357 NLRB 203
Lawrence Livermore National Security, LLC
LAWRENCE LIVERMORE NATIONAL SECURITY, LLC
357 NLRB No. 23
203
Lawrence Livermore National Security, LLC and
Society of Professionals, Scientists, and Engi-
neers Local 11–University Professional and
Technical Employees (UPTE), Communications
Workers of America (CWA) Local 9119, AFL–
CIO. Case 32–CA–023902
July 28, 2011
DECISION AND ORDER
BY MEMBERS BECKER, PEARCE, AND HAYES
On November 9, 2009, Administrative Law Judge
Gerald A. Wacknov issued the attached decision. The
Union filed exceptions and a supporting brief, and the
Respondent filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs, and has decided to
affirm the judge’s rulings, findings, and conclusions only
to the extent consistent with this Decision and Order.
The judge ruled that the Respondent did not violate
Section 8(a)(5) and (1) of the Act when it laid off nine
employees represented by the Union on May 19, 2008.
The judge concluded that the parties were not yet en-
gaged in negotiations for a collective-bargaining agree-
ment at the time of the layoff, and that the Respondent
accordingly did not have to bargain to an agreement or
good-faith impasse before implementing the layoffs.
Contrary to the judge, we find that the parties were in
fact engaged in contract negotiations at the time of the
layoff. Therefore, we reverse.
Lawrence Livermore Laboratory (the Laboratory) is a
multiprogram national security facility owned by the
Federal Government, and operated by the Respondent as
the government’s contractor. From the time it was estab-
lished in 1952 until October 1, 2007, it was operated and
managed by the University of California. In September
2007, the Laboratory advised its employees that in 2008
there would be work force restructuring due to increased
costs and reduced funding by the Department of Energy.
On September 26, 2007, pursuant to a card check, the
California Public Relations Board certified the Union as
the collective-bargaining representative of the Laborato-
ry’s skilled crafts employees.1 Six days later, on October
1 The unit, which consisted of about 140 employees, is defined as:
All full-time and regular part-time skilled crafts employees, including:
air conditioning, mechanics, boiler & pressure systems workers, car-
penters, electricians, heavy equipment mechanics, locksmiths,
maintenance mechanics, painters, plumbers/fitters, riggers, sheet metal
workers, trades helpers, and welders; excluding Laborer I, Laborer II,
Machinists classifications, all other 900 Series classifications, all other
1, the Respondent became the successor employer of the
unit employees and, on October 7, the Union requested
recognition based on the state certification. The Re-
spondent declined on the ground that the Union’s certifi-
cation was not based on a secret-ballot election, and be-
cause there had been no hearing on the appropriateness
of the unit. In response, the Union filed unfair labor
practice charges with the Board.
Between October 1, 2007, and May 26, 2008,2 the Re-
spondent implemented a three-phase reduction in force
(RIF), including both voluntary and involuntary layoffs.
During the first phase, in January, the Respondent laid
off 19 unit employees without bargaining with the Un-
ion. The Union responded with additional unfair labor
practice charges.
On February 28, the Respondent and the Union entered
into a non-Board settlement agreement resolving the
charges. The Respondent agreed to recognize and bar-
gain with the Union for an initial contract and to bargain
about the effects of the January layoffs. The Respondent
also agreed to bargain about both the decision and effects
of any future layoffs.
The parties first met to negotiate on March 4. At that
meeting, the Union presented a letter from Union Chief
Negotiator James Wolford to Respondent Chief Negotia-
tor Robert Perko requesting information needed to for-
mulate wage, benefit and other contract proposals, as
well as information concerning plans and projections for
future layoffs. At the Union’s suggestion, the parties
agreed to bargain over the effects of the January layoffs
before turning to the initial contract terms. Wolford tes-
tified that the Union wanted to address the layoffs first
because of the “immediate harm to the 19 bargaining unit
employees who were laid off in January,” to strengthen
its image with employees who would be asked to ratify a
contract, and to gain negotiating experience.
Between March 4 and April 24, the Union made sever-
al additional requests for information relating to effects
of the January layoff. Several times during the course of
bargaining, the Union, anticipating future layoffs, asked
the Respondent to provide it with the names of and perti-
nent information about all unit employees designated for
layoffs. Perko replied that reducing the work force was a
complex process and that the Respondent had no specific
information to give. Meanwhile, the Respondent contin-
ued with its RIF plan. In a March 21 letter to the em-
ployees, the Respondent stated that voluntary separations
had fallen short of the Respondent’s goal and that the
classifications, including all management, supervisory and confiden-
tial employees.
2 All dates hereafter are in 2008, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
204
Respondent was investigating the possibility of another
involuntary layoff.3
On April 24, Perko wrote Wolford announcing the
need to lay off 10 to 15 more unit employees, “strictly in
accordance with the inverse order of seniority.” The
letter further provided that the laid-off employees would
receive at least 30 calendar days’ notice of layoff or pay
in lieu of notice; the layoff notices would be issued the
week of May 19; and any preferential transfers and re-
calls would be according to the Respondent’s policies.
Perko offered to meet to discuss the anticipated staff re-
duction and stated that the Respondent would consider
“any suggestions or concerns you wish to express or pro-
pose.”
During this period of ongoing negotiations, both sides
made proposals addressing, among other things, health
and safety issues, relevant to both the effects of the Janu-
ary layoffs and initial contract bargaining. No agreement
was reached. Wolford argued that the reduction in the
unit created an unsafe environment for the remaining unit
employees and for the general work force, including an
increase in the likelihood of exposure to hazards. In a
May 1 letter to Perko, Wolford urged the Respondent to
cancel the additional layoffs and agree to bargain about
the health and safety effects of the layoffs that had al-
ready occurred.
In a May 6 petition, 73 unit employees repeated Wol-
ford’s safety concerns and urged the Respondent to can-
cel the extra layoffs and bargain over the health and safe-
ty effects of the January layoff. Perko replied that the
Union’s health and safety proposals “could be advanced
and considered anew when we bargain for a new con-
tract.” Ultimately, one of the Union’s health and safety
proposals was included in the collective-bargaining
agreement.
In a May 12 letter, Wolford requested, for the next
bargaining session, a list of unit employees selected to be
laid off, including the name, job title, current assignment,
final rate of pay, date of hire, date of separation, home
address, and phone number of each employee. Wolford
testified that the Union requested this information to de-
velop its bargaining position, specifically to determine
whether the employees identified for layoff might be
qualified for other unit or nonunit positions. Wolford
also testified that he needed the names to determine who
among the laid-off employees would be willing to job-
share with willing employees who had not been laid off.
On May 13, Perko replied that the Respondent was still
3 The Department of Energy approved that layoff plan on April 15,
well after the February 28 settlement agreement in which the Respond-
ent agreed to bargain for an initial contract and about the decision and
effects of any future layoffs.
in the process of identifying the crafts to be reduced and
the employees involved, and that as soon as the final
review was complete he would provide the information.
On May 19, Perko provided a list of nine unit employ-
ees selected for layoff. Perko told Wolford that the em-
ployees were being notified that day and “because he had
concerns about safety and security that they were also
being escorted off the site that day.” Wolford testified
that he received the list about the same time the employ-
ees were escorted off the premises.
In a letter that same day, Wolford protested that the
layoffs were occurring without the Union having an op-
portunity to bargain about the decision or its implementa-
tion. Wolford asked the Respondent to restore the status
quo pending bargaining about alternatives to layoff, such
as reduced hours and job sharing. Wolford also asked
that one of the Respondent’s financial officers be present
at the bargaining to explain the budget considerations
that led to the Respondent’s decision to proceed with the
layoff.
On May 22, Perko replied that the Respondent did not
have its final list of employees to be laid off until shortly
before it gave the list to the Union on May 19. Perko
stated that because he had previously told Wolford that
the employees would be laid off in inverse order of sen-
iority within classifications, “the only uncertainty con-
cerned the number to be laid off and the classifications
affected.” Perko repeated that the Respondent was will-
ing to bargain about the layoff and its effects, but noted
that the Union had not previously proposed alternatives
and that any current proposal would “seem[] entirely
tactical” and inconsistent with the Union’s duty of good
faith. He rejected the Union’s request to reinstate the
nine unit employees laid off on May 19.
On July 10, the parties signed an agreement resolving
effects bargaining over the January layoff. This agree-
ment stated that it was a “complete settlement of all is-
sues related to the effects bargaining over the release of
flexible-term employees from the Skilled Crafts bargain-
ing unit in January 2008.”
The complaint alleged that “since March 4, 2008, Re-
spondent and the Union have been engaged in negotia-
tions for an initial collective bargaining agreement,” and
that the Respondent unlawfully laid off employees on
May 19, 2008, “without first bargaining with the Union
to an overall good faith impasse.” Contrary to the com-
plaint, the judge concluded that the parties had not com-
menced bargaining for an initial collective-bargaining
agreement at the time of this layoff, and therefore the
Respondent did not have to bargain to an overall impasse
prior to implementing the layoffs.
LAWRENCE LIVERMORE NATIONAL SECURITY, LLC
205
The judge based his analysis on his finding that the
parties did not begin bargaining for an initial agreement
until after July 10, the date that the effects bargaining
was completed, and well after the May 19 layoff. The
judge found that at the outset of bargaining, the Union
had requested, and the Respondent had agreed, to bifur-
cate the bargaining process by negotiating an agreement
on the effects of the January layoffs before beginning
initial contract bargaining. The judge rejected the Gen-
eral Counsel’s theory that, from the beginning, the par-
ties’ bargaining encompassed matters related to the ini-
tial agreement as well as the effects of the January layoff,
and that the Union did not unequivocally agree to bifur-
cated negotiations. The judge reasoned that, although the
health and safety concerns the parties discussed might be
relevant to both sets of bargaining, this overlap did not
alter the parties’ clear understanding that they would
bargain about the effects of the January layoff and, only
after that was completed, the contract. Nor did the judge
find that the Union’s information requests, which en-
compassed matters relevant to contract bargaining,
demonstrated that the parties were engaged in initial con-
tract bargaining as well as effects bargaining. Because
the judge concluded that the parties were not engaged in
initial contract negotiations at the time of the May layoff,
he found that Bottom Line Enterprises, 302 NLRB 373
(1991), enfd. mem. 15 F.3d 1087 (9th Cir. 1994), and
RBE Electronics of S.D., 320 NLRB 80, 81 (1995), were
inapposite, and dismissed the complaint.
Under the unilateral change doctrine, an employer’s
duty to bargain under the Act includes the obligation to
refrain from changing its employees’ terms and condi-
tions of employment without first bargaining to impasse
with the employees’ collective-bargaining representative
concerning the contemplated changes.4 During negotia-
tions for a collective-bargaining agreement, more specif-
ically, an employer may not unilaterally change any term
or condition of employment without having bargained to
impasse for the agreement as a whole.5 The definitive
statement of the modern rule appears in Bottom Line En-
terprises:
[W]hen, as here, the parties are engaged in negotiations
[for a collective-bargaining agreement], an employer’s
obligation to refrain from unilateral changes extends
4 NLRB v. Katz, 369 U.S. 736, 743–747 (1962).
5 E.I. Dupont de Nemours, 355 NLRB 1098, 1098 (2010); Register-
Guard, 339 NLRB 353, 354 (2003); RBE Electronics of S.D., 320
NLRB 80, 81 (1995); Bottom Line Enterprises, 302 NLRB 373, 374
(1991); see Litton Financial Printing Division v. NLRB, 501 U.S. 190,
198 (1991) (“I]t is difficult to bargain if, during negotiations, an em-
ployer is free to alter the very terms and conditions that are the subject
of those negotiations.”).
beyond the mere duty to give notice and an opportunity
to bargain; it encompasses a duty to refrain from im-
plementation at all, unless and until an overall impasse
has been reached on bargaining for the agreement as a
whole.6
It is undisputed that the parties in this case had not
bargained to impasse concerning a collective-bargaining
agreement as of the date of the layoff, and that the layoff
constituted a unilateral change of terms and conditions of
employment. The only issue in dispute is thus whether
the parties were engaged in contract negotiations at the
time of the layoff.
The facts pertinent to that question are also undisput-
ed: On February 28, the parties signed a settlement
agreement pursuant to which the Respondent agreed to
bargain in good faith with the Union over the terms of a
new collective-bargaining agreement as well as the ef-
fects of prior layoffs and any decisions on future layoffs.
On March 4, the parties held their first bargaining ses-
sion. At that initial session, they agreed to focus first on
the effects of the January layoffs, and then to move to the
initial contract terms. Also at the initial session, the un-
ion presented a written request for information that it
needed to formulate contract proposals. The first stage of
bargaining, concerning the January layoffs, was still on-
going at the time that the Respondent announced the new
layoffs on May 19.
It is clear from these undisputed facts that the Re-
spondent and the Union were engaged in negotiations for
an initial collective-bargaining agreement on May 19, the
date of the layoff. The negotiations had started on March
4 with the discussion and agreement on ground rules and
the Union’s request for information, and there is no con-
tention that they had concluded or reached impasse as of
May 19. That the ground rules provided for certain top-
ics to be discussed before others, does not alter the fact
that contract negotiations had begun and had not con-
cluded. Such a procedural agreement, without more,
simply sets “the format for negotiations” and does not
effectuate a waiver of any of the Union’s rights.7 For
example, in Central Maine Morning Sentinel, the parties
had “agreed on ground rules under which bargaining
over economic issues would be postponed until after
noneconomic issues were resolved.” 8 Before the parties
had completed their discussions of noneconomic issues
and started to discuss economic issues, the employer
6 302 NLRB at 374. In Bottom Line, the Board recognized “two lim-
ited exceptions to this general rule.” Id. There is no contention that
either exception applies in this case.
7 Vico Products Co., 336 NLRB 583, 598–599 (2001), enfd. 333
F.3d 198 (D.C. Cir. 2003).
8 295 NLRB 376, 376 (1980).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
206
unilaterally modified its established practice concerning
annual wage increases. In finding a violation, the Board
explained that “the burden was on [the] Respondent to
maintain the status quo and bargain about wage adjust-
ments at a time when that issue properly was on the ta-
ble.”9
Also significant in this regard is the detailed request
that the Union submitted to the Respondent at the March
4 meeting for information needed to formulate initial
contract proposals. The request sought financial and
budget documents as well as salary and benefit surveys,
personnel policies and pension information. It is well
settled that “a request for information is tantamount to a
demand for bargaining,”10 thus triggering an employer’s
duty to refrain from unilaterally changing terms and con-
ditions of employment. For example, in Crittenton Hos-
pital, the union’s December 10 request for information
commenced the bargaining process and the employer’s
January 1 benefit plan changes were therefore unlaw-
ful.11 “The fact that the parties did not actually schedule
dates for negotiations until [the following] May [did] not
alter the Respondent’s duty to maintain the status quo
until negotiations commenced and resulted in final
agreement or impasse.”12 Thus, in the present case, even
if the parties had not actually started negotiations on
March 4, the Union’s request for information relating to
initial contract terms would have served to initiate the
bargaining process for purposes of the Respondent’s ob-
ligation to refrain from modifying any terms or condi-
tions of employment until a complete agreement was
reached or impasse was reached on the complete agree-
ment.13
It is clear under Crittenton Hospital that if the Union
had done nothing after serving the information requests,
the layoffs would have been an unlawful unilateral
change absent overall impasse. The proper question then
is whether by agreeing to bifurcate the negotiations the
Union clearly and unmistakably waived its then ongoing
right to negotiate to overall impasse before the Respond-
ent was at liberty to make unilateral changes. Metropoli-
tan Edison Co. v. NLRB, 460 U.S. 693, 708 fn. 12
(1983). We think the answer to that question is no.
There is absolutely no evidence of such a knowing waiv-
er in the agreement to discuss the prior layoffs before the
9 Id. at 379.
10 Sterling-Salem Corp., 231 NLRB 336, 337 fn. 6 (1977); see Eldo-
rado, Inc., 335 NLRB 952, 953–954 (2001).
11 343 NLRB 717, 740 (2004).
12 Ibid.
13 Thus, the judge’s finding, quoted in the dissent, that it is “crystal
clear . . . that the parties did not begin negotiations for an initial collec-
tive bargaining agreement until after July 10,” rests on a legally errone-
ous definition of when negotiations commence for this purpose.
terms of a first contract. The Union’s agreement to defer
discussions cannot constitute such a waiver when the
Board has held that a failure to demand bargaining at all
does not waive the union’s right to agree to any changes
absent overall impasse.
The Respondent was thus not free to make any unilat-
eral changes absent overall impasse on the agreement as
a whole. As there is no evidence, or even contention,
that such an impasse existed, we find that the Respondent
violated Section 8(a)(5) and (1) by laying off nine em-
ployees on May 19, 2008, without the Union’s agreement
or first bargaining with the Union to a overall good-faith
impasse.14
To hold otherwise would be detrimental to collective
bargaining. As it now stands, employers and unions are
free to order their bargaining in a manner they jointly
believe will be most productive. Were we to adopt the
judge’s decision, a union finding itself in this position
would be well advised to insist upon bargaining about
everything at once or risk being understood to have
waived its right to bargain about deferred subjects and
permitted the employer to act unilaterally in those areas.
AMENDED CONCLUSIONS OF LAW
1. Lawrence Livermore National Security, LLC, is an
employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
2. Society of Professionals, Scientists, and Engineers
Local 11–University Professional and Technical employ-
ees (UPTE), Communications Workers of America
(CWA) Local 9119, AFL–CIO is a labor organization
within the meaning of Section 2(5) of the Act.
3. The Union is the exclusive bargaining representa-
tive of the following appropriate unit:
All full-time and regular part-time skilled crafts em-
ployees, including: air conditioning mechanics, boiler
& pressure systems workers, carpenters, electricians,
14 During the hearing, the judge denied the General Counsel’s mo-
tion to amend the complaint to include an alternative theory of the
violation, i.e., that the “Respondent engaged in the layoff without af-
fording the Union an adequate opportunity to bargain . . . with respect
to the layoff and the effects of the layoff.” The General Counsel did
not except to the judge’s failure to allow the amendment, only the Un-
ion did so. It is well settled, however, that “the management of the
prosecution before the Board is entrusted to the sole discretion of the
General Counsel.” Sailor’s Union of the Pacific, AFL (Moore Dry
Dock Co., 92 NLRB 547 fn. 1 (1950). Another party “cannot enlarge
upon or change the [General Counsel’s] theory of the case.” Smoke
House Restaurant, 347 NLRB 192, 195 (2006), enfd. 325 Fed.Appx.
577 (9th Cir. 2009). See also Desert Aggregates, 340 NLRB 289 fn. 2
(2003), modified on other grounds 340 NLRB 1389 (2003). The Gen-
eral Counsel’s failure to except on this issue is consistent with the view
that he did not intend to proceed on that theory. Smoke House Restau-
rant, supra. Accordingly, the alternative theory is not before us, and we
do not pass on the judge’s discussion of it.
LAWRENCE LIVERMORE NATIONAL SECURITY, LLC
207
heavy equipment mechanics, locksmiths, maintenance
mechanics, painters, plumbers/fitters, riggers, sheet
metal workers, trades helpers, and welders; excluding
Laborer I, Laborer II, Machinists classifications, all
other 900 Series classifications, all other classifications,
including all management, supervisory and confidential
employees.
4. By unilaterally laying off unit employees on about
May 19, 2008, without the agreement of the Union or
without first bargaining with the Union to an overall
good faith impasse, the Respondent violated Section
8(a)(5) and (1) of the Act.
5. The unfair labor practice committed by Lawrence
Livermore National Security, LLC affects commerce
within the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent violated Section 8(a)(5) and
(1) of the Act by unilaterally laying off employees on
May 19, 2008, when the parties were engaged in negotia-
tions for a collective-bargaining agreement and had not
reached an overall good-faith impasse, we shall order it
to notify and, on request, bargain collectively and in
good faith with the Union before implementing any
changes in wages, hours, or other terms and conditions of
employment. In addition, we shall order the Respondent
to offer the affected employees reinstatement and to
make them whole for any loss of earnings and other ben-
efits, computed on a quarterly basis from the date of the
layoff to date of proper offer of reinstatement, less any
interim earnings, as prescribed in F. W. Woolworth Co.,
90 NLRB 289 (1950), with interest at the rate prescribed
in New Horizons, 283 NLRB 1173 (1987), compounded
daily as prescribed in Kentucky River Medical Center,
356 NLRB 6 (2010).
ORDER15
The National Labor Relations Board orders that the
Respondent, Lawrence Livermore National Security,
LLC, Livermore, California, its officers, agents, succes-
sors, and assigns, shall
1. Cease and desist from
15 Consistent with our recently issued decision in J. Picini Flooring,
356 NLRB 11 (2010), we have ordered the Respondent to distribute the
notice electronically if it is customarily communicating with employees
by such means. For the reasons stated in his dissenting opinion in J.
Picini Flooring, supra, Member Hayes would not require electronic
distribution of the notice.
(a) Failing and refusing to bargain collectively with
Society of Professionals, Scientists, and Engineers Local
11–University Professional and Technical Employees
(UPTE), Communications Workers of America (CWA)
Local 9119, AFL–CIO (the Union), as the exclusive col-
lective-bargaining representative in the following appro-
priate unit, by unilaterally laying off unit employees
when the parties are engaged in negotiations for a collec-
tive-bargaining agreement and have not reached an over-
all good-faith impasse:
All full-time and regular part-time skilled crafts em-
ployees, including: air conditioning mechanics, boiler
& pressure systems workers, carpenters, electricians,
heavy equipment mechanics, locksmiths, maintenance
mechanics, painters, plumbers/fitters, riggers, sheet
metal workers, trades helpers, and welders; excluding
Laborer I, Laborer II, Machinists classifications, all
other 900 Series classifications, all other classifications,
including all management, supervisory and confidential
employees.
(b) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Before implementing any changes in wages, hours,
or other terms and conditions of employment, notify and,
on request, bargain collectively and in good faith with
the Union as the exclusive representative of its employ-
ees in the appropriate unit.
(b) Within 14 days from the date of this Order, offer
those employees who were laid off on May 19, 2008, full
reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or any other rights or priv-
ileges previously enjoyed.
(c) Make unit employees whole for any loss of earn-
ings and other benefits suffered as a result of the Re-
spondent’s unlawful layoffs in the manner set forth in the
remedy section of this decision.
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the above unlawful May 19
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
208
layoffs, and within 3 days thereafter, notify the nine laid
off employees in writing that this has been done and that
the layoffs will not be used against them in any way.
(f) Within 14 days after service by the Region, post at
its facility in Livermore, California, copies of the at-
tached notice marked “Appendix.”16 Copies of the no-
tice, on forms provided by the Regional Director for Re-
gion 32, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees
are customarily posted. In addition to physical posting of
paper notices, notices shall be distributed electronically,
such as by email, posting on an intranet or an internet
site, and/or other electronic means, if the Respondent
customarily communicates with its employees by such
means. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material. If the Respondent has
gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since May 19, 2008.
(g) Within 21 days after service by the Region, file
with the Regional Director for Region 32 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
MEMBER HAYES, dissenting.
For the reasons set forth in the judge’s decision, and
now only contested by the Union, I would adopt his rec-
ommendation to dismiss the complaint allegation that the
Respondent unlawfully laid off employees on May 19,
2008, because the parties had not reached overall good-
faith impasse in bargaining for an initial collective-
bargaining agreement. Contrary to the majority, I agree
with the judge’s dispositive factual findings that it is
“crystal clear (my emphasis) . . . that the parties did not
begin negotiations for an initial collective bargaining
agreement until after July 10, the date negotiations for
effects bargaining over the January layoff had been com-
pleted and an agreement had been reached. It was at the
request of the Union . . . that the Union and the Respond-
ent, at the outset of bargaining, unequivocally agreed to
bifurcate the bargaining process by first negotiating an
agreement over the January layoffs,” which inevitably
16 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
and necessarily included bargaining over the decision
and effects of the May layoffs as the next phase of the
Respondent’s overall reduction in force plan1
Based on these unequivocal factual findings, the judge
correctly concluded that precedent holding that an em-
ployer may generally not insist on piecemeal bargaining
is not applicable to the bargaining situation at hand. The
Union agreed prior to any bargaining to separate initial
bargaining about the layoffs and the reduction in force
plan. By reversing the judge, my colleagues have effec-
tively imposed their own bargaining terms—a single
overall agreement—on the Respondent, rather than the
separate agreement it negotiated in good faith with the
Union. I would instead affirm the judge and dismiss the
complaint.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to bargain collectively
with Society of Professional, Scientists, and Engineers
Local 11–University Professional and Technical Em-
ployees (UPTE), Communications Workers of America
(CWA) Local 9119, AFL–CIO (the Union), as your ex-
clusive representative by unilaterally laying off employ-
ees in the following appropriate unit when we are en-
gaged in negotiations for a collective-bargaining agree-
ment and have not reached an overall good-faith im-
passe:
1 My colleagues state that the judge’s finding rests on a legally erro-
neous definition of when negotiations for an initial bargaining agree-
ment commence. To the contrary, the judge’s finding rests on a correct
and practical view that, when parties to a new bargaining relationship
first meet, they can and in many instances obviously must agree to
resolve transitional matters of immediate concern first, independent of
bargaining for an intial contract. It is my colleagues’ view, not the
judge’s, that impedes the voluntary effective ordering of bargaining in
this context.
LAWRENCE LIVERMORE NATIONAL SECURITY, LLC
209
All full-time and regular part-time skilled crafts em-
ployees, including: air conditioning mechanics, boiler
& pressure systems workers, carpenters, electricians,
heavy equipment mechanics, locksmiths, maintenance
mechanics, painters, plumbers/fitters, riggers, sheet
metal workers, trades helpers, and welders; excluding
Laborer I, Laborer II, Machinists classifications, all
other 900 Series classifications, all other classifications,
including all management, supervisory and confidential
employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
set forth above.
WE WILL, before implementing any changes in your
wages, hours, or other terms and conditions of employ-
ment, notify and, on request, bargain collectively with
the Union as your exclusive representative.
WE WILL, within 14 days from the date of the Board’s
Order, offer those employees who were laid off on May
19, 2008, full reinstatement to their former jobs or, if
those jobs no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any oth-
er rights or privileges previously enjoyed.
WE WILL make our unit employees whole, with inter-
est, for any loss of earnings and other benefits suffered as
a result of our unlawful layoffs.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful May 19, 2008 layoffs, and WE WILL, within 3 days
thereafter, notify those laid off employees in writing that
this has been done and that the layoffs will not be used
against them in anyway.
LAWRENCE LIVERMORE NATIONAL SECURITY,
LLC
Jeffrey L. Henze, Esq., for the General Counsel.
Douglas Barton, Esq. (Hanson Bridgett, LLP), of San Francis-
co, California, for the Respondent.
Kate Hallward, Esq. (Leonard Carder, LLP), of Oakland, Cali-
fornia, for the Union.
DECISION
STATEMENT OF THE CASE
GERALD A. WACKNOV, Administrative Law Judge. Pursuant
to notice a hearing in this matter was held before me in Oak-
land, California, on July 27 and 28, 2009. The captioned charge
was filed on May 21, 2008, by Society of Professionals, Scien-
tists, and Engineers Local 11–University Professional and
Technical Employees (UPTE), Communications Workers of
America (CWA) Local 9119, AFL–CIO (Union). On
March 31, 2009, the Regional Director for Region 32 of the
National Labor Relations Board (Board) issued a complaint and
notice of hearing alleging violations by Lawrence Livermore
National Security, LLC, (Respondent) of Section 8(a)(5) and
(1) of the National Labor Relations Act, as amended (Act). The
Respondent, in its answer to the complaint, duly filed, denies
that it has have violated the Act as alleged.
The parties were afforded a full opportunity to be heard, to
call, examine, and cross-examine witnesses, and to introduce
relevant evidence. Since the close of the hearing, briefs have
been received from counsel for the General Counsel (General
Counsel), counsel for the Union, and counsel for the Respond-
ent. Upon the entire record,1 and based upon my observation of
the witnesses and consideration of the briefs submitted, I make
the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a Delaware limited liability corporation
with an office and place of business in Livermore, California,
has been engaged in the operation of a scientific laboratory for
the United States Department of Energy. In the course and con-
duct of its business operations the Respondent annually re-
ceives gross revenues in excess of $50,000 from the United
States Department of Energy. It is admitted and I find that the
Respondent is, and at all material times has been, an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
II. THE LABOR ORGANIZATIONS INVOLVED
It is admitted, and I find, that the Union is, and at all times
material has been, a labor organization within the meaning of
Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES
A. Issues
The principal issue in this proceeding is whether the Re-
spondent laid off bargaining unit employees in violation of
Section 8(a)(5) and (1) of the Act.
B. Facts
On October 1, 2007, the Respondent became the Federal
Government’s contractor to operate the Lawrence Livermore
Laboratory, and the Laboratory’s approximately 7000 public
sector employees who had formerly been employed by The
Regents of the University of California, thereby became em-
ployees of the Respondent.
In about September, 2007, prior to the Respondent becoming
the Laboratory’s successor employer, the Laboratory advised
its employees that in 2008 the Laboratory could anticipate a 20
percent decrease in its 2008 budget and a concomitant serious
impact upon its work force largely due to a reduction in funding
by the Department of Energy, together with increased costs due
to the change from the publicly run entity to private manage-
ment by the Respondent. Between October 1, 2007, and May
1 The Respondent’s unopposed motion to correct the transcript is
hereby granted.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
210
26, 2008,2 the Respondent proceeded with a three-phase reduc-
tion in force totaling some 1100 employees. The three phases
were, first, the involuntary layoff of supplemental or flex term
employees, second, the voluntary separation of employees who
opted to leave the Respondent’s employ, and third, the involun-
tary layoff of additional employees so that, in total, the goal of
reducing the total employee complement by some 1100 em-
ployees would be realized. This reduction in force plan was
authorized by the Department of Energy upon the application of
the Respondent. Michael C. Kane, associate administrator for
management and administration, a representative of the De-
partment of Energy, notes in his recommendation for approval
to the administrator of the Department of Energy, under the
heading of “URGENCY,” that “Reductions are required as
quickly as possible to minimize budget impacts.”
On September 26, 2007, pursuant to a card-check procedure,
the Union was certified by the Californian Public Relations
Board as the collective-bargaining representative of some 140
skilled crafts Laboratory employees, including air conditioning
mechanics, boiler and pressure systems workers, carpenters,
electricians heavy equipment mechanics, locksmiths, mainte-
nance mechanics, painters, plumbers/fitters, riggers, sheet metal
workers, trades helpers, and welders.
As noted above, the Respondent became the successor em-
ployer some 6 days later. Thereupon, the Union requested that
the Respondent recognize the Union. The Respondent de-
clined, noting that the Union had been certified on the basis of a
card check and without a hearing to resolve a dispute regarding
the appropriateness of the unit. The Union filed unfair labor
practice charges with the Board regarding this matter. Then, in
January, during the implementation of phase 1 of the reduction
in force, the Respondent laid off 19 bargaining unit employees
without bargaining with the Union. As a result, the Union filed
additional charges with the Board. On February 28, the parties
entered into a private settlement agreement, not under the aus-
pices of the Board, resolving their differences. The Respondent
agreed to recognize and bargain with the Union for an initial
contract and, in addition, to bargain over the effects of the
aforementioned layoffs.
The first negotiating session was held on March 4. At that
initial meeting the Union’s Statewide Representative, Jelger
Kalmijn, spoke for the Union, and the Respondent’s chief nego-
tiator, Staff Relations Manager Robert Perko, spoke for the
Respondent. The parties’ respective negotiating teams were
present, as was James Wolford, who became the chief negotia-
tor for the Union at all subsequent meetings. The Union pre-
sented the Respondent with a letter to Perko, signed by Wol-
ford, headed “RE: Information request #1 in preparation for
bargaining.” The letter begins as follows:
In preparation for negotiating both the effects of layoffs that
have already occurred and for a full contract for the skill (sic)
trades bargaining unit and Lawrence Livermore National Se-
curity we request the following information.
The letter then goes on to list some 16 items, including “All
2 All dates or time periods are within 2008 unless otherwise speci-
fied.
plans and projections for additional layoffs.
Kalmijn stated at this first meeting that the Union wished to
proceed with bargaining over the effects of the January layoffs,
and to defer bargaining over the initial contract until “after the
effects bargaining was completed.” The Respondent agreed to
this approach, and this established the ground rules for the en-
suing negotiations
Asked why the bargaining “started with the question of ef-
fects rather than jumping right into first contract negotiations,”
Wolford testified:
[T]here were a number of reasons . . . if we were going to
have any kind of bargaining position at all, when it came to
the contract, we needed to show early progress and . . . to fo-
cus on that layoff.
Another reason is basically on the job training. I had no expe-
rience, none of my team had any experience . . . we wanted
the experience under our belts of a simple agreement, like the
effects agreement on the layoff, accomplished before we tried
to move on, and it’s a means we had of learning how it
worked, the basic mechanics of bargaining . . . how you meet,
how you propose, how you get information requests, how you
get information back and so forth.
There were various bargaining sessions thereafter. There was
no bargaining for an initial contract until after July 10, on
which date the parties signed off on an agreement resolving the
effects bargaining over the January layoffs.3
While the parties were engaging in effects bargaining, the
Respondent was continuing with the aforementioned phased
overall reduction in force. The reduction in force process had
reached stage 3, necessitating the involuntary layoff of up to
535 additional employees in order to meet the Laboratory’s
goal.
On several occasions, the Union, anticipating that there
would be additional layoffs of bargaining unit members, re-
quested the Respondent to specify the names and other perti-
nent information of all bargaining unit employees “selected to
be laid off in the future.” To such requests Perko responded
that the rather complex process was ongoing and there was
nothing specific to report to the Union.
Then, on April 24, Perko wrote to Wolford as follows:
As you know, the Laboratory Director recently announced
and explained the need to proceed with an involuntary separa-
tion program that will have the effect of reducing up to 535
career indefinite positions at the Laboratory. This significant
reduction in staff results from several factors, including the
reduced federal budget and higher operating costs. While the
Laboratory has been able to streamline some of its operating
costs, the Laboratory management has nonetheless concluded
it must reduce staff to meet its cost reduction goal and hold
the Laboratory’s cost of doing business in fiscal year 2009 to
the same level as in fiscal year 2007.
We presently anticipate that these necessary staff reductions
will result in the elimination of 10 to 15 positions in the
3 The initial contract was agreed upon in February 2009, and was rat-
ified by the bargaining unit in March 2009.
LAWRENCE LIVERMORE NATIONAL SECURITY, LLC
211
Skilled Crafts Unit that your Union represents.
. . . .
The Laboratory anticipates that the 10 to 15 layoffs within the
Skilled Crafts Unit will be strictly in accordance with the in-
verse order of seniority.
. . . .
Applicable policies also provide for the affected employee to
receive at least thirty (30) calendar days’ notice of layoff or
pay in lieu thereof. We anticipate that layoff notices will be
issued during the week of May 19, 2008. Laboratory policies
also provide for preferential transfer and recall as outlined in
the enclosed policy.
The Laboratory regrets the need to take these actions within
the Skilled Crafts Unit and elsewhere within the Laboratory.
We trust, however, that you understand why the Laboratory
must nonetheless proceed with this significant reduction in
force. Please feel free to contact me if you have any questions
or seek additional information. We will meet with you in the
event you wish to discuss any aspect of this anticipated staff
reduction as it affects the Skilled Crafts Unit and will consider
any suggestions or concerns you wish to express or propose
concerning the anticipated reduction in force or the impact it
may have upon the members of the bargaining unit you repre-
sent. Please feel free to contact me to discuss these matters or
to schedule a meeting for that purpose.
During the course of bargaining over the effects of the Janu-
ary layoff, Wolford argued on behalf of the Union that having
fewer skilled trades employees on hand created an unsafe envi-
ronment for the unit employees as well as the “general Labora-
tory population,” and had increased the likelihood of individual
exposure to hazards. In a May 1, letter to Perko, Wolford reit-
erated this argument, stating that the announced additional
layoffs in the Skilled Crafts Unit would only exacerbate the
situation, and further stated, “we strongly urge [the Respond-
ent] to cancel [additional layoffs] and agree to bargain the
health and safety effects of the layoff that has already taken
place.”
Further, in a May 6 petition to Dr. George Miller, Director of
the Laboratory, signed by some 73 bargaining unit members,
the unit employees again reiterated this position, stating, inter
alia:
We come to you because you have stated in the past that you
care deeply about the safety of employees on the job. As we
have done in writing to your Chief Negotiator, Robert Perko,
we urge the Lab to cancel the layoff planned for May within
the bargaining unit, and instruct your bargaining team to re-
spond in good faith to our proposals for improving health and
safety as it was affected by the January 2008 layoff.
By letter dated May 7, Perko reviewed the discussions that
had taken place during bargaining negotiations, and reiterated
the Respondent’s reasons for concluding that the January
layoffs of bargaining unit employees did not adversely affect
the health and safety of the remaining employees “because the
Respondent believes it has appropriate staffing protocols in
place at the present time and will continue to have appropriate
staffing after the anticipated layoffs are implemented.” Fur-
ther, Perko stated that the Respondent respected the Union’s
right to bargain about the effects of the January 2008 layoffs as
well as the anticipated layoff of additional bargaining unit em-
ployees as described in his April 24 letter, and Perko reiterated
what he had previously told the Union during bargaining nego-
tiations, namely, that the Union’s proposals regarding health
and safety matters “could be advance and considered anew
when we bargain for a new contract.”
By letter of May 12, headed “Request for Information,” Wol-
ford states that “To continue bargaining meaningfully” the
Union requires for the next bargaining session. . . . “A com-
prehensive list of Skilled Trades bargaining unit members se-
lected to be laid off in the future, including their name, job title,
current assignment, final rate of pay, date of hire, date of sepa-
ration, and home address and telephone number.”
By letter of May 13, Perko replied that the Laboratory was
currently in the process of identifying crafts to be reduced and
the effected employees, that the process has not yet been com-
pleted, and that “As soon as the final review is complete, I will
provide the requested information to you.” A similar request
by Wolford and reply from Perko was made at the March 18
bargaining session.
As noted, throughout the course of bargaining the Union an-
ticipated that there would be an additional layoff of bargaining
unit members, and Wolford repeatedly requested the names of
unit members slated for layoff. Perko replied that he had no
specific information in response to such requests, as matters
regarding additional layoffs had not been finalized. Wolford
testified that he made such repeated requests because:
We needed this to develop our bargaining position. I mean
. . . our bargaining to that point . . . was specifically focused
on health and safety. Our plan for moving forward was basi-
cally to argue on an individual basis that whoever we eventu-
ally learned would be laid off, the specific individuals, you
know, if there were circumstances out of their training or their
experience that would have qualified them for other jobs
. . . either within the bargaining unit or outside it, or if . . .
there were life circumstances in their case that would have al-
lowed them to accept reduced hours, we wanted the where-
withal to argue that, and that’s what this request was about
every time we made it.
Finally, at the May 14 bargaining session, Perko told Wolford
that he would probably be able to furnish him the names of the
selected employees on May 19.
On May 19, Perko handed Wolford a letter stating, “Pursuant
to your request for information dated May 12, 2008, attached is
a list of bargaining unit employees proposed for layoff.” At-
tached to the letter was a list of 9 unit employees along with
their job titles, addresses and phone numbers.4 Perko advised
Wolford that the employees were receiving notice that day
4 I credit Perko’s testimony, which is consistent with his Board affi-
davit, that he received the list of employees on May 16, a Friday, and
“On [Monday] May 19 I checked to determine if that list was final and
after learning that, it was provided to Wolford that same day.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
212
“because he had concerns about safety and security that they
were also being escorted off the site that day.” According to
Wolford’s testimony, the employees were being escorted off
the premises that morning at about the same time he received
the list.
By letter to Perko dated May 19, Wolford protested the
layoff “without the opportunity to bargain the layoff decision or
its implementation.” The letter, inter allia, goes on as follows:
As a final attempt at resolving this through the bargaining
process, we ask that you restore status quo by returning the
separated workers to their positions pending a meaningful op-
portunity to bargain constructive alternatives to a layoff, such
as reduced hours and job sharing. Such bargaining would
benefit from the availability of a financial officer who can ex-
plain the budget considerations that led to your deciding to
proceed with this layoff.
Perko replied by a lengthy letter dated May 22, headed “Re:
Layoffs in the Skilled Crafts Unit and Our Recent Discussions
and Communications about Them.” Perko states that, as he so
advised Wolford on May 19, the layoff notices would issue on
May 22, but for safety and security reasons, each laid off em-
ployee would be placed on paid leave from the 19th through the
22nd of May and such leave would then continue for the dura-
tion of the layoff notice period. He further reminds Wolford of
his earlier April 24 letter in which Perko was advised that
layoff notices within the Skilled Crafts Union were expected to
issue during the week of May 19.
The letter goes on as follows:
You also complain that we didn’t provide you with the names
of those to be laid off until May 19 even though you had re-
quested the names on May 12. Yet, we did not yet have a fi-
nal list until shortly before providing it to you. Given that we
had previously assured you that those laid off would be ac-
cording to inverse order of seniority within job classifications,
the only uncertainty concerned the number to be laid off and
the classifications to be affected. That required careful plan-
ning with the ultimate result that the number to be laid off was
less than the low end of the previously estimated range.
. . . .
You ask that we return those laid off to their positions pend-
ing a “meaningful opportunity to bargain constructive alterna-
tives to a layoff such as reduced hours and job sharing.” I
have repeated advised you of our willingness to bargain both
about the decision to lay off bargaining unit members and the
effects of that decision. You did present some proposals con-
cerning the effects of layoffs and we did bargain about them.
You have not previously proposed “alternatives to layoffs,
such as reduced hours and job sharing.” We’ll certainly meet
with you to bargain about these topics if you wish. But your
reference to them for the first time now again seems entirely
tactical and not consistent with the Union’s duty of good faith.
We’re not willing, based on such a flimsy premise, to bring
back to work those employees who are now on paid leave
pending formal notice of layoff, in disregard of the safety and
security concerns that such actions would raise, as you have
acknowledged.
C. Analysis and Conclusions
The complaint alleges that “since March 4, 2008, Respond-
ent and the Union have been engaged in negotiations for an
initial collective bargaining agreement,” that a layoff took place
on May 19, and that Respondent engaged in the layoff “without
first bargaining with the Union to an overall good faith im-
passe” over the initial collective-bargaining agreement.
It is crystal clear from the foregoing facts that the parties did
not begin negotiations for an initial collective-bargaining
agreement until after July 10, the date negotiations for effects
bargaining over the January layoff had been completed and an
agreement had been reached. It was at the request of the Union,
for the reasons noted above, that the Union and the Respondent,
at the outset of bargaining, unequivocally agreed to bifurcate
the bargaining process by first negotiating an agreement on the
effects bargaining over the January layoffs before commencing
negotiations on an initial collective-bargaining agreement.
The General Counsel and the Union maintain that despite
this basic ground rule established by the parties, the Respond-
ent should have known that the Union’s information requests,
seeking information that went beyond information necessary
for effects bargaining, was pertinent to an overall initial collec-
tive-bargaining agreement; therefore, it is argued, the Union’s
agreement to bifurcate negotiations was not “unequivocal.” I do
not agree. Clearly the Respondent reasonably understood under
the circumstances that the information requests were prelimi-
nary to bargaining a contract, and that such bargaining would
not commence until some indefinite date in the future.
The General Counsel and Union further assert that because
the parties discussed health and safety matters during the ef-
fects bargaining phase of negotiations, and because health and
safety concerns were also relevant to the additional layoffs
announced by the Respondent (infra) as well as to the initial
contract bargaining phase of negotiations, the Respondent
should have known that matters pertaining to an initial contract
were in fact being negotiated from the outset; therefore, it is
argued, negotiations were not bifurcated. I do not agree. Clear-
ly, at the outset of bargaining, the Respondent reasonably un-
derstood that it was negotiating one agreement at a time even
though health and safety matters happened to be pertinent to
both sets of negotiations; and the fact that the Union also
voiced health and safety concerns during negotiations over the
recently announced layoffs did not thereby alter the parties’
May 4 understanding that contract negotiations were to begin
only after effects bargaining had ended.
Under the circumstances above, the Respondent was not ob-
ligated to bargain to an overall good faith impasse over the
initial collective-bargaining agreement before laying off the
unit employees. Accordingly, as no initial agreement was be-
ing bargained at the time of the layoffs, Bottom Line Enterpris-
es, 302 NLRB 373 (1991), and RBE Electronics of S.D., 320
NLRB 80, 81 (1985), upon which cases the theory of the com-
plaint relies, are inapposite. I shall therefore dismiss the fore-
going complaint allegations.
During the course of the hearing the General Counsel moved
to amend the complaint to include an alternative allegation,
namely, “that Respondent engaged in the layoff without afford-
LAWRENCE LIVERMORE NATIONAL SECURITY, LLC
213
ing the Union an adequate opportunity to bargain . . . with re-
spect to the layoff and the effects of the layoff.” I denied the
General Counsel’s motion to amend the complaint, but, over
the Respondent’s objection, advised the parties that since the
proposed amendment seemed to encompass all the evidence the
parties had presented or intended to present vis-à-vis the origi-
nal complaint allegations, that “this issue, having been litigated,
as far as I am concerned, it’s the same as the complaint having
been amended.”5
The gravamen of the General Counsel’s alternative theory
appears to be that the Respondent did not timely furnish the
Union with the names of the employees who were selected for
layoff, and thereby precluded the Union from engaging in
meaningful bargaining over the layoff.
As noted above, Perko’s April 24 letter advised the Union
that layoff notices would be issued during the week of May 19,
and that applicable policies provided for pay in lieu of 30 days
notice. Perko furnished the names of the selected employees to
Wolford on the morning of May 19, at about the time the
named employees were being escorted off the premises. The
Union, in various information requests, had previously asked
for the names of the employees who were to be laid off, and
Perko, who was not involved in the selection process, replied
that he did not have this information. Wolford did not advise
Perko why the Union could not make further proposals without
this information. Further, neither the General Counsel nor the
Union have demonstrated that the Union needed the names of
the laid off employees in order to make additional bargaining
proposals. The Union’s May 19 letter, following the layoff,
suggests that it wanted “a meaningful opportunity to bargain
constructive alternatives to a layoff, such as reduced hours and
5 The Respondent’s counsel, in support of his objection, stated that
the Region had initially issued a complaint with only the General
Counsel’s alternative theory alleged as a violation, but then withdrew
and never reissued that complaint. The General Counsel represented
that the Region withdrew the initial complaint so the matter could be
sent to the Division of Advice, and thereafter issued the instant com-
plaint with a different theory. Thus, the Region apparently decided not
to include in the complaint the alternative theory that the General
Counsel now wants to litigate. Having reconsidered my ruling, I now
believe it would be improper to permit the General Counsel to, in ef-
fect, amend the complaint under the foregoing circumstances. Never-
theless, my analysis of the merits of the proposed amendment is con-
tained.
job sharing.” However, these “constructive alternatives” do not
appear to be dependent upon the identity of the employees who
were to be laid off, as the Union could have proposed the con-
cepts of reduced hours and job sharing without knowing which
employees would be affected. Wolford also testified that he
needed the names of the laid off employees in order to ascertain
whether specific laid off employees would be willing to job
share with other specific willing employees who had not been
laid off. Again, this was something that Wolford could have
articulated but did not articulate to the Respondent during the
negotiations prior to the layoffs.6
Thus, as far as the Respondent was aware, at the time of the
layoffs the Union had nothing further to propose or discuss that
had not been proposed and discussed. I find no merit the Gen-
eral Counsel’s alternative theory.
Accordingly, for the foregoing reasons, I shall dismiss the
complaint in its entirety.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent has not violated the Act as alleged.
[Recommended Order omitted from publication.]
6 The Union pursued none of these matters following the layoff de-
spite Perko’s invitation to do so. Thus, in his May 22 letter, Perko
advised Wolford, “You have not previously proposed ‘alternatives to
layoffs, such as reduced hours and job sharing.’ We’ll certainly meet
with you to bargain about these topics if you wish. But your reference
to them for the first time now again seems entirely tactical and not
consistent with the Union’s duty of good faith.” Although the laid off
employees were not physically at work, having been escorted off the
site for safety and security reasons, they were on paid leave status for
over thirty days thereafter. Moreover they remained on a preferential
hiring list. Further, there is no showing that the Respondent had failed
to timely respond to all the Union’s information requests, or that it had
not engaged in good-faith negotiations with the Union regarding all
matters the Union wanted to discuss. Under these circumstances, I
question Wolford’s testimony that, in his estimation, further meaningful
discussions could not occur until after the laid off employees were back
at work.