349 NLRB 1198
Correctional Medical Services
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
349 NLRB No. 111
1198
Correctional Medical Services, Inc. and Civil Service
Employees Association, Local 1000, AFSCME.
Case 3–CA–23855
May 31, 2007
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
Upon a charge filed on October 1, 2002, by Civil Ser-
vice Employees Association, Local 1000, AFSCME
(the Union), the General Counsel of the National Labor
Relations Board issued a complaint on January 6, 2003,
against Correctional Medical Services, Inc. (the Re-
spondent or CMS), alleging that it had engaged in cer-
tain unfair labor practices affecting commerce within
the meaning of Section 8(a)(3) and (1) and Section 2(6)
and (7) of the National Labor Relations Act. Copies of
the charge and complaint were served on the Respon-
dent. The Respondent filed a timely answer denying
the commission of any unfair labor practices.
On March 24, 2003, the Union, the Respondent, and
the General Counsel filed with the Board a joint motion
to approve their stipulation of facts and to transfer this
proceeding to the Board. They agreed that the charge,
the complaint and notice of hearing, the answer, and the
stipulation and accompanying exhibits constitute the
entire record in this case, and that no oral testimony is
necessary or desired by any of the parties. The parties
waived a hearing, the making of findings of fact and
conclusions of law, and the issuance of a decision by an
administrative law judge. On June 9, 2003, the Execu-
tive Secretary, by direction of the Board, issued an or-
der approving the stipulation, and transferring the pro-
ceeding to the Board. The Union, the Respondent, and
the General Counsel thereafter each filed a brief. In
addition, the Respondent filed an answering brief.
The National Labor Relations Board has delegated
authority in this proceeding to a three-member panel.
On the entire record in the case, the Board makes the
following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation with an office and
place of business located in Albany, New York, is en-
gaged in the business of operating medical clinics at
various correctional facilities throughout the United
States, including its Albany, New York facility. The
Respondent derives gross revenues in excess of
$250,000 at its Albany facility, and purchases and re-
ceives at that facility goods and materials valued in
excess of $5000 directly from points outside of New
York. The parties have stipulated, and we find, that the
Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act, that its Albany, New York facility is a health care
institution within the meaning of Section 2(14) of the
Act, and that the Union is a labor organization within
the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The issues before the Board are whether the Respon-
dent violated Section 8(a)(1) by interrogating employ-
ees about their participation in certain conduct, Section
8(a)(3) by terminating them for that conduct, and Sec-
tion 8(a)(1) by subsequently threatening employees
with discipline if they engaged in such conduct.1
A
principal subsidiary issue is whether the conduct
amounted to picketing within the meaning of Section
8(g).
For the reasons set forth below, we find that the Re-
spondent did not violate the Act.
A. Factual Background
On April 1, 2002,2 the Respondent began operating
the medical clinic at the Albany County Correctional
Facility (Albany jail), an 840-inmate facility in Albany,
New York, under a 3-year contract with the State of
New York.3
The clinic operates around the clock, providing
chronic care, emergency care, lab services, dental care,
and minor surgical services. It sees over 100 inmate
patients a day. Although the number of employees
fluctuates, the clinic usually employs one physician,
one physician’s assistant, one dental assistant, eight
registered nurses, six licensed practical nurses, one of-
fice clerical, one medical records clerk, and two other
individuals whom the parties have stipulated are super-
visors.
The Union represents the correctional officers at the
jail, who are employed by the State of New York. The
1 The parties, in their stipulation, stated the issues as follows:
1. Did Respondent, a health care institution, violate Section
8(a)(1) and (3) of the Act when it terminated employees who par-
ticipated in off-duty “conduct” (footnote omitted) concerning
their right to unionize that was conducted without advance notice
to Respondent?
2. Did Respondent independently violate Section 8(a)(1) by
threatening its employees with discipline, and interrogating them,
concerning their participation in this off-duty “conduct?”
3. Did this off-duty “conduct” constitute picketing within the
meaning of Section 8(g)?
4. Did the “conduct” require notice in accordance with Sec-
tion 8(g) of the Act?
2 All dates are in 2002 unless otherwise noted.
3 Although the record is not entirely clear, it appears that CMS was
the first private contractor to operate the clinic.
CORRECTIONAL MEDICAL SERVICES
1199
Union is not the bargaining representative of the clinic
employees, all of whom are employed by the Respon-
dent.
On August 15, the Union requested that the Respon-
dent recognize it as the collective-bargaining represen-
tative of all clinic employees except the physician, the
supervisors, and the office clerical. On August 19, the
Respondent rejected the request.
On September 12, under the direction of the Union
and another Albany area labor organization, about 20
individuals, including 5 clinic employees, undertook
action in support of the Union’s demand for recogni-
tion. The five clinic employees engaged in this action
during non-work time. Four of the employees had just
completed their shifts and were off duty; the fifth took
part during his dinner break and returned to work af-
terwards. All were in uniform. The labor organizations
gave no advance notice to the Respondent or the Fed-
eral Mediation and Conciliation Service.
The September 12 labor action lasted about 40 min-
utes, during which the 20 individuals continually
walked in a circle across the Albany jail’s main en-
trance and exit on Albany Shaker Road. This main en-
trance and exit is approximately two car-lanes wide.
The main entrance is used, among other things, for the
daily delivery of pharmaceuticals and other medical
supplies to the clinic, and it is the point of exit for in-
mates receiving emergency medical care off site.
The participants did not block the main entrance, but
continuously patrolled in front of it. While they were
patrolling, at least 10 vehicles entered or exited by that
entrance, without impediment. The participants spoke
to other drivers as they traveled past the entrance on
Albany Shaker Road.
Many of the participants wore union T-shirts and car-
ried
placards
with
various
messages,
including
“C.S.E.A. [the Union] Vote Yes.”
The participants
sporadically shouted, “CMS [the Respondent] is union
busting.”
A local newspaper article, included in the
stipulated record, referred to the conduct as “a rally.”
The day after the conduct, the Respondent issued a
letter to the five employees who had taken part in the
labor action. The letter stated that the employees had
participated in union picketing of a health care facility
without the Union’s providing advance notice, and that
employees who do so “lose the protection of the Act.”
The letter further stated that the Respondent did not
condone their conduct; that the Respondent would be
filing a charge with the Board “concerning the Union’s
illegal picket”; and that, after the Board had completed
its investigation, the Respondent would advise the em-
ployees what action, if any, it would take against them.
Finally, the letter advised the employees that the Re-
spondent “respects each employee’s right to engage in
conduct protected by the Act,” and that it would “take
no actions other than as legally authorized by the
NLRB.”
A few days later, the Respondent filed a
Board charge against the Union (Case 3–CG–41), alleg-
ing that the September 12 conduct violated Section
8(g).
On September 24, the Regional Office advised the
parties of its view that the charge was meritorious. On
September 26, the Regional Office issued a complaint
alleging that the Union, by its conduct on September
12, violated Section 8(g) of the Act. Sometime after
September 30, the Union entered into an informal set-
tlement agreement of Case 3–CG–41 with a nonadmis-
sions clause.
In the meantime, on September 25, the Respondent’s
counsel individually questioned three of the five em-
ployees involved in the conduct. The attorney asked
them whether they had participated, who had solicited
their participation, and to name the other employees
who had participated.
On September 30, the Respondent terminated the five
employees for engaging in an “illegal picket.”
That
same day, the Respondent posted a notice to employees
advising them of the notice requirement of Section 8(g),
and that the Respondent had filed a Board charge. The
notice further stated (emphasis in original):
The NLRB Regional Director has announced
his decision. THE NLRB HAS RULED LOCAL
1000’S PICKET WAS ILLEGAL.
* * *
Employees who participate in an illegal picket
are violating federal law and are not protected by
the National Labor Relations Act
. . . .
When employees participate in an illegal
picket, they lose their jobs.
On October 1, the Union filed a charge alleging that
the Respondent had violated the Act by, among other
things, threatening, interrogating, and terminating the
five employees. Following an investigation, the Re-
gional Office issued the complaint in the instant case.
B. The Parties’ Contentions
The General Counsel contends that the Union and the
individuals who participated in the September 12 con-
duct were engaged in “picketing” within the meaning of
Section 8(g), and therefore that the Union violated the
Act by not giving the prior written notice required by
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1200
that section.4
Nevertheless, the General Counsel con-
tends, the Respondent violated Section 8(a)(3) and (1)
by discharging the participating employees.
The General Counsel observes that the 1974 Health
Care Amendments simultaneously created Section 8(g)
and amended Section 8(d). Although Section 8(g)
makes it an unfair labor practice for a union to “en-
gag[e] in any strike, picketing, or other concerted re-
fusal to work at any health care institution” without first
giving the requisite notice, Section 8(d), in relevant
part, states that any employee “who engages in a strike
within the appropriate period specified in subsection (g)
of this section, shall lose his status as an employee . . .
for the purposes of sections 8, 9, and 10 of this Act.”
(emphasis added). Thus, according to the General
Counsel, the “plain meaning” of the statute, confirmed
by the legislative history, is that the omission of “pick-
eting” from 8(d) is intentional; there is a clear distinc-
tion between “picketing” and “striking,” i.e., the with-
holding of services; and, therefore, the employees did
not lose their employee status when they engaged in
off-duty picketing, at least on these facts.
The Respondent, like the General Counsel, contends
that the Union and the individuals who participated in
the conduct were engaged in picketing, and therefore
that the Union violated Section 8(g) by failing to give
the Respondent prior written notice. Parting company
with the General Counsel, the Respondent further con-
tends that, because the employees were engaged in “un-
protected, unlawful picketing,” the Respondent was
within its rights to discharge them. Both the General
Counsel and the Respondent essentially acknowledge
that the lawfulness of the alleged threats and interroga-
tion stands or falls with the lawfulness of the dis-
charges.
The Union contends that neither its conduct nor that
of the employees amounted to “picketing.” Their con-
duct, the Union contends, did not call for any concerted
action by any employees or suppliers. Rather, it was a
“rally” or “demonstration” aimed at public officials; as
such, it was protected by the First Amendment. Assum-
ing arguendo that the conduct did constitute picketing,
the Union asserts that the statute distinguishes between
“picketing” and a “strike,” as the General Counsel con-
tends.
4 Sec. 8(g), in pertinent part, makes it an unfair labor practice for a
labor organization to “engag[e] in any strike, picketing, or other con-
certed refusal to work at any health care institution” without giving at
least 10 days’ advance written notice to the institution and the Federal
Mediation and Conciliation Service.
III. DISCUSSION
A. The Employees Were Engaged in Picketing, and the
Union Therefore Violated Section 8(g)
Initially, we must determine whether the five em-
ployees whom the Respondent discharged were en-
gaged in “picketing” on September 12. As stated
above, they, along with about 15 other individuals,
walked continuously in a circle in front of the main
entrance to the Albany jail. They sporadically chanted
union slogans, and some carried placards in support of
the Union. No ingress or egress was blocked, but par-
ticipants spoke to the drivers of some of the vehicles
that passed by the entrance.
Our dissenting colleague does not quarrel with the
proposition that the employees herein were engaged in
picketing. The Union, however, does contend that the
conduct in question was not “picketing” because it was
a one-time, 40-minute incident, there was no element of
confrontation, and no employees or suppliers were ac-
tually affected. The Board has, however, consistently
rejected those arguments in the past. See, e.g., West
Lawrence Care Center, 308 NLRB 1011, 1015 (1992)
(picketing of health care institution for 45 minutes not
de minimis); Hospital Employees District 1199 (South
Nassau Communities Hospital), 256 NLRB 74, 76
(1981). In any event, so far as the record discloses, the
Union made no attempt to advise employees of the
clinic or the jail, their suppliers, or anyone else that its
conduct was not an appeal to them to refrain from
crossing the picket line. As set forth below, it is clear
that the employees were picketing.
Section 8(g) does not define “picketing,” nor is it de-
fined elsewhere in the Act. The Board has had little
difficulty in similar cases, however, in finding that the
kind of conduct that occurred here amounted to picket-
ing. See, e.g., Hospital Employees District 1199
(United Hospitals of Newark), 232 NLRB 443, 443, 448
(1977), enfd. mem. 582 F.2d 1275 (3d Cir. 1978) (about
25 off-duty employees, some carrying placards with
prounion slogans, walked in a circle in front of the hos-
pital’s main entrance; the entrance was not physically
blocked and no one was asked to honor the picket line),
cited in St. Joseph Hospital Corp., 260 NLRB 691,
691–692, 699 (1982) (individuals, including off-duty
employees, carried signs while walking in groups on the
sidewalks surrounding the hospital; the Board found
that the conduct was not simply a “demonstration” but
amounted to “picketing”); see also Service Employees
Local 535 (Kaiser Foundation), 313 NLRB 1201,
1201–1202 and fn. 1 (1994) (the union conducted a
press conference in front of the hospital’s main en-
trance, while about 15 individuals carrying prounion
CORRECTIONAL MEDICAL SERVICES
1201
signs “mill[ed] around” near the entrance; the Board
found that although the press conference itself was not
“picketing,” the other individuals were engaged in
“picketing,” despite the absence of “organized patrol-
ling”).
Finding that the conduct here constituted picketing is
also consonant with the legislative purpose behind Sec-
tion 8(g). That section is designed “to assure continuity
of patient care.” Walker Methodist Residence & Health
Care Center, 227 NLRB 1630, 1630 (1977). To that
end, it proscribes “any strike, picketing, or other con-
certed refusal to work at any health care institution” in
the absence of the required advance notice. In the pre-
sent case, the conduct of the participating employees
and other individuals had the potential to influence
other employees to withhold their labor, or to deter
suppliers or their employees from attempting to enter
the clinic. Those potential consequences are sufficient
to bring the Union’s conduct within the ambit of Sec-
tion 8(g). See, e.g., United Hospitals of Newark, supra
at 443 (“while the Union may attempt to . . . prevent a
work stoppage or disruption of services, it cannot con-
trol the actions or reactions that the mere presence of a
picket line may induce in others.”).
The Union also asserts that its conduct was “aimed
at” public officials, and is therefore entitled to First
Amendment protection. Although the claim that the
conduct was directed in part toward public officials
finds some support in the record,5 the record surely
supports a finding that the conduct was also aimed at
the Respondent. Among other things, the Union stipu-
lated that the purpose of the conduct was to support its
demand for recognition, the conduct took place a few
weeks after the Respondent rejected the Union’s bar-
gaining demand, and it occurred in front of the jail, not
the state legislature. The Union offers no case support
for its claim of First Amendment protection in these
circumstances, and we are aware of none.
Based on the foregoing considerations, we find that
the conduct on September 12 constituted “picketing”
within the meaning of Section 8(g). It is undisputed
that the Union failed to comply with the notice re-
quirements of that section. It therefore follows that the
Union, under whose auspices the picketing was con-
ducted, violated Section 8(g).6
5 The newspaper article included in the record quotes a union official
as stating, “We want politicians to come to their [the clinic employees’]
aid and put pressure on CMS [the Respondent] to do what is right.”
6 Our dissenting colleague assumes, but does not find, that the Un-
ion’s conduct violated Sec. 8(g).
B. The Respondent Did Not Violate the Act by Dis-
charging the Employees Who Participated
in the Unlawful Picketing
It has long been settled that the protections of Section
7 are not absolute. See, e.g., Washington Aluminum v.
NLRB, 370 U.S. 9, 17 fns. 14–17 (1962), and cases
cited. As we discuss below, employees who engage in
conduct that is unlawful, either under the Act or for
reasons extrinsic to it, or who pursue ends or employ
means that are incompatible with the Act, are engaged
in unprotected activity, and thus can be discharged
therefor. An employer’s right to discharge employees
who picket in violation of Section 8(g) is simply one
more example of this basic principle.
It is well settled, for example, that an employer is
free to discharge an employee who pickets in violation
of Section 8(b)(7). See, e.g., Rapid Armored Truck
Corp., 281 NLRB 371, 371, 382 fn. 1 (1986) (Sec.
8(b)(7)(C)); Teamsters Local 707 (Claremont Poly-
chemical Corp.), 196 NLRB 613, 614 (1972) (Sec.
8(b)(7)(B)). The same result obtains when employees
engage in conduct in violation of Section 8(b)(4) (see,
e.g., Pratt Towers, Inc., 338 NLRB 61, 63–64 (2002)),
and when employees strike in violation of Section
8(b)(2). Mackay Radio & Telegraph Co., 96 NLRB
740, 740–742 (1951). Notably, an employer is free to
discharge an employee who innocently honors a
stranger picket line, if that picketing is itself a violation
of the Act. See, e.g., American Telephone & Telegraph
Co., 231 NLRB 556, 561–562 (1977), and cases cited.
In each of those instances, as in cases arising under
Section 8(g), only the labor organization commits the
violation, but the employer is free to discharge an em-
ployee who engages in the conduct.
Similarly, employees who engage in a strike that is
unlawful for reasons extrinsic to the Act may be subject
to discipline including discharge. See, e.g., Southern
Steamship Co. v. NLRB, 316 U.S. 31 (1942) (mutiny);
NLRB v. Fansteel Metallurgical Corp., 306 U.S. 240
(1939) (seizure of employer’s property); see also
Laredo Coca Cola Bottling Co., 258 NLRB 491, 496–
499 (1981) (aggravated violence).
Finally, employees who engage in concerted action in
a manner or for an end deemed inconsistent with the
Act may be subject to discipline including discharge.
For example, employees who engage in a partial strike
(Valley City Furniture Co., 110 NLRB 1589 (1954),
enfd. 230 F.2d 947 (5th Cir. 1956)), or an intermittent
strike or slowdown (Elk Lumber Co., 91 NLRB 333
(1950)), are subject to discharge. See also Confection-
ery & Tobacco Drivers Local 805 v. NLRB, 312 F.2d
108, 112 (2d Cir. 1963) (employees who engage in mi-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1202
nority or wildcat strike are subject to discharge) (enfg.
M. Eskin & Son, 135 NLRB 666 (1962)); Emporium
Capwell v. West Addition Community Org., 420 U.S. 50
(1975) (employees who demand separate minority bar-
gaining rights are subject to discharge); NLRB v. Sands
Mfg. Co., 306 U.S. 332 (1939) (employees who engage
in a strike in breach of no-strike clause are subject to
discharge).
As stated above, we view the instant dispute as but
one more example of this general principle. The Union
violated Section 8(g) of the Act by conducting picket-
ing of a health care institution without giving the re-
quired advance notice. The employees who engaged in
that picketing were not protected by the Act, and, ac-
cordingly, the Respondent did not violate the Act by
discharging them.
We agree with our dissenting colleague that an em-
ployee who pickets in violation of Section 8(g) does not
lose his status as an employee under the Act. This is in
contrast to an employee who strikes in violation of Sec-
tion 8(g) or 8(d), where the striker does lose status as an
employee under the Act. However, our point is that the
employee who pickets in violation of Section 8(g) is
engaged in unprotected conduct, and is thus vulnerable
to employer discipline.
In short, the matter of “status” is not the same as the
matter of protectedness. Obviously, there are instances
where an employee engages in unprotected conduct and
yet retains his “status” as an employee of the employer.
An employee who physically assaults another because
the latter will not sign a card remains an employee.
However, he is subject to employer discipline for his
unprotected conduct.
Our colleague has confused “status” with protected-
ness. She says that the employees here did not lose
status inasmuch as they engaged in picketing rather
than striking, and she then leaps to the conclusion that
they cannot be disciplined, at all, for their picketing
conduct. She fails to recognize that the 8(g) conduct is
nonetheless unlawful and thus unprotected.
Our dissenting colleague says that the Act itself pro-
vides an “express limitation on the Board’s authority”
to declare that picketing in violation of Section 8(g) is
unprotected. In fact, there is no such expression in the
Act. And, it is well within the Board’s discretion to
hold that such picketing is unprotected.
It is one thing to say that Congress did not intend to
impose a “loss of status” on those who engage in 8(g)
picketing conduct. However, it is quite another (as well
as an unreasonable stretch) to say that Congress in-
tended to protect unlawful conduct. That proposition is
counterintuitive, and cannot rest on the mere absence of
“loss of status.”
Our colleague contends that, by holding that a health-
care employer may discharge picketers, as well as strik-
ers, who participate in job actions made unlawful by
Section 8(g), we are rendering “superfluous” the lan-
guage of Section 8(d) that mandates loss of status for
the striker. We disagree. Our colleague’s contention is
ultimately a claim that Congress, by amending Section
8(d) to extend its loss-of-status sanction to cover one
particular form of misconduct violative of Section 8(g),
namely striking, intended Section 8(d) to be the sole
response to 8(g) employee misconduct. We do not dis-
cern any such intent. Such an interpretation, moreover,
would preclude a health care employer from taking any
disciplinary action against employees who participate in
non-strike violations of Section 8(g), including “other
concerted refusal[s] to work,” which have as detrimental
an impact on continuity of patient care as do strikes. We
reject that reading of the statute, which would require us
to ignore the overarching principle that employees who
engage in unlawful activity are subject to discipline.7
Our dissenting colleague says that our position renders
meaningless the distinction between striking and picket-
ing. We disagree. A person who strikes in violation of
Section 8(d) or (g) loses his status as an employee by
virtue of the language of the statute. A person who pick-
ets in violation of 8(g) does not lose such status. He is
merely vulnerable to employer disciplinary action. That
action can run the gamut from no discipline at all, to sus-
pension, to the ultimate punishment of discharge.
Thus, an 8(d) striker loses status as an employee of the
employer, irrespective of whether the employer takes the
ultimate step of discharge. The 8(g) picketer is simply
subject to employer discretionary discipline.
Neither is there merit to our colleague’s reliance on the
fact that the employees are not represented by the Union.
That assertion misses the mark. The critical fact is that
the Union was responsible for the picketing, and the
picketing therefore was in violation of the Act. Once the
employees, albeit unrepresented, joined the Union-
sponsored picketing, their conduct lost the protection of
the Act.8
7 Our dissenting colleague states that the foregoing criticism of her
position is “misleading,” because, in her view, Sec. 8(g) does not pre-
clude a health care employer from taking disciplinary action against an
employee who engages in conduct that is unprotected for reasons unre-
lated to Sec. 8(g). What is noteworthy here is that our colleague would
treat conduct unprotected by virtue of Sec. 8(g) differently from all
other unprotected employee conduct.
8
Thus, the employees here are unlike the employees in Bethany
Medical Center, 328 NLRB 1094, 1101 (1999), and Walker Methodist
Residence, supra, 227 NLRB at 1631, who, on their own initiative and
CORRECTIONAL MEDICAL SERVICES
1203
As noted above, we rely on 8(b)(4) and (7) cases to
show that picketing is unlawful under these sections ren-
ders unprotected the conduct of the picketers. Like those
cases, the picketing here unlawfully interfered with the
employer’s legitimate interests. Section 8(b)(4) is aimed
at protecting the neutral employer, and Section 8(b)(7) is
aimed, at least in part, at protecting an employer from
“blackmail picketing.”
The picketing here unlawfully
interfered with the legitimate interests of the employer, a
health care institution. In sum, the conduct was unpro-
tected, and the discharges were lawful.
Turning briefly to the 8(a)(1) allegations here, we note
that the alleged threats and coercive interrogations oc-
curred after the employees engaged in the unlawful and
unprotected picketing. As the General Counsel appears
to concede, if the employee conduct that was the subject
of the threats and interrogations was itself unprotected, it
was not unlawful for the Respondent to respond in that
manner. We therefore find that the Respondent did not
violate Section 8(a)(1) of the Act.
We shall therefore order that the complaint be dis-
missed in its entirety.
ORDER
The complaint is dismissed.
MEMBER LIEBMAN, dissenting.
My colleagues have said, with regard to Section 8(g)
and (d) of the Act, that the Board’s “obligation is to
honor the statute as it is written.”1 A plain reading of
these provisions shows that a worker who pickets—but
does not strike—a health-care employer in the absence of
an appropriate prior notice retains his status “as an em-
ployee of the employer.” By preserving this employment
status, Congress has chosen to preclude employers from
taking action against picketing employees. The majority,
however, mistakenly finds that five such picketers lost
the Act’s protection, and upholds their discharge.
I.
The stipulated facts are fully set forth in the majority
opinion. In short, the Union in this case engaged in pick-
eting of the Respondent, a health-care employer, for
about 40 minutes, seeking recognition as the Respon-
dent’s employees’ collective-bargaining representative.
The Union did not satisfy the notice requirements of Sec-
without the involvement of a labor organization, engaged in a strike of
a health care institution. In those cases, the Board concluded that the
employee-initiated conduct did not violate Sec. 8(g). Here, by contrast,
the employees joined union-sponsored conduct that did violate Sec.
8(g).
1Alexandria Clinic, P.A., 339 NLRB 1262, 1267 (2003), petition for
review denied sub nom. Minnesota Licensed Practical Nurses Assn. v.
NLRB, 406 F.3d 1020 (8th Cir. 2005).
tion 8(g).2 Five employees of the Respondent joined in
the picketing during their off-duty time.3 Neither they,
nor any other employee, withheld their services from the
Respondent. Later, the Respondent threatened its em-
ployees with discipline in connection with the picketing,
interrogated three of the five picketers, and then dis-
charged all five of them. The picketers were not repre-
sented by the Union at any relevant time.
II.
Peaceful picketing is both protected, concerted activity
under Section 7 of the Act, as well as conduct shielded
by the First Amendment. “Throughout the history of
federal regulation of labor relations, Congress has consis-
tently refused to prohibit peaceful picketing except where
it is used as a means to achieve specific ends which ex-
perience has shown are undesirable.” NLRB v. Fruit &
Vegetable Packers Local 760, 377 U.S. 58, 62 (1964).
This case involves one context in which Congress has
restricted peaceful picketing.
Congress carefully balanced competing concerns in
drafting Section 8(g) and the corresponding terms of Sec-
tion 8(d).
In enacting the 1974 Health Care Amendments, Con-
gress was faced with two conflicting interests. On the
one hand, it was noted that it is unjust to deny to the
employees of nonprofit hospitals the rights granted to
employees in other industries to organize and bargain
collectively. On the other hand, special protection
seemed necessary when dealing with health care insti-
tutions in order to assure continuity of patient care. As
a result of a balancing of these concerns, the Act was
amended by extending coverage to employees of non-
profit hospitals and adding a new Section 8(g) requiring
a labor organization to give 10 days’ written notice be-
fore striking or picketing at a health care institution.
Additionally, Section 8(d) was modified to extend the
loss of status sanction to employees who engage in a
strike proscribed by Section 8(g).
Walker Methodist Residence, 227 NLRB 1630 (1977)
(footnote citations omitted).
The Board and the courts have interpreted the 1974
Health Care Amendments on several occasions. Where
the related language of Sections 8(g) and 8(d) is unambi-
guous, it is to be given its plain meaning.4 Section 8(g)
2 The majority finds that the Union’s failure to provide appropriate
notice violated Sec. 8(g), an unfair labor practice not alleged in this
case. I will assume, without finding, that the Union’s conduct was
unlawful.
3 Their names are Stephanie Spear, Darcy LaGoy, Chesley Schager,
Richard Kowalski, and Richard Jolly.
4 See Alexandria Clinic, supra at 1264–1267, and cases cited there.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1204
requires a union to provide a 10-day notice before it may
engage “in any strike, picketing, or other concerted re-
fusal to work.”5 Section 8(d) states that where a union
has failed to meet the notice requirement, an employee
“who engages in any strike” within the notice period
“shall lose his status as an employee of the employer
engaged in the particular labor dispute.”6 Although Sec-
tion 8(g) includes picketing as well as strikes in its regu-
lation of union conduct, Section 8(d) mandates the loss
of employee status only for striking.
The absence of “picketing” in Section 8(d) is not acci-
dental.7 In a different context, the Supreme Court stated
that if Congress had intended to include unfair labor
practice strikers in the loss-of-status penalty of Section
8(d):
[I]t could readily have done so by specific provision.
Congress cannot fairly be held to have made such an
intrusion on employees’ rights . . . without some more
explicit expression of its purpose to do so than appears
here.8
The Board has echoed the Court in the context of the 1974
amendments, observing that the legislation should “not be
read to reduce the preexisting rights of health care employ-
ees unless explicit language mandates that result.”9
It is evident, then, that Congress, in fashioning Sec-
tions 8(g) and (d), chose not to authorize employer repri-
sals against employees who merely picket, even if the
5 Sec. 8(g) provides in relevant part that:
A labor organization before engaging in any strike, picketing, or other
concerted refusal to work at any health care institution shall, not less
than ten days prior to such action, notify the institution in writing and
the Federal Mediation and Conciliation Service of that intention.
6 The pertinent portion of Sec. 8(d) states:
Any employee . . . who engages in any strike within the appropriate
period specified in subsection (g) of this section, shall lose his status as
an employee of the employer engaged in the particular labor dispute,
for the purposes of Section 8, 9, and 10 of this Act.
7 The legislative history indicates that Congress was aware of the
distinction it drew between picketing and strikes in the 1974 Health
Care Amendments. See Baptist Memorial Hospital System, 288 NLRB
1160, 1171 fn. 18 (1988).
8 Mastro Plastics Corp. v. NLRB, 350 U.S. 270, 289 (1956).
9 Walker Methodist Residence, supra at 1632. The Court’s and the
Board’s view is consistent with the legislative history. In Walker, the
Board quoted Senator Harrison Williams, chairman of the Senate
Committee on Labor and Public Welfare:
This legislation is the product of compromise, and the National Labor
Relations Board in administering the act should understand specifi-
cally that this committee understood the issues confronting it, and
went as far as it decided to go and no further and the Labor Board
should use extreme caution not to read into this act by implication—or
general logical reasoning—something that is not contained in the bill,
its report and the explanation thereof.
Id. at 1631 (footnote citation omitted).
union which sponsors the picketing is subject to unfair
labor practice liability. Picketing obviously poses a lesser
threat to continuity of patient care than a strike does.
Because Congress has spoken clearly, the Board lacks
discretion to apply rules fashioned in other contexts to
this case. Cf. Whitman v. American Trucking Assns.,
Inc., 531 U.S. 457, 481 (2001) (“[T]he agency’s interpre-
tation goes beyond the limits of what is ambiguous and
contradicts what in our view is quite clear”).
This caution against administrative overreaching is es-
pecially significant in the present case. On its face, Sec-
tion 8(g) sanctions labor organizations, not employees,
for untimely strikes and picketing. The five employees
who engaged in picketing were not represented by the
Union. The Board has found that the loss-of-status sanc-
tion of Section 8(d) does not apply to unrepresented em-
ployees even when they engage in a strike against a
health-care employer.10 Because the Union is not the
certified or recognized agent for the employees here, the
Board is on particularly shaky ground in extending the
consequences of the Union’s failure to provide a 8(g)
notice to the employees.
III.
The majority contends that employees who have en-
gaged in picketing unlawful under Section 8(g), like em-
ployees involved in unlawful 8(b)-type picketing, may be
discharged because their conduct is unprotected. It
adopts this view notwithstanding the limitations of the
“loss of status” provision in Section 8(d), which the ma-
jority regards as irrelevant. It also finds that health-care
employers should be able to freely punish their employ-
ees who engage in such picketing without interference
from the Board. None of these views is consistent with
the intent of Congress.
The majority identifies a “basic principle” in its ration-
ale for upholding the discharge of the five picketers: em-
ployees who participate in union picketing that is either
unlawful or incompatible with the Act are subject to dis-
charge. Primarily, the majority analogizes unlawful un-
ion picketing under Section 8(g) with picketing unlawful
under Section 8(b), and concludes that the situations are
similar enough that the result in the Section 8(b) con-
text—permitting discharge of picketers for unprotected
conduct—should be the same under Section 8(g).11
But, in fact, there is a fundamental distinction between
the two situations. Nothing in the Act constrains the
10 See Bethany Medical Center, 328 NLRB 1094, 1101 (1999);
Walker Methodist Residence, supra at 1631.
11 The majority applies essentially the same analysis, and reaches the
same conclusion, in comparing 8(g) picketing with picketing found
unprotected because it violates other laws, or because it is inconsistent
with the purposes of the Act.
CORRECTIONAL MEDICAL SERVICES
1205
Board’s discretion to adopt a rule that an employee who
engages in illegal 8(b) picketing may be lawfully dis-
charged by his employer. Thus, as a matter of policy
rather than statutory mandate, the Board determines that
these employees have not engaged in conduct protected
by Section 7, leaving their employer free to discipline or
discharge them for that conduct.
Where picketing of health-care employers is con-
cerned, however, Section 8(d), in conjunction with Sec-
tion 8(g), provides an express limitation on the Board’s
authority, consistent with the congressional intent to bal-
ance employee rights with the interests of patient care.
Congress itself chose not to treat employees’ picketing,
as opposed to striking, as lawful grounds for discharge,
notwithstanding the unlawfulness of the Union’s failure
to provide proper notice of the picketing.
The majority argues that I have “confused ‘status’ with
protectedness”: even if a picketing employee retains his
status as “an employee of the employer,” his conduct
remains unprotected and so he may be discharged for it.
In the majority’s view, although it may be reasonable to
infer that Congress did not intend to impose a “loss of
status,” it is “an unreasonable stretch” to say that Congress
intended to protect unlawful conduct. “That proposition is
counterintuitive,” says the majority.
The majority’s view, however, overlooks a basic point.
In enacting the Health Care Amendments, which added
Section 8(g) and amended Section 8(d) to incorporate the
8(g) notice period, Congress decided both what conduct to
proscribe and what sanctions would be applicable to which
conduct. Unlike the Section 8(b) context, it did not leave
the Board free to fashion its own rule with respect to sanc-
tions. Rather, by restricting the loss-of-status provision in
Section 8(d) to employees who strike in violation of Sec-
tion 8(g)—and deliberately omitting picketing as a ground
for loss of status—Congress clearly expressed its intention
to preclude employers from taking action against individ-
ual picketing employees.12 The majority offers no alterna-
12 The majority asserts that my statutory interpretation
would preclude a health care employer from taking any disciplinary
action against employees who participate in non-strike violations of
Section 8(g), including “other concerted refusal[s] to work,” [quoting
Sec. 8(g)] which have as detrimental an impact on continuity of pa-
tient care as do strikes.
That assertion is misleading. Under my view, a health care em-
ployer is free to discipline employees for engaging in a strike in viola-
tion of Sec. 8(g) and for engaging in unprotected conduct that does not
implicate the notice requirements of Sec. 8(g).
For example, a work slowdown has historically been recognized as
unprotected conduct. See, e.g., Elk Lumber Co., 91 NLRB 333, 336–
338 (1950). There is no indication that, in enacting Sec. 8(g), Congress
intended to preclude the Board from continuing to treat particular con-
duct as unprotected. Rather, as I have explained, Congress determined
what sanctions would be applicable to the conduct that was newly
tive explanation for the purpose served by either the loss-
of-status provision or the distinction made in that provi-
sion between striking and picketing.
The majority clearly indicates that it is unnecessary to
rely on Sec. 8(d) at all in this case. Without such reliance,
however, there is no basis for upholding employer disci-
pline that ultimately rests on a violation of Sec. 8(g). The
Board made this point clear in Alexandria Clinic, supra,
which held that the conclusion that a strike violates Sec.
8(g) “results in the [striking employees] losing their pro-
tected employee status under Section 8(d) . . . and subjects
them to lawful discharge.” 339 NLRB at 1267.13
At bottom, the majority’s position wrongly makes Sec-
tion 8(d)’s loss-of-status provision superfluous and the
distinction between striking and picketing meaningless.14
Both strikers and picketers could be lawfully discharged
without reference to Section 8(d) solely because Section
8(g) proscribes both kinds of conduct. It is this interpreta-
tion, not mine, that is counterintuitive.15
The majority justifies its position by finding that a
health-care employer must have the capability to retaliate
against employees who engage in unlawful activity. But,
as I have explained, although the Union may have violated
Section 8(g), this provides no basis for finding that the
employers are free to engage in self help by disciplining or
discharging picketing employees. A health-care em-
ployer’s primary concern when faced with unlawful 8(g)
picketing can be resolved by securing an injunction against
the conduct.16
IV.
Congress provided a careful balancing of employee
rights and patient care interests in the 1974 amendments to
the Act. By striking a different balance in this case, the
addressed by Sec. 8(g). It chose to treat striking in violation of Sec.
8(g) differently from picketing. But a slowdown remains unprotected,
whether or not the notice requirements of Sec. 8(g) were satisfied.
13 See also Boghosian Raisin Packing Co., 342 NLRB 383 (2004)
(employer lawfully invoked Sec. 8(d)’s “loss of status” provision in
discharge of strikers supporting an illegal strike).
14 See generally Oakwood Healthcare, Inc., 348 NLRB 686, 688 fn.
21 (2006) (citing statutory canon against construction that makes part
of statute superfluous or redundant).
15 The majority insists that its statutory interpretation does not “ren-
der meaningless the distinction between striking and picketing,” ex-
plaining that a striker “loses his status as an employee by virtue of the
language of the statute,” while a picketer “does not lose such status,”
but rather is “merely vulnerable to employer disciplinary action.” But
this is a distinction without a difference. As the Board’s cases demon-
strate, the significance of a loss of employee status is precisely that it
permits the employer to discipline an employee without risk of statu-
tory consequences. See Alexandria Clinic, supra.
16 See District 1199-E, Hospital & Health Care Employees (Greater
Pennsylvania Avenue Nursing Center), 227 NLRB 132, 134 (1976)
(quoting legislative history providing for remedies under Sec. 10(j) for
violations of Sec. 8(g)).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1206
majority has reached well beyond the Board’s statutory
authority. The majority’s decision today contradicts the
holding in Alexandria Clinic, supra, which relied on the
loss-of-status provision in Section 8(d) to validate the dis-
charge of strikers in an 8(g) context. If Section 8(d) is rele-
vant in enforcing the discharge of strikers, it is surely rele-
vant in determining whether picketers may be discharged.
Because the Act plainly forecloses the discharge of em-
ployees where the union has failed to provide an 8(g)
notice of their picketing, I dissent.17
17 The complaint alleged that the Respondent also interrogated and
threatened employees in connection with the picketing. Because I
would find the picketing protected, I would find these additional viola-
tions as well.