287 NLRB 274
Blue Grass Industries, Inc.
274
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Blue Grass Industries, Inc. and United Food and
Commercial
Workers
International
Union,
Local 68-R, AFL-CIO. Cases 9-CA-16786-1-
4,
9-CA-16867-1-2, 9-CA-16965-2, 9-CA-
17018-2, 9-CA-17540-1, and 9-RC- 13724
16 December 1987
DECISION, ORDER, AND DIRECTION
OF SECOND ELECTION
BY CHAIRMAN DOTSON AND MEMBERS -
STEPHENS AND CRACRAFT
On 19 September 1983 Administrative Law
Judge Burton S . Kolko issued the attached deci-
sion. The Respondent filed exceptions and a sup-
porting brief, the General Counsel filed exceptions
and a supporting brief, and the Respondent filed an
answering brief to the General Counsel 's excep-
tions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs' and
has decided to affirm the judge 's rulings, findings,2
and conclusions only to the extent consistent with
this Decision, Order, and Direction.
The Respondent manufactures "Jockey" brand
underwear. The Union organized employees at the
Mt. Sterling,
Kentucky
plant
during 1980 and
1981.3 The tally of ballots from the election held
on 19 June shows that 205 employees voted
against, and 202 for, the Union, with 17 challenged
ballots remaining, a number sufficient to affect the
results.
We adopt the judge's finding that the election
must be set aside because the Respondent 's preelec-
tion conduct interfered with the employees' free
choice in the election. In so doing, we rely on the
several antiunion demonstrations that the Respond-
ent's president and supervisors
led through the
plant during worktime 6 ' weeks prior to, the day
before, and on the . day of the election , as well as
on the judge's finding of other unlawful conduct
i The Respondent has requested oral argument on the Board's Orders
of 5 April and 24 May 1982 regarding a subpoena duces tecum it filed
with the judge and on the appropriateness of a bargaining order The re-
quest is denied as the record , exceptions, and briefs adequately present
the issues and the positions of the parties
2 The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
7 All dates are in 1981 unless otherwise indicated
occurring during the critical period,4 except for
our reversal of the following 8(a)(1) findings.
1. 8(A)( 1 ) DISMISSALS
1. When the judge reviewed Supervisor Sue Eas-
terling's
antiunion conduct ,
he delineated state-
ments she made to employees in April and on I
May and found the threats she made of "plant clo-
sure, economic reprisal and loss, and the futulity
[sic] of voting in the Union" all violated Section
8(a)(1) of the Act. We agree with that conclusion,
but in so doing find that not all the examples of
Easterling's comments cited in the judge 's decision
constitute violations. The judge thus failed to dis-
tinguish between Easterling's expressions of opin-
ion protected by Section 8(c) of the Act (wonder-
ing orally why employees would want
a union,
given the Respondent's generous benefits, and as-
serting that the Union just wanted the employees'
money) and unlawful threats (stating that the Re-
spondent's president did not have to negotiate with
the Union, that negotiations would have to start at
the bottom and go back up,5 and that the Respond-
ent could transfer work to the union-free Carlisle
plant and shut down the Mt. Sterling plant). We
find that only the latter statements constitute
threats and violate Section 8(a)(1) of the Act.
2. On 16 June Plant Manager Montgomery sent
employees a letter stating:
4 We agree, inter alia, with the judge's finding that Plant Manager
Betty Montgomery's meetings with employees , during which she solicit-
ed their grievances, violated Sec 8(a)(1) of the Act The Respondent was
not privileged, through its appointment of Montgomery as a "conciliato-
ry" manager , to solicit employee grievances and grant employee benefits
during the organizational campaign The Board has held that the solicita-
tion of grievances at preelection meetings "raises an inference that the
employer is making
a promise [to correct grievances], "which infer-
ence is rebuttable by the employer" Uarco Inc , 216 NLRB 1, 2 (1974)
There is no basis in the record here for concluding that the inference that
the Respondent implicitly promised to redress grievances had been rebut-
ted
The record , in fact, shows that the Respondent actually corrected
some, grievances identified by employees
Chairman Dotson would dismiss the allegation that Montgomery's
meetings with employees constituted unlawful solicitations of grievances
and grants of benefits The timing of these meetings (3 weeks after the
representation petition was filed) and their novelty are explained by a
lawful event
Montgomery was made plant manager approximately 3
weeks after the petition was filed and was placed , for the first time, in a
position where she could call such meetings and effect changes In this
context, Chairman Dotson would find that the General Counsel has failed
to establish a violation of law Further, for the reasons stated in his con-
curring and dissenting opinion in Adams Super Markets Corp , 274 NLRB
1334 (1985), Chairman Dotson would dismiss the finding that the Re-
spondent violated Sec 8(a)(1) by changing the order of layoff , noting in
this regard that the only evidence supporting this finding is the timing of
the change in layoff procedure
5 Implicit in Easterling 's statement that negotiations would have to
start at the bottom and go back up is the suggestion that existing benefits
would be diminished or discontinued if the Union wins the election and
the Employer is required to negotiate with it Such a "bargaining from
scratch" statement, in the circumstances of this case, is improper Saun-
ders Leasing System, 204 NLRB 448 (1973), enfd in relevant part 497
F 2d 453 (8th Cir 1974)
287 NLRB No. 28
BLUE GRASS INDUSTRIES
One of the things that United Food and Com-
mercial Workers Union has tried to make you
believe in the past few weeks is that there is
no way you can lose if the Union wins the
election and gets the right to deal with Blue
Grass about your job, including your wages
and benefits. That is not true. You have seen
the
newspaper clippings about Bata Shoe
Company in Salem, Indiana. Some of the em-
ployees there believed that there was no way
they could lose, but after voting the Union in
and negotiating for months, the Union called a
strike. The employees received no paychecks
while they were on strike and after 18 weeks
of striking, the Company announced that the
plant would have to close and that all jobs
would be lost.
I am not saying that those things that hap-
pened at Bata Shoe will happen here , but these
things have happened to other employees at
other places and you have to decide whether
you want to take the chance of having such
things happen here.
The judge found that Montgomery 's references to
the Bata Shoe Company constituted an implied
threat that the Respondent would close down if
employees were to select the Union . We disagree.
Montgomery referred to incidents at another
plant as an example of what actually transpired
when other employees organized . Not only were
these comments in response to union campaign
rhetoric that promised a bright future for the Re-
spondent's employees if they organized , but Mont-
gomery stated that what occurred at Bata Shoe
need not occur at the Respondent's facility. We
find that her letter comes within the range of per-
missible campaign conduct and was protected by
Section 8(c) of the Act.
3. Contrary to the judge, we find that Product
Managers Peggy Stull and Edna Cole and Supervi-
sor Marie Hunt did not unlawfully interrogate em-
ployees concerning their union activities. Stull, on
two occasions, asked Hart, an active prounion em-
ployee, how the Union was going and later ex-
pressed disbelief that employees would want to pay
union dues . 6 Cole, on the day of the election, sepa-
rately asked Calvert and Goodpaster, two proun-
ion,
button-wearing
employees,
if
they
had
changed their minds or would reconsider their sup-
port for the Union . Hunt, on several occasions,
6 Stull's additional remark that "if the union dies down, things will get
better," made in response to a comment by Hart, in context is ambiguous
and does not, without more, constitute an unlawful promise of benefits
for rejecting the Union. Member Cracraft disagrees and would find the
statement to be an implied promise of benefits
275
told prounion employee Bowling that she could
not understand why Bowling supported the Union
given the latter's high rate of pay.
Employees
Hart,
Calvert,
Goodpaster,
and
Bowling were, as noted, all open union adherents.
Hart, in particular, had been a leader in the union-
ization effort from the very beginning. Clearly, the
questions directed at these employees by Stull,
Cole, and Hunt were not made concerning any
threats or other unlawful acts and do not appear
from their context to have been aimed at obtaining
information that the Respondent could in turn use
to take adverse action against them or the Union.
In these circumstances we conclude that the super-
visors' inquiry of these open union supporters con-
cerning their union sentiments did not interfere
with their Section 7 rights and did not restrain or
coerce them.7
Compare
Rossmore
House,
269
NLRB 1176 (1984), affd. 760 F.2d 1006 (9th Cir.
1985), with Sunnyvale Medical Clinic, 277 NLRB
1217, 1218 (1985).
4. The Respondent's personnel manual prohibits:
16.A. Any soliciting of employees by other
employees on the Company's premises (or
parking lot) during worktime except during
authorized breaks or lunchtime, regardless
of the nature or the purpose of such solicita-
tion.
16.B. Distribution on the Company 's premises
by employees, of any written or printed ma-
terial or other literature of any kind, nature
or description (other than in connection
with the performance of employee 's regular
duties), except in nonworking areas.
The judge found the statement in 16.B. about dis-
tribution ambiguous and its maintenance violative
of the Act because it does not expressly state that
employees may distribute literature during break-
time and mealtime in nonproduction areas, as is
permitted under Essex International, 211 NLRB 749
(1974). We disagree with this finding.
Paragraph 16.B. prohibits distribution, except in
nonworking areas. The rule places no express re-
striction on distribution in nonworking areas. Thus,
if there is any ambiguity in this rule, it lies in the
possibility that the rule allows distribution during
working hours-an interpretation that would not
interfere with employees' Section 7 rights.
We,
therefore, find nothing unlawful in the Respond-
7 We find it unnecessary to decide if Stull's further questioning of Hart
over the filing of an unfair labor practice charge was an unlawful interro-
gation
Member Cracraft finds it unnecessary to pass on the question whether
these interrogations violated the Act because the finding of such addi-
tional violations would be cumulative and would not affect the Order.
276
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ent's rule and dismiss this allegation of the com-
plaint. 8
5. In response to a union request to debate, on 10
June the Respondent's president, Don Haney, told
employees that Board law prevented him from de-
bating with them. The Union filed an election ob-
jection over Haney's representation of the law. The
judge found that because Board law does not pro-
scribe such a debate, Haney's statement constituted
a misstatement involving the Board and its process.
Accordingly, he upheld the objection and, sua
sponte, found Haney's statement violated Section
8(a)(1) of the Act. In
Riveredge
Hospital,
264
NLRB 1094 (1982), however, the Board established
that
mischaracterizations
of Board actions are
viewed the same as other misrepresentations that
we find nonobjectionable. Midland National Life
Insurance Co., 263 NLRB 127 (1982). Thus, we
find Haney's statement did not impugn the Board's
neutrality. For the same reason that we find mis-
characterizations do not interfere with employees'
free choice in an election process, we find they do
not constitute interference with employees' Section
7 rights.
Haney's statement that he could not
debate cannot be said to have interfered with the
employees' right to engage in collective activity.
Accordingly,
we shall reverse the finding that
Haney's statement violated Section 8(a)(1) of the
Act.
6. On 18 June the chairman of the Respondent's
board of directors, Wayne Shumate, presented a
speech and slide show to employees. Included in
the slide show were pictures of a plant, recently
closed by the Respondent, showing its "For Sale"
sign. The slide show also depicted a conversation
among three employees, one for and two against
the Union, with the latter telling the former she did
not need a union. The antiunion employees also
made references to two other companies, Bata
Shoe and Hobart. They pointed out that the union
organizer at the Respondent was the same one who
had organized Bata Shoe and that Bata Shoe had
closed down. One also mentioned that her husband
worked at the unionized Hobart plant, but was out
of work for 8 months because the plant had not
been operating. The judge found that "the message
was clear that strikes were inevitable, and because
of such strikes and closings, selecting the Union
would be futile. These messages, whether implied
or explicit, violated Section 8(a)(1)."
The Respondent contends that all references to
plant closings and strikes were factually accurate
a We agree with the judge's conclusion that par. 16 A clearly does not
restrict solicitation during break periods and meals. We, therefore, find
the rule valid under the principles established
in Our Way, Inc., 268
NLRB 394 ( 1983).
and, absent any prediction that the same thing
would occur at the Respondent's facility, are per-
missible under Section 8(c). We find merit to the
Respondent's exception.
The slide show clearly portrayed the Union's
role at the nearby unionized plants, as well as that
of a particular union organizer, in a negative light.
The events pictured in the slides actually occurred,
however, and the Respondent did not state that the
same sort of events would occur at Blue Grass if
the employees selected the Union. Under these cir-
cumstances, the Respondent is permitted by Sec-
tion 8(c) to present its view of the economic reali-
ties of unionization. Accordingly, we dismiss the
complaint allegation that the slide show violated
Section 8(a)(1) of the Act insofar as that allegation
rests on the factually accurate descriptions of clos-
ings at other plants.
II. A BARGAINING ORDER IS NOT WARRANTED
The Respondent unlawfully interfered with the
employees' protected right to organize, but we find
that the imposition of a bargaining order is not nec-
essary to remedy the Respondent's misconduct.9
Considering the degree of seriousness of the viola-
tions found, and their extent, we conclude that a
direction of second election, rather than the impo-
sition of a bargaining order, is appropriate here.
The Respondent did not commit any violations of
Section 8(a)(3). As set forth above, we have re-
versed several of the judge's findings of violations
of Section 8(a)(1). The most coercive unfair labor
practices the
Respondent has committed, the
threats of plant closure, were not shown to have
been disseminated among employees in the unit.
The remaining 8(a)(1) violations, in our view, are
less serious and unlikely to have a lasting effect on
election conditions. Accordingly, we shall direct a
second election in the event the Union loses the
first election.' 0
9 Since the judge issued his decision , the Board issued Gourmet Foods,
270 NLRB 578 (1984), in which it overruled Conair Corp., 261 NLRB
1189 (1982), and found that no bargaining order shall issue when a major-
ity of employees in the appropriate unit have not authorized the union to
represent them . Thus, the judge's reliance on Conair is no longer appo-
site. As we find that the Respondent's unfair labor practices can be reme-
died by traditional methods and do not warrant a bargaining order, re-
gardless of whether the Union achieved majority status, we need not pass
on the judge's determination of the validity of the individual authoriza-
tion cards
The judge ordered that the notice shall be posted in all the Respond-
ent's plants and be signed by its chairman of the board , president, and
plant manager of each plant Because of the fact that there are no special
circumstances here warranting such extraordinary remedies , we shall
delete these provisions from our Order Compare S. E. Nichols Inc, 284
NLRB 556 (1987). Chairman Dotson dissented in Nichols and regarded
the extraordinary remedies as unnecessary even in that case.
10 We adopt the judge's unit determinations. In so doing, we note that
the judge stated that the quality control inspectors worked adjacent to
Continued
BLUE GRASS INDUSTRIES
277
ORDER
The National Labor Relations Board orders that
the Respondent, Blue Grass Industries , Inc., Mt.
Sterling, Kentucky , its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Causing, aiding, or permitting groups of its
employees to enter the Mt. Sterling plant and inter-
fere with or disrupt the work of employees in that
plant in order to coerce them in the exercise of
their rights under Section 7 of the Act.
(b) Threatening employees that the plant will be
closed and/or relocated because they engage in
union or other protected concerted activities.
(c) Threatening employees with loss of benefits
because they engage in union or other protected
concerted activities.
(d) Conveying to employees the futility of their
engaging in union or other protected concerted ac-
tivities.
(e)
Coercively
interrogating employees about
their union or other protected concerted activities.
(f) Threatening to refuse to bargain with the
Union if the employees select it as their bargaining
representative.
(g) Creating the impression of surveillance of
employees seeking to exercise their rights to • orga-
nize collectively.
(h) Telling employees that they will be bothered,
pestered, or harassed if they display union insignia.
(i) Asking employees to choose whether to dis-
play or wear antiunion insignia.
(j) Removing employees' union posters placed on
the bulletin board containing antiunion posters.
(k) Promising and granting benefits or soliciting
the presentation of grievances and adjusting such
grievances to discourage its employees' designation
of a collective-bargaining representative.
(1) Telling employees that the grant of benefits
will be delayed by a representation campaign.
(m) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Post at its facility in Mt. Sterling, Kentucky,
copies of the attached notice marked "Appendix
A." 11 Copies of the notice, on forms provided by
the production employees
We find the worksite of the quality control
inspectors to be physically distinct from the production area Neverthe-
less, we agree with the judge 's finding that the quality control inspectors
share a community of interest with the production unit and are properly
included in the appropriate bargaining unit
" If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the Regional Director for Region 9, after being
signed by the Respondent's authorized representa-
tive, shall be posted by the Respondent immediate-
ly upon receipt and maintained for 60 consecutive
days in conspicuous places including all places
where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent
to ensure that the notices are not altered , defaced,
or covered by any other material.
(b)
Notify the
Regional
Director in
writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
IT IS FURTHER ORDERED that the allegations of
unlawful conduct not found to be violative of the
Act shall be dismissed.
[Direction of Second Election omitted from pub-
lication.]
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
APPENDIX A
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT cause, aid, or permit persons to
enter the Mt. Sterling plant and interfere with or
disrupt the work of employees in that plant in
order to coerce them in the exercise of their rights
under Section 7 of the Act.
WE WILL NOT directly or indirectly threaten em-
ployees with plant closure or relocation, loss of
employment, loss of present or future benefits, or
other unspecified retaliation because they support a
labor organization.
WE WILL NOT tell employees that the selection
of a labor organization to represent them is an ex-
ercise in futility.
278
DECISIONS OF THE NATIONAL, LABOR RELATIONS BOARD
WE WILL NOT directly or indirectly question em-
ployees regarding their union sympathies or activi-
ties or those of other employees.
WE WILL NOT threaten to refuse to bargain with
United Food and Commercial Workers, Interna-
tional Union, Local 68-R, AFL-CIO.
WE WILL NOT create the impression that em=
ployees who are attempting to organize collective-
ly are under surveillance. '
'
WE WILL NOT tell our employees that benefits
will be delayed by a representation campaign, and
WE WILL NOT promise or grant benefits or solicit
or adjust employee grievances for the purpose of
discouraging our employees from selecting a labor
organization as their collective-bargaining repre-
sentative.
'
WE WILL NOT tell employees that they will be
bothered,
pestered,
or harassed if they display
union insignia, and we will not ask employees to
choose whether or not to display or wear antiunion
insignia.
WE WILL NOT remove union posters that are on
a bulletin board that contains antiunion posters.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of,
the Act.
BLUE GRASS INDUSTRIES, INC.
I. THE UNFAIR LABOR PRACTICES THAT INTERFERED
,. WITH THE ELECTION
Respondent's plant at' Mt. Sterling is one of several
Kentucky plants wheie sewn and knitted underwear is
produced under contract for Jockey International, whose
"Jockey" trademark is well known. The Union is also
well known, being the successor to the former Retail
Clerks International Union 2
The Union began its organizing campaign in January
1980 at the Maysville plant. In early March 1980, the
Union began circulating union authorization cards among
the employees of the, plants at Cynthiana, Carlisle, and
Mt. Sterling. Thirteen months later the Union filed a rep-
resentation petition for the Mt Sterling bargaining unit
(April 6, 1981), culminating in the election held on June
19, 1981. It is during this "critical period" that we focus
our attention, for it is during such preelection period that
the party attempting to control the election, can put his
tactics of interference to best use. Ideal Electric & Mfg.
Co., 134 NLRB 1275, 1277 (1961)
The conduct of which the General Counsel and the
Union complain the most involves the in-plant demon-
strations that occurred on May 1 and June 18-19, 1981.
In their view "the demonstrations . . constitute ample
evidence of the extent to which the Respondent would
go in putting fear into the employees for even consider-
ing union representation." (G.C. Br. 21.) Respondent
feels that the General Counsel is seeing the events of
those days with a jaundiced eye, because from its per-
spective the worst that can be said is that there was
"boisterous conduct accompanied by loud music." (Br
74.)
James E. Horner, Lynne D. Schmidt, and Bruce H. Metz-
lish, Esgs., for the General Counsel.
Alan,L. Rolnick, Chris Mitchell, and Townsell G. Mar-
shall, Jr., Esqs., of Atlanta, Georgia, for the Respond-
ent.
Stanley A.
Gacek, Esq,
of Washington, DC, for the
Charging Party Petitioner.
DECISION
BURTON S. KOLKO, Administrative Law Judge. The
United
Food and Commercial Workers International
Union, Local 68-R (the Union) organized the employees
of Blue Grass Industries at Mt Sterling, Kentucky, con-
tinuously during 1980 and 1981 , culminating in an elec-
tion held on June 19, 1981. Although it had obtained the
support of the majority of the employees the day before
the election, it lost the election by a vote of 205 to 202.
The Union has filed objections to that election to set it
aside, and it seeks an order that compels the Employer
to bargain with it as the employees' representative. So,
too, does the Board's General Counsel, whose complaint
alleges that the Employer's conduct interfered with the
election and constituted unfair labor practices under Sec-
tion 8(a)(1) and (5) of the National Labor Relations
Act.' I grant both requests.
i The General Counsel's fourth consolidated amended complaint is
dated March 17, 1982 The Union's representation proceeding petition
was filed on April 6, 1981 On April 28, 1981, the Union and Respondent
A. The Demonstration of May 1, 1981
The May 1 events at Mt Sterling were set in motion
the day before. On April 30, 1981, an election was held
at Respondent's Carlisle plant at which the Teamsters
Local 651 was roundly defeated by a vote of 338 to 66.3
stipulated to a certification upon consent election , that was held on June
19, 1981
The Union's first charge is dated May 4, 1981 The Report on
Challenged Ballots, etc , dated July 20, 1981, found the following election
results against the Union, 205, for the Union, 202, challenged ballots, 17
The order dealing with that report is dated August'12, 1981 The hearing
began on March 31, 1982, and ended on September 21, 1982 Briefs were
filed on,December 10, 1982
2 The instant Local 68-R had its origins in 1895 as Local 68 of the
Boot and Shoe Workers International Union In 1977 the Boot and Shoe
Workers International Union'merged with the Retail Clerks International
Union Local 68 was issued a charter on September 1, 1977, by the newly
merged union, which in tuin, subsequently merged with the Amalgamat-
ed Meat Cutters and Butcher Workmen of North America in June 1979
That merger produced the present United Food and Commercial Work-
ers International Union Shortly after the last merger Local 68 was issued
a new charter that changed the Local's designation to Local 68-R That
Local was erroneously designated as Local 68-F shortly after the merger
between the Boot and Shoe Workers and the Retail Clerks Because of
the confusion over the Local's designation at the hearing, the General
Counsel, and the Charging Party successfully moved (Tr 4939) to correct
the complaint insofar as it shows that Local 68-F is also known as Local
68-R, but that both locals are one and the same I find that Local 68-R is
a labor organization as defined in Sec 2(5) of the Act Respondent is an
employer engaged in commerce within the meaning of Sec 2(2), (6), and
(7) of the Act
3 This was not the first union setback in Carlisle, Kentucky, that excit-
ed the Respondent In July 1980 "the employees of Blue Grass Knitting
Continued
BLUE GRASS INDUSTRIES
In celebrating, the Carlisle employees were allowed to
have a good time in lieu of working. The next day, about
1 p.m., the Carlisle employees rode over to Mt.,Sterling
in four of Respondent's buses, with Don Haney, Re-
spondent's president, driving the lead bus. About 270 em-
ployees, including 6 supervisors, made the trip On their
arrival at Mt. Sterling they poured into the plant, led by
Don Haney.
As they were arriving, the plant's interior loudspeaker
system was turned up to boom out the playing of Roger
Miller's well known song, "King of the 'Road." It was
played differently than Miller had recorded it, however,
for as Don Haney admitted, he had looped the tape so
that Miller's voice repeated, "Don't pay no union dues"
seven times in succession. With this gentle hint dropped
on them by Miller's voice booming over the loudspeaker,
the stunned employees were then treated to Haney as
grand marshall of the Carlisle employees' parade through
the aisles of the Mt. Sterling plant.
As in any good parade there were banners and stream-
ers; there was marching; there was dancing; there were
cheers and shouts; there was loud music-indeed about
the only things that there were not were floats, and per-
haps that omission was meant to be cured by the manne-
quin, at times carried by Haney, that bore a T-shirt with
"Union Buster" on the front and "Blue Grass, Love it or
Leave it" on the back. And what was lacking in decibels
from a brass band was made up for by the loudspeakers.
For what to Haney was, grudgingly, loud music (Tr.
4960), was clearly very loud, and for some, "deafening.';
But the Mt. Sterling employees were not left to be just
spectators at this parade. They became participants and,
in many instances, victims.
The Carlisle employees blew whistles, often close by
the Mt Sterling workers whose machines they were
passing, rang cowbells, and yelled at the workers at their
machines to join them. The marchers stood on the ma-
chines and on crates and yelled down at the seated
workers. Then they began putting antiunion buttons on
the Mt Sterling employees. Supervisor Sue Easterling
climbed up on a table and while undoing the top buttons
of her blouse began dancing and encouraging her
charges to join in the demonstration. She also pinned an-
tiunion buttons on nearby employees. Another supervi-
sor, Edna Reed, asked an employee that she supervised
to wear an antiunion button, but the employee declined.
Supervisors Marie Hunt and Edna Cole urged employees
to join in the fun. Supervisor Mary Miller handed an an-
after the UFCW withdrew their petition to have an election, simulated a
burial of the'UFCW, and they placed a sign over the top of the grave"
(Testimony of Don Haney, Tr 4974) The sign read, over a wooden box
placed in the grave, "ashes to ashes, dust to dust Here lies the ones you
now can trust " During this graveside service, between one-half to all
Respondent's employees were present during worktime at the gravesite in
the lawn between two plants in Carlisle, one owned by Blue Grass Knit-
ting (a separate entity owned by Jockey
International) and the other
owned by Blue Grass Industries (Respondent, owned by the Wolff
Family, who Haney described as "major shareholders in Jockey Interna-
tional," Tr 4973) I agree with the General Counsel that this episode
alone warrants a finding of union animus on the part of the Respondent,
notwithstanding that Respondent lays the episode at the feet of Blue
Grass Knitting, not itself The attempted corporate distinction is too cute
279
tiunion button to her daughter, who put it in her pocket,
only to be further cajoled by Mary Miller to join in.
During all this, Supervisors Karen Richards,
Peggy
Stull, and Edna Cole were pushed around in crates, the
latter two waving posters saying "Union Free, Proud To
Be" and "Momma, don't let your babies grow up to be
Teamsters."
All this went on for between 1 and 2 hours. Not sur-
prisingly, many of the Mt. Sterling employees could not
work because of the noise and confusion, causing them
to lose money. Their "visiting" counterparts from Car-
lisle were getting paid. But even worse, the sudden
sports-arena atmosphere of the workroom caused dis-
comfort to
many employees.
One,
Mildred
Faye
McNabb, collapsed in the restroom Others, complained
to their supervisors, who made no attempts to stop the
demonstrations. Some left early, others tried to work,
but found that their ability to do so was impaired by the
demonstrators-boxes were kicked away, thread was
broken, and the orderly movement of production down
the line slowed down or outright stopped.
B. The Demonstrations on the Days of and Before the
Election
Respondent was not content to lead one antiunion
demonstration a distant 7 weeks before the election. It
chose to repeat, amplify, and reinforce the impact of the
May 1 demonstration by restaging it on the day before
the election and on the day of the election itself.
The intimidation of the union -oriented and undecided
employees began even before the workbell rang on the
morning of Thursday, June 18, 1981. It was common for
supervisors and employees to arrive early and take coffee
in the plant cafeteria before the workbell rang But on
that morning, the arriving employees were greeted by a
parade of supervisors in the cafeteria . They marched
through the aisles banging on pie pans and lard cans al-
ternately chanting "Go Union, Go-Go Union, Go" and
"Two bits, four bits, six bits, a dollar, all for Blue Grass
stand up and holler." As they came to antiunion employ-
ees seated in their path, the supervisors would urge the
employees to get up and join the parade . Many employ-
ees did join, and the demonstration continued. When the
workbell rang at 7:30 a.m . the supervisors went to work,
but the parade continued. The supervisors involved in-
cluded just about every floor supervisor-Sue Easterling,
Mary Miller, Edna Cole, Peggy Stull, Marie Hunt, Mary
Sue Stamper , Karen Richards, and Edna Henry-and
Personnel Manager Shirley Spradling and Cafeteria Su-
pervisor Virginia Horseman. Most wore red buttons in-
scribed "Union Free and Proud to Be."
The continuation of the demonstration past the 7:30
a.m. workbell involved not only the parading employees
whom the supervisors had launched , but Plant Manager
Betty Montgomery , who came out of her office at 7:30
a.m. followed by employees chanting and beating on the
empty lard can that was serving as' a drum.
The parading , demonstrating, and chanting continued
throughout the day, either abetted or condoned by the
supervisors.
Roger Miller's "King of the Road" was
again
blasted
over the loudspeaker,
again repeating
280
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
"Don't pay no union dues." Throughout the day the an-
tiunion employees paraded through the aisles in the work
area, banging on buckets and pans, blowing whistles, and
ringing cowbells. During the morning, Supervisor Edna
Cole handed out balloons to the antiunion employees.
Cafeteria Supervisor Virginia Horseman handed out pie
pans and metal spoons
The continuous cacophony took its toll.
The economic toll is obvious Amid the din and dis-
tractions, concentration on work became difficult. Many
of the witnesses testified that because of the demonstra-
tion they could not "make their production." Don Haney
testified that only 25 to 35 percent of the employees
worked throughout that day. The following examples
typify the production falloff on June 18
Employees
Normal
Production
(Bundles)
Production
Linda Rogers
19-22
2-3
Daisy Marshall
14-15
8
Lola Johnson
50-60
6
Elizabeth Norris
17
1
The toll in human terms paralleled the decline in pro-
duction-indeed, the production decline was caused by
the impact of the commotion on the workers' health and
state of mind. Instead of the normal humming of the
workplace environment, what they h4d to_put up with
was a carnival For some employees, this change in the
working environment was of no untoward moment, but
for many it was disturbing. Faye Willoughby passed out
in the bathroom and was taken away, finally, after a
delay in calling the ambulance because of the carnival
commotion She returned to the plant before lunch, and
wore earplugs the rest of the day.
Lola Johnson crawled under the worktable to avoid
the, "beating on pans . . . blowing horns, and hollering"
(Tr. 1990). When this failed, she retreated to the bath-
room and passed out. "[W]hen she came to, she had to
leave to go home " (Tr. 1902, Nancy Gillon's testimony.)
Diana Reffitt, who was known to have worn antiunion
buttons, almost fainted, but was walked to the office by
coworkers.
Elizabeth Bradshaw "cried all night long. I couldn't
sleep much. And my husband refused to let me come
back to work the next day . . . but I did come down to
vote." (Tr 133 )
Altie Lou Clemons testified that the demonstration
made her "real nervous. .
And I couldn't sew. I got
up and went to the bathrooms and smoked a cigarette
and stuff, and then I come back and sat down and was
going to try to sew again, but I dust kept getting so nerv-
ous and when I get nervous, my fingers and stuff
draws." (Tr 249.) She also broke out in welts and had to
go outside to calm down. She tried working again, but
"with the music and stuff going and dancing by my ma-
chine . . . I just said, 'to heck with it,' and got up and
left." (Tr. 252, 280) This was at 1:30 p.m. Delorice Be-
craft left at 3 p.m. because of the noise. Anna Gross left
at 2:30 p.m. because of a headache. Vickie Rister thought
she was used to noise because of her big family; she
became so nervous that she had to leave for the day
before her lunchbreak.
Although employees who could muffle the noise con-
tinued to work, earplugs were not plentiful, and in any
event they were ineffectual against the whistle-blowing-
in-the-face-technique frequently employed by the demon-
strators. Some of the union supporters retreated to the
plant cafeteria while some went outside. Those in the
cafeteria were soon joined by antiunion employees, who
surrounded them and cheered and hollered. The proun-
ion employees cheered and hollered back. Union sup-
porters who walked out of this vocal melee were cat-
called by the antiunion demonstrators, who interrupted
their chanting of "Go union , go on the floor and out the
door." Wanda Sue Martin asked Plant Manager Betty
Montgomery to end the catcalling, but "she just grinned
and [Martin] got mad and walked off " (Tr. 3209.)
Brenda George asked Supervisor Sue Easterling "if she
would have the girls to sit down and quit the parading
that there was people getting sick. She said `Everyone is
fine, everyone is just having fun.' I told her . . the girls
are getting sick. She said 'Well, if they can't take that,
they shouldn't be in here working."' (Tr 3292.)
This brings us to election day, June 19, 1981. Incoming
employees were greeted with the sight of big balloons in
front of the plant with streamers urging the employees to
"Vote No." Otherwise, the morning's events were a con-
tinuation of the demonstrations of the day before-more
beating on lard cans, shouting, and parading through the
factory. By 8 a.m., there were 50 to 75 employees
marching behind Cafeteria Supervisor Virginia Horse-
man.
Again, the prounion workers, finding no work to do
and a hostile environment in which to do any construc-
tive work, went to the cafeteria or outside the plant. The
latter group sang gospel songs; the former, again sur-
rounded by "the anti's" chanting "Go union go," re-
sponded by singing, "We shall not be moved." Again,
Cafeteria Supervisor Horseman handed out pie pans and
spoons for "the anti's" to bang. There were, not surpris-
ingly, some instances of pushing and bumping, but the at-
mosphere was less charged than the previous morning's.
But in
effect
no meaningful production was accom-
plished that morning.
This changed as the hour of the election drew nearer.
Employees returning from their lunchbreak were told by
their supervisors to go to their stations and proceed to
work as usual This instruction emanated from Don
Haney, who had Plant Manager Betty Montgomery pass
the word that "after lunch, we're expecting everybody
to sit down and start working" (Tr. 6376) But the su-
pervisors could not resist further entreaties. Supervisors
Mary Sue Stamper and Edna Reed asked employees
Norma Jean Calvert and Betty Goodpaster if they had
reconsidered or changed their minds about voting for the
Union. Supervisor Reed told Tammy Barber that "the
right way to vote is 'No' for no union." (Tr. 1026.)
This pitchmanship was presaged, insofar as we are
talking only about the events of June 18-19, by a slide
show and speech presented to the employees after lunch
BLUE GRASS INDUSTRIES
281
on June 18. The speaker was Wayne Shumate, the chair-
man of Respondent's board of directors. The slide show,
prepared by Jockey International's advertising depart-
ment, presented pictures of Mt Sterling and its environs,
which Respondent nicely describes as being "in the
midst of the picturesque, rolling hills of the Blue Grass
region." (Br. 4.)
Homes, churches, and stores were
shown But this was not a presentation of the type calcu-
lated to lure plants and commerce to an area. The audi-
ence was a group of employees who were to vote slight-
ly more than 24 hours later on whether their plant was
to go union One wonders, then, why the slide of Re-
spondent's recently closed Maysville plant with its "For
sale" sign was shown at various intervals during the slide
show. One would doubt that this was to acquaint the
employees with the picturesque scenery in Maysville. Or,
as Chief Justice Warren put it, "[w]hat did the speaker
intend and the listener understand?"4
A part of the slide presentation depicted three Mt.
Sterling employees talking about the upcoming election
at a pizza parlor. The portrayal had "three girls, one was
for the union and two were against and they were telling
her how she didn't need a union and explaining that she
could lose her job for being for a union. The union only
took her money for union dues " (Tr. 3297, testimony of
employee Brenda George.)
But the foci of this staged melodrama were the compa-
nies Bata Shoe and Hobart. The principal
antiunion
speaker stated that the UFCW had represented the em-
ployees at Bata Shoe-indeed that the same organizer as
at Blue Grass, David Gray, was at Bata Shoe-and that
Bata Shoe had shut down, as was stated in the "newspa-
per clippings."5 (The next day, election day, the supervi-
sors wore buttons that read "What did Gray do for Bata
Shoe?")
The reference to Hobart was to a unionized manufac-
turing company located in Mt. Sterling. One of the an-
tiunion speakers in the pizza parlor vignette stated that
her husband was not working at Hobart and that the
whole factory had been down for 8 months. The more
outspoken antiunion speaker said that all the union plants
in the Mt. Sterling area had been on strike and had suf-,
fered many layoffs than Blue Grass had.
Finally, the speakers in the drama turned their atten-
tion to Blue Grass. The Company had been transferring
employees between departments, which meant a pay re-
duction for the transferees, a sore point among the em-
ployees. In the pizza parlor scene, one of the women
stated that she was going to be transferred, and that she
would have to settle for the minimum wage of $3.35 per
hour. Another said that things did not have to be that
way because they had changed at Carlisle. When asked
why Blue Grass could not change things at Mt. Sterling,
she replied, "It's because of the Union, the union cam-
paign. You know that wages can't be changed until this
4 NLRB v Gissel Packing Co, 395 U S 575, 619 (1969) (quoting from
A Cox, Law and the National Labor Policy 44 (1960))
5 There had been newspaper clippings from a Salem, Indiana paper re-
porting on labor relations at Bata Shoe that were posted on the Blue
Grass bulletin board The clippings stated that Bata Shoe had been on
strike for 13 weeks (which was underlined in ink) and that it closed for
economic reasons
union campaign is over " (Tr. 3650, testimony of employ-
ee Joann Richmond.)
C Findings and Conclusions Regarding the Events of
May 1 and June 18-19, 1981
What are we to make of all this? Why would Re-
spondent organize and countenance in-plant parades, re-
sulting in 2-1/2 days of work disruption and lost produc-
tion, flash recurrent images of one of its own closed
plants, relate the Charging Party union to the closings
and layoffs in the area, and tie its not stopping the em-
ployee transfers to the organizing campaign? And what
could we reasonably expect would be the effect of Re-
spondent's action?
1. The unfair labor practices
"By the demonstrations on June 18 and 19, Respond-
ent
managed to coerce, intimidate and discriminate
against every union supporter in the plant." (G.C Br.
100) I agree, and would apply that conclusion to the
demonstration of May 1 as well. Short of mayhem, I can
imagine a no more coercive atmosphere for a workplace
environment than the organized chaos that encompassed
the entire workfloor on those days, right up to the after-
noon of the election. What are employees to think when
the president, leading nearly •300 strangers, bursts in on
the plant, or when their immediate supervisors lead pa-
rades throughout the plant or stand smiling while em-
ployees sing "Go union go?" Respondent's answer, that
prounion employees were also demonstrating on these
days, begs the questions just posed. There is nothing in
the record to support, and Respondent's brief does not
allege, that the prounion employees started any of these
events But it is clear that Respondent was in control of
its workplace at all times, as exemplified by the ease with
which it established silence and normalcy after the
lunchbreak on June 19 as the election drew near. It is ap-
parent that Respondent controlled the demonstrations
and parades, and that it did so, ostensibly in a lightheart-
ed manner, to infuse the workplace with its antiunion
animus. Nothing can be more convincing of this than the
deterioration of production that Respondent allowed to
occur.
For production was the watchword at Blue
Grass, and the power and attitude of the Respondent
could be no more tellingly displayed than when it threw
that watchword out the window in order to deal with a
more pressing concern-the Union. The employees did
not have to have written out what this employer wanted
them to do-they had it blasted into their ears at their
own workstations. By its actions Respondent interfered
with the election that was held on June 19, 1981
Respondent relies on "the pictures taken by Mary Etta
Vanlandingham [to show] that the atmosphere in the
plant on the day before and the day of the election was
considerably more relaxed than General Counsel would
have anyone believe." (R Exhs. 98-113; Br. 75.) And,
indeed, those photographs show smiling faces, work
being performed, guitars being strummed, and the blue
sky of Kentucky in late spring. But the apparent inno-
cence of these scenes is belied by the testimony of many,
out of which I have formed the above composite of dis-
282
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ruption and lost production
But, in any event, the fact
that Respondent three times turned its plant into a carni-
val is not materially different than if it had done so to
produce mayhem. What counts is the not so subtle mes-
sage being given to employees-that their employer was
so concerned with how they would vote'in the imminent
election that it would do anything (represented by the de
facto suspension of production) to influence the outcome,
blatantly intrusive into and coercive of the employees'
free choice. Respondent's purported beneficence-good
times on the plant floor-is the same "fist inside the
velvet glove" approach condemned by the Supreme
Court in'NLRB v. Exchange Parts Co., 375 U S. 405, 409
(1964), for like the unilateral benefits -granted before an
election there, Respondent's "good, clean fun" demon-
strations here suggest an aura of employer good will that
"is likely to be ephemeral if prompted by a threat of
unionization which is subsequently removed." 375 U.S.
at 410.
Nor was the fist inside that velvet glove all that
hidden. The slide show that followed the June 18 dem-
onstration had as its purpose the message that a prounion
vote would lead to the shut down of the plant, the most
chilling message that could be imparted by management
to workers contemplating unionization. Closure was the
clear implication from the repeated showing of the
closed Maysville plant, and from the pizza-parlor drama-
tization linking the Union and its organizer to strikes and
plant closures in the area. And the message was clear
that strikes were inevitable, and because of such strikes
and closings, selecting the Union would be futile. These
messages, whether implied or explicit, violated Section
8(a)(l) s
Finally, as the General Counsel points out, there was
more going on than mere "boisterous conduct" on the
election's eve. There were, in the guise of a carnival,
many instances of employee interrogation. Every adjura-
tion by a supervisor to an employee to join the demon-
strators, whether in the cafeteria or on the plant floor,
was an interrogation, for it forced the employee to an
immediate choice. So, too, was the supervisors' handing
out of union buttons, a classic form of coercive interro-
gation. Garland Knitting Mills, 170 NLRB 821 (1968).
And finally, Respondent's handing out of kitchen uten-
sils, through Cafeteria Supervisor Virginia Horseman,
provided the tools for their use in harassing the prounion
employees. Although Respondent points to the in-plant
chanting of and exterior guitar playing by the union sup-
porters, that conduct was both provoked by and is dis-
tinct from the kitchen utensil parade. The purpose of
those parades, on both June 18 and 19, cannot have been
to provide a diversion from a dull workday-the elec-
tion's imminence makes that clear. Rather, it was intend-
ed as a means to show and drum up support against the
Union. Even if Respondent's misconduct were deemed
minor, in the circumstances of an election so close that 3
ballots out of 407 made a difference, such misconduct
6 United Supermarkets, 261 NLRB 1291 (1982) An explicit statement
was made by Don Haney to Mary Hall on the morning of the election
that a union victory could produce a strike because Blue Grass would
not negotiate (Tr 3351) This clearly violates Sec 8(a)(1) Devon Gables
Nursing Home, 237 NLRB 775 (1978)
would have to be deemed as having influenced the elec-
tion and having caused it at least to be set aside. NLRB
v.
Triplex Mfg. Co., 701 F.2d 703 (7th Cir. 1983). But
these were not minor actions. They constituted interro-
gation and harassment violative of Section 8(a)(1) of the
Act. Further, they destroyed the atmosphere necessary
to the employees' exercise of free choice in an election.
Coming as they did during the critical period, indeed on
the eve of the election, Respondent's practices constitut-
ed objectionable conduct sufficient to warrant
setting
aside the election. Conair Corp., 261 NLRB 1189 (1982).'
2. The remedy for the disrupted election
That brings us to the next question. Should the elec-
tion merely be set aside for a rerun, or are more drastic
remedies called for? The General Counsel and the Union
urge that the traditional' remedy of a rerun election be
foregone and that a mandatory bargaining order issue.
Failing that, the Union urges that the special require-
ments found in Teamsters Local 115 v. NLRB, 640 F.2d
392 (D.C. Cir. 1981), be imposed on Respondent to ease
the Union's ability to reach the employees and attempt to
undo the damage to the election process wrought by Re-
spondent.
I conclude that a bargaining order is warranted.
The Supreme Court stated in NLRB v. Gissel Packing
Co., 395 U.S. 575 (1969), that the Board may impose a
bargaining order on a company that has won a union
representation election when the employer's serious and
pervasive unfair labor practices have so tainted the elec-
tion process that the possibility of ensuring a fair rerun
election is slight. Thus, whether or not the Union ever
achieved a card majority (i.e., a majority of the employ-
ees who signed and returned cards designating the Union
as their collective-bargaining representative),
Respond-
ent's practices warrant a bargaining order. This is be-
cause the lingering effect of the Respondent's disruptive
conduct, amounting to unfair labor practices involving,
inter alia, interrogation, harassment, intimidation , and co-
ercion, must be presumed still to be present to taint a
rerun election, with the result that a fair and reliable
election cannot be held-at least not between this Em-
ployer and this Union at this plant.
With the exception of employee discharges, which,
happily, are not alleged here, this case evokes findings
and conclusions similar to those in Conair Corp., supra,
that warrant the issuance of a remedial bargaining order
whether or not the Union achieved a majority status on
the basis of signed authorization cards. And assuming
here, arguendo, that the Union did achieve such a major-
ity (see, infra), the facts here are far more compelling for
issuance of a bargaining order than were those in NLRB
v. Delight Bakery, 353 F.2d 344 (6th Cir. 1965). In that
case, involving "only" violations of Section 8(a)(1), the
court of appeals had no problem enforcing the Board's
mandatory bargaining order even though "[n]one of the
heavy-handed, coercive devices so familiar to NLRB
records . . . were employed," 353 F.2d at 345. Indeed,
the Sixth Circuit's principal concern in bargaining order
cases is that the reasons be clear why those unfair labor
practices that undermined the election require a bargain-
BLUE GRASS INDUSTRIES
283
ing order instead of a rerun election . Compare NLRB v.
Naum Bros., Inc., 637 F.2d 589 (6th Cir. 1981), with Big
Star v. NLRB, 697 F.2d 157 (6th Cir. 1983). Here, those
reasons are clear : the massive in-plant demonstrations
and the slide-show presentation created an atmosphere of
harassment, impression of surveillance , coercion, and fear
of plant closure that were plantwide . These events were
so memorable that even the passage of time for this pro-
ceeding to occur cannot be assumed to have erased them
from the minds of any future electorate that would be
the subject of a rerun election . And since that lingering,
residual effect of Respondent's conduct would foreclose
the holding of a fair election, even the extraordinary
access and notice remedies urged in the alternative by
the Union would be useless because they would merely
be leading up to a rerun election . For as the Board found
in Conair, "[i]n moment and duration , the timing of Re-
spondent's unfair labor practices underscored its endur-
ing resolve to oppose unionization by any means and
deeply imprinted on employee memories the drastic con-
sequences of seeking union representation ." Conair Corp.,
supra, 261 NLRB at 1193.
D. Other Unfair Labor Practices
Apart from the foregoing,
Respondent committed
many other unfair labor practices during the critical
period. These interfered with the election and, because
of the closeness of the election, require that it be set
aside. But for Respondent's outrageous conduct in the in-
plant demonstrations and slide show and the pervasive
effect of those actions on the atmosphere in which the
election was held, a rerun election would be in order be-
cause of the following unfair labor practices alone. But,
because the outrageous conduct and pervasive atmos-
phere have a lingering effect at the Mt. Sterling plant,
they would taint a rerun election, as discussed earlier.
The General Counsel alleges "repeated 8(a)(1) viola-
tions of interrogation, threats of loss of benefits, threats
of plant closure, threats that Respondent will not negoti-
ate with the Union." (Br. 85.) These will be discussed se-
riatim, listed by supervisor or event.
1. Edna Henry
On April 3, 1981, this supervisor asked employee Faye
Willoughby about the Union, and told her that if em-
ployees wanted to work at a union plant they should quit
their jobs at Blue Grass and go to a union plant. (Tr.
5722-J.) This violates Section 8(a)(1) of the Act. Rolligon
Corp., 254 NLRB 22 (1981).
Faye Willoughby also testified that Edna Henry said
that she had heard Wayne Shumate say that the plant
would close if the Union got in. This was said to Dolly
Becraft, seated near Willoughby , in response to Becraft's
inquiry about a rumor of plant closing . Although Henry
denied saying this, I credit Willoughby about the sub-
stance of the remark , although she was of a different
view about the date than is alleged in the complaint.
Both on direct examination and cross -examination she
placed it about a week before the April 3 episode with
Henry, although the complaint alleges late April. Be-
cause I credit this witness generally, I accept her recol-
lection that it was a late March, not late April episode.
In any event, threatening plant closing violates Section
8(a)(1). Charge Card Assn. v. NLRB, 653 F.2d 272 (6th
Cir. 1981).
On April 6, Henry asked Willoughby which way em-
ployees Wanda Sue Martin and Sue White were leaning,
also repeating her April 3 sentiment that anybody who
wanted a union at Blue Grass could go where there was
one. Henry denied saying this, but I again credit Wil-
loughby's testimony over Henry's perfunctory denials.
This interrogation violates Section 8 (a)(1) because it
"suggests to the employees that the employer may take
action against them because of their pro-Union sympa-
thies." Frito-Lay, Inc. v. NLRB, 585 F.2d 62, 65 (3d Cir.
1978).
2. Don Haney
During the June 19, 1981 demonstration, before the
election that afternoon , Don Haney was asked by em-
ployee Mary Hall "what he would do if the union came
in. He told her [according to employee Brenda George,
whose machine faced Hall 's] that the girls would be out
on strike, they'd be out of work because he would refuse
to negotiate a contract." (Tr. 3295.) Haney denied this
and Mary Hall, according to George, an "anti," did not
testify. I credit George and find that this remark tended
to indicate the futility of voting for the Union, a viola-
tion of Section 8(a)(1).7
The complaint also alleges that on April 24, 1981,
Haney coercively interrogated an employee concerning
her and others' union activities. According to employee
Venus Hurt, this occurred when she asked Don Haney
to sponsor her in the upcoming cancer walkathon. He
agreed, and then asked Hurt to "tell me about the
union." (Tr. 2074.) She mentioned that she had been vis-
ited at home. In response to Haney's query what was her
gripe, Hurt "told him that I didn't have any; that it was
the same as everybody else's : Putting the girls back on
minimum wage and giving one break -down per day."
(Tr. 2075.)
Haney's testimony about that conversation was not
quite the same as Hurt's . He testified that after pledging
for the walkathon, he asked Hurt "what's going on? `She
said, you mean about the union?' I said, `yes, and all the
other things about transfer policy"' (Tr. 6340), after
which he explained the Company 's financial plight.
Custom Trim Products, 255 NLRB 787 (1981). The General Counsel
moves for reconsideration of my ruling at the hearing on the last day ex-
cluding testimony of a new witness, Jean Hall, of a similar statement that
Haney made to her on the day before the election. (Tr. 6611 .) Because
this episode was not alleged in the complaint , I excluded testimony on it
for the reason of irrelevance. In so ruling , I relied on a ground that I see
now was erroneous The testimony was relevant to show Respondent's
antiunion animus, as proffered by the General Counsel, and would have
been proper rebuttal to Haney's denials . But the error is harmless because
the evidence is cumulative . Respondent's animus toward the Union has
been found, supra, and can be amply inferred from the other statements
by Shumate and Haney, the supervisors' actions that are found to violate
Sec. 8(a)(1) and, of course, the demonstrations. Indeed the supervisors'
actions that appear in the complaint impart only the flavor of Respond-
ent's union animus. The fact that Respondent did not display this animus
more heavy-handedly than it did is probably owing to its being counseled
throughout the campaign.
284
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Hurt was one of the General Counsel's most credible
witnesses. Not that Haney was an incredible witness, just
that he could, by omission or nuance, shape his answers
toward Respondent's best use, the instant episode being a
good example. I credit Hurt's version.' And, notwith-
standing Haney's general amiability, I find that his "ques-
tioning .
. reasonably . . . tended to coerce under the
circumstances." Graham Architectural Products v. NLRB,
697 F.2d 534, 538 (3d Cir. 1983) Here we have the
Company's president
asking an
employee about the
Union in the midst of an organizing campaign. Whatever
the employee answers, it puts her on the spot, an inter-
ference with her right to participate or refrain from par-
ticipating in the campaign of no less magnitude than is
the question "How will you vote?" See Quartrol Corp.,
266 NLRB 120 (1983).
3. Peggy Stull
Judy Hart, an active prounion employee, testified that
in March 1981 Peggy Stull, product manager, asked her
twice, "How's the Union going?" Hart responded that
she did not know, and rejoined with "How do you think
it's going?" Stull then responded, "I don't know" and
walked off. Later that day Stull went back to Hart and
said, "Judy, I can't understand why anybody would pay
... $12 a month union dues took out of their checks "
Hart replied that before she had been laid off she was
earning $6.07 an hour, but now was making $3.26. She
told Stull, "The Company took that away from me.. . .
I'd be glad to pay $12 to help get that back." Stull re-
sponded to this by saying, "Well, if the union dies down,
things will get better." (Tr. 4402-4403.)
The Union subsequently filed an unfair labor practice
charge about this episode. According to Hart, on June 2,
1981, Stull accosted her with a copy of the charge, tell-
ing Hart that it was untrue Showing the charge to, em-
ployee Sue Staton in Hart's presence, Stull then turned
to Hart and said, "Judy you could be fined $300 or sent
to prison for 3 years for' giving false statements to the
Labor Board." Hart responded that she would not be
fined "because they're true"' (Tr 4405.)
Stull denied the interrogation incident. As for the
unfair labor practice charge incident, she testified that
she merely handed the paper to Hart, let her read it, and
passed it - to employees Staton and Norris nearby, and
that was the end of it.
I credit Hart's testimony over Stull's, particularly on
the charge issue, where I doubt that the clearly peeved
Stull showed the paper to Hart without comment.8 Stull,
a top-line supervisor, by her conduct toward Hart, en-
gaged in coercive interrogation concerning union sympa-
thies, the promise of benefits, and coercive interrogation
concerning the filing of an unfair labor practice charge,
each reasonably tending to restrain and coerce employ-
ees in the exercise of their Section 7 rights, and each,
thus, a violation of Section 8(a)(1).
8 Norris credibly testified that when Stull approached , she showed
Norris the paper "where Judy Hart had filed charges" and said "Judy
Hart made these charges and she could be in bad trouble " (Tr 2723-
2724)
Stull's interchange with Norris went further than the
Hart episode mentioned in footnote 8, supra. For after
showing her the Hart charge, Stull put another piece of
paper in front of Norris, this one being a list of "ques-
tions addressed to [Union Organizer] David Gray, and
. .
that I should give the answers to them that night."
Stull showed the same list of questions to employees
Nora Dalton, Judy Hart, and Pam Ballard. Norris re-
called that there were about four questions, one of which
was "ask David Gray how many elections had he won
over the last two years" and "How many plants have
closed that David Gray organized?" (Tr 2726-2728.)
Stull's testimony about this incident was that "I had a
paper in my hand with that about Bata Shoe Company
just to ask . . . and I said `Why don't you ask David
Gray about Bata Shoe Company, what happened to Bata
Shoe Company?"' (Tr. 5338-5339.) This really bolsters
Norris' account, which I credit The upshot is that Stull
again injected the Respondent into its employees' rights
to consider or reject the Union, and it was in the nature
of coercive interrogation, tending to put the employees
on the spot about their conduct regarding the Union.
Therefore, I find a violation of Section 8(a)(1)
Finally, concerning Stull, we have the episode involv-
ing employee Darlene Conner. Toward the middle of
May 1981, Stull told Conner that if the Union got in,
when Conner's children got sick she would not be able
to take off to take them to the hospital. This statement,
which I credit over Stull's self-conscious denial, implied
a threat of loss of benefits for voting in the Union, and is
a violation of Section 8(a)(1)
4. Marie Hunt
During April 1981, Hunt admonished union supporters
not to talk to each other during production, while allow-
ing herself to talk at length on the plant floor to employ-
ees who did not support the Union. The prounion em-
ployees involved
were
Dianne Smith,
Mina Patrick,
Lotus,Bowling, Linda White, and Venus Hurt. Hunt, in
turn, was observed by employees White and Bowling
talking to employee Dorothy Denton for between 15 to
20 minutes. Although the General Counsel presses the
point of disparate treatment, there is no indication that
there was further enforcement of Hunt's edict or that it
was more than a de minimis infraction Therefore, I do
not find an 8(a)(1) violation.
,
But, during April and May 1981, Hunt, several times
told Bowling that she could not understand why Bowl-
ing would support the Union when she already had such
a high piecework rate. Bowling's reply was that "money
wasn't everything, that the treatment of the people have
a lot to do with what we were working for." (Tr 4705.)
This would usually end the conversation.
The General Counsel argues that this was unlawful in-
terrogation, and I agree This constant repetition of an-
tiunion sentiment by a first-line supervisor on the plant
floor is not the robust debate on a plantwide basis that
Respondent would have us believe in the preface to its
brief, nor is it the possibly uncoercive give-and-take
among friends that might have been the case had the su-
pervisor been Edna Reed, Bowling's friend of 10 years
BLUE GRASS INDUSTRIES
285
(although the campaign ended that friendship). Given-the
closeness of the election, if Respondent, through these
endless supervisory infractions, turned any vote, its ac-
tions potentially affected the outcome of the election.
Thus, the many allegations of supervisory misconduct al-
leged in the complaint must be; looked at very closely. In
this light, Hunt's interrogations of Bowling, as described
by Bowling, are credited, and a violation of Section
8(a)(1) is found
Venus Hurt testified that after the May 1 demonstra-
tion by the Carlisle employees, Hunt, her supervisor, told
her that "the union wasn't the ones that got us over con-
tracts and stuff, that we could go on strike . . . that
Wayne Shumate would not negotiate with the Union
... if a union was voted in . . . it could affect our vaca-
tion pay, that it could affect a lot of our things; but it
could affect our vacation pay and everything; like it
could hold it up, you know, and we wouldn't get it."
(Tr. 2087-2089.)
Hunt denied this, but, as earlier, I credit Hurt As we
shall see presently, Hunt's statement about' Respondent's
chairman, Wayne Shumate, not bargaining was echoed
by Supervisor Sue Easterling, the most ardent and unin-
hibited antiunion supervisor Although Hunt's conduct is
surpassed by Easterling's, it is no less a prediction of the
futility of selecting the Union, plus a threat of the loss of
benefits, clear violations of Section 8(a)(1).
Early in June 1981, Respondent changed its layoff pro-
cedure from the least senior to the most senior employee
being the first to be laid off when needed to balance the
lines (i.e., when necessary to equalize the workflow).
Marie Hunt testified that she had been wanting to do this
for some time because the more senior workers never
had the sought-after opportunity to be away for a day or
so when this need occurred. She sought permission to
make the change, and did so when prompt approval was
granted. As the General Counsel points out, making
changes in the terms and conditions of employment
during the pendency of a representation petition raises an
inference that Respondent unlawfully granted a benefit
to dissipate employee support for the Union, NLRB v.
Exchange Parts Co,
supra. Here Respondent has not
proven that there was a valid reason unrelated to the or-
ganizational campaign for making the change in layoff
procedure, hence a violation of Section 8(a)(1) is found.
Finally, we have the timeclock incident. Employee
Shirley Poe testified that a few days before the` election
she saw Edna Cole and Marie Hunt standing near the
timeclock counting the number of employees who were
wearing union insignia or who were known union adher-
ents. As she passed by she heard one of the supervisors
say "It looks like a lot of them " (Tr 2578.) Both super-
visors denied that this episode occurred.
Between the testimony of Poe and the two supervisors
on the issue of credibility there is little from which to
choose. The supervisors' denials follow a consistent pat-
tern of seeing no evil, hearing no evil, and telling no
evil. Poe on the other hand, was an ardent union sup-
porter who soured on the Union and, in particular,
David Gray, after the election Thus, her testimony re-
quires careful weighing to sift out the credible from the
incredible.9
Here, Poe's testimony rings truer than the supervisors'
denials. With the election looming near, it is entirely
conceivable that
management
would be discussing
among themselves who were the "pros" and who were
the "antis " The error of Supervisors Hunt and Cole was
their doing so in such blatant manner as to create the im-
pression of surveillance, a clear violation of Section
8(a)(1) II
5.'S4e Easterling
Easterling, who did not testify, was the most energetic
supervisor in opposing the Union. The complaint focuses
on six examples of Easterling 's zeal.
Diane Williams testified that sometime during the
second week of April 1981, she heard Easterling say to
employee
Revena Mullins "that if the people who
wanted the Union didn't like the way things were here,
why didn't they leave and go some place where there
was a union." (Tr. 698.) Williams testified that Easterling
repeatedly made that statement to various employees.
Employee Mildred Crouch testified similarly, in this in-
stance Easterling having prefaced her remark with the
view "that she didn't know why' we would want a union
at Mt. Sterling, that we had good benefits, and that all
the union was after was our money " (Tr. 4099.)
On April 29, 1981, as Crouch recalled, "Sue walked
up to my machine and she said that the Union would
take everything we had. That we'd have to start at rock
bottom and go back up" (Tr. 4100) On that same day
Easterling told employee Brenda Lawson, in the pres-
ence of Crouch, that "if the Union got in, we would
strike." Failing to get the assent of nearby employee
James Holt to this assertion, Easterling repeated, accord-
ing to Crouch, that "we will strike." (Tr. 4101.)
Two days later the Carlisle employees paraded
through and demonstrated in the Mt. Sterling plant,,
much to Easterling's enjoyment. Employee Darlene
Conner testified that on this day Easterling told her that
if she voted "for a union, that I would be sorry . . . that
Don Haney did not have to negotiate with the Union be-
cause Carlisle was union-free. And they could work 6
days a week. And, then, therefore, we would be out'of a
job." And, that if the Union came in, Wayne Shumate,
Respondent's chairman of the board, could "just transfer
the contracts to-on to Carlisle and that would knock us
out of a job. And he could shut it down " (Tr. 557.)
Not content with threats of plant closure, economic
reprisal, and loss, and the futility of voting in the Union,
all violations of Section 8(a)(1), Easterling, on May 5,
1981, instructed Conner to remove her union button and
told her she would be pestered every day until she re-
moved it. This threat, like Easterling's others, clearly
tended to coerce employees in the exercise of their Sec-
9 There is no inconsistency in crediting only a part of a witness ' testi-
mony, Maximum Precision Metal Products, 236 NLRB 1417 (1978)
'o I cannot conceive why Poe would fabricate this event, whereas the
supervisors would have many reasons to deny it When she testified, Poe
was working for Respondent, which adds weight to her veracity about
this event
286
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tion 7 rights, thereby violating Section 8(a)(1) of the
Act.' 1
Finally, employees Shirley Poe and Janice Hensley
testified that they saw Sue Easterling tear down a poster
on June 15, 1981, about 45 minutes after Hensley had put
up the poster. Poe testified that the poster was not cov-,
ering anything (Tr. 2670). The bulletin boards were used
by both sides, although disputes occurred over the denial
of space, the covering of one side's posters by another's,
and the removal of posters. But here we have Easterling
pulling down a prounion poster with no provocation or
justification, hence a violation of Section 8(a)(1). See
Honeywell, Inc., 262 NLRB 1402 (1982).
6. Betty Montgomery
Montgomery, a longtime Blue Grass employee,
became the Mt. Sterling plant manager in mid-May 1981.
Soon thereafter she began to hold meetings with the em-
ployees' in small groups to find out what problems they
had and get suggestions for improving working condi-
tions and operations. Various problems were identified:
having to hunt for more work to do; having machines lo-
cated poorly on the line, requiring excessive walking;
having frequent machine breakdowns, and the Compa-
ny's policy regarding compensation for time lost because
of breakdowns; plant ventilation; and, a major irritant,
the, transfer of employees to different jobs, causing a loss
of pay (from a high piecework average to a lower mini-
mum wage). Montgomery, a conciliatory manager, ad-
mitted that the latter "was not her doings and that if she
had anything to do about it, she would have tried to
have done a little differently." 12 Concerning those mat-
ters that she could control, she told the employees that
"she would work on it "13
Some of the solicited employees' requests bore fruit.
Machines were moved, for less walking, and air condi-
tioning was implemented to lessen the heat buildup. But
even without these implementations the General Counsel
finds fault with the solicitation of the employees' gnev-
ances by Montgomery. The reason for the' General
Counsel's concern is that "[w]hen an employer who has
not previously had a practice of regularly soliciting em-
ployee complaints suddenly embarks upon such a course
during an election campaign, there is a strong inference
that he is, in effect, promising to correct any inequities
he discovers as a result of his inquiries, and impliedly
urging on his employees that the combined program of
inquiry and correction will make collective action unnec-•
essary." Raytheon Co., 188 NLRB 311, 312 (1971). Gener-
al Merchandise Distributor, 263 NLRB 931 (1982).
That inference is raised both by the atrocious timing of
.Montgomery's employee meetings-2 to 3 weeks after
the parties had consented to an election-and the fact
that such meetings were novel. The only mitigating thing
that can be said (but not by Respondent, whose brief, by
silence, concedes the point) is that Montgomery, having
moved up through the ranks, sincerely wanted her man-
agement style to be more employee conscious than her
predecessor's
And from my observation of Montgom-
ery's testimony, I sense that this could be the case.14 But
my speculation does not overcome this strong inference
of election interference that the facts raise, and I find a
violation of Section 8(a)(1).
On June 16, 1981, Plant Manager Montgomery sent a
letter to the employees (G.C. Exh. 242) stating:
One of the things the United Food and Commercial
Workers Union has tried to make you believe in the
past few weeks is that there is no way you can lose
if the Union wins the election and gets the right to
deal with Blue Grass about your job, including your
wages and benefits. That is not true. You have seen
the newspaper clippings about Bata Shoe Company
in Salem, Indiana. Some of the employees there be-
lieved that there was no way they could lose, but
after
voting the Union in and negotiating for
months, the Union called a strike. The employees
received no paychecks while they were on strike
and after eighteen weeks of striking, the Company
announced that the plant would have to close and
that all the jobs would be lost.
I am not saying that those things that happeened at
Bata Shoe will happen here, but these things have
happened to other employees at other places and
you have to decide whether you want to take the
chance of having such things happen here.
Of course, an employer is free to predict the economic
consequences it foresees-from unionization so long as it
sticks to "objective fact [conveying her] belief as to de-
monstrably probable consequences beyond [its] control."
Gissel Packing Co, 395 U.S. 575, 618 (1969) Further, an
employer's conveyance of belief, however sincere, that
the plant would or might close as a result of unionization
is not a statement of fact unless the possibility of closing
is capable of proof, a situation that is highly unlikely. Id.
at 618-619. Otherwise, what the employer's statement
becomes is a "threat of reprisal or force or promise of
benefit," and thus not protected by Section 8(c) of the
Act
Plant Manager Montgomery's letter omits discussing
the demonstrable probable consequences of Blue Grass-
Mt. Sterling going union. Instead, it gratuitously and
rather heavy-handedly brings in the Bata Shoe closing
and implies that a similar fate could befall Blue Grass,
the employees having it in their power to avert d closing
by not voting for the Union. This implied threat clearly
,tends to coerce employees in their choice, and violates
Section 8(a)(1) of the Act.15
' i Easterling did not testify, which was a loss, since we would like to
have observed her demeanor in giving her testimony about these matters
The overwhelmingly credible testimony of the General Counsel's wit-
nesses allows us to lament Easterling's absence but not find it an impedi-
ment See Locke Insulators, 218 NLRB 653, 656 (1975)
12 Testimony of Jo Ann Richmond, Tr 3575
i2 Testimony of Diane Williams, Tr 702
to Montgomery prefaced each meeting by telling "them that I was the
new plant manager and that I wanted their cooperation and their help
and if there's anything that I could do to help them I'd be glad to help
them " Tr 6104
i5 Cf
TRW-United Greenfield Division v
NLRB, 637 F2d 410, 418
(5th Cir 1981)
BLUE GRASS INDUSTRIES
7. Edna Reed
Employees Tammy Barber , Sheila Brinegar Baker, and
Betty Jean Goodpaster testified that they were interro-
gated by Reed, a supervisor. Baker testified as follows
(Tr. 4245-4247):
Q. Who was your supervisor during the spring of
1981?
A. Edna Reed.
Q. Do you recall having any conversations with
her sometime around early June 1981?
A. Yes.
Q. And where were you when you had this con-
versation?
A. When we had our conversation? In a little
comer.
Q. Do you remember what day it was?
A. June the 2nd.
Q. Okay. What did she say and what did you
say?
A. Well, she come over to me and told me she
wanted to talk to me in this little corner where they
always talk to you and so I went to the corner. And
she asked me if I was wearing my Union button.
And I said, "Yes," and showed it to her.
And she said she was going to do the talking for
a change and I was going to do the listening.
So I told her, 'Okay.'
And she said Blue Grass did not need a Union
and Wayne Shumate did not want a Union and was
not going to negotiate with no Union.And I asked
her, "Didn't I have the right to feel like I wanted
to?"
And she said, "Yes," but she wanted me to know
how things stood.
Q. Do you recall if anything else was said?
A. No.
Q. Okay. Do you recall-what if anything hap-
pened Efter you, were walking away from the
corner?
A. Well, after I walked away from her I was
going back toward where I worked and she looked
at Betty Goodpaster and told Betty Goodpaster she
wanted to talk to her about her Union . And her and
Betty went to that same little corner.
Q. Could you hear what they said?
A. No.
Q. Did you have any other conversations with
Edna Reed that particular day?
A. Yeah, about 15 minutes before I got off from
work. Her and Edna Cole was together and they
had some papers in their hand and they said they
wanted to see me in the corner again.
So I went back to the corner and she told me
that she just wanted me to know that Blue Grass
had the papers and she knowed it was a lie and that
they had not tried to bribe me.
And I told her that it was the truth when I wrote
it down. And I asked her if she was trying to har-
rass me or trying to get rid of me and fire me.
And she said, no, she just wanted me to know
that she had them.
287
Q. Do you know what kind of papers these
were?
A. It was the papers I'd wrote to the National
Labor Board.
Employee Goodpaster testified that in her conversa-
tion in "the corner," Supervisor Reed said "that David
Gray didn't care anything about us and the Union only
wanted our money and look at Hobart 's, they were
laying off. And I told her that Hobart was laying off be-
cause of their work, not the Union, it was the lack of the
work." (Tr. 3385.)
Supervisor Reed testified that the only discussion on
June 2 was about the charge Baker had filed against her,
that she had received it.
I credit employees Baker and Goodpaster about the
June 2 conversations . Again, this supervisory interjection
into employees' union sentiments on the plant floor tends
to coerce employees in their Section 7 rights . Such inter-
rogations and indications of futility in voting for the
Union constitute violations of Section 8(a)(1) of the Act.
Baker also testified that on May 4, as she was leaving
Plant Manager Montgomery 's office (having there been
informed of a transfer to a higher paying job as discussed
below, Supervisor Reed came over to her: "She wanted
to know if I was happy now and what I was going to do
about my union badge." (Tr. 4242.) Baker testified that
she kept the badge on. Supervisor Reed denied this. I
credit Baker and find that the comment of Reed implied
the badge's removal as a quid pro quo for the beneficial
transfer, an action clearly tending to be coercive interro-
gation tied to the promise of benefits , hence a violation
of Section 8(a)(1).
8. Edna Cole
Another election day interrogation was testified to by
Norma Jean Calvert, i.e., that while at her machine she
was urged by Product Manager Edna Cole "to reconsid-
er," to which she replied, "No, I thought and thought
about it and .I don't want to change at this late date."
(Tr. 2926.) Product Manager Cole denied this, but I
credit Calvert who, although nervous, testified sincerely
without imparting any basis for finding that the episode
was an invention. Since Cole's election day interrogation
reasonably tended to coerce an employee's vote, it im-
pinged on a Section 7 right, constituting a violation of
Section 8(a)(1) of the Act. PPG Industries, 251 NLRB
1146 (1980).
Edna Cole also denied that , as testified to by employee
Goodpaster (Tr. 3386), on the day of the election "she
came up and wanted to talk to me and she asked me if I
had changed my mind and I said 'no,' and she asked me
if I was sure that I hadn't changed my mind about
voting yes." I credit employee Goodpaster, and find that
Product Manager Cole's interrogation reasonably tended
to coerce the employee in the exercise of her Section 7
rights and, thus, violates Section 8(a)(1) of the Act.
9. Denial of a pay increase to Sheila Brineger Baker
There are two issues concerning the alleged failure to
grant a wage increase to Sheila Baker: Whether Re-
288
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
spondent violated Section 8(a)(1) and (3) of the Act by
failing to grant a wage increase to Sheila Baker on Octo-
ber 4, 1981, and whether Respondent violated Section
8(a)(1) of the Act by statements allegedly made to Baker
that Respondent could not grant pay increases because of
employees' activities. on behalf of the Union.
Baker testified that on May 4, 1981, at 9 a.m., her su-
pervisor took her to Betty Montgomery's office. Mont-
gomery informed her that there was a job opening in
woven boxing, where Baker had previously worked
before being transferred, and Montgomery asked Baker if
she wanted the job.is When Baker asked Montgomery
about her rate of pay, she was told she would go back at
the same rate she had been making when she was trans-
ferred
After discussing the matter with the outgoing
plant manager, Virginia White, it was determined the job
should be offered to Baker because of her prior experi-
ence, and that she would be paid the same amount she
had previously earned while working on that job.
Baker testified that subsequently she had three conver-
sations with Plant Manager Montgomery concerning a
wage increase. The first conversation took place in June,
the second in September, and the last on October 12, fol-
lowing the general wage increase given to all employees
at the Mt. Sterling facility, that was effective October 4
In the first two converstions, Baker testified that she
asked Montgomery about "going up equal" with the
other boxing employees, and in the conversation on Oc-
tober 12, that she asked Montgomery why the other
boxing employees were making $5.25 per hour and she
was making $4.80 per hour. Baker testified that Mont-
gomery's response to her question in June was that her
hands were tied while the union activities were going on
and other girls in the plant could file charges of bribery
if the Company gave Baker a raise. She further testified
that Montgomery's response to the conversation in Sep-
tember was that she would check on the books, and that
her reply to Baker's question on October 12 was that she
told Baker her hands were tied until March when the
case "came to court," and that Montgomery again
brought up that the other employees could file charges
of bribery if Baker were given a raise of more than 9-1/2
percent (Tr. 4241-4243).
Montgomery's testimony concerning the conversations
in June and October was different from that of Baker
Montgomery testified that she and Baker had a conversa-
tion in the dining room in June before the election where
Baker asked Montgomery why she could not get a raise.
Montgomery testified that she replied they were not
giving any raises; and further testified that she had a con-
versation with,Baker on October 12 when Baker came to
her office and wanted to know why she was not getting
a raise. Montgomery told her she was getting a 9.5-per-
cent raise that the other operators received, and it was
all they were giving. Baker then stated that she did not
file a charge against Montgomery, but Montgomery told
her she did not know who was for the Union and who
was not, that it was everyone's privilege, and reiterated
that it was all they could give.
is Montgomery testified that due to the retirement of one of the
boxing employees , Edith Muncie, there was a need for a replacement
Montgomery's version of these conversations is a bit
more cryptic, and I am inclined to view Baker's as more
indicative of what took place. But even so, the material
effect is the same, for I do not find a violation of Section
8(a)(1) That Montgomery referred to the union activity
(defined as the before-the-election campaign and the
pending election objections ) is to my mind nothing more
than a statement of reality, without any placement of
onus. And Montgomery was entirely right in expressing
to Baker that any wage increase out of the ordinary
would look very suspicious, since only one employee
(Janet Sandlin) had received a pay increase in 1981 after
the fall 1980 plantwide increase, and she for assuming
extra duties. In effect Montgomery was telling Baker
that a pay increase just to her, without Sandlin-type jus-
tification, might be considered to influence her or other
employees on the union representation matter. See Centre
Engineering, 253 NLRB 419, 421 (1980).
Nor did Respondent violate Section 8(a)(3) in not
giving a special wage increase to Baker. The chronology
of events shows this. Baker transferred into the woven
boxing and shipping department in June 1980, at her ex-
isting rate of $3.60. In September 1980, she received a
discretionary increase to $4
The following month a
plantwide increase of 9.5 percent brought her wage up to
$4.40. In April 1981, she was transferred to the folding
briefs department at $3 35. On- May 4, 1981, she was
transferred back to boxing, and was told by Montgomery
that she would receive the same pay ($4 40) as previous-
ly because she was already qualified for the job. t 7 No
further raises (other than to Janet Sandlin) were given
until the plantwide one in October 1981, when Baker
went from $4.40 to $4.80 and the rest of the employees
in the department went from $4.80 to $5.25. All this does
is reflect the fact that Baker started below the rate of
other workers in boxing when she first joined that de-
partment
and stayed proportionately below them
throughout the discretionary and plantwide increases just
described. The General Counsel would have a better
case if he could prove that employee Baker was discri-
minatorily treated regarding her initial rate in boxing be-
cause her transfer into that department occurred during
the 1980 phase of the Union's campaign. But he has nei-
ther alleged nor attempted to prove this, and we will let
it rest at that I do not find that Respondent violated
Section 8(a)(3) by denying employee Baker's June 1981
request for a discretionary wage increase and by, instead,
making her rate increase part of the plantwide increase
that was granted in October 1981 See NLRB v. Travis
Meat Seafood Co., 653 F 2d 233, 235 (6th Cir. 1980).
17 This is the first day that Baker wore a union button to work I also
note that this was the episode, i e , Baker's transfer back to boxing, after
which, as described earlier, Supervisor Reed came up to Baker and asked
her if she was happy now and what was she going to do about her union
badge But, other than the General Counsel's innuendo , there is nothing
to suggest that Baker 's move back to boxing was part of Respondent's
plan to influence her There were many job transfers, which became a
bone of contention with the employees
BLUE GRASS INDUSTRIES
E Respondent 's Distribution and Solicitation Rule
The Blue Grass Industries ,
Inc
personnel
manual
(G.C. Exh
8), 1980 edition, 1 s prohibits the following,
inter alga
16. A. Any solicitation of employees by other
employees on the Company's premises (or parking
lot)
during
worktime except during authorized
breaks or lunchtime, regardless of the nature of the
purpose of such solicitation.
B. Distribution on the Company's premises by
employees, of any written or printed material or
other literature of any kind, nature or description
(other than [in] connection with the performance of
employee's regular duties), except in nonworking
areas
C Solicitation of employees on Company prem-
ises at any time by persons who are not employees
of the Company, regardless of the purpose of such
solicitation. Distribution of any written or printed
matter, of any nature, kind or description, on the
Company's premises by persons who are not em-
ployees of the Company.
Concerning distribution, the Board has held that em-
ployees may distribute literature during breaktime and
mealtime in nonproduction areas. Essex International, 211
NLRB 749 (1974); Stoddard-Quirk Mfg. Co., 138 NLRB
615 (1962). The instant rule, paragraph B, is ambiguous
on this point, too much so to leave unresolved. Accord-
ingly, I find its maintenance to violate Section 8(a)(1) of
the Act.
As for paragraph 16.A., the General Counsel alleges
that
prohibition
against
employees soliciting during
"worktime" is, without a clear statement that the restric-
tion does not apply to break periods and mealtimes, pre-
sumptively invalid as being too ambiguous. T.R. W. Bear-
ings, 257 NLRB 442 (1981) I disagree, and find enough
clarity under T.R. W.
F The Union's Election Objections
The Union filed objections to the election, as follows,
on June 24, 1981 (G.C Exh 1(n))•
1. The Employer's conduct that resulted in the is-
suance of the General Counsel's complaint inter-
fered with the election.
2 On the day of the election the Employer's su-
pervisors polled employees concerning their union
sympathy and informed them that if the Union won
the election the plant would be closed
3
On June 18, 1981, in a captive audience
speech, the Employer's board chairman,
Wayne
Schumate, informed employees [through the slide
presentation] that if the Union were successful in
the election there would probably be a long strike
resulting in moving production to another facility
operated by the Employer.
18 Amendment dated April 18, 1980
289
19
6
The employer furnished employees who did
not support the Union badges, bells and other loud
noisemakers and let them run through the factory at
will.
7 Although the employer claimed at the repre-
sentation hearing oh.April 28, 1981, that the elec-
tion had to be held on a Friday because they could
not afford to lose production, on June 17, 1981, two
days before the election, the Employer did not
make the employees who opposed the Union work
and permitted them to roam all over the plant, caus-
ing supporters of the Union to lose production and
money.2 °
8
A letter to all employees signed by the Em-
ployer's plant manager, Betty Montgomery, dated
June 16, 1981, implied that if the Union were suc-
cessful in the election, there would be a strike and
the plant would close just like the Bata Shoe Facto-
ry in Salem, Indiana
9. On June 10, 1981, the Employer erroneously
informed employees that the Board would not
allow the Employer to debate the Union.21
10. The conduct engaged in by the Employer in
Cases
Nos.
9-CA-14963, 9-CA-15048, 9-CA-
15423, 9-CA-14369, 9-CA-15470, 9-CA-15595 and
9-CA-15641 [resolved by a Board approved settle-
ment agreement] interfered with the election.
In the main these are resolved in the discussion of the
unfair labor practices, and as the Union puts it22 "be-
cause these charges have been thoroughly covered, there
is really nothing more to add" excepting Objection 10.
As for that one, given the ruling on the other objections,
I see no value in adding Respondent's "recidivist unfair
labor practice history"23 to the litany of conduct that
warrants setting aside the election and imposing a bar-
gaining order. Where conduct has been resolved by a
settlement agreement, it is more encouraging to the set-
tlement process not to dredge up the agreement in a sub-
sequent proceeding unless it is necessary to bring in the
underlying conduct. Here, it is not necessary.
Accordingly, I find that Respondent engaged in con-
duct that interfered with the-rights of its production (and
production-related)
employees to select freely in a
Board-conducted election whether they desired to be
represented by Local 68-R for purposes of collective
18 Objection 4 was overruled by Board Order, dated August 12, 1981
Objection 5 was not prosecuted
20 The Union later moved to amend its objections to change June 17,
1981, to the dates of June 17, 18, and 19, 1981 The motion is granted,
but my findings on this conduct put it on June 18 and 19, 1981
21 The Union's motion to amend its objections to change June 18,
1981, to June 10, 1981, is granted I credit employees Richmond and
Conyers that Don Haney then told assembled employees that Board law
prevented their debating (through a union representative) with him
There is no such law, and Haney's misrepresentation of employee rights,
presumably relied on by some employees, violates Sec
8(a)(I), as it im-
properly involves the Board and its processes
Midland National Life In-
surance Co,
263 NLRB 127 (1982), Shopping Kart Food Market, 228
NLRB 1311 (1977)
22 Br 30
23 Id at 41
290
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
bargaining . Therefore, I shall recommend that these ob-
jections be sustained and that the results of the election
held on June 19, 1981, be set aside.
II. THE UNION'S MAJORITY VEL NON
Whether the Union ever achieved authorization cards
from a majority of Respondent's employees is moot.
Nevertheless, I will deal with the issue because this is es-
sentially the basket into which the Respondent's brief
puts all of its figurative eggs. ,
Seizing on the fact that the Union (through the Gener-
al Counsel) offered cards that were, in compass, signed
over a year apart, Respondent challenges the Union to
prove that its putative majority does not contain "stale"
cards. To do this, Respondent argues, ' the Union must
show that those cards that were signed within 1 year
before its April 3, 1981 request for recognition, were
signed during a continuous union representation cam-
paign, not during separate campaigns. And for those
cards that were signed more than 1 year before April 3,
1981, Respondent argues that their potential validity de-
pends on whether there was any discontinuity in the
Union's campaign during that year-plus period, and if so
whether it was the result of unfair labor practices com-
mitted by the Respondent that interrupted the Union's
campaign. In sum, the Respondent's position is that those
authorization cards older than 1 year are "stale" and
cannot be counted toward the Union's majority; that no
unfair labor practices interrupted the Union's campaign
to cure the cards' staleness; and that in any event no
1980 card may be counted toward a 1981 majority be-
cause the 1980 and 1981 union campaigns were discontin-
uous, depriving the 1980 cards of any relevance.
These issues are red herrings. They offer initial allure
because they allow focus on specific dates and specific
events or indicia that define a 1-year period and describe
when the Union was on the scene It is easier to focus on
these issues than on the real one what was the state of
employee sentiment on the date that the Union claims to
have acquired authorization cards from a majority of the
Respondent's employees, May 28, 1981? That requires
looking at the cards and the testimony relating to
them 24
24 In any event I find that the Union's campaign was continuous, and
that cards older than I year may be used because of Respondent 's unfair
labor practices that interrupted the Union's campaign
Continuity Employee Elizabeth Norris, typifying the testimony of em-
ployees Diane Gay, Jo Ann Richmond, Deborah Conyers, and Judy
Hart, testified that meetings were held from April 1980 through Novem-
ber of that year, and resumed in late January or early February 1981
These were either meetings of the in-plant organizing committee, or were
open to interested employees I credit this testimony completely, putting
more faith in it than that of organizer David Gray, who, as quoted in the
Union's brief, "stated that he met with the Mt Sterling employees during
the organizing campaign from the spring of 1980 to the summer of 1981 "
Br 8 This is overbroad There was a hiatus during the year-end holi-
days, just as there was a marked slow down in the summer of 1980 after
the Union lost an election at the Blue Grass Maysville plant But
throughout, contact was maintained, if even at the level just of the in-
plant organizing committee
Thus, while no cards were signed during
these slow periods, the Union suffered no setback at the Mt Sterling
plant , but kept plugging doggedly away This diminished intensity is an
insufficient basis to infer that the Union conducted two entirely separate
campaigns at Mt Sterling in 1980-1981 See NLRB v Greenfield Compo-
nents Corp, 317 F 2d 85, 89 (1st Cir 1963)
1
Moreover, Respondent's intervening unfair labor prac-
tices make the distinction between 12 and 13 months im-
material. The rule of "reasonable time" is inapplicable
when the card signing occurred during an organizational
campaign that was interrupted by the Employer's unfair
labor practices, Grand Union Co., 122 NLRB 589 (1958),
because those practices in effect toll the running of the
clock on card signing. As it happens, several unfair labor
practice charges were filed by the Union against Re-
spondent from March-September 1980. One, in Case 9-
CA-15469, involved the Mt Sterling plant, and along
with those involving the Cynthiana and Maysville plants,
was part of a settlement agreement reached in October
1980, which required a notice posted at the Mt. Sterling
plant for the rest of 1980. Although Respondent is cor-
rect that there is no proof that this matter actually inter-
rupted the Union's campaign, none is needed, Blade-Trib-
une Publishing Co,, supra, and all the cards received as
evidence, whether signed in 1980 or 1981, may be con-
sidered to determine whether the Union ever achieved a
majority before the election
A. Questionable Cards
On brief Respondent challenges 24 cards received in
evidence as "invalid . . . because of repudiation, misrep-
resentation or any other reason which showed the au-
thorization card was not executed by an individual for
the purpose of having the Union represent them." (Br.
49.) To these and some others we now turn , in groupings
of my doing.
1. Repudiation
Linda Allen (G.C. Exh. 39), signed a card on April 8,
1980. On June 4, 1980, she wrote to the Union asking
that her card be returned because she changed her mind
about the Union. She sent a copy of the letter to the
Board's Regional Office, receiving a response dated June
5, 1980, that was in bureaucratic doubletalk and told her
nothing. She showed a copy of her letter to Plant Man-
ager Virginia White, and told White what she thought of
the_Union, which was that one was not needed at Blue
Grass because things were going smoothly there. A year
later, June 1981, Allen signed a card; shortly, thereafter
she asked for it back and tore it up. She could not re-
member on what dates these acts occurred.
From my observation of her credible testimony, there
is nothing to indicate that Allen's attempted revocation
in 1980 was other than self-motivated. Although her then
going to the plant manager to apprise her of this deed
appears officious, there is no indication that she did so in
a context of fear that her job might be jeopardized be-
Staleness This is truly the more odorant red herring Respondent amal-
gamates the Board's early statement that cards should be signed within "a
reasonable time" before the employer's refusal to bargain (Surpass Leather
Co, 21 NLRB 1258 (1940)), with the Board's later assumption, for pur-
poses of deciding the case before it, "that this rule (of equating one year
with a reasonable time)" is of continued vitality (Blade-Tribune Publishing
Co, 161 NLRB 1513 (1966), reversed on other grounds 180 NLRB 432
(1969)), and comes up with the proposition that 12 months is reasonable,
but 13 is not This is ludicrous on its face
What is reasonable depends on
the facts of the case, and Respondent offers no reasons why the 1 month
here should make any legal difference
BLUE GRASS, INDUSTRIES
291
cause she had signed the card. I find that Allen's 1980
card was invalid, and shall
not count
it toward the
Union's majority.
Gary Williams (G.C. Exh. 209) signed a card on April
11, 1980, and the next month wrote to the Board's Re-
gional Office seeking return of'his card. He, too, re-
ceived a turgid form letter of acknowledgment The
General Counsel argues that this attempted revocation
was invalid because it was addressed -to the Board, not
the Union, citing Struthers-Dunn, Inc.,
228 NLRB 49
(1977). But, as the court noted in reversing that case,
Struthers-Dunn, Inc. v. NLRB, 574 F.2d 796 (3d Cir
1978), there is no indication that employee Williams had
been given any indication of how to revoke his authori-
zation, and giving_his right to free choice its due, I find
that it was not unreasonable for him to seek out the
Board's Regional Office (even though there was no ne-
cessity for that office to notify the Union, a fact known
to us but not, apparently, to employee Williams). Be-
cause his revocation antedated the Respondent's 1980
unfair labor practices that interrupted the Union's cam-
paign, there is no basis for inferring a basis for Williams'
action other than his own second thoughts. I find that he
validly revoked his authorization for union representa-
tion, his card is invalid, and will not be counted toward
the Union's majority.
Deborah Means Curran (G.C Exh 219) testified that in
April 1980 she signed a card in the Company's bath-
room, having filled it out but not having read it (al-
though she could not be sure whether she was the one
who dated it). She found out the next day that it was a
union authorization card that she had signed , and about a
week later asked "some more people how [she] could go
about getting it back." (Tr. 5235.) These people said, "If
they got enough cards signed to get a vote up, but I
could vote no if I didn't want the Union in " (Tr. 5236.)
No further testimony on her revocation was elicited (and
I rejected Respondent's request to go into, whether she
ever signed a card in 1981, because only the validity of
the 1980 card was in issue.)
I find that no revocation occurred, only some tentative
probing that never produced action. Respondent stresses
in the alternative that she did not want the Union when
she signed the card. Yet she neatly filled out a single-
purpose card that said boldly on its face "Authorization
for Representation" under the Union's name. Not a
single syllable was uttered to her that would cause her to
disregard that plain language, and she is bound by it.
Curlee Clothing Co, 240 NLRB 355 (1979). Therefore, I
find that this card is valid and will be counted toward the
Union's majority
Anice Ballard (G.C. Exh 180) signed a card in April
1980, but when asked to sign again early in 1981 refused
because she did not see the utility in having the Union.
Although Respondent considers that a repudiation of the
1980 card, I do not. At no time did she act to get the
1980 card back, and her failure to sign another card,
whatever the subjective (and, thus, irrelevant) reason for
doing so, does not substitute for that lack of direct action
on her part. The whole episode of having 1980 card
signers "update" their signatures, while prompted by
concern at the Board's Regional level for the "staleness"
of the 1980 cards, created needless confusion and uncer-
tainty. This is, of course, a hindsight observation based
on my finding that the Union's campaign at Mt. Sterling
was a continuous one. There could have been any
number of reasons why persons did or did not sign a
1981 card when they had already signed a 1980 card,25
and inferring from a 1981 nonsigning that a signed 1980
card is invalid is reading too much from a nonevent.
Therefore, I find (G.C. Exh. 180) valid and will count it
toward the Union's majority
Wilma James (G.C Exh 84) signed a card in 1980'but
refused to do so in 1981 because she changed her mind a
month or two before the election. Her refusal is too sub-
jective and speculative to cancel her 1980 card. More-
over, the change of mind seems to have occurred at a
time when Respondent's unfair labor practices were oc-
curring. To allow the "change ' of mind" to undermine
the validity of the card signed by James would give Re-
spondent the benefit from those acts that is not its due.
Marcus J. Lawrence Memorial Hospital, 249 NLRB 608,
617(1980).
__
But Respondent finds further fault with this card be-
cause there is no proof of when it was signed. The'card
is filled out in different colors of ink. James' signature,
her home telephone number, and her hire date 'were
filled out in blue ink. The rest of the card is filled out in
black ink James remembered signing the card and giving
it to Linda Haddix, but was confused the rest of the
card, which was filled out by someone else, was done so
before or after she signed it.26 Linda Haddix compounds
the seeming confusion by having testified that the card
was signed and dated when James gave it to her. Re-
spondent makes much of this confusion, but we do know
from James that she signed and filled out part of the card
and gave it to Haddtx some time after she had broken
her hand , in March 1980. Thus, Respondent's cited
cases27 are inapposite ; I find James' card valid and will
count it toward the Union's majority.
Wanda Hale (G.C. Exh. 86) signed a card on April, 1,
1980
Counsel for Respondent attempted to prove that
she changed her mind in 1980, which I precluded him
from doing. I adhere to that ruling because I do not
view a card. signer's subjective intentions subsequent to
the signing of a card any more relevant than the signer's
subjective intentions at the event of the card signing, see
Levi Strauss & Co., 172 NLRB 732, 738 (1968). I find the
card valid and will count it toward the Union's majority.
Mary Margaret McClain (G C. Exh. 23) signed a card
on April 15, 1980 Respondent's counsel was precluded
from attempting to prove that when asked to sign a card
in 1981, she refused. I adhere to that ruling, finding that
any such refusal is insufficient to negate the validity of
the signed 1980 card.28
25 Among the reasons for some refusals would be the coercive effect
of the Respondent 's unfair labor practices I cannot make that finding
here because of the uncertainty about when Ballard refused to sign a
1981 card
2e Someone else became involved because James had a broken hand,
making it difficult to write
27 Mandels Management Co, 245 NLRB 273, 277 ( 1979), Fort Smith
Outerwear, 205 NLRB 592, 594 (1973) (card of Linda Moore)
28 Counsel's motion to correct the transcript is noted and corrected
292
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Respondent further argues that McClain relied on a
misrepresentation that induced her to sign the card in the
belief that the card only meant there would be an elec-
tion. McClain testified that she read the authorization
card "hurriedly" and that she was told that there were
two purposes of the card, one to get an election and the
other for representation , but that she thought that it was
just for an election. I find that what she thought, testified
to by an admittedly nervous witness with her employer
sitting 20 feet away, hardly negates the effect of her
having read and signed the card .
Gissel Packing Co.,
supra, 395 U.S. at 608. Thus, I find the card valid, and
will count it toward the Union's majority
2. Employee signed a card but did not want the
Union to represent him/her
Mae.Helen Gose (G.C. Exh. 13) read and signed a card
on April 2,
1981, when asked to do so while on her
lunchbreak. Yet, she testified that when she signed the
card she did not want the Union to represent her. The
employee asking her to sign, Diane Smith , told her that a
union was needed at Blue Grass, gave Gose the card,
and promptly got it back signed and dated . In these cir-
cumstances, it is time to repeat the oft-quoted passages
from Gissel, supra, that deal precisely with this situa-
tion:29
... employees 'should be bound by the clear lan-
guage of what they sign unless that language is de-
liberately and clearly canceled by a union adherent
with words calculated to direct the signer to disre-
gard and forget the language above his signature.
The card that Ms. Gose signed and completed read:
United Food & Commercial Workers International
Union affiliated with AFL-CIO-CLC
AUTHORIZATION FOR REPRESENTATION
I hereby authorize the United Food & Commercial
Workers, International Union, AFL-CIO-CLC, or
its chartered Local Union(s) to represent me for the
purpose of collective bargaining.
And finally, a further quotation from Gissel, 395 U.S.
at 608:
We also accept the observation that employees are
more likely than not, many months after a card
drive and in response to questions by company
counsel, to give testimony damaging to the union,
particularly where company officials have previous-
ly threatened reprisals for union activity in violation
of § 8(a)(1). We therefore reject any rule that re-
quires a probe of an employee's subjective motiva-
tions as involving an endless and unreliable inquiry.
Accordingly, I find Gose's post hoc statement of her
subjective
intent insufficient to invalidate her signed
card, and will count it toward the Union's majority.
29 395 U S at 606
Emma Jean Brooks (G.C. Exh. 35) signed her card on
March 20, 1981
Like Mae Helen Gose, Brooks testified
that at the time she signed the card she did not want the
Union to represent her. Without more, my discussion of
Gose's card would apply here . But there is a bit more,
since "[t]he only reason I signed the card was because I
was hassled everyday to sign that card from . . . Tammy
Becraft
(her cousin)." (Tr. 5238-5239.) According to
Brooks, this was the reason , not that she had just been
demoted in pay, an action which she testified she not
only was not much bothered about, but "enjoyed " (Tr.
5246.)
This incredible testimony30 alone shows the
wisdom in following the Supreme Court's admonition to
avoid the thicket of subjective intent of card signers
(and, as I have previously stated , nonsigners). Brooks
will be bound by her uncoerced card signature , and I will
count her card toward the Union's majority.
Donna Anderson (G.C. Exh. 184) signed her card on
April 8, 1981. She testified that when signing she did not
want the Union to represent her, but because her friends
had asked her to sign she did so to keep them as friends.
In these circumstances I will count her card toward the
union majority for the reasons stated about Ms. Gose's
card, supra.
Marjorie Manning (G.C. Exh. 190) and Gary Kleczinski
(G.C. Exh. 191),31 mother and son, signed their cards in
their home on May 28, 1981, 3 weeks before the election.
After the election she went to the office of Respondent's
counsel and told him that she was ashamed that she had
signed the card . In her testimony Manning did her best
to impart the impression of having been "hassled " to sign
her card. This prompted the following colloquy (Tr.
5274-5280):
Q. Do you know the name of this man who came
to your home, this Union representative?
A. His first name seemed as though it was Bob. I
cannot remember his name. I was very sick at the
time, and I wanted-
Q. Well, if you would-
A. -them out of my house. I didn't want to be
bothered with them. I wanted them off my back.
Ms SCHMIDT Your honor, could you instruct
the witness to please answer my questions?
JUDGE KOLKO: Okay. It's probably the easiest if
you stick to yes or no. And if he feels the need, Mr.
Marshall will have some more questions for you.
BY Ms. SCHMIDT: (resuming)
Q. Do you remember about how long Ms. Rich-
mond and this Union representative stayed at your
house?
A. Well, I'd say maybe 30-35-40 minutes, some-
where in there, I'd say.
Q. But he did tell you what his name was, right?
A. Yes, ma'am. He did But I can't-
30 This testimony may be understood when noticing that after a 7-
month layoff, Brooks' telephone rang with a notification from Blue Grass
that there would be hiring That call came on a Friday She testified that
she came to work the following Monday The hearing in this case started
later that same month , March 1982
31 Although initially rejected (Tr 3523), GC Exh 191 was later re-
ceived as evidence (Tr 4664)
BLUE GRASS INDUSTRIES
293
Q. You just don't remember?
A. No.
Q. Mr. Marshall was asking you questions-you
said that they came to hassle you. Did they walk
through the door and say, "We came to hassle
you"?
A. Honey-
Q. Would you please answer that yes or no?
A. Yes, they came to hassle me. Yes.
Q. No, I said, did they come through the door
and did they say, "We came to hassle you"?
A. Not in so many words, no.
Q. And so they came in and they started talking
about benefits that-
A. Right.
Q. -Union representation may be about to get
for you. Is that correct?
A. Uh-huh.
Q. And they talked about a sick leave policy
that-
A. Uh-huh.
Q. -Union representation might be able to get
you.
A. Uh-huh.
Q. And your son was laid off at that time?
A. Now, honey, I'm not -yes, but I'm not here
to represent my son. He can take care of himself.
Q. Did you discuss with Ms. Richmond and this
Union representative that Orville Vanlandingham
was called back to Blue Grass Industries-
A. No, ma'am. No, ma'am.
Q. You just discussed sick benefits?
A. That was their reason for coming to talk to
me.
Q. And they were there for about an hour and
you just-
A. No, they weren't. They were there for
around, I guess, maybe 35 or 40 minutes.
Q. Okay. And during this 40 minutes, you just
discussed sick benefits?
A. And I was telling them to leave.
Q. I believe you testified in response to a ques-
tion by Mr. Marshall that you glanced at the card?
A. Yes, ma'am.
Q. Do you have a habit of signing things that
you only glance at?
A. No. I wanted them out of the house and I
wanted them off my back, ma'am, and I signed the
card to get rid of them.
Q. Again, if you would please answer my ques-
tions.
A. No, I don't make a habit of signing anything
without reading it usually.
Q. Well, did Ms. Richmond and this Union repre-
sentative talk about wages?
A. I asked him about wages, and he said he
couldn't guarantee me anything if the Union got in.
That's what he said.
knew he was signing a union card, and filled it out com-
pletely, as did Manning. Manning testified that the union
representative kept telling her that she could sign a card
and vote anyway she wanted to in the election, prompt-
ing her to sign the card to get rid of the visitors. Klec-
zinski testified that he did not sign the card to have the
Union represent him, but only to have the visitors leave
him alone.
From this the Respondent argues that neither wanted
the Union and that Manning was the victim of misrepre-
sentation. Apart from the latter, we are back to the ques-
tion of the subjective motivations of card signers. Here
we have two cards signed at home in the absence of co-
ercion. The cards were unambiguous and were complete-
ly filled out. I find no basis for invalidating the cards
based on hidden motivations and second thoughts.32
The misrepresentation issue is one with slightly more
surface substance. The General Counsel concedes "that
Renner told them that they could vote any way in the
election." (Br. 125.) Yet, this is analogous to "handing an
employee a card that says the signer authorizes the union
to represent him and then telling him that the card will
probably be used first to get an election," found accepta-
ble in Gissel, supra at 606. As the Board has found, this
kind of statement is not a misrepresentation but is an ac-
curate statement of an employee's rights, not a clear di-
rection to disregard the language on the card. Montgom-
ery Ward & Co., 253 NLRB 196 (1980). Therefore, I find
both cards valid, and will count them toward the Union's
majority.
Debbie Harvey (G.C. Exh. 231) signed her card on
April 21, 1981. But Harvey testified that she did not read
the card because Lotus Bowling, who handed her the
card, rushed her. She further testified that she did not
want the Union to represent her at the time she signed
the card, but signed it so that Bowling (and employee
Bonnie Cassidy) would leave her alone and quit asking
her to sign cards. As elicited on cross-examination (Tr.
5328):
Q. Did Lotus Bowling make any threats to you
of any kind?
A. No, she just told me to sign the card and hand
it back to her.
Q. Okay. Did she grab it away from you the
minute you put your name to it?
A. No, she told me to hurry up and sign it so she
could send it back in.
Q. But you filled out the card in its entirety,
right?
A. Yes.
I find that Harvey knew what she was signing, and
that her card is valid and can be counted toward the
Union's majority.
Mary A. Carpenter (G.C. Exh. 119) signed her card on
May 11, 1981, while riding in a van with other employ-
ees. She did not read that one, but had read others be-
Both Manning and Kleczinski testified that they signed
the cards, Manning having "glanced" at the card and
Kleczinski having "not really" read the card. Kleczinski
32 As for inducing the visitors to leave , Manning's hinting that she had
to get dinner on the table hardly constitutes a direct request
Manning
never testified that she felt in any fear or danger, just annoyance
294
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
cause she had been asked previously to sign. She testified
that she "knew what it was about." (Tr. 5422.) Yet when
asked on direct examination by Respondent's counsel if
she wanted the Union to represent her, she replied, "no "
(Tr. 5419) There were no threats, promises, representa-'
tions, misrepresentations, or apparently, anything other
than the statement by employee Janice Otis that "it
would be a good time to sign it" (Tr. 5418). There is no
reason to find Carpenter's testimony as overriding her
signature on and completion of that card. The card, is
valid and will be counted toward the Union's majority.
Margaret Crouch's card (G.C Exh. 33) was signed by
her daughter, Diana Norris, on May 13, 1980, in her
presence and at her request. Crouch told Norris, accord-
ing to the testimony of each, that she needed the card
signed because the employees with whom she rode har-
assed her, and she was afraid she would lose her ride if
she did not sign a card. Yet she testified that no one ever
told her that; and the "harassment" consisted of the play-
ing of music that was loud and riding with the vehicle's
windows down. Yet, Crouch took that card, put it in an
envelope, tucked the flap in, and the next day handed it
to Janice Hensley after work Hensley attended a union
meeting that night, where she opened the envelope, took
out the completed card, initialed it, and put it on the
desk at the meeting. Hensley, a very credible witness,
testified that, as Crouch was giving her the envelope,
Crouch said "that she gave it to me in a white envelope
because she didn't want Jearn (her husband, who along
with Crouch, Hensley said she knew for 25-30 years) to
know that she had signed the card." (Tr. 6570)
Thus, I find that Crouch authorized a card to be filled
out for her, saw it done, knew what the card was for,
and ratified her intent to have the Union represent her
by transmitting the card to a prounion employee who
was going to a union meeting. I find the card valid and
will count it toward the Union's majority.
3. Employees who signed cards on the basis of an
alleged misrepresentation
Jeffrey Wayne Toy signed his card (G.C. Exh . 105) on
April 8, 1981. Toy gave the card to employee Billy Scott
Roberts, who testified that no conversation occurred
when employee Toy handed him the signed card. Em-
ployee Toy testified that he was told that he was the
only one, along with Gary Kleczinski , who had not
signed cards in their department, and that he signed the
card for that reason even though he did not want the
Union. Toy said that it was employee David Centers
who gave him the card to sign, having asked him to sign
several times. Toy could not remember at which time it
was that employee Centers told him that all but he and
employee Kleczinski had signed Although in one breath
he was "pretty sure" that it was on the day that he
signed, shortly before he so testified he was not sure, he
"guessed" it was that day
Employee Centers flatly denied ever discussing the
Union with employee Toy, let alone having given him a
union card
The most illuminating testimony came from employee
Arthur Spencer, who, like witnesses Centers and Toy,
was an employee of Blue Grass at the time he testified.
He stated that it was he who gave Toy the card, having
done so at the urging of another employee (Juanita Gor-
rell). He brought the card over to employee Toy, told
.him he should sign it if he wanted to, or if he did not
want to, then not to sign, and walked away. He had al-
ready signed a card some time earlier (G.C. Exh. 70,
dated March 28, 1981),33 and other than being the deliv-
erer of the card to employee Toy, did not participate in
the distribution of the union cards.
Thus, we have testimony on this card from four men
who were employees of Blue Grass when they testified.
Employee Spencer testified to handling the card only
briefly and at someone else's behest. Employee Centers
denied having any involvement at all. Roberts testified
that he was given the card without any words passing.
And employee. Toy said he was led into the error of
signing the card by employee Centers.
Based on my observation of these witnesses when they
testified, I make these findings. The card was given to
employee Toy by employee Spencer at employee Gor-
rell's insistence. Spencer presented the card, told Toy
that whether he signed it or not was up' to him, and
withdrew.34 Employee Toy signed the card and passed
it to employee Roberts.35 Whether these happened on
the same day cannot be discerned. During the 2, weeks
compassing employee Spencer's and employee Toy's sig-
natures, the cutting department employees occasionally
uttered sentiments about the Union . Both Spencer and
Centers thought they personally would be better off with
a union. At some point in these weeks Centers told Toy
that Kleczinski and Toy were the only cutting depart-
ment employees not to have signed . This did not neces-
sarily happen just as Toy had his pencil poised because
Centers had mentioned signing a card a few times, and
Toy struck me as straining his memory to place Centers'
remarks at the time he was signing his card. I do not find,
that Toy was misled into signing his card, nor that he'
did so in fear of some reprisal from the rest ' of the em-
ployees in the cutting department . Beyond this we get
into Toy's subjective intent, which Gissel wisely teaches
us to avoid.
Accordingly, I find that employee Toy's card is valid
and will count it toward the Union's majority.
Brenda Maloney filled out a card (G.C. Exh. 65) and
signed it, although she did not believe that she dated it
(the date, May 12, 1980, appears in a ,different shade of
ink than does the rest of the card).36 She testified 'that
she signed the card , despite her not wanting the Union
to represent her, because she was told by employee
Minnie Lawson, who gave her a card, "that they had 49
percent of the cards signed. They needed 51 percent of
the cards signed before we could have an election.. . .
That if I signed a card, no one would know-there was
no way anyone would ever know that I signed a union
33 Centers' card, G C Exh 5, was dated April 8, 1981
34 This was the only statement made concerning the card at that time
as Although Toy testified that he gave it to Centers, I credit Roberts
that Toy gave the card to him
36 For this reason Respondent challenges the card's authenticity I
reject the challenge Noting the Regional Office's date stamp on the card
to be April 6, 1981, I find that Maloney signed her card before the June
18, 1981 date of the Union's achieved majority
BLUE GRASS INDUSTRIES
295
card." (Tr. 5425-5426.) This last piece of information
was important to employee Maloney because, as she later
told the General Counsel , her husband would not like it
if he knew she signed a card , and would divorce her.
Indeed, she was fearful of this happening if the General
Counsel called her as a witness . At the hearing she testi-
fied as Respondent's witness.
Because of her fear, I do not credit her testimony that
she completed, signed, and returned the card without
having read it and without wanting the Union to repre-
sent her. Therefore, the issue raised by this card is
whether Lawson's statements to Maloney amount to mis-
representations. But the Board's law is that the state-
ments themselves do not invalidate the cards. American
Beauty Baking Co., 198 NLRB 327 (1972) (employee told
that no one would find out about card-signing); Lincoln
Mfg. Co., 160 NLRB 1866 (1966) (statement concerning
the percentage of cards needed does not conflict with
the purpose stated on the card). Nor do I credit employ-
ee Maloney's testimony that she relied on those state-
ments. Accordingly, I find the card valid and will count
it toward the Union's majority.
4. Employees who were told that a card was for an
election
Shirley Douglas signed her card (G.C. Exh. 186) on
April 9, 1981, in the plant cafeteria. She testified that she
had been asked a number of times to sign a card, even
though she had told employee Mary Sparks, a member
of the Union's in-plant organizing committee, that she
did not want to sign. When asked to sign, she had been
told (how often and by whom is unknown, "[J]ust that
they were trying to get enough cards to have a vote."
(Tr. 5307.) Yet not only did she read and sign the 1981
card relied on by the General Counsel , she read and
signed a similar card in 1980. I find, therefore, that she
read the instant card , knew what it meant, and signed it.
She was neither directed to disregard the card's lan-
guage, nor was she bullied into signing it . 97 Her card is
valid, and will be counted toward the Union 's majority.
Kathy Howard signed her card (G.C. Exh. 188) on
March 26, 1981. She testified that she was told by Mary
Sparks and Jo Ann Richmond, as the three of them were
driving home from work , that "[I]t was just meant to
have an election. . . . [T]hey had to have 51 percent
before they had the election and that I was free to vote
yes or no." (Tr. 5210.) Employee Richmond testified that
she did not tell Howard that the card was just for an
election, rather she told her that a purpose of the card
was for an election. From observing Howard, whose tes-
timony struck me as being sincere, I find that what she
heard was that the sole purpose of the card was to get
an election, effectively canceling out the language on the
card.38 Therefore, Howard should not be bound by her
97 The card is signed only; the remainder is not filled in. This could
cut both ways. Either the witness signed it without completing it because
this was the second card she signed , or dashed off a signature just to pla-
cate those who kept asking her to sign . I find it unnecessary to press the
matter because her testimony makes no mention of it, nor do the parties'
briefs.
98 Subsequently employee Howard asked her husband's aunt, Gloria
Conn, to sign a card, telling her, as employee Howard testified, "just
signature on the card ; her card is invalid and will not be
counted toward the Union's majority.
Deborah Thornsburg signed her card (G.C. Exh. 132) at
her house on May 20, 1981 . Respondent contends that
she was told by employee Shirley Poe that she could
vote anyway she wanted in the election, and that this
statement, plus Thornsburg's desire to get Poe and the
union representative to leave her house , caused Thorns-
burg to sign a card that she did not want to sign.
The testimony of both witnesses establishes that at
most Poe told Thornsburg that a purpose of the card
was for an election, a true statement that does not invali-
date the card . At no point was Thornsburg directed to
disregard the language on the card that she was filling
out and signing. Thus, she is bound by her signature on
that card, absent coercion.
The 1-hour visit of Poe and a union representative was
not coercive. During their visit they repeatedly asked
Thornsburg to sign a card, and she refused. Yet at no
time did Thornsburg ask them to leave her home. Al-
though Thornsburg may have viewed them as a nui-
sance, I am not struck with any feeling that she felt co-
erced.39 Accordingly, I find her card valid and will
count it toward the Union's majority.
Phyllis Bowman signed her card (G.C. Exh. 233) on
April 30, 1981. She testified that she read the card, but
that prior to her signing it, gossip among employees led
her to believe that there would be a vote if 51 percent of
the cards were signed . Bowman also testified that at the
time that she signed the card she did not want the Union
to represent her. But there is no indication that this
"gossip" came from an agent of the Union, that Bowman
was coerced, or that she was in any way steered away
from the explicit, straightforward , and unambiguous lan-
guage printed on the face of the card. The Gissel stand-
ard is met here in every way , and Bowman will be
what I was told, that it was all meant to just have an election. . . . We
had to have 51 percent chance . . . and that she was to vote yes or no in
the election." (Tr. 5212.) Employee Conn testified 4 months before
Howard and to the same effect , adding that Howard was the only em-
ployee to tell her that . As far as Howard, then, was concerned, that was
the purpose of the card. (Conn's card was not challenged, and my own
review of that card and the testimony bring to light nothing that would
warrant invalidating her card.)
89 Shirley Poe, an active union supporter, was called as Respondent's
witness, having previously been called by the General Counsel. On
direct-examination she related how she kept begging Thornsburg to sign
a card . She also testified that she had tbld the General Counsel before the
hearing that she had pressured Thornsburg into signing a card. On cross-
examination, we discovered that Poe felt scorned by the Union, for
which she had worked so hard, because the Union's determination after it
lost the election to seek a bargaining order had not been broached to her.
She became angry at the Union and stayed that way . Her testimony is an
admixture of fact and exaggeration , more factual where there was poten-
tial corroboration (as in supervisory activities that could have been unfair
labor practices), less so when she was describing an event in which she
had been on her own (as in card solicitation). Regarding Ms. Thorns-
burg's card, for part of the solicitation Poe was alone with Thornsburg,
so that when she testified about that episode no union testimony could
contest her testimony that she pressured Thornsburg.
The upshot is that I do not credit Poe's account-my findings have
been drawn from Thornsburg's testimony, which I deem insufficient to
invalidate the card that she signed.
296
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
bound by her signature .40 The signature card is valid
and will be counted toward the Union's majority.
Pamela Vice Ballard signed her card (G.C. Exh. 64) on
April 2, 1981. She testified that she did not read the card
before she signed it, and that "the talk" was that if she
signed the card she would get to vote, which is why she
signed the card.
But on direct examination she had answered "yes" to
the question, "Did you want the, Union when you signed
the card?" (Tr. 1131.) The first suggestion of an election
came on cross-examination when this colloquy took
place:
Q. Did any representative of the Union or any
employee ever tell you the purpose of the card was
only for an election?
A. Yes.
Q. They did? Who was that?
A. Nobody in particular said it . . . that's what
we were all told. Or I feel like we were all told
... that if you sign a card you'll get to vote. (Tr.
1140-1141.)
That is Ballard's state of mind, which is not only irrel-
evant but springs only from "talk" in the plant. For the
reasons just stated regarding Bowman's card, I find Bal-
lard's card valid, and will count it toward the Union's
majority.
5. Misplaced cards
Ella Ketchum testified that she signed a card in 1981,
but the General Counsel did not have any union card
identified by Ketchum, and none was offered into evi-
dence. Thus, according to the Respondent, there is no
proof of any authorization by Ketchum to the Union to
represent her.41
But Respondent's most telling point is "that Ketchum's
testimony cannot be credited . Ketchum testified that she
retired July 1, 1981 (2 weeks after the election) and
therefore her last months of work would have been those
preceding and including the month of the election. How-
ever, Ketchum did not know that any union election
took place (Tr. 173-174), which, in view of the testimo-
ny concerning the events of May 1 and June 18 and 19,
as well as all of the posters in the plant, boggles the
mind. (Br. 69.) I agree, finding that the witness' memory
is tenuous. Thus, while she is positive that she signed a
union card , she did not remember whether it was in Jan-
uary, February, or March 1981, other than it was "quite
a while back." (Tr. 176.) This flimsy recollection is too
fragile a prop on which to support a finding that she
40 Bowman is another employee who just before the hearing received
a phone call inviting her back to work. She testified for Respondent on
the fifth day that she had resumed working there
41 Respondent acknowledges the Board 's decision in Hedsirom Co, 223
NLRB 1409, 1411 (1976); Aero Corp,
149 NLRB 1283, 1291 (1964);
Howard-Cooper Corp, 117 NLRB 287, 288 (1957); and Idaho Egg Produc-
ers, Ill NLRB 93, 107 (1955), but argues that they do not call for testi-
monial evidence to be substituted for an authorization card as proof of
authorization when there was no other alleged form of authorization My
disposition of the card moots the issue.
signed a card authorizing the Union to represent her.42
Therefore,
I do not count the card of Ella Ketchum
toward the Union's majority.
Phyllis Penick43 testified that she signed a card, but the
General Counsel did not have one to offer for the
record. But, unlike the case of the allegedly mislaid card
just discussed, here I find that Penick's credible testimo-
ny, corroborated credibly by union organizer David
Day, establishes clearly and convincingly (let alone by a
preponderance of the evidence, which is the necessary
threshold) that Penick signed a card authorizing the
Union to represent her, did so in May 1981, knew what
she was signing, and did so wanting the Union to repre-
sent her.
We start with Penick's own testimony. She describes a
meeting hosted by her sister (Peggy Adkins) at her sis-
ter's house after the May I demonstration by the Carlisle
employees. Other than Adkins, David Day, and employ-
ee Judy Hart,44 Penick was the only one to show up.
When asked what happened Penick testified that "we
just talked about the Union. . . . And I wanted them to
represent me, so I signed a card." (Tr. 1624.) David Day
gave her the card; she read it; she signed it; and she
dated it. She wanted the Union to represent her. She
gave the card to David Day, who gave it to Judy Hart,
who after initialing it returned it to David Day, who put
it in his satchel. Cross-examination elicited only that as
the election drew nearer she began wearing union but-
tons.
David Day very credibly corroborated Penick's testi-
mony, adding that he then turned in Penick's card to
David Gray and never saw it again. The only discrepan-
cy between the testimony of Penick and Day was that
after getting the initialed card back from Hart, Day testi-
fied that he put it in his pocket; Penick said he put it in
his satchel . It is a meaningless discrepancy. Day's recall
of the event was credible, aided particularly by his recol-
lection of a discussion about hearing aids with Penick, a
discussion that Judy Hart testified went on "for a long,
long time." (Tr. 4438.)
But Respondent is suspicious of this testimony, particu-
larly because Adkin's card (G.C. Exh. 221), was signed
on April 14, 1981, 2 to 3 weeks before this home call.
Why, asks Respondent, would an early May home call
on Adkins be necessary when she had signed a card the
previous month?
42 Jo Ann Richmond testified that Ketchum signed a card in her pres-
ence in May 1981 , and that Richmond turned that card in to organizer
David Gray after initialing the back of it. Indeed , Richmond clearly re-
called saying to Ketchum , "Ella, I'm going to put my initials on the back
of this card to show that I brought this card in " (Tr. 3557 ) I do not
credit this testimony . Richmond had been present for Ketchum 's testimo-
ny, which was given 15 days earlier . Richmond was the most active sup-
porter of the Union, and it was through her efforts and testimony that
many cards were signed and authenticated Occasionally, Richmond's en-
thusiasm got the better of her memory , where, as here, too facile a tale
was offered when a card's validity was in jeopardy.
43 Two witnesses named Phyllis Kay Penick testified consecutively on
the same day The discussion here concerns the witness whose testimony
occupies Tr. 1622-1632 . The other signed the card that is G C Exh 103
and is not in issue.
44 Hart was home calling with Day.
BLUE GRASS INDUSTRIES
297
Hart's testimony answers this (Adkins did not testify).
While Adkins' card was signed in April, she did not turn
it in to Hart until some days after the home call visit in
early May. At that visit, when Penick signed her card,
Adkins told Hart "that she had to think about it to make
up her mind so she'd be sure before she signed one." (Tr.
4438.) Before the home visit Adkins "had told [Hart]
that she had signed one, but that she hadn 't made up her
mind whether or not she was going to turn it in or not"
(Tr. 4438), hence the logic (that Respondent questions)
of the home call . I completely credit Hart's testimony.
Thus, even though the card itself is missing , Penick's
use of it to authorize the Union to represent her is ac-
cepted, and she will be counted toward the Union's ma-
jority. Hedstrom Co., supra; Aero Corp., supra.
6. Unchallenged cards
The General Counsel's brief mentions some cards that
were not challenged by Respondent.45 I have examined
these cards and the attendant testimony, find that they
are valid, and will count them toward the Union's major-
ity.
7. Cards of employees not in the bargaining unit.
General Counsel's Exhibit 24146 "is the names of all
employees and their job classifications at the Mt. Sterling
plant who are employed in the bargaining unit." (Tr.
4966.) It is overbroad, depending on the parties' theories
of whether employees doing nonproduction work should
be included, infra, but it is the document all agreed to
use. On its last page are the names of employees who
were terminated, which the General Counsel "would
agree that those persons listed on the last page of the
4° The cards are (parentheses indicate G C Exh. number).
Patsy Willoughby
(38)
Sandy Mynhier
(112)
Linda D. Alfrey
(120)
Lois Ritchie
(107)
Dorothy Reddix
(45)
Wilma Tolson
(133)
Delorice Kay Becraft
(62)
Jeanette Wells (Hawkins)
(80)
Judy L Snedegar
(125)
Brenda L Copher
(95)
Cheryl K Penick
(128)
Phyllis Penick
(103)
Alice Everman
(115)
Sharon R. Reffitt
(126)
Brenda Rails
(90)
Nora C Mitchell
(85)
Mildred Goldie
(159)
Loretta White
(73)
Lorraine Manley
(92)
Mary E . Fair
(109)
Martha B. Whittington
(81)
Mary A Carpenter
(119)
46 The last page of this exhibit bears the number G.C. Exh. 242 This
is in error, and the correct number is 241 , as received pursuant to coun-
sel's stipulation (Tr 4966)
document, the terminations should be omitted from the
overall bargaining unit." (Tr. 4968.) Yet the General
Counsel relies on the card of one of these terminated em-
ployees to establish the Union's majority. If these em-
ployees are not to be included in the denominator of the
majority fraction, they ought not to be in the numerator.
Accordingly, I invalidate the card of Linda Sue Masters
(G.C. Exh. 16), who quit her employment on May 1,
1981.47
B. Did the Union Have Signed Cards From a
Majority of Employees in the Bargaining Unit?
1. The numerator
The briefs of the General Counsel and the Respondent
differ in their listing of the cards that are relied on by
the General Counsel as proof of the Union 's majority
status. The appendix to the General Counsel's brief lists
226 employees whose cards are to be used to support the
Union's majority. The Respondent's corresponding list
shows 225 names. The difference is that Respondent's list
has one name not found on the General Counsel's, and
omits two.
Respondent's list includes Marie Lucas (G.C. Exh.
168.) But (G.C. Exh. 168) is the card of Dottie Lykins. I
have searched the record for the card of Marie Lucas
and do not find it. Therefore, I find that Respondent's in-
clusion of her name as a card signer is in error.
Not found on Respondent's list are the names of Janice
Little (identified as G.C. Exh. 60) and Alice Gail Ever-
man (G.C. Exh. 115). The latter was received in evi-
dence on May 3, 1982 (Tr. 1882), and will be counted
toward the Union's majority (see fn. 45, supra).
The card of Little is another matter. The card was in-
troduced on the fifth day of the hearing, but was with-
drawn by the General Counsel so that Little herself
could testify about the card. She never did testify, and
her card was never received. Therefore, Respondent is
correct in not including her name on its list.
In sum, from Respondent's list of 225 names subtract
Marie Lucas and add Alice Everman. The result is 225
names of persons whose cards are relied on by the Gen-
eral Counsel to support the Union 's claim of majority
status before the election. But I have invalidated 5 of the
cards on that list48 leaving 220 names representing valid
cards. Those names are on the list attached as Appendix
B.
2. The denominator
How many employees were in the bargaining unit
from the date the Union demanded recognition49 to the
47 While this is the same day that Respondent violated Sec. 8(a)(1) of
the Act with its orchestrated disruption of the Mt. Sterling plant by the
employees from the Carlisle plant, Masters did not quit because of the
disruption, but because she had been cut in pay back to the minimum
wage (Tr 421). Thus, Respondent's unfair labor practices cannot resusci-
tate this card.
48 Linda Allen, Gary Williams, Kathy Howard, Ella Ketchum, and
Linda Sue Masters.
49 The Union made its demand to Respondent for recognition on April
3, 1981, and on April 6, 1981, filed a representation petition. On neither
Continued
298
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
date of the election? The General Counsel says there
were 431 if certain nonproduction employees are ex-
cluded.50
At the election on June 19, 1981, 17 employees' votes
were challenged either by the Union or by the Board
agent conducting the election. The Regional Director
issued his Report on Challenged Ballots51 (G C. Exh.
1(u)), and recommended that 5 of the votes challenged
by the Union be opened and counted and further recom-
mended that the 11 remaining union challenges and 1
vote challenged by the Board agent conducting the elec-
tion be resolved after the hearing. The challenged ballots
at issue in this hearing and the classifications in question
are as follows:
June Rogers
Edith Otis
Rhonda Burns
Winfred Johnson
Willie Dragoo
Charles Shrout
Earl Reed
Jimmy Hollan
Margaret Stewart
Bertie Lane
Janice Sandlin
George Logan
Cafeteria
Cafeteria
Cafeteria
Watch and sweep
Watch and sweep
Watch and sweep
Watch and sweep
Watch and sweep
Quality control inspector
Quality control inspector
Mill clerical
Supervisor
Of course the determinations of the challenged ballots
will both affect the unit's size and bear on the issue
raised by the 8(a)(5) allegation of whether the Union had
a card majority before the election that would warrant
Respondent's duty to bargain.
a. The challenge to the ballot of George Logan
At the hearing, counsel for Respondent moved to dis-
miss the challenge to the ballot of George Logan inas-
much as no evidence had been submitted by the Union in
support of its challenge. I granted the motion to dismiss
the challenge to Logan's ballot subject to allowing the
Union to file a written opposition to the motion prior to
the close of the hearing. Because no opposition was filed
by the Union prior to the close of the hearing, the ruling
stands, and George Logan should be included in the bar-
gaining unit.
'
b. Mill clerical Janice Sandlin
Janice Sandlin's office is in an enclosure off the cutting
room floor, where she spends the majority of her time.
date did it represent a majority of the employees Yet, should it be found
to have represented a majority between those dates on the election, its
request for recognition and bargaining will be deemed continuing from
April 3, 1981, to the date of majority status See American Compressed
Steel Corp, 146 NLRB 1463 (1964)
so Respondent and the Union entered into a Stipulation for Certifica-
tion Upon Consent Election, which was approved by the Regional Direc-
tor for Region 9 on May 5, 1981, and which set forth the appropriate
unit for bargaining as "All production and maintenance employees em-
ployed by the Employer at its Mt Sterling, Kentucky facility, but ex-
cluding all office clerical employees , professional employees, guards and
supervisors as defined in the Act" (G C Exh 1(u))
si The Regional Director's recommendations in his Report on Chal-
lenged Ballots were adopted by the Board in its Order dated August 12,
1981 (G C Exh 1(x))
Her main duties involve keeping track of the flow of the
raw materials through the plant. She compares the actual
weight of the raw materials with what it should be. She
records what orders have been prepared and sent out,
and makes periodic production reports to her supervisor,
Plant
Manager Betty Montgomery. In addition, she
works with the quality control inspectors in preparing
weekly calculations concerning the percentage of defec-
tive goods produced. All this occupies about 60 percent
of her time.
Some 30 minutes of each day she devotes to bookkeep-
ing for the cafeteria, paying bills, and recording money
taken in. Cash that the cafeteria does not need is placed
in a safe in her office and deposited in the bank once a
week.
The rest of her time is spent on the production floor
straightening out problems with the orders in the cutting
and boxing departments. She works with the unit em-
ployees to maximize production.
The General Counsel argues in his brief that Sandlin's
duties make her a supervisor. According to Section 2(11)
of the Act, however, a supervisor must have the power
to hire, discipline, or lay off an employee. The General
Counsel has not brought any evidence to light demon-
strating this authority. Instead, he asserts that Sandlin
does not share a community of interest with the unit em-
ployees.52
The facts recited above indicate that Sandlin's job is
closely related to the plant's production. She monitors
output 'chiefly by means of a system of job coupons.
These are affixed to the material, torn off by operators as
each successive step is completed, and returned to her as
a record of each employee's output. Cf. IFF Corp., 249
NLRB 441 (1980) (similar job, with similar monitoring
process). This coupon method of recording production
data is highly integrated into the plant's overall produc-
tion procedures. Furthermore, as the person to whom
the cutting and boxing department personnel turn to for
assistance and guidance, she appears to be a vital link in
the production chain. See Avon Products, 250 NLRB
1479 (1980) (the "order flow process" an integral part of
production).
The significant amount of time she spends out on the
floor working with the unit employees also shows a high
degree of interaction with the unit employees. See ITT
Corp., supra (employee goes out on production floor
every other day); Raytee Co., 228 NLRB 646 (1977) (fre-
quent contact
with production employees by large
amount of time spent on production floor).
Sandlin's community of interest is not overcome by
being under different supervision from the employees
with whom she works. Although she reports directly to
the plant manager, her duties are closely connected to
the work of the unit employees. See Container Research
52 The Board requires that employees included in a bargaining unit
share a community of interest so that the bargaining unit created is an
appropriate one See, e g , E H Koester Bakery Co, 136 NLRB 1006
(1962) Factors the Board will look at include the operational integration
of the members of the bargaining unit, their geographic proximity,
common supervision, similarity in job function, and the degree of em-
ployee interchange
S-222703
BLUE GRASS INDUSTRIES
299
Corp,
188 NLRB 586 (1971) (employees' interests he
with those of unit employees, despite being supervised
by plant superintendent)
Nor is the mere fact of her
having a separate office enough to refute this community
of interest. In the first place, it is merely a metal, and
glass cubicle, adjacent to the cutting room, and ' in any
event she is out on the floor a large part of the time See
id at 587; Raytee Co, supra, 228 NLRB at 646.
Finally, additional factors indicating a community of
interest, though by no means dispositive, are that Sandlin
enjoys the same benefits and works the same hours as the
production and maintenance employees. See, e.g., ITT
Corp, supra; 249 NLRB at 442.
Based on the foregoing, I find that Janice Sandlin is a
plant clerical employee, who should be included in the
bargaining unit.
c The quality control inspectors
Margaret Stewart's and Bertie Lane's jobs are to
gather finished goods from the end of the sewing lines
and check them for defects. They also inspect the pack-
aging of the garments once a day. If defects are found,
they are reported to the plant supervisor. Their work
stations are located in the woven packing area of the
plant, next to the woven area. Lane's hours are the same
a's.the woven employees' hours, and Stewart's•hours co-
incide with those of the knit employees. Their pay is
within the range paid other employees at the plant, and
their benefits are the same.
The General Counsel contends that the quality control
inspectors are in a position to criticize unit employees or
cause disciplinary action to be taken against them for
faulty work. Therefore,, they would not share a commu-
nity of interest with the unit employees. But there-is no
evidence in the record that they possess such authority.
Even if they did, however, the Board has held that that
is not enough to exclude them, absent some indication
the inspectors actually exercised this authority. See
Modine Mfg. Co., 180 NLRB 472, 473 (1969).
It is not clear how much interaction takes place be-
tween the inspectors and the unit employees. However,'
given that their workstations are on the production floor
adjacent to production areas, it is reasonable to infer a
substantial amount of interaction. Cf. Arkansas
Grain
Corp.,
163
NLRB 625 (1967) (laboratory employees
worked in a different building)
Given that the quality
control inspectors work the same hours and take breaks
at the same time as the unit employees, the inference is
especially strong
In addition, the role of the quality control inspectors is
a vital part of the production of the plant. They keep
records of their findings, which are passed on to Janice
Sandlin, who includes them in her reports. Employees
who ensure that production is of a uniform high quality
are an integral part of the overall manufacturing process.
Owens-Illinois, Inc., 211 NLRB 939, 941 (1974),
W. R.
Grace & Co., 202 NLRB 788, 789 (1973). Although the
important criterion is community of interest with bar-
gaining unit members rather than the relationship of the
job to the production process, Beatrice Foods Co., 222
NLRB 883 (1976), the importance of quality control jobs
in the production of garments is a further consideration
when a community of interest has already been demon-
strated. See, e.g.," Avon Products, supra, 250 NLRB ' at
1483-1484.
Although the General Counsel points out that Stewart
and Lane are under different supervision from the unit
employees, the Board held in W. R. Grace, supra, that
this would not preclude their inclusion in the unit where,
as here, they share a community of interest with the unit
employees and their duties are an integral part of the
manufacturing process.
Therefore, the two quality control inspectors should
be included in the unit.
d The cafeteria employees
June Rogers, Rhonda Burns, and Edith Otis work in
the cafeteria at the Mt. Sterling facility. Along with their
supervisor, .Virginia Horseman, they prepare food for the
employees' breakfasts, lunches, and 'breaks. Rogers and
Burns work from 5 a.m. to 1:30 p.m., and Otis and
Horseman are on duty between 6 a.m. and 2:30 p.m. Be-
cause of the nature of their duties, the cafeteria workers
do not eat lunch or take breaks at the same time as the
production and maintenance employees.
The evidence strongly suggests that there is little or no
contact between the cafeteria employees and the produc-
tion and maintenance employees The cafeteria is phys-
ically separated from the rest of the plant by a wall. The
cafeteria workers spend virtually, all their time in the
kitchen, and the only contact they have with,the produc-
tion and maintenance employees is when the latter come
in for food. Aside from nourishing the workers, there
cannot be said to be any work-related contact between
the cafeteria workers and the unit employees. Further-
more, Horseman, the supervisor, testified that some of
the cafeteria workers had never gone into the production
area. Yet despite the seeming lack of a community of in-
terest between the cafeteria employees and the produc-
tion and maintenance employees, normal Board policy is
to include the cafeteria workers in the unit. See, e.g.,
Scholastic Magazines,
192 NLRB 461, 462 fn. 4 (1971);
Mead-Atlanta Paper Co, 123 NLRB 306, 309 (1959). This
is even true where, as here, the cafeteria employees are
under separate supervision. Murray Ohio Mfg. Co.,
118
NLRB 1027, 1028 (1957).
In conjunction with the Board policy of including caf-
eteria workers in plantwide bargaining units, the Board's
test for inclusion is whether the interests of the cafeteria
workers "are not so dissimilar as to preclude their proper
representation in a single unit." Kohler Co., 93 NLRB
398, 405 (1951). See also Foley Mfg.
Co., 115 NLRB
1205, 1207 (1956). Cf Famous-Barr Co., 153 NLRB 341,
345 (1965) (cafeteria workers excluded because "[i]t does
not apppear that their working conditions or interests are
sufficiently like those of employees who perform typical
warehousing functions to warrant their inclusion"; how-
ever, no underlying reasons cited for this conclusion).
Although the interests of the cafeteria workers are no
doubt far from identical to those of the production and
maintenance workers, that is much different from saying
they are' incompatible, which is what the Board's test
seems to require. Indeed, one decision regarded the mere
300
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
fact that the cafeteria was for the convenience of the em-
ployees, and having a "close and intimate '. relation to
the employees' work, as sufficient to find a community
of interest. Weston & Brooker Co., 154 NLRB 747, 764
(1965).
The cafeteria workers received the'same benefits, and
received about the same pay, as the other unit employ-
ees. The Board considers these factors to be further evi-
dence for including cafeteria workers in the bargaining
unit. See Weston & Brooker Co., Foley Mfg., and Kohler
Co., supra.
To my mind the three cafeteria employees should be
included in the bargaining unit because their interests
have not been shown to be irreconcilable with those of
the other employees. It is therefore appropriate to follow
Board policy by including them in the , bargaining unit.
e. The watch and sweep employees
The Union has challenged the ballots of watch and
sweep employees
Winfred Johnson,
Willie
Dragoo,
Charles Shrout, Earl Reed, and Jimmy Hollan , claiming
that they were ineligible to vote in the election because
they are guards . The Respondent maintains that they
perform essentially janitorial functions and therefore
should be included in the bargaining unit.
The five workers are at the plant when it is not in op-
eration at night, during the week, and on weekends.
Their duties involve cleaning the different areas of the
plant and maintaining the plant machinery . In addition,
every hour a watch and sweep employee is required to
make a circuit of the premises, checking that the doors
are secure and that everything is in order. There is an
eight-station clock system that the employee making the
rounds is required to punch as he moves about the plant.
One check of the plant in this fashion takes about 10
minutes.
The watch and sweep employees have the authority to
prevent unauthorized persons from entering the plant.
All authorized persons must sign in and out. If an intrud-
er is spotted, the watch and sweep employees must
notify the police and then their supervisor or the plant
manager . The job interviews for the watch and sweep
positions include an instruction that the job entails secu-
rity duties and enforcing plant safety rules . Though gen-
erally there are no employees present during the time the
watch and sweep employees are on duty , and thus they
are less likely to enforce plant safety rules against other
employees, it remains an ongoing duty.
The inclusion of guards in a bargaining unit is not de-,
termined by a "community of interests" test but rather is
subject to a specific section of the Act. Section 9(b)(3)
defines a guard "as any individual employed .. . to en-
force against employees and other persons rules to pro-
tect property of the employer or to protect the safety of
persons
on the employer's
premises."
29
U.S.C. §
159(b)(3). The section goes on to state that no labor or-
ganization
will
be certified
as the representative of
guards if it also has nonguards in its membership . The ra-
tionale for this limitation is that a guard 's duty to protect
his employer's premises during a labor dispute would be
undermined by his loyalty to his fellow union members.
See,
e.g.,
Kolcast
Industries,
114
NLRB 1311, 1312
(1955). The major question, then, is whether the watch
and sweep employees enforce rules to protect the Em-
ployer's property or the people on that property. Based
on the above evidence, I find that they do.
Respondent points out that less than 9 percent of the
total manhours served by the watch and sweep employ-
ees is devoted to security activities. However, the Board
makes clear that "it is the nature of the duties of guards
and not the percentage of time which they spend in such
duties which is and should be controlling ."
Supreme
Sugar Co., 258 NLRB 243, 245 (1981). See also Walter-
boro Mfg. Corp., 106 NLRB 1383 (1953). Furthermore,
despite Respondent's contention , the evidence that none
of the watch and sweep employees has been deputized or
carries a gun is not dispositive . Instead, "[i]t is sufficient
that they possess and exercise responsibility to observe
and report infractions ." Supreme Sugar, 258 NLRB at
245.
Respondent cites Arkley Lumber Co., 169 NLRB 1098
(1968), to support its contention that janitors who made
periodic rounds of the building have been held not to be
guards. However, the purpose of the patrols in Arkley
was to reduce fire hazards and to satisfy a requirement of
the insurance carrier . Furthermore, the Board found that
those employees had no authority to enforce rules. See
also Bear River Lumber
Co.,
150 NLRB 1295 (1965)
(cleanup employees had no authority to order anyone off
premises unless "a bandit or madman came in"). In
Watchmanitors, Inc.,
128 NLRB 903, 905 (1960), also
relied on by Respondent , the janitors were not consid-
ered guards because they were only expected to take
"some action" if they observed a fire or break-in. They
had no ongoing duty of checking security or enforcing
rules. Here, by contrast, it is apparent that security and
enforcement of plant rules were explicitly made a part of
the watch and sweep employees' jobs
I find that the five watch and sweep employees are
guards within the meaning of Section 9(b)(3) of the Act,
and should be excluded from the bargaining unit.
C. Summing Up
I have found that 220 cards claimed by the Union are
valid. I have further found that of the challenged em-
ployee ballots, only the five watch and sweep employee
ballots should not be counted in the bargaining unit. The
remaining six plus George Logan should be counted as
part of the unit These 7 plus the General Counsel's unit
figure of 431 total to a unit of 438 employees. The 220
cards are a majority, which was achieved when the last
two cards were signed on June 18, 1981 (G.C. Exhs. 43
and 166, Teresa Jamison and Bonnie Jones). Thus, I find
that on the day prior to the election the Union represent-
ed a majority of the unit's employees.
Under established principle, Trading Port, 219 NLRB
298, 301 (1975), the bargaining order shall be dated from
the date, May 1, 1981 , "the time the employer has em-
barked on a clear course of unlawful conduct" in the at-
tempt to undermine the Union 's efforts at attaining a ma-
jority status and to prevent the holding of a fair election.
Although unfair labor practices were committed earlier,
the demonstration of the Carlisle plant employees in the
BLUE GRASS INDUSTRIES
301
Mt. Sterling plant marks the beginning of Respondent's
most serious unfair labor practices.
CONCLUSIONS OF LAW
1. By each of the actions found in section I, supra, Re-
spondent has violated Section 8(a)(1) and (5) of the Act
and has engaged in preelection misconduct interfering
with the free choice of employees at the election con-
ducted on June 19, 1981.
2. The unfair labor practices that constitute the viola-
tions of Section 8(a)(1) and (5) of the Act have an effect
on commerce within the meaning of Section 2(6) and (7)
of the Act. 53
3. The appropriate remedy for the foregoing unfair
labor practices is to require Respondent to bargain col-
lectively with Local 68-R as the exclusive collective-bar-
gaining representative of "all production and mainte-
nance employees employed by the Employer at its Mt.
Sterling, Kentucky facility, but excluding all office cleri-
cal employees, professional employees , guards and super-
visors as defined in the Act."54
4. Objections 1-3 and 6-9 filed in Case 9-RC-13724 to
the election held on June 19, 1981, should be sustained
and the results of that election set aside.
5. As the issuance of a bargaining order to Local 68-R
precludes a finding that a question concerning represen-
tation exists regarding the unit of employees stated in
paragraph 3, the Union's petition in Case 9-RC-13724
should be dismissed, if not withdrawn.
[Recommended Order omitted from publication.]
55 Respondent is located in Mt Sterling , Kentucky, where it manufac-
tures, sells, and distributes wearing apparel . In 1981 , it purchased and re-
64 This unit definition is the result of a stipulation between Respondent
ceived directly from points outside of Kentucky products, goods, and
and the Union that was approved by the Regional Director on May 5,
services valued in excess of $50,000
1981 (G.C. Exh. 1(u))