denes and Karbowski were still working and Ekstrom said,
“yes.” While this conversation took place there was a union
sticker on the wall in the kitchen they were talking. Ekstrom
took down the sticker and said, “We don’t advertise propa-
ganda in my f— house.”56
The evidence shows that employees Anthony Buono, Jim
Banta, Dale Jurgensen, Mike Wallace, and Joe, all of whom
performed electrical work, had less seniority than Caddy but
were not laid off before Caddy. Also, at the time Caddy was
laid off there was enough work remaining on the project for
three employees for 2 days.57
Respondent asserts that Caddy was laid off for lack of work.
It points to the January 14, 1998 letter that it sent to the Union
concerning this matter, and that it raised this matter at negotia-
tions with the Union and no objections were raised. Ekstrom
further testified that when Caddy was laid off he was working
at a Red Roof Inn site installing parking light electrical fixtures.
He explained that although employee Bonta had less seniority
than Caddy, Bonta was working on a Hair Cutteries project that
installing electrical fixtures and outlets inside of a facility that
was being remodeled by a tenant. Ekstrom testified that Bonta
had 10 years’ experience and that Caddy had no knowledge of
how to perform that type of work. Here again I do not credit
Ekstrom’s explanation. I find it incredible that Respondent
would hire someone as a journeyman electrician, pay him at
that rate, and then claim that the employee had no knowledge
of how to install light fixtures or outlets.
Analysis
In assessing the legality of Caddy’s layoff, I do not consider
the evidence of Caddy’s union activity on the day of his dis-
charge. That activity occurred after he had been notified by the
Union that he was going to be laid off. It seems designed to
buttress a case of unlawful discharge and thus does not support
the General Counsel’s case. However, other evidence shows
that Caddy was a union supporter and Respondent knew this.
Indeed, shortly after the election Ekstrom disclosed that he
knew how Caddy voted and wanted to know how the Union got
to him. Ekstrom had threatened to get rid of all the union sup-
porters, and Caddy’s layoff appears to be a logical step in that
56 The General Counsel does not allege that these statements are un-
lawful, nor does the General Counsel argue that the removal of the
sticker was unlawful. Ekstrom admitted that he removed a union
sticker from the wall of the house that they were working on; he con-
tends that he said only that he told the employees that they could not
have stuff like this in private homeowners’ houses.
57 The facts set forth above are based on the testimony of Caddy,
who I conclude is a credible witness, as well as the testimony of White,
who I conclude testified truthfully concerning these matters.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
336
process. Considering the strength of the antiunion animus that I
have described above, I conclude that the evidence shows that
the General Counsel has made his initial showing under Wright
Line Caddy was unlawfully laid off.
At the January 14, 1998 bargaining session, Ekstrom as-
serted that Caddy had been caught sleeping in a van. At the
hearing, however, Respondent presented no evidence to support
this contention. This shifting explanation again served to un-
dermine Respondent’s case. I also reject Respondent’s conten-
tion that Caddy was selected for layoff because the project that
he had been working on had been completed. As with the other
alleged discriminatees, this does not explain why Respondent
failed to send Caddy on to other sites. Even assuming that
there was a lack of work, I do not accept Ekstrom’s rather in-
credible explanation as to why he laid off Caddy instead of
newly hired employees such as Bonta. Respondent’s general
lack of work argument will be addressed below with the other
layoffs.
15. Dale Jurgensen
The General Counsel alleges that Respondent unlawfully re-
duced the wages of employee Dale Jurgensen on about Decem-
ber 10, unlawfully reduced his overtime opportunities on about
December 22, and unlawfully laid off and/or terminated him on
about January 16, 1998. Jurgensen worked for Respondent as
an electrician from October 1997 to January 1998. Ekstrom
interviewed him on October 1. During the interview Ekstrom
asked Jurgensen how he felt about unions. Jurgensen answered
that he did not care for them.58 In November, while at a jobsite,
Jurgensen obtained an authorization card from Murphy and
signed it. Jurgensen also talked to other employees about the
Union while at work.
On about December 1 Jurgensen’s hourly wage rate was re-
duced from $20 to $15 per hour. On about December 15 Jur-
gensen asked Ekstrom if he had made a mistake on his check
because his rate had been reduced. Ekstrom responded that
there had not been a mistake and that Jurgensen’s rate had been
lowered to $15. He said that he was losing money and needed
to do it and that Jurgensen was not working fast enough. Jur-
gensen asked for his paycheck and they went to Ekstrom’s
truck where Ekstrom had the check. While there Ekstrom
asked if any union people had been around and Jurgensen said
no. Ekstrom then asked if Jurgensen had signed a union card
and Jurgensen said that he had.59
Sometime before Christmas while at a jobsite in North
Aurora Jurgensen heard Ekstrom ask employee Jim Bonta if a
union person had been around. Bonta answered, “yeah.” Ek-
strom asked if Bonta had signed a card and Bonta answered that
he had not despite the fact that Bonta had signed a card.60
Ekstrom testified that during the December 3 bargaining ses-
sion, more fully described below, Murphy complained that
Jurgensen’s pay had been cut. Ekstrom testified that he an-
swered that he had an agreement with Jurgensen that after 30
days Jurgensen’s performance would be reviewed because Ek-
strom was uncertain whether Jurgensen could do the job for the
$20 per hour that Respondent was paying him. Ekstrom
58 The General Counsel alleges that this questioning is unlawful.
59 The General Counsel does not allege that this questioning is un-
lawful.
60 The General Counsel does allege that this questioning is unlawful.
These facts are based on the testimony of Bonta as generally corrobo-
rated by Jurgensen.
claimed that this was a practice of his. He explained to Murphy
that he felt that Jurgensen could not do the job; that he had a
very difficult time reading blueprints and was colorblind.61
Ekstrom claimed that he had a conversation with Jurgensen and
told him either he accept a $5 per-hour cut in pay or be laid off,
and Jurgensen opted for the cut in pay. Ekstrom admitted that
he never gave the Union notice of his intent to offer Jurgensen
this option.
Jurgensen testified that he had been working an average of
about 5 to 6 hours a week overtime. Time records for the pe-
riod November 13 to January 7, 1998, show that Jurgensen
worked 5 hours overtime for the week dated November 20, 5
hours for the week dated November 26, 11.5 hours for the week
dated December 10, and 2.5 hours for the week dated Decem-
ber 17. Jurgensen testified that he had a conversation with
Ekstrom when he was reporting his hours. He reported that he
had worked 42.5 hours and Ekstrom asked where he had gotten
the 2.5 hours. Jurgensen explained that there was work that had
to be done for the contractor and that he had no choice but to
work the overtime. Ekstrom told him not to work overtime.
Jurgensen asked why and Ekstrom said that during that time of
year they did not want to do any overtime. Jurgensen denied
that after he had worked the 11.5 hours overtime he was told by
Ekstrom not to work overtime without permission.
Employee Zych testified that he began working for Respon-
dent as an apprentice electrician around Christmas, 1997. Since
that time he has worked about 2 to 4 hours of overtime per
month. He stated that permission is not needed to work that
overtime; if the employee needs to stay late to complete a pro-
ject overtime is paid. Zych testified that it is permissible to
work an hour or so to complete a project, but that Ekstrom must
grant overtime on a Saturday on a project by project basis.
Ekstrom testified that he spoke with Jurgensen in response to
an occasion when Jurgensen worked a Saturday without per-
mission. He states that he told Jurgensen that he could not
work on Saturdays and do whatever and whenever he wanted.
According to Ekstrom, Jurgensen said, “All right, I under-
stand.” Ekstrom also says that he told Jurgensen that if he
needed to work an hour to finish a job, that was fine, but no-
body was working Saturdays and things were getting slow.
On Jurgensen’s last day of employment with Respondent he
was told by another employee that Ekstrom wanted him to call.
That night after work Jurgensen called Ekstrom and was told
that he was laid off. Ekstrom gave no reason nor did Jurgensen
ask for a reason. Jurgensen admitted that near the time he was
terminated employee White worked with him on a project and
White had to redo much of the work that he had done. Jurgen-
sen’s explanation was that White did not understand his method
of piping just as he sometimes does not understand the method
used by other electricians. Jurgensen denied that employee
Sivek was also correcting his work. Jurgensen also denied that
he was colorblind; at the hearing he showed that he was able to
select wires by color. He also denied that he ever told em-
ployee White that he was colorblind. Jurgensen also com-
plained that his productivity was impaired due to the fact that
Ekstrom had supplied him with a defective generator.
White testified concerning errors that he felt Jurgensen
committed while working on one house in about December,
1997 and another house about 2 weeks later. He told Ekstrom
about the errors Jurgensen made in the first house, Ekstrom
61 The ability to recognize colors is essential in connecting wires.
EKSTROM ELECTRIC, INC.
337
talked to Jurgensen about the matter, who apparently admitted
the error and promised to do better in the future. White also
reported the error at the second house to Ekstrom, but White
did not recall Ekstrom’s response.
Analysis
The questioning of Jurgensen’s union sentiments during his
employment interview by Ekstrom violated Section 8(a)(1).
American Signcrafters, supra. Likewise, the questioning of
Bonta concerning whether he had signed a union card, under
the totality of circumstances, violated Section 8(a)(1). Sunny-
vale, supra.
As indicated, Jurgensen’s wage rate was reduced from $20 to
$15 per hour. By that time Jurgensen had signed a card for the
Union. When Jurgensen asked Ekstrom about the reduction,
one of the reasons he was given was that Respondent was los-
ing money. There is no evidence in the record to support that
assertion. Another reason given was that Jurgensen was color-
blind. When I asked Ekstrom at the hearing why he would
retain a colorblind electrician and at the same time complain
about the matter, Ekstrom answered that he assigned Jurgensen
to work that just involved bending conduits. Ekstrom said that
his information concerning Jurgensen’s color blindness came
from two other employees. I set forth this testimony in detail
here to give an example of why I have decided not to credit
Ekstrom’s testimony. First, I conclude that Jurgensen is not
colorblind, as he amply demonstrated in the hearing. If Ek-
strom was genuinely concerned about Jurgensen’s ability in this
regard, he could just as easily tested it and he would have dis-
covered that his concerns were unjustified. Yet Ekstrom would
have one believe that the absence of the ability to recognize
colors would lead him to merely reduce the pay of an electri-
cian. Ekstrom also asserted that Jurgensen could not read blue-
prints and that was a reason why his pay was cut. I discredit
that assertion; it is unsupported by any credible evidence. Ek-
strom asserted that he had an arrangement with Jurgensen that
Jurgensen’s performance would be reviewed to see if he de-
served the $20 per hour. I do not credit that testimony either. I
infer from the shifting and rather incredible reasons given for
cutting Jurgensen’s pay, that the real reason was an unlawful
one. That unlawful reason was that Jurgensen had signed a
card for the Union. Indeed, on the very occasion that Jurgensen
asked why his pay had been cut, Ekstrom confirmed his appar-
ent belief that Jurgensen had in fact signed a union card. Fur-
thermore, a pattern has developed, as described above, where
Respondent worsened working conditions of employees in an
effort to undermine their support for the Union and get rid of
the union supporters. I conclude that evidence shows that the
General Counsel has established that reduction of Jurgensen’s
rate of pay violated Section 8(a)(3) and (1).
Turning to the reduction of overtime, records show that Jur-
gensen had worked overtime with some degree of regularity. I
credit Jurgensen’s testimony that he was told that he no longer
could work any overtime; I discredit Ekstrom’s explanation.
Thus, contrary to practice, Jurgensen was precluded from work-
ing all overtime. By this time Jurgensen had had his pay rate
unlawfully reduced, Ekstrom had confirmed his belief that Jur-
gensen had signed a card to support the Union. These facts
show a continuing pattern of unlawful conduct, and I conclude
by precluding Jurgensen from working overtime, Respondent
violated Section 8(a)(3) and (1).
Finally, turning to Jurgensen’s layoff, the same facts de-
scribed above are sufficient to show that the General Counsel
has met his initial burden under Wright Line Jurgensen’s layoff
was unlawful. Respondent arguments that Jurgensen was se-
lected for layoff because he colorblind has already been re-
jected. Nor is their any evidence to support the contention that
Jurgensen was unable to read blueprints. Turning to the argu-
ment that Jurgensen was selected for layoff because he made
mistakes at work, Jurgensen admitted that his work had too be
redone. However, this fact alone is insufficient to meet Re-
spondent’s burden, since it must show not only that the alleged
discriminatee made a mistake, but that it would have selected
the alleged discriminatee for layoff because of that reason even
in the absence of union activity. Respondent had failed to do
so.
16. Peter Sivek
The General Counsel alleges that Respondent unlawfully
discharged employee Peter Sivek on about February 6, 1998.
Sivek worked for Respondent from April 1996 until February
1998. Sivek signed a union card and attended union meetings
before the election. The Friday before the election on Septem-
ber 2, Ekstrom told employee White that he thought six em-
ployees were going to vote for him without knowing how
White or Sivek were going to vote.62 As indicated, the election
results ultimately showed that all but one employee voted for
the Union. Sivek joined the 1-day strike described above. In
November Sivek and Ekstrom had a conversation about the
union negotiations. During that conversation Sivek asked if
Ekstrom was going to sign a union contract and Ekstrom said
that he was not going to.63 In December Sivek began wearing a
union shirt and cap to work. In the beginning of January 1998,
Ekstrom told White that he was going to kick Sivek’s “ass”
because Sivek was wearing a union T-shirt that day.64 A few
days later Ekstrom asked White whether Sivek had changed his
attitude. White understood this to mean whether Sivek contin-
ues to wear a union T-shirt. White answered that Sivek had
not.65 Ekstrom told employee White more than once that he
was going through the motions with the union negotiations and
that he would not sign a union contract. Ekstrom specifically
told this to White on January 21, 1998, the day White gave an
affidavit to the Board.66
About 2 weeks before Sivek’s termination he received a $2
per hour raise from Ekstrom. On January 26, 1998, while at a
jobsite, Ekstrom asked Bonta if Sivek had been at the job and if
62 These facts are based on the affidavit given by White. I conclude
that the statement contained in the affidavit is credible and that White’s
attempt at the hearing to detract from the statement is not. The General
Counsel does not allege that this statement is unlawful.
63 This statement is not specifically alleged in the complaint.
64 I do not credit White’s testimony that Ekstrom was joking when
he made this remark. Nor do I credit Ekstrom’s testimony that what he
actually said was that someone needs to kick Sivek in the “ass” to get-
ting him moving, explaining that he was very unhappy with Sivek’s
“attitude” and the amount of work that he was producing after the elec-
tion. The General Counsel alleges that this statement was unlawful.
65 These facts are based on the testimony and pretrial affidavit of
White. The General Counsel does not allege that this statement is
unlawful.
66 These facts are again based on White’s pretrial affidavit, for rea-
sons previously indicated. I again do not credit White’s unconvincing
attempt at the hearing to change the facts. The General Counsel does
not allege that these statements independently violated the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
338
he was on time and was doing his job. Bonta answered, “yes.”
Ekstrom then asked if Hutchinson had been at the site, because
if so that meant that Sivek had called Hutchinson and told him
where the site was located. Later that same day there was a
discussion concerning a union bumper sticker that Hutchinson
had put on one of Respondent’s trucks. The bumper sticker
was red and white and read Proud to be Union; it also had the
Local union symbol. Ekstrom ripped the sticker from the truck
and asked Bonta who put the sticker on the truck. Bonta re-
plied that he did not know. Then Ekstrom asked Bonta if Sivek
had put the bumper sticker on the truck, and Bonta answered,
“no.” A photograph of the truck taken around that time shows
that a sticker advertising for Klein Tools appears near the union
bumper sticker.67 In early February Ekstrom told employee
Buono on two occasions that Sivek’s time was coming short
and that Sivek was on thin ice. Buono understood this to refer
to the fact that Sivek was always wearing union paraphernalia
such as cap or T-shirt to work and had a union sticker displayed
in his car at all times that he was on the job.68
On February 6, 1998, at about 2 p.m., Hutchinson visited the
worksite known as Stonebribge where Sivek, among other em-
ployees, was working. Sivek was again wearing a union cap
and T-shirt. Ekstrom was also working on the site at that time.
While Hutchinson was in front of the site employee Matt White
walked out of the house where the employees were working;
White was bringing material and tools from the site to Ek-
strom’s truck. White shook Hutchinson’s hand and said that he
and Ekstrom were going to be leaving soon to go to another
work location, and that Ekstrom was not happy that Hutchinson
was sitting in front of the site.69 White went back into the
house. A few minutes later Sivek came out of the house and
approached Hutchinson’s car, where they conversed for about 3
or 4 minutes. During the course of that conversation, Ekstrom
twice stuck his head out of the door and shouted that Sivek
should go back in the house. Sivek turned around and replied
that he would. After about 30 more seconds, Sivek returned to
work. Sivek then apologized to Ekstrom and later told him that
he would work 5 minutes later to make up for the time he spent
talking with Hutchinson. Later that day Ekstrom handed Sivek
his paychecks and told him that he was fired. Sivek denied that
he told Ekstrom to go mind his own business when he was told
to return to work that day.70
67 The removal of the bumper sticker is not alleged to be unlawful.
These facts are based on a composite of the testimony of Bonta, Buono
and Sivek, which I credit. Ekstrom did not deny this testimony. In-
stead, he testified that Respondent did not allow any bumper stickers on
its vehicles, and that the only thing displayed on the vehicles, other than
Respondent’s own name, was a partial decal that had not been com-
pletely scraped off. As indicated above, the photographic evidence,
offered after Ekstrom’s testimony, contradicts that testimony.
68 These facts are based on the credible testimony of Buono.
69 This conversation was not received into evidence for the truth of
the matter asserted therein; it is hearsay to that extent.
70 These facts are based on the testimony of Sivek, and to the extent
not inconsistent with Sivek’s testimony’s, the testimony of Hutchinson.
I conclude that Sivek was a credible witness and that Hutchinson, al-
though less credible than Sivek, was nonetheless more credible than the
witnesses presented by Respondent. I note that Buono’s testimony also
corroborated Sivek’s concerning the length of time Sivek spoke with
Hutchinson. I have considered Bean’s testimony that Sivek’s conversa-
tion with Hutchinson may have lasted 15 to 20 minutes; I conclude that
this is an exaggeration; Bean himself later answered in response to my
questions that the conversation lasted “maybe five, ten minutes.” His
Ekstrom testified that it was necessary to get the work done
that Friday afternoon because it was going to be inspected that
afternoon. At between 1:30 and 2 p.m. Hutchinson arrived at
the site Sivek approached Hutchinson and started talking to
him. Ekstrom waited 2 or 3 minutes and then stuck his head
out the front door and told Sivek to come back to work, the
house had to be done. Sivek told him to mind his own busi-
ness. Ekstrom waited another minute or two and again told
Sivek to get back to work. Sivek replied that he was on per-
sonal business. After another 5 to 10 minutes later Sivek came
back to work. Later that day Ekstrom left the site and called his
office and had Sivek’s paycheck prepared. Ekstrom returned to
the site at which time Sivek told Ekstrom that he was going to
work an extra 5 minutes to make up for the time he was talking
to Hutchinson. Ekstrom told him not to bother, that he was
fired. Ekstrom stated that he never had an employee talk back
to him in that manner before. I do not credit this testimony to
the extent that it is inconsistent with that of Sivek’s, as de-
scribed above.
Respondent also presented the testimony of employee Zach-
ary Zych, who testified that after the election he worked at a
jobsite with Sivek. Zych testified that Sivek was standing
around for about 10 to 15 minutes and that Zych asked for help
but Sivek refused. It is difficult to gather what Respondent was
attempting to prove by this evidence, since Ekstrom himself
contends that Sivek was fired due to the events described in the
preceding paragraphs and made no mention, either to Sivek at
the time of his discharge or at the hearing, that the incident
described by Zych played any part in Sivek’s discharge.
Continuing with the facts even after the discharge of the last
alleged discriminatee, at some unspecified time after February
6, 1998, Ekstrom asked employee Anthony Buono if the Hut-
chinson had called Buono’s house. Buono said, “no.” Ekstrom
said that Buono could talk to Hutchinson if he wanted but he
did not have to. On another occasion Ekstrom again asked
Buono if Hutchinson had called. Buono answered that he had
not talked to Hutchinson.71
Analysis
As stated above, Ekstrom threatened to kick Sivek’s “ass,”
because he was wearing a union T-shirt at work. This threat of
bodily harm violates Section 8(a)(1). Genesee Family Restau-
rant, supra.
Turning to the matter of the discharge, the evidence shows
that Sivek was a supporter of the Union, and Respondent knew
this. Respondent was hostile toward that activity, as witnesses
by the increasing list on unfair labor practices that it has com-
mitted. Sivek himself was the direct target of unlawful con-
duct. This evidence is sufficient to show that the General
Counsel has met his initial burden under Wright Line.
testimony appears tilted. I have also considered the testimony of White
on this matter; for reasons explained elsewhere in this decision I do not
find him to be a credible witness.
71 Neither of these conversations is alleged to be unlawful in the
complaint. These conversations are based on the testimony of Buono.
I note that Respondent currently employs Buono. I further note that
Buono testified under subpoena from the General Counsel even after he
had a conversation with Ekstrom about whether he had been subpoe-
naed and during which Ekstrom made reference to Buono’s job and
continued employment with Respondent. Finally, Buono is not alleged
to be a discriminatee and otherwise has little apparent motive to fabri-
cate his testimony. Also considering demeanor, I conclude that Buono
is a credible witness.
EKSTROM ELECTRIC, INC.
339
Respondent contends that Sivek was discharged, because he
was defiant when he was instructed to return to work after talk-
ing with Hutchinson during working time. Although I have not
credited Ekstrom’s version of the events of that day, the facts
do show that Sivek engaged in a more than momentary conver-
sation with Hutchinson during working time. Since working
time is work, Sivek had no legal right under the Act to do so. I
also consider the fact that Sivek did not immediately return to
work when instructed to do so but continued to talk to Hutchin-
son for a short period of time, thereby displaying a defiant atti-
tude toward the instructions from his employer. In sum, Re-
spondent presents a substantial case in support of its argument
that Sivek would have been fired even absent his union activity.
However, I conclude that Ekstrom was more concerned with
who Sivek was speaking to rather than the several minutes
taken from working time. I also consider the fact that Sivek
immediately apologized to Ekstrom for his conduct and offered
to work the time he had spent talking to Hutchinson. I note that
there is no evidence that Sivek had engaged in a pattern of this
type of conduct. Respondent cites American Automatic Sprin-
kler, 323 NLRB 920 (1997), as support for its argument that
Sivek was lawfully terminated. However, that case is factually
distinguishable. There the Board concluded that the alleged
discriminatee had left work early under circumstances that
showed a defiant insistence on doing so. Here, Sivek stopped
working for only several minutes, and promptly apologized to
Ekstrom for his conduct and offered to work later to make up
the time. This hardly amounts to defiant insistence. Under
these circumstances I conclude that Respondent has not shown
that it would have discharged Sivek even absent his union ac-
tivity. Respondent therefore violated Section 8(a)(3) and (1) by
discharging Sivek.
17. Lack of work
Respondent contends that Sutter, Hartman, Sidbeck, Caddy,
and Jurgensen were laid off due to a lack of work. Concerning
Respondent’s hiring pattern around the time of the layoffs,
employee Jim Bonta was hired as an electrician at some un-
specified time in October 1997; he responded to a help wanted
advertisement in a local newspaper. Ekstrom explained that
when he hired Bonta Respondent was just starting to get into its
busiest time of the year and it had a lot of jobs going on and
needed manpower. Particularly Razny Jeweler’s wanted to
open up before Thanksgiving. Anthony Buono was hired as an
apprentice electrician around Christmas. In about January 1998
and again in early March 1998 Ekstrom asked employee Bonta
if he knew anyone that needed work. Bonta said, “no.”
Ekstrom admitted that during the period August and Sep-
tember 1997, Respondent employed about 10 or 11 electricians.
Near the end of October Respondent hired three employees;
Bonta, Wallace, and Zimba. According to Bonta, when he was
hired in October, Respondent employed about nine electricians.
In early December 1997 Respondent hired employee Buono.
At that time Ekstrom did not recall from layoff any of the em-
ployees that had been recently laid off.72 At the time Bonta
testified on April 2, 1998, Respondent employed only three
electricians. On May 26, 1998, Respondent hired another elec-
trician. None of the laid off employees have been recalled.
72 I do not credit Ekstrom’s testimony that the reason he failed to do
so was because he had heard that the laid-off employees had found
other work.
Ekstrom also testified that employee Buono was hired as a
favor to Buono’s cousin, Bonta. Ekstrom explained that Bonta
said that Buono was out of a job, and he really wanted to be-
come an electrician. Ekstrom agreed to hire Buono at the rate
of $8 per hour. Ekstrom never interviewed Buono. He testified
that Buono works as a trainee for laborer doing whatever work
needs to be done. Ekstrom also explained that Chaz Glazer is a
high school student who works part time for Respondent after
school about 3 hours per day. Glazer makes deliveries and
works with the other employees so he can learn the trade. I do
not credit this testimony. Instead, I credit the testimony of
Buono that he works as an electrician.
Ekstrom explained the relationship between Respondent and
the Hair Cutteries projects. Respondent has a contract to do
work at those sites with a firm named Affinity. Hair Cutteries
notifies Affinity when they obtain a lease and then Affinity
schedules the trades to make the improvements on the space
leased by Hair Cutteries. Respondent usually gets about 2 or 3
days’ notice.
A summary of records shows the following:
HOURS WORKED WEEK ENDING
367
8/2/97
267
8/9/97
319
8/16/97
358
8/23/97
355
8/30/97
308
9/6/97
353
9/13/97
322
9/20/97
446
9/27/97
356
10/3/97
343
10/11/97
266
10/17/97
551
10/26/97
762
11/1/97
462
11/8/97
469
11/15/97
385
11/22/97
393
11/29/97
396
12/6/97
473
12/14/97
420
12/20/97
166
12/26/97
229
1/3/98
77
1/10/98
319
1/16/98
320
1/23/98
251
1/30/98
Analysis
Respondent’s argument of lack of work does not withstand
scrutiny. During the very period of time that it was laying off
the alleged discriminatees, it was hiring new employees. This
is inconsistent with the argument that it had no work for em-
ployees to perform. Moreover, an examination of the summa-
ries relied on by Respondent do not support its contention.
They show that the hours worked by employees before the time
the alleged discriminatees were laid off are approximately the
hours worked after the layoffs. The exception to this occurred
around the holidays, for a low point, and during the Razny Jew-
eler was busy time, for a high point. These summaries are also
important for what they do not show. For example, there is no
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
340
breakdown of how many of the hours worked were overtime
hours. Overtime hours can be reduced without the need of any
layoff.
Also important is the fact that, as set forth above, Respon-
dent had assured the employees that in the absence of a union
they had been able to work year round. There is no explanation
in the record as to why that was not possible after the employ-
ees had selected the Union. Notable by their absence are any
records to show that in the past Respondent engaged in the
number of layoffs at the times it did here after the employees
selected the Union. Nor is their any credible explanation as to
why Respondent continued to hire new employees instead of
recalling its own experienced employees from layoff.
Under these circumstances, I conclude that Respondent has
failed to show that it would have laid off Sutter, Hartman, Sid-
beck, Caddy, and Jurgensen even if they had not supported the
Union. Having already determined above that the General
Counsel has met his initial burden of showing that these em-
ployees were unlawfully laid, it follows that Respondent vio-
lated Section 8(a)(3) and (1) by laying off Sutter, Hartman,
Sidbeck, Caddy, and Jurgensen. During the compliance stage
of this case Respondent will be given the opportunity to show
that it would have lawfully laid off these employees at some
point after their unlawful layoff.
C. The 8(a)(5) Allegations
The General Counsel alleges that Respondent violated Sec-
tion 8(a)(5) in several respects. First, Respondent is alleged to
have unlawfully refused to provide relevant information to the
Union, and unlawfully delayed in providing such information to
the Union. Next, Respondent is charged with making unilateral
changes in terms and conditions of employment, including
specifically laying off employees, reducing the wages of em-
ployees, withdrawing the use of company vehicles for employ-
ees, reducing the overtime opportunities for an employee, and
transferring employees from commercial worksites to residen-
tial worksites. As described above, this same conduct is al-
leged to be violative of Section 8(a)(3). Finally, Respondent is
alleged to have refused to bargain in good faith.
As indicated above, the Union was certified as the collective-
bargaining representative of the employees on September 17.
The parties thereafter met on five occasions to discuss a con-
tract. The first meeting was November 5.73 Present for the
Union were Murphy and Gerry Branson, business manager for
Local 461. Present for Respondent were Ekstrom and Dick
Howard. Howard is a retired school administrator with experi-
ence in collective bargaining. The first matter of substance at
this meeting was raised by Ekstrom, who said that work was
slowing down and he possibly was going to have a layoff. He
mentioned the names of employees White, Hartman, Adams,
and Sidbeck. Murphy asked why these persons were selected,
and Ekstrom answered that Hartman was dangerous, White did
not show up for work on a Saturday, and Adams missed time.
Ekstrom also said that Hartman would not work overtime. At
that point Murphy said that maybe Hartman would not work
overtime because Respondent did not pay time and a half.
Murphy asked what procedure Respondent used for layoffs, and
Ekstrom said it was by jobsite except for his better employees.
Murphy asked what job the employees were working on, and
73 At times Respondent refers to this as meeting as occurring on No-
vember 4.
Ekstrom named the site as Razny Jeweler. Murphy knew from
past conversations with employees Denes, Karbowski, and
Zych that they also were working on that site, so he asked about
them. Ekstrom said that those three persons were his key per-
sonnel and would not be laid off.
Murphy orally requested certain information and Ekstrom
told him to put it in writing. Ekstrom indicated that he was not
interested in signing the standard agreement, so Murphy handed
him a 22-page contract proposal. The proposal consisted of the
standard agreement, except that the journeyman rate and certain
fringe benefits were higher in the proposal than in the standard
contract. The proposed contract was for a 6-month term expir-
ing at the same time the standard agreement would expire.
Murphy advised Ekstrom to ignore certain prefatory language
from in the proposal that was carried over from the standard
agreement. Murphy asked that they review the proposal, and
Ekstrom said that they would do so. Before the meeting ended
Ekstrom said that he wanted to remind the Union that there
might be layoffs the coming Friday or the following Friday, and
he named again the three employees and this time added the
name of Sutter. Murphy complained that three of the employ-
ees were involved in an unfair labor charge that had been filed;
he asked if this was retribution. Ekstrom said, “no,” and
claimed that Sutter had cost him five contractors. Murphy said
that employees had Weingarten rights and suggested that a
representative be present when Respondent disciplined unit
employees. During this meeting Ekstrom asked the Union how
it would classify Respondent’s employees in terms of who was
an apprentice and who was a journeyman. This was of signifi-
cance for several reasons, including the wage rate that Respon-
dent would have to pay to those employees. Murphy responded
that the Union needed Ekstrom’s input on that matter since he
knew the qualifications of the employees. Ekstrom also said
that employee Caddy had said that he expected to be making
$27.50 per hour. Murphy replied that he did not know where
Caddy got that figure from. Ekstrom also asked if employee
Denes had been told that he would be making $31.50 per hour.
Murphy again said that he did not know where the employee
got that figure from. During this meeting Ekstrom asked for
information regarding the Union’s wage packages, benefits, and
layoff procedures.
Prior to the next meeting the Union sent Respondent a letter
dated November 7 that requested information. Among the
items requested in the letter were a list of all employees in the
collective-bargaining unit: names, addresses, and a complete
list of all current and future jobsite locations. Also requested
was existing company practices and policies relating to fringe
benefits (if you have such policies and practices in written
form, a copy would be helpful) such as: Insurance now in effect
(if in booklet form, a copy would be helpful), benefits to em-
ployee, dependents, cost per employee, if any, etc.
On November 12, 1997, Respondent sent the Union a letter
that stated:
This letter is being written to make yet another request for the
information mentioned at the meeting with Rich Murphy and
Jerry Branson on Tuesday, Nov. 4, [sic] 1997 regarding wage
packages, Benefits, and laying off procedures as per Union
Guidelines. We will expect that information to be faxed to us
previous to the Scheduled meeting of Nov. 13, 1997 at 2:00
p.m. at our office at 106 N. Raddant, Batavia, IL by at least 4
hours so that we may look it over and proceed with negotia-
tions properly informed.
EKSTROM ELECTRIC, INC.
341
That same day, at 8:29 a.m. the Union faxed Respondent the
following statement: “The answer to your question about Lay-
off Order of a Company is as stated in the Proposed letter on
page 14, Section 4.20 Subsection A. I hope this will cover any
question on layoff order for you.” Another letter sent with the
fax stated, “Wages for your employees were predetermined
before the election and can not be changed before we negotiate
specifically about wages. Hopefully this answers your concern
on this matter. Please feel free to contact this office if you have
further concerns.”
The next meeting was held on November 13. Murphy
opened the meeting by requesting the information specified in
the letter he had sent, and the parties reviewed the letter. Mur-
phy asked for the list of employees. In response Ekstrom gave
him the pay stubs for the current pay period of Adams, Bate-
man, Bonta, Caddy, Dunaway, Denes, Glaser, Ekstrom, Kar-
bowski, Sidbeck, Wallace, Sivek, White, and Zych. The stubs
did not contain the employees’ addresses. Murphy pointed this
out to Ekstrom, who replied that the Union did not request the
addresses. Murphy showed Ekstrom the letter that specifically
requested addresses, and Ekstrom said, “Well, I gave you pay
stubs.” Next Murphy asked about employees Eric Kanish and
Dale Jurgensen. Ekstrom said that Kanish had not worked that
week and he did not respond concerning Jurgensen.74 Murphy
then asked for a list of jobsites. Ekstrom handed Murphy a
single sheet of yellow line paper that stated:
Jobs:
Razny Jewelers
Red Roof Inn
Hair Cuttery
Murphy complained that this was not what he asked for. He
claimed that he had asked for addresses. He said that two of
the businesses were franchises with various locations and he
could not tell what locations were involved. Murphy also asked
about residential work. Ekstrom responded that residential
work was slowing down and was all but over. However, a
summary of records prepared by Respondent clearly shows that
Respondent was performing work at more sites than those listed
above. Murphy asked for any insurance information and Ek-
strom handed him copies of Respondent’s dental insurance and
life insurance policies. Murphy asked for any layoff procedure,
and Ekstrom said that he did not have one. Ekstrom asked for
the Union’s layoff policy, and Murphy said that it was in their
contract proposal. Murphy asked about employee Sidbeck, and
Ekstrom said that he no longer works for Respondent, that he
had been laid off a few days ago. They then discussed other
matters contained in the Union’s information request. Ekstrom
then asked for a list of all employees who were members of the
Union. Branson replied that the Union could not provide that
information since its membership lists were private. Howard
said, “Come on, that’s public knowledge.” The Union refused
to give that information.
The parties then reviewed the Union’s proposal, and Re-
spondent agreed to certain provisions and rejected others.
74 As described above, the General Counsel introduced into evidence
certain time records in support of the allegation that Jurgensen was
unlawfully denied overtime. One of the documents is a pay stub for
Jurgensen for the same period as the other employees listed above.
There is no explanation in the record concerning why Respondent
failed to provide the Union with this information.
Among the proposals accepted by Respondent were no strike,
no-lockout, management rights, bonding, most-favored nations,
recognition, code adherence, employee responsibility for im-
proper workmanship, union access, production, journeyman’s
obligation to provide certain tools, employer obligation to fur-
nish other tools, union security, subletting or assigning work,
payday, travel time, check off for working dues, reporting pay,
layoff notice and pay, “IBEW assistance,” working employer,
and substantially all of the safety language. Among the provi-
sions rejected by Respondent were a grievance procedure, a
union label, transportation for employees who change jobsites
during working hours, a prohibition on employee use of per-
sonal conveyance to transport Respondent’s tools or materials,
appointment of foremen and general foremen, notice to Re-
spondent in the event that unit employees engage in a sympathy
strike, division of work by a joint committee in the event of a
curtailment of unit work, and order of layoff. Respondent re-
jected the proposal for the creation of a labor management co-
operation committee. Respondent accepted arbitration, except
that the F.M.C.S. would provide the arbitrator instead of a
council as proposed by the Union. It accepted the Union’s
proposal concerning apprenticeship and training except those
provisions prohibiting apprentices working alone and appren-
tice to journeymen ratio.75 The parties disagreed concerning
the overtime provisions; Ekstrom proposed that overtime rate
commence after 40 hours of work. Concerning wages, the
Union proposed that journeymen receive $31.85 per hour and
apprentices receive stated percentages of the journeyman rate
based on hours worked by the apprentice. For example, an
apprentice with 1001—2000 hours’ experience would receive
45 percent of the journeyman’s rate. Respondent agreed to the
apprentice percentages, but it rejected the journeyman’s rate. It
rejected the Union’s language that the Union be the sole and
exclusive source of referral of applicants to Respondent and
instead proposed that the Union be given 24-hour notice and
that after that time Respondent could hire from whatever
source; Respondent agreed to other provisions in the Union’s
referral proposals. Respondent rejected the Union’s proposals
for contributions to the Union’s funds for health and welfare,
industry, pension, labor management, and administrative main-
tenance; it also did not agree to deduct from employees certain
amount for employees’ vacation fund and working dues. It
rejected proposals concerning collection and audit. Respondent
agreed to the Union’s proposal concerning contributions to the
JATC Fund. Concerning the Union’s proposal on substance
abuse, Respondent requested a copy of the substance abuse
policy. Respondent proposed that the Union’s language con-
cerning stewards be modified to indicate that stewards were to
be selected from Respondent's work force. Respondent also
suggested modified language for the Union’s proposal concern-
ing hours of work. Finally, Respondent proposed that the con-
tract run until December 31, 1998, instead of May 31, 1998, as
suggested by the Union. Near the end of the meeting Murphy
said that since the Union had not received all the information
that it had requested, and because language in the disputed
provisions could impact on the provisions Respondent had
accepted, nothing was final until all issues were resolved. Dur-
ing the meeting Ekstrom asked for the information specified in
the November 12 letter to the Union, and Murphy said that the
information was contained in the Union’s proposals.
75 The parties discussed a side letter to resolve this issue.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
342
On November 18, 1997, Murphy sent Respondent a lengthy
request for information covering seven pages. Among other
things, the Union requested the name, address, and date of hire
of employees in the unit, adding that the payroll stubs previ-
ously provided by Respondent does not satisfy this request.
The Union also requested the names of all current and future
jobsite locations, adding that merely listing Red Roof Inn does
not satisfy that request.
On that same day Respondent sent the Union a letter that
read:
This letter is confirm our agreement during negotiations. Pur-
suant
To your directions, Ekstrom Electric, Inc. will begin a cutback
in the work force resulting in job layoffs effective consent
[sic] dates:
1. Dwight Hartman 11/7/97
2. Peter Sutter 11/7/97
3. Brian Adams 11/7/97
4. Steve Sidbeck 11/11/97
Because the employees had been laid off before the letter was
sent to the Union, the Union did not respond.
The third bargaining session was held on December 3, 1997,
and lasted about 1-1/2 hours. The meeting began with Murphy
giving Ekstrom and Howard a copy of the Board’s certification
of the Union as the collective-bargaining representative of Re-
spondent’s employees and asked whether they understood what
that meant; they answered that they did, Murphy then asked
then why were they giving raises to employees. Ekstrom re-
sponded that employee Zych was due for a raise, but Murphy
protested that that was not what the Union was told. He as-
serted that Respondent’s practice was to give raises in January
and June and that Zych was hired in June and yet received a
raise in October. Ekstrom then said that Zych was underpaid to
which Murphy responded that Zych was then underpaid before
the election also. Ekstrom asserted that his attorney advised
him that it was proper to grant the raise, but Murphy said that
Ekstrom could not reward somebody for voting against the
union. The parties then reviewed the Union request for infor-
mation contained in the Union’s November 18 letter. Murphy
asked for the information concerning unit employees and Ek-
strom said that he already provided the pay stubs. Murphy then
named three employees about whom the Union was not given
any information. Ekstrom replied that one of the employees no
longer worked for him, another had just been hired and he
again did not respond concerning why Respondent did not pro-
vide the information on employee Jurgensen. Murphy asked
for the addresses of the unit employees and other information
that had not yet been provided, and Ekstrom said that the Union
would receive it by the end of that week. Ekstrom asked why
the Union needed to know the names of newly hired employ-
ees, and Murphy answered that the Union had people who were
out of work and would like to send them to apply for work.
The parties then discussed the Union’s request concerning job-
sites. Before the meeting Murphy had met with employees and
obtained information from them concerning residential sites
where the employees were working. Murphy told Ekstrom of
this information at the meeting and asked why Respondent had
not given it to him. Ekstrom replied that if the Union knew all
the information why did he have to give it to them. The discus-
sion then turned to Respondent’s practice concerning holiday
gifts. Murphy said that he had heard that Respondent gave
sizable Christmas bonuses and that he hoped that whatever
Respondent had done in the past before the Union that it would
continue to do that season. The parties then reviewed the re-
mainder of the Union’s written request for information. Near
the end of the meeting Ekstrom and Howard asked the Union
for a counterproposal. Murphy replied that the Union had al-
ready given a written proposal and that they felt like they would
be negotiating against themselves if they offered another pro-
posal. At this time Respondent had not offered its proposal for
a complete collective-bargaining agreement. The parties
agreed to meet again on December 16.
However, that meeting did not take place. At about 11:30
a.m. on that day the Union received a faxed letter from Re-
spondent which stated:
At our last meeting Rich Murphy said that he would notify us
prior to the next meeting, which would have been today at
2:00 p.m. whether or not it was to take place as tentatively
scheduled. Since we have not heard from anyone about it by
11:00 am on 12/16/97, Ron Ekstrom and Dick Howard will
not be available.
Please call to reschedule at your convenience.
That same day Ekstrom called Branson and asked why the Un-
ion had not called to confirm the meeting. Branson replied that
he thought that the meeting was confirmed and that they were
meeting at 2 p.m. as in the past. Ekstrom said that Murphy was
supposed to have called him to confirm if the meeting was
definite and that he and Howard would not be available for the
meeting since it had not been confirmed.
Meanwhile, on December 8, 1997, the Union received cer-
tain information from Respondent. The information included a
cover letter from Ekstrom that read:
Enclosed is all the information that Rich Murphy has re-
quested as per our meeting on Dec. 3,1997. All other infor-
mation that was asked for in his letter of Nov. 18, 1997 was
answered in the meeting. No more information is necessary
to my knowledge and all requests have been met.
The Union was given a list of eight jobsites with addresses.
However, summary of records prepared and introduced into
evidence by Respondent shows that for the week ending De-
cember 6, 1997, Respondent worked on 10 projects and the
following week Respondent worked on 11 projects. Ekstrom
explained this apparent discrepancy by stating that the Red
Roof Inn sites were not listed on the December 8 list because
he had earlier given the Union that information. However, the
evidence shows that Ekstrom made only general mention of
Red Roof Inns and did not provide the addresses at which Re-
spondent was working. Respondent also provided a list of 12
employees with their addresses.76 Also included was a sum-
mary of benefits for Respondent’s health and life insurance
plans as well as a copy of a life insurance policy. The Union
also received a copy of a summary of benefits of Respondent’s
prescription drug health insurance policy as well as a copy of a
two-page handout apparently for employees that described
certain aspects of Respondent’s health insurance plan. Finally,
76 Although the complaint alleges that Respondent refused to provide
this information, at the hearing, after Respondent through Branson
offered this evidence, the General Counsel asserted, but did not prove,
that this list was incomplete.
EKSTROM ELECTRIC, INC.
343
the Union also was provided a one-page explanation of Re-
spondent’s worker’s compensation and employer’s liability
insurance policy. However, Respondent had a certificate of
coverage from its health care insurance company that contained
detailed explanation of its health care insurance policy. This
document was never provided to the Union.77
On December 19, 1997, the Union sent a letter advising Re-
spondent that it could not make unilateral changes in employ-
ees’ conditions of employment and demanding that the Union
be provided an chance to bargain before the changes are made.
The next bargaining session was held January 14, 1998. The
meeting lasted about 1 hour and began with Ekstrom and How-
ard asking for the Union’s counterproposal. Murphy replied
that the Union did not have one. Ekstrom and Howard then
said that they thought that the reason for the meeting was for
the Union to present a counterproposal. Murphy answered that
they were incorrect. Respondent then handed the Union two
letters dated January 14. One letter stated:
Pursuant to the Agreement during negotiations and in accor-
dance with past practice & policy the following individuals
will be layed [sic] off effective 1/16/98.
Richard Caddy will be layed off at the Bear Residence in St.
Charles Silver Glen Estates.
Dale Jurgensen will be layed off at the jobsite of 734 N. Elm,
Hinsdale.
Murphy denied that there had been any agreement as indicated
in the letter, and that the Union had only asked that it be noti-
fied prior to any layoff. Murphy asked why Caddy was being
laid off and Ekstrom answered that Caddy had been caught
sleeping in a van. Ekstrom also said that Jergensen was not a
very good electrician. No bargaining occurred concerning the
layoffs.
The other letter read:
According to company policy and past practice we will
continue to issue raises as follows.
Trainees will be reviewed every 6 mos. [sic] and given
a raise appropriate to progress and ability.
Journeymen will be reviewed annually in June and
given a raise appropriate to progress and ability.
We are giving Peter Sivek a raise of $2.00 per hour ef-
fective 1/14/98.
We are giving Matt White a raise of $2.00 per hour ef-
fective 1/14/98.
Murphy asked about the practice concerning raises and who
Ekstrom considered to be journeymen. Ekstrom said that he
considered employees making less than $17 per hour to appren-
tices eligible for raises every 6 months. During this meeting
Ekstrom said that he thought that Murphy was not an honest
person, because the Union had filed charges against Respon-
dent concerning employee Nate Dunaway. Murphy answered
that Dunaway was fired and the Union represented him. Ek-
strom asked how many more charges did the Union intend to
file. Murphy said that he did not know and that there might be
more. Ekstrom’s response was, “Well, I’ve had enough.
77 I reject Ekstrom’s assertion that he offered Murphy a copy of this
document and Murphy refused. This testimony strikes me as sheer
fabrication, and serves as another example of why I have been reluctant
to credit Ekstrom’s testimony.
That’s it. We’re out of here.” Ekstrom added that when the
Union had a counterproposal they would meet again.
On January 21, 1998, the Union sent Respondent a letter that
began:
At our last meeting on January 14, 1998 Dick Howard and
you requested Local 461, IBEW to submit to you a counter
proposal to our original proposal. It is still our position that
submitting another proposal is not only counter productive on
our behalf but it is in all reality negotiating a contract with
ourselves. The union appreciates the fact that your negotiat-
ing team has reviewed our proposal from our first meeting
November 5, 1997 but we had hoped that your imput regard-
ing our 22-page proposal would be more than a yes and no to
the sections of the contract. Jerry Branson and I were in-
formed by Dick Howard that upon submission of an amended
proposal, we would schedule another meeting.
Therefore, having stated our case, but for the sake of good
faith bargaining on our behalf we will comply with your
wishes in hope that we will reach an agreement.
The letter then renewed the earlier proposal except that the
Union’s proposal for the journeyman wage rate was lowered
from $31.85 per hour to $30.85 per hour. It also reduced the
demands for contributions to the health and welfare fund from
14 percent to 13 percent, the JATC fund from 1.75 percent to
1.6 percent, and the pension fund from 20 percent to 19 per-
cent. The wages and benefits in this proposal were still higher
than in the Union’s standard agreement.
On March 20, 1998, Respondent sent the Union a letter that
read:
I spoke to you a day of two after receiving the January 21st
letter from Murphy at which time I told you that the proposal
was unacceptable for the following reasons:
(a) The wage rate is too high.
(b) It does not describe where current employees fall
into the apprentice portion, and
(c) The benefit package is totally out of line from what
I proposed.
Finally, your only proposal was for an agreement
which expired on May 31, 1998, which is also unaccept-
able. As I said, if you want to meet, we are willing to do
so.
At the initial stages of this proceeding, I encouraged the par-
ties to meet to attempt to reach a contract that might result in a
settlement of the entire case. Pursuant to that suggestion the
parties met on April 3, 1998. The meeting lasted about 1 hour.
Murphy handed Ekstrom and Howard copies of the Union’s
latest demands and asked if they needed a copy of the Union’s
original proposal. They responded that they had copies. Mur-
phy said that now that they had two of the Union’s proposals,
he would like a written counterproposal. Ekstrom said that he
would do that and that it would take a couple of weeks and then
they would set up another meeting.
During the initial days of hearing, I asked whether Respon-
dent had ever made a proposal for a complete contract that it
would sign, and I was told that it had not. After that time, on
April 27. 1998, Respondent sent the Union a complete contract
proposal that Ekstrom indicated Respondent was willing to
sign. That proposal consisted of the Union written proposal
previously described with a term of May 1, 1998, through April
30, 1999, with the agreements, deletions, and changes that Ek-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
344
strom had earlier indicated to the Union. In addition, Respon-
dent’s proposal was for a journeyman rate of $24 per hour and
benefits would remain essentially at the level Respondent was
then providing to employees.
By letter dated May 19, 1998, Ekstrom advised the Union
that Respondent was willing to meet with the Union concerning
the contract. The letter indicated that it was Ekstrom’s under-
standing that the Union was going to produce a counterproposal
before the next meeting, yet none had been received. The Un-
ion responded to this letter the same day. In its letter the Un-
ion stated that it was the Union that had contacted the Respon-
dent and that it was Respondent that wanted a counterproposal
from the Union and that the proposal sent by Respondent “was
just the same as the one we went over on November 13th. We
need something other than our proposal which you marked yes
and no.”78
Analysis
The complaint alleges that Respondent refused to provide the
Union with the names and addresses of its unit employees, the
jobsite locations for Respondent’s commercial and residential
work, and the health plan policy for unit employees. The stan-
dard to be applied to such allegations is well settled. An em-
ployer must provide to a union requested information that has
at least probable relevance and use to the union in fulfilling its
role as the collective-bargaining representative of the employ-
ees. NLRB v. Acme Industrial Co., 385 U.S. 432 (1967).
Turning first to the matter of the names and address of unit
employees, there is no doubt that the Union is entitled to such
information. Deadline Express, 313 NLRB 1244 (1994). The
facts show that on November 7 the Union requested this infor-
mation. On November 13 Respondent provided a partial list of
names and no addresses. On November 18 the Union renewed
its request for this information. On December 8 Respondent
provided the Union with a list of 12 names and addresses for
unit employees.
As indicated above, the General Counsel originally con-
tended that this information was never provided to the Union.
At the hearing, the General Counsel shifted to take the position
that the information provided was not complete. Now in its
brief, the General Counsel appears to concede that the Decem-
ber 8 list of names and addresses is complete; he now argues
that the unfair labor practice occurred in the delay. It is, of
course, well settled that an unreasonable delay in providing
requested information may constitute an unfair labor practice.
Interstate Food Processing, 283 NLRB 303, 306 (1987), citing
U.S. Gypsum Co., 200 NLRB 305, 308 (1972). Here, Respon-
dent presented some of the information on November 13, and
after the Union again requested the information, Respondent
informed the Union at the December 3 meeting that it would
have the information shortly, and it was provided on about
December 8. Under the circumstances, especially considering
that part of the information was provided promptly and that all
78 The facts concerning the bargaining sessions are based on the tes-
timony of Murphy and Branson. Although Branson was at times uncer-
tain as to details, I am convinced that he was careful to give accurate
testimony. I have already indicated that I do not credit Ekstrom’s tes-
timony. I have also considered the testimony of Howard. To the extent
that it conflicts with the facts set forth above, I do not credit it. How-
ard’s testimony was often general and lacking in detail. His demeanor
appeared hesitant and at times uncertain. Under all the circumstances, I
consider his testimony less reliable than that of the union witnesses.
the information was provided in about a month, I conclude the
delay was not so unreasonable so as to constitute an unfair la-
bor practice. Accordingly, I shall dismiss this allegation of the
complaint.
Turning now to the allegation that Respondent unlawfully
failed to provide the locations of its commercial and residential
worksites, again there is no doubt that the Union is entitled to
such information. Excel Fire Protection Co., 308 NLRB 241,
247 (1992). The facts show that the Union requested this in-
formation on November 7 and Respondent provided only the
names of some of the locations and none of the addresses on
November 13. The Union renewed its request on November
18, and on December 8 it was provided with a list of 8 jobsites
and addresses. However, that list was incomplete, and Respon-
dent offers no further explanation. Respondent also argues that
since it indicated in its December 8 letter to the Union that it
felt it had provided all the information that the Union had re-
quested, and the Union never corrected that assertion, that no
unfair labor practice was committed. I disagree. The Union
had already twice requested the information. It is not required
to pull the information from Respondent. Rather, it is the re-
sponsibility of Respondent to provide the information. By
failing to provide the location of its jobsites to the Union, Re-
spondent violated Section 8(a)(5) and (1).
Turning to the allegation that Respondent unlawfully failed
to provide the Union with information concerning its health
insurance policy, this information is also relevant and must be
provided upon request. Seiler Tank Truck Service, 307 NLRB
1090, 1101 (1992). Here again the Union requested the infor-
mation on November 7 and again on November 18. While it is
undisputed that certain information was provided, Respondent
never provide the Union with a copy of the “certificate of cov-
erage” that explained in detail Respondent’s health care insur-
ance policy. By failing to provide the Union with explanation
of the coverage of its health insurance policy, Respondent vio-
lated Section 8(a)(5) and (1).
The General Counsel argues that Respondent unlawfully
failed to other information to the Union. However, those asser-
tions were never made in the complaint, nor did the General
Counsel move to amend the complaint at the hearing to add
those assertions. This was despite my urging that because of
the length and complexity of this case the General Counsel
would have been well advised to do so to be certain that Re-
spondent was given the specific notice to which it is entitled.
Without this notice it cannot be concluded that Respondent put
on all the evidence it might have had it received the notice. For
example, Respondent in this case did present evidence that it in
fact provided the Union with certain information that the Gen-
eral Counsel alleged had not been provided. I conclude that it
is unfair to Respondent for the General Counsel to make these
assertions for the first time in his brief, and I shall not address
them.
The General Counsel alleges that Respondent made certain
unlawful unilateral changes in terms and conditions of em-
ployment. The Act prevents an employer from unilaterally
changing terms and conditions of employment of employees
represented by a labor organization. NLRB v. Katz, 369 U.S.
736 (1962). Before making such changes an employer must
first give notice to the union and provide it with an opportunity
to bargain over the proposed changes. Tuskegee Area Trans-
portation Systems, 308 NLRB 251 (1992).
EKSTROM ELECTRIC, INC.
345
The evidence set forth in the section above shows that Re-
spondent made the following changes in the terms and condi-
tions of employment without first giving the Union notice of
the changes. Respondent eliminated the use of company owned
vans for transportation purposes for employees Karbowski and
Denes, it reassigned those employees from doing commercial
work to doing exclusively residential work, it reduced the rate
of pay for employee Jurgensen, it eliminated all overtime work
for employee Jurgensen. All of these changes impacted the
terms and conditions of unit employees. While some of these
matters in isolation might not separately rise to the level of an
unfair labor practice, taken together they show an unlawful
disregard for the proper role of the Union as the collective-
bargaining representative Respondent’s employees. The Board
has found these types of unilateral changes in working condi-
tions to be unlawful. See generally Tel Data Corp., 315 NLRB
364 (1994); Equitable Resources Energy Co., 307 NLRB 730,
733 (1992); Mike O’Connor Chevrolet, 209 NLRB 701 (1974).
I conclude that Respondent has violated Section 8(a)(5) and (1)
of the Act by such conduct.
The General Counsel’s allegation concerning whether the
layoffs independently violated Section 8(a)(5) presents close
questions regarding the adequacy of Respondent’s prelayoff
notice to the Union and the legality of such conduct during the
course of negotiations. However, I find it unnecessary to re-
solve those questions. I have already concluded above that the
layoffs violated Section 8(a)(3) and the remedy for those viola-
tions obviates the need for any further remedy. Moreover, the
breadth of the cease-and-desist order that I have entered in this
case would prevent any such unlawful conduct in the future.
Under these circumstances, it is unnecessary to resolve this
matter.
Finally, the General Counsel alleges that Respondent en-
gaged in unlawful bad-faith bargaining. In resolving such alle-
gations the Board examines the totality of the employer’s con-
duct, both away from and at the bargaining table, for evidence
of its real desire to reach agreement. South Carolina Baptist
Ministries, 310 NLRB 156 (1993).
The facts described above show that Respondent was ex-
tremely hostile toward the Union and repeatedly violated the
Act. It also violated Section 8(a)(5) by failing to fully provide
the Union with information to which the Union was lawfully
entitled. Respondent also violated that Section of the Act by
engaging in unlawful unilateral conduct that demonstrated a
disregard for the lawful role of the Union as the collective-
bargaining representative of the employees. Even more reveal-
ing on this issue are the repeated statements made by Ekstrom
that Respondent was just going through the motion of engaging
in bargaining with the Union. These statements are nothing
less than admissions that Respondent was engaging in bad-faith
bargaining. Respondent’s conduct at the bargaining table con-
firms this conclusion. Respondent made no complete proposal
for a contract until after the hearing started in this case. In-
stead, it took the position that the Union should bargain down
from the Union’s proposals while it made no effort to reach an
accommodation with the Union by suggesting a contract that it
would sign. I also note that Respondent made no effort to reach
any compromise on monetary matters. While this alone may be
an indicia lawful hard bargaining, in context this appears to be
part of Respondent’s stated effort of just going through the
motions. By failing to bargain in good faith with the Union,
Respondent violated Section 8(a)(5) and (1).
Respondent raises as a defense to this allegation the assertion
that the Union was out to destroy its business. In support of
this argument Respondent presented the testimony of Carl
Guse. Guse came out of retirement in 1997 to build a house for
his daughter in Riverside, Illinois; he hired Respondent to per-
form electrical work on the house. Guse testified that in De-
cember, Karbowski told him that he was guaranteed a job by
the Union, that Denes and Karbowski told him that they were
guaranteed 40 hours of work by the Union at a time when they
were sitting in the basement not working, that Denes said on
more than one occasion that it was the intention of the Union to
break Respondent, and that he had some major concerns about
their productivity. Denes and Karbowski denied that they told
Guse that the Union had directed them not to be working as
hard as they had been or that Murphy told them that they
should not be working hard since they were not getting paid
enough. They also denied that they told Guse that they were
guaranteed 40 hours per week. Denes stated that Murphy told
him to give 100 percent while on the job. I do not credit the
testimony of Guse; based on his demeanor, it appears that his
testimony was designed to please Respondent.
Respondent in its brief contends that it was the Union that
failed to bargain in good faith. However, I find no substantial
evidence to support that assertion, even assuming that it could
serve to excuse Respondent’s failure to bargain in good faith.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act by
(a) Instructing an employee to remove his union hat and un-
ion T-shirt while at work.
(b) Giving the impression to an employee that it was keeping
the union activities of its employees under surveillance.
(c) Threatening employees with unspecified reprisals be-
cause they support a union.
(d) Threatening to close its facility and relocate it because
employees support a union.
(e) Threatening to discharge and layoff employees because
they support a union.
(f) Interrogating employees concerning their union activity
and support and the union activity and support of other em-
ployees.
(g) Instructing employees to report the union activity of other
employees.
(h) Telling employees that they are fired because of their un-
ion support.
(i) Threatening to withhold wage increases from an em-
ployee because the employee supported a union.
(j) Giving the impression to employees that their union activ-
ity will be futile.
(k) Falsely blaming the Union for the smaller amounts given
as a Christmas bonus.
(l) Threatening employees with bodily harm because they
support a union.
4. The Respondent violated Section 8(a)(3) and (1) of the
Act by:
(a) Refusing to permit Anthony Karbowski and Imre Denes
to continue to use company owned vehicles because those em-
ployees engaged in a lawful strike.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
346
(b) Reassigning Anthony Karbowski and Imre Denes from
commercial work to residential work, because the employees
supported a union.
(c) Reducing the rate of pay for Dale Jurgensen because he
supported a union.
(d) Eliminating overtime work for Dale Jurgensen, because
he supported a union.
(e) Discharging Warren Andrews, Greg Goorsky, Reginald
Finegan, Martin Fredian, Nathan Dunaway, and Peter Sivek
because they engaged union activity.
(f) By laying off Stephen Sidbeck, Peter Sutter, Dwight
Hartman, Richard Caddy, and Dale Jurgensen, because they
engage in union activity.
5. Respondent violated Section 8(a)(5) and (1) of the Act by
(a) Failing to provide the Union with information concerning
the location of its jobsites and a copy of an explanation of its
health insurance coverage.
(b) Unilaterally eliminating the use of company owned vehi-
cles for transportation purposes, reassigning employees from
doing commercial work to doing residential work, reducing the
rate of pay of an employee, and eliminating overtime work for
an employee.
(c) Failing to bargain in good faith with the Union.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent having discriminatorily discharged Warren
Andrews, Greg Goorsky, Reginald Finegan, Martin Fredian,
Nathan Dunaway, and Peter Sivek and having discriminatorily
laid off Stephen Sidbeck, Peter Sutter, Dwight Hartman, Rich-
ard Caddy, and Dale Jurgensen, it must offer them reinstate-
ment and make them whole for any loss of earnings and other
benefits, computed on a quarterly basis from date of discharge
to date of proper offer of reinstatement, less any net interim
earnings, as prescribed in F. W. Woolworth Co., 90 NLRB 289
(1950), plus interest as computed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987).
The Respondent has discriminatorily refused to permit An-
thony Karbowski and Imre Denes to continue to use company
owned vehicles, and transferred these employees from com-
mercial work to residential work. Normally a restoration rem-
edy would be appropriate; however, the record shows that Re-
spondent no longer employs these employees and such a rem-
edy is not possible as to these employees. However, Respon-
dent must make Karbowski and Denes whole for losses they
suffered as a result of Respondent’s discriminatory conduct,
with interest, and, upon request by the Union, it must restore
the practice that existed before it engaged in its unlawful con-
duct.
The Respondent having unlawfully reduced the wage rate of
Dale Jurgensen and unlawfully eliminated overtime work for
Jurgensen, it must restore the wage rate and overtime opportu-
nities to the levels that existed before the discrimination and
make Jurgensen whole for the losses he suffered with interest.
The Respondent having unlawfully failed to provide the Un-
ion with requested information, it must provide to the Union
that information.
The Respondent having engaged in bad-faith bargaining dur-
ing the Union’s certification year, it shall be ordered to bargain
in good faith and I shall order that the certification year be ex-
tended for a 1-year period starting from the Respondent’s
commences lawful bargaining with the Union. Mar-Jac Poul-
try Co., 136 NLRB 785 (1962). Respondent argues in its brief
that turnover among unit employees precludes an order requir-
ing it to bargain with the Union, citing Harper Collins San
Francisco Co. v. NLRB, 79 F.3d 1324 (2d Cir. 1996). That
argument is without merit. Here, I have concluded that it was
Respondent’s unlawful conduct that caused the turnover, and it
is axiomatic that a wrongdoer cannot assert its wrongdoing as a
defense.
Because of Respondent’s egregious and widespread miscon-
duct, demonstrating a general disregard for the employees’
fundamental rights, I find it necessary to issue a broad order
requiring the Respondent to cease and desist from infringing in
any other manner on rights guaranteed employees by Section 7
of the Act. Hickmott Foods, 242 NLRB 1357 (1979).
[Recommended Order omitted from publication.]