280 NLRB 903
Cowles Publishing Co.
COWLES PUBLISHING CO.
Cowles Publishing Company and Service Employees
International Union, Local 6, AFL-CIO. Cases
19-CA-14273 and 19-CA-14302
24 June 1986
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
DENNIS AND STEPHENS
On 7 April 1983 Administrative Law Judge Joan
Wieder issued the attached decision. The Respond-
ent filed exceptions and a supporting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, I and
conclusions, as modified herein, and to adopt the
recommended Order.
We adopt the conclusion of the judge that the
Respondent violated Section 8(a)(5) and (1) of the
Act in refusing to execute a contract with the
Union or to furnish the Union with information
concerning unit employees. We affirm the judge's
determination that the factors set forth by the Re-
spondent's attorney in his 4 December 1981 letter
to the union business representative constituted the
only bases upon which the Respondent relied when
it decided to withdraw recognition, and that these
factors are insufficient to justify the withdrawal of
recognition.
Hence, regarding the 11 points ad-
vanced by the Respondent before the judge, we
agree with the judge that weight can be accorded
only to those arguments which can be encom-
passed within the rationale expressed by the Re-
spondent in its 4 December letter. We agree with
the judge's findings with respect to those argu-
ments, with the following modifications.
The judge found, and we agree, that the lack of
contact between the Union and the Respondent
from April to November 1981 is inadequate to con-
stitute an objective basis for doubting the Union's
i The Respondent has excepted to some of the fudge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
In her summary of the Respondent's asserted grounds for its reasonable
doubt of the Union's majority status, the judge stated in point four of her
"Analysis and Conclusions" "from December 1981 to April 1981 " It is
obvious she meant to say from December 1980 to April 1981.
In rejecting the Respondent's point 5 concerning the absence of union
representation from the Respondent's premises during 1981, the judge er-
roneously stated that the Union was denied access to the Respondent's
property In fact the Union was denied only the right to hold meetings
there
903
continued majority status. In so concluding we do
not rely on the turnover of union representatives.
In fact, only once during this period-in October
1981-did the union representative change.
More-
over, there is no showing that any employee griev-
ances remained unresolved. Further, the Respond-
ent was apparently aware of union activity with re-
spect to unit employees during this period. Thus, in
its 4 December 1981 letter to the Union, the Re-
spondent stated that it "has heard complaints from
its employees that the Union does not respond to
phone calls and letters in a timely fashion and
sometimes not at all." Implicit in that statement is
an admission by the Respondent that it knew that
the Union had responded to employee complaints,
although these responses were not made in a timely
fashion. As noted by the judge, the Union's 6 April
1981 letter indicates its continuing desire to repre-
sent the employees.
We observe also that the
Union was present on the premises throughout the
material period through its designated representa-
tive, Union Steward Smithson.
That the Union did not seek additional bargain-
ing during the above period is explained by the un-
controverted testimony that the major point of
contention between the parties was the union-secu-
rity clause. Once the Respondent implemented the
agreed-upon terms and conditions of employment,
and the Union abandoned its efforts to obtain a
union-security clause, the employees were already
enjoying the benefit of all the terms and conditions
of importance to the parties.
We find no merit to our dissenting colleague's
contention that
Union Representative
Mattsen's
statement that a contract without a union-security
clause was "not worth the paper it was written on"
supports a reasonable belief on the Respondent's
part that, after the Union failed to obtain such a
clause, it decided to abandon the unit.
Mattsen's
statement
was uttered at the bargaining table
during the give-and-take of negotiations.
The
Union essentially agreed with the Respondent on
the other terms and conditions under discussion. In
these circumstances, the Respondent was not enti-
tled to take the statement at face value.2
Chairman Dotson also cites the statement of
Union Steward Smithson, as relayed by Respond-
ent Assistant Business Manager Crowley to its vice
2 Even if taken at face value, it does not follow that such a statement
showed an intent to abandon the unit, or that it was the equivalent in
meaning to an explicit statement of abandonment
At most, Mattsen's
statement demonstrated his vexation over the Respondent's refusal to
agree to the continuation of union-security provisions in the contract
under negotiation Of far greater significance to the issue of abandonment
is that the parties reached agreement on all other contractual terms and
the Union eventually submitted a written agreement for the Respondent's
approval that did not include the disputed provisions
280 NLRB No. 105
904
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
president Fairchild ("there was no harm in trying
to better himself when he felt there was no union
backing him"), in support of the Respondent's rea-
sonable doubt. Smithson uttered this remark while
approaching the Respondent's officials in an effort
to secure a pay raise for himself. In context, we
find that the statement was merely an announce-
ment that Smithson was handling his negotiations
for himself. While this indicated that he did not be-
lieve the Union would support his effort to secure
benefits for himself alone, it did not suggest that he
would be averse to sharing in any benefits that the
Union could obtain for the unit as a whole or that
he would repudiate the Union's "backing" for such
benefits. Further, as the judge noted, Smithson's
statement indicated nothing concerning the senti-
ments of other employees.
Nor can we agree with our dissenting colleague's
observation that, in submitting a signed "agree-
ment" at variance with the Respondent's proposal,
the Union capitulated on its demands in an attempt
to secure a signed contract.3 As we have noted, it
is undisputed that the union-security issue repre-
sented the major point of contention between the
parties. Thus, the Union conceded on only one
item, having achieved a mutually satisfactory reso-
lution of the other issues. This factor distinguishes
the present case from
Viking Lithographers,
184
NLRB 139 (1970), and Southern Wipers, 192 NLRB
816 (1971), cited by the Chairman. The Union capi-
tulated in Viking Lithographers on a large number
of important issues including issues as to which no
final offer had been made; and it remained inactive
in Southern Wipers despite the fact that bargaining
between the parties had left numerous significant
issues unresolved. In addition, as the dissent ac-
knowledges, the degree of employee turnover in
Viking Lithographers and Southern
Wipers greatly
exceeds the turnover in this case.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Cowles
Publishing Company, Spokane, Washington, its of-
ficers, agents, successors, and assigns, shall take the
action set forth in the Order.
8 Upon being informed by the Respondent that there were variances
between the submitted contract and the Respondent's proposal , the Union
promptly requested that the Respondent forward the correct language. It
attributed the "variances" to its having incomplete notes Subsequently,
after receiving no reply from the Respondent, the Union submitted revi-
sions of the contract sections in question in a further attempt to reflect
the parties' contractual accord
CHAIRMAN DOTSON, dissenting.
Contrary to my colleagues I would find that the
Respondent was privileged to withdraw recogni-
tion from the Union because it entertained a rea-
sonable good-faith doubt of the Union's continued
majority status based on sufficient objective consid-
erations. I would therefore dismiss the complaint in
its entirety.
As noted by the judge the essential facts are not
in dispute. Thus the record reveals that in early
October 1980 the Respondent and the Union com-
menced negotiations for a collective-bargaining
agreement to succeed an agreement expiring on 1
November 1980. After nine bargaining sessions the
parties reached impasse on 16 December 1980 and
the Respondent implemented its final proposal.'
Although Union Business Representative Bill Matt-
sen informed the Respondent shortly thereafter
that the Union would seek the assistance of a Fed-
eral mediator in an attempt to break the impasse,
the Respondent heard nothing from the Union for
the next 4 months.
The Respondent next heard from the Union by
letter of 6 April 19812 when the Union asked the
Respondent to supply it with a copy of the Re-
spondent's last and final contract proposal. On 17
April the Respondent complied with this request
by resubmitting its 16 December 1980 proposal.
For the next 7 months, the Respondent again
heard nothing from the Union. To all appearances,
the Union engaged in no representation functions
whatsoever during this period. The union business
representative never visited the Respondent's plant.
Employee Isobel Olsen and Assistant
Business
Manager John Crowley testified without contradic-
tion that no union notices were posted on the Re-
spondent's bulletin board (although the board was
made available) at all during 1981. Union Steward
William Smithson informed Crowley at some point
in 1981 that henceforth Smithson would represent
himself concerning a wage increase because, as
Crowley reported to Respondent Vice President
Fairchild, "there was no harm in trying to better
himself when he felt there was no union backing
him."
Meanwhile 10 of the 32 employees left the Re-
spondent's employ. On 25 November 1981 the Re-
spondent finally received further word from the
Union. Thus by letter of that date the Union trans-
mitted signed copies of what it asserted to be "the
agreement as negotiated" and asked the Respond-
ent to sign and return copies. By letter of 4 De-
cember the Respondent replied that the proposed
' Retention of a union-security provision was the issue underlying the
impasse
2 All dates hereinafter are in 1981 unless noted otherwise
COWLES PUBLISHING CO
agreement sent by the Union did not accurately re-
flect the Respondent's final proposals and that, in
any event, the Respondent believed the Union had
abandoned the bargaining unit and did not repre-
sent a majority of the employees.
The foregoing chronology thus reveals that by
late November 7 months had elapsed since the
Union last contacted the Respondent; the Union
engaged in no visible representation functions at
the plant; the union steward informed the Respond-
ent that the Union did not represent him in his own
wage negotiations; the bargaining unit experienced
considerable turnover in unit employees; and, in an
attempt to secure a signed contract, the Union ac-
ceded to an "agreement" which differed in several
respects from the Respondent's position.
This case is factually similar to Viking Lithogra-
phers, 184 NLRB 139 (1970), and Southern Wipers,
192 NLRB 816 (1971). In Viking Lithographers, in a
context free of unfair labor practices, the employer
heard nothing from the union for almost 4 months
from the preceding bargaining session. During this
hiatus the union was wholly inactive in the plant
and several employees expressed to management
dissatisfaction with the union. Abruptly, the union
capitulated on its contract demands and accepted
what it claimed was the employer's "final" offer. In
these circumstances, the Board concluded that the
employer had an objective basis providing reasona-
ble grounds to believe that the union had lost its
majority status. In Southern
Wipers, in a context
free of unfair labor practices, the employer heard
nothing from the union concerning formal bargain-
ing negotiations for almost 7 months. During this
hiatus the union was wholly inactive in the plant
and several employees indicated to management
that they were glad the union had left. As in
Viking Lithographers the Board concluded the em-
ployer was privileged to withdraw recognition
from the union. I am in full agreement with the
conclusions reached in Lithographers and Southern
Wipers and would on the basis of their sound guid-
ance reach the same result in the instant proceed-
ing.4
3 It is undisputed that art I, sec 6, 7, and 8 of the signed "agreement"
mailed by the Union on 25 November inaccurately represented the Re-
spondent's final proposal
4 In certain respects the Respondent herein possessed even greater ob-
jective considerations than the employers in
Viking Lithographers and
Southern Wipers Thus, the virtual I-year hiatus between the termination
of negotiations in December 1980 and the Union's belated reappearance
in late November 1981 is significantly longer than in either Viking Lithog-
raphers or Southern
Wipers
Further, in neither of those cases did the
union's steward notify management, as here, that he was conducting his
own personal wage negotiations without union support Although the
rate of employee turnover in Viking Lithographers and Southern
Wipers
was greater than in the instant proceeding, I would not find this factor
diapositive in view of the comparative overall circumstances which oth-
erwise are strikingly similar to the instant case
905
In support of their finding that the Respondent
possessed insufficient objective
considerations to
doubt the Union's continued majority status, my
colleagues in the majority assert that the Union's
lack of contact with the Respondent for many
months regarding negotiations was not significant.
Thus the majority speculates that because only the
union-security issue separated the parties at impasse
the Union had no need to seek additional bargain-
ing during the hiatus. Contrary to my colleagues I
do not find such a rationale persuasive. In deter-
mining whether the Respondent had sufficient ob-
jective considerations to doubt the Union's majori-
ty status, the critical inquiry is not the Union's sub-
jective
motivation underlying its disappearance.
Rather, the critical inquiry is the objective consid-
erations confronting the Respondent.5 Here, the
Respondent was well aware that for all practical
purposes the Union had left the scene entirely and
had not sought negotiations to break the bargaining
impasse for 7 months. In a context free of unfair
labor practices, the on-site steward explicitly an-
nounced the Union's lack of support for him in his
wage demands,6 and 10 of the 32 original unit em-
ployees left the bargaining unit. To require the Re-
spondent to continue recognition of the Union
upon the Union's belated reappearance with a
signed, but flawed, "agreement" in hand in these
circumstances is to ignore the realities as the Re-
spondent observed them; namely, a recognitional
demand made, from all reasonable appearances, by
a union which had long abandoned the bargaining
unit.7 Contrary to my colleagues I would not
5 More notable than the Union 's motive for failing to seek further bar-
gaining is evidence that during the negotiations in 1980 Union Business
Representative Mattsen stated expressly to the Respondent that without a
union-security clause any contract was "not worth the paper it was writ-
ten on " In these circumstances, the Respondent had ample grounds to
believe that, because the Union had not persuaded the Respondent to
retain a union-security provision, the Union had decided to abandon the
bargaining unit rather than continue to represent a unit having no dues-
enforcement mechanism
6 The majority adopts the judge's finding that Steward Smithson's
statements of disavowal were not significant because they were nothing
more than "the mere expression of one employee 's dissatisfaction " At the
same time the majority relies on Smithson's physical presence at the plant
during the prolonged hiatus as evidence that "the Union was present on
the premises " What my colleagues fail to give proper weight to is the
fact that Smithson, the Union's "designated representative," expressly
stated to management that the Union was not representing him in his
wage demands Such statement, emanating from the Union's "designated
representative," is entitled to far more weight than the majority accords
it
7 In support of its finding that the Union maintained an interest in the
bargaining unit, the majority notes that the Respondent was aware of
complaints from employees that the Union did not respond to phone calls
and letters in a timely fashion In my view, the Respondent's awareness
of the Union's belated responses is insufficient to rebut the Respondent's
successful showing of a reasonable doubt of the Union' s continuing ma-
jority In light of the Union 's lengthy disappearance from contract nego-
tiations, Smithson's admission, and the other points cited above, I con-
clude that the Respondent 's
reasonable doubt continued despite its
knowledge of the Union's occasional responses to its members
906
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
compel the Respondent to continue recognition in
such circumstances.
Accordingly, I dissent.
Patrick F. Dunham, Esq., for the General Counsel.
Duane M. Swinton and E. Glenn Harmon, Esqs. (Wither-
spoon, Kelley, Davenport & Toole, P.S.), of Spokane,
Washington, for the Respondent.
DECISION
STATEMENT OF THE CASE
JOAN WIEDER, Administrative Law Judge . This case
was tried at Spokane,
Washington, on December 7,
1982.1 The charge in Case 19-CA-14273 was filed on
January 25, 1982, and the charge in Case 19-CA-14302
was filed on February 8, 1982, by Service Employees
International
Union,
Local 6,
AFL-CIO (Union or
Charging Party). An order consolidating cases, consoli-
dated complaint, and notice of hearing was issued March
5, 1982, alleging that Cowles Publishing Company (Re-
spondent or Company), since about December 4 failed
and refused to execute a written contract embodying an
agreement reached about November 25; and since about
February 1, 1982, Respondent has failed and refused to
furnish certain relevant information requested by the
Union in violation of Section 8(a)(1) and (5) of the Na-
tional Labor Relations Act.
Respondent denies committing any violations of the
Act, asserting that it bargained in good -faith, but claims
that the Union abandoned the unit and it developed a
reasonably held good-faith belief that the Union does not
represent a majority of the employees in the unit.
All parties were given full opportunity to participate,
to introduce relevant evidence, to examine and cross-ex-
amine witnesses, to argue orally, and to file briefs. Briefs,
which have been carefully considered , were timely filed
by Respondent and the General Counsel.
On the entire record of the case , and from my obser-
vation of the witnesses and their demeanor, I make the
following
FINDINGS OF FACT
I. RESPONDENT'S BUSINESS
Respondent admits that it is a Washington State corpo-
ration which publishes daily newspapers of general circu-
lation in Spokane, Washington. It further admits that
during the past 12 months, in the course and conduct of
its business, it had gross sales of goods and services ex-
ceeding $500,000; sold and shipped goods or provided
services to customers in interstate commerce of a total
value in excess of $50,000; and purchased and caused to
be delivered to its facilities within the State of Washing-
ton goods and materials valued in excess of $50,000 from
sources outside the State of Washington. Accordingly,
Respondent admits, and I fmd, that it is an employer en-
gaged in commerce and in a business affecting commerce
i All dates are in 1981 unless otherwise indicated
within the meaning of Section 2(2), (6), and (7) of the
Act.
II. THE LABOR ORGANIZATION INVOLVED
Respondent admits, and I find, that the Union is a
labor organization within the meaning of Section 2(5) of
the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Many of the facts are undisputed. Publisher's Building
Company and the Union had a collective-bargaining
agreement effective from November 1, 1977, to Novem-
ber 1, 1980.2 Respondent, on April 20, 1980, signed an
agreement with the Union to become the successor em-
ployer to Publisher's Building Company.3 Prior to the
successorship agreement, the Publisher's Building Com-
pany had the unit's work administered by an independent
contractor, Goodale and Barbieri. The business manager
of Respondent, Robert D. Fairchild, decided in 1980 to
make those in the unit employees of the company, and
the successor employer agreement was the implementa-
tion of this decision.
The unit was directly supervised by John Paul Crow-
ley, who is assistant building manager. Crowley is assist-
ed by James D. Olinger, an assistant foreman. The Union
had several business representatives during the time here
pertinent: from approximately March 1978 until August
1980, Richard MacLeod; from August 1980 until the end
of September 1981, Bill Mattsen; and from the beginning
of October 1981 until the end of July 1982, Laurie
MacLeod, the wife of Richard MacLeod.4 Around the
same time as Richard MacLeod left the Union's employ,
William Smithson was elected shop steward. Smithson
was shop steward for about a month when the Company
and the Union commenced negotiations for a new con-
tract.
B. Negotiations
Negotiations for a new contract commenced on Octo-
ber 8, 1980. The union negotiating committee included
Laurie MacLeod, Mattsen, and four employees.5 The
chairman of the Company's negotiating committee was
Fairchild.6 There were nine negotiating sessions. The
2 This agreement had a "typical" union-secunty clause
2 The unit, which the parties admit is appropriate for the purposes of
collective-bargaining within the meaning of Section 9(b) of the Act, in-
cludes
All employees of Respondent employed in servicing the Review-
Chronical Building in the capacity of Janitor, elevator operator, wall
washer or window washer, excluding office clerical employees,
guards, supervisors as defined in the Act and all other employees.
4 Laurie MacLeod was employed by the Union from June 1, 1978,
until the end of July 1982 She held a variety of jobs from receptionist to
business representative
5 Ed Smithson, the only employee member of the negotiating commit-
tee who appeared and testified, Harold Mouck, Lyman Johnson, and, oc-
casionally, Mike Heins
e The record is silent about the identity of any other members of the
Company's negotiating committee, if any
COWLES PUBLISHING CO.
penultimate meeting was held on December 9, 1980.
After this meeting, Fairchild told Mattsen that there
would be no more meetings by any unions on company
property. After the December 9 meeting, the Union con-
ducted a ratification vote which was 17 to I to reject the
Company's offer of December 9. A few days later, sever-
al members requested another meeting to vote again.
There is no showing that a second ratification meeting
was held in 1980.
The last negotiating session was held on December 16,
1980. The Company had submitted its last and final pro-
posal on December 16, which was the same proposal
later provided the Union in April 1981. The parties stipu-
lated that an impasse was reached at this last meeting.?
After impasse was reached on December 16, 1980,
Fairchild told the union negotiators that the Company
would post "terms and conditions of employment." Matt-
sen, according to Fairchild,s replied that "he would like
to call in mediation, and that he would contact the feder-
al
mediators." Fairchild replied, "Fine, you contact
them, and we will agree to meet with you. But we will
post the terms and conditions of employment." The
"terms and conditions of employment" were posted
around 7 p.m. that evening. Also, Respondent conducted
two meetings9 for the affected employees to explain the
Company's position regarding the impasse in negotia-
tions. Fairchild prepared a written statement that he read
to the employees. Fairchild indicated in this statement
that the employees would no longer have to be members
of the Union as a condition of employment. At the end
of this statement, the employees cheered. Then an em-
ployee named Cooney 1 ° asked if Fairchild meant "we
don't have to pay dues any longer?" Fairchild replied,
"Whether you belong to the union is between you and
the union, but you don't have to pay dues to hold your
job." The audience again broke into applause after this
statement.
Shortly after the posting of the "terms and conditions
of employment," the Union filed a charge with the
Board which resulted in Respondent modifying the
"terms and conditions of employment." A complaint was
never issued with reference to this charge.' 1
C. Postnegotiation Communications
On April 6, 1981, the Union sent Fairchild the follow-
ing letter:
In order that we may schedule a ratification meet-
ing for our unit at the Review, we are asking that
you supply us your complete last and final contract
7 According to the uncontroverted testimony of Fairchild and Smith-
son, the major point of contention was the Company's insistence on the
elimination of the maintenance-of-membership clause
8 Mattsen did not appear and testify As noted above, Mattsen left the
Union's employ in September 1981
9 One meeting for each shift worked by unit members The first meet-
ing was held at 9 p in, December 16, and the second meeting was held at
7 am on December 17
10 Cooney did not appear and testify
" There was also a charge filed on December 9, 1980, by the Union
alleging that the Respondent was not bargaining in good faith This
charge was withdrawn on February 18, 1981, on the advice of the Acting
Regional Director for Region 19
907
offer. We would appreciate receiving this offer no
later than April 17, 1981.
According to Laurie MacLeod, the hiatus in communica-
tions was caused by the Union awaiting finalization of
the charge which was withdrawn February 18, 1981.
Also, Mattsen, who had primary responsibility for con-
ducting the negotiations, was occupied with out-of-state
organizing activities. Fairchild indicated that as of April
6 he was willing to enter into the agreement with the
Union if the Union came in and sat down with him then
or within a short time thereafter. On April 17, Fairchild
sent the Union the Company's December 16, 1980 pro-
posal.
On April 22, 1981, Mattsen and MacLeod wrote
Smithson and other key union members as follows:
We have requested and received a copy of the
Spokesman Review's last and final offer. At this
time, we are ready to call a meeting to bring the
unit at the Review up to date on the result of our
charges filed against the company regarding the
union security clause. At this meeting, we will also
have the ratification vote to accept or reject the last
and final offer. We will need to meet with the Ne-
gotiating Committee members prior to the meeting
in order to discuss the offer and get your recom-
mendation for the rest of the unit. Would you
please give us a call so that we can set a meeting
time for the committee prior to the ratification
meeting.
Smithson said he did not receive this missive but
MacLeod testified that there were responses from others
and that a meeting was scheduled.
According to Laurie MacLeod, a ratification meeting
was held about May 6. She did not attend this meeting.
Mattsen, who attended the meeting, told her immediately
thereafter that the contract had been accepted.' a Smith-
son claims he never had an opportunity to vote in 1981
on the Company's proposal. Smithson did admit to re-
ceiving some literature from the Union, but he disclaims
receiving the April 22 letter or voting on the Company's
December 16, 1980 offer.
The Union, by Laurie MacLeod, next wrote the Com-
pany on November 25, 1981, as follows:
Dear Mr. Fairchild,
According to our records, we do not have copies of
a signed agreement on file for Cowle' s [sic] Publish-
ing Company. Enclosed you will find three copies
prepared for your signature. As you will note, they
have already been signed by Marc Earls, SEIU
Local 6's president.
If these do not reflect the agreement as negotiated,
please let me know. Otherwise, two signed copies
should be returned to our office and one kept by
you for your records. If you need more than one
signed copy, please contact our office.
12 This evidence was proffered without objection
908
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
According to MacLeod, when she acceded to the posi-
tion of business representative after Mattsen's departure
on September 1, 1981,13 she started in October reorga-
nizing and- reconstructing the Union's files, and noted
that the contract with Cowles Publishing Company was
not complete. She then tried to reconstruct the contract
since Mattsen had disassembled the files. MacLeod then
sent the reconstructed contract to the president of the
Local, who resides in Seattle, Washington, and who usu-
ally executes the contracts, for his signature. When she
received the executed contracts from the president of the
Local, she forwarded them to Fairchild.
Fairchild had his attorney respond to Laurie MacLeod
on December 4 as follows:
Dear Ms. MacLeod:
Mr. Robert D. Fairchild, Business Manager of
Cowles Publishing Company, has sent me your
letter of November 25, 1981, for my information
and for legal advice. I am writing to you, with a
copy to Mr. Fairchild, so you may both be advised
of my analysis of the situation and the resulting
legal consequences.
Your union records are accurate. There is no
signed contract between Cowles Publishing Compa-
ny (hereafter the Company) and SEIU 6 (hereafter
the Union). The reason for the lack of a contract
between the Company and the Union is that an im-
passe was reached at the bargaining table on Tues-
day, December 16, 1980, at 3:43 P.M. At 7:00 P.M.
that evening, Tuesday, December 16, 1980, the
Company posted terms and conditions of employ-
ment.
The Company did not hear from the Union again
until your letter of April 6, 1981, when you asked
the Company to send you the Company's final con-
tract offer. On April 17, 1981, the Company re-
sponded by sending you a copy of that offer, which
was identical to the Company's position at impasse.
That was the last contract from your office until
your letter of November 25, 1981, nearly 14 months
after the start of negotiations in 1980. In the mean-
time, the Company had posted revised terms and
conditions of employment with no input nor at-
tempted contact from the Union. Those revised
terms and conditions of employment became effec-
tive November 1, 1981.
The proposed
agreement
with the Company
which you sent with your letter of November 25,
1981, is inaccurate and does not reflect the final po-
sition of the Company at impasse. Sections 6, 7, and
8 contain substantial errors, despite the fact these
sections were tentatively agreed upon early in nego-
tiations.
During the long period of time in which the
Company has heard nothing from the Union, the
Company has heard complaints from its employees
that the Union does not respond to phone calls and
letters in a timely fashion and sometimes not at all.
13 Laurie MacLeod did not work during September 1981 due to sur-
gery
It is apparent to the Company that the Union aban-
doned the bargaining unit and now has changed its
mind and wants to start bargaining all over again.
At the present time, it is the Company's belief,
based on facts as they exist now, that the Union
does not represent a majority of the employees in
the Building Maintenance Department. My advice
to the Company on this set of facts must be that
unless and until you demonstrate to the Company
that you do represent a majority of the affected em-
ployees, the Company is under no legal duty to
resume the negotiations you abandoned last year.
Very truly yours,
Witherspoon, Kelley, Davenport & Toole, P.S.
E. Glenn Harmon
Fairchild stated that he refused to enter into a contract
based on the November 25 letter,
because the contract she sent was already signed by
the Union. There had been no further discussion be-
tween the parties. It would have been my opinion
that when they did not respond, that they'd aban-
doned the unit-this was April 11-that they had
abandoned the unit, and it was my opinion at that
point in time, based on circumstances there, that
they had abandoned the unit and that they no
longer represented a majority. I sat down and draft-
ed a letter, as a matter of fact, to Laurie MacLeod
and then thought better of my letter and called
counsel.
It is noted that Fairchild used the reason that the Union
abandoned the unit multiple times and stated no other
specific basis in explanation of the feeling that the Union
no longer represented a majority of the unit. Apparently
the reasons why he felt the Union no longer represented
a majority were those appearing in the December 4
letter.
In his testimony, Fairchild stated there were many rea-
sons he believed the Union no longer represented a ma-
jority. One reason he advanced is that Mattsen repeated-
ly represented that the contract was not worth the paper
it was written on if it did not contain a union-security
clause.'' He also considered the fact that the employees
applauded at the December 16 and 17 meetings. The lack
of any union contract inside the building for nearly a
year was another factor he considered.' a He heard
rumors that people were not paying dues and received
some inquiries whether the employees had to belong to
the Union.
Also, after being prompted by a leading question, Fair-
child mentioned these other "factors": the lack of union
inquiry regarding "two rather severe discharges;' 6 10 of
14 How this position reflected on majority status was unexplained.
15 The impact of the Company's pronouncement in December 1980
that no more union meetings would be permitted in the building was not
mentioned or given consideration, nor was there any mention of the num-
bers of contracts prior to December 16, 1980.
16 One discharge was for sexual harassment and the other was for dis-
honesty
There was no showing the Union was notified of these dis-
charges, that there was a basis for it to make such an inquiry, or that the
Union previously made inquiries in similar circumstances.
COWLES PUBLISHING CO.
the 32 employees in the unit had left between April and
November 1981; and the new employees, as far as he
knew, made no effort to join the Union.17
Fairchild also testified that he considered several state-
ments by employees in reaching his decision not to sign
the contract. He had several conversations with Isobel
Olsen,' 8 an elevator operator and member of the Union.
Olsen often asked him if the Company had "heard any-
thing from the union because they had not, and then on
other instances commenced to tell me the employees, in
trying to get withdrawals, some were having difficulties
in getting withdrawals."
Olsen withdrew from the Union on March 8, 1982.
For some time prior to that date, she was in arrears in
her dues payments to the Union. Olsen testified that
about 5 years ago the Seattle, Washington local assumed
the representation obligation for its Spokane members in
lieu of the small Spokane local that had previously repre-
sented the unit. After the change, Olsen got the impres-
sion that the local "didn't seem to me to have our inter-
ests at heart." Olsen admitted that she did not go to
membership meetings and did not know if the union con-
ducted such meetings because she was disinterested.
During 1981, Olsen experienced great difficulty in reach-
ing any union representative and received few communi-
cations from the Union, none regarding the contract ne-
gotiations. In 1981 Olsen discussed the Union with Fair-
child.
I would tell him that some of the girls were dissatis-
fied, some of us thought that we'd paid dues, were
paying them for nothing. We couldn't get in touch
with our representative.
The date or month of these conversations is not a matter
of record. Also, Olsen did not know which employees, if
any, wanted the Union to represent them at the time of
these conversations.
When Olsen went to the Union and got her withdraw-
al card, she was asked by MacLeod how many of the
employees of Respondent wanted to be members of the
Union because the Union was spending thousands of dol-
lars on the case against the Company. This inquiry
piqued Olsen's curiosity about how many employees
wished to be represented by the Union, and to sate her
curiosity, on March 30, 1982, Olsen posted a petition.
The petition, addressed to Region 19, stated: "Presently
there is a conflict between our employer, the Spokes-
man-Review and Chronicle [sic]. We, the following em-
ployees request an election, to determine IF [sic] the
Union SEIU 6 must continue to represent us, as we feel
17 There was no predicate for this statement offered into evidence
such as a business routine which brought to his attention the fact that a
new employee had joined the Union There was some evidence that in
1980 and prior thereto the Company sent the Union a list of new employ-
ees and there was an unsubstantiated inference that the Union relied on
the information to enforce the maintenance-of-membership clause The
record does not clearly demonstrate whether the Company continued to
supply the Union with such information Also, the record fails to show if
any of the new employees were union members In fact, the question of
whether these employees would have had to join the Union after the ex-
piration of the contract was never explored on the record or on brief.
18 This testimony was also elicited through leading questions
909
our best interest has not been represented for over a
year." There were 22 signatures on the petition. Olsen
observed a few coworkers sign the petition. The Region-
al Director found the petition failed to meet the Board's
requirements, and instructed her on how to meet these
requirements.
Accordingly, about April 12, 1982, Olsen posted an-
other petition which stated: "We the undersigned em-
ployees of Cowles Publishing Company, no longer wish
to be represented by SEIU Local No. 6 for purposes of
collective bargaining." There were 20 signatures affixed
to the document. There was no clear showing that all or
most of the signatures appearing on the petitions were af-
fixed by the person named thereon. Olsen does not recall
seeing anyone sign the April 12 petition. There was no
showing that these petitions were factors considered by
Respondent in its decision not to recognize the Union in
December 1981. Inasmuch as the letter of December 4
predated Olsen's posting of the petition and possibly
Olsen's statement to Fairchild about the Union, these pe-
titions and Olsen's statements cannot be found to be the
basis for Respondent's doubt concerning union majori-
ty-19 Also, Olsen's point of view cannot be considered
singularly demonstrative of the entire unit because she
admitted personal disinterest in the Union for the past 5
years and did not consider if her view was shared by co-
workers until March 1982 when she conversed with
MacLeod at the time she withdrew from the Union.
MacLeod, in contravention of Olsen's testimony,
stated that Olsen, during Mattsen's tenure as business
representative, sought the Union's assistance regarding
new health and welfare benefits. This unrefuted testimo-
ny demonstrates that Olsen could communicate with the
Union about a problem and the problem was resolved
without resort to any grievance procedure. Accordingly,
it is found that there was some communication between
members and the Union, and between the Union and the
Company. There was no showing that an employee was
denied representation.
Other employee comments Fairchild asserts he consid-
ered were those made by or attributed to William Smith-
son, the shop steward. Smithson had a conversation with
Crowley, the assistant building manager, in November,
which was also attended by Toy,20 the building manag-
er. Smithson asked for a wage increase. According to
Crowley, Smithson "made the statement that there was
no harm in trying to better himself when he felt there
was no union backing him. It was every man for him-
self." Crowley related this conversation to Fairchild.
Smithson and Fairchild corroborated Crowley's testimo-
ny. According to Smithson, Crowley's response to his
'9 James D Olinger, an assistant foreman, signed the April decertifica-
tion petition
At the trial, counsel for the General Counsel raised the
issue of whether Olinger is a supervisor , as defined in the Act, or improp-
erly influenced employees who signed the petition . The evidence of
record does not clearly demonstrate that Olinger is a supervisor as de-
fined in the Act for it fails to show that he possesses the requisite author-
ity as defined in Sec 2(11) of the Act Further, there is no evidence that
he improperly influenced any other employee Counsel for the General
Counsel's failure to address this issue on brief, although he raised it at
trial , indicates recognition of the evidentiary failure
20 Toy did not appear and testify
910
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
request was: "Well, just that he wasn't going to get into
that yet because they was going to watch out for the
contract that was going on at that time. 1121
Crowley also told Fairchild that the employees were
happy with the Company and their working arrange-
ment. Additionally, Crowley told Fairchild that an em-
ployee, James Mason, told him that he had difficulty get-
ting a withdrawal card from the Union. The date of this
conversation is not a matter of record. One employee,
Genevieve Knudsen, a temporary replacement, expressed
happiness to Fairchild that she did not have to pay dues
any longer. This conversation occurred in the spring of
1981.
After receiving Harmon's letter of December 4, 1981,
expressing the Company's belief that the Union no
longer represented a majority of the affected employees,
MacLeod, on December 9, 1981, wrote Fairchild the fol-
lowing letter:
I am in receipt of Mr. E. Glenn Harmon's letter of
December 4, 1981, regarding contract negotiations
with Cowles Publishing Company, in which he
identifies areas of "substantial error" in Sections 6, 7
and 8 of the contract draft I sent you on November
25, 1981. Although it is not clear in Mr. Harmon's
letter, I am assuming that the sections in question
are those under Article I. The contract notes I was
left to draft were not complete in this area, and
your April 17, 1980 response did not include specif-
ic language on these sections. I am aware that this
was an item tentatively agreed upon early in the ne-
gotiations process. Please forward your language on
these sections as tentatively agreed upon so that I
may correct our contract draft.
Apparently there was no reply, so MacLeod again wrote
the Company on December 28, 1981, stating:
This is to confirm that the last and final offer which
you presented in negotiations on December 16, 1980
at 3:43 p.m. was and is accepted by this union and
our bargaining unit at the Spokesman-Review.
Please send us a complete signed copy of this last
and final offer for our signature by January 15th,
1982.
Again, there appears to be no reply from the Company;
hence MacLeod sent Fairchild the following missive:
In reviewing our files, I have compiled a revision or
Article I, Sections 6, 7 and 8 (attached) of Cowles
Publishing Company's final position in negotiations
on 12/16/80. Please replace the language which I
forwarded to you on 11/25/81 in these specific sec-
tions with the attached language.
As you raised no other objections to the remainder
of my 11/25/81 contract draft, I will assure you
that the attached sections are the only unresolved
81 Smithson also testified that he withdrew from the Union but there is
no showing that the Company knew he took this action Smithson 's testy
mony does reflect company acknowledgement of its obligation to bargain
at the time
sections of this agreement. If I do not receive any
further objections to the attached language as cor-
rected by 2/8/82, 1 will also conclude that we have
reached agreement on these sections, thereby reach-
ing agreement on the entire final offer. Absent fur-
ther problems with our draft, I am requesting that
you forward a complete signed agreement by
2/15/82.
Attached to this letter were revised copies of article I,
sections 6, 7, and 8, reflecting the Union's understanding
of what language was contained in the Company's final
offer.
On January 28, 1982, Harmon replied to MacLeod as
follows:
Mr. Robert D. Fairchild has asked me to reply to
your letter of January 25, 1982, to him.
The copy of the proposed contract you mailed to
Mr. Fairchild still has minor discrepancies amount-
ing to unilateral changes in Sections 6 and 7 of Arti-
cle I.
However, since the Company has now received
notice of an NLRB Unfair Labor Practice charge
by SEIU Local 6, I assume there is no point in dis-
cussing the matter further. No doubt it will be re-
solved in the NLRB proceedings.
Also in January 1982, on the 6th and again on the
29th, the Union asked Respondent for a complete list of
all employees in the unit; specifically the Union request-
ed the names, addresses, dates of hire, rates of pay, and
classifications of those employees. The Company did not
provide this information. On February 1, 1982, Fairchild
wrote the Union, stating:
As you are aware, Cowles Publishing Company
does not recognize SEIU No. 6 as representing our
employees. Therefore, the Company, respectfully,
refuses to provide this confidential information to
you.
Analysis and Conclusions
The initial issue is whether Respondent violated Sec-
tion 8(a)(5) and (1) of the Act by refusing to execute the
collective-bargaining agreement sent to Respondent on
November 25, 1981, as revised on January 25, 1982. Sec-
tion 8(a)(5) of the Act provides that it is an unfair labor
practice for an employer "to refuse to bargain collective-
ly with the representatives of his employees." Section
8(d) states that, for purposes of Section 8, "to bargain
collectively is the performance of the mutual obligation
of the employer and the representative of the employees
to ... execut[e] ... a written contract incorporating
any agreement reached if requested by either party."
The record requires a finding that Respondent's last
and final offer of December 16, 1980, was never with-
drawn as affirmed in Fairchild's letter of April 17, 1981,
which refers to that proposal as the Company's final con-
tract offer. Also, Fairchild testified that he would have
COWLES PUBLISHING CO.
signed the contract "had the union come in and sat down
with me that day or within a reasonable time thereafter."
It has long been settled that when an employer and the
bargaining representative of the employees are in agree-
ment on the terms of a collective-bargaining agreement,
it is required that upon request by one party to the
agreement, the other sign a written contract incorporat-
ing the terms of this agreement . H. J. Heinz v. NLRB,
311 U.S. 514 (1941). Retail Clerks Local 322, 226 NLRB
80 (1976).
Before an employer or a union is obliged to sign an
agreement in accordance with the Supreme Court's hold-
ing in H. J. Heinz v. NLRB, ibid., the parties negotiating
the agreement must have reached a final agreement.
Sumner Home for the Aged, 226 NLRB 976 (1976).
The Board and the courts have consistently held that
technical rules of contract are not necessarily controlling
in cases arising under the Act. Summer Home for the
Aged, supra; F. W. Means & Co. v. NLRB, 377 F.2d 683,
686 (7th Cir. 1967); Lozano Enterprises v. NLRB, 327
F.2d 814, 817 (9th Cir. 1964). Also, as the Supreme
Court stated in NLRB Y. Strong Roofing Co., 393 U.S.
357, 361 (1969):
The Board is not trespassing on forbidden territory
when it inquires whether negotiations have pro-
duced a bargain which the employer has refused to
sign and honor, particularly when the employer has
refused to recognize the very existence of the con-
tract.
The foregoing principles from Strong "permit inquiry
into whether or not the surrounding circumstances have
produced a bargain mandating adherence by the partici-
pants. To determine the issues, it is appropriate to utilize
the normal rules of contract offer and acceptance." Brew-
ery Delivery Employees Local 46 (Guinness-Harp Corp.),
236 NLRB 1160 at 1168 (1978).
The general legal principle controlling the issue of
whether an agreement has been reached was succinctly
set forth in Shreveport Garment Mfrs.,
133 NLRB 117,
121 (1961), as follows:
While a labor contract is sui generis, like commer-
cial or other contracts it comes into being with
binding effect only after there has been a meeting of
the minds by the contracting parties on a complete
agreement. Such meeting of the minds may occur
by the acceptance of an outstanding offer, which
looks to the creation of a binding contract upon ac-
ceptance. [Emphasis added.]
Accord:
National
Fresh
Fruit
& Vegetable Co.,
232
NLRB 543, 553 (1977); Jensen's Truck Stop, 234 NLRB
567 at 568 (1978). There is no question that the letters
sent by MacLeod to the Union accepted the Company's
last and final offer; hence, there was a meeting of the
minds
That the Union's signed draft of the contract did not
accurately reflect the language of certain sections of arti-
cle I of the Company's last and final offer does not re-
quire a different conclusion. The Union clearly indicated
that if its November 25 submission did not clearly reflect
911
the terms as negotiated, the Union would correct its
draft of the agreement. At no time did the Union predi-
cate its acceptance of the Company's last and final offer
upon Respondent's agreement to the Union's executed
contract sent to the Company in November. Therefore,
there was no unilateral change in the terms of the Com-
pany's
last
and final
offer.
Cutter Laboratories,
265
NLRB 577 (1982). The misstatements of the terms of the
Company's December 16 offer in the November draft
were not of such nature and quality as to infer a lack of
agreement or intent to modify the agreement. As noted
in Shawn's Launch Service, 261 NLRB 836 at 837 (1982):
With regard to the discrepancies in the first draft
of the contract, there can be no question that they
were merely inadvertent errors in transcription by
the Union and in no wise indicated that the minds
of the parties had not met. While it is, of course,
true that, as Respondent argues, an employer is not
obligated to execute a contract which does not
mirror the agreements reached, that problem was
obviated once the Union willingly made the correc-
tions sought and prepared a fresh copy. Reppel Steel
& Supply Co., Inc., 239 NLRB 358, 362 (1978).
In fact, Fairchild's admission that union acceptance in
April would have led to execution of the agreement sub-
stantiates the conclusion that binding agreement had
been reached by the Union's acceptance of the Compa-
ny's offer. See Torrington Construction Co, 235 NLRB
1540, 1545 (1978). Further buttressing this finding that
the Union clearly evinced the intent to accept the Com-
pany's last and final offer is Respondent's argument on
brief that the Union's acceptance of this offer is a capitu-
lation, evidencing an acknowledgement of loss of majori-
ty. Thus, the evidence clearly establishes that the parties
have reached agreement.
Respondent argues that it is excused from executing
the negotiated contract because it "has a good-faith
doubt as to support of SEIU by majority of employees."
In general, on the expiration of a collective-bargaining
agreement an employer may not withdraw from an in-
cumbent union unless certain circumstances exist. The
controlling law is the same as that which has evolved for
the withdrawal of recognition after the expiration of a
certification year. Emerson Mfg.
Co., 200 NLRB 148
(1972); Bartenders Assn. of Pocatello,
213 NLRB 651
(1974); Beacon
Upholstery Co., 226 NLRB 1360, 1367
(1976). That law is set forth in Pennco, Inc., 250 NLRB
716 (1980) (supplementing 242 NLRB 467 (1949)), in
which the Board held:
As stated in our earlier Decision, absent unusual
circumstances, a union is irrebuttably presumed to
enjoy majority status during the first year following
its certification. Upon expiration of the certification
year, the presumption of majority status continues
but becomes rebuttable. An employer who wishes
to withdraw recognition from a certified union after
a year may rebut the presumption in one of two
ways: (1) by showing that on the date recognition
was withdrawn the union did not in fact enjoy ma-
912
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
jority support, or (2) by presenting evidence of a
sufficient objective basis for a reasonable doubt of
the Union's majority status at the time the employer
refused to bargain. [Citations omitted.]
Respondent does not contend, nor does the evidence
of record indicate, that on the date Respondent claimed
the Union did not represent a majority of the affected
employees, December 4, 1981, the Union did not in fact
enjoy majority status. The issue addressed by Respond-
ent is whether it had an objective basis for a reasonable
doubt of the Union's majority status at the time it refused
to execute the collective-bargaining agreement.
The
Company has the burden of establishing that it had such
objective basis supporting a good-faith doubt of union
majority. IT Corp., 263 NLRB 1183 (1982).22 As Justice
Friendly stated, in NLRB v. Koenig Iron Works, 681 F.2d
130, 137 ( 1982):
Given the danger that assertions of the good faith
defense would pose to the stability of the collective
bargaining process if not carefully scrutinized, see
N.L.R.B. Y. Tahoe Nugget, Inc., 584 F.2d 293, 303-
04 (9 Cir. 1978) ("the presumption ensures the Act's
most valued objective: industrial peace"),
cert.
denied, 442 U.S. 921, 99 S.Ct. 2847, 61 L.Ed.2d 290
(1979), companies relying on the defense must come
forward with easily verifiable and unambiguous evi-
dence supporting their belief that their employees
have rejected the incumbent union as a bargaining
agent. Thus, the employer has the burden of pro-
ducing "clear and convincing evidence of loss of
union support,"
Retired
Persons
Pharmacy v.
N.L.R.B., supra, 519 F.2d at 489-90; Nazareth Re-
gional High School v. N.L.R.B., 549 F.2d 873, 880 (2
Cir. 1977).
In summarizing the above-stated factors, Respondent
claims the following to be the basis for a reasonable
doubt of the Union's majority status:
1. Mattsen's repeated statements, through negotiators,
that a contract without a "union security clause [is] not
worth the paper it is written on." There is nothing inher-
ent in this bargaining position indicative of loss of union
majority.
2. During the meeting held by Respondent for the em-
ployees, the employees cheered. It is noted that the
record is not clear whether they cheered the Company's
statement of position or the announcement that they
would no longer be required to pay dues. The cheering,
therefore, cannot be held as "clear and convincing evi-
dence of loss of union support." Retired Persons Pharma-
cy v. NLRB, supra.
az IT Corp cites Pennco, Inc, supra at 717, as follows
(T]he employer's burden is a heavy one Thus, "it is insufficient
that the employer merely intuits nonsupport,"7 and good faith doubt
"may not depend solely on unfounded speculation or a subjective
state of mind."e
7 J Ray McDermott and Co, Inc v NLR.B., supra at 859
a NLRB Y Gulfmont Hotel Company, 362 F 2d 588 (5th Cir 1966),
enfg. 147 NLRB 997 (1964)
3. In November 1981, Crowley told Fairchild that
Smithson, while seeking a raise, stated "there was no
harm in trying to better himself when he felt there was
no union backing him." There is no clear showing that
this statement was more than the mere expression of one
employee's dissatisfaction with the Union's slow handling
of the negotiations. Even if such a statement is consid-
ered as repudiation of the Union, one employee's state-
ment is not indicative of loss of majority. See NLRB v.
Mar-Len Cabinets, 659 F.2d 995 (9th Cir. 1981).
4. The only contact between the Union and Respond-
ent from December 1980 to April 1981 was the Union's
filing of a charge which was subsequently dismissed by
the
Board.
The pendency of unfair labor practice
charges could have chilled communications rather than
loss of majority.
The lack of communications between the parties from
April to November 1981, a period of 7 months, is inad-
equate to raise a good-faith doubt, particularly when, as
here, it has been established that there was a high turn-
over of union representatives which resulted in some
confusion in contract negotiation and administration.
Also, the April letter indicated continuing union interest
in representing the unit. See Cobb Theaters, 260 NLRB
856 (1982). Compare Southern Wipers,
192 NLRB 816
(1971), and Leatherwood Drilling Co., 209 NLRB 618, 621
(1974).
5. That there was no evidence of any union representa-
tives at Respondent's place of business during 1981. This
reason is not considered probative of loss of majority be-
cause Fairchild admittedly denied the union access to its
premises in December 1980.
6. That there was no grievance activity by the Union
during 1981 despite the fact that there were two dis-
charges, one for dishonesty and the other for sexual har-
assment. There was no showing concerning prior union
practices on the record. Therefore, there is no basis for
finding the absence of grievance activity indicative of
loss of majority. There was no showing that grievances
were warranted or inactivity was unusual, connoting
changed circumstances. See NLRB Y. Tahoe Nugget, 384
F.2d 293 at 307 (1978).
7. Sometime in December 1981, Crowley told Fair-
child that a unit employee, Mason, "had gone to the
union hall to try to get a withdrawal card and they re-
fused to get it to [him]." Also in 1981 Crowley told Fair-
child about "people and conversation with people in an-
other meeting coming out saying the Union wasn't doing
nothing for them." The actual dates of these incidents
are not matters of record. Similarly, Fairchild testified
that an employee named Horner told him he was experi-
encing difficulty getting a withdrawal card. the date of
this conversation is not a matter of record. Therefore, it
cannot be found that these reports were made prior to
Fairchild's decision to withdraw recognition from the
Union and refuse to execute the agreement. See NLRB v.
Gulfmont Hotel Co., 362 F.2d 588, 589 (5th Cir. 1966),
and NLRB v. Koenig Iron Works, supra, 681 F.2d 130 at
138 (1982), in which it was noted:
Indications of employee dissatisfaction or disagree-
ment with strike decision or other union actions
COWLES PUBLISHING CO.
may provide the basis for an inference that the em-
ployees no longer want the union as their bargain-
ing agent. However, such evidence of dissatisfaction
bears only indirectly on the question of majority
support, and will often be entirely consistent with
continued employee desires for union representa-
tion. In such circumstances, the employer has the
burden of producing direct evidence of employee
rejection of the union's representation. See N.L.R.B.
v. National Seal Corp., supra. [127 F.2d 776 (2d Cir.
1942) (L. Hand, J.).]
8. Respondent asserts that the April 6, 1981 letter from
MacLeod stated that the last and final offer of Cowles
was to be submitted for ratification by the union mem-
bership. Cowles was never informed that the contract
had been ratified. This defense is found to be without
merit. There is no evidence that ratification was a condi-
tion precedent to effectuation of the collective-bargain-
ing agreement. North Country Motors,
146 NLRB 671
(1967).
That a ratification vote was mentioned by
MacLeod on April 6, 1981, does not establish such a
condition. As stated in North Country Motors, "The Act
imposes no obligation upon a bargaining agent to obtain
employee ratification of a contract it negotiates on their
behalf." Also there is no showing that the Union has in-
ternal policies which require ratification of employer
offers. Even if the Union has an internal policy which re-
quires ratification of employer offers, the employer may
not challenge those procedures or premise execution of
the contract on ratification by employees. Even when
the employer has received notice from employees that
they do not approve of the contract negotiated by the
exclusive representative and there is an agreement be-
tween the union and the employer that execution of the
agreement shall be conditioned on ratification, the em-
ployer is bound by the union's claim that the contract
had been ratified. M & M Oldsmobile Inc, 156 NLRB 903
(1966), affd. 377 F.2d 712 (2d Cir. 1967), in which the
court stated:
[A] bargaining agent need not assume the obligation
of obtaining ratification of a contract it may negoti-
ate on behalf of its members, but, if it does so, it is
for the union, not the employer, to construe and
apply its internal regulations relating to what would
be sufficient to amount to ratification.
In this case the union representative understood that rati-
fication
has been accomplished.
However, as noted
above, such ratification was not shown to be a condition
to execution of the collective-bargaining agreement. As
noted in Shawn's Launch Service, 261 NLRB 836 at 840:
In the absence of some explicit limitation on the
bargaining authority of a union, it is, "by virtue of
its certification as exclusive bargaining agent .. .
empowered by its members to make agreements on
behalf of the employees it represent[s] without se-
curing the approval of those employees." Houchens
Market of Elizabethtown, Inc. Y. N.L.R.B., 375 F.2d
208, 212 (5th Cir. 1967).
913
9. Fairchild stated that there had been no effort on the
part of the Union to contact new employees to join the
Union even though, under the expired contract, there
was a union-security clause. The unit had an employee
turnover between April and November 1981 of 10 of 32
employees. Fairchild did not state when he learned that
the Union had not contacted new employees and he did
not describe how he garnered this information. Employ-
ee turnover, standing alone, does not provide a reasona-
ble basis for believing that the Union lost its majority.
Taft Broadcasting, 201 NLRB 801 (1973). This factor,
considered in conjunction with the other factors men-
tioned above, is not sufficient to establish good-faith
doubt of loss of majority. Respondent did not refute the
presumption that new employees support the Union in
the same ratio as the old employees. Robertshaw Controls
Co., 240 NLRB 1260 (1979). That the prior contract had
a union-security clause does not establish a good-faith
belief of loss of majority through inactivity because the
April letter indicated the Union was considering accept-
ing the Company's last and final offer which specifically
excluded the union-security provisions contained in the
prior agreement. Similarly, Respondent's claim of aban-
donment of the unit must fail for the same reasons. See
further Nevada Lodge, 227 NLRB 368, enfd. sub nom.
NLRB v. Tahoe Nugget, 584 F.2d 293 (9th Cir. 1978),
cert. denied 442 U.S. 921 (1979). The Employer's knowl-
edge at the time of the disavowal was not clearly shown
to support a reasonable basis for doubting the Union's
majority. The Union's acquiescence to Respondent's pro-
posed deletion of the union-security clause does not indi-
cate abandonment of unit employees or waiver of its
right to bargain.
10. The conversation with Olsen mentioned she and
several others were seeking to withdraw from the Union
and she was "dissatisfied" with the Union's representa-
tion. Olsen's withdrawal from the Union was subsequent
to December 4 and hence not properly considered. Olsen
also stated that she stopped paying dues in May 1981.
There is no showing that Respondent had knowledge of
this action or that this action terminated her membership.
Fairchild also testified that he had heard rumors that
some employees had stopped paying dues. There was no
showing when he heard those rumors or if they were de-
rivative from Olsen's statement and hence a duplication
of incident. As noted in NLRB v. Koenig Iron Works,
supra at 138, evidence of dissatisfaction is not direct evi-
dence of lack of majority support and may be consistent
with a continued desire to be represented by the Union.
Any evidence of reduced dues payments or employee
dissatisfaction after December 4, 1981, must be rejected,
for to do otherwise would reward Respondent for its un-
lawful refusal to recognize the Union.
11. Respondent also refers to the two decertification
petitions prepared by Olsen, but these documents do not
establish that Respondent held a good-faith belief of loss
of majority, and the argument is without merit. Initially,
the decertification petitions were posted months after
December 4, 1981. The record does not establish that a
majority of the affected employees actually signed the
petitions, or that signing the petitions clearly demonstrat-
914
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ed loss of majority. See Houston Coca-Cola Bottling Co.,
265 NLRB 1488 (1982) (where employer limited union
access tq premises), and Dresser Industries, 264 NLRB
1088 (1982), which held that the filing of a decertifica-
tion petition "indicates nothing more than disaffection of
a majority of unit employees."
Based on the above, it is found that Respondent's evi-
dence was unreliable and the inferences drawn therefrom
tenuous. Furthermore, much of Fairchild's testimony was
elicited through the device of leading questions, there-
fore impairing the credibility of his testimony. Accord-
ingly, the factors set forth by Harmon in the December
4, 1981 letter to MacLeod23 are found to be the only
factors relied on by Respondent at the time the decision
to revoke recognition was made. These factors do not
clearly, cogently, and convincingly show objective, rea-
sonable belief of loss of majority. Even if all the factors
mentioned by Respondent as occurring before it with-
drew recognition were relied on, as found above, they
are insufficient to justify its unilateral withdrawal of rec-
ognition. Accordingly, it is found that Respondent vio-
lated Section 8(a)(5) and (1) of the Act by withdrawing
recognition from the incumbent Union.
Failure to Provide Information
The Employer has an obligation "to provide informa-
tion that is needed by the bargaining representative for
the proper performance of its duties." NLRB v. Acme In-
dustrial Co., 285 U.S. 432, 435-436 (1967); NLRB v.
Truitt Mfg. Co., 351 U.S. 149 (1956); NLRB v. Item Co.,
220 F.2d 956 (5th Cir. 1955). Failure to meet this obliga-
tion constitutes a breach of the Employer's duty to bar-
gain in good faith in violation of Section 8(a)(5) and (1)
of the Act. NLRB v. Acme Industrial Co., supra at 438.
The duty to bargain underlies the duty to provide in-
formation. Respondent clearly based its refusal to pro-
vide the requested information solely on its withdrawal
of recognition.24 Having found that the Respondent has
failed to meet the extremely difficult burden of establish-
ing a reasonably couched good-faith doubt of majority,
concomitantly it has breached its duty to provide infor-
mation which is unquestionably necessary and relevant
to the Union's function as the employees' representative.
Accordingly, this failure is violative of Section 8(a)(5)
and (1) of the Act.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. All employees of Respondent employed in servicing
the Review-Chronicle Buildings in the capacity of jani-
tor, elevator operator, wall washer or window washer,
22 The letter stated - "During the long period of time in which the
Company has heard nothing from the Union, the Company has heard
complaints from its employees that the Union does not respond to phone
calls and letters in a timely fashion and sometimes not at all It is appar-
ent to the Company that the Union abandoned the bargaining unit and
now has changed its mind and wants to start bargaining all over again."
24 See Respondent's letter dated February 1, 1982, Jt Exh 16
excluding office clerical employees , guards, supervisors
as defined in the Act and all other employees constitute
a unit appropriate for collective bargaining pursuant to
Section 9(b) of the Act.
4. By refusing to sign and put into effect the agree-
ment designated the Employer's last and final offer and
agreed to on November 25, 1981, Respondent violated
Section 8(a)(5) and (1) of the Act.
5. By withdrawing recognition from the Union as the
representative of the employees in the aforesaid bargain-
ing unit, Respondent violated Section 8(a)(5) and (1) of
the Act.
6. By failing and refusing to furnish the aforesaid labor
organization with the information requested by it on Jan-
uary 6 and 29, 1982, concerning the names, addresses,
dates of hire, and rates of pay of all employees in the
unit, Respondent violated Section 8(a)(5) and (1) of the
Act.
7. The aforesaid unfair labor practices are unfair labor
practices within the meaning of Section 2(6) and (7) of
the Act.
THE REMEDY
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed25
ORDER
The Respondent, Cowles Publishing Company, Spo-
kane, Washington, its officers, agents, successors and as-
signs shall
1. Cease and desist from
(a) Refusing to execute the collective-bargaining agree-
ment with Service Employees International Union, Local
6, AFL-CIO, which was agreed upon on November 25,
1981.
(b) Withdrawing recognition of December 4, 1981, and
refusing to recognize and bargain with Service Employ-
ees International Union, Local 6, AFL-CIO, as the rep-
resentative of the following unit:
All employees of Respondent employed in servicing
the Review-Chronicle Buildings in the capacity of
janitor, elevator operator, wall washer or window
washer, excluding office clerical employees, guards,
supervisors as defined in the Act and all other em-
ployees.
(c) Refusing to furnish the aforesaid labor organization
with the information requested by it on January 6 and
29, 1982, concerning the names, addresses, dates of hire,
and rates of pay of all employees in the unit.
(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
25 If no exceptions are filed as provided by Sec 102.46 of the Board's
Rules and Regulations,
the findings,
conclusions,
and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
COWLES PUBLISHING CO.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Execute forthwith the collective-bargaining agree-
ment with the Union which was agreed on on November
25, 1981.
(b) Implement all the terms of the aforesaid collective-
bargaining agreement.
(c) On request, bargain with the above-named labor
organization as the exclusive representative of all em-
ployees in the aforesaid bargaining unit with respect to
rates of pay, wages, hours, and other terms and condi-
tions of employment.
(d) On request, furnish the above-named labor organi-
zation with the information it requested on January 6
and 29, 1982.
(e) Post at its offices and places of business copies of
the attached notice marked "Appendix."26 Copies of the
notice, on forms provided by the Regional Director for
Region 19, after being signed by the Respondent's au-
thorized representative, shall be posted by the Respond-
ent immediately upon receipt and maintained for 60 con-
secutive days in conspicuous places including all places
where notices to employees and members are customari-
ly posted. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, de-
faced, or covered by any other material.
(f) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
26 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
First, we notify you that the National Labor Relations
Act gives all employees these rights:
915
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT refuse to recognize Service Employees
International Union, Local 6, AFL-CIO as the exclusive
bargaining representative of our employees in the follow-
ing described appropriate bargaining unit:
All employees of Respondent employed in servicing
the Review-Chronicle Buildings in the capacity of
janitor, elevator operator,
wall washer, window
washer, excluding office clerical employees, guards,
supervisors as defined in tha Act and all other em-
ployees.
WE WILL NOT refuse to execute the collective-bargain-
ing agreement with the Union which was agreed on No-
vember 25, 1981.
WE WILL NOT fail and refuse to give effect to the
terms and provisions of the agreed-on collective-bargain-
ing agreement with the Union.
WE WILL NOT refuse to furnish the above-named labor
organization with the information requested by it by let-
ters of January 6 and 29, 1982, concerning the names, ad-
dresses, dates of hire, and rates of pay of all employees
in the previously described unit.
WE WILL NOT in any like or related manner Interfere
with, restrain, or coerce our employees in the exercise of
the rights guaranteed them by Section 7 of the Act.
WE WILL, on request, bargain collectively with the
Union as the exclusive representative of the employees in
the appropriate unit described above regarding wages,
hours, and other terms and conditions of employment.
WE WILL execute forthwith the collective-bargaining
agreement with the Union which was agreed on on No-
vember 25, 1981.
WE WILL give effect to the terms and provisions of
that collective-bargaining agreement.
WE WILL, on request, furnish the above-named labor
organization the information it requested on January 6
and 29, 1982.
COWLES PUBLISHING COMPANY