328 NLRB 8
Aluminum Casting & Engineering Co.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
Aluminum Casting & Engineering Co., Inc. and
United Electrical, Radio and Machine Workers
of America (UE). Cases 30–CA–12855, 30–CA–
12902, 30–CA–12943, 30–CA–12944, and 30–
CA–12949
April 9, 1999
DECISION AND ORDER
BY MEMBERS LIEBMAN, HURTGEN, AND BRAME
On May 12, 1998, Administrative Law Judge William
G. Kocol issued the attached decision. The Respondent
filed exceptions and a supporting brief. The General
Counsel filed cross-exceptions and a brief in answer to
Respondent’s exceptions and in support of his cross-
exceptions. The Charging Party filed an answering brief.
The Respondent also filed an answering brief in opposi-
tion to the General Counsel’s cross-exceptions and reply
briefs to the General Counsel’s and the Charging Party’s
answering briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions1 and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions,
except as modified below, and to adopt the recom-
mended Order as modified and set forth in full below.3
1. The Respondent has excepted to the judge’s finding
that the Respondent violated Section 8(a)(3) and (1) by
failing to implement a wage increase. For the reasons set
forth below, we find no merit in this exception.
The judge found that, during the Union’s organizing
campaign, the Respondent raised the wage increase mat-
ter with employees on several occasions. At a meeting
held in October 1994,4 the Respondent advised employ-
ees of its policy of reviewing wages on a yearly basis and
announcing adjustments in January, but added the fol-
lowing proviso: “That’s what happens . . . when there is
no union.”
1 No exceptions were filed to the judge’s dismissal of allegations that
the Respondent violated Sec. 8(a)(1) of the Act by interrogating em-
ployees; by telling employees to stop supporting the Union and blaming
union supporters for damage to vehicles; by circulating a memo on
February 2, 1995, requesting employees to inform the Respondent if
approached to sign authorization cards; and by enforcing a no-
solicitation rule to prevent employee Jeffery Greuel from discussing the
Union with other employees.
2 The Respondent and the General Counsel have excepted to some of
the judge’s credibility findings. The Board’s established practice is not
to overrule an administrative law judge’s credibility resolutions unless
the clear preponderance of all the relevant evidence convinces us that
they are incorrect. Standard Dry Wall Products, 91 NLRB 544 (1950),
enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the
record and find no basis for reversing the findings.
We adopt the judge’s finding that the Respondent did not violate
Sec. 8(a)(3) and (1) of the Act by suspending and ultimately discharg-
ing employee Greuel. Although agreeing with the judge that Respon-
dent did not violate the Act by suspending and discharging Greuel,
Member Hurtgen does not find that the element of timing is supported
by the record. Thus, in Member Hurtgen’s view, the General Counsel
has not met his burden under Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), of
showing that Greuel’s protected activity was a motivating factor in the
Respondent’s decision to suspend and terminate him.
3 We modify the judge’s remedy section to provide that the Respon-
dent shall pay interest on the backpay due employees as prescribed in
New Horizons for the Retarded, 283 NLRB 1173 (1987).
In a meeting held by the Respondent on December 7—
less than a month before the election—the Respondent
again reminded employees that its “past and present
practice” was to announce a wage increase in late De-
cember or early January, and “to put the increase into
effect in February.” However, the Respondent added a
caveat:
Obviously, if a union comes in, wages would be sub-
ject to the process of bargaining and wage programs
could not be changed (up or down) during that process.
The law does not provide time guidelines as to how
long negotiations could last. That could take months or
years.
After the election of January 5 and 6, 1995, which the
Union won and to which the Respondent filed objec-
tions,5 the Respondent, despite having conducted its an-
nual wage survey, informed the employees that it would
not grant any increase until the election results were cer-
tified. Then, in a March 27, 1995 leaflet to employees
entitled, “When will it end?” the Respondent stated that
employees were “wondering what happened to the un-
ion’s big promises of wage increases you were supposed
to get months ago” and that employees were asking
“when this mess will finally end.” The leaflet continued:
“The fact is we are a long way from the end. The union
has denied the obvious errors in the election and has in-
sisted on a long hearing. We are probably months away
from a final decision.” The leaflet concluded as follows:
“Tired of all the mess? There is only one solution. Say
NO to the union, don’t sign their cards, and vote NO
when you get the chance.” (Emphasis in original.)
Finally, in a June 27, 1995 leaflet to employees, the
Respondent explained that employees had still not re-
ceived a wage increase because the Union “stuck its nose
in.” The Respondent then posed the following question:
“Weren’t we all a lot better off [before the Union]?”
Withholding a wage increase during a union organiz-
ing campaign has been found to be an unfair labor prac-
tice “if the employer attempts to blame the union for the
withholding.” NLRB v. Otis Hospital, 545 F.2d 252,
254–255 (1st Cir. 1976). Here, we agree with the judge
that “by at least June, the Respondent had explicitly
blamed the Union (‘the UE stuck its nose in’) for the
failure to grant the wage increase.” In addition, we rely
4 All subsequent dates are in the second half of 1994 and the first
half of 1995.
5 The Board sustained two of the Respondent’s objections and set
aside the election.
328 NLRB No. 2
ALUMINUM CASTING & ENGINEERING CO.
9
on the evidence that as early as October, and again in
December, the Respondent suggested to employees that
the presence of the Union could affect its practice of an-
nouncing wage adjustments in January and implementing
them in February. Further, in March, the Respondent
expressly blamed the Union for “the mess,” a not too
subtle reference to the employees’ failure to receive a
wage increase in February. In sum, the record shows that
the Respondent initially cautioned employees that the
Union would be an obstacle to their timely receipt of the
annual adjustment and then, when the employees never-
theless voted for the Union in January, the Respondent
unambiguously attributed to the Union the responsibility
for the absence of the wage increase.
Contrary to the Respondent’s contention, it was not
caught between the proverbial “rock and a hard place” in
deciding whether to grant the increase. “[N]either [grant-
ing nor withholding a wage increase] has been declared
illegal per se. It becomes so only if the employer is
found to be manipulating benefits in order to influence
his employees’ decision during the union organizing
campaign.” Otis Hospital, supra, 545 F.2d at 255. As
set forth above, we agree with the judge that this is such
a case of benefit manipulation, and we therefore adopt
his unfair labor practice finding.
2. We adopt the judge’s finding that the Respondent
violated Section 8(a)(1) of the Act by asking employees
to inform the Respondent if “anyone puts you under any
pressure to sign a union card or threatens you in any way
because you won’t sign a card.” We limit our finding of
unlawfulness to that part of the statement that directs
employees to report any “pressure” put on them to sign
union cards. See Publisher’s Printing Co., 317 NLRB
933, 934 (1995), enfd. 106 F.3d 401 (6th Cir. 1996).
3. We adopt the judge’s finding that the Respondent
violated Section 8(a)(1) of the Act by reimbursing em-
ployees for damage to their cars if the employees attrib-
uted the damage to the Union.6 There was no evidence
that the Respondent had any reasonable basis to believe
that the Union was in any way responsible for the dam-
age to the vehicles, and the Respondent’s past practice
limited reimbursement for damage to employees’ vehi-
cles to that which the Respondent caused or could have
caused. In this instance, however, the Respondent reim-
bursed employees for damage to their vehicles based on
the employees’ unsupported assertions that the damage
had occurred on or near its property and was caused by
union supporters. The effect of the Respondent’s con-
duct was to communicate a message to its employees that
it was willing to act in a disparate manner and contrary to
past practice if they would accuse union supporters (and
no others) of being responsible for the damage to their
vehicles.
6 The judge found that the Respondent’s facility is located in an in-
dustrial area where damage to cars occurs occasionally.
4. We also adopt the judge’s finding that the Respon-
dent violated Section 8(a)(1) of the Act by maintaining in
its employee handbook the statement that it was the Re-
spondent’s “intention to do everything possible to main-
tain our company’s union-free status for the benefit of
both our employees and [the Company].”7 We find that
the statement, in the context of actual unlawful conduct,
reasonably conveyed the message that the Respondent
would do anything, including unlawful conduct, to main-
tain its union-free status.8 Relying on Section 8(c) of the
Act, our dissenting colleague says that the Respondent
has no obligation to qualify this statement, even if made
in the context of the commission of actual unfair labor
practice conduct. In response, we note that the applica-
bility of Section 8(a)(1) turns on whether a given state-
ment would reasonably tend to interfere with, restrain, or
coerce Section 7 rights. Thus, while we agree that Sec-
tion 8(c) affords an employer the right to state its views
on unionization, the Respondent’s statement does not just
simply set forth such views. Rather, in this context, it
sets forth what the Respondent would do to prevent un-
ionization.
5. Contrary to our dissenting colleague, we agree with
the judge that the Respondent violated Section 8(a)(1) of
the Act by maintaining in its rules of conduct a no-
solicitation
rule
that
prohibits
employees
from
“[s]oliciting or selling on company premises except
when all concerned are relieved from duty.” Although
our dissenting colleague claims that this rule is “unambi-
guous,” the Board has squarely held that “duty” time
rules such as this one are ambiguous and overbroad be-
cause they “reasonably could be understood to mean that
[employees] were prohibited from [engaging in] pro-
tected concerted activity from the time that they came on
duty or began their shift, including during breaks or meal
periods.” Central Security Services, 315 NLRB 239, 243
(1994). Citing Southeastern Brush Co., 306 NLRB 884
fn. 1 (1992), the Central Security Board analogized a
“duty” time rule to an overbroad and unlawful “com-
pany” time rule, and implicitly distinguished a “duty”
7 Member Hurtgen does not, however, agree with the judge’s finding
that the statement itself conveyed to employees that the Respondent
would resort to unlawful conduct to maintain its union-free status.
8 Member Liebman finds the handbook statement to be unlawful
both for the reasons stated above and the reasons stated by the judge.
Moreover, the cases relied upon by her dissenting colleague are readily
distinguishable from the instant case. Thus, in L’Eggs Products, Inc. v.
NLRB, 619 F.2d 1337, 1347 (9th Cir. 1980), and in NLRB v. Threads,
Inc., 308 F.2d 1, 8-9 (4th Cir. 1962), the employers stated, respectively,
that they would use “every lawful means possible” and “every proper
means” to oppose attempts at unionization. (Emphasis added). In the
instant case, the Respondent stated it would do “everything possible” to
maintain its union-free status without any qualification that those
means would be “lawful” or “proper.” The dissent also cites J. D.
Hinkle, 301 NLRB 801 (1991), for the proposition that an employer
may tell his employees that he would not “have a third party running
[his] company.” That issue, however, is not before us in the instant
case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
time rule from a “working” time rule, which is presump-
tively lawful under Our Way, 268 NLRB 394 (1983),
cited by our dissenting colleague. Accordingly, we con-
clude that the judge properly found the Respondent’s
“duty” time rule to be unlawful conduct under estab-
lished Board precedent.
6. The judge concluded that Respondent’s remark
about employee Shaw’s “Slave Co.” button violated Sec-
tion 8(a)(1). We disagree.9 We acknowledge, as did the
Respondent, that the button was related to the Union’s
campaign. However, Respondent’s remark concerning
the button was not violative of Section 8(a)(1). Respon-
dent did not say, or even suggest, that it would terminate
Shaw’s employment. Nor did Respondent suggest that
being prounion was incompatible with continued em-
ployment. Rather, Respondent simply questioned why
an employee who thought he was a slave would wish to
continue to work for the company and endure that slav-
ery.10 In the context of the “Slave Co.” legend, the ques-
tion would appear to be a reasonable one.11 In any event,
it did not interfere with, threaten or restrain Shaw’s right
to wear the button.12
AMENDED CONCLUSION OF LAW
Delete Conclusion of Law 7 and renumber accordingly
the paragraphs that follow.
ORDER
The National Labor Relations Board orders that the
Respondent, Aluminum Casting & Engineering Co., Inc.,
Milwaukee, Wisconsin, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
9 As indicated in his separate opinion, Member Brame joins Member
Hurtgen in reversing the judge on this issue. Member Liebman dissents
for the reasons set forth in fn. 12, infra.
10 We stress that Shaw’s button was an intentional exaggeration of
the prevailing employment conditions at the Respondent’s facility to
which Supervisor David Mekka in turn responded with a retort. In the
context of such verbal sparring, Mekka’s remarks would not have rea-
sonably conveyed the message that Shaw would suffer adverse conse-
quences for wearing this button. Indeed, Mekka himself was not the
subject of any other unfair labor practice allegations.
11 Compare Gravure Packaging, 321 NLRB 1296, 1303 (1996),
enfd.mem. sub nom. Graphic Packaging Corp. v. NLRB, 116 F.3d 941
(D.C. Cir. 1997). In that case, the employer did not ask a question.
Rather, he affirmatively told employees that, if they wanted to work for
a unionized company, “there’s the door, go work for a union.”
12 Member Liebman agrees with her colleagues and the judge that
the button was related to the Union’s campaign. However, Member
Liebman disagrees with her colleagues’ contention that Supervisor
Mekka merely asked employee Shaw why he would want to continue to
work for a “slave” company. Rather, the credited testimony is that
Mekka said, “If you don’t like working here, why don’t you go some-
where else?” (Emphasis added.) Thus, Mekka clearly suggested that
union supporter Shaw should quit his employment with the Respondent
and work elsewhere. Accordingly, Member Liebman would adopt the
judge’s finding that Mekka’s statement violated Sec. 8(a)(1) because it
reasonably conveyed to Shaw that his prounion sympathies were in-
compatible with continued employment. See Gravure Packaging,
supra, and cases cited in the Board’s decision.
(a) Threatening employees that the Company will en-
gage in unlawful conduct to maintain its union free
status, and indicating to employees that it would be futile
for them to engage in union activity.
(b) Discontinuing the Company’s practice of conduct-
ing annual wage surveys, and based thereon, granting
annual wage increases, because employees voted to se-
lect the Union as their collective-bargaining representa-
tive.
(c) Failing to announce a wage increase, telling em-
ployees that there will not be an annual wage increase,
and telling employees that the Union is to blame for the
failure to grant an annual wage increase, all because em-
ployees voted to select the Union as their collective-
bargaining representative.
(d) Maintaining a rule restricting employee solicita-
tion that does not clearly indicate that employees are
permitted to engage in solicitation during nonworking
times.
(e) Soliciting reports of employees who “pressure”
employees into supporting the Union.
(f) Paying for damage to vehicles for those employees
who claim that the damage was caused by union support-
ers.
(g) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind from its handbook, in the section entitled,
“What about a Union,” the unlawful sentence described
above.
(b) Rescind the unlawfully overbroad rule restricting
employee solicitation.
(c) Make whole all employees who were not granted
annual wage increases in 1995 to date in the manner set
forth in the remedy section of the judge’s decision, as
modified by the Board’s decision.
(d) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back-
pay due under the terms of this Order.
(e) Within 14 days after service by the Region, post at
its facility in Milwaukee, Wisconsin, copies of the at-
tached notice marked “Appendix.”13 Copies of this no-
tice, on forms provided by the Regional Director for Re-
gion 30, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
13 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
ALUMINUM CASTING & ENGINEERING CO.
11
places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since October 14,
1994.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
MEMBER BRAME, concurring in part and dissenting in part.
Contrary to the majority, I would reverse the judge and
dismiss allegations that the Respondent violated Section
8(a)(1) of the Act by informing its employees that it in-
tended to remain “union-free” and by maintaining an
allegedly unlawful no-solicitation rule. In the remaining
respects, I agree with my colleagues’ decision.1
1. There is a statement in the Respondent’s employee
handbook stressing its “intention to do everything possi-
ble to maintain our company’s union-free status for the
benefit of both our employees and [the Respondent].”
The handbook was distributed more than 3 years before
any organizing activity began and the section from which
the statement is taken also describes the difficult, conten-
tious relationship the Respondent had with another union
in the past. Section 8(c) of the Act specifically recog-
nizes employers’ right to express their views about labor
issues and unionization in noncoercive terms.2 As the
Supreme Court stated in NLRB v. Gissel Packing Co.,
395 U.S. 575, 617 (1969), “an employer’s free speech
right to communicate his views to his employees is
firmly established and cannot be infringed by a union or
the Board.”
The Respondent in this case merely exercised its First
Amendment right to inform employees that it preferred
to operate its business without a union. There was noth-
ing threatening in the Respondent’s handbook statement.
1 In agreeing with my colleagues and the judge that the Respondent
violated Sec. 8(a)(3) and (1) by failing to implement a wage increase, I
rely solely on the rationale that it sought to place the onus on the Union
for its action.
2 Sec. 8(c) of the Act states that:
The expressing of any views, argument, or opinion, or the
dissemination thereof, whether in written, printed, graphic, or
visual form, shall not constitute or be evidence of an unfair
labor practice under any of the provisions of this Act, if such
expression contains no threat of reprisal or force or promise
of benefit.
Unlike the majority and the judge, I cannot infer that the
Respondent was notifying employees that it would resort
to unlawful means to prevent unionization. In J. D. Hin-
kle & Sons, Inc., 301 NLRB 801 (1991), the Board found
that the employer did not violate the Act when its presi-
dent told employees that he was “not going to have a
third party running [his] company.”3
2. The Respondent maintains as part of its Rules of
Conduct for employees a no-solicitation rule that prohib-
its “[s]oliciting or selling on company premises except
when all concerned are relieved from duty.” My col-
leagues adopt the judge’s finding that the maintenance of
this rule violated the Act based on Ebon Research Sys-
tems, 290 NLRB 751, 761–762 (1988), where the em-
ployer’s rule used the terms “duty hours” and “duty
time” without clarification. Ebon Research Systems is,
however, distinguishable. Here, the Respondent prohib-
ited solicitations and sales unless “all concerned were
relieved from duty.” This unambiguous language pro-
tected the employer’s interest in working time, and em-
ployees would reasonably understand that the Respon-
dent did not permit solicitation if any of the participants
was on “duty” time or working time at the Respondent’s
facility. This view of the rule is consistent with the other
rule, posted in the Respondent’s lunchroom and not al-
leged to be unlawful, which prohibited solicitation during
working time. And this construction of the rule is in per-
fect harmony with the standard for valid no-solicitation
rules that the Board established in Our Way, 268 NLRB
394 (1983), distinguishing between presumptively valid
rules barring solicitation and distribution during working
time in contrast to presumptively invalid rules prohibit-
ing such activity during working hours.4 The Respon-
dent’s rule, therefore, was presumptively valid under the
Act and the General Counsel has presented no evidence
here to rebut this presumption. Accordingly, I would
find that the Respondent has maintained a lawful no-
3 The circuit courts also reached this conclusion in L’Eggs Products,
Inc. v. NLRB, 619 F.2d 1337, 1347 (9th Cir. 1980), modifying in rele-
vant part 236 NLRB 354 (1978) (employer stated that it would use
“every lawful means possible to avoid unionization”), and NLRB v.
Threads, Inc., 308 F.2d 1, 8–9 (4th Cir. 1962), modifying in relevant
part 132 NLRB 452 (1961) (employer told employees that it would
“use every proper means to prevent [the union] from coming into the
plant.” (emphasis in original.) Contrary to my colleagues, I would not
find that statement at issue unlawful because this Respondent failed to
qualify its handbook statement apprising employees of its intention to
remain “union-free.” I stress that employers have no such obligation
under Sec. 8(c) of the Act, the free speech proviso, as the language used
contains no threat of reprisal or force or promise of benefits.
4 Contrary to my colleagues, I disagree with the Board’s decision in
Central Security Services, 315 NLRB 239, 243 (1994), and decline to
follow it. The employer’s rule in that case provided “[o]nce on duty,
the carrying and reading of any type of literature is strictly forbidden.”
I find that, as in the present case, the employer’s rule in Central Secu-
rity Services only prohibited solicitation and distribution activities
during worktime and, thus, also was presumptively valid under Our
Way, supra.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
solicitation rule and would dismiss the complaint allega-
tion to the contrary.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union.
To bargain collectively through representatives
of their own choice.
To act together for other mutual aid or protection.
To choose not to engage in any of these protected
activities.
WE WILL NOT threaten to use unlawful conduct to main-
tain a union free status.
WE WILL NOT indicate that it is futile for you to engage
in union activity.
WE WILL NOT discontinue our practice of conducting
annual wage surveys and, based thereon, granting wage
increases, because employees voted to select the United
Electrical, Radio and Machine Workers of America (UE)
as their collective-bargaining representative.
WE WILL NOT fail to announce an annual wage in-
crease, tell employees that they will not receive an an-
nual increase, or tell employees that the Union is to
blame for the failure to grant an annual wage increase, all
because employees voted to select the Union as their
collective-bargaining representative.
WE WILL NOT maintain a rule restricting employee so-
licitation that does not clearly indicate that employees are
permitted to engage in solicitation during nonworking
times.
WE WILL NOT ask that you report employees who
“pressure” employees to support the Union.
WE WILL NOT pay for damage to vehicles for employ-
ees who claim that the damage was caused by union sup-
porters.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL rescind from our handbook, in the section en-
titled, “What about a Union,” that portion determined to
be unlawful.
WE WILL make employees whole for the annual wage
increases that were unlawfully withheld from them.
WE WILL rescind the unlawfully broad rule that restricts
employee solicitation.
ALUMINUM CASTING & ENGINEERING CO., INC.
Benjamin Mandelman and J. Edward Castillo, Esqs., for the
General Counsel.
Paul E. Prentiss and Eric H. Rumbaugh, Esqs. (Michael Best &
Friedrich, LLP), of Milwaukee, Wisconsin, for the Respon-
dent.
Terry Davis and Walter Parks, Esqs., for the Charging Party.
DECISION
STATEMENT OF THE CASE
WILLIAM G. KOCOL, Administrative Law Judge. This case
was tried in Milwaukee, Wisconsin, on February 23–26, 1998.
The charges in Cases 30–CA–12855, 30–CA–12902, 30–CA–
12943, 30–CA–12944, and 30–CA–12949 were filed April 6,
May 19, June 21 and 29, 1995, respectively; the first amended
charge in Case 30–CA–12902 was filed June 23, 1995. The
amended order consolidating cases, consolidated complaint and
notice of hearing (the complaint) was issued December 5, 1997.
The complaint alleges that Aluminum Castings & Engineering
Co., Inc. (Respondent) violated Section 8(a)(1) of the Act by
threatening employees with termination for engaging in union
activity, failing to announce a pay raise in order to discourage
union activity, telling employees that it would reimburse em-
ployees for damage to their vehicles if the employees believed
that the damage was attributable to the United Electrical, Radio
and Machine Workers of America (UE) (the Union), requesting
employees to notify management of the identity of union pro-
ponents, informing employees that it would not decide whether
or not to grant a wage increase until after the election results in
Case 30–RC–5649 were certified, informing employees that the
reason there had been no raises was due to the Union’s organiz-
ing campaign, discriminatorily enforcing an unlawfully broad
rule prohibiting employees from discussing the Union, and
interrogating employees concerning their union sympathies.
The complaint also alleges that Respondent violated Section
8(a)(3) and (1) of the Act by suspending and later discharging
employee Jeff Greuel because of his support for the Union and
by failing to implement a wage increase for employees.1 Re-
spondent filed a timely answer that admitted the allegations in
the complaint concerning the filing and service of the charges,
commerce and jurisdiction, labor organization status, and rele-
vant supervisory and agency allegations. Respondent denied
the substantive allegations of the complaint. Prior to the hear-
ing the Regional Director amended the complaint to add allega-
tions that Respondent violated Section 8(a)(1) by telling em-
ployees to stop supporting the Union and blaming union sup-
porters for damage to vehicles, telling employees that support
for the Union was incompatible with continued employment,
and maintaining a rule in its handbook that impermissibly re-
stricts employee solicitation for the Union. At the hearing the
General Counsel was granted permission to amend the com-
plaint to add an allegation that Respondent violated Section
8(a)(1) by promising an employee a wage increase if he would
refrain from engaging in union activity.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
1 At the hearing the General Counsel’s motion to amend the com-
plaint to delete allegations concerning employees Stanley Cunningham
and Carlos Azurdia was granted.
ALUMINUM CASTING & ENGINEERING CO.
13
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, operates a foundry engaged in the
manufacture of metal parts at its facility in Milwaukee, Wis-
consin, where it annually sells and ships goods and materials
valued in excess of $50,000 directly to customers located out-
side the State of Wisconsin. Respondent admits and I find that
it is an employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act and that the Union is a
labor organization within the meaning of Section 2(5) of the
Act.
II. BACKGROUND
A. Respondent’s Business
As indicated, Respondent operates a foundry. As such, it
melts bar stock of ingot into liquid form, which is then poured
into molds to create parts. These parts are then supplied to
automobile manufacturers for use in motorized vehicles. Re-
spondent’s facility actually consists on two facilities, plant one
and plant two. At the time of the hearing, Respondent em-
ployed about 320 production and maintenance employees.
During 1994, Respondent employed about 410 to 420 employ-
ees in those positions. The employees work on three shifts.
The first and second shifts are involved in production work; the
third shift does maintenance work. As is generally the case in
the foundry industry, Respondent experiences a very high turn-
over of employees; it finds it very hard to retain a reliable work
force. This in turn requires Respondent to expend resources
required to train the new employees.
James VanderMale is Respondent’s director of labor rela-
tions; he is in overall charge of Respondent’s labor relations’
policies. He reports to Eckhart Grohmann, Respondent’s presi-
dent and owner.
B. The Election
On January 5 and 6, 1995, an election was conducted in a
unit of Respondent’s production and maintenance employees.
The Union had filed a petition for an election with the Board on
November 18, 1994, and the parties entered into a stipulation
for an election on December 6, 1994. Of approximately 396
eligible voters, 193 votes were cast in favor of the Union and
183 votes were cast against the Union. Challenged and void
ballots were not sufficient in number to affect the results of the
election. Respondent filed timely objections to the election and
a hearing was conducted on the objections by Hearing Officer
Mary Ellen Larson on 20 days beginning February 27 and end-
ing June 6, 1995. Hearing Officer Larson recommended that
the election be set aside, and the Board agreed in an unreported
decision. The Board specifically relied on the fact that the evi-
dence showed that the election notice used to advise employees
about the election contained translation errors that tended to
compromise the neutrality of the Board by confusing the iden-
tity of the Board with that of the Union and unions in general.
The Board directed a second election. That election has not yet
been held because further processing of the representation case
is blocked by the unfair labor practice charges in this case.
The evidence shows that employees engaged in union activ-
ity beginning in June 1995. VanderMale admitted that by that
time Respondent was aware that an organizing campaign was
underway on behalf of the Union by virtue of graffiti on bath-
room walls, authorization cards being found in the lunchroom,
and union literature being found on the locker room floors.
Respondent conducted a vigorous effort to persuade employ-
ees not to support the Union. During opening statements Re-
spondent’s counsel stated that “because of the passions driving
both parties the game was played at or near the edges of the law
because to do otherwise in this context would be a guaranteed
failure. There is no dispute about that.” In direct response to
the Union’s organizing effort, Respondent conducted captive
audience meetings with groups of employees during working
time, distributed literature, and regularly engaged in one on one
conversations between employees and supervisors about the
Union. The literature included an assertion that, “[t]he UE is a
despicable union, outcast dogs of the mainstream Labor Un-
ions’ bottom feeders.” Some literature emphasized to employ-
ees that wages and benefits were subject to bargaining if the
employees were represented by a union, and that as a result of
bargaining employees could end with more, less or the same,
and that the bargaining process can take months and even
years; other literature emphasized the employee’s right to select
or not select a collective-bargaining representative. Respon-
dent also conducted training for its supervisors concerning what
they lawfully could say to employees concerning the Union’s
organizational effort. The Union also conducted a vigorous
campaign and distributed literature that advised employees of
their rights under the Act and what the employees could expect
in terms of a response by Respondent to the union campaign.
III. ALLEGED UNFAIR LABOR PRACTICES
A. The Failure to Grant a Pay Raise Allegation
The complaint alleges that Respondent violated Section
8(a)(1) by failing to announce a wage increase on January 6,
1995, to be effective in February 1995; by announcing to em-
ployees on February 5, 1995, that it would not decide whether
to grant such an increase until after the election results were
certified; and by informing employees on June 21, 1995, that
the reason there had been no raises for employees was the Un-
ion’s campaign. The complaint also alleges that Respondent
violated Section 8(a)(3) and (1) by failing to implement a wage
increase for employees on about February 1, 1995.
Respondent has several pay systems in place for its employ-
ees. The training and development program impacts employ-
ees’ wages. This program was conceived in 1993 and the for-
mal implementation began in about July 1994. Respondent
hired Robert Reimer, a former high school teacher and instruc-
tor at the Milwaukee Area Technical College, on July 18, 1994,
to manage and implement that program. The objective of the
program was to upgrade Respondent’s employee training pro-
gram and allow employees to earn more money as they learned
more skills and became more proficient in their jobs. The pro-
gram as implemented had three tiers. Tier one consisted of 2
weeks of orientation on basic policies, rules, and work practices
of Respondent, as well as teaching the employee his or her
individual job. Tier two consisted of training employees how
to be more efficient and productive in doing their jobs. Upon
successful completion of tier two training, employees received
a 25-cent-per-hour pay increase. Tiers one and two were man-
datory for all employees, with minor exceptions. By January 9,
1995, virtually all hourly employees had completed training in
the first two tiers. Tier three was available to qualifying em-
ployees and was designed to give them advanced training.
When an employee successfully completed tier three the em-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
ployee received a 50-cent-per-hour pay increase. During 1995,
about 70 to 80 employees completed tier three training and
received the pay increase. The reason for giving employees a
pay increase after completion of training in tiers two and three
was to provide incentive to employees to learn more and to
compensate employees for becoming more valuable to Respon-
dent after they completed the training.
Respondent also granted merit pay increases to its employ-
ees. These were based factors such as job performance, meet-
ing or exceeding job standards, attendance, and the absence of
major discipline. Employees also received a program pay in-
crease that is granted automatically after an employee has been
in a job classification for a specific period of time. Finally,
about 15 percent of the employees received incentive pay.
Particularly at issue in this case is Respondent’s practice
concerning annual across-the-board pay increases. The evi-
dence shows that on February 6, 1989, Respondent announced
that its hourly employees would receive a 10-cent-per-hour
wage increase effective February 13, 1989, and an additional 5-
cent-per-hour increase effective August 14, 1989, and that the
utility rate it paid employees would also increase by the same
amounts effective the same dates; individual incentive rates
paid to employees would be adjusted proportionately and Re-
spondent’s merit pay system remained unchanged. On Febru-
ary 5, 1990, Respondent announced that hourly employees
would receive a 5-cent-per-hour increase effective August 13,
1990, and the utility rate for all employees would increase 15
cents per hour effective that same date. Again, individual in-
centive rates were adjusted proportionately and the merit pay
system remained unchanged. In 1991 no general wage in-
creases were given. On February 7, 1992, Respondent an-
nounced an increase effective February 17 in the utility rate for
employees of 20 cents per hour; shop employees would receive
an additional 5 cents per hour effective August 17, 1992. As
with the earlier announcements, incentive rates were adjusted
proportionately and the merit pay system remained the same.
On February 8, 1993, Respondent announced an increase in the
utility rate of 20 cents per hour effective February 15. In addi-
tion, shop hourly employees received an additional 5 cents per
hour increase effective August 16, 1993. Incentive rates and
merit pay were handled as described above. On February 14,
1994, Respondent announced an increase in the utility rate of
20 cents per hour effective February 21; in addition shop hourly
employees received an increase of 5 cents per hour effective
August 15, 1994. Again, incentive rates and merit pay were
handled as in the past. VanderMale, in his testimony at the
hearing, summarized this history by stating that Respondent
basically granted a 10-cent-per-hour wage increase to hourly
employees in 1989, 15 cents per hour in 1990, no pay raise in
1991, and 20 cents per hour in 1992, 1993, and 1994.
In determining whether to grant a pay increase and if so, how
much, Respondent examined the increase in the cost of living,
if any for the preceding 12 months, talked to other foundries to
determine whether they were granting wage increases, and
examined business publications put out by organizations such
as the Management Resources Association. VanderMale ex-
plained that the reason Respondent did not give a wage increase
in 1991 was because “[w]e made an economic decision that
conditions did not warrant a wage increase.” The purpose of
the-across-the-board increases was to ensure that the rates Re-
spondent paid to employees remained competitive.
During the union organizing campaign Respondent raised the
matter of wages in its interactions with employees. During
meetings with new employees in mid-October, 1994,2 which
dealt with the Union’s organizing effort, Respondent advised
them that concerning its wage philosophy, each year Respon-
dent “reviews what is happening in the Milwaukee market
place with wages and benefits. It looks at the year’s perform-
ance for the Company, and then decides what type of wage and
benefit adjustment can be made. An announcement is usually
made in January of each year. That’s what happens each year -
when there is no union.” During a meeting with employees in
early November, Respondent told them annual wage and bene-
fit reviews occur each year in November and December, that
Respondent conducts surveys, that Respondent was doing that
“now,” and that from that data changes are recommended, an
announcement is made in January of each year of what the
changes are, and the changes are made effective in February for
all employees. This information was repeated to employees on
an individual basis by Respondent’s supervisors when they
were asked about Respondent’s wage and benefit program. On
December 7, Respondent addressed employees assembled in
groups concerning the Union’s organizing effort. As part of its
presentation Respondent said that one question it had been
asked was “When will we get our next pay adjustment?” Re-
spondent answered:
In addition to merit increases [Respondent] surveys in
January the wages of comparable companies in the Mil-
waukee area in order to provide pay adjustments to remain
competitive. This is particularly important in a tight job
market as currently exists in the Milwaukee area.
Our past and present practice is to conduct the survey
in the Fall, to announce the increase in late December of
early January, and to put the increase into effect in Febru-
ary.
Obviously, if a union comes in, wages would be sub-
ject to the process of bargaining and wage programs could
not be changed (up or down) during that process. The law
does not provide time guidelines as to how long negotia-
tions could last. That could take months or years.
In a memorandum to its supervisors for use in answering
employee questions Respondent stated that it “annually surveys
other companies in our industry and geographic area to ensure
that our rates of pay are competitive. Annual adjustments to
pay, in addition to merit increases, are a direct result of [Re-
spondent’s] wage surveys.” On December 19, a letter from
Respondent’s president was distributed to employees. Attached
to the letter was a list of benefits that the employees then en-
joyed. Among those benefits was “Periodic Pay Increases
Based on Annual Compensation Survey.” Another distribution
made to employees a day or two before the election repeated
this information.
As indicated above, the election was conducted January 5
and 6, and the results showed that the Union won received the
support of a majority of the voters. However, after the election
no annual raise was given to employees. VanderMale admitted
that Respondent had engaged in the process it does it each year
to determine whether an increase should be given and, if so,
what amount. Respondent does not assert that the failure to
2 Until otherwise indicated, all dates are in the second half of 1994
and the first months of 1995.
ALUMINUM CASTING & ENGINEERING CO.
15
give a wage increase in 1995 was because the normal process
used by Respondent in determining annual wage increases re-
sulted in the conclusion that no increase was justified, not does
it assert that the failure was based on an inability to afford any
increase.
On January 9, Respondent distributed a memorandum to its
supervisors and managers explaining its failure to grant the
wage increase as follows:
Since the union election of January 5 and 6 has not been certi-
fied one way or another, the most frequently asked question
by our employees is, “When can changes in wages, benefits,
and working conditions occur?” The answer is simply, no
new changes can occur until the situation is clarified. During
the period prior to the election, [Respondent] was prohibited
from promising or granting promotions, pay raises, or other
benefits because such changes could influence how employ-
ees voted. The same restriction continues to apply until the
election is finalized (certified) by the Labor Board. It is very
important that all of us in management use the above reason
as to why no new changes can be made. It is not because the
employees petitioned for a vote, or because the union is trying
to win representation rights from [Respondent’s] employees.
It’s because the Labor Board procedure put in place to ensure
laboratory conditions exist so a fair election can be held is
why no changes can be made. Programs like [Respondent’s]
merit increase program and T & D program can remain in
place because they were operating before the vote on the un-
ion question was scheduled.
On February 5, Respondent distributed a leaflet to employees
explaining its failure to grant the annual wage increase. In that
leaflet Respondent stated:
Our statement made last November 7, 1994, in re-
sponse to employee questions and before the union asked
for an election was true. Our practice has been to survey
the marketplace each December, decide what, if any,
changes were needed, announce the changes in January
and make them effective in February. For many reasons
changes did not occur each and every year.
On December 6, 1994, all parties stipulated to hold an
election under the procedures of the National Labor Rela-
tions Board. Because an election was pending, [Respon-
dent] decided that it would be appropriate to postpone the
marketplace survey and any announcement of any changes
that would come from that survey, at least until the elec-
tion was certified. The Labor Board has not certified the
election. The sole reason for our taking this action was to
avoid any interference with. or even the appearance of
any interference with, the employee’s [sic] free choice in
the election.
On March 27, Respondent distributed a leaflet to employees
entitled “When will it end.” The leaflet goes on to state that a
lot of employees are wondering what happened to the Union’s
promises of wage increases that the employees were to get
months ago, and employees have been asking when this “mess”
will finally end. The leaflet explained that they were “a long
way from the end because the Union had denied “obvious er-
rors” in the election and had insisted on a hearing, and they
were probably months away from a final decision. The leaflet
then went on to explain why, from Respondent’s perspective,
employees should not sign cards for the Union. Thereafter, in
June 27, 1995,3 Respondent distributed a leaflet captioned “One
Year Later.” The leaflet went on:
Just about a year ago, the UE started its effort to get
into our plant and your pockets. Remember the big prom-
ises of $1.00 an hour increases, new benefits and quick
successes?
Since then, there have been no increases in wages ex-
cept for those under plans started by [Respondent] before
the Union. No changes in benefits have occurred.
The NLRB has just concluded four months of hearings
concerning election objections. However, the legal pro-
ceedings may go on for many more months and possibly
even years. We have had employees threatening other
employees, employees filing charges and lawsuits against
other employees. Instead of trying to bring us together,
the UE has turned group against group, employee against
employee.
In the one-year period before the UE stuck its nose in,
you had a wage increase, a new pay for knowledge pro-
gram, and benefit changes. Ask yourself - weren’t we all a
lot better off?
No across-the-board increases were granted in the years follow-
ing 1995 for the same reason.
There is no doubt that Respondent had a practice of annual
reviews to grant across-the-board pay increases to its employ-
ees. The pattern, set forth above, fully speaks for itself. The
practice was certain as to time and used a specific procedure, as
described by VanderMale. Moreover, in its campaign commu-
nications to employees Respondent admitted the existence of
this practice. Announcements were made in early January, and
wage increases were granted sometime in February. The facts
here show that Respondent’s wage increase practice was not
haphazard or amorphous, as was the case in Village Thrift
Stores, 272 NLRB 572 (1984), but was instead a term and con-
dition of employment that employees could reasonably expect
to receive. It is well settled that when an employer during an
organizing campaign departs from its usual practice of granting
benefits the Board may infer an intent to influence the upcom-
ing election and conclude that the employer’s conduct violated
the Act. Parma Industries, 292 NLRB 90 (1988). In this case
the inference is stronger than usual. This is so because not only
was their practice in existence, but also during the campaign
Respondent specifically confirmed the practice and told em-
ployees that it was “now” in the process of ascertaining the
amount of the wage increase in “a tight job market as currently
exists in the Milwaukee area.” This reasonably led employees
to believe that they would receive a wage increase in 1995 con-
sistent with the past practice. The only credible explanation for
Respondent’s sudden decision not to grant the wage increase
was the fact the election results showed that the employees had
voted to select the Union as their collective-bargaining repre-
sentative. Thus, Respondent’s decision to withhold its annual
wage increase for employees was a not too subtle punishment
because the employees voted for the Union.
Respondent asserts a number of nonretaliatory explanations
for its failure to grant the wage increase. It argues that the evo-
lution and expansion of the training and development program,
the expanded use of merit increases, and increased market
3 Although the leaflet is undated, both parties agree in their briefs
that it was distributed in June 1995.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
competition explain the decision to withhold the wage increase.
The record does not support this contention. The training and
development and merit increases had coexisted with the annual
increase; they were not designed to supplant it. Indeed, as de-
scribed above, each of the different pay increase programs was
designed to meet a specific objective. Importantly, Respondent
did not assert this argument as a justification in its explanations
to employees concerning why Respondent had failed to grant
the wage increase. It is apparent that this argument is an after-
thought created for trial.
Respondent also argues that it was caught between a rock
and a hard place in deciding whether to grant the wage in-
crease. It argues that it decided not to grant the increase in
order to avoid being charged by the Board with attempting to
unlawfully influence the election. An exception to the re-
quirement that an employer must follow its normal practice in
granting wage increases during an organizing campaign has
been allowed by the Board where the employer advises em-
ployees that an expected raise is to be deferred pending the
outcome of the election to avoid the appearance of election
interference. Parma Industries, supra; Centre Engineering,
Inc., 253 NLRB 419 (1980). In the latter situation the em-
ployer must take care not to place the blame for the lack of a
pay increase on the union, otherwise the employer will be
found to violate the Act by withholding the pay increase. At-
lantic Forest Products, 282 NLRB 855 (1987); Truss-Span Co.,
236 NLRB 50 (1978). In my opinion, that exception does not
apply in this case. Here, before the election Respondent lead
employees to believe that they would be receiving the wage
increase consistent with past practice; Respondent only
changed its mind after the election results showed that the em-
ployees had voted in favor of the Union. The exception de-
scribed above was not designed to be manipulated by employ-
ers as a legal cover for punishing employees for having voted in
favor of a union. In any event, as argued by the General Coun-
sel, in order to avail itself of this exception an employer must
take care not to blame the union for the failure to grant the
wage increase. Here, by at least June, Respondent had explic-
itly blamed the Union (“the UE stuck its nose in”) for the fail-
ure to grant the wage increase.
Respondent relies on Montana Lumber Sales, 185 NLRB 46
(1970). In that case the Board concluded that statements made
by an employer did not, in context, improperly blame the union
for the failure of the employer to grant certain benefits. Here,
the June leaflet unambiguously attributed to the Union the re-
sponsibility for the absence of the wage increase. Also, that
case did not involve the situation here, where before the elec-
tion the Respondent lead employees to believe that they would
be receiving the wage increase, but after the employees voted in
favor of the Union, Respondent reversed its course. Uarco,
Inc., 169 NLRB 1153 (1968), is also inapposite. There, prior to
the election the employer announced that it would be withhold-
ing a normal wage increase in order to avoid the appearance of
improperly interfering with the election; shortly after the elec-
tion, while objections were pending, the employer implemented
the wage increase retroactively. That is just the opposite of the
situation here and charts a course Respondent could have fol-
lowed if it was genuinely concerned about the appearance of
interfering with the election. Under all the circumstances, I
conclude the Respondent did not decide to discontinue its prac-
tice of conducting annual wage reviews and based thereon, of
granting wage increases, in order to avoid the appearance of
impropriety. Instead, I conclude that Respondent did so in
order to punish employees for having voted for the Union.
Respondent thereby violated Section 8(a)(3) and (1) of the Act.
It follows that Respondent also violated Section 8(a)(1) of the
Act as alleged in the complaint by failing to announce a wage
increase consistent with its past practice, by announcing to
employees that it would not be granting a wage increase, and
by thereafter blaming the Union for the failure of employees to
receive the wage increase.
B. The Other 8(a)(1) Allegations
The General Counsel alleges in the complaint that Respon-
dent has maintained in its employee handbook a statement
“What about a Union?” that unlawfully indicates to employees
that it would be futile for them to support a union. The evi-
dence shows that during all relevant times Respondent main-
tained a handbook for its employees that addressed the subject
of a union. Respondent’s handbook described Respondent’s
past history with a union and indicated that Respondent was
committed to operating on a nonunion basis. It concluded, “It
is our intention to do everything possible to maintain our com-
pany’s union free status for the benefit of both our employees
and [Respondent].”
The General Counsel relies on Gravure Packaging, 321
NLRB 1296, 1299 (1996). Respondent argues that in stating its
commitment to operating nonunion it is engaging in legally and
constitutionally protected speech; it cites no case authority in
support of its position. In resolving this issue, I note that Re-
spondent did not confine its intention to maintain its nonunion
status to engage in all lawfully possibly conduct. In assessing
whether Respondent’s statement violates the Act, I take into
account “the economic dependence of the employees on their
employers, and the necessary tendency of the former . . . to pick
up intended implications of the latter that might be more readily
dismissed by a more disinterested ear.” NLRB v. Gissel Pack-
ing Co., 395 U.S. 575, 617 (1969). I conclude that Respon-
dent’s statement could reasonably be understood by employees
to mean that it would resort to unlawful conduct, if necessary to
maintain its union free status, and that it would therefore be
futile for employees to engage in union activity. Gravure
Packing, supra. Respondent therefore violated Section 8(a)(1)
of the Act by maintaining the rule described above.
The General Counsel alleges that Respondent has maintained
a rule that unlawfully restricted employees from engaging in
solicitation on behalf of a union. The evidence shows that at all
times material Respondent has maintained as part of its rules of
conduct for employees the following: “Soliciting or selling on
company premises except when all concerned are relieved from
duty.” It is this rule that the General Counsel contends is un-
lawful. Respondent also posts in its lunchroom another rule
concerning solicitation that the General Counsel does not allege
in the complaint to be unlawful.4 Employees had never been
told which rule took precedence.
4 In his brief, the General Counsel suggests that the posted rule can
be interpreted as placing unlawful restrictions on employees. I do not
decide that issue. The matter was not alleged in the complaint, nor did
the General Counsel seek to amend the complaint after the posted rules
were entered into evidence. Under these circumstances, I conclude that
Respondent was not on notice that the legality of the rules were being
challenged by the General Counsel in the manner indicated in his brief.
Respondent thus has not had a fair opportunity to defend against those
allegations in this case.
ALUMINUM CASTING & ENGINEERING CO.
17
The General Counsel relies on Ebon Research Systems, 290
NLRB 751 (1988), in the assertion that the rule is unlawful.
Respondent cites no case authority to defend the rule but argues
that the rule was not directed at union organizing. The Board
has held that when an employer limits or restricts employee
solicitation it must do so in a manner that does not leave em-
ployees uncertain as to the scope of the rule. Our Way, Inc.,
268 NLRB 394 (1983). In Ebon, supra, the Board concluded
that an employer did not sufficiently clarify to employees the
difference between “duty time” and “duty hours” and thus the
rule was unlawfully ambiguous. The rule at issue in this case
suffers from the same flaw. The fact that Respondent has other
solicitation rules which are not alleged in the complaint to be
unlawful does not serve to remove the ambiguity Respondent
has created in the minds of its employees concerning when they
might be disciplined for engaging in union solicitation. Nor is
it all apparent, as Respondent argues, that the rule does not
apply to union solicitation. To the contrary, it appears the rule
covers all types of solicitation. Under these circumstances, I
conclude that by maintaining this rule Respondent violated
Section 8(a)(1) of the Act.
The General Counsel alleges that Respondent unlawfully in-
terrogated employees as to their union sympathies on about
December 5. Employee Jesus Falcon testified in support of this
allegation. Falcon had been employed by Respondent for about
2 years; he worked in the core room cleaning parts. Falcon quit
his employment with Respondent in 1995. While employed by
Respondent Falcon signed a union authorization card, attended
union meetings, and otherwise supported the Union. Falcon
testified that in early December his supervisor, Jose Soto, ap-
proached him while in the lunchroom. According to Falcon,
Soto asked him when they were going on strike. Falcon an-
swered that they never planned to go on strike. Falcon contin-
ued, saying that maybe the supervisors would go on strike, but
“we” did not plan to go on strike.
Soto denied that he ever asked Falcon when they were going
on strike. However, based on my assessment of the relative
demeanor of the witnesses, I have determined that Falcon’s
testimony is more credible than Soto’s. I therefore assess
whether Soto’s statements to Falcon violated the Act. I first
note that there is no evidence in the record that employees were
actually contemplating engaging in a strike, or that Respondent
actually believed that the employees might do so. The matter
of a strike instead was prominently discussed in Respondent’s
campaign literature in an attempt to portray the Union as prone
to engage in strikes. The Union’s literature countered that it
was not prone to strike, asserting that 95 of its contracts were
settled without a strike and that there had not been an UE strike
in Milwaukee “in years.” From this I infer that Soto’s ques-
tioning of Falcon was not seriously designed to obtain informa-
tion from Falcon concerning a strike action, and would not
reasonably be interpreted by an employee as such. Instead, in
context it more reasonably was an effort by Soto to engage
Falcon in a discussion of the Union and probe into Falcon’s
sentiments on that subject. The General Counsel cites Fair-
prene Industrial Products, 292 NLRB 797 (1989); and Domsey
Trading Corp., 310 NLRB 777, 790 (1993). However, those
cases are not on point since in each of them its appears that the
employee questioned could reasonably believe that the em-
ployer was seriously probing into the employee’s intention to
strike. Such is not the case here, where it seems clear in con-
text that Soto was attempting to commence a more general
discussion about the Union. Of course, such probing may
nonetheless be unlawful, but it is measured by a slightly differ-
ent test. To determine whether such probing was unlawful, the
Board applies a totality of the circumstances test. Mathews
Readymix, Inc., 324 NLRB 1008 (1997). Applying that test to
these facts, I note that Soto was a relatively low-ranking super-
visor. I also note that the conversation occurred in the lunch-
room, not a particularly threatening or coercive setting. The
conversation was short, and Soto was not persistent when he
was lightly brushed off by Falcon’s response. The conversation
was not coupled with other unlawful conduct or made in cir-
cumstances that would otherwise heighten any coercive effect.
While the record does not show that Falcon was an open union
adherent, the record also does not show that he kept his exten-
sive union support secret. Finally, there is no pattern of unlaw-
ful interrogations by Respondent. Under all the circumstances,
I conclude that the General Counsel has failed to show that
remarks made by Soto to Falcon reasonably had the tendency to
coerce any employee in the exercise of Section 7 rights. Ac-
cordingly, I shall dismiss that allegation of the complaint.
The General Counsel alleges that Respondent unlawfully
told an employee in mid-December that support for the Union
was incompatible with continued employment. Employee
Terrance Shaw testified in support of that allegation. Respon-
dent had employed Shaw for 9 years. He worked in the trim
department grinding manifolds. Shaw signed an authorization
card for the Union, solicited other employees to sign cards,
attended meetings, and passed out union literature; his picture
also appeared in union campaign literature. About a month or
two before the election Shaw began wearing a button that read
“Slave Co.” (Respondent is commonly referred to as AceCo.)
He testified that about 2 or 3 weeks before the election he was
in the lunchroom wearing the button when his supervisor,
David Mekka, upon seeing the button, said, “If you don’t like
working here why don’t you go somewhere else.” Shaw did
not respond; instead, he removed the button.
Shaw also testified that about 3 weeks before the election,
while on the work floor, he asked Mekka to fix one of his tools,
and Mekka replied, “Why don’t you get the union to do it.”
Shaw did not respond.5
Mekka denied both the allegation in the complaint and that
he had the conversations attributed to him by Shaw. Based on
my observation of the relative demeanor of the witnesses, I
have determined to credit the testimony of Shaw to the extent
described above. The General Counsel relies on Gravure Pack-
ing, supra at 1303, as support for his contention that Mekka’s
remarks are unlawful. Respondent cites no case authority, but
5 The General Counsel does not allege in the complaint that this
conversation was unlawful, nor does he raise this matter in his brief.
Accordingly, I conclude it is unnecessary to determine whether this
incident is unlawful. Shaw also testified about a conversation he had
with Mekka concerning a raise. However, Shaw’s testimony in this
regard was hesitant and uncertain. I do not credit it. Shaw also testi-
fied about meetings that were allegedly held before the election where
VanderMale allegedly told the employees that Respondent was not
allowed to give a cost-of-living raise because the union was involved.
This testimony is contrary to Respondent’s written campaign literature,
described above, wherein it repeatedly emphasized its practice of grant-
ing yearly raises and never mentioned, until after the election, that the
raises for 1995 would not be granted. This fact, together with my ob-
servation of the demeanor of the witness while I was questioning him
on this matter convinces me that he was confused and that his testi-
mony in this regard was not worthy of belief.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
points out that Mekka emphatically denied making the state-
ment and that even if the statement were made it would have
been an entirely human reaction to what was an intended
provocation. First, as to Respondent’s suggestion that the but-
ton worn by Shaw was beyond the protection of the Act, I dis-
agree. It is well settled that employees are permitted some
leeway in the manner in which they express support for a union
or criticize their employer in the context of a labor relations
dispute. The expression contained in the button, in context
obviously tied to the organizing campaign then underway, falls
within that permissible range of expression. That being the
case, Respondent was not free to threaten retaliation against an
employee for displaying the button, even if it angered some of
Respondent’s supervisors. The Board has held that statements
similar to the one made by Mekka that union supporters should
quit their employment conveys the impression support for a
union is incompatible with continued employment with the
employer and as such constitutes an implied threat of retalia-
tion. Id., and cases cited therein. I therefore conclude that
Mekka’s statement to Shaw violated Section 8(a)(1).
The General Counsel alleges that Respondent, acting through
Rick Steffenson, foundry superintendent, unlawfully told em-
ployees to stop supporting the Union and blamed union sup-
porters for damage to vehicles in mid-December. In support of
this allegation, the General Counsel presented the testimony of
Jose Estrada. Respondent employed Estrada as a caster; at the
time of the hearing he had worked for Respondent for 21 years.
Estrada was an open union supporter. He signed an authoriza-
tion card, wore a union hat and buttons, and his picture ap-
peared with other employees in a union leaflet that was distrib-
uted to employees as part of the organizing campaign. Estrada
testified that in August his supervisor, Steffenson, approached
him on the work floor; another employee, Regulo Ruiz, was
present. According to Estrada, Steffenson asked why they
didn’t stop this bullshit about the UE. Steffenson said that
there were some cars that were broken into and tires that were
slashed. Estrada responded that whatever was going on he was
not aware of any of the damage, and that he was not the kind of
man to send someone to damage cars. Estrada said that the
only thing he wanted was for his coworkers to join the Union.
Steffenson then smiled and said that he was glad that Estrada
was “on our side.” Estrada then testified that this conversation
occurred a couple of months before the election of January 5,
but then stated that he had a very poor memory for dates. Fi-
nally, Estrada testified that the conversation with Steffenson
took place in December, as alleged in the complaint. Steffen-
son testified that prior to the election two or three employees
complained to him that their cars had been damaged in Re-
spondent’s parking lot. These employees, who Steffenson be-
lieve opposed the Union, said that they thought union support-
ers caused the damage. He referred those employees to Van-
derMale. Steffenson also testified that he spoke to employees
under his supervision and told them that if he caught anyone
damaging cars they would be prosecuted and their jobs would
be on the line. Steffenson denied that he made the statements
attributed to him by Estrada. Steffenson has worked for Re-
spondent for 23 years. Based on the demeanor of the witnesses
and the strained nature of portions of Estrada’s testimony, I
have determined that the testimony of Steffenson is more credi-
ble on this matter. Since the credited testimony does not sup-
port the allegation in the complaint, the allegation must be dis-
missed.
The General Counsel alleges that by memorandum dated
February 2 Respondent unlawfully requested employees to
inform it when they were approached to sign authorization
cards. The evidence in support of this allegation shows that on
February 2 Respondent distributed a leaflet to employees in a
question and answer format. The leaflet included the follow-
ing: “Q. I believe I was threatened by the union. What should
I do? A. If you think you were threatened before you voted, or
even after the vote, it’s very important to talk with your super-
visor. [Respondent] will take every legal step to protect you
from this type of union behavior.” At the hearing, VanderMale
testified that this was issued in response to reports that it re-
ceived that employees believed that they had been threatened.6
In arguing this violation, the General Counsel concedes that
the Board normally holds that requests from an employer to
report “threats” made to employees are not unlawful. Liberty
House Nursing Homes, 245 NLRB 1194, 1197 (1979). How-
ever, the General Counsel argues that in this case a violation
should be found because the statement was made “in the con-
text of extreme and continuing opposition to the Union.” In
this regard the General Counsel relies in part on the testimony
of Estrada, described in preceding paragraphs, which I did not
find to be credible. In any event, even if an employer is bitterly
opposed to unionization, the employer is not deprived of its
right to deal with “threats” made to employees. The General
Counsel also argues that Respondent is required to be even-
handed in the sense that it must condemn threats by either un-
ion or anti-union employees. However, the evidence fails to
show that Respondent was not evenhanded in attempting to
deal with threats. Evidence presented by the General Counsel
to show disparate conduct by Respondent concerning its treat-
ment of union supporters versus its treatment of antiunion em-
ployees is neither sufficiently credible nor sufficiently persua-
sive to support such a finding. Simply because the language in
the leaflet alerts employees to report threats made by union
supporters is insufficient to make the statement unlawful. Lib-
erty Homes, id., where the employer coupled its request to re-
port threats with a statement that “[t]his union is not going to
scare Liberty Nursing Homes into rolling over and playing
dead.” Under these circumstances, I shall dismiss this allega-
tion of the complaint.
The General Counsel alleges that by memorandum dated
March 13 Respondent unlawfully requested employees to in-
form it when they were approached to sign authorization cards,
thereby seeking to gain the identity of union adherents. The
facts show that on March 13 Respondent distributed a leaflet
that expressed Respondent’s concern that employees were be-
ing pressured to sign union membership cards. The leaflet
stated, “If anyone puts you under pressure to sign a union card
or threatens you in any way because you won’t sign a card, tell
your supervisor and we’ll take every legal step to see that the
union stops.” VanderMale testified that he had reports that
employees felt pressured into signing union cards, but that he
did not have any written reports on that matter. Specifically,
VanderMale testified that employee Melvin Williams com-
6 Documents supporting this assertion were supposedly given by Re-
spondent to the Board during the course of the hearing on objections;
the General Counsel asserted that he had searched the files and had not
found them. The General Counsel subpoenaed those documents, but
none were provided. Respondent’s counsel explained that with the
many proceedings the files were in disarray and, despite a diligent
search, he was unable to locate them.
ALUMINUM CASTING & ENGINEERING CO.
19
plained that he felt pressured because the Union had visited his
home 13 times. VanderMale admitted that Williams never
suggested that he had been threatened.
In support of this allegation, the General Counsel cites Pub-
lisher’s Printing Co., 317 NLRB 933, 934 (1995). Respondent
cites no case authority to defend the statement, but argues that
the statement is protected under Section 8(c) of the Act. The
Board has held that statements such as the one described above
are unlawful because they encourage employees to report union
activity to the employer that may be subjectively offensive to
the employee, but that is objectively conduct protected by the
Act. This in turn discourages the employees from engaging in
objectively protected activity. Id., and cases cited therein. This
is different from the situation described above concerning the
use of the word “threat” because there is a more common and
specific understanding that that word does not cover activity
that may be protected under the Act. VanderMale’s testimony
concerning the complaint he received does not require a differ-
ent result. First, VanderMale’s testimony is insufficiently spe-
cific to support a finding that conduct the employee complained
of was unprotected. Although 13 visits to one’s home certainly
may be excessive, the record does not show how many, if any,
of the visits were unwelcome. Nor does the record show when,
if at all, the employee asked that the visits cease, and what the
response was. In any event, even if the conduct complained of
was excessive, there is no reason why it could not be effec-
tively dealt with on an individual basis without the need for the
general solicitation contained in the leaflet. Under these cir-
cumstances, I conclude Respondent violated Section 8(a)(1) of
the Act by soliciting employees to report other employees who
“pressure” them into signing cards.
The General Counsel alleges that in January Respondent un-
lawfully informed employees that it would reimburse them for
damage to their cars that they believed was attributable to the
Union. The evidence shows that Respondent in fact reimbursed
four employees, in amounts ranging from $40 to $350, for re-
pair of damage sustained by their cars. These vehicles had
been parked on Respondent’s property or on adjacent public
streets. Respondent’s facility is located in an industrial area
where damage to cars occurs from time to time. The reported
damage consisted of a scratch along the side of a car, punched
in hubcaps, oil poured over the top of a car, and a flat tire or
two. Respondent presented no specific evidence that the dam-
age was attributable to the Union. Nor did Respondent have
corroborating evidence that the damage even occurred while
the employee was at work; instead, Respondent took the em-
ployees’ word. Respondent does not have a written policy
concerning when it will reimburse employees for car damage.
In the past it has reimbursed employees for damage to vehicles
when Respondent was or could have directly caused the dam-
age, either by its action or inaction. For example, VanderMale
was reimbursed for damage to his vehicle when one of Respon-
dent’s signs fell on his car.
The General Counsel argues that by this conduct Respondent
rewarded antiunion employees in violation of the Act, citing
John Ascuaga’s Nugget, 298 NLRB 524, 556 (1990). Respon-
dent argues that the reimbursements were consistent with a
practice that predated the election campaign and were entirely
neutral. On balance, I believe the General Counsel’s argument
is the more persuasive one. The evidence shows, as more fully
described above, that Respondent reimbursed employees for
damage to their vehicles based on the employees’ unsupported
assertions that the damage had occurred on or near Respon-
dent’s property and was caused by union supporters. I empha-
size that Respondent never was able to establish any union
responsibility for vehicle damage, nor is there any credible
evidence in the record that Respondent even obtained from the
complaining employees the specific basis on which they be-
lieved that union supporters were responsible for the damage.
Contrary to Respondent’s contention, Respondent’s conduct on
this occasion was not consistent with its past practice, which
had been to reimburse damages for which Respondent was or
could have directly caused; there is no credible evidence in this
record that Respondent in the past has reimbursed employees
for damage to vehicles that allegedly was caused by third par-
ties. I conclude that Respondent took the opportunity of the
complaints made by the employees to reward them for making
the assertions that the Union was responsible for vehicle dam-
age. By rewarding such antiunion conduct, Respondent vio-
lated Section 8(a)(1) of the Act.7
C. The Suspension and Discharge of Greuel and
Related Allegations
1. Greuel’s union activity
A consideration of the record in this case persuades me that
neither the case presented by the General Counsel nor the case
presented by Respondent concerning Greuel can be fully cred-
ited. I therefore set out the testimony in some detail in order to
explain my credibility findings.
Greuel began his employment with Respondent on July 1,
1992. He initially worked as a general laborer and then worked
as a straightener. This latter position involved using a gauge to
determine if a part was bent to the left or right and then, using a
rubber mallet, hitting the part to straighten it. Greuel began his
employment working on the first shift, but in about July 1994,
he was transferred to the third shift. There his immediate su-
pervisor was Don Leonhard.
In late July, Greuel began his efforts on behalf of the Union
by attending a union meeting. About a week later, on July 24,
Greuel signed a membership and authorization card on behalf
of the Union. Greuel thereafter attended weekly union meet-
ings. At one of the meetings Union Organizer Walter Parks
asked Greuel if he would be the organizer on the third shift, and
Greuel agreed. Greuel was given instructions concerning how
he should go about his organizational efforts. Greuel then dis-
tributed union literature to employees, talked to them in an
effort to persuade them to support the Union, and solicited them
to sign union authorization cards. Greuel spoke to between 50
and 100 employees concerning the Union, and he was success-
ful in obtaining about 45 to 50 signed authorization cards from
Respondent’s employees. Greuel also wore a union hat, union
shirts, and union buttons on his clothing while at work. Other
employees also openly identified themselves as being support-
ers of the Union.
The General Counsel alleges that Respondent unlawfully en-
forced a no-solicitation rule that prohibited employees from
discussing the Union. The facts concerning that allegation
involve Greuel. In late October, Greuel gave union literature to
employees at work while he and the employees were on work-
7 Although the complaint alleges the violation in this issue as an un-
lawful statement, the parties fully litigated the matter of the actual
payment for the damage. Accordingly, my finding is appropriate de-
spite the fact that it deviates somewhat from the actual pleading.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
ing time and in a working area. Leonhard saw Greuel’s con-
duct and approached him and took the literature from Greuel,
told Greuel to “keep it on my own time,” and returned the lit-
erature to Greuel. Greuel admitted that Leonhard told him that
he could not distribute the literature during working time while
at his workstation. Greuel further admitted that Leonhard’s
instruction was consistent with what he had been told by the
Union.
I do not credit Greuel’s testimony that at one point during
this incident Leonhard advised him that he could not distribute
literature on “company” time. The totality of Greuel’s testi-
mony convinces me that he does not always make a distinction
between “company time” and “working time” and thus is un-
able to testify with certainty concerning this critical distinction.
In any event, I note that in his brief the General Counsel does
not argue that the incident described above violated the Act, nor
does he point to any other evidence in the record that supports
the allegation in the complaint. Accordingly, I shall dismiss
this allegation.
Returning to Greuel’s union activities, union agents told
Greuel to inform Respondent that he was an organizer, so in
early August Greuel told Leonhard that he was organizing on
behalf of the Union. Leonhard said that it was okay with him,
but that Greuel could not do it on company time or words simi-
lar to this.8 Leonhard also said that he thought Greuel was
foolish for joining the Union. Leonhard did not deny that
Greuel told him he was an organizer; he did deny telling Greuel
that he thought Greuel was stupid, or words to that effect, for
supporting the Union. Based on the demeanor of the witnesses,
I credit Greuel’s version of this conversation.
On about December 9, the Union distributed a leaflet that
featured a photograph of Greuel. In the accompanying article
Greuel stated:
The company is throwing a lot of money out at people to get
them to say no to the union. I was offered a $1 an raise [sic]. I
could see the company wanted me to stop organizing for the
union. Well, I told the company that I accept the raise as a
down payment on our first contract! I deserve it for the 3
years I’ve been with the company.
The article then went on to address other matters.
Greuel’s statements in the leaflet relate to an incident that
occurred shortly before the leaflet was distributed. At that time
Greuel was asked by heat treat employee Charlie Robinette if
Greuel was interested in performing Robinette’s job since
Robinette had been also assigned to do forklift driver work;
Robinette’s position was regarded as a higher position than
Greuel’s. Greuel said that he was interested in Robinette’s
position. A day or so later, Leonhard and Robinette ap-
proached Greuel. According to Greuel, Leonhard asked if
Greuel wanted Robinette’s position; Greuel replied that he did.
According to Greuel, at that point Robinette left the conversa-
tion and Greuel asked if there was going to be more money in
the new position; Leonhard said yes, that there would be a dol-
lar an hour raise. Greuel said that he would take the job and
Leonhard started to walk away. Then, again according to
Greuel, as Leonhard was walking away he said that he was
giving Greuel the dollar-per-hour raise to stop bothering people
8 The General Counsel does not allege in the complaint or assert in
his brief that this statement is unlawful. As noted above, I am unwill-
ing to credit Greuel’s testimony to the effect that he was advised not to
engage in union activity on “company time.”
about the Union. The General Counsel alleges that this state-
ment violated the Act since it shows that Leonhard advised
Greuel that he was being given a pay raise so he would discon-
tinue his union activity.
Leonhard denied that he ever offered Greuel a dollar-an-hour
raise for any purpose. He also denied that he ever asked Greuel
to drop his support for the Union. Leonhard, however, did not
specifically deny that he had a conversation with Greuel con-
cerning Greuel performing Robinette’s job. Respondent’s re-
cords show that during the period December 5 to 15, Greuel in
fact did do some work that normally would have been done by
Robinette. Leonhard admitted that this would not have oc-
curred without his permission. Leonhard further explained that
Greuel was no longer permitted to perform that work because
that position would permit Greuel to be virtually anywhere in
the plant, and because of the problem Leonhard was having
with Greuel being away from his workstation, “in rethinking, it
just didn’t seem like a good idea.”9
Greuel told the Union about his conversation with Leonhard
concerning Robinette’s position and the dollar-an-hour raise. It
was decided that information should be included in the leaflet
described above. Greuel admitted at the hearing in this case
that the portion of the leaflet indicating that he told the Respon-
dent that he accepted the raise as a down payment on the first
contract was not true and had been made up; he denied that the
portion of the leaflet that indicated that “he could see” that
Respondent wanted him to stop organizing for the Union was
based on his perception of what Leonhard wanted as opposed to
what Leonhard actually said. Greuel explained that he did want
to state in the leaflet that Leonhard had directly told him this,
but the union official said that it would be wrong to state it that
way. The General Counsel, however, did not call the union
person who helped prepare the leaflet to corroborate Greuel’s
testimony.
According to Greuel, after the leaflet was distributed on De-
cember 9, while Greuel was having coffee in the lunchroom at
work, Plant Superintendent Joe Buelt came by and asked
Greuel to come with him to the office of Supervisor Cliff
Fleischmann. Buelt had a copy of the leaflet featuring Greuel
at the time. Once in the office, according to Greuel, Buelt
asked him if the article in the leaflet was true. Greuel answered
that it was, and Buelt asked what happened. According to
Greuel, he explained that he was given Robinette’s job by
Leonhard. Greuel did not initially testify that he told Buelt that
Leonhard had said that he was getting a dollar-an-hour raise so
that he would discontinue his union activity. Buelt then sum-
moned Leonhard to the office and asked Leonhard whether it
was true that he had offered Greuel Robinette’s job. Leonhard,
according to Greuel, said no, that Greuel was lying. Greuel
said that Leonhard was “full of s—;” that Greuel had been do-
ing Robinette’s job for about 2 weeks. Buelt then told Greuel
that he better be careful because he had just made himself a
target for the Company by doing the article in the union leaf-
let,10 and that Greuel was to go to work. Later, during cross-
examination, Greuel testified that during this meeting Buelt
asked him to get a retraction from the Union because Buelt
believed Leonhard’s assertion that the story was not accurate.
9 The General Counsel does not allege in the complaint or argue in
his brief that the decision to have Greuel stop performing this work was
unlawful.
10 The complaint does not allege, and the General Counsel does not
contend in his brief, that this conversation violates the Act.
ALUMINUM CASTING & ENGINEERING CO.
21
Greuel claimed that he then told Buelt that he would get the
retraction “just to blow him off.” Buelt testified that he was
never present for any discussion involving the leaflet and de-
nied the statements attributed to him and others that allegedly
occurred during the meeting.
Later that same day, according to Greuel, he was summoned
into an office. Present there were Plant Manager David Weber
and his nephew Joe, Respondent’s quality control manager.
They asked Greuel if the content of the leaflet was true, and
Greuel said that it was. They asked Greuel to explain the cir-
cumstances, and according to Greuel, he said that Leonhard and
Robinette had asked him if he was interested in Robinette’s job,
and that Greuel had accepted the offer and had been doing the
job for about 2 to 3 weeks. Once again, according to Greuel,
Leonhard was summoned and again claimed that Greuel was
lying. According to Greuel the conversation became heated as
he claimed that records would establish that he had been doing
Robinette’s job for several weeks. Again, Greuel did not ini-
tially testify that he told the Webers that Leonhard had said that
the raise was being given so that Greuel would stop his union
activity. As the conversation was ending, according to Greuel,
one of the Webers asked him if he was willing to issue a retrac-
tion concerning his statements in the union leaflet, and Greuel
responded that at the earlier meeting with Buelt, Buelt had
asked if he was willing to get a retraction from the Union, and
Greuel had told Buelt that he would do so. When asked to
explain why he would agree to get a retraction concerning the
statement if he had been insisting that the statement was true,
Greuel testified that it was “just to blow, you know, the com-
pany off. I mean I figured it would blow over in a couple days
so I wouldn’t worry about it.” Later, in response to a leading
question, Greuel testified that he did tell both Buelt and Weber
that Leonhard had offered him the raise to stop engaging in
union activity.
David Weber testified that no meeting such as Greuel de-
scribed above ever occurred. He denied making any of the
statements attributed to him by Greuel during the alleged meet-
ing.
On December 13, VanderMale met with Greuel in Vander-
Male’s office; also present were Supervisors Leonhard and
Fleischmann. According to Greuel, VanderMale had a copy of
the union leaflet featuring Greuel; he asked Greuel if it was
true, and Greuel said that it was. VanderMale asked Greuel to
explain the circumstances, and Greuel again explained that
Leonhard had offered him Robinette’s position and that he had
accepted the offer. Again, Greuel did not testify that he told
VanderMale that Leonhard had said that he was giving him the
raise to stop his union activity. VanderMale asked Leonhard if
this was true, and Leonhard denied that it was. Again, accord-
ing to Greuel, he asserted that there were records that would
establish that he had been doing Robinette’s job for several
weeks and that the conversation between he and Leonhard
again became heated as words were exchanged. VanderMale
then said that Greuel had told Buelt earlier that he would be
willing to get retraction, and yet there still was no retraction.
VanderMale then read a statement that said that the leaflet was
not true. According to Greuel, VanderMale said that Greuel
would have to sign the statement; Greuel testified that he told
VanderMale that he would not sign the statement. VanderMale
then told Greuel that if he did not sign the statement he would
be terminated that morning. Greuel claims that he said he then
would sign the statement, but he would write that he signed it
under duress. VanderMale allegedly again directed Greuel to
sign the statement or be terminated. The General Counsel al-
leges that by these statements Respondent unlawfully threat-
ened Greuel. Greuel then signed a statement that reads:
My statement suggesting the Company has offered me money
in return for not organizing for the Union, that the Company
is throwing money around to stop union organizing, or any
comments attributed to me referring to a deal to stop my un-
ion organizing are blatantly untrue and were never said by
me.
According to Greuel, after he signed the statement he was told
by Fleischmann that he would go back to his old job and that he
would get Robinette’s job after the election. Also according to
Greuel, Leonhard also told him that he would return to his old
job, but that after the election he would get Robinette’s posi-
tion. Greuel allegedly replied that he did not think what the
company had done was fair, but he had no choice. Leonhard
then supposedly told Greuel to watch his step, that he was a big
target now, and that if Greuel did not watch his step he would
be terminated.11 Leonhard denied he told Greuel that he was a
“target.”
At the hearing, Greuel explained that he signed the retraction
because he was fearful for his job because he was on parole at
the time and had to remain employed.12 Respondent then dis-
tributed this statement to employees together with its own leaf-
let that quoted from the Union’s leaflet and asserted that the
Union’s leaflet was not true.
Fleischmann testified that he was present during a conversa-
tion with Greuel concerning the leaflet that occurred in Van-
derMale’s office on December 13. Also present was Leonhard.
Fleischmann testified that VanderMale asked Greuel about the
leaflet, and Greuel said that it was just something that was
made up and was not really true. VanderMale then said that if
the leaflet was not true, then they should be able put out a
statement saying that the leaflet was untrue. Greuel agreed and
then signed the retraction that was prepared for his signature.
Fleischmann denied that VanderMale threatened Greuel in any
way if Greuel failed to sign the retraction, or that Greuel other-
wise protested signing that document. Fleischmann also denied
that he told Greuel that Greuel would get Robinette’s position
after the election. Indeed, Fleischmann testified that he did not
even know what that was referring to. Leonhard also testified
that he was present at that meeting. His testimony, in general,
corroborates Fleischmann’s testimony. VanderMale testified
that during the meeting Greuel said that the statement in the
leaflet was not true and Greuel agreed to sign the retraction.
VanderMale denied that he threatened to discharge Greuel if he
refused to sign the retraction.
I do not credit Greuel’s version of these events where his tes-
timony is contradicted by Respondent’s witnesses, except that I
conclude that Greuel was offered Robinette’s position by
Leonhard and actually began to perform some of the functions;
documentary evidence supports this conclusion. However,
concerning the allegation in the amended complaint that Greuel
was offered a raise to stop his union activity, I have noted
above how Greuel has consistently failed to testify that he men-
11 Interestingly, except as specifically indicated above, the General
Counsel does not contend that Greuel’s version of the foregoing events
violated the Act.
12 Greuel had been convicted of committing two felonies in 1989.
The convictions were for first-degree and second-degree sexual assault.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
tioned this important fact to his supervisors when they allegedly
asked him about the matter. It was only in response to a lead-
ing question that Greuel testified that he did tell both Buelt and
Weber that Leonhard had offered him the raise to stop engaging
in union activity. I do not credit Greuel’s testimony either that
the offer was made or that he told his superiors about it. First, I
have already noted the leading nature of the question. Also,
earlier I had asked Greuel whether his first version of the con-
versation he had with Buelt was all that he had told Buelt about
his conversation with Leonhard concerning the raise, and
Greuel answered me in the affirmative. Moreover, it seems
unlikely that Greuel would assert that the leaflet was true and
then quickly agree to a retraction at its first suggestion. Instead,
I have determined to credit Fleischmann’s account of the meet-
ing that occurred in VanderMale’s office on December 13. In
addition to the inherent probabilities based on the record as a
whole, my questioning of Fleischmann convinces me that his
testimony concerning that incident is more believable than the
testimony of Greuel. I also credit the testimony of Weber and
Buelt over Greuel concerning these events. It follows from
these credibility resolutions that the allegations of the com-
plaint concerning the offer of a raise to stop union activities and
the threat of discharge must be dismissed.
Greuel then spoke with the Union about the matter, and the
Union issued another leaflet that showed a photograph of
Greuel, among other employees, that stated:
We on the third shift are tired of the company [sic] psycho-
logical campaign. We think it is outrageous for the company
to call someone in the office alone and threaten their job if
they don’t sign something. There will be no more of this after
the union wins.
The General Counsel also alleges that Respondent unlaw-
fully enforced a rule that prohibited employees from discussing
the Union during nonworktime in nonwork areas. In support of
this allegation, the General Counsel relies on the testimony of
Greuel that around the time the leaflets discussed above were
distributed he was meeting with about 10 other employees in
the lunchroom during lunchtime; they were discussing the un-
ion campaign and preparing to distribute union literature when
Buelt came up to them and took the literature from the table
and threw it into the garbage and told the employees to break
up the meeting, that they could not do it on company property.
None of the 10 employees who were allegedly present were
called to corroborate this testimony. Buelt testified that he
recalled an incident where Greuel was distributing literature to
employees who were on worktime in a work area. He told
Greuel that he could not do that and that he had to vacate the
area. He denied any incident occurred as described above by
Greuel. I am not persuaded by Greuel’s testimony alone that
this incident in fact occurred as he described it.13 It follows that
I shall dismiss that allegation of the complaint.
13 Greuel also testified that shortly before the Union’s reply leaflet
issued he heard from employees Elem, Jones, and another employee
that Leonhard had taken their union buttons off and threw them into the
furnace. While these employees were together, Leonhard approached
them and took the union button off of Elem’s shirt and threw it on the
ground. Greuel then told Leonhard that he was going to report Leon-
hard to Buelt. Continuing with Greuel’s testimony, he then reported
the incident to Buelt, who said that he would look into it. According to
Greuel, the next day he and Jones were at work and Leonhard ap-
proached them and took Jones’ union button off of his shirt and threw it
As indicated, the election occurred on January 5 and 6.
Greuel was an observer for the Union at the election. Greuel
testified that on about January 2, after he had been selected to
serve as an election observer, he was approached by Leonhard
who told him that he could not serve as an observer on “com-
pany time,” that Greuel could not punch in on that day. Greuel
replied that he knew that. Greuel also stated that Leonhard told
him on that occasion that if he was late Leonhard was going to
write him up. While the General Counsel does not allege that
this incident constitutes an unfair labor practice, he argues that
it shows animus. Based on my overall determination of
Greuel’s credibility, I do not credit Greuel’s testimony concern-
ing this incident.
After the election Greuel continued his union activity. On
January 9, he noticed that new employees were added to his
shift. At lunchtime he approached new employee Eugene Bo-
ben and spoke to him about the Union. He gave Boben some
literature, and Boben signed a union membership card. Greuel
put a union button on Boben’s sweatshirt; as he was doing so,
Greuel noticed that Leonhard was nearby.
After the election Greuel was elected to be a union steward
for the third shift. Greuel then wore a button that indicated that
he was a steward on behalf of the Union. On January 17,
Greuel presented VanderMale with a document that listed the
names of six employees and claimed that the employees were
entitled to receive double time pay for working during the pre-
vious Thanksgiving holiday period.14 VanderMale replied that
he would look into the matter.15
2. Greuel’s work record
Greuel was disciplined for his poor absenteeism. However,
the last discipline he received for this problem was August 19,
1994, and it does not appear that this was a problem thereafter.
On January 7, 1993, Greuel received a verbal warning for leav-
ing his work area and going to the locker room before the whis-
tle sounded for the end of the shift. On February 26, 1993,
Greuel received a final written warning for committing the
same offense. He was warned that further such conduct will
result in his termination from employment. On April 21, 1994,
Greuel received a written warning for being in the locker room
20 minutes early; he was advised that he could not go to the
locker room to wash up until the warning bell sounded 7 min-
on the ground, saying that he did not have to listen to Buelt. The Gen-
eral Counsel did not present any corroboration for this testimony, de-
spite the fact that Jones and Elem were open union adherents. Nor did
the General Counsel allege in the complaint that this conduct was
unlawful. I do not credit Greuel’s testimony in this regard and con-
clude that the General Counsel has failed to meet his burden of persua-
sion to establish that these events in fact occurred as Greuel described
them.
14 Earlier, Greuel had claimed the extra pay on behalf of 11 employ-
ees, but he had been subsequently informed by Leonhard that not all 11
were entitled to the extra pay, so Greuel then limited his claim to 6
employees.
15 VanderMale denied that he has seen the document before the hear-
ing in this case. I do not credit the denial. During his testimony,
Greuel explained that the document that he handed to VanderMale was
a result of a modification of an earlier document, and that the earlier
document was modified as a result of a conversation he had with Leon-
hard on the subject of the document. Leonhard did not deny this testi-
mony. Under these circumstances, I conclude that it is unlikely that
Greuel would have such a conversation with Leonhard, construct a
document addressed to VanderMale but then not give the document to
VanderMale.
ALUMINUM CASTING & ENGINEERING CO.
23
utes before the end of the shift. He was warned that if such
conduct continues he will be suspended.
On January 3, Greuel was standing in the doorway between
the foundry, where he worked, and the machine shop, where he
was conversing with an employee of the machine shop. This
conversation lasted about 5 minutes and occurred during work-
time. Greuel was about 10 to 20 feet from his workstation; the
other employee was about 30 to 40 feet away from his work-
station in the machine shop.16 The next day Greuel was given
an employee warning notice that read “leaving the work area to
engage in conversation and socialization in another department
where he should not have been without permission. He has
been warned about this in the past.” The document indicated
that it was a “written warning” and the word “final” was added;
it stated that further disciplinary action up to and including
termination of employment will result from continued failure to
comply with company standards. It was signed by Greuel,
Leonhard, and VanderMale. There is no evidence that the other
employee was disciplined in any way for being away from his
workstation.
VanderMale testified concerning this event; he stated that he
asked Greuel if he had been in the machine shop “gas bagging,”
and Greuel admitted that he had been. VanderMale then an-
nounced that he was giving Greuel a final written warning. As
Respondent emphasizes in its brief, the General Counsel does
not allege that this warning was unlawful.
The General Counsel alleges that Respondent unlawfully
suspended Greuel for 3 days on January 10. The events leading
to the suspension began on January 10, when Greuel was work-
ing in plant 2. The toilet facilities there were not usable and
there was a sign posted on the door that employees should use
the facilities in plant 1. At about 5:30 a.m., Greuel went to
plant 1 to use the facilities. Greuel admits that while he was
there he encountered a friend and they talked for about 10 min-
utes; Greuel was on working time while his friend was not.
While they were talking a security guard observed them.
Greuel completed his shift at 7 a.m., and then returned later that
night to begin his next workday. At that time he was sum-
moned into an office where Buelt and Leonhard were present.
According to Greuel, he asked if he could have employee Elem
as a witness for the meeting, and Buelt replied that it would not
be necessary. Buelt said that Greuel was suspended and that he
should go home. Greuel asked why, and Buelt answered that
Greuel would find out everything he needed to know when
Greuel met with VanderMale at 8 a.m. the next day. Greuel
protested that the suspension was bullshit and harassment; he
then punched out and went home. The next day, January 11,
Greuel reported to VanderMale’s office at 8 a.m.; also present
there was Leonhard. Greuel again asked for an employee wit-
ness: again this request was denied. VanderMale said that
Greuel was being suspended for 3 days for being away from his
work area; that Greuel had been in plant 1 at 5:30 a.m. Greuel
said that he was in plant 1 using the toilet facilities because the
plant 2 facilities were having problems. VanderMale replied
that that was bullshit, that he knew what Greuel was doing
there; that Greuel was talking and socializing instead of using
the bathroom. VanderMale asked if Greuel talked to anyone
while he was in plant 1, and Greuel admitted that he did. Van-
16 Greuel testified that he was thereafter approached by Leonhard,
but he gave conflicting accounts of what Leonhard told him. Under
these circumstances, I do not credit that portion of Greuel’s testimony.
derMale said that he knew that Greuel was in plant 1 to organ-
ize for the Union and not to use the toilet facility. Greuel asked
for a copy of his suspension; the request was denied. Then
Greuel was asked to step out of the office. When he returned to
the office a few moments later VanderMale told Greuel that he
would get a copy of his suspension when he returned to work
from his suspension.
VanderMale testified concerning his meeting with Greuel on
January 11 using notes that he had made at the time. Vander-
Male testified that he asked Greuel if he remembered being
given the prior final written warning, and Greuel said that he
did. VanderMale then asked if Greuel was in the locker room
away from his workstation, and Greuel conceded that he was
there for only 10 minutes. VanderMale then asked if Greuel
was there using the toilet facilities, and Greuel answered that he
was not. Greuel further agreed that he had not punched out but
was still on the clock at that time. VanderMale then suspended
Greuel for 3 days and warned him next time he may be faced
with termination.
On January 14, after serving the suspension, Greuel was
given a copy of the suspension notice. According to Greuel,
Leonhard told him that he had to sign the notice. Greuel re-
fused, asserting that he did not agree with it. Leonhard finally
told Greuel that VanderMale had said that if Greuel did not sign
the notice, he would be fired. Greuel then signed the notice.
The suspension notice indicated that Greuel was suspended for
“[l]eaving work station without permission. Being away from
your workstation for significant periods of time for non-
emergency, non-work, non-personal hygiene reasons. You
have been warned repeatedly both verbally and in writing (1–
495).” The notice warned that continued failure to comply with
company standards may result in termination of employment.
Leonhard testified that he did not recall the January 10 inci-
dent very well, but he did deny that he threatened Greuel with
discipline if he refused to sign the suspension notice. He did
recall searching in the bathroom for Greuel by himself and
thereafter looking for Greuel alone. Buelt, who was no longer
employed by Respondent at the time of the hearing, testified
that he recalled an incident involving Greuel where Leonhard
reported that Greuel was not at his workstation. He testified
that he and Leonhard together looked for Greuel in the bath-
room and in other areas but did not find Greuel for a period of
30 minutes, when he was encountered outside the bathroom.
At that time Greuel claimed that he had been in the bathroom.
Buelt and Leonhard said no, he was not because they had been
in there looking for him and had not seen him. According to
Buelt, Greuel became agitated and very boisterous; Buelt told
Greuel to stop. Buelt then conferred with Leonhard and sug-
gested that Greuel be suspended. Leonhard then suspended
Greuel.
I have considered the conflicting testimony concerning the
January 10 and related matters, and I have again decided not to
credit Greuel’s version to the extent that it is contradicted by
Respondent’s witnesses.
On January 19, according to Greuel, he became sick while at
work. During his break he vomited outside the facility while
on break; several employees witnessed Greuel’s public illness.
Shortly thereafter he again began to feel sick and went to the
bathroom during working time, where he remained for about 20
minutes. As he went in the bathroom he saw an employee, as
he left the bathroom he again saw the employee; this time Buelt
and another employee were also present. Greuel returned to his
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
work area. Buelt, accompanied by Leonhard, then approached
Greuel saying, “I got you. I got you.” Greuel asked what Buelt
was talking about, and Buelt said that Greuel had been away
from his work area. Greuel then said that he had been to the
bathroom. Buelt answered, “No, you weren’t.” Buelt turned to
Leonhard and asked Leonhard if he had checked the bathroom.
Leonhard said that he had done so. Buelt asked if Leonhard
had seen Greuel in the bathroom; Leonhard answered no. Buelt
then asked Greuel how he could have been in the bathroom if
Leonhard did not see him there. Greuel replied that he did not
know, but he had been in the bathroom. The conversation then
became more heated as Greuel protested that they were hassling
him. Buelt then said that Greuel was suspended, and he told
Leonhard to escort Greuel to the locker room so that Greuel
could change his clothes and leave. At some point, Leonhard
told Greuel that he was to return at 8 a.m. to see VanderMale.
After Greuel changed his clothing, he told Leonhard that he had
to make a telephone call. Greuel explained that he did not have
a car, and buses were not operating at that time so he had to call
someone to pick him up and take him home. Leonhard said
that because Greuel was suspended he could not use company
property; that he had to use the pay telephone outside the facil-
ity. Greuel then cursed at Leonhard. As they were leaving the
facility they walked through the lunchroom where there is a pay
telephone. Greuel picked up the telephone to make a call, but
Leonhard reached over and grabbed the telephone and hung it
up saying, “I told you, you can’t use company property.”
Greuel and Leonhard then again exchanged words. Greuel said
that he had to use the telephone, that he did not know where
there was another pay telephone nearby. Leonhard then said,
“Okay” and sat down while Greuel made his call. Greuel then
call Walter Parks, a union representative.
Greuel further testified that that same morning he met with
VanderMale. Leonhard was present. VanderMale said that he
had received a report from Buelt and Leonhard that Greuel was
away from his workstation from 2:13 through 2:35 a.m.; he
asked where Greuel was. Greuel answered that he was in the
bathroom. VanderMale said that Leonhard claims that he
checked the bathroom and Greuel was not there, and that Buelt
and Leonhard went looking for him and could not find him
until he walked out of the bathroom at 2:32 a.m. Greuel said
that he did not know how Leonhard missed him. VanderMale
asked him if Greuel had his feet up in the air, and Greuel an-
swered, “[N]o.” Greuel explained that he had been sick. Van-
derMale then asked if Greuel informed his supervisor that he
had been sick. Greuel responded that he had not, and said,
“This is new. When did this start? When do we have to start
telling our supervisors that we were sick?” VanderMale did not
reply. VanderMale asked if there were any witnesses, and
Greuel named the employees and Buelt as having seen him
come out of the bathroom. VanderMale said that he had spo-
ken to one of the employees who could not be certain what time
Greuel had come out of the bathroom, but the witness had indi-
cated that Greuel went into the bathroom at 2:13 a.m. Van-
derMale said that they had made a decision that Greuel could
go back to work if he promised that when he felt sick in the
future he would inform his supervisor. Greuel agreed, and
went to work later that day. There is no evidence that Respon-
dent has a rule that employees must inform a supervisor before
using the bathroom when they are sick.
Leonhard testified that Greuel was off the work floor and so
he went looking for Greuel. Leonhard said that he looked in
the bathroom and in other areas and he did not see Greuel in
any of these areas. He was then paged by Buelt, who advised
him that Greuel was back his workstation. He went to the
workstation where both Greuel and Buelt were present, and
Greuel was suspended and told to report to personnel the next
morning. The next morning Leonhard was present in Vander-
Male’s office where Greuel was given one last chance to stay at
his workstation and was told to return to work as scheduled.
Leonhard admitted that during his testimony at the unemploy-
ment compensation hearing that followed Greuel’s discharge he
testified that when he met Greuel with Buelt that day Greuel
explained that he had gone to the bathroom and that Greuel had
a witness who saw him go to the bathroom, but Leonhard sus-
pended Greuel nonetheless without first talking to the witness.
Leonhard further admitted during that hearing that when he
subsequently did speak with the witness, that the witness con-
firmed he did see Greuel go to the bathroom at about 2:13 a.m.,
although the witness did not know what time Greuel came out.
VanderMale testified that his disposition of this incident was
not to do anything further on the matter than already had oc-
curred; he did not testify as to the specifics of the meeting or
the reason how he reached his disposition.
I first note that the General Counsel does not allege that any
of the events of January 19 constitute an unfair labor practice. I
have determined to credit Greuel’s testimony concerning the
events of January 19. I note that Leonhard’s and VanderMale’s
testimony were lacking in detail and was otherwise unconvinc-
ing concerning these events: Leonhard’s testimony conflicted
with his earlier version. Greuel, in turn, seemed more comfort-
able and certain testifying about these events. I infer that Van-
derMale learned from other employees that Greuel had, in fact,
been visibly ill and therefore reasonably could have been using
the bathroom facilities. This is what lead VanderMale to allow
Greuel to return to work.
Greuel worked to the end of his shift into the morning of
January 20. At about 6:30 a.m., according to Greuel, Leonhard
approached him, gave him his check, and said that VanderMale
wanted to see him. At 6:53 a.m., the normal wash\up time,
Greuel says that he quit work, cleaned up, and went to Van-
derMale’s office. Leonhard was again present. According to
Greuel, VanderMale said that the Company had reversed its
earlier decision concerning Greuel’s absence from his work
area the day before. Greuel asked what was going on since the
day before they had discussed that incident and the matter was
closed. VanderMale said that the Company had decided to
terminate Greuel for being away from his workstation. Again
heated words were exchanged. Greuel asked for a copy of his
termination notice; VanderMale said no. Greuel asked for his
last paycheck, and VanderMale said that Greuel could call
Monday and then come pick it up. Greuel was then escorted
from the building.
Steffenson testified that on the day Greuel was fired he saw
Greuel in the locker room at about 6:30 a.m.; he observed
Greuel sitting on a bench at his locker putting on or taking off
his shoes. Steffenson did not say anything to Greuel; instead he
reported the matter to his superior, Leon Weber, who advised
Steffenson to pass the information on to Leonhard, which
Steffenson did. Steffenson later testified that he saw Greuel in
the locker room between 6:30 and 6:45 a.m. He was unable to
specify whether Greuel was dressed in work clothes or whether
he was wearing street clothes. Steffenson did not recall if he
went to search for Greuel afterward. He returned to the locker
ALUMINUM CASTING & ENGINEERING CO.
25
room to assemble his crew. Steffenson testified that he did not
think that Greuel was still in the locker room at that time.
Steffenson said that he wrote a report describing what had oc-
curred. That report reads:
Incident Report
On Friday 1/20/95 at 6:40 AM I went to the mens [sic] locker
room to see if I had any 1st shift employee’s [sic] in there to
see what jobs I could run. My employee’s [sic] start at 6:45
start time. I noticed Jeff Greuel sitting on the bench with his
legs crossed changeing [sic] his shoes. I went back to Dave
Weber [sic] office and told him Jeff was in there early. Jerry
Ace/Co security guard was also in the office having a meeting
with Dave. Dave ask [sic] me to call Don Leonard to have
him meet me in the locker room. Don met me at 6:45 a. m.
Either [sic] of us could see Jeff in there at this time. We con-
tinued to look for Jeff and I didn’t see him until 6:54 and he
was then washing up. I then reported the incident to Dave
and he told me to suspend Jeff and to see Jim VanderMale. I
escorted Jeff to Personal [sic] and asked him to wait there un-
til Jim arrives.
Leonhard testified that he was paged on January 20 by
Steffenson at about 6:35 to 6:40 a.m. and told that Greuel was
away from his work station and was in the locker room chang-
ing his clothes. Leonhard proceeded to meet with Steffenson,
and they went to the locker room; however, Greuel was not
there. Leonhard testified that he then went to Greuel’s work-
station, but Greuel was not there either, and Leonhard did not
see Greuel at all on the shop floor between 6:45 and 7 a.m.
Leonhard was present for the meeting that followed in Van-
derMale’s office. Leonhard testified that the only thing that he
recalled was that when VanderMale asked Greuel if he had
anything to say, he answered, “I screwed up.” Leonhard admit-
ted that during the unemployment compensation hearing he had
testified that when he went to the locker room at 6:45 a.m. he
saw Greuel there sitting in front of the locker “half changed.”
This, of course, was in direct conflict with the testimony he
gave in this proceeding and with the testimony of Steffenson,
who did not testify at the unemployment compensation hearing.
VanderMale testified that at the discharge meeting Greuel
did not deny that he had left the work area; in fact, according to
VanderMale, Greuel stated that he screwed up. No one raised
their voice during the meeting.
Employees are permitted to leave their workstations 7 min-
utes prior to the end of the shift for wash up. Fleischmann
testified that employees can be away from their workstations,
“but not for a long duration.” He explained that an employee in
the heat treat department could walk from one end of the build-
ing to another part of the building, a distance of about 120 feet,
and that would not be improper, but if someone left the depart-
ment to go from one plant to another, that would be improper.
Fleischmann clarified that a short duration of time was about 5
minutes. Fleischmann also admitted that it would not be im-
permissible for an employee to leave the work area to use the
bathroom, but that if they were ill and frequently using the
bathroom he would expect the employee to inform a supervisor
of his condition, although that was not required. Concerning
the seriousness of being in the locker room prior to normal
wash up time, Steffenson testified that it depended on how
many times it had happened. He explained that an employee
would not be fired for being in the locker room early if it was
the first time that it happened; that the first offense would trig-
ger a verbal response from Respondent. Then the other steps
would normally be followed, including a written warning, sus-
pension, and then termination.
Concerning the events of January 20, I do not credit the tes-
timony of Greuel; I find his story that he was fired simply be-
cause Respondent changed its mind concerning the events of
the previous day to be highly unlikely. On the other hand, I did
not find the testimony of Leonhard concerning this incident to
particularly persuasive either. I have determined to credit the
testimony of Steffenson. His testimony is supported by his
written report; there is no reason to believe that the report was
not written near the time of the incident, and I conclude that it
is highly unlikely that he would have completely fabricated the
incident at that time. Based on Steffenson’s testimony, it seems
more likely that VanderMale’s testimony concerning the dis-
charge conversation is more accurate than Greuel’s.
Greuel filed a claim for unemployment compensation bene-
fits. The claim was denied on the basis that Greuel was termi-
nated for “misconduct connected with the work for the em-
ployer” as defined by Wisconsin law. The administrative law
judge in that case based his conclusion in this regard on the
testimony of Respondent’s witnesses, who he found more
credible than Greuel.17
3. Respondent’s discipline pattern
The General Counsel contends that Greuel was subjected to
disparate treatment. In support of this assertion he presented
evidence concerning certain other employees who were termi-
nated by Respondent. Employee Vargas began working for
Respondent on August 24, 1988, and was terminated Septem-
ber 15, 1993, for trying to break into lockers. In 1993, Vargas
received seven written warnings before he was fired. The
warnings were for work-related job performance, eating or
drinking in a restricted area, overstaying his break, a workre-
lated problem, a safety violation, again for eating in a restricted
area, and for being a no-call, no-report. In total, Vargas re-
ceived 19 disciplinary actions during a 48-month period. Em-
ployee Williams received eight warnings during his 15 months
of employment with Respondent. Those warnings were for
defective work, leaving his workstation, and attendance. The
records show that despite the fact that Williams was warned
that if his conduct continued he would be terminated Respon-
dent did not terminate him but instead continued to issue him
discipline short of discharge as his pattern of conduct contin-
ued. Employee Esquivel was employed from March 16, to
June 1, 1993. On April 20, he received a written warning for
attendance; on May 4, he was suspended because he was found
sleeping in the restroom; on May 18, he received another writ-
ten warning for an unexcused absence; on May 29, he received
a warning for failing to follow directions, resulting in his dis-
charge on June 1 for insubordination. Employee Daniels was
employed beginning August 5, 1991. He received a warning on
November 7, 1991, for failing to use ear protection; he received
a warning on October 28, 1992, for failing to show up for work
or call in. On November 6, 1992, he was suspended for 2 days
for sleeping in the restroom. The suspension notice indicated
17 The General Counsel argues that the judge’s finding in that case
should be given little weight. In support of that argument he read from
the transcript of that proceeding a portion of VanderMale’s testimony
where he refused to give the names of the employees who allegedly
complained about Greuel to Respondent. I simply consider this evi-
dence as one factor among many in reaching my credibility resolutions.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
that Daniels had been warned before about disappearing from
the work area for long periods of time, and this was his final
warning. On June 17, 1993, he received a written warning
defective and unsafe work and on July 2, 1993, he was termi-
nated for insubordination. Employee Albert was employed
from February 26 to August 19, 1994. On March 7, 1994, he
received a warning for violating a safety rule by wearing jew-
elry; on March 10, 1994, he received a warning for poor work-
manship; on March 31, 1994, he received a warning for wasting
time. On May 25, 1994, he received a final written warning for
being away from his workstation for about 28 minutes. On
August 16, 1994, he received a written warning for unaccept-
able attendance. He thereafter quit when he was faced with the
prospect of a 3-day suspension for attendance.
Respondent presented the following evidence. Employee
Belcher was hired May 18, and fired June 3, 1993. On May 24,
he received a warning for taking 13 minutes, instead of 10 min-
utes for break. On May 27, he received a warning for low pro-
ductivity. On June 2, he received a warning for low quality and
defective work; he received a written warning for again taking
too long for break. Notes pertaining to Belcher’s discharge
indicate that he had been constantly disappearing from the
worksite the day before his discharge. Employee Anderson
was discharged February 8, 1993, exhibiting erratic behavior
consisting of a shouting match and threatening behavior; Re-
spondent suspected that he was under the influence of alcohol
and drugs.
4. Analysis
The analysis set forth in Wright Line18 governs the determi-
nation of whether Respondent violated Section 8(a)(3) and (1)
of the Act by discharging Greuel. The Board has restated that
analysis as follows:
Under Wright Line, the General Counsel must make a prima
facie showing that the employee’s protected union activity
was a motivating factor in the decision to discharge him.
Once this is established, the burden shifts to the employer to
demonstrate that it would have taken the same action even in
absence of the protected union activity.7 An employer cannot
simply present a legitimate reason for its actions but must per-
suade by a preponderance of the evidence that the same action
would have taken place even in the absence of the protected
conduct.8 Furthermore, if an employer does not assert any
business reason, other than one found to be pretextual by the
judge, then the employer has not shown that it would have
fired the employee for a lawful, nondiscriminatory reason.9
________________
7 NLRB v. Transportation Management Corp., 462 U.S. 393,
400 (1983).
8 See GSX Corp. v. NLRB, 918 F. 2d 1351, 1357 (8th Cir.
1990) (“By asserting a legitimate reason for its decision and
showing by a preponderance of the evidence that the legitimate
reason would have brought about the same result even without the
illegal motivation, an employer can establish an affirmative de-
fense to the discrimination charge.”)
9 See Aero Metal Forms, 310 NLRB 397, 399 fn. 14 (1993).
T & J Trucking Co., 316 NLRB 771 (1995). This was further
clarified in Manno Electric, 321 NLRB 278 (1996).
As indicated, the General Counsel alleges that Greuel was
unlawfully suspended on January 10 and then unlawfully dis-
18 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
charged on January 20. I apply the standards set forth above to
determine whether the General Counsel has met his initial bur-
den. There is no doubt that Greuel was an active, leading sup-
porter of the Union. There is also no doubt that Respondent
was aware of his union activities; VanderMale admitted at the
hearing that Respondent knew that Greuel had supported the
Union. The record further establishes that Respondent was
hostile to unionization. I have set forth above some of Respon-
dent’s campaign literature that graphically demonstrated this
hostility. Even more importantly, I have concluded that Re-
spondent’s animus toward the Union lead it to violate the Act.
I have concluded that Respondent unlawfully failed to grant
employees a pay raise, maintained unlawful rules, unlawfully
paid employees for damage to their vehicles, and committed
other violation of Section 8(a)(1). Finally, the element of tim-
ing supports the General Counsel’s case; both the suspension
and discharge occurred shortly after the election results showed
that Respondent had lost the election and was seeking to have
the results set aside and another election held. Based thereon, I
conclude that the General Counsel has met his initial burden to
support the allegations.
I now examine whether Respondent has met its burden of es-
tablishing that it would have engaged in the same conduct even
absent Greuel’s union activity. Turning first to the suspension,
I have concluded, and Greuel himself admitted, that he did
engage in misconduct by engaging in a lengthy conversation
with a fellow employee in the restroom. Thus, contrary to the
General Counsel’s argument in his brief, this is not a case of a
fabrication or pretext from which improper motive may be
inferred. There is no credible evidence in the record that Re-
spondent has tolerated such conduct in the past from Greuel or
from any other employee. Thus some discipline seems to be
justified. Examining Greuel’s record, I have set forth above his
past history concerning being away from his work area. In-
deed, on January 4, Greuel had been issued a “final” written
warning for conduct similar to that he had engaged in on Janu-
ary 10, a warning that the General Counsel does not allege was
unlawfully given to Greuel. Considering Greuel’s past conduct
and the recent warning, a suspension seems appropriate and
consistent with the notion of escalating discipline. The General
Counsel, in his brief, does not set forth a specific argument as
to why the suspension was unlawful. I conclude that Respon-
dent has established that it would have suspended Greuel for
his misconduct even absent his union activity. I shall dismiss
this allegation of the complaint.
Turning now to the discharge, I have rejected the General
Counsel’s argument, made in his brief, that Respondent fabri-
cated the events that lead to Greuel’s discharge. I again note
that Greuel engaged in misconduct of the same type for which
he had been previously first warned and then suspended. Thus,
in a period of about 2 weeks, Gruel had on three occasions
committed similar acts of misconduct. I cannot conclude that
Respondent would have tolerated misconduct so rapidly repeti-
tive that it borders on defiance. I have examined the work re-
cords of employees cited by the General Counsel, but I am
unable to conclude that Greuel was subjected to disparate treat-
ment. None of those employees engaged in the misconduct
Greuel did in such quick succession. Under these circum-
stances, I am persuaded that Respondent would have dis-
charged Greuel even if he had not engaged in union activity. I
have little doubt that Respondent was not upset at the turn of
events that lead to Greuel’s discharge, but I conclude that it was
ALUMINUM CASTING & ENGINEERING CO.
27
Greuel’s continuing pattern of misconduct that gave Respon-
dent the opportunity to discharge him. I shall therefore dismiss
this allegation of the complaint.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By threatening employees to use unlawful means to main-
tain a union-free status, and by indicating to employees that it
would be futile to engage in union activity, Respondent vio-
lated Section 8(a)(1) of the Act.
4. By failing to continue its practice of conducting annual
wage surveys and based thereon, granting annual wage in-
creases in 1995 to date, because employees voted in favor of
the Union, Respondent violated Section 8(a)(3) and (1) of the
Act.
5. By failing to announce a wage increase on about January
6, 1995, by advising employees on February 5, 1995, that there
would be no wage increase, and by blaming the Union in June
1995 for the failure to grant a wage increase, all because em-
ployees voted in favor of the Union, Respondent violated Sec-
tion 8(a)(1) of the Act.
6. By maintaining a no-solicitation rule that did not clearly
indicate that employees are permitted to engage in solicitation
during nonworking time, Respondent violated Section 8(a)(1)
of the Act.
7. By suggesting that employees who supported the Union
should quit their employment, Respondent impliedly threatened
employees with reprisals because of their union activity,
thereby violating Section 8(a)(1) of the Act.
8. By soliciting the identity of employees who “pressure”
employees into engaging in union activity, Respondent violated
Section 8(a)(1) of the Act.
9. By paying for vehicle damage to employees who asserted
that the damage was caused by union supporters, Respondent
violated Section 8(a)(1) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act. I have concluded that Respondent
maintained in its handbook for employees a section entitled
“What about a Union” that contained a sentence, described
above, which was unlawful. I shall order Respondent to re-
scind that sentence from its handbook.
Having found that Respondent unlawfully failed to continue
its practice of conducting annual wage surveys and, based
thereon, of granting annual wage increases in 1995 to date, I
shall order Respondent to resume that practice and make em-
ployees whole for the wage increases they would have received
in 1995 and each year thereafter but for Respondent’s unlawful
conduct. The exact amounts of the wage increases due em-
ployees shall be determined in compliance proceedings, and
shall be computed to the extent appropriate as prescribed in
Ogle Protection Service, 183 NLRB 682 (1970). At the com-
pliance stage Respondent shall be given the opportunity to es-
tablish that even if it had followed its normal practice concern-
ing annual wage increases, no increase would have been given
in a particular year.
Having found that Respondent maintained an unlawfully
overbroad rule restricting employee solicitation, I shall order
Respondent to rescind the rule.
[Recommended Order omitted from publication.]