329 NLRB 60
Sasco Valley Electric
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
60
Sasco Electric, d/b/a Sasco Valley Electric and Joseph
A. Sweeting. Case 32–CA–16668
September 3, 1999
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND HURTGEN
On May 18, 1999, Administrative Law Judge Joan
Wieder issued the attached decision. The General Coun-
sel filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
Virginia L. Jordan, Esq., for the General Counsel.
Katherine M. Quadros, Esq. (Quadros & Johnson), of San
Mateo, California, for the Respondent.
Joseph Sweeting, of Redwood City, California, for the Charg-
ing Party.
DECISION
STATEMENT OF THE CASE
JOAN WIEDER, Administrative Law Judge. This case was
tried on March 9, 1999,1 at Oakland, California. The charge
was filed by Joseph Sweeting, an individual (the Charging
Party or Sweeting), on March 3, against Sasco Electric, d/b/a
Sasco Valley Electric (Respondent or Sasco). The complaint, as
amended, alleges Respondent violated Section 8(a)(4) and (1)
of the National Labor Relations Act (the Act).
Principally, the complaint alleges Respondent violated Sec-
tion 8(a)(4) and (1) of the Act by refusing to hire employee-
applicant Sweeting at a jobsite in Menlo Park, California, be-
cause Sweeting previously filed an unfair labor practice charge
in Case 32–CA–15673. At hearing, evidence was also adduced,
without objection, that Sweeting previously filed a grievance
against Respondent.
Respondent’s timely filed answer to the complaint admits
certain allegations, denies others, and denies any wrongdoing.
Respondent asserts Sweeting was placed on its “not eligible for
rehire” list prior to his filing the grievance and charge, both of
which were dismissed as unmeritorious. Respondent also ar-
gues Sweeting could not be hired as long as he remained on the
list and the decision to retain him on the list was for good
cause, not discrimination because of his filing the grievance
and/or charge. The collective-bargaining agreement gives the
Employer the right to refuse to hire Sweeting because he is
validly on their “not eligible for rehire list.”
1 The General Counsel has excepted to some of the judge’s credibil-
ity findings. The Board’s established policy is not to overrule an ad-
ministrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
1 All dates are in 1998 unless otherwise indicated.
All parties were given full opportunity to appear and intro-
duce evidence, to examine and cross-examine witnesses, to
argue orally, and to file briefs.
Based on the entire record, from my observation of the de-
meanor of the witnesses, and having considered the post-
hearing briefs, I make the following2
FINDINGS OF FACT
I. JURISDICTION
Based on the Respondent’s answer to the complaint, as
amended, I find Respondent meets one of the Board’s jurisdic-
tional standards. I find Local Union 617, International Broth-
erhood of Electrical Workers, AFL–CIO (the Union) is a statu-
tory labor organization.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent is a California corporation with an office and
place business in Santa Clara, California. It is an electrical
contractor in the building and construction industry. Its general
superintendent is Ronald Baker, who has held that position for
approximately 5 years. He is responsible for running the field
operations, which includes responsibility for all employees.
Respondent has various collective-bargaining agreements with
various locals of the International Brotherhood of Electrical
Workers, AFL–CIO (the Union). Each local has its jurisdiction
circumscribed geographically, by county. As here pertinent,
each collective-bargaining agreement contains the same provi-
sions concerning the employer’s right to refuse to hire employ-
ees.
Hiring is done at Respondent’s jobsites. The person doing
the hiring depends on the size of the job. On smaller jobs, there
is only a foreman. On larger jobs, there is a general foreman
who oversees the other foremen. On the largest jobs, Respon-
dent assigns a superintendent who supervises the foremen, in-
cluding requests for additional electricians. Respondent also
employs superintendents who are responsible for specific geo-
graphical areas. Respondent employs, on average, 750 electri-
cians year round, and last year employed 2300 electricians
during the year on various jobs.
The supervisor in charge of the job is responsible for hiring.
All of its employees are referred by the various locals’ hiring
halls. The applicant is interviewed concerning his work back-
ground and qualifications. The applicant is observed to deter-
mine he is coherent, understands the skills required by the job
and is otherwise a desirable employee. If the applicant passes
the interview process, the supervisor in charge of the job calls
Baker’s office and determines if the individual is listed on Re-
spondent’s “not eligible for rehire list.” If the applicant’s name
appears on the list, the supervisor is forbidden to hire the indi-
vidual. There were no claimed or demonstrated exceptions to
this rule.
If an individual is terminated or laid off with the designation
“not eligible for rehire,” that individual’s name is immediately
placed on the list, which is updated monthly. Yearly, Baker
and Respondent’s superintendents review the list to determine
2 I specifically discredit any testimony inconsistent with my find-
ings.
329 NLRB No. 8
SASCO VALLEY ELECTRIC
61
if any of the listed individuals should be removed or retained on
the list. If these supervisors do not have personal knowledge
concerning the events leading to the individuals placement on
the “not eligible for rehire list,” their name is removed. If one
of the reviewing supervisors believes an individual’s name
should be removed from the list, and the others agree at the
yearly review, their name would be removed.
Respondent maintains the “not eligible for rehire list” pursu-
ant to section 2.4 of its collective-bargaining agreements, which
provides:
The Union understands the employer is responsible to
perform the work required by the owner. The employer
shall, therefore, have no restrictions except those specifi-
cally provided for in the collective bargaining agreement,
in planning, directing and controlling the operation of all
his work, in deciding the number and kind of employees
who properly perform the work, in hiring and laying off
employees, in transferring employees form job to job
within the local union’s geographical jurisdiction, and de-
termining the need and number as well as employers
and/or owners rules and regulations not inconsistent with
this agreement, in requiring all employees to observe all
safety regulations, and in discharging employees for
proper cause.
Section 2.4 (a) of the collective-bargaining agreements pro-
vides:
The employer shall have the right to determine the
competency and qualifications of its employees and the
right to discharge such employees for any just and suffi-
cient cause. The Union may institute a grievance proce-
dure under the terms of this agreement if it feels any em-
ployee is unjustly charged.
Section 4.3 of the collective-bargaining agreements provides:
“The Employer shall have the right to reject any applicant for
employment.”
There is no claim Respondent improperly maintained the
“not eligible for rehire list” or improperly placed and/or re-
tained Sweeting’s name on the list. Respondent does not claim
these provisions of the collective-bargaining agreements
waived any employee’s statutory rights under the Act.
B. Sweeting’s Placement on the List
Sweeting worked for Respondent three times prior to 1996,
once for as long as 6 months. The actual dates of these em-
ployments were not placed in evidence and their proximity to
1996 cannot be determined. According to Baker, Sweeting met
the requirements of all of its employees during these three em-
ployments. In 1996, Sweeting was dispatched to one of Re-
spondent’s jobsites, referred to as the Bloomingdale’s store at
the Stanford Shopping Center, by IBEW Local 332 in San Jose,
California. Sweeting’s immediate supervisor was Michael Ruiz.
Ruiz has worked for Respondent for 5 years, and has been a
foreman the last 3 years.
According to Ruiz, Sweeting was a difficult employee for
the 8 days he remained on the Bloomingdale’s job, testifying:
[Sweeting] was pretty disruptful, just was causing a lot of
problems, looking for ways to cause problems for the com-
pany, just taking up a lot of my time and I only had a certain
amount of time for everyone, and he seemed to want to take
up all my time, all the time, just either causing problems or
bringing issues up that weren’t real issues. He just kind of
wanted to push me around a little bit on this other job. And
since there was no production being done, we were more
dealing with each other and dealing with issues, than getting
anything done on the job.
. . . .
[Sweeting] tended to—when he would be working in one area
doing something, and if he saw me talking to someone else,
he’d tend to walk up and kind of want to know what was go-
ing on, or he’d tell the other employees, you know, hey, Mike
can’t tell you that, he’s not legal to tell you this, or he has to
tell this to a journeyman, he was pretty much coming behind
me and telling the other employees things, oh, he can’t do
this, he can’t do that, don’t listen to him on that, stuff like that.
I sent him off to do one job, I came back, it wasn’t
done correctly, and he kind of knew it wasn’t done cor-
rectly, and he took the stance that well, you know, you
told the apprentice, not me, that’s not my job, you’re sup-
posed to tell me if anything happens. Well, at the time I
had an apprentice doing a job at a yard across the street, I
sent Mr. Sweeting there, I said hey, the apprentice knows
what’s going on, you talk to him and he’ll tell you what
we’re doing out there, which is moving some fixtures
around, he said, okay, no problem, and he went out there.
And then when I went and checked on him later, that’s
when I found out all this stuff that I asked to be done
hadn’t been done, and what was done was done incor-
rectly. And I just got the feeling that he knew that that
was the problem, that he had done that incorrectly.
. . . .
We had a couple of situations where he was asked to
install something, he installed it wrong or installed it
twice, and I said, hey, you know, why did you put two of
these in instead of one—oh, I guess I made a mistake,
sorry.
. . . .
There was one issue where Mr. Sweeting, we have a
disciplinary form at our shop, where if we have any prob-
lems with our employees we’re supposed to write up a
disciplinary form to let them know that we have a problem
with it. It’s not a firing, but we’re looking at this issue and
we’d like them to kind of solve that. And we had rules on
this job, we were building the Bloomingdale’s in the Stan-
ford Shopping Center at the time, and Stanford Shopping
Center had set some rules down that they only wanted us
outside at lunchtime, that was it, they didn’t want any of
the employees out at break because it disrupted the mall.
So, there was a situation, every guy that came on that job,
they read the job rules to and they let them know they
could not be outside.
. . . .
It was set up through the general contractor, which was
given to Sasco, and then Sasco, we had to follow those
rules that they gave us. And so we had a situation where
one day one of the employees said, hey, you know, a cou-
ple, one of the apprentices and one of the journeymen are
outside right now, and I knew that was a problem. So, I
went out and there was a restaurant right around the corner
from—you could walk out the front door of Blooming-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
62
dale’s and see the restaurant down about 50 yards, and Mr.
Sweeting and an apprentice, another apprentice, were both
sitting at the table at break time, which is 10:00 o’clock in
the morning, and they knew they weren’t supposed to be
out there.
So, I walked over to them and I said, hey Joe, you
know, you know you’re not supposed to be out here, Tim,
the other apprentice, same thing, you know, you know
you’re not supposed to be out here. Oh, I just wanted
some fresh air, but we knew the rules, we couldn’t have
that. So, I wrote up a disciplinary form for both employ-
ees at the time.
Baker investigated the situation, discussing the problems
Ruiz was having with Sweeting first with the Job Superinten-
dent Kurt Chacon, who informed Baker there was a possibility
Sweeting may be “terminated not for rehire because there was a
chain of events that would lead up to that logic of why he
would not be rehired.” Specifically, according to Baker, Cha-
con said:
The first day that he [Sweeting] was on the job he was
requested to go do and perform a task, and he had a prob-
lem with direction, and making an issue of union proce-
dures. And I said, well, were they out of line, he says, it
was a simple task of just removing fixtures from a trailer.
I says, okay, and he said, well, that’s what started the thing
in motion.
Then the next incident, he said that Mike had him—
gave him other tasks to be done and that Joe was very spe-
cific to challenging every request where he would detail it
out to the point of where do you want this work, where do
you want this fixture going, and as far as exact locations to
where he was making an overkill of direction that was not
standard procedure in our industry.
And then he says, even after he’d give direction, Mike
Ruiz gave him direction, Joe Sweeting, that he would,
when he would return, that either Joe was out of his work-
ing area or he would come up with another explanation of
why it didn’t get done like he was directed for the task to
be done. And this was an ongoing thing through those
eight days.
He would also get involved, Joe Sweeting would also
get involved with other individual’s tasks, when they were
given direction. And this is noted on one of the reports
that was through the grievance procedure that the general
foreman, Don Durbin, in Joe Sweeting’s presence, was
talking to another crew and watching a prefab incident on
putting materials together for fixtures, and stopped and no-
ticed they weren’t doing it properly and give them some
direction as to how to do it in a different manner to make it
an easier installation, and then left.
Upon Don Durbin’s leaving, Joe Sweeting walked
over to the two individuals that were working, which he
had nothing to do with, and told these other two individu-
als that that is not procedure, you shouldn’t be listening to
him. And which in turn, the other individuals responded
that it had nothing to do with Joe, Joe what’s the big deal,
I mean he’s tried to show me what to do easier. And so
once again he was being instrumental in interfering with
other people on the job site on tasks that didn’t even apply
to him.
On the day Sweeting was laid off, Baker then met with
Durbin and Chacon and went to the jobsite, and after discus-
sions with Durbin and Chacon, reviewed Sweeting’s employ-
ment with Respondent and with Ruiz. Ruiz informed Baker he
did not have any difficulty with Sweeting as an individual but
he could not get Sweeting to follow directions and Sweeting
challenged “everything” Ruiz did. Ruiz also informed Baker
that Sweeting was “even getting involved with other people’s
tasks, and he says, it’s just very disruptive and he said, I can’t
deal with where he’s going with these things.” Baker con-
cluded Sweeting “had other agendas other than working, trying
to do tasks that he was hired to do, and we don’t need that on
other jobs.” Thus, on April 30, 1996, Sweeting was given a
notice of termination marked, “reduction of work force and not
acceptable for rehire.” Sweeting was then placed and retained
on the “not eligible for rehire list.”
While Sweeting testified he did not have any problems with
Ruiz, he wrote a grievance to IBEW Local 332 on May 1, 1996,
where he stated:
No matter how much was done it never seemed to be enough.
Things progressed the next few days, although I noticed job
conditions were lacking adequate bathroom facilities, there
were dark and dangerous conditions inside the building, a lack
of drinking water, dirt and dust inside the building (respirators
were available upon request).
Sweeting asserted in the grievance that the first day at work
he complained about the method Respondent calculated the pay
of five electricians, including him. Sweeting then commented
Ruiz assigned him to work with an apprentice unloading fix-
tures, which he felt was in retaliation for his complaint the pre-
ceding day. According to Sweeting, “[Ruiz] told me the ap-
prentice knows what to do, just go over and help him out. Not
only was this humiliating, but very degrading. I was under the
impression that the foreman lays out the journeyman and con-
sequently the journeyman supervises the apprentice.” The
grievance contained other asserted wrongs that Sweeting de-
nominated “an hostile environment.” He requested, among
other relief, the ineligible for rehire be rescinded.
On September 13, 1996, Sweeting filed a charge against Re-
spondent in Case 32–CA–15673 claiming he was terminated
“in retaliation for his exercise of union and/or other protected
concerted activities.” By letter dated October 23, 1996, the
Regional Director for Region 32 dismissed this charge because:
The investigation disclosed that the issue of your termination,
as well as allegations that before your termination you had
been singled out for unfair or discriminatory treatment for
raising work issues with the Employer, were the subject of
grievance proceedings which were brought before a joint la-
bor-management grievance committee, established under the
Employer’s collective bargaining agreement with the Union.
The investigation further disclosed that the joint committee
heard evidence concerning your discrimination allegations,
found that they had no merit, and denied you grievance. . . . I
am therefore, dismissing the charge in this case.
C. The Events of January and February 1998
In January 1998, Sweeting accepted a referral from Local
617 to a job Respondent was running in Menlo Park, Califor-
nia. Sweeting informed the dispatcher, Paul Regnier, that more
than a year before he had been terminated by Respondent and
designated ineligible for rehire. Regnier informed Sweeting
SASCO VALLEY ELECTRIC
63
that since the Bloomingdale’s job was in another local’s juris-
diction and occurred more than 1 year ago, there should not be
any problems. If there was a problem, Sweeting was to call
Regnier. The dispatch instructed Sweeting to report to a fore-
man named Bob Burns. When Sweeting found Burns, the gen-
eral foreman, Ruiz, was also present.
When Ruiz saw Sweeting, he asked him to come outside
with him. Ruiz informed Sweeting he remembered him and “he
was going to turn me around, he did not want me on his job.”3
Sweeting admitted Ruiz told him “I remember you were in my
face.” He did not dispute Ruiz told him he did not want him in
his face. Sweeting denied being in Ruiz’ face. Sweeting then
asked for use of a telephone. Ruiz took Sweeting to the job
trailer, which is divided into three sections, and gave Sweeting
access to a telephone. Sweeting telephoned Regnier informing
him he had been turned around. Regnier asked to talk with
Ruiz. Both Sweeting and Regnier testified Ruiz gave Regnier,
as one of the reasons for turning Sweeting around, a lawsuit.
Sweeting admitted Ruiz did not tell him one of the reasons he
was not hired was a lawsuit, he overheard the conversation with
Regnier. Regnier and Ruiz had two telephone conversations
and Regnier was not sure in which conversation contained the
reference to a lawsuit.
Regnier initially testified, when he asked Ruiz why he was
turning Sweeting around, Ruiz said, “he had a personal problem
with this particular individual at a prior time and a different
area.” Regnier then inquired how long ago the problem oc-
curred and if Respondent had a 1-year policy. Regnier could
not recall Ruiz’ answer. Regnier then said he would check with
Respondent’s personnel office. When asked again to relate the
conversation he had with Ruiz, Regnier testified, “Ruiz said
that it was personal, that Mr. Sweeting had caused Mr. Ruiz a
great deal of aggravation at some prior point, and brought him
up on charges or something like that, and it was personal.”
After a leading question of whether a lawsuit was mentioned,
Regnier testified:
Either a lawsuit or a legal action, because I knew it was legal.
And in fact, I’m not sure he said lawsuit, because I didn’t
know if it was an internal thing with the IBEW, we have in-
ternal ways of taking care of things, or it went beyond that to
the NLRB, or to civil lawsuit or something else, so I really
don’t know if it was a lawsuit at this time.”
Regnier, again after a leading question on direct examination, testi-
fied as follows:
Q. [In] connection with his mentioning this legal pro-
ceeding, did Mr. Ruiz say anything about his boss?
A. I can’t honestly say that I recall that, I’m sorry to
say.
Q. Do you recall whether he said that his boss would
skin him if he allowed Mr. Sweeting to stay on the job?
A. Ruiz said that. He said that to me, Mr. Ruiz said
those words to me on the phone call.
On cross-examination Regnier testified:
Q. And do you recall Mr. Ruiz—do you recall asking
Mr. Ruiz for more explanation as to why he wouldn’t al-
low Mr. Sweeting on the job site?
3 The phrase “to turn around” a job applicant was used in this pro-
ceeding to denote the supervisor determined not to hire the job appli-
cant.
A. Only at the beginning of the conversation when he
said that he’s turned around.
Q. And do you recall Mr. Ruiz telling you, saying
something like, look, Paul, I don’t really have to give you
a reason why I’m turning him around?
A. Yes, he did.
Q. And do you recall that your response to that was,
look, I’m trying to resolve his, off the record, tell me
more?
A. Yes.
Q. And do you recall Mr. Ruiz explaining that at a
prior time he had problems with Mr. Sweeting on the job
site?
A. Personal problems, a personal thing, litigation.
Q. Well, do you recall him saying he had personal
problems and your responding that, well, that’s in the past,
this is the present, can’t you put that behind you, you
know, things may have changed?
A. In a different place, different time and things
change.
Q. Okay. And do you recall Mr. Ruiz then saying the
problems that I had with Mr. Sweeting weren’t the kinds
of problems that would change, and in fact it was deter-
mined that my reasons for making—for determining he
was ineligible for rehire then were upheld, that this wasn’t
just an off the wall decision?
A. He said that he was the victor and Mr. Sweeting lost
whatever this legal thing was.
Sweeting claimed Ruiz told Regnier:
I’m going to turn him around, he caused a lot of prob-
lems for this company, there was a big lawsuit, and I do
not want him on this job, my boss would chew me out if I
let him stay here.4
I do not credit Sweeting’s testimony except where it is credi-
bly corroborated or constitutes a statement against his interests
based on his demeanor. He did not appear forthright and can-
did. Moreover, on occasion he engaged in hyperbole and was
not responsive to questions on cross-examination.5 He ap-
4 Regnier testified Ruiz claimed his bosses would “skin him if he al-
lowed Mr. Sweeting to stay on the job?” This testimony was elicited
through a leading question. The comment may well have regarded
Respondent’s consistent policy concerning turning around all appli-
cants whose names appear on the “not eligible for rehire list,” rather
than any discriminatory motive.
5 For example, when asked if he felt humiliated and degraded about
the assignment in 1996 to help an apprentice unload fixtures from a
trailer, he replied:
Q. Well, this helps refresh your recollection, Mr. Sweeting,
doesn’t it, that during those eight days you were working at
Sasco, you felt humiliated and degraded by the fact that there was
an apprentice that you had to work with?
A. No.
Q. Well, isn’t that what you say in your letter?
A. No, it’s not. This was one particular job assignment, the
procedure is that the journeyman is laid out and the apprentice
works with the journeyman. In this particular incident the appren-
tice was laid out and I, the journeyman, was supposed to work
with the apprentice. That is completely against union policy.
Q. And in page two of your letter, you’re referring to, when
you talk about the foreman, you’re referring to Mike Ruiz, aren’t
you, the first paragraph on page two?
A. Yes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
64
peared uncooperative during cross-examination. For example,
when asked what he was referring to in the last paragraph of his
letter, he replied, “It seems self-explanatory to me.” Sweeting
also volunteered information.
There is no claim Ruiz indicated his bosses displeasure
would be based on Sweeting’s having filed a grievance or
charge with the Board. When Regnier talked with Baker right
after talking with Sweeting and Ruiz, there was no mention of a
lawsuit or grievance. Regnier was unsure of whether Baker
agreed Respondent had a 1-year policy concerning the “not
eligible for rehire list.” The record evidence clearly demon-
strates Respondent did not have such a policy. Some individu-
als on the current “not eligible for rehire list” have been on it
since 1996, others since 1997.
Ruiz testified Regnier initially brought up the subject of the
prior legal action. According to Ruiz, during the telephone call:
Just basically we went over the same issues, why are you not
hiring him, is there any reason, could we kind of go off the re-
cord and can you tell me why. And I just told him basically
the same thing, I’ve had previous dealings with Joe, I had a lot
of problems with him on another job. And we talked about a
couple other issues and I said, you know, basically the guy
had filed a grievance against us once, and had failed on that
one, and I knew that at least the first time I had gotten rid of
him, or laid him off, I was right. And so I figured I had the
right, at that point, to still turn him around and it wasn’t a
problem.
Q. When you say—did Mr. Regnier say anything in re-
sponse to that?
A. He said basically, you know, you cannot turn a per-
son around for any kind of lawsuits or grievances, or any-
thing to that effect, and I said, I know that, I know I can’t
do that, that’s not the reason I’m turning him around, I just
don’t want him on the job because I’ve dealt with him be-
fore.
Q. Did you have any other conversation, any other
words spoken between you and Mr. Regnier then in the
second phone conversation?
A. We just basically went over the same thing, we re-
hashed just like I talked about. I said I didn’t really want
to hire him again. After he explained to me I couldn’t not
[sic] hire him because of the lawsuit, I told him I knew
that. We had maybe a couple of words, I can’t remember
exactly what they were, and then he just hung up and that
was the last I heard from him.
Ruiz was unclear whether he first called the office before in-
forming Sweeting he would be turned around. Two statements
he gave, including an affidavit, were contradictory. I do not
find this contradiction discredits all of Ruiz’ testimony. Ruiz
consistently related the reasons for his dissatisfaction with
Sweeting’s work prior as well as subsequent to Sweeting filing
the grievance and charge. Based on Ruiz’ demeanor and the
Q. And you’re referring to an incident where Mr. Ruiz asked
you to work with this apprentice in getting the job done, isn’t that
right?
A. Working with an apprentice, yes.
Q. Okay. And don’t you state, “He” meaning Mr. Ruiz, told
me the apprentice knows what to do, just go over and help him
out,” and don’t you state, “Not only was this humiliating but very
degrading.” You state that, didn’t you?
A. In the letter, yes.
corroborating testimony of Baker, who appeared open and
forthright, I conclude Ruiz’ testimony concerning his disaffec-
tion with Sweeting as an employee was based on Sweeting’s
actions at the Bloomingdale’s job in 1996 is credible. Ruiz was
essentially a truthful witness, appearing to pay close attention
to the questions he was asked on both direct and cross-
examination and readily answered the questions.
Sweeting, acting upon Regnier’s advice, called Ruiz and
asked him “to allow bygones be bygones, I apologized to him
for anything that might have happened in the past, and I ex-
plained to him that I needed a job and can we just—I’m willing
to do whatever it takes to work this out.” According to Sweet-
ing, Ruiz, in his reply “was adamant and said no, I do not want
you on this job. He said, I remember when you were in my
face and I just do not want you on this job.”
Sweeting was referred to the same Menlo Park job in Febru-
ary and was again turned around by Ruiz. According to Sweet-
ing, Ruiz was shown the dispatch slip and instructed a foreman
named Eric to turn Sweeting around. When another electrician
asked Eric why, Ruiz informed Eric not to say anything. Sweet-
ing has not received any other referrals to Respondent since
February. These two occasions were the only times Sweeting
has been turned around.
Analysis and Conclusions
Respondent denies any wrongdoing, arguing Sweeting was
listed on the “not eligible for rehire list” prior to filing a griev-
ance or charge and his listing renders him ineligible for hire.
The General Counsel argues Section 8(a)(4) of the Act is to be
broadly construed. Citing NLRB v. Scrivener, 405 U.S. 117,
121–122 (1972). That Sweeting’s discharge in 1996 was valid
does not alter Respondent’s culpability if it is found the refusal
to hire him in 1997 was motivated in part, because he filed a
grievance and charge concerning the 1996 termination. Citing
NLRB v. Whitfield Pickle Co., 151 NLRB 430 (1965), enfd. in
part 374 F.2d 576, 582–583 (5th Cir. 1967); NLRB v. Robbins
Tire & Rubber Co., 437 U.S. 214, 239–241 (1978); United
Technologies Corp. v. NLRB, 777 F.2d 90 (2d Cir. 1985); Ac-
cent Moving & Storage, 305 NLRB 203, 209–210 (1991).
That the grievance and charge were not found to be meritori-
ous, does not alter the culpability of an employer who refuses
to hire a job applicant because they filed a charge. Accent Mov-
ing & Storage, supra.
The General Counsel also avers the liberal construction of
Section 8(a)(4) requires I find Ruiz’ mention of a prior confir-
mation of the 1996 decision to terminate Sweeting establishes a
prima facie case and Respondent has not demonstrated the 1996
factors were relied on as the predicates for the turnaround. As a
remedy, the General Counsel seeks expungement of all refer-
ences to the turnarounds from Sweeting’s record, appropriate
backpay and benefits, and removal of Sweeting’s name from
the “not eligible for rehire list.” Citing Virginia Electric Power
Co. v. NLRB, 319 U.S. 533, 540 (1943); Postal Service, 314
NLRB 227 (1994); and Cirker’s Moving & Storage Co., 313
NLRB 1318 fn. 3 (1994).
In determining if a violation of Section 8(a)(4) of the Act oc-
curred the Board uses the causation test delineated in Wright
Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1998), cert. denied 455 U.S. 989 (1982). To ascertain whether
discrimination occurred, the question in this case is the Re-
spondent’s motive for taking the adverse action. Motive is a
factual question usually resolved through inferences drawn
SASCO VALLEY ELECTRIC
65
from circumstantial evidence. In NLRB v. Transportation
Management Corp., 462 U.S. 393, 397, 401–403 (1983), the
Supreme Court approved the test for unlawful motivation stated
in Wright Line, supra. Under Wright Line, a violation of the
Act is established by a showing the Respondent’s opposition to
protected activity was a motivating factor in the Respondent’s
decision to take adverse action against an employee, unless the
employer is able to demonstrate, as an affirmative defense, that
it would have taken the same action even in the absence of the
protected activity.
If the Respondent’s proffered reason for a discharge or other
adverse action is shown to be a mere pretext to disguise dis-
crimination, the inquiry ends, for at that point, it is clear the
only motive for the Respondent’s action was an unlawful one.
See Wright Line, supra. The Board’s approach to Section
8(a)(4) of the Act generally has been a liberal one in order to
fully effectuate the Section’s remedial purposes and, includes
within its protections job applicants, the Section bars discrimi-
natory conduct. General Services, Inc., 229 NLRB 940 (1977).
I find the General Counsel has failed to demonstrate such a
discriminatory motive in this case. There were no false reasons
advanced. Ruiz and Baker related the prior conduct that led to
Sweeting being placed on the “not eligible for rehire list” prior
to his filing the grievance and charge. His retention on the list
was not shown to be unusual or predicated on his filing the
grievance and charge. There is no evidence Respondent hired
any applicants whose names appeared on its “not eligible for
rehire list” or otherwise treated Sweeting disparately. Twice
Regnier recalled Ruiz explained his action as predicated on his
past work experience with Sweeting. During cross-exam-
ination, Regnier admitted Ruiz informing him the type of work
problems he had with Sweeting would not change over time
and further testified:
Q. Okay. And do you recall Mr. Ruiz then saying the
problems that I had with Mr. Sweeting weren’t the kinds
of problems that would change, and in fact it was deter-
mined that my reasons for making—for determining he
was ineligible for rehire then were upheld, that this wasn’t
just an off the wall decision?
A. He said that he was the victor and Mr. Sweeting lost
whatever this legal thing was.
Regnier’s testimony indicates Ruiz mentioned the disposi-
tion of the grievance and/or charge as an affirmation of his
decision to terminate Sweeting and place his name on the “not
eligible for rehire list,” and not as the reason for his decision to
not hire Sweeting in 1998. Moreover, there is no evidence Ruiz
could have hired Sweeting inasmuch as his name was on the
“not eligible for rehire list.” The unrefuted testimony of Baker,
whom I have found to be a credible witness based on his de-
meanor, is that a foreman or superintendent cannot hire anyone
who is on the list. Sweeting was not shown to have been
treated disparately from any other individual on the list. Thus,
there is no evidence Sweeting possessed a chance of being
employed by Respondent regardless of who was assigned as the
foreman or supervisor running the job.
There is also no evidence Sweeting possessed a chance of
being hired by Respondent had he not filed the grievance and
charge. There is no evidence Sweeting’s name was retained on
the “not eligible for rehire list” because he filed the grievance
and charge. Assuming Ruiz held animosity against Sweeting
because he filed the grievance and charge, there is no evidence
Ruiz had any input into the retention of Sweeting’s name on the
list. Baker’s litany of reasons for keeping Sweeting on the list
does not include or infer Sweeting’s subsequent actions of filing
a grievance and charge were considered at the annual meetings to
determine who should remain on the “not eligible for rehire list.”
There is no claim Baker’s reasons for placing and retaining
Sweeting on the list were based on unlawful motivation.
Moreover, there was no evidence that clearly established
Ruiz knew what Sweeting filed to test the 1996 decision to
terminate his employment and place him on the “not eligible
for rehire list.” Assuming Ruiz could have hired Sweeting
despite his placement on the list, the initial and consistent rea-
sons given by Ruiz and Baker for turning Sweeting around was
he did not want to work with an individual he considered a
trouble maker based on Sweeting’s poor job performance and
attitude in 1996 while working at the Bloomingdale’s job. The
validity of these reasons was never convincingly refuted. That
Sweeting previously worked for Respondent is not demonstra-
tive he was a satisfactory employee in 1996. The record does
not establish how long before the 1996 events Sweeting worked
for Respondent, where and under what circumstances. Perhaps
Sweeting has preferences in the working conditions he is sub-
jected to on the job and these other instances did not test these
limits. As Baker noted, that Sweeting worked satisfactorily
three times before the Bloomingdale’s job was what he would
expect of any employee.
Under these circumstances, I find Ruiz mentioning Sweet-
ing’s attempts to question his 1996 termination and placement
on the “not eligible for rehire list” does not establish, a fortiori,
a violation of Section 8(a)(4) and (1) of the Act. There is credi-
ble evidence by Ruiz the filing of the grievance and charge
were initially raised as corroboration of the correctness of Re-
spondent’s decision to terminate Sweeting and place his name
on the “not eligible for rehire list,” to Regnier who inquired
whether these filings were the basis for turning around Sweet-
ing. Ruiz replied he knew these actions could not form the basis
for his action, that it was his previous work experience with
Sweeting that was the predicate for his decision not to hire
Sweeting. For the previously discussed reasons, I find Ruiz’
testimony on this point to be credible.
Regardless of what Ruiz said, the uncontroverted evidence
established Sweeting could not have been hired by Ruiz or any
other supervisor while his name remained on the “not eligible
for rehire list.” Thus, even if I had found Ruiz’ reason for not
hiring Sweeting was motivated by animus caused by Sweeting
filing the grievance and/or charge, I find Respondent estab-
lished the same action would have taken place in the absence of
Sweeting’s protected conduct. There is no showing of a lack of
good faith by Baker. Respondent gave credible and unrefuted
evidence no supervisor could have hired Sweeting because his
name was on the “not eligible for rehire list.” I also find Re-
spondent convincingly established Sweeting’s name was placed
on the list for good cause and there is no credible evidence his
name was retained on the list for proscribed reasons. Sweeting
was not hired because of the objectionable behaviors he en-
gaged in during the Bloomingdale’s job. Respondent had suffi-
cient lawful reasons not to hire Sweeting.
I therefore conclude Respondent has not violated Section
8(a)(4) of the Act and the complaint should be dismissed.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
66
CONCLUSIONS OF LAW
1. The Respondent, Sasco Electric, d/b/a Sasco Valley Elec-
tric, is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent has not engaged in the unfair labor prac-
tices alleged in the compliant.
ORDER6
The complaint is dismissed in its entirety.
6 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.