348 NLRB 895
ADB Utility Contractors
ADB UTILITY CONTRACTORS
348 NLRB No. 53
895
ADB Utility Contractors, Inc. and Local 2, Interna-
tional Brotherhood of Electrical Workers, AFL–
CIO. Cases 14–CA–27386, 14–CA–27570, and
14–CA–27677
September 30, 2006
ORDER REMANDING PROCEEDING TO
ADMINISTRATIVE LAW JUDGE
BY CHAIRMAN BATTISTA AND MEMBERS SCHAUMBER
AND KIRSANOW
On May 10, 2005, Administrative Law Judge Benja-
min Schlesinger issued the attached decision in this pro-
ceeding. The Respondent filed exceptions and a support-
ing brief. The General Counsel and the Charging Party
filed answering briefs, and the Respondent filed a reply
brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
On September 29, 2006, the Board issued its decisions
in Oakwood Healthcare, Inc., 348 NLRB 686 (2006);
Croft Metals, Inc., 348 NLRB 717 (2006); and Golden
Crest Healthcare Center, 348 727 (2006, in light of the
Supreme Court’s decision in NLRB v. Kentucky River
Community Care, 532 U.S. 706 (2001).
Oakwood
Healthcare, Croft Metals, and Golden Crest specifically
addresses the meaning of “assign,” “responsibly to di-
rect,” and “independent judgment,” as those terms are
used in Section 2(11) of the Act.
The Board has decided to remand this case to the judge
for further consideration in light of Oakwood Healthcare,
Croft Metals, and Golden Crest, including allowing the
parties to file briefs on the issue, and, if warranted, re-
opening the record to obtain evidence relevant to decid-
ing the case under the Oakwood Healthcare, Croft Met-
als, and Golden Crest, framework.
IT IS ORDERED that this proceeding is remanded to the
administrative law judge1 for appropriate action as noted
above.
IT IS FURTHER ORDERED that the administrative law
judge shall prepare a supplemental decision setting forth
credibility resolutions, findings of fact, conclusions of
law, and a recommended Order, as appropriate on re-
mand. Copies of the supplemental decision shall be
served on all parties, after which the provisions of Sec-
1 Judge Schlesinger has retired from the Agency. Accordingly, the
chief administrative law judge is requested to ascertain the availability
of Judge Schlesinger. In the event Judge Schlesinger is not available,
the case is remanded to the chief administrative law judge who may
designate another administrative law judge in accordance with Sec.
102.36 of the Board’s Rules and Regulations.
tion 102.46 of the Board’s Rules and Regulations shall
be applicable.
Paula B. Givens, Esq., for the General Counsel.
Lawrence P. Kaplan, Esq. and Joshua M. Avigad, Esq. (Kaplan
Associates, LLC), of St. Louis, Missouri, for the Respon-
dent.
Christopher N. Grant, Esq. (Schuchat, Cook & Werner), of St.
Louis, Missouri, for the Charging Party.
DECISION
FINDINGS OF FACT AND CONCLUSIONS OF LAW
BENJAMIN SCHLESINGER, Administrative Law Judge. This is
a Gissel1 case involving, among other alleged unfair labor prac-
tices, the discharges of 13 persons, many of whom were leaders
in the attempts to organize on behalf of Local 2, International
Brotherhood of Electrical Workers, AFL–CIO (Union), the
employees of Respondent ADB Utility Contractors, Inc. Re-
spondent denies that it violated the Act in any manner and par-
ticularly contends that of the 13 persons discharged, 8 were
supervisors within the meaning of NLRB v. Kentucky River
Community Care, 532 U.S. 706 (2001).2
Respondent, a Missouri corporation, has its principal office
and a place of business in St. Louis, Missouri, and other facili-
ties located in Jacksonville, Florida, and Kansas City, Missouri,
where it has been engaged in aerial and underground installa-
tion and maintenance of cable and fiber optics. During the 12-
month period ending November 30, 2003, Respondent pur-
chased and received at its St. Louis facility goods valued in
excess of $50,000 directly from points outside the State of Mis-
souri. I conclude, as Respondent admits, that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act. I also conclude, as Respondent also admits,
that the Union has been a labor organization within the mean-
ing of Section 2(5) of the Act.
The Union unsuccessfully attempted to organize Respondent
in 2001, and engaged in a prevailing wage protest against Re-
spondent at its Parkton subdivision job commencing in August
2002. It ceased picketing in November 2002, but its business
agent, John Atchison, continued to speak to Respondent’s em-
ployees at Parkton and nearby jobsites until about Christmas
2002; and the Union referred several out-of-work employees to
Respondent, including alleged discriminatees Ed Schreit and
Matt Bridges, with the object of organizing Respondent from
the inside. On March 29, 2003,3 the Union held its first meet-
ing with 11 of Respondent’s employees; and at the end of that
meeting, the employees agreed to talk to their fellow employ-
ees, with the hopes of obtaining greater interest, and to meet
again on April 7, when 30 attended. Schreit, Bridges, Jeremy
1 NLRB v. Gissel Packing Co., 395 U.S. 575 (1969).
2 The relevant docket entries are as follows: The Union filed its
unfair labor practice charge in Case 14–CA–27386 on April 16, 2003,
and amended it on June 19, 2003. It filed its charge in Cases 14–CA–
27570 and 14–CA–27677 on September 16, 2003, and December 2,
2003, respectively. Complaints issued on June 26, October 9, and
December 9, 2003; and hearings were held in St. Louis, Missouri, on 16
days between August 4, 2003, and February 5, 2004.
3 All dates are in 2003, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
896
Farris, and Adam Williams (all of them were subsequently
fired) sat at the head table at this meeting, helped employees to
complete authorization cards, collected authorization cards (all
of the employees signed), took notes, and answered employees’
questions. The Union gave employees American flag pins at
this meeting to see if Respondent would make them take them
off, with the plan to later wear union pins. Once again, the
employees agreed to talk to other employees in an effort to gain
even more support, and to meet again on April 15.
In the morning of the day that the next union meeting was to
be held, Chris Eirvin, Respondent’s general manager, held a
meeting of all his employees and delivered the following
speech, which was, unknown to him, tape recorded:
Good morning guys. You have to bear with me, gotta
little bit of a head cold. It must sound like I’m havin’ a
hard go here. I’m gonna keep this real short and sweet.
I’m gettin pretty good at this one—this is my fifth attempt
at the same subject. There’s been some talk about some of
the folks in here have been wantin’ go union—either Local
1 or Local 2. I wanna say a couple of comments on that—
and make sure everybody’s on the same page with us.
First off, I want everybody in here to understand that this
place is not gonna go union and I’m gonna tell you why.
First off is, our biggest customer, that’s involved with
the electric here in Missouri, is not gonna tolerate them be-
ing put over a barrel again on having this issue of crossing
picket lines because a union will respect a picket and will
not cross the line. They did this once with Sachs Electric,
and they got theirselves in a hell of a jam, and since then,
we’ve had the damn thing ever since and they won’t get in
that same position again.
Item number 2—if we go union, the union agreements
with Ameren UE state that, and I’m sure that for those
that’ve been in a couple of meetings, uh that the union
have had, the union hasn’t brought this up. The agree-
ments that Ameren UE had with the union is that if the
work is to be subcontracted out, and the contractor is a un-
ion contractor, according to the contract, guess who gets
first shot at the work? Anybody wanna take a stab at this?
The Ameren UE union employee. Does anybody in here
believe that they would bypass the union gentleman who
paid his dues for 20 years, and hand it to a union sub-
contractor first? Does anybody in here believe that? I’m
here to tell you, it ain’t gonna happen. They’re not gonna
put theirself out there and get the shit sued out of them by,
by bypassing over union people to give you guys the work.
Flat out if this shop votes union, the Ameren UE work
goes away. We don’t have a choice in the matter—it’s
that simple really gentlemen.
But I can tell you because some of you all aren’t up for
this, when it comes to vote, I wanna share some wisdom
[two words inaudible] you feel a little bit at ease. We’re
not gonna become union. Those of us that don’t want to
[be]come union are not gonna be out of a job—alright.
I’m not gonna get creative and let the cat out of the bag,
but the bottom line is, legislation is passed to keep the un-
ions from ruining guys like us. We’re gonna keep going—
if this union is voted in—yes we will shut the doors.
We’ll be, we’ll be done—no—we’re gonna keep going—
we’re not gonna have some internal big friction thing go-
ing on between the union and non-union guys. I don’t
want nobody harassing anybody. I’m not up for that—I’ve
got a lot of good guys in here that for some reason—you
know what—hell all of us went to church once in a while
—this is sorta the same kinda deal . . . you give me a lot of
shit for so long I start buying it . . . reality is gentlemen, I
don’t bullshit anybody, but I don’t want each other and
you guys getting into it—givin’ each other a hard time—
that ain’t what it’s about. This place is not gonna go un-
ion. I bullshit none of you. We’re not gonna single peo-
ple out here that are sized up to the program, but it’s not
gonna be voted through either. I want everybody in here
to know, we are not even gonna recognize any union at-
tempts at all.
So for those that think they got this effort figured out,
we’re not even gonna recognize it. Have the union attor-
neys figure that one out. For those of you guys that are
just so adamant about being union—that’s your right, ab-
solutely, I’ve got a few arguments for you guys—so don’t
no animosity towards anybody. There’s two companies
that do this work—take you and your abilities over to
Sachs or Perkins. They’re both looking for qualified indi-
viduals, especially on a directional drilling rig. These
guys are union shops. They’ll give you a real good taste
of what it’s all about on the other side. Uh, one more
thing—Mike—there ya are, I need this documented that
we’re having this meeting as soon as we’re done here give
me an e-mail as well.
One more thing gentlemen, uh, I want everybody to
understand, that according to the ADB employee hand-
book, there’s a protocol for the ADB uniform if you will,
with the ADB shirts. If anybody decides to pull any shit
with any pin or anything else, I’m gonna help you under-
stand what that handbook stands for, okay? So feel free to
do what you need to with that.
Bottom line is we’re not gonna go union, guys. The
first quarter kicked us right in the ass—I really don’t look
forward to dedicating a lot of my time to this cause—I
look forward to making the next quarter back on track.
It’s gonna be a good year for all of us, you know, regard-
less. Any questions? [Exhale] High winds today gentle-
men, be careful, have a good day. [Emphasis supplied.]
That speech was important to this proceeding in a variety of
ways. First, it unquestionably demonstrates Respondent’s ani-
mus regarding the union activities of its employees. Second,
Eirvin’s testimonial description of his speech, before being
confronted with the fact that the speech was recorded, demon-
strates that he has no regard for the truth. Although much will
be written below about his fabrications—and I add to this that
he was frequently evasive and argumentative—I found particu-
larly outrageous his denial of any knowledge that the employ-
ees had attended two union meetings, particularly when his
speech referred to “a couple of meetings . . . that the union . . .
had.”
His attempt to explain that his speech resulted from
ADB UTILITY CONTRACTORS
897
“[l]ittle group gatherings” and the facts that some employees
were talking about the Union and that a few employees had
conducted “little meetings” at the Parkton subdivision was
utterly improbable. There is a sense of urgency in Eirvin’s
speech. It was not caused by something that occurred in No-
vember, 5 months before. There was something recent that
caused him to spew forth his threats of closure; and his denial
of knowledge of the union meetings is particularly belied by his
own acknowledgement of the “couple of meetings,” two, being
exactly the number of union meetings held, not picketing at
Parkton. His reference to the employees’ wearing of pins was
particularly telling. He had seen the American flag pins, but
that is not what he was referring to. He was referring to the
union pins that were to follow—“If anybody decides to pull any
shit with any pin”—which he could have known about only if
someone told him what had transpired at the April 8 Union
meeting. Furthermore, his threats came at a particularly appro-
priate time, the morning of the Union’s next intended meeting.
Finally, the fact that Respondent fired the 4 employees who sat
at the head table during the April 8 meeting and 9 of the 11
employees who attended the first meeting on March 29 was no
mere coincidence. Eirvin knew exactly who headed the union
drive, and his testimony about his lack of knowledge of the
union meetings was patently false.
In addition, Eirvin, who was called to testify by the counsel
for the General Counsel as her first witness, stated that he had
almost no knowledge of any union adherents, despite the fact
that Respondent was presented with a demand for recognition
on April 16, and a list of union supporters on April 23, and
despite the fact that Williams read the names on the list aloud
in the hallway on April 23, well within the range of Eirvin’s
hearing. Both Project Managers Ernie Nanney and Rich Rob-
inson denied seeing the list, despite the fact that copies of the
list were left in conspicuous places. Nanney and Robinson
were aware of Eirvin’s feelings about the Union, yet neither,
nor Eirvin, according to their testimony, was at all interested in
the names of the employees who were organizing, a threat to
Respondent’s existence. Even without the fact that so many
Union activists and adherents were fired or transferred, I find
that improbable and do not believe any of them.
Rather, many of Respondent’s actions against the organizers
were purposely fabricated in order to rid Respondent of the
union threat. The prime example involved Jason Lohman, who
was ultimately discharged as a result of alleged complaints by
Ameren UE, a St. Louis area electric company that provides
Respondent with approximately 40 percent of its business, and
various homeowners. The various customers, all of whom
testified that they did not make the complaints that would have
caused Respondent to investigate, and take copious photo-
graphs of Lohman’s malfeasance, as well as the testimony of
Ray Pour, Ameren UE’s construction supervisor, who denied
having complained of Lohman’s work, persuade me that Re-
spondent was out to get Lohman. There is nothing that Loh-
man did that would so infuriate Respondent, other than his
union activities, knowledge of which Respondent’s representa-
tives refused to admit. They were not telling the truth when
they testified that they had no knowledge. They were similarly
not telling the truth when they refused to admit seeing any of
the union pins worn by their employees. Strangely, they admit-
ted seeing their employees wearing smaller American flag pins.
But anything to do with the Union, which Eirvin so abhorred
that he threatened that he would close Respondent rather than
deal with the Union, was somehow purposefully ignored and
paid no attention to, which is utterly improbable, because Re-
spondent fired or transferred only those who attempted to sup-
port the Union.
Perhaps Eirvin’s most outrageous misstatement of fact oc-
curred on the fourth day of the hearing. The counsel for the
General Counsel had subpoenaed Pour to testify that day. At
the beginning of that hearing, Respondent’s counsel repre-
sented that Eirvin had told him the day before that he wished to
correct the testimony he gave on the first day of the hearing that
Pour’s complaint about employee Rodney Hanephin’s putting a
90-degree bend on the wrong side of an electrical pole, not
directly under the transformer, caused Eirvin to terminate Han-
ephin. Instead, Eirvin wanted to amend that testimony to make
clear that Respondent had found the mistake itself. Counsel’s
offer to enter into a stipulation was rejected by the counsel for
the General Counsel, and Eirvin was then recalled to testify
about his new recollection.
Witnesses can make mistakes, and I could certainly excuse
Eirvin’s error; but his new testimony resulted from the fact that
he learned from a conversation that he had with Pour earlier
that morning that Pour was going to testify that day. He must
have suspected that Pour was being called to testify about
something that was unfavorable to Respondent’s cause. So
Eirvin attempted to conceal that he had spoken to Pour that
morning and denied under oath that he had. Pour, who had no
reason to fabricate, testified that Eirvin had indeed called him
on his Nextel radio; and they had spoken, and Pour told Eirvin
that he was going to testify that morning.
Not only did Eirvin blatantly lie about this fact: his memo-
randum supporting the discharge of Hanephin, containing the
lie about Pour calling him to inform of Hanephin’s error and
dated before Hanephin’s discharge—“on 4/24 Ray Pour called
me complaining of a 90% bend” put on the wrong side of a
utility pole—was a document that Eirvin fabricated, undoubt-
edly for this proceeding. Similarly, Eirvin’s testimony on the
first day of the hearing—that it was Pour who called, that it was
Pour who was irate, that Pour “was pissed because they
[Ameren UE] had sent a crew out there and they couldn’t ener-
gize it because it was on the wrong side of the pole,” that the
photographs that Respondent took had to be dated correctly
(April 24) and, as a result, that Pour had called him on April
23—all of this was false, a carefully fabricated, fictitious sce-
nario to support the sinful, treasonous conduct of Hanephin and
justify Respondent’s reaction (discharge) to it. Eirvin’s testi-
mony was no mistake or inadvertent error. It was deliberate,
calculated lying, which Robinson joined in by corroborating
Eirvin’s initial fabricated testimony that Respondent was noti-
fied of Hanephin’s alleged mistake by Pour.
Even after Eirvin had supposedly corrected the record, he
lied. He placed the date of his memo as a week after Han-
ephin’s discharge, which could not possibly be accurate, be-
cause the memo states: “it’s a very serious issue and I believe
we will have to release him.” The difficulty with that is that
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
898
Hanephin had already been discharged. Eirvin also testified
that Nanney first told Pour of the alleged mistake, while Pour
testified he first learned of Hanephin’s alleged mistake from
Eirvin while at Respondent’s facility. In either event, Eirvin
could not have had a telephone conversation with Pour re-
motely similar to the one about which he originally testified.
Therefore, the much-testified-about telephone conversation
never happened. Eirvin further compounded his lies by claim-
ing that, when he spoke to Pour on the telephone about Han-
ephin’s alleged mistake, Pour said he had already spoken to
Nanney. This testimony is also false. Pour denied speaking to
anyone at Respondent about this issue before Eirvin showed
him the pictures at Respondent’s facility, and he specifically
denied speaking to Nanney about the matter. Most importantly,
Nanney, contrary to Eirvin, denied speaking to Pour about
Hanephin’s mistake and denied telling Eirvin of such a discus-
sion. The result is that I do not credit Eirvin at all, about any-
thing, unless corroborated by an impartial, credible witness.
Robinson is complicit in attempting to mislead me, and I do not
trust him either. As to both Robinson and Nanney, I found
them beholden to Eirvin, who appeared to dominate their testi-
mony; and I trust neither of them.
Turning to the alleged unfair labor practices, I conclude that
Eirvin’s April 15 speech contains numerous violations of Sec-
tion 8(a)(1). Eirvin created an impression among its employees
that their union activities were under surveillance by telling
them of the two union meetings that were held. Electro-Voice,
Inc., 320 NLRB 1094, 1094–1095 (1996). He threatened the
employees with termination if they selected the Union as their
bargaining representative by telling them that if they voted in
the Union, the Ameren UE work, which constituted approxi-
mately 40 percent of Respondent’s business, would disappear.
There was no factual basis for that comment. NLRB v. Gissel
Packing Co., 395 U.S. at 618–620. By repeatedly telling the
employees that Respondent was not going to be a union facility,
Eirvin threatened the employees that it would be futile to select
the Union. Eirvin also unlawfully threatened employees with
the closure of its facility if employees selected the Union as
their bargaining representative. He unlawfully solicited em-
ployees who supported the Union to quit and to obtain em-
ployment with two union facilities, Sachs and Perkins. By
April 15, some employees were already wearing American flag
pins, with the eye toward wearing union pins later. Eirvin’s
speech was directed toward banning the wearing of pins, par-
ticularly in light of the ongoing union organization, and impli-
edly threatened the employees with discipline for wearing pins
demonstrating support for the Union. Notwithstanding his
reliance on Respondent’s handbook, there is nothing in the
handbook regarding pins. Accordingly, his threat served no
legitimate business concern and was made solely to hamper
union organization. Meijer, Inc., 318 NLRB 50 (1995).
On April 18, Respondent mailed and gave the following let-
ter and agenda (emphasis in the original) to the employees with
their checks; and Robinson read both documents to the employ-
ees who were engaged in work for Ameren UE:
To the Employees and Families of ADB,
IBEW Local 2 is once again attempting to unionize the
company. I’m writing this letter to clarify the company
position on the union issue for all of us.
As most of you know, ADB went through some tough
times over the last two years because of the problems in
the telecom and broadband industries. We have success-
fully survived by implementing many cost saving meas-
ures and securing other customers while keeping us em-
ployed thanks to our status as a non-union company.
Many of our utility customers employ the services of
ADB only because we are a nonunion company. They
firmly believe we can do the job more efficiently and eco-
nomically than their own union workers because of our
flexible multi-functional crews. We will lose our edge in a
very competitive market and our ability to generate new
customers by unionizing. The bottom line is many or all
of us will very likely be looking for work elsewhere due to
a decreased volume of work by eliminating our competi-
tive edge in electing to unionize the company.
We all are painfully aware that the current job market
is poor at best. I find it amazing that any of our employees
would want to take a chance on jeopardizing the security
of their well paying jobs, superior insurance, and a match-
ing retirement plan by voting to unionize. The employees
of our FEW union competitors have been sitting in union
halls across the country for sometime without weekly pay-
checks. The truth is that IBEW Local 2 is interested in or-
ganizing ADB in order to make ADB less competitive
with those companies already represented by the IBEW.
In other words, ADB would secure less work, the other
union companies would keep a little more, AND THE
REAL REWARD WOULD GO TO OUR NON UNION
COMPETITION. Local 2 is interested in large numbers of
members and currently represents employees of very large
companies. ADB’s St. Louis—Jacksonville—Kansas City
employee base is relatively small, do you think the IBEW
is interested in your welfare or will you become just an-
other number? The union is trying to protect their large
membership by taking the non-union competitive edge
away from ADB.
ADB has been successful because of our ability to
work flexibly with small multi-functional crews in an ex-
tremely competitive market. Our competitors are non-
union, and we must remain non-union in order to compete
equally with them. Many of our competitors have not sur-
vived in this economy, and we must do everything we can
to keep this company healthy. Putting a union in our
company may kill it.
ADB will fight all attempts to bring a union into our
company even if it takes years. The cable, telephone and
many other industries we serve have proven many times
that unions don’t fit their construction needs.
LOCAL 2 COULD DESTROY ADB
AND OUR JOBS!!
HELP US KEEP ADB UNION FREE
Sincerely,
(sgd.) Chris Eirvin, General Manager
ADB UTILITY CONTRACTORS
899
AGENDA
ADB will never unionize!
—you can vote
—you can strike
—we will replace
Bottom Line: we will NEVER recognize a UNION at
ADB
Industry is non union
—our markets are non union
—look at our competition . . . nationwide it is non un-
ion
—these individuals will ruin it for 200 people and their
family livelihoods
Rough Economy and Job Market
—I project to spend $100K+ to fight
—This is part of your bonus money
—ADB pays above industry standards
—The Best insurance and retirement plans + year end
bonus
—How many non rain days can you afford to miss be-
cause of a picket?
—How many of your friends are out of work?
Union does nothing . . . and can’t make promises happen
—How many people are sitting at the hall
—12 months vs 15 hours per week. . . .
—Will you be a number or part of a team and a com-
pany to be proud of
—Talk to people who have been union . . . there are
many at ADB
—if your [sic] convinced you want UNION I will
setup an interview at Gerstner
Bottom Line: Leave on your own terms you will lose
and so will innocent others
Data
—42% of votes win . . . ours won’t with regional of-
fices
—16% get a contract . . . 84% fail
—7% actually bargain for better packages than exist-
ing . . . 93% don’t
——not good percentages
—Are you willing to risk this . . . how about your fam-
ily?
—If you strike will you be replaced or have a job?
Lastly
ADB will subcontract more work
ADB will fill positions for strikers
ADB will never recognize a union
ADB and Their Families will prosper
Do you want to be a part of the
best utility company?
The complaint alleges that these two documents contain a
multitude of unfair labor practices in violation of Section
8(a)(1) of the Act. I agree. They threatened the employees that
they would lose their jobs by selecting the Union as their bar-
gaining representative, because they owed their employment to
the fact that Respondent was nonunion. Somehow, but not
explained by objective fact, if that status should change, Re-
spondent would lose its competitive edge, and that would result
in the loss of employment. Indeed, putting a union in Respon-
dent might kill it, according to Eirvin, resulting in loss of not
only employment but also insurance and Respondent’s retire-
ment plan and Respondent’s “destruction.” Those are unlawful
threats. NLRB v. Gissel Packing Co., 395 U.S. at 618–620.
By telling employees that it would fight all attempts to bring
in a union, even if it took years, and that it would never union-
ize and would never recognize a union, Respondent unlawfully
threatened its employees that it would be futile for them to
select the Union as their bargaining representative. Respondent
unlawfully invited its employees to resign their employment
and promised to arrange for an appointment at a union com-
pany. It unlawfully threatened to “subcontract more work” if
its employees selected the Union as their bargaining representa-
tive. It unlawfully threatened the employees with the loss or
reduction of their year-end bonus money, because it would
spend that money on fighting the Union. Yet another unfair
labor practice related to the letter and agenda occurred when
Project Manager Kevin Sellers read them to his employees,
adding that, no matter what the employees might do, Respon-
dent would never go union. That is similarly an unlawful threat
of futility.
Finally, on April 23, 2003, the day that many employees dis-
tributed lists of the union supporters at Respondent’s facility,
Eirvin stopped Lohman in the hallway and asked if his name
was on that list. Lohman said that it was, and Eirvin said that
that was all he needed to know. In the context of the many
other unfair labor practices that Respondent was committing,
including the threats of closure and the advice that union sup-
porters should move elsewhere, and the fact that the question
was asked by Respondent’s highest ranking official, this consti-
tutes illegal, coercive interrogation. Medicare Associates, Inc.,
330 NLRB 935, 939–940 (2000); Rossmore House, 269 NLRB
1176 (1984), enfd. sub nom. Hotel & Restaurant Employees
Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985).
The remainder of the complaint alleges that Respondent vio-
lated Section 8(a)(3) by discharging or unlawfully transferring
employees, but Respondent contends that the following “crew
leaders” are not employees but are supervisors within the mean-
ing of Section 2(11) of the Act: Williams, Bridges, Farris,
Lohman, Hanephin, Nathan Schaffer, John Shipp, and Matt
Sutton. Section 2(11) provides:
The term “supervisor” means any individual having authority,
in the interest of the employer, to hire, transfer, suspend, lay
off, recall, promote, discharge, assign, reward, or discipline
other employees, or responsibly to direct them, or to adjust
their grievances, or effectively to recommend such action, if
in connection with the foregoing the exercise of such author-
ity is not of a merely routine or clerical nature, but requires
the use of independent judgment.
In Kentucky River, 532 U.S. 706 (2001), the Supreme Court
found erroneous the Board’s rejection of a nursing home’s
proof of supervisory status of nurses with respect to directing
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
900
patient care. It stated, 532 U.S. at 712–713, that Section 2(11)
of the Act sets forth a three-part test for determining supervi-
sory status:
Employees are statutory supervisors if (1) they hold the au-
thority to engage in any 1 of the 12 listed supervisory func-
tions, (2) their “exercise of such authority is not of a merely
routine or clerical nature, but requires the use of independent
judgment,” and (3) their authority is held “in the interest of the
employer.”
Where the Board went astray, held the Court, was the
Board’s interpretation of the second part of the test, “that em-
ployees do not use ‘independent judgment’ when they exercise
‘ordinary professional or technical judgment in directing less-
skilled employees to deliver services in accordance with em-
ployer-specified standards.’” 532 U.S. at 713. The Court re-
jected that interpretation, noting that, in analyzing the statutory
term “independent judgment,” while the Board was free to
examine, within reason, the degree of discretion required for
supervisory status, and that that discretion “may be reduced
below the statutory threshold by detailed orders and regulations
issued by the employer,” 532 U.S. at 713–714, the Board could
not categorically exclude without statutory basis certain kinds
of judgments. The Board’s categorical exclusion “turns on
factors that have nothing to do with the degree of discretion an
employee exercises,” the Court held, 532 U.S. at 714, and rea-
soned that there was no supervisory judgment worth exercising
that does not rest on professional or technical skills or experi-
ence. Furthermore, the Board’s attempt to limit “its categorical
exclusion” to professional judgment applied “in directing less-
skilled employees to deliver services” (532 U.S. at 715) failed
because it was “directly contrary to the text of the statute.” Id.
Every supervisory function must require the use of independent
judgment before supervisory status will obtain; yet, the Board
would limit “independent judgment” to only 1 of the 12 listed
functions: “responsibly to direct.” 532 U.S. at 715–716.
Although Respondent made much of its Kentucky River de-
fense at the hearing, insisting that various employees were su-
pervisors under Kentucky River, it wrote very little in its brief.
Indeed, Respondent relies more on a traditional claim of super-
visory status, as is shown by one of the only two decisions it
cites,4 and not a claim, which parenthetically is not urged by the
General Counsel or the Union, that the crew leaders have such
professional or technical backgrounds or are so experienced
that their decisions or their direction to less experienced em-
ployees would not be supervisory. And thus Kentucky River is
not particularly relevant to the disposition of whether the crew
4 In Arlington Masonry Supply, 339 NLRB 817 (2003), the em-
ployee prioritized jobs, assigned employees to work on specific trucks,
decided what type of maintenance work needed to be done, inspected
all work, approved time off, and recommended suspension. He was
held to be a supervisor. In Sheet Metal Workers Locals 102 & 105
(Comfort Conditioning Co.), 340 NLRB 1240 (2003), although the
administrative law judge found that Jack Dresser was a supervisor, that
was not the crux of that 8(b)(1)(B) case. The issue was whether he was
“an employer representative” within the meaning of that Section. The
Board affirmed that he was not.
leaders are supervisors within the meaning of the Act, at least
as of the moment of the issuance of this Decision.5
Kentucky River is helpful, however, in setting forth some
guidelines to determine this issue. First, Respondent, by claim-
ing that certain employees are supervisors, bears the burden of
proving the challenged employees’ supervisory status. 532
U.S. at 711, approving Masterform Tool Co., 327 NLRB 1071,
1071–1072 (1999). Second, the Board maintains the reason-
able discretion to resolve the question of the degree of judg-
ment which alleged supervisors exercise by focusing on the
“clerical” or “routine” nature of the judgment. 532 U.S. at 714.
The supervisory issue here concerns, except for Lohman and
Sutton, crew leaders among the laborers, machine operators,
and locators who are engaged in underground work, either bor-
ing through the ground with a boring machine or digging
trenches in the ground with a backhoe or similar equipment to
insert pipes or conduits from one location to another and pull-
ing wire or cable through the pipes. That is accomplished by
boring or drilling the conduit underneath the ground, performed
by the boring crew, typically comprised of an operator of a
boring machine, a locator for that operator, and perhaps a la-
borer, or by digging a trench and laying the conduit into it,
performed by the backhoe crew, comprised of the backhoe
operator, who is the crew leader, and a laborer, sometimes two.
In a boring crew, the locator is the crew leader. I do not credit
Eirvin’s testimony that the operator would be the crew leader if
he had more experience. Robinson knew of no operator on a
boring crew who was designated a crew leader and testified,
although the transcript is somewhat garbled, that on a boring
crew, the locators were always the crew leaders, not the opera-
tors.
The actual performance of the job begins each morning when
the project manager gives to the crew leader blueprints for or
otherwise explains the jobs that are to be performed that day.
The blueprints are of neighborhoods or streets or townships and
show basically which pole or electric pad one is going from to
which pole or pad the dig is going to. It indicates the address of
the dig, the locations of the poles and pads, and the materials
that are needed to perform the job. When the employees arrive
at the job, they will see paint on the ground (locates), placed
there by an outside company, indicating the location of utilities
(telephone, gas, electric) which are to be avoided during the
digging or drilling operation. The first thing that the crew does
upon arriving is to dig the locates. Everyone, the locator, the
5 Almost 2 years ago, on July 25, 2003, the Board issued a “Notice
and Invitation To File Briefs” in three cases involving supervisors to
consider issues raised by Kentucky River. Two of the three involve
nurses: Oakwood Healthcare, Inc., Case 7–RC–22414; Golden Crest
Healthcare Center, Case 18–RC–16415–6; and the third, perhaps criti-
cal to the issue in this proceeding, involves leadmen at a manufacturing
plant, Croft Metals, Inc., Case 15–RC–8393. I have delayed the issu-
ance of this Decision in the hope that the Board would have disposed at
an earlier date of these Kentucky River issues, which may impact my
resolution of Respondent’s contentions, particularly because so many
of the alleged discriminatees are alleged to be supervisors and a finding
that four of them are supervisors would destroy the Union’s claim of
majority support for the purpose of its requested bargaining order. Due
to personal commitments, I can delay no longer.
ADB UTILITY CONTRACTORS
901
operator, and the laborer (if there is one) finds a locate and
digs, normally 1-foot holes, up to 3-feet deep, or at least the
depth needed to find the utility. However, frequently, the lo-
cates are not accurate, and the hole must be widened by 2 feet,
until the utility is found.
When the crew completes the locates, if a boring crew, the
crew sets up the boring machine, which is a drill, and decides
on the initial location of the bore. The boring machine operator
inserts a drill rod as much as 3 feet under the ground. At the
end of the rod is a drill head which contains a transmitter or
beacon that sends a signal back to the locator box, held by the
locator. The operator steers the rod, adding rods as required, to
its target, and being guided by the locator, who stands in front
of the boring machine with a locator box which shows the
depth of the boring head and its pitch. The locator reads the
box and tells the operator by hand signals or over a radio
transmission to dive deeper or to change directions. The result
is that the operator and the locator work together in guiding the
rods through the locate holes that they have dug so they can
miss the utilities. When the operator gets to the end of the bore
or if he runs out of rods, he will pitch the head up and it will
pop the rod out of the ground. The head is then removed and a
puller is put on. Then the operator pulls the rods back one at a
time and pulls their conduit off of a reel at the same time down
into the ground and all the way back to where he started. At
that point, he is done with that portion of the bore, and the crew
will then dig the tie-ins, bringing together or splicing two runs
of conduit. If the operator is not through with the bore, he will
start a new bore at the end point and proceed, as above, until he
reaches a point where there will be a new tie-in or the end of
the bore.
The work of the backhoe or open cut crews is not apprecia-
bly different from the work of the boring crews, except that
they use different equipment, such as a backhoe, and sometimes
a trencher, supplemented by digging by hand, to dig because
the soil is too hard or rocky for the boring crews to bore or
there are too many utilities or a ditch which interfere with an
unobstructed underground path for the borer. Backhoes are
also used to set hand holes in the ground, install conduit in the
ground, tie conduit already in the ground, place plastic bends
into the ground (at a 90- or 45-degree angle), and to dig near
electrical pads. When the backhoe crew leader arrives at a job,
he first walks the job to make sure all the locates are marked,
then he unloads the backhoe, and then he and the laborer or,
more rarely, laborers, dig locates by hand. Because it is the job
of the laborer to dig locates, he always carries a shovel and
does not need to be told to dig. When the backhoe operator
begins his work with his machines, he cannot see the ground, or
at least much of it, where he is digging; and so the job of the
laborer is to watch the backhoe bucket to ensure it does not hit
unmarked utilities (swamping). If the laborer sees something in
the hole, he directs the crew leader to stop, climbs in the hole,
and digs with a shovel until he either exposes the suspected
utility or satisfies himself there is no utility there. Similarly,
when the crew leader feels something in the hole, he asks the
laborer to check the hole. If the crew is doing a tie-in, both the
crew leader and laborer get the materials and get into the hole
to do the work; and they both will backfill the hole. When the
drilling or digging reaches the target destination, the cable or
wire is then inserted into the opening of the conduit and pulled
back.
Most of these crew leaders agreed that they were responsible
for production and for getting the job done. In the instance of a
drill operator, he cannot see. The crew leader, in that instance,
the locator, is the operator’s eyes, and the drill operator de-
pends on the locator’s skills to keep drilling and can go no
faster than the locator can advise him. On the other hand, a
backhoe operator can see, but not all that much, and he is the
one, with the assistance of the laborer, who is watching for
utilities, who ultimately determines how much he will produce.
So, in both instances, how much they get done is dependent on
how good the crew leader is, which, of course, is impacted by
the type of ground they are digging or drilling through, how
rocky or not, how many utilities they encounter, and, initially,
how many locates must be dug and the accuracy of and the
difficulty of digging the locates.
But many of the work conditions of the crew were dictated
not by any individual, particularly the crew leader, but by the
job. Thus, overtime was limited in part by Respondent’s cap on
the number of hours that could be worked on an Ameren UE
job, 50, but equally important by the consensual decision by all
as to whether they wanted to continue to work. Often, the pro-
gress on the job, that is, whether they could finish during the
daylight, dictated whether the employees would stay to finish.
Similarly, lunch was a communal decision; and some employ-
ees continued to work through lunch, even though they were
not being paid. The issue of rain was subject to some conflict-
ing testimony. Williams testified that he made the decisions
that the inclement weather was sufficiently serious to call off
work and that the rain had let up sufficiently so that work could
be resumed. Edgar Schreit (a crew leader whom Respondent
does not claim to be a supervisor), however, insisted that he
would have to call his project manager. Bridges testified that
he left the decision up to his laborer, Wayne Schaffer, because
Bridges was riding in the cab of the backhoe and Schaffer, the
laborer, was the one who was getting wet. In addition, Bridges
testified that Robinson would always call to see what the
weather was, how hard it was raining, and whether Bridges was
able to get anything done and that Bridges always called Rob-
inson before leaving because of weather. Robinson did not
deny this testimony.
Nanney essentially admitted that the job of the boring crew
is routine. Arriving at a job and observing that there are lo-
cates, the boring crew knows that the first thing they have to do
before they can bore is to dig the locates. It does not matter
what order they dig their locates, but typically the boring crews
dig their locates from the start of the bore to the end. The du-
ties that they perform, they do day in and day out. The boring
crew uses a machine to bore through the ground, an operator
operates the machine, and the locater locates. The crew also
dig locates. It is routine for them to arrive at a job and com-
munally decide that they are going to start at a certain place, so
they would dig the first locate. The digging of the locates is
also routine; the crew leader and the operator would dig down
until they found and exposed the located utility. If there is
more than one locate, they would move on to the next one, on
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
902
down the line; and after digging their locates, and before they
start operating, they have to set up the machine and have to
decide where, the options being at one end or the other or, in
some cases, the middle. Typically, what determined that was
where space was available, such as public or private property,
and where the equipment would do the least damage. (And
there was credible evidence that the location was determined by
the operator and the locator, jointly.) Once the machine is set
up, they would start boring, and the routine, as Nanney af-
firmed, would be that they would bore and it goes fine and they
leave. Regularly a boring crew will set up and bore all day
long and nothing happens, and they leave and go back the next
day. On occasion, however, there are problems, such as they
would encounter unlocated utilities or a rock they cannot bore
through. For the former, they would call Locate Supervisor
Josh Martychenko for a locate. For the latter, they would call
Nanney, and normally he would send a bigger drill. The crew
leader does not call out a bigger drill without going to Nanney
first.
The backhoe work is similarly repetitive and routine. The
laborer knows that digging locates and swamping is his job and
does not have to be told how or when to do so by the crew
leader. On the few occasions when a crew leader is assigned
two laborers, one will swamp, while the other will dig locates;
but, because both tasks are so routine and repetitive, it does not
matter which laborer does which job. When Williams and
Bridges, both backhoe operators, had two laborers, Williams
told them which laborer would swamp and which would dig
locates; but Bridges let them decide between themselves what
they wanted to do. Picking between two equally qualified em-
ployees to perform a routine and repetitive task is not the type
of “assignment” or “responsible direction” contemplated by
Section 2(11). Injected Rubber Products Corp., 258 NLRB
687, 689 (1981). On the rare occasion when something unusual
happened, such as hitting an unlocated utility, equipment prob-
lems, or an absence of locate paint on the job, the crew leaders
called their superintendent or project manager. There were also
times that the project manager would actually meet the employ-
ees on the job to show them what to do, if the crew was unsure.
In short, what the crew does is basically understood by the
crew members: the locates had to be dug, and then the conduit
had to be laid and the cable or wire pulled back through it.
While some of the crew leaders testified that they were respon-
sible for the productivity and efficiency of their crews, there
was in fact no power that Respondent vested in them to do
anything to ensure either productivity or efficiency. Further-
more, until the unfair labor practices at issue herein, Respon-
dent presented no evidence that it ever held even one crew
leader responsible for the productivity and efficiency of his
crew or lack thereof. Rather, whatever decisions that crew
leaders make, such as ensuring that the work had been com-
pleted, did not result in their directing anyone to do anything
and, assuming that they did, were not more than routine and
repetitive and not supervisory decisions made “in the interest of
the employer.”
“It is well settled that the burden of establishing supervisory
status rests on the party asserting it.” Armstrong Machine Co.,
343 NLRB 1149, 1149 fn. 4 (2004). “[A]ny lack of evidence in
the record is construed against the party asserting supervisory
status.” Elmhurst Extended Care Facilities, 329 NLRB 535,
536 fn. 8 (1999), quoted with approval in Armstrong Machine,
supra at 1149 fn. 4. By the very nature of the routine, repetitive
work performed by the crews, the crew leaders do not responsi-
bly direct the work of anybody. “‘[R]esponsible direction’ . . .
depends ‘on whether the alleged supervisor is held fully ac-
countable and responsible for the performance and work prod-
uct of the employees he directs.’” Franklin Home Health
Agency, 337 NLRB 826, 831 (2002), quoting Schnurmacher
Nursing Home, 214 F.3d 260, 267 (2d Cir. 2000). No crew
leader ever was.
The most evidence that Respondent presented was conclu-
sionary statements by various crew leaders about their being
“bosses” and their responsibility for the productivity of their
crews and to see that their job got done. However, conclusion-
ary statements, without supporting evidence, are insufficient to
establish supervisory status and authority. Armstrong Machine,
supra, slip op. at 1 fn. 4, citing Chevron Shipping Co., 317
NLRB 379, 381 fn. 6 (1995), which in turn cited Sears, Roe-
buck & Co., 304 NLRB 193, 199 (1991). What Respondent
omitted from the presentation of its case were the crew leaders’
“particular acts and judgments that make up their direction of
work.” Armstrong Machine Co., supra, slip op. at 1 fn. 4, quot-
ing from North Shores Weeklies, Inc., 317 NLRB 1128 (1995).
Finally, because the “Board has a duty not to construe supervi-
sory status broadly because ‘the employee who is deemed a
supervisor is denied employee rights which the Act is intended
to protect,’” Armstrong Machine Co., supra, slip op. at 1 fn. 4,
quoting from Chicago Metallic Corp., 273 NLRB 1677, 1689
(1985), enfd. in relevant part 794 F.2d 527 (9th Cir. 1986), the
Board has found that only individuals with “genuine manage-
ment prerogatives” should be considered supervisors, as op-
posed to “straw bosses, leadmen . . . and other minor supervi-
sory employees,” Armstrong Machine Co., supra at 1149 fn. 4,
quoting from Chicago Metallic Corp., 273 NLRB at 1688. I
reject Respondent’s generalized contention that crew leaders
exercise supervisory functions by being in charge of production
and getting the work done.
Each of the crew leaders, except Lohman, testified affirma-
tively that he had never been given the authority, in those
words, to exercise any of the 12 supervisory functions set forth
in the statute. Respondent offered no proof that any of its offi-
cers or supervisors specifically authorized the crew leaders to
exercise any of those functions. The most that can be said is
that, perhaps on occasion, the crew leaders may have told a
particular laborer to dig a particular locate. That is, at best, in
the circumstances of the facts in this proceeding, routine and
not a supervisory, independent judgment. Hexacomb Corp.,
313 NLRB 983, 984 (1994).
Respondent, however, cites in its brief certain testimony of
the crew leaders to support its contention that they are supervi-
sors. I now consider that testimony of each of the crew leaders.
Williams testified that Nanney asked him how a new laborer,
Grant Gresham, was working out, and Williams told Nanney
that he was not. There was no evidence that Nanney took any
action on Williams’ reply; and this demonstrates only that an
admitted supervisor asked an employee about his opinion of
ADB UTILITY CONTRACTORS
903
another employee, and not that Williams was a supervisor. In
addition, Williams once recommended that Respondent “re-
place [Gresham] when he hurt his wrist.”
Nanney, however,
did not do so; and Gresham eventually quit about a month later.
So, Williams did not effectively recommend that Gresham be
discharged. That, however, is not even the test. The authority
to effectively recommend generally means that the recom-
mended action is taken without independent investigation by
superiors, and not simply that the recommendation is ultimately
followed. Children’s Farm Home, 324 NLRB 61, 61 (1997).
Neither Nanney nor the other project managers testified about
whether they did, or did not, independently investigate these
“recommendations.”
Respondent contends that Williams relayed to Nanney the
complaint of laborer Steve Mack about having to get into a
deep hole that had no shoring. There was no evidence, how-
ever, that Respondent authorized or directed Williams to do so
or that that was part of Williams’ responsibilities. Rather, Wil-
liams merely acted as a conduit to relay that complaint, which
Williams denied was a “grievance”; and thus this instance does
not prove that he had any authority to adjust the grievances of
Respondent’s employees. Pine Brook Care Center, 322 NLRB
740, 748 (1996). I conclude that Williams was not a supervisor
within the meaning of Section 2(11) of the Act.
Respondent contends that, when Bridges was on a job,
higher supervision relied upon him to see that the job he was
working on got done. There is nothing in the record to support
this proposition, except Bridges’ assumption that that was so. In
any event, even if the contention is accurate, the mere fact that
higher supervision relies on an employee to see that he is doing
his job does not prove that the employee is a supervisor.
Rather, Bridges had to get the work done, and he knew, as did
the member or members of his crew, what each job entailed
because it was so routine and repetitive. Respondent also relies
on Bridges’ testimony that, when he arrived on a job, he would
figure out how the job would be done. That was a reference to
a job Bridges had worked with Williams and a laborer, Steve
Mack. It is unclear who, Williams or Bridges, was acting at
that time as a crew leader; but Bridges’ testimony made clear
that any decision was a joint one and appears to be based on
making the most routine of decisions, such as which end of the
job to start on or which locate an employee should dig.
Regarding Respondent’s contention that Bridges was respon-
sible to see that all of the proper equipment, tools, and supplies
were on the jobsite, the evidence demonstrates that the blue-
prints that Bridges received each day provided this information.
Besides, the fact that an employee ensures that he has the right
tools and equipment is not a supervisory function within the
plain language of Section 2(11). Finally, Respondent claims
that Bridges made the decision that his crew would work 9
hours a day. That is accurate, at least to the point that Bridges
stated that he wanted to work 9 hours per day, and not more.
Conspicuously absent is proof that he set 9 hours as the work-
day, or directed employees to work 9 hours, when they wanted
to work less, or refused to permit employees from working
more time. In fact, Bridges’ laborer, Wayne Schaffer, had no
problem working an hour of overtime each day. In sum, even if
I credited Respondent’s contentions, I would still find no proof
that Bridges was a supervisor; and I conclude that he was not.
Respondent’s contention that Hanephin motivated lazy crew
members is inaccurate. Clearly, he never gave orders to anyone
to move faster or otherwise directed their work. That he may
have trained a new worker is not an indicia of being a supervi-
sor. He had no authority to give breaks. His desire to work 50
hours a week was apparently joined in by members of his crew.
He did not order them to work overtime, and he acceded to the
wishes of some of his crew to return to the shop at a particular
hour. Whether Hanephin considers that he was the boss of a
worksite is of no consequence. The question is whether he
exercised supervisory authority. As he testified:
I guess I was just told that I was in charge on the job
site. If there was a question about anything, that I made
the decisions, but there isn’t a whole lot to it. I mean
where to dig or where to start digging. I mean there
isn’t—I don’t ever remember being told anything other
than, you know, just you are a crew leader and I’ve been a
laborer for years, so I knew basically. Nobody specifically
told me anything. It was just play it by ear and that was
about it.
Q. Were you ever told what kind of decisions you had
the authority to make?
A. No.
The record reveals that he is not a 2(11) supervisor.
Lohman was the crew leader of the restoration crew,6 nor-
mally consisting of one laborer, whose responsibility was to fill
in the holes and trenches dug by the boring and backhoe crews;
rake, tamp, and level the soil; lay down sod or, more frequently,
plant new grass seed; and cover the seed with straw. Although
within the first week of his employment in early April 1999,
Nanney told him that he had the authority to fire employees, it
subsequently turned out that he did not. He wanted to fire em-
ployee Damian, but Nanney told him that he could not, because
Nanney was the supervisor. When Lohman recommended that
Nanney needed to do something about Damian, because he was
sleeping on the job, sleeping on the truck, and was not doing
anything, Nanney said that he could not fire him. Although
Nanney also told Lohman in April 1999 that, in addition to
having the authority to fire employees, he had the right to sus-
pend employees, it is most likely that Lohman did not have that
authority. In more than 4 years, he never exercised it; Nanney
admitted that crew leaders were not involved at all in the termi-
nation process; no other crew leader had the authority that Loh-
man thought he had; and, had he exercised what he thought was
his authority to suspend employees, it is probable that Nanney
would have told him, just as he did when Lohman wanted to
fire someone, that he could not, because Nanney was the super-
visor.
Respondent contends that Lohman asked that two employees
be removed from his crew for poor performance and succeeded
in that request. However, one was Damian, and Lohman did
6 In addition, Lohman performed some open cut work using a small
backhoe, ran a small excavator, dug into electrical pads and poles,
pulled electrical wire, and spliced conduit.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
904
not succeed. Respondent also cites the example Vince Vul-
steki; but Lohman asked Nanney to take Vulsteki off his crew
because he could not get along with him (“He just liked to ar-
gue with everybody. It didn’t matter who he was with.”), and
not because of poor performance (“he was a good worker”).
Nanney moved him several weeks to a month later. I find that
this was not a recommendation for a transfer, exercised with
“independent judgment,” but only a personality conflict be-
tween two employees, and not a reflection of a supervisory
function. Indeed, Nanney testified that he tried “to get every-
body that gets along, that does a good job and works well with
each other, on the same crew.” Respondent next contends that
Lohman recommended raises for two employees. However,
Respondent did not give a raise to laborer Garret Jones, despite
Lohman’s kind words. Another laborer, Gabe Creswell, who
had been employed for 6 or 8 months, told Lohman that he
wanted a raise. Lohman relayed that request, telling Nanney
“that Gabe doesn’t need any supervision on any of the jobs. He
knows exactly what to do. He can be a crew leader if he wants,
if he’ll let him do it. He needs a raise.” Creswell was “pro-
moted” 2 weeks later. Lohman was never told that he super-
vised anyone and believed that the supervisor supervised the
laborers. His function, he believed, was just to relay a message
from the supervisor to them. His recommendation in this one
instance, unsolicited by Nanney and not part of Lohman’s nor-
mal duties and responsibilities, does not constitute an effective
recommendation of a raise. Brown & Root, Inc., 314 NLRB
19, 21 (1994).
Lohman testified that he told his crewmembers that, when
they came to work with him, he had been told to get as much
done as he could in a day, which was as long as one could
work. He acknowledged that as crew leader he had overall
responsibility for the performance, effectiveness, and produc-
tivity of his crew. He further acknowledged that a crew leader
was responsible for the on-the-job training and instruction of all
crew members regarding their job functions and work policies.
Finally, he conceded that the crew leader was expected to lead
by example and make every effort to help crewmembers
achieve productivity as often as possible, while thoroughly
completing every job safely and professionally. None of these
admissions establish Lohman’s supervisory status where Re-
spondent never, until the day that it finally trumped up evidence
in an attempt to justify his discharge, held him accountable for
the actions of anybody on his crew. Equally important, Re-
spondent never offered any evidence, other than the evidence
that I have rejected, about the authority Lohman actually exer-
cised, nor any evidence on his independent judgment.
Instead, Lohman’s job appears rather routine and repetitive.
His laborer normally decided what he wanted to do and per-
formed it without checking by Lohman, unless the laborer was
inexperienced. He and the laborer worked until the job was
finished, it was too dark, or he and his crew were too tired to
work anymore. When it rained, Lohman called Nanney. If the
laborer did not want to work overtime, Lohman called Nanney.
Every night, before leaving the jobsite, Lohman called Nanney.
I conclude that Lohman is not a 2(11) supervisor.
Employed for 2-1/2 months, Matt Sutton spent only some of
his time as a crew leader on a pulling crew on the ca-
ble/telecommunications side of Respondent’s business, install-
ing fiber optic cable into pipe already in the ground. Eighty
percent of Sutton’s latter portion of his employment was spent
working on one particular job, a World Com/MCI job, super-
vised by Project Manager Sellers, who was at that jobsite daily,
from 8 or 9 a.m. until the employees left in the evening. There
was nothing on that job that was not supervised by Sellers, with
whom Sutton met each morning, who told Sutton what equip-
ment to use; assigned other employees to work with Sutton,
without input from Sutton; determined the priority of work; told
Sutton where to start each day; shuffled employees around
during the day; and determined when employees went home.
In addition, Sutton worked about 80 percent of his time on this
World Com/MCI job and other jobs with John Langford, a
backhoe operator, who was the crew leader. So, for that por-
tion of his work, Sutton was not even a crew leader.
For the other relatively minor portion of his employment, at
which Sellers was not present and Langford was not the crew
leader, Sutton mostly “proofed duct,” which is the process of
checking the plastic piping for obstructions and installing a pull
wire, accomplished by using an air compressor to blow rope, to
which a heavy object, called a rocket, is attached, through the
pipe from one hole in the pipe to the next, where a laborer is
stationed and radios Sutton to stop the compressor when he
sees the rocket. The laborer pulls the rocket out of the hole and
wraps the rope around an assist wheel which is used later when
the wire is pulled through the pipe. The crew then moves one
hole down the pipe and repeats the process, hole-by-hole, each
time the crew proofs duct. Sutton’s decisions as a crew leader
are to decide where to set up the reel of rope and to tell the
laborer which hole to go to. There is no independent judgment
required in telling a laborer which hole to go to where the rope
is always blown to the next hole down. Lunch was taken at a
good stopping point in the work. Sellers decided whether to
send employees home when it was raining, and Sutton never
left work for the day before calling Sellers, whom he also
called if anything unusual happened, such as an obstruction in
the pipe.
In sum, the vast majority of Sutton’s time was spent on a
crew on which he was not the crew leader. During the much
smaller period that he was, he was closely supervised by Sellers
and, in any event, engaged in the most routine and repetitive
work that required no independent judgment. There is no evi-
dence that Sutton had any authority to exercise independent
judgment in directing the work of anybody. I conclude that
Sutton was not a 2(11) supervisor.
Respondent contends that Farris had the authority to recom-
mend effectively the removal of one of his crew members from
his crew. The facts are that Farris was dissatisfied with opera-
tor Jason Politte and complained to Robinson that Politte was
lazy. Farris asked for a different operator, to which Robinson
replied, “Not at the moment,” adding, “That’s what everybody
says about Jason.” About 2 weeks later, Politte was taken off
his crew. Farris’s complaint was based on the fact that, when
he was digging locates, Politte did not like to work when he
was with a group of people; he would rather talk, leaving Farris
to do the digging. Farris complained “[b]ecause he wasn’t
being a team player.”
ADB UTILITY CONTRACTORS
905
Because Robinson did not testify, it is impossible to gauge
whether he removed Politte from Farris’ crew because he
agreed with Farris’ recommendation, or whether Robinson
already knew of Politte’s proclivity to slack off from work, as
evidenced by his acknowledgement that others had complained
about Politte, or whether Robinson moved him for a reason
entirely unrelated to Farris’ complaint. Thus, it is unclear
whether Farris’ comment was an effective recommendation. In
order to confer supervisory status, “the exercise of disciplinary
authority must lead to personnel action, without the independ-
ent investigation or review of other management personnel.”
Franklin Home Health Agency, 337 NLRB 826, 830 (2002).
Besides, Robinson agreed that he wanted crews to get along
with one another, and this was not discipline that was being
recommended but a shift of one person because of a personality
conflict. Finally, this was merely a complaint by one employee
about another, dealing with the compatibility of employees who
worked together. Complaints about compatibility do not prove
supervisory status. Armstrong Machine Co., 343 NLRB 1149,
1150 (2004); Brown & Root, Inc., supra at 21.
Respondent contends that Shipp had the authority and exer-
cised it to request that Politte, then a member of his crew, be
removed and that Nanney removed him. What Shipp actually
complained about to Nanney was that he had told another la-
borer to “to put the carrot [phonetic] inside the pipe, and pull
the pipe out that we needed for that job.” Politte told that la-
borer not to do it, because Shipp did not have that authority;
Politte was there longer. Shipp told Nanney: “I can’t deal with
him anymore.” This statement was merely a complaint and not
a recommendation of anything. Assuming, however, that it
could be construed as a recommendation, Nanney did not tes-
tify about this incident; and thus the record is barren of proof
that he understood what Shipp was stating and that he adopted
Shipp’s recommendation, without independent investigation, in
removing Politte from Shipp’s crew. Respondent’s only spe-
cific contention about Nathan Schaffer was that: “He was aware
of his authority as he testified to the fact that another crew
leader had a laborer taken off his crew for failing to follow
directions.” Although Schaffer recalled that the laborer’s name
was Puhl, it is likely that it was Politte. In any event, once
again, Nanney did not testify; and Schaffer’s hearsay recollec-
tion is meaningless. I conclude that neither Shipp nor Schaffer
are 2(11) supervisors.
Having found that all the persons who were discharged by
Respondent are employees and not supervisors, I turn now to
the discharges, each of which are alleged to have violated Sec-
tion 8(a)(3). On Monday, March 31, 2 days after the first union
meeting, Eirvin held a meeting of crew leaders to whom he
stated that all boring crews should drill 1000 feet per week and
threatened that, if they did not, he would start “getting rid of
them” after a month. In the first few days of April, Mike
Stankewitz, one of Respondent’s project managers, asked Eir-
vin’s brother, Ed, another project manager, if he had heard that
Respondent was going to discharge a couple of employees that
had started “that union shit in St. Louis.” Ed denied hearing
that; he had not talked to his brother. On April 14, Nanney
threatened Hanephin that, if things kept going the way they
were, there was going to be a bunch of people gone from the
Ameren UE side in the next few weeks.
Respondent did not wait as long as Nanney threatened and as
Robinson suspected, when he warned Farris just after Eirvin’s
April 15 speech: “Just watch your ass, and don’t give Mr.
Happy [Eirvin’s nickname] a reason.”
On the afternoon of
April 15, within hours of delivering his diatribe against the
Union and only 2 weeks after threatening to discharge crew
leaders a month later, Respondent terminated for poor produc-
tion Farris and Schaffer, two locators, and Edgar Schreit, a
boring machine operator, all of whom had attended the Union’s
first meeting on March 29. At the second union meeting, on
April 8, Farris and Schreit sat at the head table, Farris helping
employees complete authorization cards and collecting com-
pleted cards, Schreit taking attendance and answering questions
of employees. As noted above, Eirvin had knowledge of ex-
actly what was happening at that meeting and had to have
knowledge of who had attended and what each did. In fact, in
his earlier speech, he specifically directed his remarks to “those
of you guys that are just so adamant about being union.” Al-
though Eirvin’s own words evidence his complete knowledge
of the union drive, the General Counsel also relies on the
“small plant doctrine,” which permits the inference of knowl-
edge of union activity from the fact that there are 59 employees
in this unit. I agree. Breuer Electric Mfg. Co., 184 NLRB 190,
194 (1970); NLRB v. Joseph Antell, Inc., 358 F.2d 880, 882 (1st
Cir. 1966), enfg. Malone Knitting Co., 152 NLRB 643 (1965).
Many employees, including Schreit and Farris, were talking
with their fellow employees in an effort to get more of them to
attend the union meetings. While Schaffer may not have ac-
tively engaged in soliciting employee support, he nonetheless
attended union meetings before April 15, and signed a union
authorization card.
Although Respondent made much of the fact that various lo-
cators were responsible for production and thus were supervi-
sors, Respondent discharged Schreit for lack of production, in
spite of the fact that he was a boring operator and not responsi-
ble for his crew’s production. Indeed, I have found above, in
partial agreement with Respondent, that the bore could go no
faster than the locator was able to locate, and in that sense the
locator was responsible for the production of the crew. Re-
spondent offered no explanation for its discharge of Schreit,
other than Eirvin’s testimony that poor production is the crew
leader’s responsibility “unless it is the operator’s fault,” an
explanation which is so general as to be meaningless.
What makes Respondent’s defense worse is Eirvin’s claim,
on examination by the counsel for the General Counsel, that
Schreit was one of the “three individuals we’d change people
around on to give them the better people to see if they’d come
up to par.”
Eirvin claimed that Respondent swapped Schreit
“around with several other people and he wasn’t getting it.”
Very simply, that was not so. Even Robinson did not agree
with Eirvin, denying that he obtained any help for Schreit or
even considered doing so (“He had time—they had time, as
crews, to get their production up.”) Rather, Respondent as-
signed Schaffer, whom it subsequently discharged for poor
production, when Schaffer was promoted from operator to loca-
tor on about February 10; and, as a new locator, Schaffer’s
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
906
regular operator was Schreit, except for 1 day, when Schreit
was the operator for Shipp, who had even worse production
than Schaffer and was also fired later for low production. Fi-
nally, although Robinson wrote on Schreit’s personnel ap-
praisal the word “production,” he never discussed that with
Schreit, whom he otherwise graded as a good operator, an opin-
ion that he confirmed in his testimony.
Having found that Respondent’s explanation for this one of
three discharges on April 15 was false and concocted, I turn to
the other two discharges, which I find to be pretextual. First, I
rely on their timing, the same day as Eirvin’s antiunion tirade.
Second, I rely on my earlier credibility findings and refuse to
believe Eirvin and Respondent’s supervisors. In fact, regarding
Schaffer, Eirvin supplied the same kind of lies that he did in
attempting to justify the discharge of Schreit, claiming that he
attempted to help Schaffer, a brand new locator, by placing
weekly as many as two or three of the best operators “to try to
bring him back up to speed . . . and he still didn’t cut it.” Eirvin
named his better operators as David Farris, Clifford Krause,
Steve Gordon, and Jerry Benetatos; yet none of them, including
Krause, whom he specifically named after having worked with
Schaffer, spent a full week or any time with Schaffer sometime
after Eirvin decided that Schaffer was not producing. Robin-
son, in addition to failing to corroborate much of Eirvin’s tes-
timony, knew of no plan to help Schaffer locate better and of-
fered Schaffer no help to improve his production.
Similarly, Eirvin’s claim that he put Farris “with several dif-
ferent people [a]nd it never did click” was false. It is true that
Farris worked with Krause, but he did so very early in his em-
ployment, before Farris’ “production problem” allegedly came
to Respondent’s attention. But later, from about the middle of
February, Farris was assigned Politte, who was a legitimate
problem employee, and Bartle, neither of whom were among
Respondent’s best operators. Thus, Robinson’s claim that
“[w]e tried to move people around and get [Farris’] production
up” cannot be sustained.
The General Counsel’s final argument to demonstrate Re-
spondent’s discrimination against Farris and Schaffer rests on
disparity, that Respondent retained Shipp, another locator,
whose union activities were not as significant as Farris’ and
Schaffer’s. His production was lower, averaging 138 feet per
day, against the average of 158 feet for Schaffer and 151 feet
for Farris. Under Wright Line, 251 NLRB 1083 (1980), enfd.
662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982);
approved in NLRB v. Transportation Management Corp., 462
U.S. 393 (1983), the General Counsel has presented a prima
facie case of 8(a)(3) discrimination. Respondent knew of the
union activities of all three employees, it was intensely opposed
to the Union, it had no cause at all to discharge Schreit, and its
reason for discharging Schaffer and Farris was suspect, because
Respondent had never previously discharged crew leaders for
lack of production. Their production was used by Eirvin as a
pretext, and his discharge of them was disparate, in light of the
General Counsel’s showing that Shipp’s production was even
worse.
Under Wright Line; Naomi Knitting Plant, 328 NLRB 1279,
1281 (1999); and Manno Electric, 321 NLRB 278, 280 fn. 12
(1996), Respondent may overcome the General Counsel’s
prima facie case by demonstrating that it would have taken the
same action, even in the absence of the union activities of the
three discharged employees. It did not do so. I note particu-
larly Eirvin’s lack of any credible reason that he discharged
Farris and Schaffer, rather than Shipp. Furthermore, Respon-
dent’s explanation of the process of terminating the three em-
ployees was unpersuasive. Although testifying that he met with
Eirvin to discuss the terminations, Robinson could not recall
how many months of production sheets they had at this meet-
ing, how long the conversation lasted, or if time and material
work, for which Respondent credits employees with three times
their footage for boring in rock or hand-trenching, was part of
the discussion. Eirvin and Robinson could not agree on when
they noticed that Farris’ production became so poor, and, al-
though the evaluations of many of the employees noted prob-
lems with production, the problem never became so important
that it was ever actually discussed with Farris and Schaffer, no
less a warning that they risked termination. Indeed, at one
point, when Robinson was asked the reason that he did not
reassign Farris to be an operator, Robinson said: “He was let go
for low production. If he had a bad attitude about something,
he would have a bad attitude anywhere he was at.” That inad-
vertent switch from “low production” to “bad attitude” revealed
Robinson’s real concern about Farris’ union activities. James
Julian Inc. of Delaware, 325 NLRB 1109 (1998); Armstrong
Machine Co., 343 NLRB 1149, 1149 fn. 4 (2004).
The lack of clarity of Robinson’s testimony, together with
the credibility problems previously discussed, persuades me
that this testimony was a fiction and that a cogent discussion of
the work failures of these three employees never occurred.
Respondent had no history of terminating operators or locators
for poor production, and Eirvin’s claim that “multiple” locators
had been fired for poor production was false. Even Nanney and
Robinson disagreed with Eirvin, and Respondent produced no
documents to support Eirvin’s testimony about “multiple” loca-
tors. In addition, Eirvin admitted that Respondent has reas-
signed poorly performing locators to other positions rather than
terminating them, but failed to justify his refusal to treat
Schaffer and Farris similarly. I conclude that Respondent’s
discharge of these three employees violated Section 8(a)(3) and
(1) of the Act.7 D & F Industries, 339 NLRB 618, 622 (2003).
Hanephin attended the Union’s first and most of the other
meetings, talked to other employees to drum up union support,
and wore a “Union Yes” pin on his shirt everyday at work for a
week or two before his termination. His name was on the list
of union supporters and the Union’s request for recognition.
He was the one whom Nanney told that there was going to be a
bunch of people gone from the Ameren UE side of Respon-
dent’s business in a couple of weeks; and, when Nanney told
him on April 24 or 25 that he wanted a great big bumper sticker
7 Strangely, both Schaffer’s and Schreit’s personnel files contain
employee warning reports that indicate that they were discharged for
hitting a located gas line. However, the reports were dated March 17,
and both employees were actually discharged on April 15. Respondent
did not rely on the incident in defending its action; and I reject the
General Counsel’s contention that Respondent’s defense shifted or was
inconsistent and that I should conclude, for this reason, that no legiti-
mate reason existed for the discharges.
ADB UTILITY CONTRACTORS
907
and a “Union Yes” pin, Hanephin replied that he knew where
he could get them. Despite Nanney’s awareness of Hanephin’s
feelings about the Union, Eirvin did not admit that he had
knowledge that Hanephin was a union supporter. Instead, he
testified: “I did not know for sure Rodney was a union sup-
porter. I assumed . . . by his attitude.”
Whether Eirvin “assumed” or knew, and I find that he knew,
on April 25, Hanephin gave him the perfect excuse to get rid of
him. As I have found above, Eirvin seized on the fact that Han-
ephin brought conduit out of the ground on the nontransformer
side of a utility pole, fabricated a document to support Han-
ephin’s discharge, and repeatedly testified falsely at the hear-
ing. That is a classic case of a pretextual discharge and needs
nothing more to prove a violation of Section 8(a)(3) and (1) of
the Act. In addition, Eirvin, knowing, according to his own
admission, of Hanephin’s “attitude,” assumed that no one of his
employees would commit the kind of mistake that Hanephin
did, unless he did it as a result of “treason.” That kind of mind-
set is the epitome of antiunion bias and prejudice.
The General Counsel makes a number of other arguments to
support the finding of a violation. Hanephin, a 2-1/2-year em-
ployee with an impeccable reputation (according to his Febru-
ary 14 evaluation: “Rodney Works Hard Every Day Finds A
Way To Get The Job Done Right The 1st Time & In A Timely
Manner. He Makes Good Decisions Without Being
Prompted.”), testified that he had placed conduit bends near a
telephone pole 100–150 times and, when Nanney was his su-
pervisor, he sometimes told him that he wanted the bend on a
specific side of the pole and, other times, there would be paint
clearly indicating where the bend was to be placed. In this
instance, Hanephin believed that the red paint on the other side
of the pole from where he put the bend signified an existing
electrical utility, which he erroneously thought was a little bit
off on their mark. He explained that there was no other locate
mark near that pole so he figured that was for the electric wire
running up the pole.
Respondent issued no written document detailing the place
for the wire on a pole and never told its employees at meetings
or otherwise that they always had to run the wire on the trans-
former side of the pole. Lohman testified that there was no
industry standard as to the meaning of red paint on a utility
pole, and no one was called by Respondent to refute that testi-
mony. Hanephin testified that he placed the conduit to save
time and money and less hand digging, because the wire was
left by the boring crew sticking out of the ground about 4 feet
from that side of the pole (the opposite side of the pole from the
paint and transformer above), and denied that he had made this
mistake purposefully, as an act of sabotage. I believe that his
denial was truthful and sincere. All the credible evidence (and
that excludes Eirvin’s, the only testimony to the contrary) indi-
cates that Hanephin was never told that the conduit was to be
brought out of the ground and up the pole on the transformer
side of the telephone pole.
Despite Eirvin’s claim that Hanephin was the only employee
to have brought a 90-degree bend out of the ground on the
wrong side of a pole, Nanney admitted having done so and not
being terminated. Pour testified that Hanephin’s mistake was
not the first time one of Respondent’s employees had put a
bend on the wrong side of the pole. Lohman testified he put a
90-degree bend on what turned out to be the wrong side of a
pole at least 5 times without discipline; and, at least 10 times,
he also moved conduit that had been put on the wrong side of
the pole by others. On other occasions, employees placed the
conduit too close or too far away from the pole or bored them
too deep or too shallow, all of which had to be corrected; and
no employee was disciplined. Nor were employees discharged
for jack hammering through a parking garage, tearing the awn-
ing off a McDonald’s restaurant, damaging a golf course, or
committing mistakes that cost Respondent thousands of dollars.
The General Counsel made a more than ample prima facie
case under Wright Line, and Respondent made no credible case
that, but for Hanephin’s union activities, it would have treated
his mistake in any manner different from the mistakes of its
other employees, whom it did not discipline. The day before
Hanephin was fired, he was called into Eirvin’s office, where
he explained what he had done. Eirvin said that this was the
first time he had ever had him in the office so he did not want
to fire him, but noted “just consider yourself lucky you are not
fired with these buttons and bumper stickers and a magic list
floating around.” Eirvin felt that Hanephin had a bad attitude
because of “all this union activity,” so that Eirvin turned Han-
ephin’s mistake into an act of “sabotage,” showing how deeply
affected Eirvin was by the union organizing drive. I infer from
the falsity of Eirvin’s testimony about Hanephin’s discharge
that there is another unlawful reason for the discharge, the
source of Hanephin’s “bad attitude,” union activities. Shattuck
Denn Mining Corp. v. NLRB, 362 F.2d 466, 470 (9th Cir.
1966). I conclude that Respondent violated Section 8(a)(3) and
(1) of the Act by discharging Hanephin.
On the same day that Eirvin fired Hanephin, Friday, April
25, Sellers and Respondent’s Safety Director Mike McElligott
met with pulling crew leader, Sutton, and his crew, Ryan Ad-
ams, Clarence Williams, Rocky Lucas, and John Langford.
Sellers said that the work in St. Louis had run out and that he
needed three employees to go to Jacksonville, Florida. The
move was permanent, the employees would not be given a raise
or relocation fee, and they needed to be in Florida in 3 days, on
Monday. He called on each of them, and each declined. He
then told Langford and Lucas to go back to what they had been
doing the day before and told Sutton, Williams, and Adams that
they were laid off. An internal memorandum and Respondent’s
termination report (“Matt was offered a position in Florida but
declined. Matt was terminated due to his decision.”) indicate,
however, that they were terminated.
The three who were terminated supported the Union. Lang-
ford and Lucas were the only employees on this crew who did
not engage in any union activities.8
When Sutton was being
interviewed for his job (he started 2-1/2 months before, on Feb-
ruary 10), Sellers said that there would be no lay offs; that the
previous year he kept employees working 40 hours; and that, if
things did slow down, he would find work around the yard for
Sutton to do, but he expected things to pick up. Sutton in-
8 That they may have had more seniority than the other three em-
ployees is irrelevant. No one testified that Respondent followed senior-
ity when it transferred or laid off its employees.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
908
formed Sellers that he could not travel because his wife worked
Monday and Friday nights and he had trouble getting babysit-
ters for his child. Sellers said that Respondent could work with
that and that Sutton’s inability to travel would not be a prob-
lem; he would be able to keep Sutton working around the shop.
At the end of his employment, Sutton worked primarily on a
large MCI job and was aware that the job was about to end. On
April 17 or 18, he asked Sellers what he would do when the
MCI job ended. Sellers said that the crew was to go to Blue
Springs, Missouri next. Sutton asked what Sellers was going to
do with him because he could not travel with his wife working
nights and not having a babysitter. Sellers said he would find
him work with another crew so that he could stay busy. De-
spite Sellers’ commitment and assurances, Sutton was termi-
nated.
The General Counsel has proved a prima facie case under
Wright Line. The three who were terminated were union ad-
herents: the two who were not terminated were not union sup-
porters. Sutton attended all the Union’s meetings; he talked to
the employees on his crew about the Union; he signed an au-
thorization card; he wore a “Union Yes” pin on his hat at work
in the presence of Eirvin, Nanney, Robinson, and Sellers; and
his name was on the list of union supporters and request for
recognition that various employees delivered to Respondent.
On April 23, 2 days before his discharge, Sutton gave Sellers a
copy of the Union’s request for recognition, which Sellers re-
fused to accept and which Sutton left face-up on Sellers’ desk.
A promise had been made to Sutton that he would not be trans-
ferred but would continue to be employed by Respondent at the
same place. Sellers had committed that the two other union
adherents would be transferred to another job in Missouri.
There is no credible evidence that Respondent terminated em-
ployees for refusing to accept permanent transfers to Florida.
There is evidence that Respondent was hiring three laborers on
a concrete crew, work that Adams and Clarence Williams could
have done or trained to do.
Respondent did not overcome the General Counsel’s prima
facie case. In particular, Sellers never testified about any lack
of work for Sutton or the reason that he did not find work for
him, as he had promised earlier. There still remained cleanup
and restoration work on the MCI job. There was no testimony
that Clarence Williams and Adams, both laborers, were not
qualified to do the concrete work. I do not believe Eirvin’s
testimony to the contrary, because a laborer hired on April 24
had absolutely no concrete experience. Besides, the evidence
was overwhelming that, of all the employees for whom Re-
spondent had need, it constantly needed good laborers. In fact,
Respondent rehired Williams and Adams on May 27 and June
2, respectively. I conclude that these three discharges violated
Section 8(a)(3) and (1) of the Act.
I have previously discussed Respondent’s blatant and
unconscionable fabrications of customer complaints to support
the discharge of Lohman, a known union adherent, on April
28.9
Those fabrications came specifically from Martychenko
9 The General Counsel contends that Respondent presented a shifting
or inconsistent defense when it opposed Lohman’s application for
unemployment benefits on the ground that “he was offered work in
and Robinson, who must have been following Eirvin’s orders.
The customers whom the latter two identified as having made
complaints denied that they had done so. They, unlike
Respondent’s representatives, were not biased and prejudiced
and had no reason to lie. I credit them. Even Respondent’s
alleged documentation was faulty: it tried to blame Lohman for
jobs that he had not completed or had no part in the alleged
faulty restoration work. Added to that is Robinson’s
questionable claim that Respondent had been receiving
customer complaints about Lohman’s restoration work for 6
months, the number and dates of which he was unsure and the
written record of which was absent. Indicative of the falseness
of his testimony was the fact that his February 14 evaluation of
Lohman not only omitted mention of all these complaints but
also praised Lohman for his work (he “takes pride in completed
jobs”). Lohman testified that no one had discussed any
customer complaints with him, which is consistent with
Respondent’s lack of customer complaints (other than
fabricated); and I believe him.
The General Counsel’s prima facie case under Wright Line
was overwhelming. To the contrary, Respondent made no
showing that it would have terminated Lohman absent his un-
ion activities. Before April, Respondent had always permitted
Lohman to repair whatever the customer had complained
about.10 Robinson could testify only that he did not know the
reason that Lohman was not permitted to make the new repairs,
as well, which, as found above, were no more than Respon-
dent’s contrivances. Eirvin’s insistence that Respondent had a
history of terminating employees for poor restoration was false.
Both Robinson and Nanney contradicted him, and Respondent,
despite having an opportunity to do so, introduced no documen-
tary proof to support Eirvin. Another employee, Doug Kutter,
left his job in much worse condition than Lohman was accused
of, albeit falsely, and was only warned. For all these reasons, I
conclude that Respondent violated Section 8(a)(3) and (1) of
the Act.
From early December, Adam Williams had been the crew
leader of a two-man crew, the other member being laborer
Steve Mack, performing open cut work. After April 15, some-
where about April 17–24, Bridges was put on the crew. On
Thursday, May 8, Robinson and McElligott met with the three
employees.11 Robinson told them that the open cut work in St.
Louis had dried up and gave them the choice of going to work,
starting Monday, in Florida, which would be a temporary as-
signment on which they would hand dig, or being laid off,
which, in light of all the facts, meant “terminated.” The em-
ployees would have to find their own means of transportation
(when transferring to Florida, Ed White’s crew had been per-
Florida and chose not to go.” I find that that opposition, prepared by
one of Respondent’s clerical employees, was an inadvertent mistake.
10 By this finding, I do not imply that Lohman did his work poorly.
Sometimes, for example, despite throwing down sufficient grass seed,
the planting is disturbed by a violent storm, which washes away the
seed.
11 The testimony of the employees differed in numerous respects.
The narration of these discharges is based on the probabilities of what
actually happened, and when, and not on any particular employee’s
recollections.
ADB UTILITY CONTRACTORS
909
mitted to drive a company truck); motel expenses would be
paid; the employees would be paid an extra dollar per hour, as
was usual for out-of-town work; but they would not be paid for
their time driving to Florida, which was not Respondent’s usual
practice. Bridges declined the assignment and was terminated
on May 13.
Mack and Williams agreed to go and were given the tele-
phone number of the project manager in Florida, Mike
Stankewitz, who said, in the first telephone call that Williams
made, that he had no work for them until May 18 and, in the
second, that he would not be ready for them on May 18. That
prompted Williams to speak to Eirvin, who denied Williams’
accusation that they were being transferred because of the Un-
ion and said that they would be in Florida until work in St.
Louis picked up and that, if they did not go to Florida, they
would not be called back and would be fired. Williams threat-
ened that, if he went to Florida, he would try to organize the
facility there. Williams and Mack never went to Florida. On
the day that they were supposed to leave for Florida, sometime
about May 18, Mack backed out, because he feared being laid
off in Florida because of his union activities. Williams then
decided that he would not go, because he could not afford to
take the trip alone.
Respondent knew that Bridges, Williams, and Mack were
union supporters. Eirvin so admitted; except for Mack, Robin-
son did, too. Employee Harold Armstrong was interrogated by
Eirvin on about April 15, and identified both Bridges and Wil-
liams as being at the April 7 union meeting. On April 16,
Bridges presented the employees’ request for union recognition
to Eirvin, which he rejected, stating that he had told the em-
ployees the day before that he would not recognize the Union.
It was only after that event that Bridges was first assigned to
work with Williams and Mack.
The reason for their layoff is suspect. First, I find it difficult
to believe that open cut work simply disappeared, as Respon-
dent told the employees. The employees were in the middle of
their job, with just a bit more work to finish (it began to rain
midday, so they could not continue to work), on the very day
that they were given the transfer option. Other employees had
to be sent back to that job to finish it, which the three employ-
ees could have finished. Furthermore, they had been working
regular overtime; and, within several weeks prior to their trans-
fer option, Respondent had contracted out a substantial amount
of open cut work. It is undisputed that the soil in Missouri is
filled with rocks, and the rocks prohibit the use of equipment
other than the trenchers and backhoes that Bridges and Wil-
liams operated. Nanney conceded that Respondent had no idea
which of the 10 or 20 jobs given to it by Ameren UE, on any
given day, week, or month, would hit rock and need to be open
cut. After Bridges and Williams were discharged, Respondent
had new open cut work and, just 1 day after it issued its termi-
nation letter to Williams, hired Jeremy Warden, another back-
hoe operator, and John Carrigan to do the same open cut work
that Bridges and Williams had previously performed. Respon-
dent shifted Krause from a boring machine to a backhoe. In
June it received bills for open cut work that it subcontracted to
CSG Utilities (the bills do not show when the work was per-
formed). By July, Respondent transferred Lucas from the tele-
communications to the Ameren UE side and had so much addi-
tional open cut work that it had to bring to St. Louis Florida
Project Superintendent Jay Searles to perform that work.
So there was open cut work in St. Louis that Respondent
could reliably predict would be available for these two very
experienced operators. Williams could operate a bulldozer,
backhoe, track hoe, plow, trencher, cement cutter, and excava-
tor; Bridges, with 8 years of underground utility experience,
could operate a backhoe, boring machine, trencher, and plow,
and he could also locate. Even had there not been work avail-
able at the instant that they were offered their choice of Florida
or discharge, work in some craft was available to tide them
over, certainly the laborers’ work of hand digging that they
were offered in Florida. Nanney rated Williams as a “[v]ery
good operator of anything we have. He will get the product in.
Will try anything and succeed UE, water, etc. Does anything
we ask him to do.” Robinson rated Bridges “very professional”
and a “good operator.”
In sum, I find that there was work
available for these employees.
Second, Respondent’s offer was suspect. Bridges was first
employed by Respondent on January 13, and expressly told
Nanney during his interview that he had been traveling for 6
years and would not be willing to travel outside of Missouri.
Nanney represented to him that Respondent had “a vast amount
of open cut work” and that Respondent had enough work in St.
Louis that he would not have to travel further than Knob Noster
or Kansas City, Missouri. By offering Bridges a transfer to a
location that Respondent knew Bridges would not accept, Re-
spondent discharged him. Indeed, Respondent offered no rea-
son that it needed Bridges, a trained and experienced operator
and, for that matter, the other two employees, to hand dig in
Florida and could not hire manual laborers in Florida, instead,
and no proof was supplied by Respondent to show that its Flor-
ida operation could not hire persons there.
Third, even Respondent admitted that Mack was one of its
best laborers. He was a better performing employee than some
(for example, Ryan Lamb) who were retained. Respondent
traditionally had trouble retaining its laborers, who had a sub-
stantial turnover. There is no reason that Respondent would
have wanted to rid itself of one of the few laborers who per-
formed his work well and diligently and for whom Respondent
had a high regard. In fact, during his interview in November
2002, Mack was told not to expect any lay offs unless it was
raining or snowing.
Furthermore, even if the open cut work
had dried up, as Robinson told the employees, Mack was ex-
perienced in digging locates and performing restoration and
concrete work; and because Respondent had a practice of
switching employees from one side of its business to another to
fill its needs, Mack, but for his union activities, was certainly in
demand.
For example, Respondent had an opening for a la-
borer on a concrete crew on May 8, and could have retained
Mack in that position. In addition, after Mack was terminated,
Respondent hired numerous laborers, but failed to rehire Mack
or call him back.
Fourth, there are documents that reveal that something in this
transfer-discharge was amiss. For example, in the three em-
ployees’ personnel folders was a termination memo, dated May
7, that McElligott wrote regarding the meeting that day, cap-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
910
tioned “Termination due to refusal to relocate and due to lack
of work.” It stated: “All employees were undecided for reloca-
tion at this time. So a decision was made as of [sic] for lack of
work in the St. Louis area, the employee would unfortunately
be terminated at this time with no time frame of re-hire.” Ob-
viously, Respondent expected that the very offer of a transfer to
Florida would be so unappealing that the employees would
reject the transfer, even though only Bridges did immediately.
Also included in Williams’ personnel file is a memo written by
Ed Eirvin the day after the meeting, May 8, about receiving a
customer complaint regarding a job Williams performed in
2002. Respondent gave no explanation about this complaint
regarding an event that occurred at least 5 months before, and I
infer that Respondent was trying to strengthen its case to justify
its discharge of Williams.
Fifth, Respondent had never laid off an employee on the
Ameren UE side of the business. Respondent had never forced
transfers to Florida, under penalty of termination. Its experi-
ence was exactly the opposite. When work slowed down, Re-
spondent moved its employees to another part of its business.
Respondent’s policy was to avoid layoffs. However, according
to Respondent’s treasurer, David Fischer, it has laid off em-
ployees from other portions of its business for lack of work;
but, when there is additional work, it has recalled them. That
was not Respondent’s offer here. Its intent was, as Williams’
testimony shows that he understood, to terminate the three em-
ployees, upon their refusal of a transfer. Considering Respon-
dent’s union animus and knowledge of the union activities of
the three employees, I conclude that the General Counsel has
presented a prima facie case of 8(a)(3) discrimination.
The burden then shifts to Respondent to show that it would
have transferred these three employees even in the absence of
their union activities. Respondent did not meet that burden.
Respondent did not demonstrate the necessity of transferring
these employees to Florida, a transfer it knew Bridges would
not accept. Nor did Respondent produce evidence to show,
assuming that work was not available, the reason that it did not
offer the employees a layoff and wait for work to pick up, as it
assuredly did. Finally, Respondent did not even prove that it
had no work. Eirvin testified that Respondent probably had
documents to demonstrate that the open cut work dried up and
that Nanney should have sheets that showed the open cut jobs
that were left. However, Respondent produced nothing. Nan-
ney did not testify about the issue, nor did Robinson, who, Eir-
vin alleged, told him that “the open cut work was all done.”
Thus, Respondent never proved that it had any need to transfer
the three employees to Florida or to lay them off. It did not
meet its burden of proof under Wright Line, and I conclude that
it violated Section 8(a)(3) and (1) of the Act.
In so concluding, I reject Respondent’s contention that the
three employees conspired to give false testimony in this pro-
ceeding, that their testimony should be disregarded, and that
they should be disqualified from being granted any remedy.
The counsel for the General Counsel asked Mack whether he
had ever talked to Bridges and Williams about making up some
reason to give at the hearing in this proceeding that he or they
did not go to Florida. Mack’s answer, on which Respondent
relies, was that he wanted to say “yes” but could not recall.
That is certainly not a definitive answer, as Respondent sug-
gests. With their different recollections and different reasons
for rejecting Respondent’s offer, all of which make at least
some sense, I find the notion of perjury in these circumstances
quite impossible. Finally, the three employees are not on trial.
Although Respondent may question the reasons that Mack and
Williams gave for not going to Florida, that is not the point.
The issue is why Respondent tried to transfer them there in the
first place.
Respondent discharged Shipp on September 16 for low pro-
duction. There is no question that his production was low at the
time of the discharges of Farris, Schreit, and Schaffer; and I
have already used his low production, which was lower than
Farris’ and Schaffer’s, to support my finding that Respondent
violated Section 8(a)(3) when it discharged the two higher-
producing employees. My finding that he had low production
prior to April 15 does not mean that he, anymore than Farris
and Schaffer, should have been discharged. It means only that
Respondent’s justification for those discharges was false. The
issue now becomes, as of September 16, whether Respondent
was again motivated by Shipp’s work performance, rather than
his union activities.
If Respondent had not known of Shipp’s union activities on
April 15, it certainly learned of them, despite Eirvin’s incredi-
ble denial that he heard Shipp’s name mentioned, during the
first 2 weeks of the hearing in this proceeding in August and
the first week of September. Shipp began to wear a “Union
Yes” pin at work only on April 16, the day after the first three
discharges; and an argument could be made, as the General
Counsel impliedly does, that Respondent discharged Shipp to
justify the discharge of Farris, Schreit, and Schaffer, knowing
that the General Counsel was relying on its failure to discharge
Shipp. In any event, there is more than ample evidence of Re-
spondent’s knowledge of Shipp’s union activities by September
16, as well as its union animus.
I turn then to Respondent’s motivation.
McElligott, the
safety director, was the one who actually fired Shipp. He told
Shipp that he was told by upper management to release him that
day for poor production and bad work habits. McElligott ap-
parently knew nothing more of Shipp’s work. He did not tes-
tify about Shipp, at all. Nanney, Shipp’s supervisor, said that
he was not the one who made the decision to fire Shipp. Eirvin
testified that he terminated Shipp because of “low production
and being real low in production and not doing any better and
not improving.” That is essentially the same explanation that
he used in justifying the discharges of Farris and Schaffer,
which I have discredited; and I do not believe the current one,
either, on the basis of Eirvin’s general lack of credibility. I,
therefore, conclude that his reason was false and that there was
an unlawful reason that Eirvin was trying to conceal.
That
conclusion is consistent with well-settled law that, when the
asserted reason for an action fails to withstand scrutiny, the
Board may infer that there is another reason—an unlawful one
which the employer seeks to conceal—for the discipline. Shat-
tuck Denn Mining Corp., 362 F.2d 466, 470 (9th Cir. 1966);
Painting Co., 330 NLRB 1000, 1001 fn. 8 (2000).
My conclusion is independently supported here by Eirvin’s
untruthful testimony, as shown by the lack of consistency be-
ADB UTILITY CONTRACTORS
911
tween his testimony and that of Nanney and Martychenko, as
well as the lack of credible corroboration of his testimony. The
“not doing any better and not improving” rationale for the dis-
charge got Eirvin into trouble. As he did in justifying the dis-
charges of Farris and Schaffer, his thesis was that, once he was
told by Nanney and Martychenko in July of Shipp’s need to
improve his “super low” production (conversations that neither
Nanney nor Martychenko corroborated), he told them, “Bring
him up to speed, and put some people with him.” Contrary to
Eirvin’s testimony that Shipp was assigned laborers to help
with the digs and speed them up, Respondent’s records reveal
that a laborer was assigned for only 2 days, September 3 and 4.
Contrary to Eirvin’s testimony that Shipp was given three qual-
ity operators to improve his production, he could recall none
but Benetatos, whom Eirvin had earlier identified as one of his
better operators and who started with Shipp on July 24. What
Eirvin did not say was that, when Benetatos started with Shipp,
he, according to Nanney, whose objectivity is suspect, may
have had only a few days’ experience operating the Vermeer
1620 boring machine, which was being used on Shipp’s as-
signments. Shipp had to teach Benetatos how to operate his
machine.
When asked the reason that a more experienced operator had
not been assigned to Shipp, Nanney answered that he assigned
Benetatos more to motivate Shipp, rather than to give him an
operator of more experience, and that he talked with Shipp
about how Benetatos was doing, and Shipp replied that he was
doing fine, so he did not think that there was “a big issue.” One
would have thought that, instead of asking Shipp, the allegedly
poor producer, about how the fine operator was doing, Nanney
would have asked Benetatos, the “better” operator, whether
Shipp was more motivated. Singularly curious about Respon-
dent’s whole story is the fact that Robinson evaluated Shipp in
February and found him “[m]otivated,” that he “tries hard,” and
that he was a “Good Accurate Locator.” While the evaluation
also indicated that Shipp needed to improve his production,
Robinson appeared to write that on many of his evaluations and
otherwise did not discuss production with the employees, par-
ticularly Shipp, during his evaluations.
In fact, Respondent never warned Shipp about his production
or told him that Benetatos had been assigned to him to improve
his production. Nanney testified that he knew 2 weeks before
Shipp’s termination that Shipp was not improving, but he never
gave Shipp any kind of warning. Not only that: he did not go
even then to Eirvin to recommend Shipp’s discharge. Instead,
he waited. “I think I am pretty fair, and I was just trying to
hang in there with him.” But, at some point, according to Nan-
ney, he either went to Eirvin’s office, or Eirvin called him into
the office, and Eirvin “had all of the numbers there, and it was
right there on the paper. It was low.” When asked what the
documents were, Nanney quickly retracted, testifying that he
did not know that he had any. “[W]e were just discussing the
low production.” Eirvin, however, originally claimed that he
did not speak to anybody before deciding to terminate Shipp;
later, he testified that he did. In addition, Eirvin originally
testified that he reviewed Shipp’s weekly production reports
and a spreadsheet that Martychenko had created; then he denied
doing so.
Even as to Shipp’s low production, Respondent’s case was
unconvincing; and it seemed to me that Eirvin was making it up
as he testified. Respondent keeps records of the footage that
each crew produces daily. But not all footage is equal, and
certainly not for billing purposes. For example, Respondent
charges a per-foot price for boring based on the thickness of the
conduit and the type of soil.
Respondent has a minimum
requirement of 150 feet bored and on jobs less than 150 feet
charges the customer the difference. Where a boring crew
bores through rock, Respondent charges three times the normal
boring price and credits its employees with three times their
footage for boring in rock or hand-trenching. Respondent also
charges a flat high hourly rate for time and material work,
which is crew work other than boring and which, Eirvin
testified, “is also a factor of production.”
Yet, Eirvin’s
testimony made it unclear that he considered Shipp’s time and
material work, or his days off work for personal reasons, or his
assignment to restoration work.
The lying, the change of testimony, and the lack of credible
corroboration persuade me that the General Counsel has proved
a prima facie case. Respondent did not overcome it by showing
that it would have terminated Shipp but for his union activities.
Respondent has not shown that it ever discharged a locator for
poor production other than the discriminatees in this proceed-
ing. In addition, Eirvin testified that, if Shipp had bored 570
feet per week, he would not have been terminated. However,
the counsel for the General Counsel’s brief contended that
Shipp averaged 570 gross feet per week during the 7 weeks
before he was fired. Respondent did not contest those figures.
I conclude that Respondent violated Section 8(a)(3) and (1) of
the Act by discharging Shipp.
The final discharge occurred on November 26. Eirvin termi-
nated Wayne Schaffer (Wayne), until then a highly rated la-
borer (“Wayne is A Very Hard Worker[.] Crew Leaders Want
Him on their Crew. He Gets Along with others & Does His Job
To the Best of His Ability[.] He Cares & I[s] A Very Good
Employee For ADB.”), according to Respondent’s termination
report, for the following reasons:
Termination Due to Racial Harassment; Amplified & Dis-
played on Rear of Personal Vehicle in St. Louis Parking Area;
Having To Subject others to view same as above mentioned.
Does Not Constitute Freedom Of Speech Act. [Photos avail-
able.]
Respondent stipulated that Wayne was a known union sup-
porter. He was referred to repeatedly in the earlier sessions of
this proceeding, was at the time of his discharge one of only
three employees still employed who attended the Union’s first
meeting, and was cited by Eirvin on the second day of the hear-
ing as “part of the union problem” at Respondent.
Thus,
knowledge of Wayne’s union activities and Eirvin’s union ani-
mus is clear. Regarding motivation, McElligott testified in
great detail that employee Tony Williams, an African-
American, had complained that he found a bumper sticker or
stickers with the Confederate flag on Wayne’s car “very offen-
sive.” McElligott did not tell the truth. Williams, called as a
witness by the counsel for the General Counsel, denied that he
said any such thing to McElligott. Rather, he testified that he
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
912
had never seen Schaffer’s bumper stickers and, therefore, never
told McElligott that he had found them offensive. This current
employee had no reason to fabricate; and McElligott, one of
Respondent’s supervisors and agents, had ample reason.
But somebody may have made a complaint about a bumper
sticker at some time.12 Courtney West, a boring machine op-
erator, had a “Heritage Not Hate” bumper sticker on his car that
included a Confederate flag since he was first hired on June 15.
He was neither discharged nor threatened with discipline. In-
stead, 6 months later, Ray Door, a project manager, called his
son, Jeff, another boring machine operator, about mid-
November, and asked if West had any bumper stickers on his
car, specifically a Confederate bumper sticker. Jeff answered
that he had; and Ray said that Eirvin had told him that someone
was complaining about that bumper sticker and that Eirvin said
that West needed to take it off his car.
That evening, Jeff told Wayne and West that Eirvin wanted
West to remove the Confederate bumper sticker; and the three
were upset with what Eirvin had said, Wayne believing that
Eirvin violated West’s First Amendment right of freedom of
speech. So, on Saturday, November 22, to demonstrate support
for West, Jeff and Wayne purchased their own Confederate
stickers and placed them on their cars.13 The following week,
beginning November 24, Jeff drove his car directly to his job-
site, where it was in clear view of Robinson. In fact, Respon-
dent had photographs of Jeff’s vehicle with those bumper stick-
ers. Thus, Respondent was fully aware that the three had the
very same sticker or similar “offensive” stickers.
Yet, only Wayne, who attended all the union meetings, in-
cluding the very first, was discharged. The other two were not
even reprimanded and removed their Confederate bumper
stickers only after Schaffer was terminated. What distinguishes
Wayne was his active union partisanship, whereas West and
Jeff were both hired well after the union activity in April. West
never revealed his union sympathies, or lack thereof, to Re-
spondent, and until November 21, Jeff never wore a union pin
or told anyone about his feelings about the Union. On that day,
he put two union bumper stickers on his car. On that day or the
day after, Wayne also put a union bumper sticker on his car.
On Friday, November 28, Ray warned Jeff that, if he and West
[still] had any Confederate-flag stickers on their cars, they
should remove them because a guy was just fired for it and they
could get fired, too, because Respondent considered it racist.
Ray also told Jeff that he should get the union stickers off his
car because it was not appreciated, that he could be put under a
spotlight because of his involvement with the Union, and that
there was the possibility that he could get fired for some other
12 A second person who was alleged to be irate was Tony Ausley,
then one of Respondent’s project managers, who wrote an e-mail, dated
November 26, but did not testify. Another African American, a new
secretary named Toni, also allegedly complained, according to McElli-
gott, but she also did not testify and did not corroborate McElligott’s
testimony.
13 Wayne’s were the same “Heritage Not Hate” sticker that West had
and “Never Apologize for Being White.” Jeff’s were: “Hey dumb ass,
it’s lack of parenting not guns!,” “Confederate American,” and the
word “Rebel,” the latter two having the Confederate flag or written to
resemble that flag.
reason, that Respondent would find a reason to fire him, but it
would lead back to his involvement with the Union. Jeff and
West removed all the Confederate-flag stickers that day; and
Jeff removed the union stickers on Monday, December 1.
The disparate treatment of Wayne is evident. Eirvin knew
that West had the “offensive” bumper sticker on his car. He
told Ray, a supervisor, who then told Jeff to tell West to take it
off. Eirvin did not fire West or, later, Jeff. He fired Wayne,
and an arguable reason that he did so was Wayne’s earlier un-
ion activities. The General Counsel has proved a prima facie
case. McElligott’s lie about Tony Williams’ complaint permits
an inference that there was another unlawful reason for
Wayne’s discharge. Shattuck Denn, supra.
Respondent failed to demonstrate, as it had to do under
Wright Line, that it would have discharged Wayne absent his
union activities. Eirvin, no longer employed by Respondent on
February 5, 2004, the day of the hearing of Case 14–CA–
27677, the case dealing solely with Wayne’s discharge, did not
testify to his motivation. Respondent offered no excuse that
Eirvin was unavailable to testify, and the testimony of Respon-
dent’s owner, Rusty Keeley, shows that Respondent knew
where Eirvin was.
Accordingly, I cannot find that he had a
lawful motivation. Without Eirvin, Respondent could not meet
its Wright Line burden.
The Request for a Bargaining Order
As noted above, the General Counsel requests a bargaining
order, which requires an examination of the Union’s majority
status and the nature of Respondent’s unfair labor practices.
But, first, I consider the question of the appropriate unit. Re-
spondent’s answer and its counsel at the trial contended that the
appropriate unit should consist of not only its St. Louis facility,
but also its two other offices in Kansas City, Missouri, and
Jacksonville, Florida.
That opposition seems to have been
abandoned because no mention of it is made in Respondent’s
briefs. Had it been raised, the law is clear that a proposed sin-
gle facility unit is presumptively appropriate unless it has been
so effectively merged into a more comprehensive unit, or is so
functionally integrated with employees at another facility, that
it has lost its separate identity. To determine whether Respon-
dent has successfully rebutted the presumption, the Board ex-
amines such factors as: bargaining history; functional integra-
tion of operations; the similarity of skills, functions, and work-
ing conditions of employees; central control of daily operations
and labor relations; interchange or transfers of employees
among sites; and distance between sites. J & L Plate, Inc., 310
NLRB 429 (1993).
Centralized control of some labor relations policies and pro-
cedures is not inconsistent with a finding that there exists suffi-
cient local autonomy to support the single location presump-
tion. D & L Transportation, 324 NLRB 160, 161 (1997).
While the record reflects that Eirvin had overall responsibility
for Respondent’s three offices, that McElligott traveled among
the facilities, and that Respondent’s handbook applied to all
employees (albeit it was not distributed to all employees), there
is also evidence of local autonomy. Among the facts that dem-
onstrate that there is “sufficient local autonomy to support the
single location presumption,” New Britain Transportation Co.,
ADB UTILITY CONTRACTORS
913
330 NLRB 397, 398 (1999); Rental Uniform Service, 330
NLRB 334, 335 (1999); local management at each facility is in
charge of hiring, overtime, vacations, and leaves; job vacancies
are not posted at other facilities; employees do not travel to
other facilities for training; and the project managers at the
three facilities do not participate in management meetings with
each other. In addition, the locations of the St. Louis, Kansas
City, and Jacksonville offices are sufficiently far apart to sug-
gest that the single St. Louis facility unit is appropriate. I so
conclude.
The parties stipulated at the hearing that, if the unit limited
only to St. Louis was found appropriate unit, the unit shall be
described as follows:
All employees employed by ADB Utility Contractors, Inc. at
its St. Louis, Missouri facility, EXCLUDING project manag-
ers, office clerical, managerial, professional employees, over-
the-road truck driver, guards and supervisors as defined in the
Act.
Because I have found the St. Louis unit appropriate, I conclude
that the above constitutes a unit which is appropriate for the
purposes of collective bargaining within the meaning of Section
9(b) of the Act. The General Counsel contends that, because
the parties’ stipulation also listed the employees who were ap-
propriately included in the unit, and they were all field employ-
ees, the appropriate unit, notwithstanding the stipulation,
should be described as including “all field employees.” I will
not do so, because there is no legal or factual basis in the record
for me to cancel or disregard the parties’ stipulation.
The General Counsel and Respondent’s counsel also
stipulated that on April 15, the Union obtained valid signed
authorization cards from a majority of employees in the above-
described unit authorizing the Union to represent them in
collective bargaining, but Respondent, albeit perhaps not in
haec verba, withdrew from that stipulation, when he claimed
that the crew leaders were supervisors. In any event, I am
satisfied that, as of April 15, there were 59 employees in the
unit and that 33 signed cards, giving the Union a majority.
Having found that the Union represented a majority of the
employees, I turn to the question of the need for a bargaining
order. The Board wrote in Center State Beef & Veal Co., 330
NLRB 41, 43 (1999), enfd. in part 227 F.3d 817 (7th Cir.
2000):
Under Gissel, the Board will issue a bargaining order, absent
an election, in two categories of cases. The first category in-
volves “exceptional cases” marked by unfair labor practices
so “outrageous” and “pervasive” that traditional remedies
cannot erase their coercive effects, thus rendering a fair elec-
tion impossible. The second category involves “less extraor-
dinary cases marked by less pervasive practices which none-
theless [ ] have a tendency to undermine majority strength and
impede the election processes.” In this second category of
cases, “the possibility of erasing the effects of past practices
and of ensuring a fair election . . . by the use of traditional
remedies, though present, is slight and . . . employee senti-
ments once expressed [by authorization] cards would, on bal-
ance, be better protected by a bargaining order.” [Gissel, 395
U.S.] at 613–615.
Within 2-1/2 weeks of the Union’s first meeting on March
29, Eirvin delivered his April 15 speech filled with antiunion
rhetoric, and, more critically, unlawful threats of termination of
employees and closure of the facility and of the futility of se-
lecting the Union as the collective-bargaining representative.
He unlawfully solicited employees who supported the Union to
quit and threatened the employees with discipline if they should
wear pins showing their support of the Union. Those threats
were followed by correspondence to the employees, as well of
readings of the letters directly to the employees, containing
similar threats of loss of jobs and the futility of selecting the
Union and new threats of subcontracting the employees’ work
and reduction of their bonus money. Most of these unfair labor
practices are “hallmark violations,” having lasting effects on
bargaining-unit employees that cannot be underestimated.
Garvey Marine, Inc., 328 NLRB 991, 994 (1999), enfd. 245
F.3d 819 (D.C. Cir. 2001); General Fabrications Corp., 328
NLRB 1114 (1999), enfd. 222 F.3d 218 (6th Cir. 2000). His
threats have been recognized as an “insidious reminder to em-
ployees every time they come to work that any effort on their
part to improve their working conditions may be met with
complete destruction of their livelihood.” Electro-Voice, Inc.,
320 NLRB 1094, 1095 (1996).
Eirvin’s speech also created the impression of surveillance,
an impression that was entirely accurate. His subsequent dis-
charge of 9 of the 11 employees who attended the March 29
meeting was no accident. He knew exactly who was there.
Three employees, two of whom were leaders in the organizing
efforts, were fired later on the same day that he gave his
speech, threatening the employees with termination. “The dis-
charge of union adherents has long been considered by the
Board and the courts to be a ‘hallmark’ violation of the Act
because of its lasting effect on election conditions.”
Center
State Beef & Veal Co., 330 NLRB 41, 43 (1999); NLRB v. Ja-
maica Towing, 632 F.2d 208, 212–213 (2d Cir. 1980).
Respondent’s 8(a)(1) threats, spoken and written by Eirvin,
were made to all the bargaining-unit employees.
The dis-
charges, all of which had little or no justification and some of
which were concocted with lies and fake documents, continued
throughout the year. They directly affected not only the 13
union adherents in a unit of 59 employees, 22 percent of the
bargaining unit, who were discharged, but the remainder of the
unit, which had to be aware that those who continued to favor
the Union were destined to lose their jobs, no matter that they
did nothing else but engage in activity protected by the Act.
That high percentage warrants a bargaining order, because the
possibility of holding a fair election is minimal.
Cogburn
Healthcare Center, 335 NLRB 1397, 1399 (2001); General
Fabrications Corp., 328 NLRB at 1115.
In fact, word of the first three discharges was widely dis-
seminated, and Eirvin obtained the result that he sought. At the
April 15 union meeting, after Respondent discharged Farris,
Schaffer, and Schreit, employees expressed concern that they,
too, might be terminated; employees expressed fear that Re-
spondent would close; and two employees were afraid that they
would be fired and refused to sign the request for recognition
that many employees signed that night. That the threats were
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
914
made by Eirvin, Respondent’s highest-ranking official, height-
ened the significance and impact of Respondent’s message.
Aldworth Co., 338 NLRB 137, 149 (2002), enfd. sub nom.
Dunkin’ Donuts Mid-Atlantic Distribution Center v. NLRB, 363
F.3d 437 (D.C. Cir. 2004); Cogburn Healthcare Center, 335
NLRB at 1400.
That Shipp and Wayne Schaffer were discharged during the
course of the hearing demonstrates that the unfair labor prac-
tices have continued and not diminished and warrant the find-
ing that a fair election is not possible. Eirvin wanted all em-
ployees to think that they would lose their jobs if they voted for
the Union and hoped that his speech would cause employees to
stop engaging in union activities. He got his wish. The Un-
ion’s organizing effort was gaining momentum before April 15;
after then, attendance at union meetings declined significantly,
the only ones ultimately attending being the ones who were
unlawfully discharged and two other mainstays.
Others who
had supported the Union withdrew their support. The granting
of a normal cease-and-desist order will not erase the signifi-
cantly pervasive and lasting deleterious impact of Respondent’s
unfair labor practices. The possibility of holding of a fair elec-
tion is improbable. I will recommend that a Gissel bargaining
order issue.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I find that it must be ordered to cease and desist
and to take certain affirmative action designed to effectuate the
policies of the Act. In addition to bargaining with the Union,
Respondent, having discriminatorily discharged employees,
must offer them reinstatement, except for Ryan Adams and
Clarence Williams, who have previously been recalled, and
make all of the discharged employees whole for any loss of
earnings and other benefits, computed on a quarterly basis from
date of discharge to date of proper offer of reinstatement, less
any net interim earnings, as prescribed in F. W. Woolworth Co.,
90 NLRB 289 (1950), plus interest as computed in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987). Because of
Respondent’s egregious misconduct, demonstrating a general
disregard for the employees’ fundamental rights, I find it neces-
sary to issue a broad Order requiring it to cease and desist from
infringing in any other manner on rights guaranteed employees
by Section 7 of the Act. Hickmott Foods, 242 NLRB 1357
(1979).
On these findings of fact and conclusions of law and on the
entire record,14 including my observation of the witnesses as
they testified and my consideration of the briefs and reply
briefs filed by the parties,15 I issue the following recom-
mended16
14 The counsel for the General Counsel moved to correct certain er-
rors in the official transcript. There being no opposition, the motion is
granted; and the official transcript is amended accordingly.
15 Much of the Union’s briefs is devoted to a discussion of Respon-
dent’s allegedly contrary position and testimony in an earlier represen-
tation proceeding. I have not considered that discussion. Although an
attempt was made to stipulate the record into evidence in this proceed-
ing, the counsel for the General Counsel would not join in the stipula-
tion; and the record was not received. Respondent’s brief was, and that
ORDER
The Respondent ADB Utility Contractors, Inc., St. Louis,
Missouri, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Creating the impression among its employees that their
union activities are under surveillance.
(b) Impliedly threatening its employees with termination if
they select Local 2, International Brotherhood of Electrical
Workers, AFL–CIO (Union) as their collective-bargaining rep-
resentative.
(c) Threatening its employees that it is futile to select the Un-
ion as their collective-bargaining representative.
(d) Threatening or impliedly threatening its employees with
closure of its St. Louis facility if its employees select the Union
as their collective-bargaining representative.
(e) Soliciting its employees who support the Union to quit
their employment.
(f) Impliedly threatening its employees with discipline for
wearing pins demonstrating support for the Union.
(g) Impliedly threatening its employees that selecting the
Union as their collective-bargaining representative would result
in the reduction or loss of their bonus and loss of their em-
ployment.
(h) Threatening its employees that selecting the Union as
their collective-bargaining representative would result in the
loss of their employment, insurance, and retirement plan.
(i) Threatening to subcontract more work if its employees se-
lect the Union as their collective-bargaining representative.
(j) Interrogating its employees about their union activities
and threatening its employees with unspecified reprisals be-
cause of their union activities.
(k) Discharging its employees because of their union activi-
ties or sympathies and in order to discourage their membership
in the Union or any other labor organization.
(l) Refusing to recognize and bargain with the Union as the
exclusive collective-bargaining representative of its employees
in the unit set forth below.
(m) In any other manner interfering with, restraining, or co-
ercing its employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive rep-
resentative of its employees in the following appropriate unit
concerning terms and conditions of employment and, if an un-
derstanding is reached, embody the understanding in a signed
agreement:
All employees employed by ADB Utility Contractors, Inc. at
its St. Louis, Missouri facility, EXCLUDING project manag-
showed that Respondent did not contend that any of the crew leaders
were supervisors within the meaning of Section 2(11). That is interest-
ing, but not determinative.
16 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
ADB UTILITY CONTRACTORS
915
ers, office clerical, managerial, professional employees, over-
the-road truck driver, guards and supervisors as defined in the
Act.
(b) Within 14 days from the date of the Board’s Order, offer
Jeremy Farris, Edgar Schreit, Nathan Schaffer, Rodney Han-
ephin, Matt Sutton, Jason Lohman, Adam Williams, Matt
Bridges, Steve Mack, John Shipp, and Wayne Schaffer full
reinstatement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously en-
joyed.
(c) Make Jeremy Farris, Edgar Schreit, Nathan Schaffer,
Rodney Hanephin, Matt Sutton, Ryan Adams, Clarence Wil-
liams, Jason Lohman, Adam Williams, Matt Bridges, Steve
Mack, John Shipp, and Wayne Schaffer whole for any loss of
earnings and other benefits suffered as a result of the discrimi-
nation against them, in the manner set forth in the remedy sec-
tion of the Decision.
(d) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges of
Jeremy Farris, Edgar Schreit, Nathan Schaffer, Rodney Han-
ephin, Matt Sutton, Ryan Adams, Clarence Williams, Jason
Lohman, Adam Williams, Matt Bridges, Steve Mack, John
Shipp, and Wayne Schaffer, and within 3 days thereafter notify
these employees in writing that this has been done and that the
discharges will not be used against them in any way.
(e) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(f) Within 14 days after service by the Region, post at its fa-
cility in St. Louis, Missouri, copies of the attached notice
marked “Appendix.”17 Copies of the notice, on forms provided
by the Regional Director for Region 14, after being signed by
Respondent’s authorized representative, shall be posted by
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, Respondent has gone out of
business or closed the facility involved in these proceedings,
Respondent shall duplicate and mail, at its own expense, a copy
of the notice to all current employees and former employees
employed by Respondent at any time since April 15, 2003.
(g) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
17 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
on a form provided by the Region attesting to the steps that
Respondent has taken to comply.
IT IS FURTHER ORDERED that the portions of the record that
were placed under seal will continue to be maintained under
seal.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT create the impression among our employees
that their union activities are under surveillance.
WE WILL NOT impliedly threaten our employees with termina-
tion if they select Local 2, International Brotherhood of Electri-
cal Workers, AFL-CIO (Union) as their collective-bargaining
representative.
WE WILL NOT threaten our employees that it is futile to select
the Union as their collective-bargaining representative.
WE WILL NOT threaten or impliedly threaten our employees
with closure of our St. Louis facility if our employees select the
Union as their collective-bargaining representative.
WE WILL NOT solicit our employees who support the Union to
quit their employment.
WE WILL NOT impliedly threaten our employees with disci-
pline for wearing pins demonstrating support for the Union.
WE WILL NOT impliedly threaten our employees that selecting
the Union as their collective-bargaining representative would
result in the reduction or loss of their bonus and loss of their
employment.
WE WILL NOT threaten our employees that selecting the Union
as their collective-bargaining representative would result in the
loss of their employment, insurance, and retirement plan.
WE WILL NOT threaten to subcontract more work if our em-
ployees select the Union as their collective-bargaining repre-
sentative.
WE WILL NOT interrogate our employees about their union ac-
tivities and threatening our employees with unspecified repri-
sals because of their union activities.
WE WILL NOT discharge our employees because of their union
activities or sympathies and in order to discourage their mem-
bership in the Union or any other labor organization.
WE WILL NOT refuse to recognize and bargain with the Union
as the exclusive collective-bargaining representative of our
employees in the unit set forth below.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
916
WE WILL NOT in any other manner interfere with, restrain, or
coerce our employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
WE WILL, on request, bargain with the Union as the exclusive
representative of our employees in the following appropriate
unit concerning terms and conditions of employment and, if an
understanding is reached, embody the understanding in a signed
agreement:
All employees employed by ADB Utility Contractors, Inc. at
its St. Louis, Missouri facility, EXCLUDING project manag-
ers, office clerical, managerial, professional employees, over-
the-road truck driver, guards and supervisors as defined in the
Act.
WE WILL within 14 days from the date of the Board’s Order,
offer Jeremy Farris, Edgar Schreit, Nathan Schaffer, Rodney
Hanephin, Matt Sutton, Jason Lohman, Adam Williams, Matt
Bridges, Steve Mack, John Shipp, and Wayne Schaffer full
reinstatement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously en-
joyed.
WE WILL make Jeremy Farris, Edgar Schreit, Nathan
Schaffer, Rodney Hanephin, Matt Sutton, Ryan Adams, Cla-
rence Williams, Jason Lohman, Adam Williams, Matt Bridges,
Steve Mack, John Shipp, and Wayne Schaffer whole for any
loss of earnings and other benefits suffered as a result of the
discrimination against them, with interest.
WE WILL within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful discharges
of Jeremy Farris, Edgar Schreit, Nathan Schaffer, Rodney Han-
ephin, Matt Sutton, Ryan Adams, Clarence Williams, Jason
Lohman, Adam Williams, Matt Bridges, Steve Mack, John
Shipp, and Wayne Schaffer, and within 3 days thereafter notify
these employees in writing that this has been done and that the
discharges will not be used against them in any way.
ADB UTILITY CONTRACTORS, INC.