287 NLRB 1114
Mercywood Health Building
1114
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Catherine McAuley Health Center,
a Division of
Sisters of Mercy
Health Corporation, d/b/a
Mercywood
Health
Building
and
Local 79,
Service Employees International Union, AFL-
CIO. Case 7-CA-26386
29 January 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND CRACRAFT
On 23 June 1987 Administrative Law Judge
Norman Zankel issued the attached decision. The
Respondent filed exceptions and a supporting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, and
conclusions to the extent consistent with this deci-
sion and to adopt the recommended Order.
The Respondent is a nonprofit corporation that
provides inpatient and outpatient medical and pro-
fessional care services at several facilities. At its
Mercywood Hospital facility, it provides mental
health care.
In November 1984, Local 79, Service Employees
International Union, AFL-CIO (the Union), on re-
ceiving a majority of votes in a representation elec-
tion conducted pursuant to a consent election
agreement, was certified as the collective-bargain-
ing representative for the Respondent's employees
in the following unit at Mercywood Hospital:
All full-time and regular part-time environ-
mental aids, linen aids, discharge cleaning aids,
environmental specialists, lead aids, wall wash-
ers, food service workers, dishwashers, cooks
I, cooks II, head cooks, psychiatric aids, main-
tenance employees, groundskeepers, drivers,
maintenance utility
workers, lead grounds-
keeper,
mechanic boiler relief employees,
painters, coordinator preventive maintenance
employees, construction coordinators, recre-
ational therapy aids, occupational therapy aids,
and unit information clerks, employed by
Mercywood Hospital, but excluding all office
clerical employees, casual employees, guards
and supervisors as defined in the Act, and all
other employees.
Collective bargaining commenced and the parties
reached an agreement effective 7 November 1985
to 7 November 1986. The parties further signed a
"Letter of Agreement," which provided that the
collective-bargaining agreement "shall be applica-
ble at a new location in the event Mercywood
Hospital is moved to another location to the extent
required by law." At the time the bargaining unit
was certified, the Respondent had plans to move to
a new facility, and indeed, construction on that fa-
cility had already begun.
On 25 October 1986 Respondent moved all its
patients and employees "en masse" from the old
Mercywood facility, which was located on Jackson
Road in Ann Arbor, Michigan, to its new
Mercywood facility, which is located on its Huron
Drive campus in Ann Arbor.' The new facility is
on a campus containing various medical facilities
operated by the Respondent, including the Re-
spondent's St. Joseph's Hospital.
The judge found that the move was from a sepa-
rate free-standing building that housed the Re-
spondent's mental health services, employees, and
patients to a separate free-standing building on the
Respondent's Huron Drive campus, which houses
Respondent's mental health services, employees,
and patients and, in addition, a partial hospitaliza-
tion program that had previously been operated at
a different location. That program, however, is
housed in a segregated section of the new
Mercywood facility and no evidence was presented
indicating that any of the unit employees work in
the partial hospitalization program.
The judge further found that the vast majority of
the
service
and
maintenance
employees
who
worked at the old Mercywood facility experienced
little change in their daily work as a result of the
move. They continued to perform the same work,
under the same supervision, with the same working
hours and rate of pay. The only unit employees
whose
working conditions changed
were the
cooks, who were transferred to the St. Joseph's fa-
cility on the Huron Drive campus as a result of the
Respondent's decision to consolidate its food serv-
ice operations, and the groundskeeper and the
maintenance employees, who were transferred to
the Huron Drive campus' centralized engineering
department. Although the number of service and
maintenance
employees
working at the new
Mercywood facility was not definitively estab-
lished, the judge concluded that somewhere be-
tween 48 and 98 service and maintenance employ-
ees work at the new facility.2 There was no evi-
' It is undisputed that some of the unit cooks were moved to the
Huron Drive campus just prior to the 25 October move
2 The judge apparently established this range based on undisputed tes-
timony that there were about 48 psychiatric aides in the unit who moved
to the new facility and the fact that the size of the original unit may have
been as high as 98 No evidence was offered establishing the number of
employees in any of the other unit classifications or the total number of
unit employees working at the new Mercywood facility
287 NLRB No. 106
MERCYWOOD HEALTH BUILDING
1115
dence presented indicating that any service or
maintenance employees who worked at the Huron
Drive campus prior to the 25 October move later
worked at the new Mercywood facility or that any
unit employees, other than those in the above-
stated classifications, worked in any of the other fa-
cilities on the Huron Drive campus.3
The judge additionally found that the Respond-
ent
consolidated the
management structure of
Mercywood with that of the St Joseph's Hospital
facility when it established a single governance
board in July 1979 As evidence of such consolida-
tion, the Respondent offered testimony pointing
out the Respondent's centralized management re-
sponsibilities and functions, centralized labor rela-
tions policies, hiring procedures, and employee re-
lations activities ,, and its integrated management
structure.
Based on the foregoing evidence, the judge
found that the 25 October move to the new
Mercywood facility was simply a relocation of the
Respondent's mental health operations. Therefore,
he concluded, the certified unit remained an appro-
priate collective-bargaining unit and the Respond-
ent continued to have an obligation to bargain with
the Union under the Act.
The Respondent has excepted to the judge's de-
cision, arguing that under the principles of St.
Francis Hospital, 271 NLRB 948 (1984), remanded
sub nom. Electrical Workers Local 474, 814 F.2d
697 (D C. Cir 1987), and the legislative history of
the 1974 amendments to the Act expressing con-
cern over the proliferation of bargaining units in
the health care industry, the instant unit-the serv-
ice and maintenance employees working in one of
the Respondent's facilities-cannot be an appropri-
ate unit for collective bargaining . The Respondent
further argues that because of its holistic approach
toward medicine, which was made possible by the
relocation
of
the
Mercywood facility,
the
Mercywood employees' interests are merged with
the interests of the Respondent's other employees
We find no merit in the Respondent's exceptions.4
' The judge found that the Respondent 's total staff complement at the
Huron Drive campus now consists of approximately 2600 employees, of
whom about 400 are service and maintenance employees
4 As the following analysis indicates, unlike the judge , we do not rely
on our recent decision in Central Soya Co, 281 NLRB 1308 ( 1986)
Cen-
tral Soya concerned an employer 's purchase of a new feed mill and its
subsequent transfer to that facility of union-represented employees from
another feed mill that it had owned before the purchase The Board
found , under the circumstances there, that the relocation 'of the union-
represented work force and its consolidation with the work force at the
new facility warranted a finding that the new employees constituted an
accretion to the existing union-represented unit in the present case, by
contrast , we find no consolidation of the union-represented employees
with those in another facility With the exception of a few employees dis-
cussed at fn 5 below , this was simply a relocation of the work force
Furthermore, the present case, unlike Central Soya , involves a health care
Initially, we find that the record evidence fails to
establish that the Respondent operates one, inte-
grated facility. The Respondent asserts that as a
result of the 25 October move, its facilities have
been consolidated; however, it has not shown any
change in operations as a result of the move which
would support such a conclusion Although Re-
spondent has offered evidence showing that it has
an integrated management structure and centralized
labor policies, this structure and these policies were
not a result of the move. Rather, the evidence indi-
cates that the Respondent has had an integrated
management structure and centralized labor poli-
cies for several years. Furthermore, although Re-
spondent asserts that the facilities are integrated as
a result of its new holistic approach toward medi-
cine, the record evidence fails to establish how this
holistic approach has in any way affected the
working conditions of the unit employees Finally,
although we recognize that the St. Joseph's and the
Mercywood facilities are now located on the same
campus, the evidence fails to establish that any of
the unit employees (excepting the cooks, grounds-
keeper, and maintenance employees discussed at fn.
5 below) ever assist at the other facilities. Nor- is
there any evidence that employees from other fa-
cilities help out at Mercywood. Thus there is no
interchange between the Mercywood employees
and the employees at other facilities Therefore we
find that the Respondent does not operate one, in-
tegrated facility, but rather continues to operate
multiple facilities as it did prior to the 25 October
move.
Having so found, we note that St. Francis is not
applicable to the instant case. In St. Francis, the
Board was faced with making an initial determina-
tion concerning whether a separate maintenance
unit at a single health care facility was an appropri-
ate unit for purposes of conducting a representation
election. The Board, in accommodating the con-
gressional admonition against unit proliferation, ap-
plied a "disparity-of-interests" test and concluded
that the evidence failed to demonstrate a disparity
of interests between the maintenance employees
and other nonprofessionals that would justify sepa-
rate representation. Here, however, we are not
faced with that question because we do not have a
single health care facility.
Rather, the question
here, as it was in Manor Healthcare Corp.,
285
NLRB 224 (1987), is whether a single facility bar-
gaining unit is appropriate in the health care indus-
try when the employer operates more than one fa-
cility.
industry employer
We are therefore considering this in light of health
care industry decisions and decisions that do not present accretion issues
1116
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
In Manor Healthcare, the Board reaffirmed its
position that there exists a rebuttable presumption
that single-facility
units
are appropriate in the
health care industry. That presumption can be re-
butted by a showing that the approval of a single-
facility unit will threaten the kinds of disruptions to
the continuity of patient care that Congress sought
to prevent when it expressed concern about prolif-
eration of units in the health care industry. Conse-
quently, if an employer can show that there is a
reasonable basis for concluding that a single-facility
unit would lead to an increased risk of work dis-
ruption or other relevant adverse consequences, the
unit will be deemed inappropriate. The Respondent
has not made such a showing in the instant case.
Although the St. Joseph's and Mercywood facili-
ties are located on the same campus, as noted
above there is no evidence of interchange between
the unit employees and the Respondent's other em-
ployees. This lack of interchange between the unit
employees and the Respondent's other employees,5
is of far greater significance than the fact that both
main facilities are located on the same campus.
Furthermore, although the Respondent has an inte-
grated system of management and centralized labor
policies, there is no evidence of a real danger that
the separate bargaining unit here will cause more
work stoppages than would be the case with a
larger unit or that it would in any other way
impede continuity of patient care. As we stated in
Manor Health Care (id. at 228):
Although it may be true that the Employer
could administer labor relations in a multifaci-
lity unit more efficiently than in individual
units such as the one sought, that factor is not
entitled to great weight The legislative history
does not suggest that Congress was intent on
maximizing administrative efficiency; rather it
focused on avoiding unit determinations that
are likely to jeopardize the continuity of
health care. Were a multifacility employer able
to show, in a particular case, that such loss of
administrative
efficiency
would necessarily
have that effect, then of course the presump-
tion of single-facility appropriateness would be
rebutted. The Employer here has shown nei-
ther that such an effect is likely in general nor
that it is present in this case.
5 It is possible that those employees who have been integrated into the
Respondent's St Joseph's work force or the Respondent's centralized en-
gineering department, i e , the cooks, groundskeeper, and maintenance
employees, may no longer be properly within the unit
We make no
ruling on that matter at this time Both parties are free, however, to file a
unit clarification petition to determine whether certain classifications of
employees should be excluded from the existing unit
In conclusion, we find that the Respondent has
not offered any evidence of change in circum-
stances resulting from the relocation that would
render the instant unit inappropriate under relevant
health care industry precedents Therefore, we find
that the instant unit remains appropriate and, for
the reasons set forth by the judge in his decision,
that the Respondent violated Section 8(a)(5) and
(1) of the Act when it refused to furnish relevant
information to the Union, refused to meet with the
Union to discuss the effects of its decision to relo-
cate, refused to meet with the Union and bargain
with it for a new collective-bargaining agreement,
unilaterally withdrew recognition from the Union,
and unilaterally paid bargaining unit employees a
$400 bonus and changed their health insurance
coverage.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Catherine
McAuley Health Center, a division of Sisters of
Mercy
Health
Corporation,
d/b/a
Mercywood
Health Building, Ann Arbor, Michigan, its officers,
agents, successors, and assigns, shall take the action
set forth in the Order.
Charles F Morris, Esq., for the General Counsel.
A. David Mikesell and Norman Hawkins, Esqs. (Honig-
man, Miller, Swartz & Cohn), of Detroit, Michigan, for
the Respondent.
Michael J. Haggerty, Esq (Haggerty & Franklin), of De-
troit, Michigan, for the Union.
DECISION
NORMAN ZANKEL, Administrative Law Judge. This
case was tried before me on 11 and 12 March 1987 at
Detroit,
Michigan
The proceeding evolved from an
unfair labor practice charge filed on 12 November 19861
by Local 79, Service Employees International Union,
AFL-CIO (the Union), against Catherine
McAuley
Health Center, a Division of Sisters of Mercy Health
Corporation, d/b/a Mercywood Health Building2 (the
Respondent)
A complaint was issued on 18 December.
In substance, the complaint alleges that Respondent
discriminated against its employees and refused to bar-
gain collectively with the Union as certified bargaining
agent for an appropriate unit of employees in violation of
Sections 8(a)(1), (3), and (5) and 8(d) of the National
Labor Relations Act (the Act)
Specifically, the complaint alleges Respondent refused
to furnish relevant information to the Union since 9 July;
refused to meet with the Union since 19 August to dis-
cuss the effects of a decision to relocate its facility; re-
' All dates hereafter are in 1986 unless otherwise stated
2 Respondent's name appears as amended at the hearing
MERCYWOOD HEALTH BUILDING
fused to meet with the Union and bargain with it for
terms of a new collective-bargaining agreement since 4
September, unilaterally withdrew recognition from the
Union about 30 October and, since then, failed to apply
the terms of their collective-bargaining agreement, unilat-
erally paid bargaining unit employees a $400 bonus about
15 November and also changed their health insurance
coverage
Respondent's timely answer admits several facts but
denies it committed any unfair labor practices
On the entire record, including my observation of the
demeanor of witnesses, and after consideration of the
briefs filed by the General Counsel and the Respondent,
I make the following
FINDINGS AND CONCLUSIONS
I
JURISDICTION
Respondent, a nonprofit Michigan corporation, is, and
at all material times has been, engaged in operation of
medical facilities that provide inpatient and outpatient
medical and professional care services
Respondent has
maintained its principal office and place of business at
5031
East Huron River Drive, Ann Arbor, Michigan
(the Huron Drive site)
During the calendar year immediately preceding com-
plaint issuance, a representative period, Respondent de-
rived gross revenues that exceeded $1 million and, in this
same time period purchased goods and services exceed-
ing $50,000 in value from sources located outside Michi-
gan and caused goods and services to be shipped directly
into Michigan.
Respondent admits, the record reflects, and I find that
it is an employer that has been, and is, engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of
the Act
The parties agree, the record reflects, and I find that
the Union has been a labor organization within the mean-
ing of Section 2(5) of the Act at all material times
II
THE ISSUES
A Are the standards for bargaining unit determina-
tions set forth in St
Francis Hospital (271 NLRB 948
(1984), remanded sub nom
Electrical Workers Local 474,
814 F.2d 697 (D C Cir 1987)),3 applicable to the instant
case?
B Did the physical move of Mercywood Hospital
constitute a merger and integration of its bargaining unit
employees with others, or was the move merely a reloca-
tion of the bargaining unit and consolidation of oper-
ations?
C Did Respondent unlawfully refuse to bargain col-
lectively in any of the ways alleged in the instant com-
plaint?
I shall find St. Francis II does not govern disposition
of the issues before me; that Mercywood's move merely
was a relocation and consolidation, and that Respondent
has unlawfully refused to bargain collectively
9 Herein called St Francis II
1117
III. THE ALLEGED UNFAIR LABOR PRAC I'ICES
A. The Facts4
1
Background
On 2 November 1984 the Union was certified, in Case
7-RC-17326, as the exclusive collective-bargaining rep-
resentative of Respondent's employees in the following
bargaining unit-
All full-time and regular part-time environmental
aids, linen aids, discharge cleaning aids, environ-
mental specialists, lead aids,
wall
washers, food
service workers, dishwashers, cooks I, cooks II,
head cooks, psychiatric aids, maintenance employ-
ees,
groundskeepers, drivers,
maintenance utility
workers, lead groundskeeper, mechanic boiler relief
employees, painters, coordinator preventive mainte-
nance employees, construction coordinators, recre-
ational therapy aids, occupational therapy aids, and
unit information clerks, employed by Mercywood
Hospital, but excluding all office clerical employees,
casual employees, guards and supervisors as defined
in the Act, and all other employees
The certification resulted from a representation elec-
tion conducted pursuant to a consent election agreement
Collective-bargaining negotiations ensued
An agree-
ment was successfully negotiated. The collective-bargain-
ing agreement was effective 7 November 1985 to 7 No-
vember 1986
The parties added a letter of agreement. That letter
provided "This Agreement (the collective-bargaining
agreement) shall be applicable at a new location in the
event Mercywood Hospital is moved to another location
to the extent required by law." (Hereafter, the quoted
language will be called the relocation clause)
The certified unit description indicates the employees
involved were those of Mercywood Hospital (Mercy-
wood) The Mercywood facility was located at 4038
Jackson Road, Ann Arbor, Michigan (the Jackson Road
site) on the certification date and for many years before
that time. Mercywood was a division of Sisters of Mercy
Health
Corporation, owned by the Sisters of Mercy
Province of Detroit 5
In 1980, Respondent decided to move its mental health
facility (Mercywood) to the Huron Drive location Re-
spondent began to construct a new building on the
campus in 1983. Construction was in progress when the
bargaining unit was certified There were approximately
90 employees in the certified unit.
4 Not every bit of evidence, legal theory, and argument based on them
is reported or discussed in this decision However, each has been consid-
ered Omitted matter is deemed irrelevant, superfluous, or of no proba-
tive value
5 The Sisters of Mercy are an Order of Roman Catholic nuns founded
by Catherine McAuley The corporation maintained a campus of assorted
medical facilities on Huron Drive, also in Ann Arbor The Huron Drive
site was approximately 18 miles away from the Jackson Road location
Mercywood provided mental health care Respondent provided general
medical, surgical, and obstetrical and gynecological services at the Huron
Road campus at a facility known as St Joseph's Hospital
1118
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2. Scenario of the present dispute
In June 1986 Michele Fecteau assumed the position of
the Union's business agent to represent the certified unit
employees Some of the unit employees told Fecteau that
Mercywood might move Fecteau sent Respondent writ-
ten requests for bargaining "over the effects" of the
scheduled Mercywood relocation
On 6 August Fecteau wrote Respondent to confirm
there would be a meeting on 8 August The 6 August
letter reflects the purpose of the scheduled meeting, in
part, was for the Union to "gather the pertinent informa-
tion in order to better negotiate the effects of" the relo-
cation. The parties did not meet on 8 August Instead the
meeting was rescheduled for 19 August so that Respond-
ent's attorney, A. David Mikesell, could attend
On 19 August Fecteau and Mikesell met Also present
were Union Attorney Michael Haggerty and Dorothy
Brown, Respondent's director of employee relations.
Haggerty
requested
specific
information
regarding
Mercywood's move and its effect on the employees Mi-
kesell and Browns said Mercywood would "move en
masse" and that Respondent will respect the collective-
bargaining agreement, and that Respondent "always had
the intention to respect the contract."
Haggerty asked that Respondent sign a Letter of Un-
derstanding Recognition of Agreement at New Facility
(G C Exh 6) Mikesell declined to sign the document in
the form presented He indicated it needed revision. Hag-
gerty and Fecteau said they needed something reassuring
to take back to the membership Mikesell said he under-
stood and would get back to them
Mikesell and Brown said that the only unit employees
that would be affected by the move would be the dietary
employees (The cooks were already, or dust about to be,
moved from Mercywood to a consolidated kitchen at the
Huron Drive campus).
The 19 August meeting ended when Mikesell said he
would contact the Union with a proposal to cover the
move of employees and some unrelated outstanding
grievances.
Mikesell
wrote
Haggerty, on 15 September, that
"matter of Mercywood's relocation . . is still under
management consideration; I hope to have a response for
you by the end of this week " (G C Exh 7 )
On 6 October the Union's president mailed Brown a
copy of the Union's demands for a new collective-bar-
gaining agreement (G.C Exh 8) A bargaining session
was scheduled for 10 October. That meeting did not
occur Instead, Mikesell met privately with Fecteau and
the Union's second vice president
Mikesell said that it
was uncertain whether Mercywood's move was a reloca-
tion or a merger. He said that negotiations could be fruit-
less and a waste of time. Nonetheless, Mikesell agreed
that the parties could meet for bargaining if the Union
"insisted " Fecteau did ask for bargaining Fecteau asked
Mikesell to explain the delay in telling the Union there
was a problem about the move. Mikesell responded he
"really didn't know about it before " Mikesell repeated
that the situation was uncertain with respect to merger
6 From Fecteau's undisputed testimony
or relocation but that Respondent would schedule bar-
gaining sessions after it received a written proposal for
dates on which bargaining sessions would be held.
On 10 October Fecteau wrote Mikesell Fecteau's
letter contained proposed dates for bargaining sessions.
A variety of dates starting 15 October through 6 Novem-
ber were presented Later, Fecteau and Brown arranged
to meet for negotiations on 5 and 6 November Mikesell
telephoned Fecteau during the third week in October
He requested her to meet with him on 23 October Fec-
teau told Mikesell she was scheduled to be out of town
Mikesell and Fecteau did not meet on 23 October be-
cause Fecteau did not return to her office until Novem-
ber 3
Meanwhile,
Respondent
moved
Mercywood from
Jackson Road to Huron Drive, according to schedule, on
25 October. .
On 30 October Respondent distributed a letter to all
Mercywood employees at the Huron Drive site The
letter (G.C
Exh. 10(a)) advised those employees that
Mercywood's move to the new location completed Re-
spondent's "integration" of its physical and mental health
programs and support departments onto the Huron
Drive campus. The letter further advised the employees-
that Respondent "decided that it is no longer appropriate
to continue to recognize a separate bargaining unit for
Mercywood employees. We have, therefore, notified the
(Union) that we no longer recognize them as represent-
ing the 89 employees in the former Mercywood bargain-
ing unit "
Respondent's 30 October letter to Mercywood em-
ployees also informed them they "now have the same
status" as its other Huron Drive employees. Specifically,
the letter reflects that the Mercywood employees would
be eligible to receive a performance bonus and a health
plan different from that which had been negotiated into
the expiring collective-bargaining agreement 7
Also, on 30 October, Mikesell wrote Fecteau He ad-
vised Fecteau that Respondent "has determined that the
employees formerly working at Mercywood Hospital do
not now constitute a unit appropriate for bargaining as
they have been integrated into and are now part of the
larger employee group working on the (Huron Drive)
Campus. Accordingly, Local 79 will no longer be recog-
nized as the bargaining agent for such employees " Mike-
sell's 30 October letter to Fecteau was hand-delivered to
her office, together with a copy of Respondent's 30 Oc-
tober letter to the Mercywood employees
The parties did not meet to engage in collective bar-
gaining on 5 or 6 November The union representatives
appeared at the designated place and time, but none of
Respondent's representatives attended Thus, no bargain-
ing sessions were held before the 7 November expiration
date of the collective-bargaining agreement
Respondent admitted that it did offer a health plan different from the
contractual plan and in fact paid a bonus of $400 to each of the
Mercywood unit employees Also, Respondent admitted that it withdrew
recognition from the Union on 30 October and since then has declined to
recognize it as the exclusive collective-bargaining representative of the
Mercywood employees
MERCYWOOD HEALTH BUILDING
1119
On 12 November Fecteau wrote Mikesell requesting
information concerning Mercywood 's move and the pre-
cise basis of Respondent 's claim that the move constitut-
ed a merger rather than a relocation (G.C. Exh. 1(a), and
Exh. A) Also on 12 November, the Union filed the in-
stant charge.
On 20 November Mikesell sent Fecteau a written re-
sponse to her 12 November request for information. Mi-
kesell wrote that Respondent "must decline to provide
the information requested . We do so because Local 79
no longer has bargaining representative status and there-
fore you have no right to such data at this time."
B. Analysis
1. Applicability of St. Francis II
Resolution of the issues requires a threshold determina-
tion regarding the appropriateness of the bargaining unit
at the time of the admitted withdrawal of recognition on
30 October.
The General Counsel contends that Mercywood's
move to Huron Drive made no significant change in the
type and nature of Respondent's operation and literally
no change in the composition and work of the unit em-
ployees. Thus, the General Counsel asserts that Respond-
ent violated the Act as alleged, because "the bargaining
unit employees transferred to the new facility constituted
a majority of the employees, if not the only employees,
working at the new facility who are performing the
work of the old facility" (G.C. Br. 10-11)
Respondent admits only that the above-described unit
was the one that had been Board-certified. Respondent
asserts the unit was inappropriate for collective-bargain-
ing purposes when recognition was withdrawn.
Respondent advances two principal bases for its posi-
tion: that (a) the evidence does not satisfy the Board's so-
called disparity-of-interest test for deciding appropriate-
ness of bargaining units in health care institutions enunci-
ated in St. Francis II8 and (b) the Mercywood bargaining
unit effectively lost its identity because the move to
Huron Drive comprised a merger and integration of the
unit employees into, and with, the other employees at
Huron Drive.
I conclude Respondent's reliance on St. Francis II is
misplaced. My conclusion is predicated on the conglom-
erate of the following factors 9
8 The circuit court's decision on remand (814 F 2d 697 (D C Cir
1987)), in salient part, declared the Board erroneously concluded that the
1974 amendments to the Act, which extended its coverage to nonprofit
health care facilities, mandated a requirement that to be an appropriate
unit for collective-bargaining purpose, there needs to be demonstrated
the existence of "sharper than usual differences between the wages, hours
and working conditions, etc of the requested employees and those in the
overall professional or non-professional unit" (271 NLRB at 953)
Previous to St
Francis II the Board used its traditional standard of
finding bargaining units appropriate on showing of a community of inter-
est among the employees in the petitioned-for unit This community-of-
interest standard caused the Board to affirm a Regional Director's con-
clusion that a separate bargaining unit of hospital maintenance employees
was appropriate St Francis Hospital, 265 NLRB 1025 (1982) (St Francis
I)
s I do not view any one of the factors controlling My ultimate conclu-
sion that St Francis II is inapposite is derived from the composite of
these factors (See Baker Hospital, 279 NLRB 308 (1986), in which the
(a) The context of the instant case significantly differs
from that which existed in the St. Francis Hospital deci-
sions. In St. Francis 1, the Board was called on to make
an initial determination of the appropriateness of a sepa-
rate maintenance unit at a health care facility for pur-
poses of conducting a representation election . St. Francis
II, though literally an unfair labor practice case that in-
volved a refusal -to-bargain allegation , actually was an ex-
tension of the issue presented by St. Francis I. This is so
because the allegations in St. Francis II apparently ema-
nated from the employer's challenge to the Board's St.
Francis I finding the unit was appropriate.' 0
The instant case presents the unit issue in a different
light because here the Board is not called on to decide
whether or not the unit is appropriate ab initio That is
the question contained in both St. Francis cases.
Clearly, the bargaining unit alleged appropriate here
was appropriate under the Board 's community-of-interest
(St. Francis I) standards at the time the parties entered
into the consent election agreement underlying the in-
stant certification .' i
1 find that circumstance materially
distinguishes the case at bar from St. Francis II and its
progeny I conclude the instant bargaining unit bears the
Board 's implicit imprimatur as to its appropriateness.
Unless
convincing
evidence
exists
that
shows
Mercywood's move to Huron Drive made the certified
unit indistinguishable from Respondent 's other employees
at that location,' 2
I find the presumptive appropriate-
ness13 of the unit when the parties agreed to it tends to
make St. Francis II inapposite.
(b)
The parties' negotiated collective-bargaining agree-
ment effectively recognized the appropriateness of the instant
unit. The certification was issued in Case 7-RC- 17326.
Respondent explicitly recognized the Union as the col-
lective-bargaining representative of the employees in the
unit alleged appropriate in the instant case in article II,
section 1 of their collective-bargaining agreement (G.C.
Exh 2). The parties' contract was signed more than a
year after issuance of St. Francis II.
The relocation clause was signed by Respondent on 20
November 1985 and by the Union on 10 February 1986.
No evidence at all was adduced to show Respondent
contested the unit's appropriateness at any time before 10
October, the date Mikesell met privately with union offi-
cials and informed them that doubts existed as to wheth-
er the unit was appropriate . Before that , the parties en-
joyed an apparent uneventful and amiable collective-bar-
gaining relationship.
I find this bargaining history tends to diminish Re-
spondent's ability to rely on St. Francis II in attacking
Board held that bargaining history is a legitimate, but not controlling,
consideration
10 Such a challenge has been the historical method by which employ-
ers have tested the validity of a certification Because the Board is the
final statutory arbiter of representational questions, access to judicial
review of the certification is available only through the unfair labor prac-
tice procedures
11 The election underlying the instant certification was conducted on
16 August 1984 and St Francis II issued 13 August
12 1 shall consider this issue separately below
is This presumption is derived from St
Francis I. There, in salient
part, the Board identified service and maintenance employees as one of
seven groups of employees commonly found in health care institutions
1120
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the appropriateness of the unit. This is not to say Re-
spondent is precluded from making and proving its claim
that circumstances so
were altered by Mercywood's
move to Huron Drive that the bargaining unit is no
longer appropriate.
That contention will be analyzed
later in this decision. I now merely find the bargaining
history between the instant parties materially distin-
guishes the case at bar from the St.
Francis Hospital
cases.
Respondent cites St. Francis II progeny, which I con-
clude illustrate this point
Baker Hospital, supra, and
Kirksville College, 274 NLRB 794 (1985), were cases that
involved an initial unit determination where no bargain-
ing history was present
St. Luke's Hospital, 274 NLRB
1431 (1985), like St. Francis II, reached the Board as an
unfair labor practice case. Nonetheless, the St. Luke's
case involved the employer's challenge to the validity of
a unit determination.
Respondent also cites Abbott-Northwestern Hospital, 274
NLRB 1063 (1985), in which, concededly, the alleged
violation was virtually identical to the instant case. In
both cases, the employer withdrew recognition from the
union during the term of a collective-bargaining agree-
ment and then unilaterally changed some terms and con-
ditions of employment. In Abbott, the Board reversed the
administrative law judge's finding that a service and
maintenance unit , including psychiatric assistants,
was
appropriate. I find the factual situation in Abbott substan-
tially different from the case at bar.
In Abbott, the employer actually merged two separate
divisions into one single facility; whereas Mercywood's
separate facility at Jackson Road merely was moved to a
separate facility at the Huron Drive campus. In Abbott,
63 unrepresented
unit employees were merged into a
staff of 9 represented employees and all 72 were under
common supervision. In Mercywood, the represented
unit employees were far less in number (approximately
98) than the number of other employees at Huron Drive
(almost 2700) before Mercywood moved there. Also, I
find no cogent evidence in the case before me that war-
rants a conclusion the staffs were merged. Finally, in
Abbott, the parties signed a collective-bargaining agree-
ment that contemplated the merger of its divisions and
agreed the merged employees would not be represented
by the Union. In the instant case, the parties also con-
templated a move.
But they negotiated the relocation
clause. Thus, Respondent and the Union in this case
evinced an intention to maintain their collective-bargain-
ing relationship in an historically traditional appropriate
service and maintenance unit. The parties' accord ex-
tended to a new location subject, of course, to the con-
tinued ability to identify the certified unit as a separate
entity from others,
In sum, I conclude the foregoing shows that the col-
lective-bargaining relationship present in the instant case
either is absent, or substantially differs, from the cases in
which the Board applied the St. Francis II standards. I
find these differences militate in favor of the conclusion,
which I have made, that St. Francis II principles do not
govern the disposition of the case at bar.
(c) The legislative history of the 1974 health care amend-
ments to the Act14 does not compel the Board to reject the
parties' agreement that the certified unit was appropriate
when certified. Nor do the amendments require a declara-
tion that the certified unit is now inappropriate.
The Board itself, in my view , recognized these princi-
ples in St. Francis M. There, the Board observed that the
health care amendments , in effect , admonished it to avoid
unit proliferation in the health care field . Specifically, the
Board majority commented:
Congress concluded that the object of minimizing
work stoppages resulting from initial organizational
activities ,
jurisdictional
disputes,
and sympathy
strikes could best be achieved , and thus the likeli-
hood of disruptions to health care reduced , by mini-
mizing the number of units appropriate in the health
care industry
[271
NLRB
at
950-951
Emphasis
added].
Further, the Board stated:
Virtually every Senator and Representative speak-
ing in regard to the passage of the amendments ad-
monished the Board to avoid a proliferation of bar-
gaining units and directed the Board to make every
reasonable attempt to accommodate broader units in
the health care industry. [271 NLRB at 951, fn. omit-
ted. Emphasis added.]
I am bound by the Board's decisions unless and until
they are overruled by the U.S. Supreme Court.15 The
Court has not ruled on the propriety of the Board's tests
for unit determinations in the health care field. St. Fran-
cis II is the Board's most recent seminal authority on that
issue.
I can find nothing in the above quotations, or in any
other part of the majority decision in St. Francis II that
mandates a preemptory rejection of an agreed-to unit en-
compassing a traditional grouping of employees for col-
lective-bargaining purposes. Similarly, my examination of
the pertinent legislative history does not reveal any ex-
pression that Congress intended to prohibit the Board
from giving effect to parties' agreements regarding ap-
propriateness of bargaining units in health care facilities
as long as the Board's "normal criteria" 16 support them.
I perceive no clear authority that requires mechanistic
use of St. Francis II standards for unit determinations to
create an incursion to, or intrude on, a management-
union agreement that a particular bargaining unit is ap-
propriate, even in the health care field In so concluding,
I am mindful of the congressional charge to the Board to
diligently avoid disruptions in delivery of health care
services. Also, I acknowledge the Board's view, in St.
Francis II, that the disparity-of-interest test is the proper
approach to achieving the congressional goal.
14 S Rep No 93-766 at 5 (1974), reprinted in "Legislative History of
the Coverage of Nonprofit Hospitals Under the National Labor Relations
Act, 1974", H Rep 93-1501, 2d Sess (1974)
15 Waco, Inc, 273 NLRB 746 fn 14 (1984), citing Iowa Beef Packers,
144 NLRB 615, 616 (1963)
i8 8 See in 35, St Francis II, 271 NLRB at 953
MERCYWOOD HEALTH BUILDING
1121
I simply find the issue of whether the St. Francis test
must be applied to situations where, as here, the parties
have agreed to unit appropriateness was not addressed in
St. Francis II In fact, the St Francis II majority implicit-
ly acknowledges the new standard applies to unit deter-
minations that the Board itself is called on to make.
Thus, the Board majority stated "[w]e will reach our unit
determinations on a case-by-case basis, focusing on the
[disparity-of-interest standard]." 17 This Board statement,
in concert with the foregoing discussion, leads me to
conclude that the existence of the St. Francis II standard
for the Board's unit determinations is not a license to
automatically declare, as invalid, agreed-on units, other-
wise presumptively or demonstrably appropriate.
In conclusion, I find Respondent's arguments regard-
ing the application of St. Francis II appealing, even in-
triguing; but only superficially. Careful scrutiny shows
that those arguments do not ask the Board to declare the
certified unit never was appropriate. The thrust of Re-
spondent's defense, in my view, is based on the conten-
tion that the agreed-on unit became inappropriate when
Mercywood moved to Huron Drive because the unit em-
ployees were merged and integrated 'with the other em-
ployees and operations at Huron Drive. This, in reality,
is the sole critical issue to be resolved. No recourse to St.
Francis II is at all necessary.
On all the foregoing, I find that St. Francis II princi-
ples do not govern disposition of the instant proceeding.
2. Mercywood's move and the bargaining unit"
As previously reported , Respondent moved Mercy-
wood on 25 October . The move was from a separate
free-standing building at Jackson Road that housed Re-
spondent's mental health services , employees, and pa-
tients to a separate free-standing building that housed Re-
spondent's mental health services , employees, and pa-
tients at Huron Drive . The Jackson Road facility could
house approximately 135 patients . And the Huron Drive
building could house approximately 106 patients 19
\ All Mercywood patients at Jackson Road, together
with all of Respondent's bargaining unit employees and
their supervisors , were moved en masse to the Huron
Drive campus. There is no evidence that any of Re-
spondent's employees were working at the Huron Drive
site immediately before the Jackson Road employee com-
plement and patients arrived.20
Respondent moved Mercywood as part of a manage-
ment decision to provide the Ann Arbor community
with integrated (medical, surgical , and mental and emo-
tional) health care services 21
Currently,
Respondent's staff complement at the
Huron Drive campus includes approximately 400-500 su-
pervisory and management personnel; 1500 professional
licensed employees including registered nurses, medical
technologists, physical therapists, etc, 300 clerical em-
ployees; and 400 service and maintenance employees, in-
cluding environmental
workers, aides and specialists,
psychiatric aids, unit assistants , physical medicine aides,
surgical aides, food service workers, and all the emergen-
cy and maintenance classifications
No more than ap-
proximately 98 of the 400 service and maintenance em-
ployees at Huron Road work at the Mercywood build-
ing.22
The vast majority of Mercywood service and mainte-
nance employees at Huron Drive are those who were
moved there from the Jackson Road site 23 Their daily
work continues to be directed by the same supervisors
who moved from Jackson Road There has been no
change in the nature of work performed by those em-
ployees Their working hours, and decisions as to rate of
pay (and its manner of payment) remain as they were
before the move
Respondent adduced considerable credible and uncon-
tradicted evidence of the structure and functional oper-
ations at the Huron Drive campus after Mercywood's
move to that location That evidence is designed to show
that the Mercywood bargaining
unit employees have
been so merged and integrated into the larger preexisting
complement at Huron Drive that a bargaining unit con-
sisting only of Mercywood employees is inappropriate
for collective-bargaining purposes when assessed by any
standard I find Respondent's evidence does not support
its position
Concededly, certain changes occurred after Mercy-
wood's relocation in conditions that had not existed
before the move A partial hospitalization program has
been operated at Mercywood's building at Huron Drive
since some time after Mercywood's move. This partial
hospitalization segment, however, is not new. It existed
before Mercywood's move and operated at a building
near, but not on, the Huron Drive campus. In any event,
the partial hospitalization program presently is housed in
a segregated section of Mercywood's Huron Drive facili-
ty
The record reflects that Respondent totally moved
the partial hospitalization program onto the Huron Drive
campus after Mercywood's move There is no evidence
that Mercywood's former Jackson Road employees work
at, in, or for, the partial hospitalization program
Also, Respondent consolidated its food service oper-
ations at the Huron Drive campus coincidental with
17 St Francis iI, fn 39, 271 NLRB 953 Emphasis added
18 For clarity and brevity, I have incorporated into this analysis sec-
tion relevant undisputed facts not heretofore reported
19 Psychiatric aide Strobbe's uncontradicted credible testimony is that
a wing was closed immediately before the move, reducing patient census
at Jackson Road to approximately 106
20 Also, the record does not show that Respondent relocated any of its
employees to Mercywood's Huron Drive facility from any location other
than Jackson Road
2 i
Respondent also consolidated the
management structure of
Mercywood with that of the St Joseph Hospital facility already located
at Huron Drive and which provided the medical, surgical, and obstetrical
services, by establishing a single governance board in July 1979
22 This number was not reflected with certainty it could be as low as
48 if the unit employees who were transferred to the central engineering
department (see fn 23, infra) are discounted
23 After the move, certain maintenance employees who were previous-
ly exclusively employed at Jackson Road were transferred to Respond-
ent's single engineering department housed in the St Joseph Hospital
building at Huron Drive They were assigned their work location from
that place
When these individuals work at the Mercywood building, it
appears they are supervised by management officials at Mercywood
There is no evidence as to the extent to which, if at all, maintenance em-
ployees who formerly did not work at Mercywood's Jackson Road facili-
ty perform any services at its Huron Road building
1122
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Mercywood's move
As earlier noted,
Mercywood's
Jackson Road food service employees had been trans-
ferred to the Huron Drive campus. This change resulted
in the Jackson Road cooks physically stationed at the
Centralized Food Preparation Area in the St Joseph
Hospital building instead of at the Mercywood facility
Also, as noted above, Respondent's maintenance em-
ployees have been transferred to the centralized engi-
neering department at the Huron Drive campus. The
Jackson Road Mercywood groundskeepers also have re-
ported to the engineering department for assignment An
unspecified number of employees in certain other mainte-
nance classifications (such as painters and boiler opera-
tors) have become part of the combined engineering de-
partment.
Finally,
Respondent's evidence shows that
Mercy-
wood's
move was designed to accomplish, and has
achieved, reductions in operating costs in some areas, in-
creased efficiency in some operations, and centralized
management over the activities at the Huron Drive site.
I have considered all Respondent's evidence relating
to the areas of common management responsibilities and
functions, formulation, and the implementation of cen-
tralized labor relations policies for all Huron Drive em-
ployees, Respondent's hiring procedures, employee rela-
tions activities, and other areas of managing the working
conditions of all employees who work at the Huron
Drive site. I find the structural changes that attended
Mercywood's move were in areas of the instant employ-
er's administration of its health care operations at the
Huron Drive campus They were made at managerial
levels far removed from the concerns of the employees
involved.
The principal change that directly affected the unit
employees was the physical change of their work loca-
tion from the Jackson Road to the Huron drive facility. I
recognize that some changes occurred that, in another
context, might support Respondent's contentions Specifi-
cally, I refer to the transfer of some of the maintenance
employees to the central engineering department None-
theless, the instant record shows this was little more than
an administrative matter. There is no evidence that the
Mercywood employees affected by this transfer had any
other of their terms and conditions of employment
changed,
particularly
in
their
day-to-day
activities
(except, of course, as to the alleged unlawful unilateral
alterations of working conditions)
Accordingly, I find
Respondent's evidence of integration and merger unper-
suasive 24
1
conclude the preponderance of evidence shows
Mercywood's 25 October move was simply a relocation
of
Respondent's
mental health operations.
Whatever
changes in unit employees' working conditions resulted
unquestionably occurred because of Respondent's with-
drawal of recognition from the Union I shall find that
withdrawal unlawful in the circumstances of the instant
case
24 Respondent relies heavily on the Abbott Hospital case, supra I have
already distinguished that case for other purposes (See sec
III,B,(i), par
(a), above )
It
is unconscionable that Respondent should profit
from the fruits of its own misconduct In Central Soya
Co., 281 NLRB 1308, 1310 (1986), cited by the General
Counsel, a case that I find delineates and approves of the
distinctions made above'25 a majority of Board members
remarked, in part, that "the Respondent should not be al-
lowed to capitalize on the relocation .
to justify ter-
minating its .
bargaining relationship with the majori-
ty representative." (Fn. omitted.) In my view, the instant
case presents a factual predicate analogous to that in
Central Soya and that case supports the General Coun-
sel's contention here.
On all the foregoing, I find Mercywood's move to the
Huron Drive site did not constitute such a merger or in-
tegration as to make the certified unit inappropriate.
Consequently, I also find that the certified unit, at all
times material to the instant proceedings, has been, and is
now, an appropriate unit for collective-bargaining pur-
poses within the meaning of the Act.
3 Refusal to bargain-specific allegations
No extensive discussion or analysis is necessary at this
juncture to dispose of the separate refusal-to-bargain alle-
gations. The allegations and my disposition are outlined
below.
a. Withdrawal of recognition
As reported earlier, Respondent admits it withdrew
recognition from the Union on 30 October
Mercy-
wood's relocation had taken place, but the parties' col-
lective-bargaining agreement had not yet expired. I have
found the relocation did not substantially or materially
alter Mercywood's operations; and that the unit composi-
tion and functions of the bargaining unit employees re-
mained as they were at the Jackson Road location.
In Westwood Import Co, 251 NLRB 1213 (1980), the
Board observed: "The Board has held on numerous oc-
casions that an existing and effective collective-bargain-
ing agreement remains in effect following a relocation,
provided operations and equipment remain the same at
the new location, and a substantial percentage of the em-
ployees at the old plant transfer to the new location"
(footnote omitted, 251 NLRB at 1214). My factual find-
ings support application of this principle to the instant
case.26 This is especially true because the instant with-
drawal of recognition actually occurred during the term
of the 1985-1986 collective-bargaining agreement.
I find Central Soya, supra, strong authority for a find-
ing that Respondent unlawfully withdrew recognition
from the Union My factual findings are remarkably con-
sistent with those in the Soya case. Specifically, I have
25 The Soya Board majority characterized the employer's activities as
both a relocation and consolidation I find the evidence herein similarly
warrants that dual characterization of Respondent's activities
26 Specifically, and on the record as a whole, I find Mercywood's
Huron Drive facility is composed substantially of its Jackson Road unit
employees
Also, the record reflects Mercywood acquired some new
equipment at the Huron Drive location, but the equipment is similar or
identical
to that used at Jackson Road Thus, I also find that
Mercywood's Huron Drive facility operates with substantially identical
equipment as formerly used
MERCYWOOD HEALTH BUILDING
found Mercywood's work force at Huron Drive com-
posed substantially of the relocated employees, there was
no substantial change in Mercywood's operations after
the move to Huron Drive, the equipment used at the
new location is substantially the same as the old, and
Mercywood's move fairly is characterized as both a relo-
cation and consolidation. These factors, alone, are con-
vincing indicators of a violation under the Soya case.
Yet, I find the instant scenario even more compelling
because of the existence of the relocation clause. There is
no indication the employer in Soya had similarly commit-
ted itself to continued recognition
Herein, Respondent
opted, apparently voluntarily, to be bound to its collec-
tive-bargaining relationship after a relocation "to the
extent required by law " This quoted phrase, from the
relocation clause, obviously refers to the determination
of whether Mercywood's move was to constitute a relo-
cation or merger/integration. Thus, the instant case con-
tains both the existence of an extant collective-bargaining
agreement and a separate reaffirmation of a commitment
to continue recognition of the Union
The totality of circumstances, described above, con-
vinces me that Respondent's 30 October withdrawal of
recogntion was violative of Sections 8(a)(5) and (1) and
8(d) of the Act. I so find.
b
Unilateral changes
As reported earlier, Respondent admits it offered the
unit employees new insurance coverage and made bonus
payments of $400 to each of them about 15 November
Respondent also admits these changes were made unilat-
erally without first notifying, or bargaining with, the
Union. These changes were made after the 1985-1986
collective-bargaining agreement, by its terms, had ex-
pired. Nonetheless, I conclude Respondent violated the
Act by taking these unilateral actions
No party contends employees' insurance program and
bonus payments are not mandatory bargaining subjects. I
find they are My earlier findings reflect the Union was
entitled to exclusive recognition as collective-bargaining
representative of the employees in the certified unit at
least through 7 November, the expiration date of the par-
ties' collective-bargaining agreement.
Section 8(d) of the Act obligates an employer to main-
tain existing wages , hours, and terms and conditions of
employment for bargaining unit employees, on the expi-
ration of a collective -bargaining agreement , unless the
parties have reached a bona fide impasse in negotiations
for a new agreement or the employer has a justifiable
good-faith doubt of the majority status of the union's
representing the bargaining unit employees
NLRB v.
Katz, 369 U S. 736, 747 (1962). An employer commits an
unlawful refusal to bargain when it makes unilateral
changes in bargaining unit employees' terms and condi-
tions, subject to mandatory collective bargaining, after
expiration of a collective-bargaining agreement unless an
impasse exists or its doubts of majority status is estab-
lished . Clear Pine Mouldings, 238 NLRB 69, 79 (1978).
The evidence in the instant case shows no impasse
could have existed when Respondent paid the $400
bonus and offered new insurance for Mercywood's em-
ployees All scheduled negotiating sessions had been can-
1123
celed The parties never once met to discuss the Union's
contract demands contained in the Union's 6 October
letter to Respondent Also, Respondent did not contend
nor seek to prove, it had a good-faith doubt of the
Union's
majority status within the
Mercywood unit,
except as such contention is implicit within Respondent's
claim that the Mercywood Jackson Road unit of ap-
proximately 100 employees was merged with the 300
service and maintenance personnel already at Huron
Drive before Mercywood's relocation
The foregoing leads to the inescapable conclusion that
Respondent unlawfully refused to bargain in violation of
Sections 8(a)(5) and (1) and 8(d) of the Act by paying
Mercywood unit employees a $400 bonus and by chang-
ing their insurance program I so find 27
c Effects bargaining
The complaint
(pars .
13 and 29) alleges that, since
about 19 August, Respondent unlawfully refused to bar-
gain
over the effects of its decision to relocate
Mercywood . Respondent's answer denies this allegation.
The relevant evidence follows
On 9 July Fecteau wrote Respondent (G.C Exhs 3
and 4) to request bargaining meetings "over the effects"
of the scheduled Mercywood "relocation " Fecteau re-
peated that was the purpose of the meeting scheduled for
8 August
(See G.C Exh 5) The parties finally met on
19 August On that date, Mikesell assured the Union that
Respondent intended to respect the then-current collec-
tive-bargaining agreement
Evidence, not previously re-
ported, shows the decision to withdraw recognition from
the Union was made in August or September 28
When Respondent notified the unit employees, on 30
October, that it had withdrawn recognition from the
Union it also informed the employees of their eligibility
for the bonus payments and the change in health pro-
gram. I find Respondent's 30 October publication of its
decision to make the unlawful unilateral changes to be
cogent evidence of Respondent 's bad faith in dealing
with its obligation to engage in bargaining over the ef-
fects of Mercywood 's move.
The totality of germane evidence demonstrates that
Respondent was deferring such effects bargaining by Mi-
kesell's oral and written assurances . Yet, virtually con-
current with those statements , Respondent was planning
for, and ultimately unilaterally implemented , a complete
repudiation of the Union 's
representative status
Re-
spondent's 30 October announcement of its recognition
withdrawal and unilateral changes was an accomplished
fact. The Board, in similar circumstances , approved the
administrative law judge's finding that an employer un-
lawfully refused to bargain
(See Central Soya, supra at
1309.) Accordingly , I find that Respondent violated Sec-
27 The General Counsel argues , as the complaint alleges, that the uni-
lateral changes are discriminatory in violation of Sec 8(a)(3) of the Act
because they are "inherently destructive" of important employee rights I
find it unnecessary to resolve that assertion , inasmuch as I conclude the
remedy I shall recommend for violations that are found herein would not
be enhanced should the General Counsel prevail on the 8(a)(3) allegation
28 See testimony of Dennis Colling, Respondent's administrator for
human resources (Tr 252-254)
1124
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tion 8(a)(5) and (1) of the Act by failing and refusing to
bargain over
the effects
of its decision to relocate
Mercywood as alleged in the complaint.
d Refusal to supply information
On 19 August, during the meeting among Mikesell,
Brown, Haggerty, and Fecteau, the Union orally request-
ed
Respondent to furnish specific information about
Mercywood's relocation and its effects on the unit em-
ployees and on the Union As earlier observed, Mikesell
and Brown said the employees would move en masse
and Respondent intended to "respect" the contract Fec-
teau's
12 November letter to Mikesell (G.C. Exh. 1(c)
and Exh A)29 contains five numbered paragraphs that
request extensive and explicit information regarding the
relocation and the basis on which Respondent withdrew
recognition
Mikesell's
20
November response (GC
Exh. 11) shows Respondent declined to comply with the
Union's information request.
Respondent does not contest the relevancy of the re-
quested information
My examination of the Union's 12
November written request persuades me it is patently rel-
evant This confirms Fecteau's previously unreported tes-
timony that she needed the information requested on 12
November "to verify whether there was a merger or
not." (Tr. 53 )
The applicable legal precedent is clear An employer's
duty to bargain in good faith includes the obligation to
provide information needed by a bargaining agent for the
proper performance of its duties
NLRB v. Truitt Mfg.
Co., 351 U.S 149 (1956) The right to receive informa-
tion arises by operation of the Act itself, on an appropri-
ate request, and the scope of the right is limited only by
considerations of relevancy. Ellsworth Sheet Metal, 224
NLRB 1506, 1507 (1976) In Bohemia, Inc., 272 NLRB
1128, 1129 (1984), the Board observed.
an employer must provide a union with re-
quested information "if there is a probability that
such data is relevant and will be of use to the union
in fulfilling its statutory duties and responsibilities as
the employees' exclusive bargaining representative "
Associated
General Contractors of California, 242
NLRB 891, 893 (1979), enfd. 633 F.2d 766 (9th Cir
1980), NLRB v. Acme Industrial Co, 385 U S. 432
(1967)
The Board uses a liberal, discovery-type
standard to determine whether information is rele-
vant, or potentially relevant, to require its produc-
tion. NLRB v. Truitt Mfg Co., 351 U S. 149 (1956)
supra. Information about terms and conditions of
employment of employees actually represented by a
union is presumptively relevant and necessary and is
required to be produced.
Ohio
Power Co.,
216
NLRB 987 (1975), enfd 531 F.2d 1381 (6th Cir.
1976)
I conclude the information requested is presumptively
relevant to the performance of the Union's collective-
bargaining obligations. The information would have as-
29 There is no evidence the Union made any information requests be-
tween 19 August and 12 November
silted the Union in assessing its claim to representational
rights, in developing proposals for bargaining over the
effects of Mercywood's move, and for going forward in
negotiations for a new collective-bargaining agreement
On the foregoing, I find Respondent violated Section
8(a)(5) and (1) of the Act by refusing to provide the
Union with the requested information since 19 August 30
e Refusal to meet and bargain for a new collective-
bargaining agreement and repudiation of 1985-1986
agreement
Complaint paragraph 18 alleges that since 4 Septem-
ber, Respondent refused to meet and bargain over terms
of a successor agreement to its November 1985-Novem-
ber 1986 contract with the Union
Complaint paragraph 20 alleges Respondent violated
Section 8(a)(5) and ( 1) since 30 October by its failure and
refusal to maintain the collective -bargaining agreement
terms in effect
The Union mailed its proposals for a new col lective-
bargaining agreement to Respondent on 6 October (G C
Exh. 8)
The bargaining session that had been arranged
for 10 October was canceled . In place of negotiations,
Respondent told the Union bargaining could be of no
avail because of the uncertainty regarding the status of
Mercywood 's move Thereafter, the Union requested Re-
spondent schedule bargaining sessions
Once again,
though such sessions were scheduled for 5 and 6 Novem-
ber, they did not take place Instead, Respondent with-
drew recognition on 30 October No further meetings
were scheduled or held.
The evidence clearly shows that Respondent 's with-
drawl of recognition on 30 October comprised a total re-
pudiation of its collective -bargaining agreement and rela-
tionship with the Union. The unilateral payment of the
$400 bonus , and the change of insurance program are
evidence that Respondent no longer considered itself
bound by the collective-bargaining agreement.
Also,
those unilateral changes signify that the Respondent was
no longer applying and adhering to the terms of the ne-
gotiated collective-bargaining agreement.
No additional authority need be cited to support the
finding, which I now make, that Respondent engaged in
an unlawful refusal to bargain
violative
of Sections
8(a)(5) and ( 1) and 8(d) of the Act by failing and refusing
to meet and bargain over a new collective-bargaining
agreement and by failing to apply the terms and condi-
tions of the 1985-1986 collective -bargaining agreement to
the bargaining unit employees since 30 October.
30 The complaint alleges the first refusal to supply information oc-
curred on 9 July (complaint par 12) 1 can find no testimonial or docu-
mentary evidence to support that allegation The 19 August date I have
selected comports with the allegation in complaint par 13 I have select-
ed that date because the Union's clear request for relevant information
was met with reassurances which, in my view, were tantamount to a re-
jection because when made, Respondent was concurrently making plans
to withdraw recognition
Moreover, I interpret the statement that Re-
spondent would recognize the contract as a declaration no information
would be provided because it was not needed
MERCYWOOD HEALTH BUILDING
1125
CONCLUSIONS OF LAW
1
Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act.
2 The Union is a labor organization within the mean-
ing of Section 2(5) of the Act
3
The bargaining unit identified in section III,A,1,
supra, is an appropriate unit for collective-bargaining
within the meaning of Section 9(b) of the Act.
4
Respondent refused to bargain in violation of Sec-
tion 8(a)(5) and (1) of the Act when it, on 30 October
1986, withdrew recognition from the Union as collective-
bargaining representative of the employees in the bar-
gaining unit found appropriate
5
Respondent refused to bargain in violation of Sec-
tions
8(a)(5) and (1) and 8(d) of the Act when it
changed, about 15 November 1986, the insurance pro-
gram of, and paid $400 bonuses to the employees in the
bargaining unit found appropriate
6. Respondent refused to bargain in violation of Sec-
tions 8(a)(5) and (1) and 8(d) of the Act when it failed
and refused, since 19 August 1986, to bargain over the
effects of its decision to relocate the Mercywood facility
to the Huron Drive site.
7
Respondent refused to bargain in violation of Sec-
tion 8(a)(5) and (1) of the Act by failing and refusing,
since 19 August 1986, to provide the Union with rele-
vant information necessary to the Union's performance
of its collective-bargaining obligations
8
Respondent refused to bargain in violation of Sec-
tion 8(a)(5) and (1) of the Act by failing and refusing to
meet with the Union since about 6 October 1986 for pur-
poses of engaging in collective bargaining over terms of
a successor collective-bargaining agreement to the 1985-
1986 collective-bargaining contract
9
Respondent refused to bargain in violation of Sec-
tion 8(a)(5) and (1) and 8(d) of the Act by failing to
apply the terms and conditions of its collective-bargain-
ing agreement to the employees in the unit found appro-
priate since 30 October 1986
10. The above unfair labor practices affect commerce
within the meaning of the Act
THE REMEDY
Having found that Respondent engaged in certain
unfair labor practices, I find it necessary to order it to
cease and desist and to take certain affirmative action de-
signed to effectuate the policies of the Act I shall order
Respondent to
1 On the Union's request, recognize it as the exclusive
collective-bargaining representative of the employees in
the bargaining unit found appropriate
2. Bargain collectively and in good faith with the
Union, at the Union's request, over terms for a new col-
lective-bargaining agreement for, and the effects of
Mercywood's relocation on, the employees in the bar-
gaining unit found appropriate and, if agreements are
reached, to reduce them to writing and sign them
3
Provide the Union with all information requested,
or that it may request, in connection with the orders to
bargain, and that is relevant and necessary to the Union's
performance of its collective-bargaining responsibilities
and obligations
4 If requested by the Union, reinstitute the terms and
conditions of employment for bargaining unit employees
as they existed at the 30 October 1986 withdrawal of rec-
ognition
5. Make whole any of the employees in the bargaining
unit found appropriate for all losses of wages or other
employment benefits incurred as a result of Respondent's
failure to give effect to the terms of its November 1985-
1986 collective-bargaining agreement
with the Union
Loss of such earnings shall be computed as prescribed in
F W Woolworth Co., 90 NLRB 289 (1950), and New Ho-
rizons for the Retarded, 283 NLRB 1173 (1987) 31
6 If requested by the Union, revoke any unilateral
changes in rates of pay, wages, and other terms and con-
ditions of employment unless and until negotiated
7 In any like or related manner refrain from interfer-
ing with, restraining, or coercing employees in the exer-
cise of their Section 7 rights.32
8. Post appropriate notices to its employees.
On the above findings of fact, conclusions of law, and
the entire record, I issue the following recommended33
ORDER
The Respondent, Catherine McAuley Health Center, a
Division of Sisters of Mercy Health Corporation, d/b/a
Mercywood Health Building, Ann Arbor, Michigan, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to recognize and bargain with Local 79,
Service Employees International Union, AFL-CIO as
the exclusive collective-bargaining representative
with
respect to rates of pay, wages, hours of employment, and
other terms and conditions of employment of the em-
ployees in the following bargaining unit-
All full-time and regular part-time environmental
aides, linen aides, discharge cleaning aides, environ-
mental specialists, lead aides,
wall washers, food
service workers, dishwashers, cooks I, and cooks II,
head cooks, psychiatric aids, maintenance employ-
ees,
groundskeepers, drivers,
maintenance utility
workers, lead groundskeeper, mechanic boiler relief
employees, painters, coordinator preventive mainte-
nance employees, construction coordinators, recre-
ational therapy aides, occupational therapy aides,
and unit information clerks, employed in Mercy-
wood Health Building34 but excluding all office
31 See generally Iris Plumbing Co, 138 NLRB 716 (1962)
32 There is no evidence Respondent has a proclivity to violate the Act
See Hlckmott Foods, 242 NLRB 1357 (1979)
33 If no exceptions are filed as provided by Sec 102 46 of the Board's,
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
34 I have conformed the name of the employer to the motion to amend
Its name
1126
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
clerical employees, casual employees, guards and
supervisors as defined in the Act, and all other em-
ployees.
(b) Unilaterally changing the rates of pay, wages,
hours of employment, and other terms and conditions of
employment of the employees in the bargaining unit
found appropriate unless and until it notifies Local 79,
Service Employees International Union, AFL-CIO of
such an intention and gives that labor organization an
opportunity to bargain over such change(s).
(c) Refusing to provide the Union with information
relevant
to
the
relocation/ consolidation
of
the
Mercywood Hospital facility to the Huron River Drive
campus on 25 October 1986 and relative to negotiations
for a new collective-bargaining agreement to replace that
which expired on 7 November 1986
(d) Refusing to bargain collectively with the Union
relative to the effects on the employees in the bargaining
unit found appropriate of the relocation/consolidation of
the Mercywood Hospital facility to the Huron River
Drive campus on 25 October 1986.
(e) Refusing to bargain collectively with the Union rel-
ative to terms of a collective-bargaining agreement to re-
place the agreement that expired on 7 November 1986.
(f) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, recognize the Union as exclusive col-
lective-bargaining representative of the employees in the
unit found appropriate, and bargain collectively with it
over the effects of the relocation-consolidation of the
Mercywood Hospital facility to the Huron River Drive
campus on 25 October 1986; and to bargain with the
Union over terms for a new collective-bargaining agree-
ment to replace the 1985-1986 agreement; and, if agree-
ment is reached, to reduce such agreement to writing
and, at the Union's request, sign it.
(b) On request, furnish the Union with information rel-
evant to the relocation/consolidation of Mercywood
Hospital to the Huron River Drive campus on 25 Octo-
ber 1986 and relevant to negotiations over terms of a
new collective-bargaining agreement to replace the ex-
pired 1985-1986 contract
(c) If requested by the Union, reinstitute the terms and
conditions of employment for the employees in the bar-
gaining unit found appropriate as they existed on 30 Oc-
tober 1986, and, if requested by the Union, revoke any
unilateral changes in rates of pay, wages, hours, and
other terms and conditions of employment for such bar-
gaining unit employees unless and until negotiated.
(d) Make whole any of the bargaining unit employees
for all losses of wages or other employment benefits in-
curred as a result of Respondent's failure to give effect
to the terms of its November 1985-1986 collective-bar-
gaining agreement Such payments shall be with interest
computed in accordance with the formula set forth
above in the remedy section of this decision.
(e) Preserve and, on request, make available to the
Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records nec-
essary to analyze the amount of backpay due under the
terms of this Order.
(f) Post at its Huron River Drive campus, Ann Arbor,
Michigan, copies of the attached notice marked "Appen-
dix "35 Copies of the notice, on forms provided by the
Regional Director for Region 7, after being signed by
the
Respondent's authorized representative, shall be
posted by the Respondent immediately upon receipt and
maintained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, de-
faced, or covered by any other material.
(g) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.36
as If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
as The General Counsel asserts a visitatonal clause should be included
in the Order I disagree I find that the record does not show it likely the
Board would have difficulty obtaining compliance or enforcement of any
order it should issue in this case
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these protect-
ed concerted activities.
WE WILL NOT refuse to recognize and bargain with
Local 79, Service Employees International Union, AFL-
CIO as the exclusive collective-bargaining representative
with respect to rates of pay, wages, hours of employ-
ment, and other terms and conditions of employment of
the employees in the following appropriate bargaining
unit:
All full-time and regular part-time environmental
aides, linen aides, discharge cleaning aides, environ-
mental specialists, lead aides,
wall washers, food
service workers, dishwashers, cooks I, cooks II,
head cooks, psychiatric aids, maintenance employ-
MERCYWOOD HEALTH BUILDING
1127
ees,
groundskeepers,
drivers,
maintenance utility
workers, lead groundskeeper, mechanic boiler relief
employees, painters, coordinator preventive mainte-
nance employees, construction coordinators, recre-
ational therapy aides, occupational therapy aides,
and unit information clerks, employed at Mercy-
wood Health Building, but excluding all office cleri-
cal employees, casual employees, guards and super-
visors as defined in the Act, and all other employ-
ees.
WE WILL NOT unilaterally change the rates of pay,
wages, hours of employment, and other terms and condi-
tions of employment of the employees in the bargaining
unit found appropriate without first notifying Local 79,
Service Employees International Union , AFL-CIO of
such an intention and giving that labor organization an
opportunity to bargain over such change(s).
WE WILL NOT refuse to provide the above-named
Union
with information relevant to the relocation/-
consolidation of our Mercywood Hospital facility to our
Huron River Drive campus on 25 October 1986 and rela-
. tive to negotiations for a new collective -bargaining
agreement to replace that which expired on 7 November
1986.
WE WILL NOT refuse to bargain collectively with the
above-named Union relative to the effects on the em-
ployees in the bargaining unit found appropriate of the
relocation/consolidation of our Mercywood Hospital fa-
cility to our Huron River Drive campus on 25 October
1986.
WE WILL NOT refuse to bargain collectively with the
above-named Union relative to terms of a collective-bar-
gaining agreement to replace the agreement which ex-
pired on 7 November 1986.
WE WILL NOT in any like or related manner interfere
with,
restrain , or coerce our employees because they
engage in any of the activities at the top of this notice.
WE WILL,
on request, recognize the above-named
Union as exclusive collective-bargaining representative of
the employees in the appropriate bargaining unit de-
scribed above and WE WILL bargain collectively with it
over the effects of the relocation -consolidation of the
Mercywood Hospital facility to our Huron River Drive
campus on 25 October 1986, and WE WILL bargain with
the Union over terms for a new collective -bargaining
agreement to replace the 1985 - 1986 agreement ; and, if
agreement is reached , we will reduce such agreement to
writing and , at the Union's request , sign it
WE WILL, on request, furnish the above -named Union
with information relevant to the relocation/consolidation
of Mercywood Hospital to our Huron River Drive
campus on 25 October 1986 and relevant to negotiations
over terms of a new collective -bargaining agreement to
replace the expired 1985 - 1986 contract
WE WILL, if requested by the above -named Union,
reinstitute the terms and conditions of employment as
they existed on 30 October 1986 for the employees in the
bargaining unit described above; and , if requested by the
Union, WE WILL revoke any unilateral changes in rates
of pay, wages, hours, and other terms and conditions of
employment for such bargaining unit employees unless
and until negotiated
WE WILL make whole, with interest , the bargaining
unit employees for all losses of wages or other employ-
ment benefits incurred as a result of our failure to give
effect to the terms of the November 1985-1986 collec-
tive-bargaining agreement with the above -named Union
CATHERINE
MCAULEY
HEALTH
CENTER,
A DIVISION OF SISTERS OF
MERCY
HEALTH
CORPORATION,
D/B/A MERCYWOOD HEALTH BUILD-
ING