286 NLRB 734
Pittsburgh Metal Processing Co., Inc.
734
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Pittsburgh Metal Processing Co., Inc. and United
Electrical,
Radio and Machine Workers of
America, Local 623. Case 6-CA-18987
15 October 1987
DECISION AND ORDER
By MEMBERS BABSON, STEPHENS, AND
CRACRAFT
On 5 March 1987 Administrative Law Judge
Thomas A. Ricci issued the attached decision. The
General Counsel filed exceptions and a supporting
brief, and the Respondent filed an answering brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings,' and
conclusionsz
and to adopt the recommended
Order.
ORDER
The recommended Order of the administrative
law judge is adopted and the complaint is dis-
missed.
' In agreeing with the judge that the complaint should be dismissed,
we do not rely on the following portions of the judge's decision the last
sentence of sec. III, par. 10; the last sentence of sec III, par 11, and sec
III, par 19
2 The General Counsel contends that the Respondent violated Sec
8(aX5) and (1) of the Act by failing to bargain over the promotions of
two bargaining unit employees to supervisory positions because such pro-
motions were mandatory subjects of bargaining
We disagree
We find
that the General Counsel failed to prove that the promotions resulted in
the elimination of any unit classifications On the contrary, the evidence
indicates that bargaining unit jobs were not eliminated , but were merely
left unfilled. Burkhart was able to return to his bargaining unit position 2
weeks after his promotion , and the Respondent anticipates replacing
Huerbm and hiring additional production employees as business increases
We conclude, under the circumstances, that the Respondent's promotions
did not have such a substantial impact on the bargaining unit to be a
mandatory subject of bargaining and that the Respondent did not have an
obligation to bargain with the Union over the promotions
Accordingly,
we agree with the judge that the complaint should be dismissed See St
Louis Telephone Employees Credit Union, 273 NLRB 625, 627-628 (1984)
Joseph M. McDermott, Esq. and Charles H. Saul, Esq., for
the General Counsel.
Edward J. Van Allen, Esq. (Kirkpatrick & Lockhart), of
Pittsburgh, Pennsylvania, for the Respondent.
Marion J.
Washington, Field Organizer, of North Ver-
sailles, Pennsylvania, for the Charging Party.
DECISION
STATEMENT OF THE CASE
THOMAS A. Ricci, Administrative Law Judge. A hear-
ing in this proceeding was held in Pittsburgh, Pennsylva-
nia, on 10 November 1986, on complaint of the General
Counsel against Pittsburgh Metal Processing Co., Inc.
(Respondent or the Company). The complaint issued on
11 August 1986, on a charge filed on 26 March 1986, by
United Electrical, Radio and Machine Workers of Amer-
ica, Local 623 (the Union or the Charging Party). Essen-
tially the issue presented is whether the Respondent dealt
directly with its employees on matters relating to their
conditions of employment and thereby violated Section
8(a)(5) of the statute because it ignored their established
collective-bargaining representative.
Briefs
were filed
after the close of the hearing by the General Counsel
and the Respondent.
On the entire record, and from my observation of the
witnesses, I make the following
FINDINGS OF FACT
1. THE BUSINESS OF THE RESPONDENT
This Company is engaged in the heat treatment of
metal products in its business location in Pittsburgh,
Pennsylvania. During the 12-month period ending Febru-
ary 1986, in the course of its business it derived gross
revenues in excess of $500,000. During that same period
it performed services valued in excess of $50,000 within
the Commonwealth of Pennsylvania for various enter-
prises, including Combustion Engineering, Inc., which
are directly engaged in interstate commerce. During that
same 12-month period Combustion Engineering pur-
chased and received at its Pennsylvania facility goods
and materials valued in excess of $50,000 directly from
points outside the Commonwealth of Pennsylvania. I find
that the Respondent is an employer within the meaning
of the Act.
II. THE LABOR ORGANIZATION INVOLVED
I find that United Electrical,
Radio and
Machine
Workers of America, Local 623, is a labor organization
within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
In March 1986 John Howat Jr, who owns and runs
this Company, offered two of his employees promotions
to what he then called a managerial position, at a very
substantial increase in pay. They both accepted. One re-
turned to his old position 2 weeks later, abandoning the
higher pay. The other remained and is still on what the
Respondent contends is a supervisory or managerial job.
The complaint alleges that neither of these two men ever
ceased being anything but ordinary production and main-
tenance workers, that they never were supervisors, or
managerial at all. And because the Respondent has long
been under contract with the Union, and Howat did
what he did without consulting the Union first, his act of
promoting the two men is called a violation of Section
8(a)(5) of the Act.
The only real question to be decided now is whether
John Huerbin, the man who accepted the promotion and
still holds the job, is or is not a supervisor. If he is, all
the variously phrased allegations of the complaint-each
labeled a separate unfair labor practice-fall by the way-
side. These include such allegations as- that Huerbin was
given a false title; that the Employer negotiated a per-
286 NLRB No. 74
PITTSBURGH METAL PROCESSING CO.
sonal contract with a production worker represented by
the bargaining agent ; that the Employer illegally disrupt-
ed the bargaining unit; and that it bribed an employee to
get him out of the Union , among others.
If, instead, the General Counsel is right , and Huerbin
never did rise above the status of a rank-and-file worker,
the complaint stands up only if the Respondent admits it
acted unilaterally, behind the Union 's back, as it were, in
giving the man the raise.
John Howat is also the president of the Company and
works at the place of business , mostly, of course, in the
office. His two sons, Cameron and John (Jay) Howat III,
are the supervisors in charge of the regular plant work.
Because of his advancing years, Howat is preparing for
the day he will retire, and therefore gave thought to ob-
taining another managerial assistant for his sons to run
the business. His thinking was that a qualified man, with
training
and progressive experience as a supervisor,
would be a desirable thing . His intentions, as he stated at
the hearing, were to move his son John up to his posi-
tion when he left. His other son, an engineer , has little
experience at this kind of work, and therefore would
eventually need someone to do the work with him. As
Robert Burkhart, one of the men offered the promotion
in 1986, recalled : "He [Howat] said, Bob, I really need
you in management, I can't rely on my sons."
At the time of the events Burkhart and ]Huerbin were
earning about $ 10 per hour, as provided in the current
union contract. When Howat spoke to each of them in
March he offered them a $30,000 annual guaranteed
salary in writing. Huerbin took the job and is still on it
Burkhart, although he too accepted, left that job after 2
weeks. His testimony as a principal witness in support of
the complaint, is virtually enough to decide the entire
case.
He started by saying that when Flowat first opened the
subject to him it began with "[B]ow I would like to
wear a white shirt . . . I would like you as part of man-
agement . . . how I would like to make the sum of thirty
thousand dollars [$30,000], a year salary." When Burk-
hart told Howat a week later that he would accept the
offer, Howat said to him, still according to Burkhart's
direct testimony : "He told me it would be for the same
contract as the union contract. I'd get $ 30,000 a year
with the same benefits as the Union."
Two weeks after starting on the new job there was a
crane breakdown in the shop about 5 p.m. The supervi-
sors hastened to make changes to repair it, as it would
have been impossible to get the work done the following
day. It took some time , with Burkhart and Huerbin also
staying and solving the problem. As a consequence of
the delay, Burkhart was late in picking up his wife with
his car, where he had arranged to meet her. That same
night, he telephoned Howat to complain that it was not
right to assume "he would work so late." From his testi-
mony : "I asked him about a 40 hour workweek, and he
told me he said nothing about a 40 hour workweek. My
understanding was the same as the union contract, a 40-
hour workweek."
Q. What was his response to that?
A. He made no reply.
735
Q. Did you tell him anything further , or did he
tell you anything further?
A. I told him that I think Jay [Howat's son]
should ask us, you know , if we can work late in-
stead of assuming that we can work.
Q. Did Mr. Howat have any response to that?
A. No.
I can only believe Howat did not answer the man on the
telephone because he could not believe what he was
hearing.
The next morning Burkhart and Huerbin were called
into Howat's office. Again by Burkhart: "Mr. Howat
read off a few figures of what we were making and what
we were making, you know, compared to being in the
Union . . . he told us . . . about the amounts we were
making and that I had brought up about , well, why
couldn't Jay ask us to work late instead of assuming that
we could work late . . . why didn't he ask us, you
know. I said, well, you know, I had to be somewhere
and he said, I talk too much like a union man, thinking
about the 40-hour workweek."
Howat first thought of firing the man, but then relent-
ed and permitted him to go back to his old job the next
morning. In August 1986 Burkhart quit the Company
himself.
The General Counsel sees this testimony by Burkhart
as proof of antiunion animus in the Respondent , because
Howat criticized the man for thinking like a union man.
I see it as something quite different. To me it is the clear-
est indication that the new job to which the man had
been promoted was in fact a managerial position. The
most significant reality is the changed rate of pay. Burk-
hart's pay used to be $10.20 an hour, meaning $21,800 a
year if he worked without missing a single hour. His
new pay now was a guaranteed salary of $30,000 a year.
In the face of this fact he argued with the Employer that
he had a right to enjoy the terms and conditions of the
union contract. Burkhart also said, at the hearing, that
during those 2 weeks he did no more than the very same
work he had always done . Did he really believe his em-
ployer was just making him an $8000 a year gift for no
reason at all? But the killer in this man's testimony is his
further admission that when telling him about the new,
proposed arrangement, Howat told him there would be a
separate, personal contract with him, and that Burkhart
could take it to his own lawyer for approval!
Clearly, Burkhart was not telling the truth as a witness
in this case; he was merely attempting to paraphrase the
complaint. Wherever he is contradicted by a company
witness, I do not credit him at all. He should be grateful
for not having been discharged when he tried to back
out of his deal with Howat.
There is more. Am I to believe an employer would
give a man an $8000 raise just for the purpose of getting
him out of the Union? The Union has been established in
this plant since 1961 , with successive contracts.
The
steward testified there was not even a grievance filed
since 1971. This can only mean the Company and the
Union got along well . And, finally, there is no evidence
at all, indeed it is not even claimed , that this record con-
tains any direct evidence of 8(a)(1) violations by the Re-
736
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
spondent. If I am to find, as the complaint says, that the
Respondent paid $8000 a year more to each of two pro-
duction and maintenance employees with the sole pur-
pose of getting them to stop paying their own money as
union dues, it would be a finding that management in
this case is purely irrational. I listened to the witnesses,
and I cannot come to such a conclusion.
To help prove the complaint allegations of antiunion
purpose in these matters, the General Counsel called two
employees who were also offered the promotion but re-
fused it-Paul Trautman and Raymond Dubas. Each of
them tried to make it appear that Howat, who spoke to
them, always started the conversations by conditioning
the proposals with their resignation from the Union. By
Trautman: "He called on the phone, at work, you know,
and he asked me about leaving the union, you know, if I
leave the union, and he offered me a job, like, more or
less, a boss, or whatever, you know. And that he'd give
me $30,000 a year and the same contract that we have,
like, now, only with the union." By Dubas: "He asked
me-we had a conversation over the phone, in the shop,
about if I will be willing to drop out of the union and
have the same contract, but without the union, and was
offered $30,000 a year." Howat's testimony is different.
He denied
telling Dubas anything about leaving the
Union because the man did not accept the offer at all.
His testimony is that he only brought up the subject of
discontinuing dues checkoff with Burkhart and Huerbin
after the two men had accepted the offer of a managerial
job. If in fact, as the record amply proves, the new jobs
were supervisory positions, there was nothing wrong in
the owner telling them they would no longer have to
have union dues deducted from their salaries . I absolute-
ly credit Howat against the General Counsel's witnesses
on this point.
There is one other reality quite clear on this record,
and it is that for some time the ratio between supervisory
and nonsupervisory employees in this plant's place of
business has been rather disproportionate, according to
Board precedent. If that fact is viewed out of context, a
certain conclusion is suggested.
When Burkhart and
Huerbin were offered the promotions they were two of
only four production and maintenance employees in the
plant. Over them at that time there were three admitted
supervisors-Howat and his two sons. There is Board
precedent saying that such a ratio is very strong indica-
tion that all the so-called supervisors are really not su-
pervisors at all. Even more revealing is the fact that at
the time of the hearing, after Huerbin had become a su-
pervisor, there were four supervisors-Howat, his two
sons, and Huerbin-over only two production and main-
tenance workers. If one looks only at these facts then
certainly Huerbin could not easily be held to be a super-
visor.
But there are other facts of record that relate to the
question at issue . This Company has always operated in
this fashion, using its supervisors to do some regular pro-
duction work part of their time. There is uncontradicted
and documented evidence that as far back as early 1960s
after the Union had been recognized, the Company
always had at least one supervisor who also did regular
production and maintenance work. Of course the Union
knew it, for the men worked with union members. The
Union never complained, and no grievance was ever
filed about that fact. In short, it was an accepted way of
doing business in this plant.
The final question is: How did
Huerbin's
duties
change, if they did change, after his promotion? Again,
the
General
Counsel relies on simple, conclusionary
statements by his witnesses. Trautman, a regular employ-
ee, was asked: "Were there any changes in job duties
that were being performed by Huerbin and Burkhart at
this time? A. None." Trautman left the Company on 13
April, and of course knows nothing of what has since
been going on in that place. Burkhart said that during his
2 weeks in the higher paying job his work duties
changed "none at all " The same answer from employee
Dubas, with only a "no" in response to the question As
already stated, these were not credible witnesses.
In any event, I do not think these simple negatives
cover the question at issue
I believe, instead, the testimony of both Howat and
Huerbin. Huerbin no longer punches the timeclock. His
hours have changed, and, if Burkhart's explanation
means anything, it says that Huerbin too is subject to
duty as the problems of management demand from time
to time. He wears a white shirt and blue pants, as super-
visors have always worn. Every day, after the regular
work hours, he attends a meeting of all supervisors,
where the needs of the next day's work are studied and
programmed. There, lie, as part of the group, joins in
formulating the production policy to be followed. He
signs for materials received on behalf of the Company, as
supervisors have always done. He has interviewed two
applicants for employment who answered newspaper
ads; he recommended that one be hired, and that the
other be sent away as unqualified. It was he who recom-
mended the recall of Burkhart from layoff status, and
who sent several mailgrams to the man calling him back
to work. He buys parts for the various furnaces and ma-
chines when needed, using the Company's credit card.
He is taking a correspondence course in engineering nec-
essary for this Company's special kind of mental treat-
ment. The Company is paying for that cost of study. All
these are facts undisputed on this record. And, finally, as
already explained, unlike the rank-and-file he is salaried,
and is paid much more than the employees under him.
There is no question but that Huerbin is today a supervi-
sor within the meaning of the Act.
Interesting questions come to mind in a case of this
kind. It is admitted that Huerbin, like the many other su-
pervisors who preceded him, spends part of his time
doing regular production work. Does that fact mean he
may not be held to be a supervisor under the statute? Re-
stated. If a man operates a dress shop with 10 machine
operators, can he sit down, when he has time on his
hands, and produce a few dresses himself on a Singer
sewing machine? Can the ILGWU file a valid 8(a)(5)
charge with the NLRB because of that independent
action by the dressmaker? Where an admitted supervisor
does both kinds of work-being a boss and working on a
machine, can the union compel him to pay union dues
because of a contract that makes membership compulso-
PITTSBURGH METAL PROCESSING CO.
ry on the rank and file . In my considered judgment the
answer to those questions is a negative . But I do not ad-
dress them here because the General Counsel does not
raise any of them.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed'
ORDER
737
I recommend that the complaint is dismissed in its en-
tirety.
Order shall , as provided in Sec 102 48 of the Rules, be adopted by the
If no exceptions are filed as provided by Sec 102 46 of the Board's
Board and all objections to them shall be deemed waived for all pur-
Rules and Regulations, the findings ,
conclusions,
and recommended
poses.