014 NLRB 104
Southwestern Engineering Co.
In the Matter of SOUTHWESTERN ENGINEERING CO.
and
INTERNA-
TIONAL BROTHERHOOD OF BOILERMAKERS, IRON SHIP BUILDERS,
WELDERS AND HELPERS OF AMERICA LOCAL 92, A. F. L.
In the Matter of SOUTHWESTERN ENGINEERING Co. and INTERNATIONAL
ASSOCIATION OF MACHINISTS, LOCAL 311 (A. F. L.)
Cases Nos. R-1327 and R-1328, respectively.-Decided August 1, 1939
Machinery Manufacturing Industry-Investigation of Representatives:
con-
troversy concerning representation of employees: refusal by employer to recog-
nize petitioning unions as representatives of employees within their respective
crafts; controversy between craft unions and industrial union as to appropriate
bargaining unit-Unit Appropriate for Collective Bargaining:
lay-out
men,
fitters, sledgemen, flange men, test floormen, chippers, tackers, welders, burners,
crane operators, hook tenders, roll-press. operators, punch-press operators and
helpers, excluding supervisory employees with authority to hire and discharge;
no question concerning representation found to exist in proposed plant-wide unit
and proposed craft unit of machinists-Election Ordered: pay roll immediately
preceding Direction of Election chosen as basis for determining eligibility to
vote ; name of competing union which sought plant-wide unit omitted from
ballot because there was no substantial showing of a desire for representation
by that organization-Order: dismissing petition for investigation of representa-
tives filed by one union, without prejudice to the right of such union to file
a new petition upon showing a desire for representation by that union among a
more substantial number of employees in the proposed unit.
Mr. David Sokol, for the Board.
Latham & Watkins, by Mr. Paul R. Watkins, of Los Angeles,
Calif., for the Company.
°
Mr. E. V. Blackwell, and
111r. Thomas Crowe, of Los Angeles,
Calif., for the Boilermakers.
Mr. James Morrison, of Los Angeles, Calif., for the I. A. M.
Mr. Ken Hunter, of Los Angeles, Calif., for the S. W. O. C.
Mr. Lamgdon West, of counsel to the Board.
DECISION
DIRECTION OF ELECTION
AND
ORDER
STATEMENT OF THE CASE
On March 16, 1939, the International Brotherhood of Boilermakers;
Iron Ship Builders, Welders and Helpers of America, Local 92, and
14 N. L. R. B., No. 7.
104
SOUTHWESTERN ENGINEERING COMPANY
105
International Association of Machinists, Local 311, both affiliated
with the AA:nerican Federation of Labor,' herein called, respectively,
the Boilermakers and the" I. A. M., filed with the Regional Director
for the Twenty-first Region (Los Angeles, California) separate
petitions'/ each alleging that a question affecting commerce had arisen.
concerning the representation of employees of Southwestern Engi-
neerin'Company,l Los Angeles, California, herein called the Com-
pany, and requesting an investigation and certification. of repre-
sentatives pursuant to Section 9 ('c) of the National Labor Relations
Act, 49 Stat. 449, herein called the Act!
On March 22, 1939, the
National Labor Relations Board, herein called the Board, acting
pursuant to Section 9 (c) of the Act and Article III, Section 3, of
National Labor Relations Board Rules, and Regulations-Series 1,
as amended, ordered an investigation on both petitions and author-
ized the Regional Director to conduct it and to provide for an appro-
priate hearing upon due notice. . The Board, acting pursuant to
Article III, Section 10 (c) (2), of said Rules and Regulations, further
ordered that the cases be consolidated for hearing and other purposes.
On March 24, 1939, the Acting Regional Director issued a notice
of hearing, copies of which were duly served upon the Company, the
Boilermakers, the I. A. M., and Amalgamated Association of Iron,
Steel and Tin Workers of North America, Lodge 1819, acting through
the Steel Workers Organizing Committee, affiliated with the Congress
of Industrial Organizations, herein called the S. W. O. C., a labor
,organization claiming to represent employees of the- Company directly
affected by the investigation.
Pursuant to notice, a hearing was held
.bn.March 30,.1939,. at . Los. Angeles, California,, before James C. Batten,
the Trial Examiner duly designated by the Board.
All parties par-
ticipated in the hearing, the Board and the Company being represented
by counsel, the Boilermakers, the I. A. M., and the S. W. O. C. by their
respective representatives.
Full opportunity to be heard , to examine
and cross-examine witnesses, and to introduce. evidence bearing upon
the issues was afforded all parties.
During the course of the hearing,
the Trial Examiner made several rulings upon motions and upon
objections to the admission of evidence.
The Board has reviewed
the rulings of the Trial Examiner and finds that no prejudicial errors
were committed.
The rulings are hereby affirmed.
The petitions and the Board's order directing an investigation incorrectly designated
the Company as Southwestern Engineering Co.
106
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Upon the entire record in the case, the Board makes the following.-
FINDINGS OF FACT
I. THE BUSINESS OF THE COMPANY 2
Southwestern Engineering Company, a California corporation,
with its plant situated in Los Angeles, California, is engaged in
the manufacture of oil-refining and mining machinery under con-
tract.
It also acts in the capacity of consulting engineer and is en-
gaged in the erection of mining mills under contract.
The principal
materials used by the Company in the conduct of its business are steel
plate and brass tubes.
During the calendar year 1938 the value of
such materials used by the Company was more 'than $325,000.
Dur-
ing this period one-third, by value,, of such materials purchased was
shipped to the Los Angeles plant of the Company from points out-
side the State of California.
During the same period the respondent
sold finished products valued at $700,000, of which about 37 per cent
represented shipments to points outside the State of California.
II.
THE ORGANIZATIONS INVOLVED
International Brotherhood of Boilermakers, Iron Ship Builders,.
Welders and Helpers of America, Local 92, is a labor organization
affiliated with the American Federation of Labor, admitting to mem-
bership the following employees of the Company : Lay-out men, first-'
and second-class fitters, sledgemen, flange men, test floormen, chippers,.
tackers, welders, burners, crane operators,3 hook tenders, roll-press
operators, punch-press operators, and helpers.
International Association of. Machinists, Local 311, is a labor or-
ganization also affiliated with the American Federation of Labor,.
admitting to membership machinists and machinists' helpers employed
by the Company.
The Amalgamated Association of Iron, Steel and Tin Workers of
North America, Lodge 1819, is a labor organization affiliated with
Steel Workers Organizing Committee, which in turn is affiliated with
the Congress of Industrial Organizations. It admits to membership
all hourly paid production and maintenance employees of the Com-
pany exclusive of draftsmen, engineers, office workers, and super-
visory employees with authority to hire and discharge.
2 The findings in this section are based upon a stipulation of facts between counsel for
the Board and the president of the Company.
3 There is a question as, to whether the Boilermakers admits crane operators, hereinafter
discussed.
SOUTHWESTERN ENGINEERING COMPANY
III. THE QUESTION CONCERNING REPRESENTATION
107
At the hearing counsel for the Board read into the record a stipula-
tion agreed to by all the parties, that on June 23, 1938, the Company
had refused to recognize the Boilermakers and the I. A. M., respec-
tively, as the representative of the Company's employees within the
,unit claimed to be, appropriate by each labor organization.
How-
:ever, the record indicates that the only question which has arisen con-
cerning representation relates to the unit sought by the Boilermakers,
consisting of the Company's employees who are eligible to member-
ship in. the Boilermakers.
The Boilermakers introduced member-
ship application cards signed by a majority of the workers in such
claimed unit.
The I. A. M. requests certification as the bargaining representative
.of the machinists in the machine shop. James Morrison, business
.agent of the I. A. M. testified that in May 1938, 6 of the 10 employees
then eligible for membership in the I. A. M. were members of that
organization ; that at the time of the hearing none of the Company's
employees eligible for membership in the I. A. M. was a member;
and that all former members 4 still in the Company's employ had
stopped paying dues and were considered "dropped members" by
the I. A. M.
On the basis of the evidence adduced, we do not find a
substantial showing of a desire for representation by employees in
the unit claimed appropriate by the I. A. M. and hence find that no
question concerning representation has arisen within such claimed
unit.
However, in view of the past designation of the I. A. M., by a
number of the employees in the unit claimed, we shall dismiss the
petition for investigation filed by the I. A. M. without prejudice to
the right of the I. A. M. to file a new petition requesting an investi-
gation and certification of representatives if and when it is prepared
to make a more substantial showing of a desire for representation
among such employees.
The S. W. O. C. maintains that a plant-wide unit, consisting of all
hourly paid production and maintenance employees, exclusive of
draftsmen, engineers, office workers, and supervisory employees with
authority to hire and discharge, numbering approximately 70 em-
ployees, is appropriate.
The S. W. O. C. introduced 12 signed cards
dated during April and May 1937 which stated that the signers
authorized the S. W. O. C. to represent them for purposes of collec-
tive bargaining.
Eleven of these card authorizations were objected
to by both the Company and the Boilermakers on the ground that
4 At one point in Morrison's testimony he stated that all four men in the machine shop
were former members, but at another point in his testimony he named six men as being
within the unit sought by the I. A. M.
108
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
they had not been witnessed by Ken Hunter, the S. W. O. C. repre-
sentative who introduced them in evidence at the hearing.
One
authorization 'vas signed by a person who was not listed on either
pay roll placed in evidence.
Ten of the-other eleven employees who
signed S. W. O. C. authorization cards in April and May 1937 ap-
plied for membership in the Boilermakers during the spring and
summer of 1938, about 1 year later.5
The S. W. O. C. representative
asserted a belief that if an election was held, his organization would
be selected as a representative by a majority of the employees in a,
plant-wide unit.
Upon the basis of the evidence adduced, we do not find a sub-
stantial showing of a desire for representation by employees in the
unit claimed appropriate by the S. W. O. C., and hence, find that no
question concerning representation has arisen within such claimed
unit.
We find that a question has arisen concerning the representation
of employees of the Company included in the unit hereinafter found
to be appropriate, but that no question exists concerning the repre-
sentation of employees of the Company in the units claimed to be
appropriate for the purposes of collective bargaining by the I. A. M.
and the S. W. O. C.
IV.
THE EFFECT OF THE QUESTION CONCERNING REPRESENTATION
We find that the question concerning representation which has
arisen, occurring in connection with the operations of the Company
described in Section I above, has a close, intimate, and substantial
relation to trade, traffic, and commerce among the several States, and
tends to lead to labor disputes burdening and obstructing commerce
and the free flow of commerce.
V. THE APPROPRIATE UNIT
The Boilermakers seeks a unit of the employees in the boiler shop
who are eligible to membership in its organization.
This unit in-
cludes lay-out men, first- and second-class fitters, sledgemen, flange
men, test floormen, chippers, tackers, welders, burners, hook tenders,
roll-press operators, punch-press operators and helpers, and excludes
machinists, machinists' helpers, electricians, carpenters and other
maintenance men, truck drivers and other field personnel, shipping
employees, draftsmen, engineers, clerks, and supervisory employees
with authority to hire and discharge.e
The Company and' the
e The employee who did not apply for membership in the Boilermakers was a truck
driver and therefore ineligible.
This statement is based upon the testimony of E. V . Blackwell, business representative
of the Boilermakers.
SOUTHWESTERN ENGINEERING
COMPANY
109
I. A. M. do not object to this unit, and since we have found that no
question concerning representation exists in a broader plant-wide
unit urged by the S. W. 0. C., the unit sought by the Boilermakers
is not effectively challenged.
There remains the question concerning the inclusion or exclusion
of crane operators and drill-press operators.
Although the record
is not entirely clear, it appears that the Company's crane operators
work in the boiler shop, operating cranes.
Blackwell testified that
the Boilermakers does not admit these employees' to membership
However, the application cards of two employees 7 for membership
in the. Boilermakers, witnessed by Blackwell, designate those em-
ployees as crane operator and helper, respectively.
The two em-
ployees are listed as crane operators on the Company's pay rolls of
January 14 and March 11, 1939.
Under these circumstances, we
shall include the crane operators in the unit.
According to Blackwell, "drill press operators in the plate shop"
are admitted to membership by the Boilermakers, but Roberts de-
scribed them as machinists attached to the boiler shop.
The record
does not disclose just what specific employees are covered by the
expression "drill press operators in the plate shop."
The Boiler-
makers has no drill-press operators among its membership applicants
and the drill-press operators were not included in a tabulation made
during the hearing by the parties, of employees whom the Boiler-
makers desired to include.
We shall exclude them from. the unit.
We find that all lay-out men, first- and second-class fitters, sledge-
men, flange men, test floormen, chippers, tackers, welders, burners,
crane operators, hook tenders, roll-press operators, punch-press op-
erators and helpers of the Company in its Los Angeles plant, ex-
cluding supervisory employees with authority to hire and discharge,
constitute a unit appropriate for the purposes of collective bargain-
ing and that said unit will insure to these employees the full benefit
of their right to self-organization and to collective bargaining and
otherwise effectuate the policies of the act.
VI.
THE DETERMINATION OF REPRESENTATIVES
The Company introduced in evidence its pay rolls for the periods
ending January 14 and March 11, 1939. According to these pay
rolls, there were 50 employees within the appropriate unit on January
14 and 41 on March 11. The Boilermakers introduced into evidence
44 membership application cards dated during March, April, May,
June, July, and September, 1938.
The Company objected to the
receipt of the cards in evidence on the ground that they were not
properly identified.
7 H. Menconi and T. H. Hooper.
110
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Under the circumstances, we find that the question which has arisen
concerning representation of the employees in the emit found to be
appropriate can best be resolved by holding an election 8 by secret ballot
to determine whether or not the employees desire the Boilermakers to
represent them, and we shall so direct.'
The three labor organizations involved requested that the Com-
pany's pay roll of January 14 be used as a basis for determining eligi-
bility to participate in the selection of representatives.
The Company
requested that the pay roll of March 11 be used. The employment
force fluctuates according to the amount of contract work available,
but there are no substantial seasonal variations.
Under these circum-
stances, we shall direct that those eligible to vote shall be employees in
the appropriate unit whose names appear on the pay roll immediately
preceding our Direction of Election, including employees who did not
work during such pay-roll period because they were ill or on vacation,
and employees who were then or have since been temporarily laid off,
but excluding those employees who have since quit or been discharged
for cause.
Upon the basis of the above findings of fact and upon the entire
record in the case, the Board makes the following:.
CONCLUSIONS OF LAW
1. A question affecting commerce has arisen concerning the repre-
sentation of employees of Southwestern Engineering Company, Los
Angeles, California, within the meaning of Section 9 (c) and Section
2 (6) and (7) of the National Labor Relations Act.
2. All lay-out men, first- and second-class fitters, sledgemen, flange
men, test floormen, chippers, tackers, welders, burners, crane operators,
hook tenders, roll-press operators, punch-press operators, and helpers
of the Company in its Los Angeles plant, constitute a unit appropriate
for the purposes of collective bargaining, within the meaning of
Section 9 (b) of the National Labor Relations Act.
3. No question concerning the representation of employees of the
Southwestern Engineering Company, Los Angeles, California, within
the unit claimed to be appropriate by International Association of
Machinists, Local 311, affiliated with the American Federation of
Labor, and by Amalgamated Association of Iron, Steel and Tin Work-
ers of North America, Lodge 1819, acting through the Steel Workers
B See Matter of The Cudahy Packing Company and United Packinghouse Workers of Amer-
ica, Local No. $1, of the Packinghouse Workers Organizing Committee, 13 N. L. R. B. 526 and
Matter of Armour & Company and United Packinghouse Workers, Local Industrial Union No.
13 of Packinghouse Workers Organizing Committee, affiliated with C. I. 0., 13 N. L. R. B. 567.
9 The name of the S. W. O. C. will not be included on the ballot because, as we found
above, there is not a substantial showing of a present desire by employees for representa-
tion by that organization.
SOUTHWESTERN ENGINEERING COMPANY
111
Organizing Committee, affiliated with the Congress of Industrial
Organizations, respectively, exists within the meaning of Section 9 (c)
of the National Labor Relations Act.
DIRECTION OF ELECTION
AND
ORDER
By virtue of and pursuant to the power vested in the National Labor
Relations Board by Section 9 (c) of the National Labor Relations Act,
and pursuant to Article III, Section 8, of National Labor Relations
Board Rules and Regulations-Series 2, it is hereby
DIRECTED that, as part of the investigation authorized by the Board
to ascertain representatives for the purposes of collective bargaining
with Southwestern Engineering Company, Los Angeles, California,
an election by secret ballot shall be conducted within twenty (20)
days from the date of this Direction under the direction and super-
vision of the Regional Director for the Twenty-first Region, acting in
this' matter as agent for the National Labor Relations Board and
subject to Article III, Section 9, of said Rules and Regulations-
Series 2, among all lay-out men, first- and second-class fitters, sledge-
men, flange men, test floormen, chippers, tackers, welders, burners,,
crane operators, hook tenders, roll-press operators, punch-press oper-
ators, and helpers employed by Southwestern Engineering Company,
Los Angeles, California, in its Los Angeles plant, as of the pay-roll
period immediately preceding this Direction, excluding supervisory
employees with authority to hire and discharge ; and further, includ-
ing employees within the above-described unit who did not work
during such pay-roll period because they were ill or on vacation, and
employees who were then or have since been temporarily laid off, but
excluding those employees who have since quit or been discharged for
cause, to determine whether or not they desire to be represented by
International Brotherhood of Boilermakers, Iron Ship Builders,
Welders and Helpers of America, Local 92, affiliated with the Ameri-
can Federation of Labor, for the purposes of collective bargaining.
IT IS HEREBY ORDERED that the petition for investigation and cer-
tification of representatives of employees of the Southwestern Engi-
neering Company, Los Angeles, California, filed by International
Association of Machinists, Local 311, affiliated with the American
Federation of Labor, be, and it hereby is, dismissed without prejudice
to the right of International Association of Machinists, Local 311,
affiliated with American Federation of Labor, to file a new petition
requesting an investigation and certification of representatives pur-
suant to Section 9 (c) of the Act.
112
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
[ SAME TITLE]
AMENDMENT TO DIRECTION OF ELECTION
August 15, 1939
On August 1, 1939, the National Labor Relations Board, herein
called the Board, issued a Decision and Direction of Election in the
above-entitled proceeding, the election to be held within twenty (20)
days from the date of the Direction, under the direction and super-
vision of the Regional Director for the Twenty-first Region (Los
Angeles, California).
The Board, having been advised by the Re-
gional Director that a longer period within which to hold the election
is necessary, hereby amends the Direction of Election issued on Au-
(rust 1, 1939, by striking therefrom the words "within twenty (20)
days from the date of this Direction" and substituting therefor the
words "within thirty (30) days from the date of this Direction."
Mr. EDWIN S. SMITH took no part in the consideration of the above
Amendment to Direction of Election.
14 N. L. R. B., No. 7a.