357 NLRB 58
SOLUTIA, INC.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 15
58
Solutia, Inc. and United Food & Commercial Work-
ers Union Local 414c/International Chemical
Workers Union Council, affiliated with United
Food and Commercial Workers International
Union, CLC and IUE-CWA, Local 288, Interna-
tional Union of Electronic, Electrical, Salaried,
Machine and Furniture Workers of America,
AFL–CIO. Case 01–CA–045447
July 15, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS BECKER
AND PEARCE
On July 30, 2010, Administrative Law Judge Jeffrey
D. Wedekind issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, the Act-
ing General Counsel and the Charging Party filed an-
swering briefs, and the Respondent filed a reply brief.
The General Counsel and the Charging Party filed cross-
exceptions and supporting briefs, and the Respondent
filed answering briefs to both parties’ cross-exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record in light of the ex-
ceptions,1 cross-exceptions, and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions and
to adopt the recommended Order as modified.2
1 The Respondent urges the Board to disregard the Charging Party’s
brief in support of its cross-exceptions because it fails to comply with
the Sec. 102.46(c) of the Board Rules and Regulations. Specifically,
the Respondent contends that the Charging Party’s brief is deficient
because the arguments fail to reference the exceptions to which they
relate. The Board has discretion in determining compliance with its
regulations, and finds that the Charging Party’s brief is in substantial
compliance with the relevant rules. See, e.g., Metta Electric, 338
NLRB 1059 (2003) (finding brief substantially complies with Sec.
102.46(c) and exercising discretion to accept it despite nonconformity
with rule), enfd. in relevant part sub nom. JHP & Associates, LLC v.
NLRB, 360 F.3d 904 (8th Cir. 2004).
2 In accordance with our decision in Kentucky River Medical Center,
356 NLRB 6 (2010), we modify the judge's recommended remedy by
requiring that backpay and other monetary awards shall be paid with
interest compounded on a daily basis.
Also, we shall modify the judge's recommended Order to provide for
the posting of the notice in accord with J. Picini Flooring, 356 NLRB
11 (2010).
Finally, the Charging Party excepted to the judge’s failure to require
the Respondent to mail notices to the employees who retired following
the consolidation. The Charging Party also takes issue with the judge’s
failure to require notice posting at the Saflex Control Lab. In its an-
swering brief, the Respondent expresses a willingness to mail the notice
to the retirees and to post the notice at the Saflex Control Lab. There-
fore, we have modified the Order to reflect these additional require-
ments.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that Respondent, Solutia,
Inc., Springfield, Massachusetts, its officers, agents, suc-
cessors, and assigns, shall take the action set forth in the
Order as modified.
Substitute the following for paragraph 2(g).
“(g) Within 14 days after service by the Region, post at
its Indian Orchard facility, including the Saflex Control
Lab, copies of the attached notice marked “Appendix.”24
Copies of the notice, on forms provided by the Regional
Director for Region 1, after being signed by the Re-
spondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days
in conspicuous places, including all places where notices
to employees are customarily posted. In addition to
physical posting of paper notices, notices shall be dis-
tributed electronically, such as by email, posting on an
intranet or an internet site, and/or other electronic means,
if the Respondent customarily communicates with its
employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not
altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the Indian
Orchard facility, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since August 2, 2009. In addi-
tion, the Respondent shall also duplicate and mail, at its
own expense, a copy of the notice to all employees who
retired after the consolidation.”
Joanne P. Howlett, Esq., for the General Counsel.
Hugh F. Murray, Esq. (Murtha Cullina LLP), for the Respond-
ent.
Randall Vehar, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
JEFFREY D. WEDEKIND, Administrative Law Judge. In Au-
gust 2009, Respondent consolidated two chemical testing la-
boratories located at its Springfield, Massachusetts facility (the
“Indian Orchard” plant), thereby transferring work previously
performed by employees represented by UFCW Local 414C
(the Charging Party) to employees represented by IUE-CWA
Local 288 (the Party in Interest). The General Counsel alleges
that this conduct violated Section 8(a)(5) and (1) of the Act for
two, alternative reasons: (1) because Respondent transferred the
work without Local 414C’s consent, or (2) because Respondent
failed to afford Local 414C an opportunity to bargain over the
decision and its effects on employees.
SOLUTIA, INC.
59
The underlying charge was filed by Local 414C on June 2,
2009. The General Counsel issued the complaint on December
31, 2009, and Respondent filed its answer denying the substan-
tive allegations on January 20, 2010.
Following two prehearing conferences, the case was tried be-
fore me on April 8 and 9, 2010, in Amherst, Massachusetts.1
Thereafter, on July 14, 2010, the General Counsel, Local 414C,
and Respondent filed posthearing briefs. After considering the
briefs and the entire record,2 including my observation of the
demeanor of the witnesses, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent is a Delaware corporation with its principal of-
fice in St. Louis, Missouri. It owns and operates facilities locat-
ed throughout the U.S., including the subject Indian Orchard
facility in Springfield, Massachusetts where it manufactures
chemically-based specialty products. Respondent admits, and I
find, that during the 12 months preceding the complaint, it pur-
chased and received at the Indian Orchard facility goods valued
over $50,000 from outside Massachusetts, and that, at all mate-
rial times, it has been an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act. Respond-
ent also admits, and I find, that Local 414C is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
The essential facts are undisputed. The Indian Orchard plant
is located on a relatively large, 250-acre site owned by Re-
spondent that includes numerous buildings and/or work areas.
Respondent operates three manufacturing units at the site: two
that manufacture Butvar polyvinyl butyral resins, and one that
manufactures Saflex, a plasticized resin that is used to make
laminated safety glass. There are also two “guest”/third-party
operations on the site: Cytec Industries, which produces adhe-
sives, and INEOS, which produces Resimene liquid coatings.
(GC Exh. 2; R. Exh. 4; and Tr. 148–152.)
The relevant events here concern two laboratories that per-
form quality testing at the site: the West Control Lab (WCL),
which is located in Building 160, and the Saflex Control Lab
(SCL or Saflex Lab), located in Building 99. Historically, the
two labs were owned and operated by different companies
(Shawinigan Resins and Fiberloid, respectively) and were com-
pletely separate facilities. Indeed, there was a locked chain-link
fence between them. The WCL (then part of the so-called
Bircham Bend plant) was on the west side of the fence, and the
Saflex Lab (then part of the so-called Springfield Plant) was on
the east side. The employees in each lab were also separately
represented by different unions—the west-side by Local 414C,
1 Party-in-Interest Local 288 did not file a formal appearance at the
hearing.
2 Pursuant to the Charging Party’s unopposed request, the hearing
transcript is corrected as follows: on p. 50, L. 12, “THE WITNESS”
should read “MR. MURRAY”; and on p. 247, LL. 6 and 8, “recogni-
tion meeting” should be changed to “negotiation meeting.”
and the east side by Local 288—and were covered by separate
collective-bargaining agreements.3
By 1963, both the east and the west-side assets had been
purchased by Monsanto. Nevertheless, the separation between
the labs, both physical and otherwise, continued for many years
thereafter. Eventually, however, in 1982 Monsanto consolidat-
ed the salaried manufacturing and service department offices
and staffs for both sides. It also took down the fence. (Jt. Exh.
5; GC Exh. 2; and Tr. 49, 54–55, 92–93, 225, 252, and 360–
361.)
The 1982 consolidation did not immediately or directly af-
fect the lab analysts or other hourly production and mainte-
nance employees represented by Locals 414C and 288 on either
side (Tr. 365). Nevertheless, during negotiations over a new
collective-bargaining agreement at that time, Monsanto and
Local 414C agreed to modify the recognition clause (Art. I,
Sec. I) of the Local 414C contract as follows (new language is
underlined):
The Company recognizes [Local 414C] as the sole col-
lective bargaining agency for:
A Unit comprising all hourly rated employees, exclud-
ing executives, office and clerical employees, guards, pro-
fessional employees and supervisors as set forth in the Na-
tional Labor Relations Board Certification of Representa-
tives dated October 26, 1950,
for the then existing Bircham
Bend Plant. This recognition clause shall be unaffected by
any future consolidation of the plants at the Indian Or-
chard Site. (GC Exh. 5; and Tr. 55–57, and 363–364).
Following the 1982 consolidation, issues occasionally arose
over which Union had the right to certain work performed at
the site. For example, at some point after the consolidation,
Monsanto built a new Central Systems Facility (Building 100)
that actually straddled the historic line between both sides.
Monsanto and Locals 414C and 288 executed a “Memo of Un-
derstanding” (MOU) providing that the building would be “ge-
ographically neutral” and that “each Union will continue to be
recognized as the sole collective bargaining agent for their re-
spective employees who shall work in this new Central Systems
Facility.” (GC Exh. 6; and Tr. 61–65. See also Jt. Exh. 3, p.
52, and Jt. Exh. 4, p. 114.)
Monsanto and Locals 414C and 288 also executed a MOU
with respect to a new Fork Truck Repair Yard (Buildings 60
and 61), which was located on the east side, and for Building
138 Storage, located on the west side. The MOU stated that
Buildings 60 and 61 would likewise be “geographically neu-
tral,” although maintenance of the buildings would be the re-
sponsibility of Local 288. It also indicated that members of
either union could utilize Building 138, but that maintenance of
the building would “continue to be the responsibility of [Local
3 The record indicates that both Unions have changed their affilia-
tions over the years. UFCW Local 414C/ICWU used to be ICWU Local
414. And IUE/CWA Local 288 used to be IUE Local 288. See Jt. Exh.
5, p. 6; and GC Exhs. 3–7. See also Shawinigan Resins Corp., 91
NLRB 354 (1950).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
60
414C].” (GC Exh. 7; and Tr. 66. See also Jt. Exh. 3, p. 53, and
Jt. Exh. 4, p. 116.)4
Eventually, in 1997, Monsanto “spun off” its chemical busi-
ness to form a separate company called Solutia (Tr. 148). Solu-
tia (Respondent) continued thereafter to recognize and negoti-
ate successive collective-bargaining agreements with Local
414C. In each of those agreements, including the 2006 agree-
ment in effect at the time of the relevant events here (Jt. Exh.
1), Respondent and Local 414C retained the same recognition
language as amended in 1982.
Respondent also continued to negotiate separate collective-
bargaining agreements with Local 288. The recognition clause
in Respondent’s 2006 agreement with Local 288 (Jt. Exh. 3)
read as follows:
The Company recognizes [Local 288] as the sole collective
bargaining agent for all production, maintenance, service and
research employees, excluding guards, salaried employees,
office and factory clerks, clerical employees, salaried research
employees, draftsmen, technical trainees, process investiga-
tors, hospital employees, executive foremen, assistant fore-
men, shift foremen, and all other supervisors. The terms
“employee” and “employees” as used in this Agreement shall
include only those employees at that portion of the Indian Or-
chard Plant formerly known as the Springfield Plant for
whom [Local 288] is recognized as collective bargaining
agent as set forth in this Section.
In June and August 2006, Respondent also executed separate
MOUs with both Unions. The MOUs superseded the prior, joint
MOU with Monsanto regarding Buildings 60, 61, and 138, and
stated that it was “the Company’s right to require” that each
Local “either share Maintenance, Stores/Utility and Shipping
work or perform Maintenance, Stores/Utility and Shipping
work which has customarily been performed by other unions in
those areas.”5 In effect, this provision allowed employees to
“cross lines” in areas where the Unions had previously opposed
it. The MOUs also contained provisions allocating future staff-
ing among each Local in the same areas. (Jt. Exh. 1, p. 89–92;
Jt. Exh. 3, p. 59; and Tr. 78–81, 281–282.)
In November 2006, Respondent also executed a separate
MOU with Local 414C regarding Respondent’s “ALS (Pre-
Lam)” operation. ALS was originally a pilot research project,
performed by nonunion workers. However, the project eventu-
ally turned into a full-fledged manufacturing operation. Ac-
cordingly, inasmuch as the work was being performed on the
west side of the historic line, Local 414C demanded jurisdiction
over it, and Respondent eventually agreed after Local 414C
4 Another example occurred in 1994, when Monsanto moved certain
quality-control testing work on RV Butvar samples from the east-side
Saflex Lab to the WCL, which resulted in Local 288 employees losing
work. Monsanto and Local 288 executed a MOU memorializing this
change as well. (Jt. Exh. 3, p. 55; GC Exh. 8, p. 3; and Tr. 68–70, 77,
128, and 242–243.) Local 414C, however, was not party to the agree-
ment. Further, contrary to the GC’s posthearing brief (p. 8), there is no
record evidence that the change was separately bargained with Local
414C.
5 By its terms, the MOU with Local 288 also superseded the MOU
with Monsanto regarding the Central Systems facility.
filed an unfair labor practice charge over the matter. (Tr. 254–
256, and 282–283.) The parties’ MOU specifically stated that
recognition was being extended to Local 414C “based on the
current location of the ALS operation in the facility formerly
known as the Bircham Bend Plant,” and “only for any period of
time in which the ALS operation is located in [that facility].” It
further noted that “nothing in this memorandum constitutes an
obligation on the company to maintain the ALS operation at its
current location.” (Jt. Exh. 1, p. 92.)
B. The August 2009 Consolidation
Respondent began considering consolidation/transfer of the
WCL testing work into the Saflex Lab as early as July 2008
(GC Exh. 15, p. 169; Tr. 190; and R. Br. 6). Strategic analysis
and planning continued thereafter through February 2009 with
respect to various issues, including which Union would have
the rights to the consolidated work (GC Exh. 15. pp. 170–171
and 175; R. Exhs. 8; and Tr. 159, 193–196, and 218–219).
Respondent ultimately concluded that Local 288 would have
rights to the work, since the work would be in the east-side
Saflex Lab. During this same period, Respondent also con-
cluded that there was no duty to bargain with Local 414C over
the decision to consolidate/transfer the work (Tr. 197–198, and
210–214). Joseph Coppola, Respondent’s human resources
(HR) director since March 2006, was the “key” or “primary”
person on the site leadership team who made this determina-
tion. He based it on both the consolidation language in the
Local 414C recognition clause—which he interpreted to mean
that the geographical location of the work would remain con-
trolling, absent specific agreement to contrary—and the recog-
nition clause of the Local 288 contract (Tr. 199, 207, and 211–
214).6
Respondent first notified Local 414C of the planned consoli-
dation the following month, at a meeting on March 4 (GC Exh.
18; R. Exh. 9; and Tr. 221 and 238). Then-Local 414C Presi-
dent Robert Bellerive responded at another meeting the follow-
ing day, stating that the Union did not believe Respondent had
the right to consolidate the work (GC Exh. 19, p. 3; and Tr.
240).
Nevertheless, in late April or early May, Respondent decided
to proceed as planned (Tr. 123–125). Respondent was con-
cerned about the impact of the economic downturn in the auto-
mobile and housing industries, and anticipated that the consoli-
dation would help cut its overall costs, including total labor
costs. Specifically, Respondent expected a net reduction of
approximately three quality control analysts, for a savings of at
6 Respondent’s plant manager at Indian Orchard, David Lahr, who
was also on the site leadership team, testified that he likewise conclud-
ed, based on the recognition clauses in both collective-bargaining
agreements, that the “physical boundaries of the former plants dictate
who owns the work.” He further testified that he interpreted the con-
solidation language in the Local 414C contract to apply only to consol-
idations “more on the site level,” like the “major” action in 1982 that
involved the consolidation of the “entire salary organization,” as op-
posed to “something small” like the 2009 move. (Tr. 92.) However,
both HR Director Coppola and Robert Bellerive, who served as Local
414C’s president through June 2009, disavowed that interpretation of
the language (Tr. 208 and 248).
SOLUTIA, INC.
61
least $249,000.7 Respondent also anticipated that the consoli-
dation would provide more work for the east side lab employ-
ees, who were being underutilized, as well as increase their
skills. Moreover, Respondent concluded that the consolidation
could be accomplished simply by moving the existing equip-
ment, i.e. no new capital equipment would need to be pur-
chased. (GC Exh. 11; R. Exh. 9; and Tr. 105–109, 135, 157,
161–162, and 166–169.)
About this same time, on May 7, Local 414C sent a letter to
Respondent (Jt. Exh. 9) requesting further information regard-
ing the move, including the proposed date and the contract
language Respondent believed gave it the right to move the
work unilaterally. The letter further stated that “should the
union agree with the company’s decision to take this action
after reviewing the information requested . . . , the union de-
mands to bargain this issue with the company.” Finally, the
letter asked Respondent to “reconsider this breach of our bar-
gaining agreement.”
Thereafter, at another meeting on May 27, HR Director Cop-
pola advised Local 414C that the Company had made the deci-
sion to transfer the work out of the WCL; that it would result in
four WCL positions being eliminated; and that the Company
did not believe it needed to bargain over the work transfer (GC
Exh. 20). Two days later, on May 29, Respondent also sent a
formal, written reply to Local 414C’s May 7 letter. The letter
(Jt. Exh. 7) stated that testing of Respondent’s products at the
WCL would cease no later than August 31, and that, because
the testing would be moved to the east-side Saflex lab, it would
“necessarily” be performed by members of Local 288 pursuant
to the terms of the Local 288 collective-bargaining agreement.
In addition, the letter specifically denied that Respondent’s
decision breached the Local 414C collective-bargaining agree-
ment. The letter stated that the decision to relocate the work to
the Saflex lab fell within the company’s “management rights”
to direct the operations of its facility as set forth in Article I,
Section 4 of the agreement,8 and was not otherwise addressed
or limited by the agreement. Finally, the letter advised that
Respondent had “no obligation to bargain with [Local 414C]
regarding the location of the testing operations,” but was “will-
ing to discuss . . . any reasonable proposals” regarding unit
employees who may be “affected by” the decision.
In response, on June 2, 2009, Local 414C filed the instant
unfair labor practice charge. The charge alleged that Respond-
ent had “unilaterally modified the current collective-bargaining
agreement and/or unilaterally altered the bargaining unit and
unilaterally removed and/or transferred unit laboratory work to
another unit of a different union” in violation of Sections
7 Respondent also initially considered the possibility that the Cytec
“guest” operation, which up until that time had split the costs of the
WCL with Respondent, could assume the entire cost of the building
(GC Exh. 11). However, Cytec instead decided to move its testing to a
different, production facility at the site (GC Exh. 14).
8 Art. I, Sec. 4 states:
[Local 414C] recognizes that subject to the provisions of this Agree-
ment, the operation of the plant, including but not limited to the right
to employ, promote, lay-off, discipline or discharge for just cause, and
to judge the qualifications and competency of all employees, are re-
served by and vested in the Company. (Jt. Exh. 1.)
8(a)(5) and 8(d) of the Act. (GC Exh. 1(a).) The following day,
Local 414C also filed a grievance (R. Exh. 14), asserting that
Respondent had likewise “violated its contractual duty-to-
bargain (which the Recognition Clause incorporated from Sec-
tions 8(a)(5) and 8(d) of the National Labor Relations Act).”
Thereafter, on June 16, Respondent formally notified Local
414C in writing that it had decided to “cutback four TA posi-
tions in the West Control Lab effective Sunday, August 2,
2009, at midnight,” and that “affected employees will be placed
per Article VI [Seniority] of the collective-bargaining agree-
ment” (GC Exh. 9). A few days later, by letter dated June 19
(Jt. Exh. 8), Respondent also specifically denied Local 414C’s
grievance, essentially for the same reasons set forth in its May
29 letter.9
About the same time, in late June, Respondent and Local 288
began negotiations over a new collective-bargaining agreement
to succeed their 2006 agreement, which was scheduled to ex-
pire in July. An agreement was reached a few weeks later,
which, among other things, made various changes in the quali-
fications and job descriptions of the Saflex lab personnel in
anticipation of the upcoming consolidation. (Jt. Exh. 4, pp. 84,
119–120, and 127; and Tr. 85–86, 102–104, and 121.)
As planned, the consolidation was implemented the follow-
ing month, during a regularly scheduled 2-week shutdown of
the Saflex and Butvar units beginning August 3. (Tr. 107, 164,
and 212). Equipment was moved to the Saflex Lab, and some
construction modifications were made to the lab to accommo-
date the move (Tr. 143).
Notwithstanding the transfer of the WCL work and “cut-
back” of WCL positions, no WCL employees were actually
terminated or laid off as a result of the consolidation. However,
some bid for and were hired into production jobs, which were
considered less desirable, particularly by more senior lab em-
ployees, because they required substantially greater physical
exertion. In addition, some exercised their option to retire (alt-
hough the parties dispute whether they would have done so
regardless of the consolidation/transfer, as they were scheduled
to lose their “lump sum” option at the end of the year). And
others continued to perform testing work on adhesive products
for Cytec, one of the two “guest”/third-party operations, at a
different location on the site.10 (Tr. 115–117, 137, 174, 298,
305–307, 319, 337–339, 345–346, 392–400, 409, and 416–
417.)
Following the consolidation, in September 2009, Respondent
and Local 414C commenced negotiations over a successor
agreement to the 2006 contract, which was scheduled to expire
by its terms October 1 (Jt. Exh. 1, p. 35–36). Although a new
contract was eventually reached (Jt. Exh. 2; and Tr. 243–244),
9 On June 25, Local 414C replied that it intended to continue pursu-
ing the matter through every avenue available (GC Exh. 10). Later that
year, however, Local 414C withdrew the grievance, electing to pursue
the unfair labor practice charge instead. See R. Exh. 17. Respondent
has not asserted in this proceeding that the charge should be deferred to
contractual grievance-arbitration procedures.
10 As noted previously, the testing work for Cytec has been moved to
the adhesives manufacturing facility. Although the WCL/Building 160
remains, no testing is currently performed there. (Tr. 143, 205, 216–
217, 307.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
62
no bargaining ever occurred over either the decision to transfer
the WCL work or the effects of that decision (Tr. 302–303).
Respondent never wavered from its position that the decision
was not negotiable, and Local 414C never directly responded to
Respondent’s offer, at the conclusion of its May 29 letter, to
discuss proposals regarding employees affected by the consoli-
dation (Tr. 320).11
C. Analysis
As indicated above, the General Counsel alleges an 8(a)(5)
violation based on two alternative theories. The first theory is
that the consolidation/work transfer effectively modified the
scope of the unit and/or violated the consolidation language of
the contractual recognition clause, and that Respondent there-
fore unlawfully implemented it midterm without Local 414C’s
consent. The second theory is that, even if Local 414C’s con-
sent was not required, Respondent nevertheless unlawfully
failed to afford Local 414C an opportunity to bargain over the
decision and its effects prior to implementation.
For the reasons discussed below, I find that a preponderance
of the evidence supports the second theory, but not the first.
1. Whether Respondent unlawfully implemented the
work transfer without Local 414C’s consent
a. Whether the work transfer modified the scope of the unit
It is well-established that the scope of the bargaining unit is a
permissive subject of bargaining, and cannot be modified by
the employer without the approval of the union or Board. See,
e.g. Wackenhut Corp., 345 NLRB 850, 852 (2005); and Beverly
Enterprises, 341 NLRB 296, 307 (2004). However, not every
work transfer constitutes a unit modification. Further, the Board
and the courts have sometimes disagreed over whether a partic-
ular work transfer constituted a unit modification. See, e.g.,
Hill-Rom Co. v. NLRB, 957 F.2d 454, 457 (7th Cir. 1992),
denying enf. of 297 NLRB 351 (1989).
After careful consideration, contrary to the General Counsel,
I find that the instant transfer did not modify the scope of the
unit. Thus, unlike in Wackenhut, supra, here the transferred
jobs had not been specifically included in the Local 414C unit.
Nor, unlike in Beverly Enterprises, supra, did the former WCL
employees continue to perform the same work outside the Lo-
cal 414C unit after the transfer. See also Mt. Sinai Hospital,
331 NLRB 895 fn. 2, and 907–908 (2000), enfd. 8 Fed. Appx.
111 (2d Cir. 2001) (unpublished) (finding that employer’s uni-
lateral reclassification of employees modified the unit where
the position had been specifically included in the unit and the
employees continued to do the same work thereafter); and Fac-
11 At some point, Respondent suggested to Local 414C that their
lawyers get together to discuss the meaning of the recognition clause,
i.e., whether Respondent had the “right” to consolidate/transfer the
work, which Local 414C rejected (Tr. 256–257 and 289). However,
this was clearly not an offer to bargain over the decision. In late Sep-
tember, Respondent also specifically offered to “make whole” those
employees who received lower, training wages after the consolidation.
However, this offer was made to encourage the Union to recommend
ratification of the new contract, and was not intended to resolve any of
the issues raised by the current unfair labor practice charge. (GC Exh.
13; R. Exh. 20; and Tr. 117 and 422.)
et Enterprises, 290 NLRB 152 (1988), enfd. in relevant part
907 F.2d 963, 975 (10th Cir. 1990) (finding that employer’s
proposal to remove a classification from the unit “under the
guise” of promoting the employees to supervisors constituted a
unit modification as the employees would have continued per-
forming the same work as before). Further, unlike in Hill-Rom,
supra, where the Board (but not the court) likewise found a
unit-modification violation, here the Local 288 employees who
continued to perform the previous WCL work did so in a dif-
ferent location/building.
The General Counsel’s posthearing brief fails to address any
of these cases. Instead, it cites Antelope Valley Press, 311
NLRB 459 (1993); specifically, the Board’s holding that an
employer may lawfully seek the right to transfer work out of
the unit, provided that it does not deprive the union of the right
to contend, in a unit clarification or 8(a)(5) proceeding, that the
persons performing the transferred work are in the unit.
However, the situation in Antelope Valley bears little or no
resemblance to the situation here. In Antelope Valley, the em-
ployer proposed an addition to the recognition clause during
negotiations over a new collective-bargaining agreement that
would have given the employer the unilateral right to transfer
certain work out of the unit. Neither the timing of such a trans-
fer, nor the location to which the work could or would be trans-
ferred, was defined in the proposal. Here, in contrast, a single,
discrete transfer was contemplated, which was clearly defined
as to both location and time. Further, unlike in Antelope Val-
ley, the scope of the Local 414C unit here is expressly defined
by the geographical location of the employees performing the
work, as is the Local 288 unit to which the work was trans-
ferred.12
Thus, as Respondent itself concluded, it was clear that Local
414C would no longer have a claim to the work after it was
transferred to the geographical location covered by the Local
288 contract (at least not without the agreement of Local 288).
Accordingly, I find that Antelope Valley is distinguishable, and
that, applying the factors and analysis set forth in the prior and
subsequent Board decisions cited above, the consolidation/work
transfer constituted a unilateral change rather than a unit modi-
fication.
b. Whether the work transfer violated the consolidation
language in the recognition clause
As indicated above, the General Counsel also relies on the
consolidation language that was added to the recognition clause
of the Local 414C contract in 1982 (“This recognition clause
shall be unaffected by any future consolidation of the plants at
the Indian Orchard Site”). The General Counsel argues that
this language plainly prohibits Respondent’s action; that Re-
spondent’s contrary interpretation of the language is incon-
sistent with the parties’ history of bargaining over any move-
ment across the historic boundary and effectively renders the
language “meaningless;” and that Respondent’s unilateral con-
12 The General Counsel also cites Bremerton Sun Publishing Co.,
311 NLRB 467 (1993), the companion case to Antelope Valley. How-
ever, in that case, the employer specifically proposed deleting a signifi-
cant portion of the recognition clause. Again, that is not what occurred
here.
SOLUTIA, INC.
63
solidation and transfer of the WCL work therefore constituted
an unlawful midterm contract modification under Section 8(d)
of the Act. See GC Exh. 1(c), par. 18; Tr. 18–19; and Br. 1, 8,
and 20–25.13 This argument, however, is also unsupported.
Like a unit modification, a midterm contract modification
cannot be implemented without the union’s consent. However,
again, not every midterm unilateral change constitutes a con-
tract modification. The Board applies a “sound arguable basis”
standard in determining whether an employer’s midterm unilat-
eral change constitutes an impermissible contract modification
within the meaning of Section 8(d) of the Act. See Hospital
San Carlos Borromeo, 355 NLRB 153 (2010); Bath Iron
Works, 345 NLRB 499, 501 (2005), affd. sub nom. Bath Ma-
rine Draftsmen Assn. v. NLRB, 475 F.3d 14 (1st Cir. 2007); and
Westinghouse Electric, 313 NLRB 452, 453 (1993), enfd. sub
nom. Salaried Employees Assn v. NLRB, 46 F.3d 1126 (4th Cir.
1995), cert denied 115 S.Ct. 1403 (1995).14
Here, Respondent clearly had a sound arguable basis for
concluding that the language of the Local 414C recognition
clause did not prohibit the consolidation. On its face, the con-
solidation language does not prohibit unilateral consolidations;
rather, at most it prohibits Respondent from unilaterally modi-
fying the unit pursuant to a consolidation. Further, as discussed
above, the consolidation here did not, in fact, modify the unit.
Moreover, contrary to the General Counsel’s contention, Re-
spondent’s interpretation is not inconsistent with the parties’
history of bargaining over movements across the geographic
boundary. With the exception of the 1994 transfer of work
from the east to the west side, which Monsanto bargained over
with Local 288 not Local 414C (see fn. 4, supra), the prior
“movements” appear to have involved movement of employ-
ees, rather than work, across the line, i.e. they involved situa-
tions where employees on either side performed work on the
opposite side while remaining in their respective units. In any
event, the fact that the parties bargained over “crossing lines” in
the past suggests, at most, that they believed bargaining was
13 The complaint is not a model of clarity in this respect. Thus, for
example, par. 18 (which contains the 8(d) allegation) references par. 14
(which alleges that the work transfer was a permissive subject of bar-
gaining), but not par. 12 (which alternatively alleges that the transfer
was a mandatory subject). However, Sec. 8(d) only applies to manda-
tory subjects of bargaining. See Milwaukee Spring Div. (Milwaukee
Spring II), 268 NLRB 601, 603 fn. 13 (1984), enfd. sub nom. Auto
Workers Local 547 v. NLRB, 765 F.2d 175 (D.C. Cir. 1985); Bath
Marine Draftsmen Assn. v. NLRB, 475 F.3d 14, 20 (1st Cir. 2007); and
Hill-Rom Co., 957 F.2d 454, 457 (7th Cir. 1992). Nevertheless, coun-
sel for the General Counsel made clear in her opening statement at trial
that the 8(d) theory was being alleged, and the parties’ posthearing
briefs all specifically address the 8(d) theory. Accordingly, I find that
Respondent was given adequate notice of the General Counsel’s theory.
Cf. Baptist Hospital of East Tennessee, 351 NLRB 71, 72 fn. 5 (2007).
14 The General Counsel does not contend that the consolida-
tion/transfer was motivated by antiunion animus. See generally Mil-
waukee Spring II, supra, 268 NLRB at 602–604 (overruling prior Board
decisions and adopting the Seventh Circuit’s holding in University of
Chicago, 514 F.2d 942, 949 (1975), that unless specifically prohibited
by the bargaining agreement, an employer is free to transfer work out
of the unit if the employer bargains in good faith to impasse and is not
motivated by antiunion animus).
required; it does not necessarily suggest that they believed con-
sent was required. Indeed, as Local 414C acknowledges (Br.
13–14), if consent was required, it could have refused to bar-
gain with Respondent.
Finally, Respondent’s interpretation of the consolidation lan-
guage also does not necessarily render the language “meaning-
less.” As noted by Respondent (Br. 13–14), if the consolidation
had, in fact, modified the scope of the unit (for example, in the
manner set forth in the Board decisions cited in the previous
discussion above), the language might well have prohibited the
transfer without Local 414C’s consent.
Accordingly, in agreement with Respondent, I find that the
August 2009 consolidation/work transfer did not constitute an
8(d) contract modification under extant Board law.
2. Whether Respondent unlawfully failed to afford Local 414C
an opportunity to bargain over the decision and its effects
As indicated above, the General Counsel alternatively argues
that Respondent had a duty to provide Local 414C with an op-
portunity to bargain over the decision and its effects, but failed
to do so. For the reasons set forth below, I find that a prepon-
derance of the evidence supports this theory.
a. Whether the decision was a mandatory subject of bargaining
Respondent’s decision to consolidate and transfer the former
WCL work into the Saflex Lab was clearly a mandatory subject
of bargaining under Board law. Notwithstanding the Respond-
ent’s contention otherwise, there was no change in the nature,
scope, or direction of the corporate enterprise. Respondent
continued to test products as it had done in the past; it simply
decided to do so with fewer employees by shifting testing work
from one group of employees to another group of employees at
another building on the same site.15 As noted by the General
Counsel, on essentially identical facts, the Board in Westing-
house Electric, supra, held that an employer has a statutory
obligation to bargain over such decisions regardless of whether
labor costs are a factor, i.e. even without applying the multi-
step analysis for relocations set forth in Dubuque Packing, 303
NLRB 386 (1991), enfd. in relevant part 1 F.3d 24 (D.C. Cir.
1993).16
Moreover, as indicated above, labor costs clearly were a fac-
tor in Respondent’s decision to consolidate/reassign the work.
See Westinghouse Electric, supra, 313 NLRB at 453 fn. 5 (la-
15 Although the transfer of the WCL testing work to the east side in-
creased the volume of work and skill level of the Local 288 employees
in the Saflex Lab, such increases are a natural consequence of any work
transfer and do not constitute a change in the nature, scope, or direction
of the corporate enterprise. See Holmes & Narver, 309 NLRB 146, 147
(1992), and cases cited there. Indeed, as previously noted (fn. 6, supra),
Respondent’s plant manager at Indian Orchard, David Lahr, specifical-
ly admitted that the 2009 move was “something small” compared to the
“major” consolidation of salaried personnel in 1982.
16 The Dubuque test requires that the General Counsel initially show
that the relocation decision was unaccompanied by a basic change in
the nature of the operation. If the General Counsel successfully carries
this burden, the employer may rebut by showing that labor costs were
not a factor in the decision, or that the union could not have offered
labor cost concessions that could have changed the decision. 303
NLRB at 391.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
64
bor costs are not limited to a comparison of the respective em-
ployees’ wages, but also include total labor costs). Further,
Respondent has failed to show that Local 414C could not have
offered any labor cost concessions that could have altered its
decision. Respondent’s mere assertion that Local 414C could
not have done so (Br. 21), is insufficient to carry its burden.
See, e.g., Comar, Inc., 349 NLRB 342, 359 (2007), and cases
cited there. Thus, even applying the multistep Dubuque analy-
sis, Respondent had a statutory duty to bargain with Local
414C over the decision. See also Pan American Grain Co., 351
NLRB 1412 (2007), enfd. 558 F.3d 22, 29 (1st Cir. 2009)
(layoffs motivated in part by desire to reduce labor costs
prompted by substantial reduction in production and sales con-
stituted mandatory subject of bargaining even if an additional
motivation was to modernize/automate the plant).
b. Whether Local 414C waived its right to bargain
over the decision
Respondent argues that, even if the consolidation/work trans-
fer was a mandatory subject of bargaining, Local 414C waived
its right to bargain by failing to request bargaining over the
decision (Tr. 31–33; and Br. 21). However, the argument is
without merit. Whether or not Local 414C requested bargain-
ing immediately after being notified of the planned move in
March,17 it effectively did so both by its May 7 letter to Re-
spondent and by its subsequent unfair labor practice charge and
grievance. In any event, no specific demand was necessary
given that Respondent had already decided, even before notify-
ing Local 414C of the planned move in March, that the decision
was not negotiable, and clearly notified Local 414C that this
was its position at least by May 29, in its reply to the Union’s
May 7 letter. See Regal Cinemas, 334 NLRB 304, 315 (2001),
enfd. in relevant part 317 F.3d 300, 314 (D.C. Cir. 2003); and
Westinghouse Electric, supra, 313 NLRB at 453 (union has no
duty to make formal request to bargain where management
clearly indicated its view that the decision is within its sole
discretion, and thereby effectively presented it as a fait accom-
pli).
As discussed above, Respondent’s May 29 response to Local
414C’s May 7 letter also asserted that the management-rights
provision in the 2006 contract (Sec. 4 of the Recognition
Clause) effectively waived Local 414C’s right to bargain over
the consolidation/transfer. Respondent made the same asser-
tion in its June 19 letter denying Local 414C’s grievance.
However, Respondent has not specifically repeated this argu-
ment in the instant unfair labor practice proceeding. In any
event, for the reasons set forth below, it is likewise without
merit.
Under well-established Board precedent, a waiver of the
statutory right to bargain must be “clear and unmistakable.”
Provena St. Joseph Medical Center, 350 NLRB 808 (2007).
Pursuant to this standard, a previously negotiated contract pro-
vision will be found to constitute a waiver of the right to bar-
17 The record is less than clear whether Bellerive requested bargain-
ing during his formal or informal meetings with Coppola prior to May.
However, in light of my other findings, it is unnecessary to decide this
issue.
gain over a unilateral change only if the text, or the parties’ past
practice and bargaining history, “unequivocally and specifical-
ly” reveals a mutual intention to permit the unilateral action.
Id. at 811.
Here, as noted above (fn. 8, supra), the management-rights
clause of the 2006 contract generally reserves to the Company
“the operation of the plant, including but not limited to the right
to employ, promote, lay-off, discipline or discharge for just
cause, and to judge the qualifications and competency of all
employees.” Nowhere, however, does it specifically reserve
the right to unilaterally consolidate operations, transfer work, or
eliminate unit positions. Nor do the parties’ past practice and
bargaining history reveal an intention to reserve such actions to
management. Accordingly, the record fails to establish that
Local 414C clearly and unmistakably waived its right to bar-
gain over the consolidation and transfer of the WCL testing
work. See, e.g., Provena St. Joseph, supra, 350 NLRB at 815
fn. 34; and Public Service Co. of New Mexico, 337 NLRB 193,
199 (2001).
The Board’s “clear and unmistakable waiver” standard has
been rejected by a few courts of appeals, including both the
First Circuit (where this case arises) and the D.C. Circuit. The-
se circuits instead apply a less-stringent “contract coverage”
test. See Bath Marine Draftsmen’s Assn. v. NLRB, 475 F.3d
14, 25 (1st Cir. 2007); and U.S. Postal Service v. NLRB, 8 F.3d
832, 837 (D.C. Cir. 1993). See also Chicago Tribune Co. v.
NLRB, 974 F.2d 933 (7th Cir. 1992).
However, Respondent fares no better under the “contract
coverage” test, as the management-rights clause does not even
cover the type of actions at issue. Thus, although it begins with
a general authorization to “operate” the plant, and includes a
nonexhaustive list of specific examples, the examples are all of
one type or class: routine employment actions (“the right to
employ, promote, lay-off, discipline or discharge for just cause,
and to judge the qualifications and competency of all employ-
ees”). In contrast, Respondent’s action here involved a consol-
idation of operations, transfer of work out of the unit, and elim-
ination of unit positions—actions which could affect the entire
bargaining unit, rather than just individual employees.
Moreover, as discussed above, in a separate 2006 MOU re-
garding the new ALS (Pre-Lam) work, the parties specifically
included a provision addressing Respondent’s right to move the
work from the west side. If Respondent believed the manage-
ment-rights clause of the collective-bargaining agreement al-
ready permitted this, there was no need to include such a provi-
sion in the ALS MOU.
In short, although the management-rights clause indicates
(by use of the phrase “including but not limited to”) that the list
was not meant to be exhaustive, neither the language nor the
bargaining history supports a finding that the clause was meant
to encompass the kind of action at issue here. Accordingly,
there is no reasonable or sound arguable basis for concluding
that Local 414C had previously negotiated away its statutory
right to bargain over such issues by agreeing to the manage-
ment-rights clause. Cf. Regal Cinemas, Inc. v. NLRB, 317 F.3d
300, 313 (D.C. Cir. 2003), enfg. 334 NLRB 304, 315 (2001)
(management rights clause that expressly authorized employer
to “change or eliminate existing . . . procedures or work” did
SOLUTIA, INC.
65
not encompass employer’s transfer of employees’ work to
managers). Compare also Conoco Inc., 91 F.3d 1523, 1527
(D.C. Cir. 1996) (reaching contrary result where employer in-
creased the number of progression/seniority units in connection
with a realignment of divisions, and the management-rights
clause specifically reserved the right to “redetermine the organ-
ization of the . . . Division including but not limited to its loca-
tion, relocation, [and] types of operation;” to “discontinue in
whole or in part processes or operations or . . . their perfor-
mance by employees of the . . . Division or Company;” and to
“transfer within or without the Company any work, technology,
equipment, or process”).
c. Whether Respondent failed to provide Local 414C an
adequate opportunity to bargain over the effects
Finally, Respondent argues that it actually fulfilled its statu-
tory obligations regarding the effects of its decision. Respond-
ent cites its May 29 letter, which offered to “discuss . . . any
reasonable proposals” regarding employees who may be “af-
fected by” the consolidation, and Local 414C’s failure to re-
spond to this offer. (Tr. 34–35; and Br. 22–23.)
However, as discussed above, Respondent was legally obli-
gated to bargain with Local 414C to agreement or impasse over
both the decision and its effects. Further, Local 414C would
reasonably expect to bargain over the former before (or at least
contemporaneously with) the latter. See Dan Dee West Virgin-
ia Corp., 180 NLRB 534, 539 (1970) (“It may be true that the
Union avoided bargaining about the effects of the change, but
bargaining on that subject was premature until the matter of the
change was resolved or an impasse reached on it.”) According-
ly, Respondent’s limited offer to bargain only over the latter
without the former was insufficient to satisfy its obligations as
to either, or to avoid the standard remedial order. See Public
Service Co., supra, 337 NLRB at 199 (reaching similar conclu-
sion even though the parties had actually met and bargained
over effects).
CONCLUSIONS OF LAW
1. Respondent did not modify the scope of the bargaining
unit, or otherwise modify the contractual recognition clause
during the term of its collective-bargaining agreement with
Local 414C within the meaning of Section 8(d) of the Act, by
consolidating its laboratory operations and transferring work
out of the Local 414C unit in August 2009.
2. However, by failing and refusing to provide Local 414C
with an opportunity to bargain over its decision to consolidate
and transfer the work and the effects on unit employees of that
decision, Respondent engaged in unfair labor practices affect-
ing commerce within the meaning of Section 8(a)(5) and (1)
and Section 2(6) and (7) of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I shall order it to cease and desist therefrom and
to take certain affirmative action designed to effectuate the
policies of the Act. Specifically, as requested by the General
Counsel and Charging Party, I shall order Respondent to re-
scind its unlawful, unilateral changes and return to the status
quo ante by restoring the West Control Lab as it existed on or
about August 1, 2009.18 Such a restoration order is presump-
tively appropriate to remedy unlawful unilateral changes. Fur-
ther, Respondent has not to date shown that restoration of the
WCL would be unduly burdensome. As indicated above, the
transferred work was performed in the WCL for many years;
the consolidation and transfer of the work to the Saflex Lab was
accomplished without significant capital expenditures; and both
the building that housed the WCL (Building 160) and the lab
equipment remain available for use. Moreover, Respondent has
presented no specific evidence or argument that restoration
would otherwise cause it undue economic hardship. Accord-
ingly, I find that a restoration order is appropriate. See general-
ly Lear Siegler, Inc., 295 NLRB 857, 861 (1989). See also Pan
American Grain Co. v. NLRB, 558 F.3d 22, 29 (1st Cir. 2009),
enfg. 351 NLRB 1412 (2007); and Regal Cinemas v. NLRB,
supra, 317 F.3d at 315.19
As requested by the General Counsel and Charging Party, I
shall also order Respondent to offer immediate and full rein-
statement to their former jobs to any current or former WCL
employees who may have been reassigned, bid into other jobs,
or opted to retire as a result of Respondent’s unilateral consoli-
dation/work transfer and elimination of unit positions. To the
extent Respondent has not already done so (see fn. 11, supra), I
shall also order it to make whole any such employees who have
lost earnings and other benefits as a result of its unfair labor
practices. See, e.g., Mt. Sinai Hospital, supra, 331 NLRB at
912.20 Backpay shall be computed in the manner set forth in
18 Nothing here shall be construed to authorize or require the with-
drawal or elimination of any wage increase or other improved benefits
or terms or conditions of employment implemented by Respondent.
19 If there is any new or previously unavailable evidence showing
that restoration of the WCL has become unduly burdensome since the
hearing, Respondent may present that evidence in the compliance pro-
ceeding. See, e.g., Regal Cinemas, supra, 334 NLRB at 306.
20 The General Counsel and Local 414C presented testimonial evi-
dence and offers of proof at the hearing to provide a foundation for
issuing these reinstatement and make whole remedies. However, to
avoid further delay in a decision on the merits, all parties agreed to
defer fully litigating which, if any, employees are entitled to these
remedies to the compliance proceeding. See Tr. 9–14, 368–372, 398–
99, 423–425, and 433–434; and R. Br. 24. Accordingly, given that: 1)
there is no dispute that at least some unit positions were eliminated; 2)
evidence has been presented that, if ultimately credited and not rebut-
ted, would establish that one or more employees were reassigned, bid
for other jobs, or opted to retire as a result; and 3) all parties rested with
the understanding that full litigation of the reinstatement and make
whole issues would be deferred to compliance (absent a posthearing
request by the General Counsel to reopen, which has not been filed), I
find that it is appropriate to do so. Cf. Borden, Inc., 308 NLRB 113,
114 fn. 12 (1992), enfd. 19 F.3d 502 (10th Cir.), cert. denied 115 S.Ct.
316 (1994) (Board found that issue of whether employees who took
early retirement were constructively discharged was “fully and fairly
litigated,” but left to compliance “the number and identity” of such
employees); and Beverly Enterprises, 341 NLRB 296, 296, and 308
(2004) (Board reversed ALJ’s order deferring constructive discharge
issue to compliance where the General Counsel had merely “raised the
possibility” that some employees were constructively discharged as a
result of being unilaterally transferred out of the unit, and there was no
indication that the respondent had agreed to defer litigation of the issue
to compliance).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
66
Ogle Protection Service, 183 NLRB 682 (1970), with interest
as set forth in New Horizons, 283 NLRB 1173 (1987).21
Respondent shall also be required to remit all contributions it
would have made on the employees’ behalf to employee re-
tirement, 401(k), and/or health care funds absent its unlawful
unilateral changes, including any additional amounts due the
funds in accordance with Merryweather Optical Co., 240
NLRB 1213, 1216 fn. 6 (1979). In addition, Respondent shall
reimburse the employees for any expenses they may have in-
curred as a result of its failure to make such benefit fund con-
tributions, as set forth in Kraft Plumbing & Heating, 252
NLRB 891 fn. 2 (1980), enfd. mem. 661 F.2d 940 (9th Cir.
1981), with interest as prescribed in New Horizons for the Re-
tarded, supra.22
Respondent shall also be required to reimburse Local 414C
for any dues that it would have deducted from the employees
and remitted to Local 414C under the collective-bargaining
agreement absent its unlawful unilateral changes. Such sums
shall likewise be calculated in the manner set forth in Ogle
Protection Service, supra, with interest as prescribed in New
Horizons, supra.
Finally, I shall order Respondent to notify and, on request,
bargain collectively and in good faith with Local 414C as the
exclusive representative of the unit employees before imple-
menting any similar changes in wages, hours, or other terms
and conditions of employment of unit employees in the future.
See, e.g., St. George Warehouse, 341 NLRB 904 (2004), enfd.
420 F.3d 294 (3d Cir. 2005).
Accordingly, on the foregoing findings of fact and conclu-
sions of law, and on the entire record, I issue the following
recommended23
ORDER
The Respondent, Solutia, Inc., Springfield, Massachusetts,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to bargain with United Food &
Commercial Workers Union Local 414C/International Chemi-
cal Workers Union Council, Affiliated with United Food &
Commercial Workers International Union, CLC, as the exclu-
sive collective-bargaining representative of the employees in
the following unit, over the decision to consolidate and transfer
21 The General Counsel requests that Respondent be ordered to pay
quarterly compound interest on any monetary remedy (GC Exh. 1(c), p.
5; and Br. 34). The Charging Party also requests compound interest,
albeit calculated daily rather than quarterly (Br. 25). However, current
Board practice is to assess only simple interest. See, e.g., Bobbitt Elec-
trical Service, 355 NLRB No. 37, slip op. at 1 fn. 2 (2010) (not report-
ed in Board volumes), and cases cited there.
22 To the extent that an employee has made personal contributions to
a fund that were accepted by the fund in lieu of Respondent’s contribu-
tions, Respondent will reimburse the employee, but the amount of such
reimbursement will constitute a setoff to the amount that Respondent
otherwise owes the fund.
23 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
unit work from the West Control Lab to the Saflex Lab, and the
effects of that decision on the unit employees:
All hourly rated employees, excluding executives, office and
clerical employees, guards, professional employees and su-
pervisors as set forth in the National Labor Relations Board
Certification of Representatives dated October 26, 1950,
for
the then existing Bircham Bend Plant.
(b) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Rescind the unilateral consolidation and transfer of work
from the West Control Lab to the Saflex Lab and return to the
status quo ante by restoring the West Control Lab as it existed
on or about August 1, 2009.
(b) Offer immediate and full reinstatement to their former
jobs to any current or former employees in the West Control
Lab who may have been reassigned, bid into other jobs, or opt-
ed to retire as a result of its unilateral consolidation/work trans-
fer and elimination of unit positions.
(c) To the extent it has not already done so, make whole,
with interest, any such employees who have lost earnings and
other benefits as a result of its unlawful unilateral changes, in
the manner set forth in the remedy section above.
(d) Remit all contributions it would have made on the em-
ployees’ behalf to employee retirement, 401(k), and/or health
care funds absent its unlawful unilateral changes, and reimburse
the employees for any expenses they may have incurred as a
result of its failure to make such benefit fund contributions, in
the manner set forth in the remedy section above.
(e) Reimburse Local 414C for any dues that it would have
deducted from the employees and remitted to Local 414C under
the collective-bargaining agreement absent its unlawful unilat-
eral changes, as set forth in the remedy section above.
(f) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(g) Within 14 days after service by the Region, post at its In-
dian Orchard facility copies of the attached notice marked “Ap-
pendix.”24 Copies of the notice, on forms provided by the Re-
gional Director for Region 1, after being signed by the Re-
spondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
24 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
SOLUTIA, INC.
67
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the Indian Orchard facility, the Respondent
shall duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees employed
by the Respondent at any time since August 2, 2009.
(h) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT refuse to bargain with United Food & Com-
mercial Workers Union Local 414C/International Chemical
Workers Union Council, Affiliated with United Food & Com-
mercial Workers International Union, CLC, as the exclusive
collective-bargaining representative of the employees in the
following unit, over our decision to consolidate and transfer
unit work from the West Control Lab to the Saflex Lab, and the
effects of that decision on the unit employees:
All hourly rated employees, excluding executives, office and
clerical employees, guards, professional employees and su-
pervisors as set forth in the National Labor Relations Board
Certification of Representatives dated October 26, 1950,
for
the then existing Bircham Bend Plant.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL rescind the August 2009 unilateral consolidation
and transfer of work from the West Control Lab to the Saflex
Lab and return to the status quo ante by restoring the West
Control Lab as it existed immediately prior thereto.
WE WILL offer immediate and full reinstatement to their for-
mer jobs to any current or former employees in the West Con-
trol Lab who may have been reassigned, bid into other jobs, or
opted to retire as a result of our unilateral consolidation/work
transfer and elimination of unit positions.
WE WILL make whole, with interest, any such employees who
have lost earnings and other benefits as a result of our unlawful
unilateral changes, to the extent we have not already done so.
WE WILL remit all contributions we would have made on the
employees’ behalf to employee retirement, 401(k), and/or
health care funds absent our unlawful unilateral changes, and
reimburse the employees for any expenses they may have in-
curred as a result of our failure to make such benefit fund con-
tributions.
WE WILL reimburse Local 414C for any dues that we would
have deducted from the employees and remitted to Local 414C
under the collective-bargaining agreement absent our unlawful
unilateral changes.
SOLUTIA, INC.