275 NLRB 278
Northern California District Council Of Laborers And Laborers International Union Of North America, Local Union No. 294 (Hayward Baker Co.)
278
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Northern California District Council of • Laborers
and Laborers International
Union of North
America, Local Union No. 294 (Hayward, Baker
Company) and Eric Breniman
Northern California District Council of_ Laborers
and Laborers International
Union ' of North
America, Local Union No. 294 (Granite-Ball-
Groves) and Michael Leon Jensen. Cases 32-
CB-1428 and 32-CB-1432
26 April 1985
DECISION AND ORDER
By CHAIRMAN DOTSON AND MEMBERS
HUNTER AND DENNIS
On 29 October 1984 Administrative Law Judge
Jerrold H. Shapiro issued the attached decision.
The Respondent filed exceptions and a supporting
brief, and the General Counsel filed an answering
brief. The General Counsel also filed limited cross-
exceptions and a supporting brief, and Charging
Party Jensen filed limited cross-exceptions.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, i and
conclusions.
-
The judge found that the Respondent Local
Union (Local) violated Section 8(b)(1)(A) of the
Act by filing internal union charges against the
Charging Parties, employees Breniman and Jensen,
because they filed unfair labor practice charges
with the Board, and that the Respondent District
Council
(District
Council)
violated - Section
8(b)(1)(A)
by scheduling internal union trials,
trying, judging, and admonishing the Charging
Parties for filing unfair labor practice charges.2 We
agree with these findings.
On 16 May and 18 May 1983,3 respectively,
Breniman and Jensen filed their original unfair
i The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
The judge's statement in sec
I,A,2, par 1. of his decision that no one
had started campaigning for union office in February 1983 is incorrect
The uncontradicted record evidence discloses that for several months
preceding February Charging Party Jensen had been passing out litera-
ture showing he was a candidate for union office
3 The judge recommended dismissing allegations that the Local also
violated Sec 8(b)(l)(A) of the Act by making employee Jaster's future
job referrals dependent on his political support for Local President Leon-
ard (the judge found no threat was made), and that it violated Sec
8(b)(1)(A) and (2) by refusing to dispatch Charging Party Breniman be-
cause he filed unfair labor practice charges against it
No exception was
filed regarding the latter dismissal, and we affirm the former dismissal
3 All dates are 1983 unless otherwise specified
labor
practice
charges against the Respondent
Local
Union.4
The same days the Respondent
Local
Union
President
Leonard received' the
charges,5 he filed charges with the District Council
alleging that the employees had violated certain
provisions of the Respondent's International and
local constitutions
and/or collective-bargaining
agreements with the Employers. In support, Leon-
ard enclosed copies of the Charging Parties' unfair
labor practice charges, and stated in a letter accom-
panying Breniman's charge that "this member filed
charges against me with the National Labor Rela-
tions Board."
On 25 May the District Council notified the
Charging Parties that they would be tried Thurs-
day, 16 June, at its Emeryville, California office,
and that it would not reimburse them for any of
the costs incurred in attending. The Charging Par-
ties testified on their own behalf at the 16 June
trial.
On 24 June the District Council's trial board
issued its decision, finding the Charging Parties
guilty of, inter alia, failing to exhaust the Local's
internal remedies before filing unfair labor practice
charges with the Board, and admonishing them to
recognize their obligation to use the provisions of
the Respondents' constitutions and working agree-
ments.
In its cross-exceptions, the General. Counsel con-
tends, as it did before the judge, that the Respond-
ents should be ordered to reimburse the Charging
Parties for wages they may have lost in attending
the 16 June trial as well-as for travel and other ex-
penses. Charging Party Jensen also excepts on this
ground.
Relying on Transit Union Division 825 (Transport
of New Jersey), 240 NLRB 1267, 1271 fn. 24 (1979),
and
Television
Wisconsin,
224
NLRB 722, 781
(1976), the judge refused to grant the General
Counsel's proposed remedy. The judge stated,
however, that such a remedy would restore the
Charging Parties as nearly as possible to the eco-
nomic position that would have existed absent the
Respondents' unlawful activity, and requested that
the Board "reconsider its remedies in cases of this
nature."
The General Counsel contends that the Charging
Parties are entitled to reimbursement of their lost
wages under
Frank
Mascali
Construction,
251
NLRB 219, 224 (1980), enfd. 697 F.2d 294 (2d Cir.
1982), and to recovery of travel and other expenses
4 Both employees' charges alleged that the Respondent Local Union's
referral procedures violated Sec 8(b)(1)(A) of the Act
s The Respondent received Breniman 's and Jensen 's charges on 18
May and on 23 May, respectively
275 NLRB No. 48
LABORERS NORTHERN CALIFORNIA COUNCIL (BAKER CO)
under Baptist Memorial Hospital,
229 NLRB 45'
(1977), and similar Board decisions.
The Respondents argue the Board should disre-
gard the judge's remarks concerning the proposed
remedy, and that, in any event, a reconsideration of
the remedy
issue
would require reopening the
record.
Section 10(c) of the Act empowers the Board to
order "such affirmative action . . . as, will effectu-
ate the policies of the Act" against employers or
unions who have committed unfair labor practices.
This clause has been interpreted as giving the
Board wide discretion in selecting appropriate rem-
edies to achieve the Act's ends.6 In ordering reme-
dies for • violations of employees' protected rights,.
the Board seeks to undo the effects of the unlawful
conduct by restoring the situation "as nearly as
possible to that which would have obtained but for
the illegal discrimination."-
- Despite its broad remedial authority, the Board
in Transit Union, supra, refused to grant the Gener-
al Counsel's request for.-travel and other expenses
incurred by an employee member in defending-
against the respondent union's unlawful "intrauniori
charges.
-
Likewise, in Television
Wisconsin, supra, 224 at.
781, the Board affirmed the judge's 'denial of the
General Counsel's and the charging party's request
for reimbursement of legal -expenses incurred by
employees in defending against the union's retalia-
tory damage suit brought against them in state
court. The General Counsel and the charging party
argued that the union's retaliatory lawsuit had im-
posed an indirect fine on the employees by requir-
ing them to hire legal counsel. The judge rejected:
the argument, stating, as follows:
Unlike a fine collected by the Union, the legal
expenses incurred by the individual defendants
did not accrue to the Union. In the light of the'
above- and the • prevalent "American rule"-
against providing legal expenses to the prevail-
ing party in a lawsuit from the loser [Alyeska
Pipeline Service Company v.
Wilderness Society
[421 U.S. 240 [(1975)]], I reject the Charging
Party's contention that. legal -expenses incurred
in the civil action should be equated io'fines
for remedial purposes. [Footnote omitted.]
The General Counsel asserts here that the issue
of travel or litigation expenses addressed in Transit
Union and Television Wisconsin should be analyzed
separately from the question whether the Charging,
Parties may recover lost wages, the latter remedy
s Phelps Dodge v NLRB, 313 U S 177 (1941)
Id at 194 Accord NLRB v Teamsters Local 396 (United Parcel Serv-
ice), 509 F 2d 1075, 1079-80 (9th Cir 1975)
279
being clearly supported by Frank Mascali, supra.
We agree.
In
Transit
Union and
Television
Wisconsin, the
Board apparently was not presented with, and
clearly did not address, the issue of lost wages re-
sulting from the union's unlawful. action. In Frank
Mascali, however, the Board upheld the judge's
finding that the respondent union violated Section
8(b)(1)(A) and (2) by filing and processing internal
union charges against employees in retaliation for
their intraunion activities and filing of unfair labor
practice charges against the union, and ordered the
discriminatees be made whole for any resulting loss
of wages or other benefits. -
More generally, in cases where a union unlawful-
ly refuses "to refer or clear employees for work8 or
causes an employer to discharge or otherwise dis-
criminate against employees, for unlawful reasons9
the Board has consistently ordered backpay to
make the aggrieved parties whole for, any losses of
wages and other benefits resulting from the union's
unlawful conduct. We believe that the same princi
pies should apply to the instant case where the Dis-
trict Council 'scheduled the Charging Parties' trial
during worktime and did not reimburse the Charg-
ing Parties for-the hours they missed in attending.
Accordingly, we 'will order the Respondents to
make the Charging Parties whole for any loss of
wages and other benefits they may have suffered
by attending the District Council's trial board pro-
ceeding on 16 June.
Concerning the General Counsel's request for
travel and other expenses, our recent decision in
Corbesco,
supra, is instructive. In
Corbesco,
the
Board affirmed the judge's finding that the re-
spondent union unlawfully refused to refer an em-
ployee for work because he was not a union
member. 'The Board found that the employee in-
volved had, on the implied advice of the respond-
ent union, traveled to Florida to reinstate his union
membership, and the Board specifically agreed
with the judge that the- respondent union be re-
quired to reimburse the employee's travel expenses,
finding "a sufficient•nexus" between the discrimina-,
tory conduct and the Florida trip expenses to war-
rant the remedy.1 °
s Radio Officers (A H Bull Steamship )
v NLRB, 347 •U S
17, 28-33,
52-55
( 1954),
Carpenters Local 953 (Corbesco),
272 NLRB 70 ( 1984),
Painters Local 1178 (Roland Painting), 265 NLRB 1341 (1982)
° Radio Officers (A H Bull Steamship)
v
NLRB, supra at 24-27, 52,
Marble
Polishers Local 31 (Standard Art),
258
NLRB
1143. 1146-47
(1981)
,
10 Member Hunter, dissenting, found the evidence insufficient to estab-
lish the "nexus" referred to above. because, inter alta, the respondent
union never suggested the employee travel to, Florida, and because he did
not interpret the union business manager's statement that he could not
help the employee as implying that the employee should travel to Flori-
. Continued
280
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The Charging Parties here, like the employee in
Corbesco, apparently incurred travel expenses as a
direct result of the Respondent's unlawful conduct.
Specifically,
the
District
Council required the
Charging • Parties to appear in Emeryville for a trial
proceeding designed to retaliate- against them for
filing unfair labor practice charges and offered
them no reimbursement for their costs.
We also find relevant cases involving an employ-
er's
filing of a coercive or . retaliatory lawsuit
against employees who have filed unfair labor
practice charges against it. In Power Systems' 1 the
employer filed a civil suit for malicious prosecution
against a discharged employee who had filed unfair
labor practice charges with the Board. The Board
analogized the lawsuit to an unlawful union fine,
stating that, "just as it has been found to be a viola-
tion of Section 8(b)(1)(A) for a union to fine a
member for filing charges with the Board, we find
that Respondent's lawsuit-is an [unlawful] attempt
to penalize [the employee] for filing - charges."12
Concerning the remedy, the Board found that "in
order to place [the employee] in the position he
would have been absent Respondent's 8(a)(4) and
(1) violations, we shall order Respondent to make
[the employee] whole for all legal expenses he in-
curred in the defense of Respondent's lawsuit." 13
(Footnote omitted.)
In
view of the Board's express analogy to
8(b)(1)(A) cases in finding the 8(a)(4) violation, we
find it equally appropriate to grant a remedy here
corresponding to that provided in Power Systems.
There is no valid basis for distinguishing between
making an employee whole for legal expenses in-
curred, in defending against an employer's retaliato-
ry lawsuit and reimbursing an employee for travel
and other expenses incurred in resisting retaliatory
internal union charges.14
-
da Member Hunter finds the "nexus " present in the instant case, howev-
er; as the District' Council directly and unambiguously informed the
Charging Parties of their required appearance in Emeryville on 16 June
11 239 NLRB 445 (1978) Accord J W Rhodes Department Stores, 267
NLRB 381 (1983), United Credit Bureau of America, 242 NLRB 921
(1979), enfd 643 F 2d 1017 (4th Cir 1981)
Although such cases arise under Sec 8(a)(4)'s eicpress prohibition
against employer discrimination or discharge of employees for filing
charges under the Act, the Board construes Sec 8(b)(1)(A) as extending
similar protections to persons who file charges against labor organiza-
tions Power Systems, supra at 448, Operating Engineers Local 138 (Charles
S. Skura), 148 NLRB 679 (1964)
12 Power Systems, supra at 449
13 Id at 450 Although nonremedy aspects of the Power Systems doc-
trine were rejected in Bill Johnson's Restaurants v NLRB, 461 U S 731
(1983), the Supreme Court stated, at 747
-
-
If a violation is found, the Board may order the employer to reim-
burse the employees whom he had wrongfully sued for their attor-
ney's fees and other expenses It may also order any other proper
relief that would effectuate the policies of the Act 29 U S C §
160(c) (Footnote omitted )
14 The Board has 'also required an employer to make whole an em-
ployee for legal expenses incurred in defending himself upon his arrest
and conviction for violating an unlawful no-solicitation rule, Baptist Me-
Accordingly, we shall require the Respondents
to reimburse the Charging Parties for lost wages
and benefits, as well as travel and other expenses,
resulting from their appearance before - the trial
board on 16 June, and shall issue a new remedy,
order, and notice to employees.1 s
REMEDY
Having found that -Respondent Local and Re-
spondent `District Council have engaged in certain
unfair labor practices, we shall order them to cease
and desist and to take certain affirmative action de-
signed to effectuate the policies of the Act.
Respondent Local having unlawfully filed inter-
nal union charges against
Breniman and Jensen,
and Respondent District Council having unlawfully
scheduled trials, tried, judged, and admonished
Breniman and Jensen, we shall require them to
remove from their files all references to the unlaw-
ful disciplinary actions and to notify Breniman and
Jensen in writing that they have done so and that
the disciplinary action will not be used
against
them in any way. We shall also order the Respond-
ents jointly and severally to make whole Breniman
and Jensen for any loss of earnings and other bene-
fits they may have suffered as a result of Respond-
ent's unfair labor practices and for any travel or
other expenses they may have incurred by attend-
ing the Respondent District Council's trial board
proceeding on 16 June in Emeryville, California.' 6
Backpay shall be computed as prescribed in F W.
Woolworth Co., 90 NLRB 289 (1950), plus interest
as computed in Florida Steel Corp., 231 NLRB 651
(1977). See generally Isis Plumbing Co., 138 NLRB
716 (1962).
ORDER
The National Labor Relations Board orders that
A. Respondent Laborers International Union of
North America, Local Union No. 294, Fresno, .
California, its officers, agents, and representatives,
shall
1. Cease and desist from
mortal Hospital, 229 NLRB 45, 46 (1977), and in defending against an un-
lawful injunction action, Liberty Mutual Insurance Co, 235 NLRB 1387
(1978)
is We overrule Transit Union and Television Wisconsin to the extent in-
consistent with today's decision Contrary to Television Wisconsin, we find
no basis for applying the "Amehcan" rule against providing legal ex-
penses to the prevailing party in a lawsuit, to preclude the remedy in the
instant case In Alyeska Pipeline, 421 U S 240, 258-259'(1975), the Su-
preme Court pointed out that the rule would not apply "when the losing
party has 'acted in bad faith, vexatiously, wantonly or for oppressive rea-
sons "' We find that the Respondents' conduct fits well within the stated
exception
16 As we are unable conveniently to ascertain the distance between the
Charging Parties' jobsite and Emeryville, we deny the General Counsel's
request to take administrative notice that 200 miles separates the two
points, and leave the matter to compliance
LABORERS NORTHERN CALIFORNIA COUNCIL (BAKER CO)
281
(a) Filing internal union charges against employ-
ee-members for filing unfair labor practice charges
with the Board.
(b) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a)
Rescind the internal union charges filed
against - Eric- Breniman and -Michael Jensen on 16
May 1983 and 18 May 1983, respectively, and
jointly with Respondent District Council and sev-
erally make whole Breniman and Jensen for any
loss of earnings and other benefits they may have
suffered, and for any travel and other expenses
they may have incurred as a result of attending the
Respondent District Council's trial board proceed-
ing on 16 June 1983 in Emeryville, California, in
the manner set forth in the remedy section of this
decision.
_
(b) Remove from its files any references to the
unlawful charges and notify Breniman and Jensen
in writing that it has -done so and that it will. not
use the charges against them in any way.
(c) Preserve and, on request, make available to
the Board or its agents for examination and copy-
ing, all records necessary to analyze the amount of
its liability under the terms of this Order.
(d) Post at-its meeting halls, offices, hiring halls,
or any places where it customarily posts notices to
its members in Fresno, California, copies of the at-
tached notice marked "Appendix A."17 Copies of
the notice, on forms provided by the Regional Di-
rector for Region 32, after being signed by the Re-
spondent Local's authorized representative, shall be
posted by the, Respondent Local immediately upon
receipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to members are customarily posted. Reasona-
ble steps shall be taken by the Respondent Local to
ensure that the notices are not altered, defaced, or
covered by any other material.
(e) Sign and return to the Regional Director suf-
ficient, copies of the notice for posting by Granite-
Ball-Groves and Hayward Baker Company, if will-
ing, at all places where notices to employees are
customarily posted.
(f)
Notify the Regional Director in writing
within 20' days from the date of this Order' what
steps the Respondent Local'has taken to comply.
II If this Order is enforced by a Judgment of a United States Court of
Appeals, the words in the notice reading "Posted . by Order of the Na-
tional Labor Relations Board " shall read "Posted Pursuant to a Judgment
of the United States Court-of Appeals Enforcing an Order of the Nation-
al Labor Relations Board "
B.
Respondent
Northern
California
District
Council of Laborers, Emeryville, California, its of-
ficers, agents, and representatives, shall
1. Cease and desist from
(a) Scheduling for trial, trying, judging, and ad-
monishing
employee-members for filing unfair
labor practice charges with the Board.
(b) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Rescind the unlawful trying, judging, and ad-
monishing of Eric Breniman and Michael Jensen
for filing unfair labor practice charges with the
Board and jointly with Respondent Local and sev-
erally make whole Breniman and Jensen for any
loss of earnings and other benefits they may have
suffered, and for any travel or other expenses they
may have incurred as a result of attending its trial
board proceeding on 16 June 1983 in Emeryville,
California, in the manner set forth in the remedy
section of this decision.
(b) Remove from its files any references to its
unlawful conduct and notify Breniman and Jensen
-in writing that it has done so and that it will not
use the trials against them in any way.
(c) Preserve and, on request, make available to
the Board or its s agents for examination and copy-
ing, all records necessary to analyze the amount of
its liability under the terms-of this Order.
(d) Post at its offices in Emeryville, California,
copies of the attached notice marked "Appendix
B."18 Copies of the notice, on forms provided by
the Regional Director for Region 32, after being
signed by the Respondent District Council's au-
thorized representative, shall be posted by the Re-
spondent District Council immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to members are customarily posted. Reasona-
ble steps shall be taken by the Respondent District
Council to ensure that the notices are not altered,
defaced, or covered by any other material.
(e) Sign and return to the Regional 'Director suf-
ficient copies of the notice for posting by Granite-
Ball-Groves and Hayward.Baker Company, if will-
ing, at all places where notices to employees are
customarily posted.
-
(f)
Notify the Regional Director in writing
within 20 days from the date'.of this Order what
steps the Respondent District Council has taken to
comply.
-
_
,
i a ,See fn
17, above
V
282
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
APPENDIX A
NOTICE To EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE - -
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor' Relations Board has found
that we violated the National Labor-Relations Act
and has ordered us to post and abide by-this notice.
WE WILL NOT, file internal union charges against
our employee-members for filing unfair labor.prac-
tices with the National Labor- Relations Board.
WE WILL: NOT in any like or related manner re-
strain or coerce you in the exercise of the rights
guaranteed you by Section.7 of the Act.
WE'WILL rescind the internal union charges we
filed against Eric Breniman and Michael Jensen on
16 May 1983 and 18 -May' 1983- respectively, and
WE WILL jointly with the Respondent -'District
Council and severally make 'whole Breniman and
Jensen for, any loss of earnings and other benefits
they may have' suffered, plus interest,- and 'for any
travel and other expenses they may have incurred
as a. result, of attending the Respondent District
Council's trial board proceeding held in connection
with the unlawful, internal -union charges, on 16
June 1983 in- Emeryville,- California.
WE WILL remove from our 'files `any references
to the unlawful charges and WE WILL notify Eric
Breniman and Michael --Jensen in = writing that we
have done so and that we will not use the' unlawful
charges against them in, any way'"
LABORERS INTERNATIONAL UNION
OF NORTH AMERICA, LOCAL UNION
No. 294
,
-
•;
f
`
-
,
APPENDIX B
NOTICE To EMPLOYEES AND'MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD'
An Agency of the United States, Government
The National Labor Relations ° Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE ,WILL NOT- schedule - for - trial,' try, judge, or
admonish our: employee-members I for filing unfair
labor practices with the, National L'abor' Relations
Board.
WE WILL -NOT in any like' or related manner. re-
strain or coerce you in the. exercise-; of the ' rights
guaranteed you by Section 7 of the Act. -
WE WILL rescind the unlawful trying,' judging,
and admonishing 'of Eric Breniman, and Michael
Jensen, and WE WILL jointly with Local 294 and
severally make whole' Breniman and Jensen for any
loss of earnings and other benefits plus interest, and
for travel and other expenses -they -may have in-
curred as a result of attending our. trial board pro-
ceeding on 16 June 1983 in Emeryville, California.
WE WILL remove from our files any references
to our unlawful conduct and WE WILL notify Eric
Breniman and Michael Jensen' in writing that we
have done so and that we will not use the unlawful
proceedings against them in any way.
_
NORTHERN
CALIFORNIA
DISTRICT
COUNCIL OF LABORERS
DECISION
STATEMENT OF THE CASE
JERROLD H. SHAPIRO, Administrative Law Judge. The
hearing in this case,-held May 1, 1984, is based on unfair'
labor practice charges filed by Eric'Breniman and Mi-
chael 'Jensen against Laborers 'International
Union of
North
America,
Local' Union
No. 294 (Respondent
Local- Union) and Northern California District Council
of Laborers (Respondent Council,'- collectively Respond-
ent Unions). On May 16, 1983, Breniman filed the charge
in Case 32-CB-1428 against Respondent- Local Union,
On -May 18, 1983, Jensen' filed the charge in Case 32-
CB-1432 against
Respondent 'Local
Union.
These
charges were amended July 19, 1982, by,, among 'other
things, naming Respondent Council 4s'a charged party.
Thereafter the Regional Director of the- National Labor
Relations Board (Board), Region -32,- on behalf of the
Board's Gerieral'Counsel issued a consolidated complaint
in this proceeding 'on July 28, 1983, which was amended
November 16 and 23, 1983, alleging that the Respondent
Unions-have engaged in unfair labor practices within the
meaning • of Section- 8(b)(1)(A) and (2) of the National
Labor Relations Act. More specifically the complaint as
amended alleges that Respondent Local Union violated
Section 8(b)(1)(A) by telling an employee that he should
vote for Respondent's president in the next .local union
election in return for having been preferentially dis-
patched for employment, violated Section 8(b)(1)(A) by -
filing internal union charges with Respondent Council
against Breniman and Jensen because they filed unfair
labor practice charges against, Respondent Local Union,
and, .violated Section 8(b)(2).and (1)(A) by. refusing to
dispatch Breniman to a job because he filed, an unfair
labor practice charge against Respondent Local Union
and/or because of other bad faith, -unfair or invidious
reasons. The complaint alleges that Respondent Council
violated
Section 8(b)(1)(A) by citing
Breniman and
Jensen to appear before. a trial board of Respondent
Council to answer • the above-d`e`scribed internal union
charges, by :finding them guilty of engaging in the, con-
duct • alleged in Respondent Local Union''s charges, and
by admonishing them for 'engaging - in the conduct. Re-
spondent Unions filed answers which denied that they
violated the Act as alleged and, as amended, affirmative=
LABORERS' NORTHERN CALIFORNIA. COUNCIL (BAKER CO.)
ly urged that the Board -defer exercising its jurisdiction
in this matter to the grievance-arbitration machinery of
the governing collective-bargaining agreements.I
On the entire record, from my observation of the de-
meanor of the witnesses, and having considered the
postheanng briefs, I make the following
FINDINGS OF FACT
1. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Evidence
1. Background
Respondent Unions represent employees employed on
a hydroelectric power project- (Helms Project) being de-
veloped by Pacific Gas & Electric Company , in .the
mountains east of, Fresno, California. The general con-
tractor for the
elms Project is Granite-Ball-Groves.
One of the contractors on the Helms Project, was ,the
Hayward Baker Company which from, approximately
March 1983 through approximately July 1983 performed
certain ground modification work there.
Respondent Local Union, a constituent local of Re-
spondent Council, has geographical jurisdiction over the
laborers work being done at the Helms Project. Granite-
Ball-Groves and Respondent Council are parties to two
collective-bargaining agreements: the 1983-1986 Tunnel
Master Agreement and the 1983-1986 Laborers Master
Agreement. Hayward- Baker Company and Respondent
Council are parties to the 1983-1986 Tunnel Master
Agreement. These collective-bargaining agreements in-
clude exclusive hiring hall provisions, pursuant to. which
Granite-Ball-Groves and Hayward Baker -Company hired
the laborers they used on the Helms Project through Re-
spondent Local Union's hiring hall., Respondent Local
Union's, president and field representative, Billy Leonard,
was primarily responsible for dispatching the laborers to
the several employers on the Helms Project with con-
tracts with Respondent Council and for administering
these contracts.
2. President Leonard allegedly informs Richard'
Jaster'that he should vote for Leonard in the next=
union election'' in return for having been
preferentially dispatched
-
On the date of the hearing in this case, May 1, 1984,
President Leonard was actively campaigning ,to, be -re-
elected to his position. as',president, of the Respondent
Local -Union in an election to. be held in the immediate
future.2 But in February 1983 Leonard had not started
i In-their answers Respondent Unions admitted that they are labor or-
ganizations-within the meaning of Sec 2(11) of the Act Also at: the start
of the hearing, Respondent Unions admitted the factual-allegations of the
amended complaint, which establish that the two employers herein,
Granite-Ball-Groves and Hayward Baker Company, each meet one of the
Board's applicable discretionary j urisdictional standards and are employ.
ers engaged in commerce within the meaning of Sec 2(6) and (7) of the
Act I therefore find that it would effectuate the policies-of the Act for
the Board to assert its jurisdiction over the alleged unfair labor practices
herein
-
2 The date of the election was scheduled to be decided at the May 7,
1984 membership meeting
'
.
,
, '
,
28
his reelection 'campaign nor is there evidence that
anyone else was campaigning to be elected for union
office at that early date.'- - '
'
On February"24,•1983, Richard Jaster began work for
Granite-Ball-Groves at the Helms Project as a miner.
When the employer hired him for this position do Febru-
ary 23, 1983, Jaster was not a member-of Respondent
- Local Union nor was he registered on the out-of-work
list maintained'by Respondent Local Union's-hiring hall.
On that date Jaster 'went' to the Granite-Ball-Groves
offfce•at the Helms Project and asked the Company's job
superintendent, Pat Hoover, for a job. In response to
'Hoover's questions, Jaster stated that he was qualified to
do miner's work and that, although he was'hot a member
of -Respondent Local Union, he had enough money to
join the Union but could not afford to do so until he
knew that he. had a job. Hoover told Jaster- that he
would begin work for the Company the next day and
that he should go immediately to the Respondent Local
Union's hiring, hall and join the Union and that the Com-
pany's dispatcher would telephone the Union's dispatch-
er,and ask for, Jaster by name.3
- On February 23, 1983, pursuant to the job superintend-
ent's instructions, Jaster
went to Respondent Local
Union's liiring hall. He filled out' the necessary paper-
work to join the Union and paid his union dues and fees
and, after waiting in the' hiring hall for approximately 3
hours, the.Union's dispatcher, President Leonard, on re-
ceipt of the Employer's referral request for Jaster, filled
out a referral slip.and gave the'slip to Jaster who took it
to the 'Employers,the next day when he commenced
working.
All of the foregoing, is undisputed. In dispute is the
conversation between,Jaster and Leonard when Leonard
handed him the referral slip. I shall evaluate the conflict-
ing testimony of Jaster and Leonard concerning their
conversation:-
^`
-
- •
-
Jaster's testimony is as follows:
'
After' I had got `my dispatch, when I was getting
ready to -leave, I \was talking to Billy [Leonard] a
little bit, and he told me that he had done me a
favor by allowing tree -to be hired this way and go
The hiring hall provisions of Granite-Ball-Groves contracts with Re-
spondent Council permit the-emphyer to request a job applicant by name
to do miner's work without regartto the order of that applicant's regis-
tration on the hiring hall's out-ofwork list
However, the contractual
hiring hall provisions specifically pnvide that the applicant must be reg-
istered on the hiring hall's out-of-Mork list and be qualified to. 'do the
work Thus sec 7B(13) of the'MasterTunnel Agreement provides in per-
tinent part that
\
[Tlhe individual employer may specifically request that a particular .
named workman who was registerti in a hiring hall of a local union
be furnished to him to perform wirk as [a miner] and the Local
Union will furnish such workman ti. the individual employer in ac-
cordance with such request, wtthoutt:egard to the order of registra-
tion of the' workman , provided that sich person is registered on the
employment list of the appropriate 1601 union of the Union and has
qualified himself for work in this classiicatibnl
Under the circumstances the testimony of^Respondent Local Union's
business
manager
and secretary-treasurer, Chester
Mucker; that the
Master Tunnel Agreement states that an emtoyer can ask for 'an appli-
cant by name even if the applicant is not regispred on Respondent Local
-Union's out-of-work list, is false
•
284
. DECISIONS OF NATIONAL- LABOR RELATIONS BOARD
to work like that when there were so many mem-
Hayes Baker Company, and Jensen by - Granite-Ball-
bers on the board, and he pointed to the board [re- ' Groves.
-
-
ferring to the out-of-work register]. And he said,
Breniman's May 16,'1983 unfair; labor practice charge
you know, that there were'elections,coming up and • . alleges '- that Respondent Local Union violated Section
for me to remember that the Union had done me- a
8(b)(1)(A) because.
favor, by allowing me to join and go to work in the
same day. I told him, "well, I.probably won't-be in
During the six month period immediately preceding'
this area come election time,. so it won't make any
the filing of this charge, the above-named labor or-
difference if you have. my vote or not." And he said
ganization, 'through its officers, agents and repre-
I'd be back-I told him I'd be back up north
sentatives, has 'interfered with, restrained, and co-
by then because I don't live here. I just ,came to
erred Eric Breniman and other registered out-of-
work at this one job as long as I could. He said
work members- in the exercise of their Section 7
there'was going to be a good ten years worth of
rights by giving job referrals in exchange for politi-
work '-in these mountains and that most likely' I
cal support rather than according to their place on
would-be. back someday, and to remember that the -
the Union's out-of-work list.
`
union had done me a favor:
Jensen's May '18, 1983 unfair labor practice charge 'al-
Leonard testified that when he gave 'Jaster ,his job re-
leges that Responde'nt Local Union violated Section
ferral slip that, "I just told him that, I explained to him
•g(b)(1)(A) of the Act'by dispatching persons for employ-
what-where io go, what to' do, 'and I gave-explained
ment "in violation of its hiring hall rules, in 'violation of
to him the copies, the white copy goes to the employer,
its collective-bargaining agreements with the employers
and the yellow copy stays.-with-on his'person so he can
• .'
and based on'arbitrary, irrelevant and invidious con-
have it for his records." Leonard specifically denied stat-
siderations."
'
ing that he was ;doing Jaster a favor or -that' he talked
On May 18, 1983, immediately on receipt 'of Breni-
with Jaster about ;the number of people registered on the
man's unfair labor practice charge, Leonard; acting in his
out-of-work list or that he mentioned anything about an
capacity as the president and field representative of Re-
election.
spondent Local Union, wrote to George Goodfellow, the
I credit Jaster's above-described, testimony and reject
secretary-treasurer of the Respondent `District- Council,
Leonard's denial oftthe remarks that Jaster attributed to
that he desired to bring 'charges' against Breniman ""for
him, because when they testified about,the disputed con-
violation of Article 16-Section 2 of the Laborers' Inter-
_versation Jaster's demeanor was 'good, whereas Leon-
, .
national Union Constitution'and "under Article 3-Sec-
ard's was poor. Also Jaster was a.disinterested witness.
tion 1-Paragraph (d) and Article 3-Section 3-Para-
There is no evidence that faster' was a friend of either of , graph` (d) . for 'violation of the Laborers" Uniform Local
the Charging Parties or was otherw>se sympathetic -with
a
Re-
Union Constitution." In support of his charges Leonard
their efforts to unseat, the incumbent -officials,
sympathetic
enclosed a copy of the May 16, 1983 unfair labor prac-
spondent Local Union. Nor is there, evidence that Jaster
tice charge filed by Breniman with the Board and stated
otherwise had reason to be ,hostile ,toward the Respond-
•`to' Goodfellow that "[o]n May' 16, 1983 this member filed
ent Local Union and/or its President Leonard or was in
•
charges against me with the National Labor Relations
fact hostile toward them.. Quite,,the, opposite there is
- Board, he alleged that during the -last 6 months, that I
every reason to suppose, that Jaster, 'at the time he gave
had violated Section 7."
his affidavit-to the Board in June1983 and when he tests-
On May 23, 1983, immediately on receipt of Jensen's
fled in this proceeding, was frierdly disposed toward Re-
unfair labor practice charge, Leonard, acting in his ca-
spondent Local Union and Leonard inasmuch as Leon-
pacity as president and field representative of Respond-
ard had promptly complied [with 'Granite-Ball-Groves'
ent Local Union, wrote -to George Goodfellow, the sec-
request and referred faster to a job.
retary-treasurer of the Respondent District Council, that
3. President Leonard frleth'nternal union charges
he desired to bring charges against Jensen "for failure to
against Eric 'Breniman and Mike Jensen;
,
Respondent Council rrbcesges these charges
4 After the'General Counsel and.Respondent Unions presented their
allegedly because Breni>an and Jensen filed unfair
cases and -argued orally, I'noted that the constitutional provisions re-
ferred to in the internal union charges brought against the Charging Par-
1abor practice'chargesagainst Respondent Local -
, ties were not in evidence, whereupon the General Counsel asked that a
anion
•
_
'
document be admitted into evidence, G C Exh 10, which she stated that
she'believed contained the relevant constitutional provisions Respondent
On May 16, 1983,. Charging Party Breniman filed his
Union's lawyer questioned-the authenticity of this document and also ob-
original unfair labor practice charge in . this, proceeding
jected to its receipt on-the basis of untimeliness I sustained Respondent
against • Respondent •Local Union ! and it was
actually
Union's objections
The General-.Counsel in her posthearing brief asks
served on the Union v4ay 18, 1983.; On May 18, 1983,
that the hearing be reopened so that the General Counsel may.submit
evidence concerning the language.of the constitutional provisions under
Charging Party Jensen filed his. original, unfair labor
which Breniman and Jensen -were charged and tried I deny this motion
.practice .charge •-rn; ti is proceeding
against -Respondent
for the reason that it does not involve newly discovered evidence Nor
'Local Union and rtwas actually, served on -the Union
are,there equitable considerations present which persuade me that-the
May 23, 1983, Brenman and'Jensen are members of Re-
General Counsel be,.permitted to present evidence-which should have
I
been presented during the General Counsel's case-in-chief, or at the very
spondent Local Unbn and during. the time material were
least sometime before the parties had concluded their presentation-of the
employed as labor.'rs at-the Helms Project, Breniman by
evidence and argued orally
•
i
-
-
LABORERS NORTHERN CALIFORNIA COUNCIL
(BAKER CO)
Y_
comply with the Laborers' International Constitution,
under Article 16, Section 2" and "under Article 3, Sec-
tion 1, Paragraph (d) and Article 3,.Section 3, Paragraph
(d) for. failure to comply with the ,Laborers' Uniform
Local Union Constitution" and "for violation of Section
3, Paragraph 17 and : 18 under the Laborers '
Master
Agreement, also Section 7, Paragraph 17 and 18 of the
Tunnel Master Agreement."5 In support of these charges
Leonard enclosed a copy of Jerisen's unfair labor prac-
tice charge filed against the Respondent. Local Union on
May 18, 1983.
On May 25, 1983, George Goodfellow, in his capacity
as the secretary-treasurer of Respondent Council, wrote
Breniman and Jensen as follows.
RE: Union Trial Charges
Dear Sir and Brother:
The [Respondent Council] has received charges
against you by Brother Billy R . Leonard, member
of Local 294, copy of which you have received.
This is to officially notify you that 'the [Respond-
ent Council's] Trial Board has set the date of trial
for Thursday, June 16, 1983, at [time] in the [Re-'
spondent
Council's]
office,
1900
Powell Street,
Suite 365, Emeryville, CA 94608.
If you fail to appear, you will tried in absentia
and notified of the outcome of the hearing.
The [Respondent Council] will 'not be responsible
for any costs incurred by you in attending this trial.
On June '16, 1983, the Respondent Council' s
trial
board convened as scheduled . Breniman and Jensen testi-
fied on their own behalfs'before the trial board.
On June 24, 1983, Respondent Council's trial board
issued its decision in the form of identical letters ad-
dressed to Breniman and Jensen signed by each of the
members of the trial board The decision read as follows:
Following are the findings of the [Respondent
Council's] Trial Board in the matter of the charges
filed by Brother Billy. Leonard. . .
In the testimony given the accused admitted that
he did not. avail himself .of the provisions of, Sec-
tions 3(b), 17 and 18 of the Laborers Master Agree-
ment and Section 7(b), 17 and 18 of - the Tunnel
Master Agreement, and failed to exhaust the reme-
dies provided therein: In violation of Article 16,
Section '2 of the Laborers International Union Con-
stitution
.
The Trial Board finds the accused . .
guilty of
the charges filed, and admonishes the accused to
recognize his obligation and right as a member to
utilize the provisions of the Constitutions and work-
ing agreements of'the Laborers Union.'
5 Sec 3B(17) and (18) of the Laborers Master Agreement and sec
7B(17) and. (18) of the Tunnel Master Agreement provide in 'pertinent
part that "any person aggrieved by the operation of the hiring hall shall
submit his grievance . to. the permanent hiring hall neutral arbitrator"
within a certain number of days after the occurrence of the grievance,
and further provides that the Arbitrator shall have full power to adjust
the grievance, and his decision thereon shall be final and binding upon
the person submitting the grievance and all parties hereto
285
4. President Leonard's alleged refusal to dispatch
Breniman because he filed an unfair labor practice
-
charge
On May 12, 1983, Respondent Local Union dispatched
Breniman to the Helms Project to work as a general la-
borer on the day shift for Wismer & Becker, one of the
project's contractors. He was employed by Wismer &
Becker until May 26, 1983, when he quit his employment
and on the same day was dispatched' by Respondent
Local Union's hiring hall to the project toi work for
Hayward Baker Company as a miner on the graveyard
shift. He was dispatched to this job from Respondent
Local Union's hiring hall by Billy Leonard who, besides
being the Union's president and field representative, also
works as a dispatcher and was the dispatcher primarily
responsible
for
dispatching
workers to the Helms
Project. Jerry Nichols, an office administrator for the
Hayward Baker Company, who was responsible for re-
questing laborers from Respondent Local Union's hiring
hall, was the Hayward Baker Company official who
spoke to' Leonard on May -26 about Breniman's employ-
ment. There is a significant conflict between Leonard's
testimony and Nichols' testimony about their May 26,
1983 conversation which resulted in Breniman's dispatch.
Their conflicting testimony is set forth and examined
hereinafter. However, first I note that it normally takes
approximately '3-1/.2 hours for a person to drive to and
from Respondent Local Union's hiring hall `and the
Helms Project and that the contract between Respondent
District
Council' and the Hayward Baker Company,
which governs the employment of laborers by Hayward
Baker on the project, provides in pertinent part that each
person who is dispatched to an employer shall ' receive
from Respondent Local Union a written referral slip in-
dicating ' the
name,' address, social security account
number, type of job, date ofemployment, and referral
and that the referral slip is to ' be' given by the person dis-
patched to an employer representative' at the jobsite.
Nichols, ,anwitness for the'General Counsel, on direct
examination testified that he telephoned Leonard at ap-
proximately 10:30 a.m.'and'asked that Leonard dispatch
to'the employer several laborers, whom Nichols -asked
for by name. One of the persons named by Nichols was
Breniman , whom Nichols indicated he wanted to start
work that day on the graveyard shift. Nichols further
testified that he asked. Leonard if Breniman's wife could
pick up Breniman's referral slip and bring it to Breniman
so that Breniman, after finishing work that day for
Wismer & Becker at 3.30 p.m., ` could be off work for 8
hours before starting working on the graveyard shift that
day for Hayward Baker . Leonard, according to Nichols,
replied by stating, "I cannot- do this this, time" and ex-
plained, as Nichols testified: "I'm having a problem,with
Eric' [Breniman] -and Mike Jensen due to another suit
that I'm involved' in, or something-I'm not positive of
exact-litigation; whatever it' was,'- that they were having
problems with Mike Jensen and Eric Breniman involved
in something and that ' he-would use this against them."
The conversation ended with Nichols stating, "okay, no
problem." Because Breniman was unable to get the nec-
essary referral slip that day, Nichols -testified that Breni-
286
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
man' could not begin 'work that day (May 26) on the
graveyard shift but instead commenced work the next
day (May 27) on the graveyard shift.
Leonard, a witness for Respondent Local Union, testi-
fied that there was only one conversation between Leon-
ard and Nichols on May 26, 1983, and that it took place
between 9 :30 and 10 a.m., when Nichols telephoned and
asked Leonard to dispatch several persons , whom he
named, to the Helms Project and that one of the persons
he asked for was Breniman. Leonard further testified that
with respect to Breniman 's dispatch Nichols asked, "Is
there any way that you can send Breniman's dispatch to
our office 'in the mail?" Leonard's reply, according to his
testimony, was: "No, sir. I've never done that . I'm not
going to start now because ' we run a business here. I
don't know if Eric Breniman's in that office or not . : .
if he comes down here and I hand him that dispatch per-
sonally, myself, I know its the gentleman"" and "that is
the only way I'll dispatch him." Leonard specifically
denied stating 'to Nichols that Leonard was having prob-
lems with Breniman and Jensen or that he said anything
about a lawsuit or that Nichols mentioned Breniman's
wife or asked Leonard to give Breniman's wife Breni-
man's referral slip to bring to the jobsite.
Lastly Leonard testified that later during the day, May
26, 1983 , between 3 and 4 p.m., that Breniman came 'to
Respondent Local Union's hiring hall and asked whether
Leonard had a work call for him, that Leonard answered
in the affirmative and wrote a referral slip which he
handed to Breniman: with instructions to keep one copy
and give the other copy to the employer and that this
ended the conversation. This referral slip (R. Exh. 4) in-
dicates that Leonard noted that,Breniman was' to report
to work for Hayward Baker on May 26, 1983, on the
graveyard shift.6
I reject Nichols' description of his May 26, 1983 con-
versation with Leonard 'about Breniman's referral for the
reason that Nichols' testimonial demeanor was poor and
Leonard's was good, when they testified about this sub-
ject. Furthermore, as described infra, Nichols' testimony
in certain significant' respects was inconsistent and inher-
ently incredible and was inconsistent' with what he told
the Board's General Counsel in the affidavit he submitted
during the investigatory stage. of this case
As described supra, on direct examination Nichols tes-
tified in effect that he had one conversation with Leon-
ard about Breniman's May 26, 1983 referral slip and that
it took place at approximately 10:30 a.m' when Nichols
asked whether Breniman's, wife could pick up the refer-
ral slip at the Union's office and bring it to the jobsiie,
thus saving Breniman from making the 34 /2 hour trip to
the Union's office and enabling him to begin work for
the employer that night In response Leonard stated,,ac-
cording to Nichols' testimony, that Leonard and 'the
Union were having problems with Breniman and Jensen
involving some sort of a "suit" and that because of this
Leonard would not allow Breniman's wife to' take the re-
ferral slip. On cross-examination, however, Nichols'gave
6 The above description of Leonard's May 26, 1983 conversation with
Bremman is based on Leonard's undenied testimony Breniman did not
testify
a different description of-what occurred. "He testified-that
on May 26, 1983; he had two separate conversations
with Leonard about- Breniman 's referral slip.' The first
conversation, he testified, took place between 10:45 and
11 a.m. and that he asked Leonard whether one of the
other workers being referred to the project by the Union
that day could bring
Breniman's referral slip to the
project and that, in refusing this request, Leonard told
Nichols that he was having a problem with Breniman
and Jensen involving "some type of a suit." Nichols fur-
ther testified that later the same day between 2:30 and
3:30 p m. he again telephoned Leonard and stated that
Breniman's wife was in town and asked whether Leon-
ard could give Breniman's referral slip to his wife to
bring back to the project, so that Breniman could start
work that night, and that Leonard replied by stating:
"You know we talked about it. I just can't do it."
Not only does Nichols' testimony that he had two
conversations with Leonard, on, May 26, 1983, about
Breniman's referral slip differ from his earlier testimony,
but the affidavit Nichols submitted to the Board's Gener-
al Counsel in the investigatory stage of this case refers
only to one such' conversation. Moreover, the explana-
tion iii the affidavit attributed by Nichols to Leonard for
refusing to allow Mrs. Breniman or one of the other
workers to bring Breniman's referral slip to the project
does not jibe with Nichols' testimony Nichols testified
that Leonard's refusal was expressed in terms of a prob-
lem the Union was having with Jensen and Breniman
concerning' some sort of a "suit," whereas in his affidavit
Nichols stated that Leonard expressed his refusal in these
terms: "Leonard said I have to go by the rules and make
him pick it up because if I don't he'll use it against me."
Nichols offered no explanation for the inconsistency be-
tween the words attributed to Leonard in Nichols' affi-
davit and testimony Lastly, the circumstances reveal
that Nichols' testimony that he asked Leonard whether
Breniman's wife could pick up Breniman's referral slip at
the Union's office was inherently incredible. Logically
Nichols could not have made this request of Leonard be-
cause, on the day in question, it is undisputed that Nich-
ols did not have the slightest idea of where Mrs. Breni-
man was visiting in Fresno, California, the location of
Respondent Local Union's hiring hall, or when she in-
tended to return to the project, and did not have the
slightest idea of how to reach her. Nichols, failed to ex-
plain why he would have asked Leonard to give the re-
ferral slip to Mrs. Breniman when Nichols had no way
of contacting Mrs. Breniman to ask her to go to the
Union's hiring hall
.
It is for all of the foregoing reasons, especially, includ-
ing my impression that demeanorwise Leonard was a
more credible witness than Nichols when they testified
about Breniman's May 26, 1983 referral slip, that I have
credited Leonard's and rejected Breniman's testimony 7 I
r In crediting Leonard's testimony over Nichols' I have considered
Nichols' status as a disinterested witness and the fact that during cross-
examination Leonard falsely testified that on May 26, 1983, he was with-
out knowledge of the unfair labor practice charges filed by Breniman and
Jensen Nevertheless,- for the reasons set forth herein I am persuaded that
Nichols was an incredible witness and that relatively speaking Leonard
was the more credible of the two
LABORERS NORTHERN CALIFORNIA COUNCIL (BAKER CO)
therefore find that on May 26, 1983, when Nichols re-
quested that Leonard refer Breniman, that Nichols asked
whether Leonard would mail Breniman's referral slip to
the Employer's office and that Leonard replied by stat-
ing that he could not do this because it was contrary to
the Union's usual procedure which required that the
person being dispatched pick up the referral, slip person-
ally.
As I have found supra, the governing collective-bar-
gaining agreement herein provides that, before referring
a new hire to a jobsite, Respondent Local Union must
give the new hire a referral slip to transmit to the em-
ployer's 'representative.
The testimony of President
Leonard and Chester Mucker, Respondent Local Union's
business manager and secretary-treasurer, establishes that
as a matter .of policy the Local Union requires that a
new hire pick up the referral slip in person before start-
ing work and that the reason for this policy is to. pre-
clude workers who use the Union's hiring hall from
fraudulently using other workers' names. The only ex-
ception to this policy occurs on the rare occasions when
employees have been laid off by an employer and shortly
thereafter the same employer recalls them back to work.
`Nichols"corroborated Leonard's and Mucker's testimo-
ny that it was the usual policy of the Local Union to re-
quire that a new hire personally pick up his referral slip
to transmit to the employer before starting work and that
in fact the Hayward Baker Company would not'permit a
new hire to begin work prior to the Employer's receipt
of the referral slip. However, during his direct examina-
tion Nichols testified that during his approximately 3-1/2
months of employment with Hayward Baker there were
two instances when Leonard permitted referral slips to
be transmitted to the Employer by persons other than
the new hires themselves. He testified that the first such
instance took place in the dead of winter and involved
one or two .persons who lived in the immediate vicinity
of the Helms Project or were already at the site of the
project. According to Nichols, the reason Leonard al-
lowed this deviation from the Union's usual policy was
because the hazardous winter driving conditions ex-
tended the drive from the project to the Union's office
and back from the usual 3-1/2 hours to 5-1/2 hours.8 Re-
garding the second instance where Leonard allegedly
permitted a new hire to start work who did not personal-
ly pick up his referral slip, Nichols, when questioned
about the specifics of this instance, in effect testified that
there was no such second instance Rather, he testified
that he was referring to the May 26, 1983 above-de-
scribed episode involving Leonard's refusal to send Bren-
iman's referral slip to the jobsite via someone other than
Breniman.
But during cross-examination
when asked
whether between the first instance which took place in
the dead of winter and the May 26 instance involving
Breniman, there was another situation when Nichols
asked Leonard for permission to allow a new hire to
commence work even though the new hire had not per-
a On cross-examination Nichols inconsistently testified that the reason
Leonard at this time allowed a deviation from the Union's policy of re-
quiring that new hires personally pick up their own referral slips was that
the employer at that time was "gearing up, hiring a lot of people "
287
sonally picked up the referral slip from the Union's
hiring hall,
Nichols testified: "I
made the request a
couple a, three times, but it's-I do not remember;! it is
pretty vague with me."
I find, assuming that Nichols' above-described testimo-
ny is believable,9 it establishes that the Union once devi-
ated from its usual procedure of not allowing new hires
referred to the Helms Project to go to work without per-
sonally picking up their referral slips from the Union and
that the reason for this isolated deviation from its usual
policy was that it was in the dead of winter and since it
was in the dead of winter that the driving conditions be-
tween the project and the Union's hiring hall were haz-
ardous, thus making it difficult for the new hires who
were already at the site of the project to drive down the
mountain to the Union's office and back.
B. Discussion and Conclusionary Findings
1. Whether the issues raised by the complaint
should be deferred to the grievance-arbitration
provisions of the governing collective-bargaining
agreements
Section 7B(16) and (17) of the Tunnel Master Agree-
ment and section 3B(16) and (17) of the;Laborers Master
Agreement, the governing collective-bargaining agree-
ments in this case; read in pertinent part, as follows:
(16) Selection of applicants for referral to jobs
pursuant to this agreement shall be on a non-dis-
criminatory basis and shall not be based on, or in
any way affected by, union membership, by-laws,
rules, regulations, constitutional provisions, or any
other aspect or obligation of union membership,
policies or requirements.
(17) Any person aggrieved by the operation of
the hiring hall shall submit his grievance to the per-
manent hiring hall neutral arbitrator provided that
such submission is made in writing stating the rea-
sons for the grievance, within 10 working days after
the occurence of the grievance. The arbitrator shall
have full power to adjust the grievance and his de-
cision thereon shall be final and binding upon the
person submitting the grievance and all parties
hereto . . . . the costs: of arbitration shall be borne
equally by the Employer and Union regardless of
who the Local Union on individual employer is.
Respondent Unions urge that each of • the complaint's
unfair labor practice allegations are cognizable under the
terms 'of the above-described - contractual hiring hall
grievance-arbitration procedure and should be resolved
pursuant to those provisions. 10 Accordingly, Respondent
9 As was the case with his testimony about Bremman's May 26,- 1983
referral, Nichols' testimonial demeanor was pooh when he testified about
the Union's alleged deviations from its usual policy of requiring new
hires to personally pick up their referral slips before starting work
10 There is no dispute that the complaint's allegations pertaining to
Jaster's referral and the hiring hall discrimination against Breniman are
cognizable under the hiring hall grievance-arbitration provisions con-
tained in the governing collective-bargaining contracts
However, with
Continued
288
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Unions, citing United Technologies Corp, 268 NLRB 557
(1984), urge the Board to defer the exercise of its juris-
diction in this case to the above-described contractual
grievance-arbitration provisions dealing with hiring hall
grievances. The General Counsel urges that deferral is
inappropriate with respect to any of the complaint's alle-
gations because the interests of the aggrieved employees
are in conflict with the interests of the Respondent
Unions and that, in any event, the complaint's allegations
dealing with Breniman and Jensen are not deferrable
since they involve the issue of whether Respondent
Union treated them, as alleged in the complaint, because
they filed unfair labor practice charges with the Board I
agree with the General Counsel's position for the follow-
ing reasons
The Board, subsequent to
United Technologies, held
that complaint allegations that an employer-respondent
violated Section 8(a)(4) of the Act for discharging or
otherwise discriminating against employees because they
filed charges with the Board would not be deferred to
the parties' contractual grievance-arbitration machinery
International Harvester Co., 271 NLRB 647 (1984). The
reason for this, the Board stated, is that these allegations
involve the question of employees' access to the Board's
processes, an issue which is solely within the Board's
province to decide. In the instant case the complaint in-
sofar as it pertains to Charging Parties Breniman and
Jensen alleges- that Respondent Unions violated Section
8(b)(1)(A) and (2) of the Act by engaging in the conduct
alleged in the complaint because Breniman and Jensen
filed unfair labor practice charges with the Board. Thus,
based on the Board's decision in International Harvester, I
am of the view that deferral with respect to the. allega-
tions of the complaint involving Charging Parties Breni-
man and Jensen would not be appropriate.' t -
Regarding the allegation that Respondent Local Union
violated Section 8(b)(1)(A) by telling job applicant .Taster
to vote for Respondent Local Union's president in the
next local union election in return for having been, pref-
erentially dispatched for employment, an issue unrelated
to the complaint's allegations pertaining to Breniman and
Jensen, I am of the opinion, for those reasons set forth
hereinafter, that it would not be appropriate to defer this
allegation to the parties' contractual grievance-arbitration
machinery because Jaster's interests conflict with Re-
spondent Local Union's interests, and for this additional
reason it would also not be appropriate to defer Breni-
man's and Jensen's complaint allegations.
In . United
Technologies
the Board indicated that it
would follow its past practice of refusing to defer to ar-
bitration in those situations "where the interests of the
union which might be expected to represent the employ-
ee filing the unfair labor practice charge are adverse to
those of the employee."
United Technologies Corp , 268
respect to the remaining allegations , those dealing with the internal union
charges brought against Breniman and Jensen , the General Counsel takes
the position that the resolution of the underlying hiring hall grievances
could not resolve these unfair labor practice allegations
i i In view of this conclusion I have not considered whether the unfair
labor practice issues raised by the allegations of the complaint which in-
volve the internal union charges against Breniman and Jensen are cogni-
zable under the contractual hiring hall grievance-arbitration procedures
NLRB 557, 560 (1984) The Board prior to United Tech-
nologies, regardless of the differences of opinion between
the several -Board Members concerning the scope of the
Board's deferral doctrine, consistently refused to defer to
the parties'- contractual grievance-arbitration machinery
in those cases where the interests of the aggrieved em-
ployees were opposed to the interest of the union which
was supposed to represent them and-there was a lack of
evidence that the employers who were party to the con-
tractual grievance-arbitration procedure would represent
the employees'- rights in lieu of the union See Iron Work-
ers Local 433 (RPM Erectors), 266 NLRB 154 (1983);
Electrical Workers IBEW Local 401 (Stone & Webster),
251 NLRB 321 (1980); Iron Workers Local 433 (AGC of
California); 228 NLRB 1420, 1439-40 (1977), Machinists
Lodge 1129 (Sunbeam Corp),
219 NLRB 1019 (1975),
and Iron Workers Local 118 (Bostrom-Bergen), 219 NLRB
467, 470 (1975)
In the instant case,-as described in detail supra, the in-
terests of-the. aggrieved employees are diametrically op-
posed to Respondent Union's interests Nor is there evi-
dence that the interests of the aggrieved employees are
in harmony with the interests of the employers who are
parties to the contractual grievance-arbitration proce-
dure, or that these employers, or any one of them, would
choose to represent the rights of the employees even if
their interests were the same. Thus, the charges in this
case were filed by the aggrieved employees, not by one
of the employers, and there is-no evidence that the inter-
ests of the employers are the same as the interests of the
aggrieved employees or that even if their interests were
the same that the employers, or any one of them, would
be willing to protect these interests 'by representing the
employees
Based on the foregoing I find that deferral to the
grievance-arbitration machinery of the governing collec-
tive-bargaining agreements is inappropriate in this case
because of the conflicting interests of the aggrieved em-
ployees and Respondent Unions and because there is no
evidence that the interests of the aggrieved employees
and the employers who are a party to the contracts are
harmonious or, that even if their interests were the same,
that the-employers, or any one of them, would be willing
to represent the - aggrieved employees during the the
grievance-arbitration proceeding.12
12 In concluding, that deferral to the grievance-arbitration procedure of
the governing collective-bargaining contracts is inappropriate because of
the conflict of interest between the aggrieved employees and the Union. I
considered Respondent Union's proposal to allow the aggrieved employ-
ees to be represented by counsel for the General Counsel or private
counsel Respondent Union's proposal that counsel for the General Coun-
sel represent the-aggrieved employees in the arbitration proceeding is
meaningless because the-Board's General Counsel does not have the stat-
utory-authority to authorize her attorneys to represent aggrieved parties
before impartial 'arbitrators pursuant to the provisions of collective-bar-
gaining agreements negotiated by unions and employers And with re-
spect to the proposal that the aggrieved employees employ their own
lawyers to present their cases to the arbitrator, this proposal is inequitable
because it requires the aggrieved employees to incur the legal expenses of
said representation and. of course, is no remedy for the aggrieved em-
ployees if they-cannot afford the expense of private counsel
LABORERS NORTHERN CALIFORNIA COUNCIL (BAKER CO)
2 Respondent Local Union's president Leonard
allegedly implies to employee Jaster "that
dispatches and/or refet rals to future employment
would be conditioned upon partisan, intra-union
considerations," thereby violating Section 8(b)(I)(A)
of the Act
In support of this allegation the General Counsel pre-
sented, as I have found supra, the following evidence
On February 23, 1983, Granite-Ball-Groves requested
Richard Jaster by name for referral to the Helms Project
from Respondent Local Union's hiring hall The same
day Jaster joined Respondent Local Union and, pursuant
to the employer's request, the. Local Union's president,
Billy Leonard, issued a job referral to Jaster to work for
Granite-Ball-Groves as requested, even though Jaster
was not registered on the Local.Union's hiring hall out-
of-work board, as required by the governing collective-
bargaining contract.
After having issued Jaster his referral slip on February
23, 1983, Leonard remarked that he had done Jaster a
favor by allowing him to go to work when there were so
many unemployed members of the Local Union regis-
tered on the hiring hall out-of-work board and told
Jaster that there were elections coming up and for Jaster
to remember that the Local Union had done him this
favor. Jaster stated that he would not be able to vote for
Leonard because he would not be in the area for the
election inasmuch as he did not live in the area and in-
tended to return home when his job ended.' 3 Leonard
replied that there was going to be a good 10 'years'
worth of work in the area and that most likely Jaster
would return someday and asked him to remember that
the Local Union had done him a favor.
The theory of the complaint, as expressly set forth in
the complaint, is that Leonard's above-described Febru-
ary 23, 1983 remarks to Jaster violated Section 8(b)(1)(A)
of the Act because the words used implied that any
future job referrals by the Local Union to Jaster would
be conditioned upon his casting a vote for Leonard and
the other incumbent officers of the Local Union in the
election scheduled to be held sometime in 1984.14 I do
not agree. I am of the opinion that the words used by
Leonard by themselves, or in the context in which they
were used were not reasonably calculated to lead Jaster
to believe that Leonard was implying that Jaster's future
referrals would be conditioned upon Jaster voting in the
Union's election for the incumbent union officials includ-
ing Leonard.
Rather, Leonard simply pointed out to
Jaster that he had done him a favor and asked him to re-
member that favor come election time if he was still em-
ployed within the Union's geographical jurisdiction.'s It
19 Respondent Local Union's election was not scheduled to take place-
for at least 15 months
14 The complaint as amended alleges that Respondent Local Union
violated Sec 8(b)(1)(A) of the Act when on February 23, 1983, "Billy
Leonard told [employee Jaster] that he should vote for Leonard iv the
next mtraunion election in return for having been preferentially dis-
patched for employment, thereby implying to said employee that dis-
patches, and/or referrals to future employment would be conditioned
upon partisan intraunion considerations "
15 1 reject Respondent Local Union's contention that Leonard's use of
the word "election" in his conversation with Jaster could have just as
easily have been a reference to either the state or local elections as to the
289
is for this reason that I shall recommend that this allega-
tion be dismissed
3 Respondent Local Union President Leonard
allegedly discriminates against Charging Party
Breniman with respect to a job dispatch because he
filed unfair labor practice charges against the Local
Union and/or because of other bad faith, unfair, or
invidious reasons, thus violating Section 8(b)(1)(A)
and (2) of the Act
The complaint alleges that on May 26, 1983, Leonard
refused to dispatch Charging Party Breniman to a job at
the Helms' Project because Breniman filed unfair labor
practice charges
with the Board against Respondent
Local Union and/or because of other bad faith, unfair, or
invidious reasons, thereby violating Section 8(b)(1)(A)
and (2) of the Act I shall for the reasons set forth here-
inafter recommend the dismissal of this allegation.
In support of this allegation the General Counsel pre-
sented evidence that 'on May 26, 1983, Leonard refused
the request of Hayward Baker's 'represeiitative Nichols
that Breniman's wife pick up Breniman's referral slip at
the Local Union's hiring hall and that Leonard stated
that his refusal was based on the fact that he was having
a problem with Charging Parties Breniman and Jensen
because they had filed some sort of a "suit" against him.
However, for the reasons set forth supra, I have rejected
this evidence and have concluded that on May 26, 1983,
when Nichols requested that Leonard refer Breniman to
Hayward Baker that Nichols asked whether Leonard
would mail Breniman's referral slip to the Employer's
office and that Leonard replied by stating that he could
not' do this because it was contrary to the Union 's usual
procedure which required that the applicant being dis-
patched personally pick up the referral slip
-
Also, as I have found supra, the Local Union has a
policy of requiring applicants to personally pick up their
job referral slips and that this policy is consistent with
the provisions of the governing collective-bargaining
agreement and that the only times when the Local Union
deviates from this policy are on the rare occasions when
laid-off employees are recalled to work shortly after
their layoffs and ' when in the winter driving conditions
between the project and the Union's hiring hall are haz-
ardous, thus making it difficult for new hires who are al-
ready at the project from driving down the mountain to
the Union's hiring hall and back. Breniman's situation did
not fit into either of these exceptions.
In summation, Respondent Local Union did not refuse
to dispatch Breniman to a job, as alleged in the com-
plaint, and its insistence that he personally pick up his re-
ferral slip was consistent with the Union's usual policy
and the terms of the governing collective-bargaining
contract. It is for these reasons that I shall recommend
that this allegation be dismissed in its entirety
local union's election. which was not scheduled to take place for at least
another 15 months It is plain from Jaster's reply.to Leonard-"I prob-
ably won't be in this area come election time, so it won't make any dif-
ference if you have my vote or not"-that Jaster quite reasonably inter-
preted Leonard's remark as referring to the union election and that Leon-
ard did nothing to disabuse Jaster of this belief
290
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
t 4. Respondent Local Union files internal union
charges against the Charging Parties because they
filed unfair labor practice charges
I am of the opinion that as alleged in the complaint
' Respondent Local Union violated Section 8(b)(1)(A) of
the Act by filing internal union charges against Charging
Parties 1 Breniman and Jensen because they filed unfair
labor practice charges with the Board against Respond-
ent Local Union. This conclusion is based on the follow-
ing considerations.
It
is
well settled that a union violates Section
8(b)(1)(A)iof the Act by taking coercive action designed
to prevent_an employee from filing an unfair labor prac-
tice charge with the Board or in retaliation for filing a
charge and that neither the proviso to Section 8(b)(1)(A)
nor Section. 101(a)(4) of the Labor-Management Report-
ing and Disclosure Act gives a union the right to engage
in this conduct inasmuch as "any coercion used to dis-
courage, retard or defeat [access by an employee to the
Board's processes] is beyond the legitimate interests of a
labor organization." NLRB v. Shipbuilders, 391 U.S. 418,
424-425 (1968),'_NLRB v. Teamsters Local 294, 470'F.2d
57, 60 (2d Cir. 1972), and cases there cited. In.the Ship-
builders case the Supreme Court sustained the Board's
finding that a union's expulsion of an employer member
for filing an unfair labor practice charge was coercive
under Section 8(b)(1)(A). Other forms of coercive con-
duct interdicted by Section 8(b)(1)(A) include the filing
'of internal union charges by the president of a local
union against an employee-member and the scheduling of
a trial on those charges. Auto Workers Local 1989 (Cater-
pillar Tractor Co.), 249 NLRB 922, 923 (1980). Also the
Board has held that a union violates Section 8(b)(1)(A)
when it threatens to file internal union charges against an
employee-member if he files unfair labor practice charges
with the Board . Plasterers Local 521 (Arthur McKee &
Co.), 189 NLRB 553 (1971).
In the instant case Billy Leonard , the president and
field
representative
of Respondent Local Union, on
behalf of the Local Union, filed internal union charges
against Charging Parties Breniman and Jensen with the
Local Union's parent organization, Respondent District
Council.These charges were filed on the same days that
Respondent Local Union was actually served with the
unfair labor practice 'charges filed by Breniman and
Jensen alleging that Respondent Local Union had violat-
ed Section 8(b)(1)(A) of the Act. In support of the inter-
nal union charges filed against Breniman and Jensen,
Leonard enclosed copies of their unfair labor practice
charges and further supported the internal union charges
against Breniman by stating that "on May 16, 1983 this
member filed charges against me with the NLRB, he al-
leged that during the last 6 months, that I had violated
Section 7." All of these circumstances persuade me that
the General Counsel has proven by a preponderance of
the evidence that a motivating factor in Respondent
Local Union's decision to file internal union charges
against Breniman ' and Jensen was their filing of the
unfair labor practice charges with the Board. Respondent
Local Union offered no evidence to establish that the in-
ternal union charges would have been filed against Bren-
iman and Jensen' even if they had not filed their unfair
labor practice charges. I therefore find that as alleged in
the complaint Respondent Local Union violated Section
8(b)(1)(A) of the Act by filing internal union charges
against Charging Parties Breniman and Jensen 1 6 because
they filed unfair labor practice charges with the Board
against Respondent Local Union. t'
5. Respondent Council schedules trials concerning
the internal union charges filed against the Charging
Parties, holds these trials, and finds the Charging
Parties guilty and admonishes them
The complaint alleges that Respondent Council violat-
ed Section 8(b)(1)(A) of the Act when in response to the
internal union charges filed by Respondent Local Union
against the Charging Parties that Respondent Council
scheduled trials, conducted these trials, and found the
Charging Parties guilty and admonished them. I am per-
suaded for the reasons set forth hereinafter that the Gen-
eral Counsel has proven this allegation.
Respondent Local Union's internal union charges filed
with Respondent Council against the Charging Parties
on their face should have alerted Respondent's Council
that they were filed because the Charging Parties had
filed unfair labor practice charges. Thus, in support- of
the internal union charges, Respondent Local Union
transmitted to Respondent Council copies of the unfair
labor practice, charges filed by the Charging Parties and,
in the case of the internal union charge it filed against
Charging Party Breniman, specifically informed Re-
spondent Council that the basis for this charge was that
Breniman had filed the enclosed unfair labor practice
charge. These circumstances when viewed in the light of
Respondent Council's June 24, 1983 decision which
stated that the Charging Parties were found guilty by
Respondent Council as charged, because they did not ex-
haust the remedies provided in the governing collective-
bargaining agreements for employees' hiring hall griev-
ances, warrant the inference that Respondent Council
found the Charging Parties guilty and admonished them
because they had filed unfair labor practice charges
against Respondent Local Union.
Based on the foregoing I find that it was because the
Charging Parties filed unfair labor practice charges
16 It is apparent- from the Board's above-described decisions in Auto
Workers Local 1989, supra, and Plasterers Local 521, supra, that contrary
to Respondent Local Union's contention , it is not necessary for union
action to take the form of a fine or of interference with the employee-
member's employment or membership status, before union action consti-
tutes a form of "coercion" interdicted by Sec 8(b)(1)(A) Also I reject
Respondent Union's further contention that the Charging Parties could
not have been coerced by Respondent Union's conduct because even
after the filing of the internal union charges and the trial and decision on
those charges, the Charging Parties were not deterred from amending
their unfair labor practice charges to encompass the filing and processing
of the internal union charges The test of coercion under Sec 8(b)(1)(A)
is "not whether [a union's] misconduct proves effective, but whether. the
misconduct is such that, under the circumstances existing, it may reason-
ably tend to coerce or intimidate employees in the exercise of the rights
protected under the Act " NLRB v Service Employees Local 254,
535
F 2d 1335, 1337-38 (1st Cir 1976)
it The fact that I have found that the charges filed by Breniman and
Jensen are without merit is no defense to Respondent- Local Union's con-
duct inasmuch as there is no showing that the charges were filed in bad
faith
LABORERS NORTHERN CALIFORNIA COUNCIL (BAKER CO)
against Respondent Local Union that Respondent Coun-
cil
scheduled trials
concerning
Respondent
Local
Union's internal union charges against the Charging Par.
ties, held these trials, and found the Charging Parties
guilty and admonished them.' I further find that this con-
duct
was coercive' within the meaning of Section
8(b)(1)(A) and that by engaging in this conduct Respond-
ent Council, as alleged in the complaint, violated Section
8(b)(1)(A)•
CONCLUSIONS OF LAW
1. By filing internal union charges against Eric Breni-
man and Michael Jensen because they filed unfair labor
practice charges with the Board, Respondent Local
Union violated Section 8(b)(1)(A) of the Act-
2. By scheduling trials, trying, judging, and admonish-
ing Eric Breniman and Michael Jensen because they filed'
unfair labor practice charges with the Board, Respondent
Council violated Section 8(b)(1)(A) of the Act.
THE REMEDY
Having found that Respondent 'Unions have engaged
in the aforesaid unfair labor practices, I shall recommend
that they cease and desist therefrom and take certain af-
firmative action which will effectuate the policies of the
Act
The General Counsel urges that to remedy the unfair
labor practices found herein I recommend that Respond-
ent Unions jointly and severally reimburse the Charging
Parties for their travel and other expenses, including lost
wages they may have incurred, because of their attend-
291
ance at Respondent Council's June .16, 1983 trial board
proceedings which, as I have found supra, violated Sec-
tion •8(b)(1)(A) of the Act But, as acknowledged by the
General Counsel, the Board has not granted such a
remedy in similar cases involving illegal union discipline
and, as a matter of fact, has specifically refused to grant
this remedy. See Transit Union, Division 825, 240*NLRB
1267, 1271 fn. 24 (1979), citing Television Wisconsin, 224
NLRB 722, 781 (1976). Accordingly, since I am obliged
to follow Board law, I reject the General Counsel's pro-
posed remedy. Nevertheless I feel constrained to note
that the General Counsel's proposed remedy like other
Board remedies is intended to dispel the effect of Re-
spondent
Unions'
unlawful conduct by restoring the
Charging Parties as nearly as possible to the economic.
position they would have enjoyed in the absence of the
unlawful conduct. In the instant case the only way to re-
store Breniman and Jensen to the economic position that
would have existed, but for Respondent Unions illegal
conduct of trying them because they filed unfair labor
practice charges, is to make them whole for the loss of
moneys they incurred as a direct result of the unfair
labor practice . I note that the relationship between Re-
spondent Unions' illegal trials of Breniman and Jensen
and=.the expenses they incurred to attend the trials in
order to defend themselves, including any loss of com-
pensation for being absent from work,; is clear and direct,
Under the circumstances I agree with the General Coun-
sel that the Board should reconsider ,its remedies in cases
of this nature.
[Recommended Order omitted from publication.]
I