357 NLRB 214
Beach Lane Management, Inc. and FSM Management, Inc. and Carpe Diem Management, LLC, Single Employer
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 30
214
Beach Lane Management, Inc. and FSM Manage-
ment, Inc. and Carpe Diem Management, LLC,
Single Employers and Local 32BJ, Service Em-
ployees International Union and Roman Polanco
Beach Lane Management, Inc. and FSM Manage-
ment, Inc., Single Employers and Eugenio de los
Santos Bolivar Millet and Manual Nina. Cases
02–CA–035720, 02–CA–036285, 02–CA–036629,
02–CA–037116, 02–CA–037219, 02–CA–037392,
02–CA–037504, and 02–CA–038598
July 29, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
On November 12, 2009, Administrative Law Judge
Steven Davis issued the attached decision. The Re-
spondent filed exceptions and a supporting brief. The
General Counsel filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record1
in light of the exceptions2 and briefs and has decided to
affirm the judge’s rulings, findings,3 and conclusions as
1 Subsequent to the close of the hearing, the Respondent filed a mo-
tion to reopen the record to introduce assertedly “newly discovered
evidence” that discriminatee Domingo Medina worked full time for
another employer while employed with the Respondent between April
2006 and his January 2008 discharge. The Respondent contends that
Medina failed to produce this information in response to a subpoena
served on him prior to the hearing, and requests in its motion that the
Board order the production of this information and reopen the record to
receive this evidence. The General Counsel filed a brief in opposition
to the motion and the Respondent filed a reply.
We deny the motion. The Respondent did not except to the judge’s
finding that Medina’s discharge was unlawful. Moreover, the proffered
evidence would not affect the judge’s analysis, given his rejection of
the specific reasons cited by the Respondent in its discharge letter as
the sole basis for Medina’s discharge. We leave to compliance the
issue whether the proffered evidence has any bearing on Medina’s
entitlement to a make-whole remedy.
2 The Respondent excepts solely to the judge’s findings that it vio-
lated Sec. 8(a)(2) by employing supervisors and agents to solicit signed
authorization cards for Factory and Building Employees Union Local
187, and that it violated Sec. 8(a)(3) by (i) in 2003–2004, refusing to
offer Manuel Nina, Eugenio de los Santos, and Bolivar Millet supple-
mental repair work, requiring them to obtain permission before leaving
their work place, and more closely scrutinizing Nina’s work; (ii) warn-
ing Nina in June 2003, discharging him in November 2003, and failing
to reinstate him until November 2005; (iii) refusing to offer Nina, de
los Santos, Millet, and Medina supplemental repair work after their
reinstatement in April 2005; (iv) soliciting complaints from building
tenants about Millet’s work performance, and discharging him in Feb-
ruary 2006; and (v) discharging Nina in January 2008.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
modified, to modify his remedy,4 and to adopt the rec-
ommended Order as modified.5
AMENDED CONCLUSION OF LAW
1. Substitute the following for Conclusion of Law 11.
“11. By offering its employees money to resign their
employment with the Respondent and by threatening
employees with discharge and directing them to resign
because they engaged in activities on behalf of Local
32BJ, Service Employees International Union, the Re-
spondent violated Section 8(a)(1) of the Act.”
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Beach Lane Management,
Inc., FSM Management, Inc., and Carpe Diem Manage-
ment, LLC, a single employer, Hartsdale, New York, its
officers, agents, successors, and assigns, shall take the
action set forth in the Order, as modified below.
1. Substitute the following for paragraph 2(c).
“(c) Make Eugenio de los Santos, Domingo Medina,
Bolivar Millet, and Manuel Nina whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against them, in the manner set forth in
the remedy section of the judge’s decision, with daily
compound interest as prescribed in Kentucky River Medi-
cal Center, 356 NLRB 6 (2010).
2. Substitute the following for paragraph 2(g).
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In affirming the judge’s finding that the Respondent unlawfully
failed to offer discriminatees’ supplemental repair work after their
reinstatements in 2005, we do not rely on the testimony of former Man-
ager Steve Burrell, who was terminated in 2003.
Member Hayes finds that the judge did not adequately explain his
reason for crediting former Manager Steve Burrell’s testimony “com-
pletely” with respect to several unfair labor practice allegations. Con-
sequently, in adopting the judge’s findings, Member Hayes relies pri-
marily on the credited testimony of other witnesses. He accepts Bur-
rell’s testimony only to the extent it is corroborated by other credible
evidence or is undisputed. Further, with respect to the Respondent’s
unlawful failure to offer supplemental repair work, Member Hayes
relies on the credited testimony of the discriminatees and the Respond-
ent’s own witnesses, but not on the summaries in GC Exhs. 96A-D and
97A-D, except as they show the results of the unlawful conduct.
4 In accordance with our decision in Kentucky River Medical Center,
356 NLRB 6 (2010), enf. denied on other grounds __ F.3d __, 2011
WL 2277530 (D.C. Cir., June 10, 2011), we modify the judge’s rec-
ommended remedy by requiring that backpay and other monetary
awards shall be paid with interest compounded on a daily basis.
5 We shall modify the judge’s recommended Order to provide for the
posting of the notice in accord with J. Picini Flooring, 356 NLRB 11
(2010). For the reasons stated in his dissenting opinion in J. Picini
Flooring, Member Hayes would not require electronic distribution of
the notice.
BEACH LANE MGMT.
215
“(g) Within 14 days after service by the Region, post at
its facility in Hartsdale, New York, and at 53-63 Hamil-
ton Terrace, New York, New York; 709 West 176 Street,
New York, New York; 614 West 152 Street, New York,
New York; and at 1265 Olmstead Avenue, Bronx, New
York, copies in English and Spanish of the attached no-
tice marked “Appendix.”6 Copies of the notice, on forms
provided by the Regional Director for Region 2, after
being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including
all places where notices to employees are customarily
posted. In addition to physical posting of paper notices,
notices shall be distributed electronically, such as by
email, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily
communicates with its employees by such means. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by
any other material. In the event that, during the penden-
cy of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceed-
ings, the Respondent shall duplicate and mail, at its own
expense, a copy of the notice to all current employees
and former employees employed by the Respondent at
any time since March 3, 2003.”
Burt Pearlstone and Karen Newman, Esqs., for the General
Counsel.
Laurent S. Drogin, Esq. and Max Rosenthal and Gregory J.
Skiff (Tarter Krinsky & Drogin, LLP), of New York, New
York, for the Respondents.
Katchen Locke, Esq., of New York, New York, for Local 32BJ.
DECISION
STATEMENT OF THE CASE
STEVEN DAVIS, Administrative Law Judg. On March 21,
2005, the Regional Director issued a consolidated complaint in
Cases 02–CA–035720, 02–CA–036285 and 02–CA–036629
against Beach Lane Management, FSM Management, Inc., and
Carpe Diem Management, LLC (Respondent or Employer), and
on April 27, 2005, the Regional Director approved a settlement
agreement executed by the Respondent in those cases. The
General Counsel alleges that the Respondent failed to fully
comply with the settlement agreement and on July 6, issued an
order revoking settlement and re-issuance of the complaint. On
September 29, 2006, a consolidated complaint was issued in
Cases 02–CA–037116, 02–CA–037219, 02–CA–037392, and
02–CA–037504. Thereafter, on July 31, 2008, an amended
6 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
consolidated complaint was issued which included all of the
above cases and Case 02–CA–038588.1
The complaint alleges essentially that the Respondent unlaw-
fully (a) at various times in 2003 and 2004, imposed more on-
erous working conditions on employees Eugenio de los Santos,
Bolivar Millet and Manuel Nina, by taking away supplemental
repair work,2 increasing work loads, changing schedules, re-
quiring employees to obtain permission before leaving their
work places, failing to pay employees for repair work, and
more closely scrutinizing employees’ work (b) issued two dis-
ciplinary warnings to Nina in 2003 (c) discharged Nina on No-
vember 7, 2003, and Domingo Medina, Millet and de los San-
tos on October 29, 2004 (d) sometime between November,
2003 and July, 2005, brought eviction proceedings against Nina
(e) from October 29, 2004 to April 27, 2005 when a settlement
agreement was approved, refused to reinstate or offer to rein-
state the above discharged employees (f) from November 7,
2003 to November 2005, refused to reinstate Nina (g) from
March 2003 to August 2003, rendered assistance to Factory and
Building Employees Union Local 187 (Local 187) by paying
dues to that union on behalf of employees in the absence of
deductions for such dues from employees’ paychecks (h) from
August 2003 to May 2004, rendered assistance to Local 187 by
deducting money from employees’ wages and remitting it to
Local 187 notwithstanding the absence of employee authoriza-
tions for the deductions and remittances (i) from June, 2003 to
August, 2003, rendered assistance to Local 187 by employing
Respondent’s supervisors and agents to solicit employees to
sign cards for Local 187 (j) in July, 2005, offered employees
money to resign their employment with Respondent and di-
rected them to resign their employment because they engaged
in activities on behalf of Local 32 and provided evidence and
assistance to the Board (k) in June 2005, threatened employees
with discharge because they engaged in activities on behalf of
Local 32 and provided evidence and assistance to the Board (l)
from various dates in 2005, refused to assign supplemental
repair work to Millet, De Los Santos, Medina and Nina (m) in
December 2005, solicited complaints from tenants about Mil-
1 The docket entries for the charges which support the above com-
plaints are as follows: 02–CA–035720: the charge, and the first, second
and third amended charges were filed by Local 32BJ, Service Employ-
ees International Union, AFL–CIO (Local 32 or Union) on August 13,
October 29, December 17, 2003, and January 29, 2004, respectively.
02–CA–036285: the charge was filed by Ramon Polanco, An Individu-
al, on May 25, 2004. 02–CA–036629: the charge was filed by Local 32
on November 4, 2004. 02–CA–037116: the charge and amended charge
were filed by Eugenio de los Santos, An Individual, on July 20, and
September 14, 2005, respectively. 02–CA–037219: the charge was filed
by Bolivar Millet, An Individual, on September 15, 2005. 02–CA–
037392: the charge was filed by Millet on December 19, 2005. 02–CA–
037504: the charge was filed by Millet on March 1, 2006. 02–CA–
038598: the charge was filed by Millet on January 10, 2008.
2 “Supplemental repair work” is the term used in the complaint and
used by the General Counsel. “Outside contracting work” is the term
used by the Respondent. Inasmuch as they refer to the same types of
work, for consistency purposes, I will use the term “supplemental repair
work.” I also note that the Respondent adopted the term “supplemental
repair work” since it agreed, in the April 2005 Settlement Agreement,
not to “deprive employees of supplemental repair work.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
216
let’s performance, in February 2006, discharged Millet, and in
February 2007, brought eviction proceedings against him (n) in
January 2008, discharged Nina and in May 2008, brought evic-
tion proceedings against him and (o) in January 2008, dis-
charged Medina, and in March 2008, brought eviction proceed-
ings against him.
The Respondent’s answer denied the material allegations of
the complaint. Twenty one days of hearing were held before me
in New York, New York, between December 9, 2008, and
March 20, 2009.3 On the entire record, including my observa-
tion of the demeanor of the witnesses, and after considering the
briefs filed by the General Counsel and the Respondent, I make
the following4
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges and the Respondent admits that Beach
Lane, FSM Management, Inc. and Carpe Diem Management
LLC, have been engaged in the management of residential
apartment buildings in Manhattan, Yonkers, the Bronx and
Brooklyn, New York, and have maintained an office and prin-
cipal place of business at 280 Central Park Avenue, Hartsdale,
New York.
The complaint further alleges and the Respondent further
admits for the purpose of this case, that Beach Lane, FSM and
Carpe Diem have been affiliated business enterprises with
common officers, ownership, directors, management and su-
pervision; have formulated and administered a common labor
policy; have shared common premises and facilities; have pro-
vided services for each other; have interchanged personnel with
each other; and have held themselves out to the public as sin-
gle-integrated business enterprises, and that they constitute a
single-integrated business enterprise and a single employer
within the meaning of the Act.
The Respondent receives annual gross income in excess of
$500,000, and purchases and receives at its New York facilities
goods and supplies valued in excess of $5000 directly from
suppliers located outside New York State. The Respondent
admits and I find that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act, and
that Local 32 is a labor organization within the meaning of
Section 2(5) of the Act.
3 R. Exhs. 116 and 119 were received in evidence following the
close of the hearing pursuant to agreement of the parties.
4 The Respondent’s motion to file a reply brief was granted over the
opposition of the General Counsel, with permission granted to the
General Counsel to file a reply brief. Fruehauf Corp., 274 NLRB 403,
403 fn. 2 (1985). Thereafter, the Respondent filed what it termed a
motion to strike, but which was in fact another reply brief, and the
General Counsel moved to strike the Respondent’s motion. Inasmuch
as my Order permitting the filing of reply briefs expressly prohibited
the filing of further briefs, I have not considered the Respondent’s
motion to strike.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
Essentially this case involves a Union organizational cam-
paign which began in 2003 during which four employees were
discharged, and other action taken against employees allegedly
for their activities in behalf of the Union. A settlement agree-
ment was reached with the Board pursuant to which the em-
ployees were reinstated at various times in 2005. Thereafter,
charges were filed which alleged that the settlement agreement
was not being honored by the Respondent, and thereafter, a
Petition for Summary Judgment was filed by the General Coun-
sel which led to the revocation of the Agreement, the reissuance
of the pre-settlement complaint, and this trial which involves
pre-settlement and postsettlement alleged unfair labor practices.
The Respondent manages more than 100 residential rental
apartment buildings in Manhattan and the Bronx. Its office
hierarchy consists of its president, Mark Scharfman who is also
its chief operating officer, Lou Malone, who is in charge of
financial matters including payrolls, and Hany Ramirez who
was a “field agent” building manager from 2000 to 2004, and
then worked in the repair department from 2005 to 2007, and as
a property manager who works in the office having close con-
tact with Scharfman. Clara Mendoza works as an office assis-
tant.
The Employer employs building superintendents in its build-
ings whose duties include maintaining the building, responding
to tenant complaints, making repairs to the apartments as need-
ed and as directed, taking out the garbage, and maintaining the
building’s operating systems such as the boiler. The superin-
tendents also perform work outside their regular duties, called
supplemental repair work, which consists of tasks such as
painting, installing tiles, sinks and tubs, for which they are paid
extra. They also do renovation work which includes the instal-
lation of kitchens, bathrooms, floors, etc. and for which they
are also paid extra. The four superintendents involved here are
Eugenio de los Santos, Domingo Medina, Bolivar Millet, and
Manuel Nina.5 The superintendents work 5 days per week.
The Employer also employs porters in its larger buildings
whose main responsibility is to ensure that the building is kept
clean by sweeping, mopping and cleaning its hallways and
common areas and taking out the garbage. In certain smaller
buildings where no porter is employed, the superintendent is
responsible for performing tasks usually undertaken by the
porter. The porters work 5 days per week and have 2 days off.
On the days that the porter does not work, the superintendent
does the porter’s work such as cleaning and taking out the gar-
bage.
The Employer also employs building managers who oversee
the buildings they are responsible for. A building manager may
have 10 to 15 buildings under his jurisdiction. Depending on
the needs of the building, he visits each one from three times
per week to once every 8 to 10 days. His job is to make sure
that the superintendent is performing his work. He inspects the
building periodically to ensure that it is clean, responds to ten-
5 De los Santos, Medina, Millet, and Nina will sometimes be called
“the four superintendents” herein.
BEACH LANE MGMT.
217
ant complaints, and reviews work performed by the superinten-
dent to ensure that such work is satisfactorily done. Manager
Robert Bryant described his role as that of management’s “eyes
and ears” as to what was happening in the buildings. The man-
agers were Bryant, Steven Burrell, Jose Canales, Senior Agent
Bernard De Chalus, Valdet Prelvukaj, and Rafael Sosa.
The Respondent’s answer admitted that Sosa was its supervi-
sor and or agent within the meaning of Section 2(13) and (11)
of the Act. Sosa, who was employed from April 2005 to Sep-
tember 2007 as a property manager, performed the same duties
as the Respondent’s other managers. Accordingly, I find that
the other managers are statutory supervisors and agents.
B. The Union’s Organizational Campaign
The four superintendents testified variously that their interest
in the Union began in 2001 or 2002, but no vigorous campaign
began until January 2003 when they and about 12 other super-
intendents met with Local 32 agents.
As stated by de los Santos, in the month following the meet-
ing, the four superintendents visited 100 buildings and solicited
the superintendents working there to sign authorization cards
for the Union. Medina stated that he asked five to twenty super-
intendents to sign cards for Local 32.
Nina testified that on March 1 or 2, 2003, Scharfman phoned
him and asked to meet him in the Bronx. Scharfman met with
Nina at his building and told him not to meet with his co-
workers. Nina denied that he intended to do so. Scharfman
replied that he knew that he would be meeting in his apartment
with other workers and advised Nina that if the employees had
an “issue” they “must” call him. Scharfman offered to give
Nina his personal phone number, advising that if he had a con-
cern about work he should call him at any time because he
“was going to solve any problem that I might have.” Nina stat-
ed that during this meeting, Scharfman told him that porter
Hidalgo could no longer be his helper. At that time, Nina had
two other helpers, and used the three men to assist him in per-
forming supplemental repair work.
1. The union meeting of March 3
On March 3, a meeting was held in Nina’s apartment. About
30 to 40 employees and one or two Local 32 officials were
present. The workers spoke about the need for medical benefits,
a raise in pay, how they could improve their working condi-
tions, and about Local 187, a union which the Respondent
claimed represented the workers. At the meeting those superin-
tendents who had not yet signed cards for Local 32, did so.
During the meeting, Nina heard a knock on the door. He
opened it to find property managers Bryant and Burrell. Nina
saw them looking over his shoulder, apparently in an effort to
see who was in his apartment. Nina stepped outside and closed
the door. Nina testified that Bryant asked him “what are you
doing?” Nina said that he wanted more money, and asked why
they came to the meeting, warning Bryant that he should not
have come to his apartment during a workers’ meeting.
Burrell stated that, prior to the meeting, Bryant called him
and said that Scharfman told him that he heard that the employ-
ees involved with Local 32 were having a meeting at Nina’s
house that day, and Scharfman wanted Bryant to visit Nina’s
apartment and “get information.” Bryant told Burrell that he
had to deliver radiator valves to Nina and wanted Burrell to
accompany him as a “witness” since he (Bryant) did not know
all the superintendents and “because this was something that
Mark [Scharfman] was really involved in and whenever there
was anything coming across our travels that involved the union,
he wanted to be notified right away.” Burrell testified that Bry-
ant told him that there was much “unrest” due to union activity,
and that Scharfman urged all the superintendents to sign cards
for Local 187 rather than Local 32, and that Nina was one of
the “principal people in Mark Scharfman’s organization that
was trying to stir the superintendents to sign for [Local 32].”
Burrell stated that when Nina opened the door, he recognized
superintendents Medina and Manuel Carvajal, and he heard
Bryant ask Nina what was going on.
Bryant denied that Scharfman told him to go to Nina’s
apartment and denied any advance knowledge that a Union
meeting was to be held that day at Nina’s apartment. Bryant
testified that he had to drop off a valve at Nina’s apartment and
he went with Burrell who he happened to meet on the street
nearby. He conceded, however, that it was not typical for him
to see Burrell during the course of his business day, but they
would occasionally run in to each other because they managed
nearby buildings. He also conceded that it was unusual for them
to visit the same building together. Burrell explained that since
Bryant was a senior manager, Bryant would occasionally ask
him to come with him and Burrell would ask Bryant to go with
him as a learning experience.
Bryant stated that when Nina answered the door, he saw
some of the superintendents he managed. Bryant denied telling
the employees that Scharfman sent him and Burrell to the meet-
ing. However, his pretrial affidavit stated that he may have
“jokingly” said to a worker that Scharfman sent him and Bur-
rell.
Bryant stated that after they departed, he and Burrell asked
each other what was going on in Nina’s apartment. Bryant con-
ceded telling Scharfman the next day that he saw some of his
superintendents including de los Santos and others who should
not have been there during working hours. Burrell stated that it
was “standard operating procedure” to inform Scharfman as to
“everything that was going on” including union activity, visits
from union agents, and who has signed for which union. Burrell
further stated that Scharfman was “staunchly against” the su-
perintendents being represented by Local 32. He further stated
that in the spring of 2003 until the fall of that year, he spoke
with Scharfman about Local 187 at least once or twice per
week. They also spoke about Local 32—if Burrell learned any-
thing about the union, if, for example, the employees’ photos
were in the local newspaper or if union flyers were distributed,
he would call Scharfman.
Bryant denied Burrell’s testimony that during the spring of
2003 they spoke several times about the Local 32 campaign.
Bryant denied knowing, at that time, that certain superinten-
dents had been complaining about working conditions, alt-
hough he admitted that de los Santos complained to him about
his pay for supplemental repair work and lack of medical bene-
fits.
Scharfman did not recall knowing about the March 3, 2003
union meeting at Nina’s apartment before it occurred. He stated
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
218
that he did not believe that he sent Bryant and Burrell to sur-
veill the meeting.
I credit the testimony of Burrell. It is clear that inasmuch as
the campaign had already begun one month before the meeting
when the four superintendents solicited 100 superintendents,
the Respondent would suspect that employees would meet.
Thus, Burrell’s testimony that Bryant mentioned that Scharf-
man told him that the employees were meeting that night rings
true. Further, Bryant conceded that he told Nina that Scharfman
sent him and Burrell to the meeting. Indeed, Bryant admitted
calling Scharfman the following day and telling him that he
saw some superintendents meeting during working hours. Ad-
ditionally, as set forth below, the fact that Scharfman met sepa-
rately with de los Santos and Nina one week after the meeting
at which time he asked de los Santos why he was not happy and
gave him a raise in pay, and warned Nina to cease his union
activity, provide strong support to a finding that Scharfman
knew about the March 3 meeting before it occurred and, in fact,
directed Bryant and Burrell to learn about who attended. The
above findings strongly support Burrell’s testimony which I
find to be completely credible.
2. Events later in March 2003
De los Santos stated that the day after the meeting, Bryant
visited him, advising that he knew about the meeting and that
“nothing is going to happen with that meeting because Scharf-
man is going to give money to Nina, who was supposed to be
the leader, to quit the job and stop the campaign.” De los San-
tos responded that Nina was not the sole leader of the cam-
paign, but that the movement is like a “snake with four
heads”—if one head was caught the others would continue their
Union activity and there was no way to stop it. Bryant replied
that if de los Santos was not happy he should quit his employ.
De los Santos replied that he had his “blood” in his job, remark-
ing that Bryant, as an ex-fire fighter and union member, had a
future and a pension. Bryant responded that the firefighter’s
union was already in place, but this situation is different be-
cause de los Santos was “trying to make a union for the compa-
ny.” De los Santos said that he needed medical benefits, a better
salary and more money for supplemental repair work. Bryant
replied that he would talk to Scharfman, but that he (de los
Santos) should call Scharfman and tell him what he wanted.
De los Santos stated that he and Bryant spoke on the follow-
ing three days about de los Santos’ complaints, including the
need for medical benefits, a higher salary, and his unhappiness
with Scharfman’s treatment of him. Bryant said that Scharfman
wanted to speak to him, and gave him Scharfman’s phone
number. De los Santos called and made an appointment to meet
with Scharfman the following day, March 9.
De los Santos testified that he and Scharfman met in the
basement of de los Santos’ building on March 9. Scharfman
asked him why he was not happy. De los Santos replied that he
could not support his family on his salary. Scharfman respond-
ed that he already gave him a raise. De los Santos answered that
he received a $30 raise pursuant to his request for more money
to pay his phone bills for calls to the office, and that was not a
raise in salary. Scharfman said that he would look into the mat-
ter. Scharfman called the office and told Ramirez to give de los
Santos a raise, retroactive to 2002, for the amount that he
should have been earning. De los Santos stated that he received
a raise in April, 2003, in which his salary was raised $25 every
two weeks, and retroactive pay. Scharfman then asked him
what else he wanted. De los Santos replied that he asked for
$12,000 for a renovation he did, but was only given $3000.
Scharfman answered that he could not pay more for renova-
tions. De los Santos said that since the Employer was not
providing the materials for the renovations, he had to pay for
them himself. Scharfman asked for the receipts for the materi-
als and said that he would reimburse him. De los Santos re-
sponded that he did not want the money; he wanted better
treatment, a higher salary and medical benefits.
De los Santos further testified that Scharfman told him to
“use your basement for yourself” which de los Santos interpret-
ed as permission to rent rooms in the basement. Scharfman then
told him that “I know you’re trying to organize 32BJ and you
got your right, but you are not going to deal with me because if
you get into 32BJ I go and sell all these buildings. 6 I’m only 56
years old . . . and I’ll buy an island in Florida and then you can
deal with somebody else.” De los Santos replied that perhaps it
would be better for him to deal with another landlord who
would treat him better. Scharfman then told de los Santos to
talk to “our union,” Local 187. De los Santos insisted that that
union did not exist and Scharfman said that it did. De los San-
tos said that he needed a porter to help with cleaning and gar-
bage. Scharfman told him to talk to Local 187, but that he could
hire a porter at his own expense.
Medina stated that he received one retroactive pay raise in
April, 2003, and four others later in 2003. He stated that prior
to April, 2003, he did not receive any pay raise. Medina stated
that according to Local 187, the Employer erroneously failed to
pay him the contractual raises and that is why he received the
retroactive increases.
Millet received more than one raise in pay in 2003 after
April 2003. He was not told that they were union contact raises.
He was paid every 2 weeks. He received pay raises in July
2003, when his salary was raised from $450 to $495, and from
$495 to $520. He did not know why he received these increas-
es, acknowledging, however, that the union contract became
effective in July 2003.
Nina stated that on March 7, Scharfman called him and
asked him to come to his office in Hartsdale. Nina declined,
saying that it was too far to travel. Scharfman replied that he
would visit Nina on Monday. Scharfman met with Nina at his
apartment on Monday, March 10 and told him that he learned
that a meeting was held in his apartment. Scharfman warned
him that he did not “want that to keep going on. He told me that
he will give me anything that I want but he did not want that to
happen again. He asked why I was behaving like that?” Nina
replied that he had been employed for ten years and received no
significant pay raise and had no medical coverage. Scharfman
wrote down his complaints and said that “everything would be
resolved. Everything is going to change because you are apply-
6 De los Santos later testified that Scharfman said “if 32BJ comes in”
he would sell the buildings.
BEACH LANE MGMT.
219
ing for something different.” Nina replied that he was “looking
for a union.”
Nina testified that when Scharfman promised him anything
he wanted, including renovations and repair work, Nina did not
want to accept that offer because he represented many workers,
not just himself. Nina also stated that Scharfman told him that
he would give whatever anyone wanted to “destroy” the Union
movement, and that he had $1 million to “destroy” it.
Nina further stated that Scharfman told him that, effective
immediately, he could no longer use his porter for repairs or
renovations, adding that the porter was not cleaning the build-
ing properly. Scharfman also told Nina that “187 is your un-
ion.” Nina replied that 187 is Scharfman’s union because it has
not done anything for him (Nina). Scharfman answered that he
was listening to what he had to say about Local 187, his interest
in medical benefits, an increase in pay and the repair work he
did in his building and in other buildings. Scharfman could not
recall speaking to Nina at his building, and did not recall speak-
ing with him regarding Locals 32 and 187.
Nina testified that 2 to 3 days later, Scharfman phoned him,
advising that he had some paychecks for him, including an
amount due for unpaid medical bills and for a fire escape he
painted three months before.7 Shortly thereafter, Nina received
checks for $1700 for assistance with his medical bills and
$1000 for the paint job. In March 2003, Nina received a $45
biweekly pay raise. He stated that he was not told at that time
that the raise was pursuant to the contract with Local 187.
Bernard de Chalus, the Respondent’s senior managing agent,
testified that he learned that the employees were engaging in
union organizing in about 2003 when he visited a certain build-
ing during work hours and could not find the superintendent.
Another superintendent, Wolfred Goodings, told him that the
staff was in the basement having a meeting. De Chalus asked
what kind of meeting, and he said that they were discussing
union membership. De Chalus approached the area where the
meeting was being held, listened for five seconds, heard them
discuss Local 32, and left. He did not see any of those present,
and did not recognize any of their voices. The following day, he
told Scharfman that the meeting involved Local 32 but that he
did not enter the meeting. Scharfman agreed that he should not
intrude on their meeting. About one month later, De Chalus
reported to Scharfman that a protest was being held outside one
of Beach Lane’s buildings, and that he left. Scharfman told him
to stay away.
De Chalus stated that Goodings also told him that manager
Canales knew about the Union meeting and was part of the
group. De Chalus asked for more information and Goodings
told him that Canales was “negotiating” with the superinten-
dents regarding the Union and trying to become a Union mem-
ber. De Chalus did not speak to Canales about his interest in the
Union. However, De Chalus stated that Canales tried to give
him information about the Union meetings and De Chalus re-
fused to listen. De Chalus told Scharfman about Canales’ activ-
7 In 1999, Nina was in the hospital and could not pay his hospital
bill. He asked his manager to pay the bill and the manager refused.
Scharfman told Nina to talk to Local 187 President Joseph D’Onofrio,
who said he could not help him either. In 2002, the hospital sued Nina.
ities and Scharfman replied that Canales could do whatever he
wanted.8
De Chalus stated that he was also aware that the employees
occasionally had Union meetings in the buildings and he and
Scharfman agreed that they could do so. They reasoned that the
superintendents had to perform their jobs regardless of their
attendance at the meetings so they did not object to the gather-
ings. De Chalus also noted that since they use “staff” who per-
form their work, no time limit was placed on the length of their
meetings. When he was informed that a meeting would take
place or if he happened on a meeting, De Chalus immediately
left the premises.
Scharfman stated that, over time, he “distanced” himself
from the four superintendents because he learned what he was
permitted to do and not do. He did not visit or speak with them
so that he would not have any conflict or confrontation with
them. Bryant testified that Scharfman told him in May or June
not to discuss Local 32 with the men.
3. Events between March and May 2003
The four superintendents decided to have a union meeting on
May 7 in Medina’s apartment, and distributed notices to all the
superintendents. The notice given to Miguel Soto had a hand-
written scribble around it. That was done because the four su-
perintendents believed that Soto was providing the Employer
with information concerning their union activities, and they
wanted to identify him as the informant.
Manager Bryant testified that after the March 3 meeting but
before the May 7 meeting, he told Scharfman that he believed
that the superintendents were “getting together and talking.”
Scharfman acknowledged that and told him to keep doing what
he was doing—to keep him informed. According to Bryant,
Scharfman was, as was usually the case, upset at this news.
Bryant stated that prior to the May 7 meeting, de los Santos
showed him a newspaper article which dealt with a strike of
doormen, and said “now that’s a union.” Bryant did not under-
stand what he meant, specifically. However, he knew that de
los Santos was interested in a union because he asked Bryant to
give him the telephone number of a friend of his who was a
police department union delegate.
4. The Employer’s meeting of May 7
Bryant testified that he and manager Hany Ramirez received
many complaints from the superintendents regarding their con-
ditions of employment. Bryant was aware that only Scharfman
could address their concerns so he and Ramirez decided to
arrange a meeting with Scharfman and the superintendents.
Bryant stated that he told his superintendents to invite interest-
ed to a meeting on May 7 in the Respondent’s office in the
building where Carvajal was the superintendent.
Present at the meeting were Scharfman, Bryant, Ramirez, the
four superintendents and Carvajal.
The superintendents’ main complaints expressed at the meet-
ing included lack of medical coverage, their need for salary
8 Canales was discharged on August 30, 2003, for driving a company
car that collided with a police car. He illogically testified that the colli-
sion was a “setup” by Scharfman and that he was fired for helping the
men join Local 32.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
220
increases and higher prices for supplemental repair work, and
their claim that superintendent Reyes Marte received more
supplemental repair work than they did. They also complained
that that when they did supplemental repair work they were
often not paid the agreed-upon amount or not paid at all. In
response, Scharfman defended his failure to pay them on the
ground that some of the work they did was part of their regular
superintendent’s duties. At hearing, manager Bryant stated that
he was aware that the superintendents were unhappy with the
fact that they asked for a certain amount of money for supple-
mental repair work, and they were not paid that amount.
Scharfman told the men that he would give more supple-
mental repair work them and would also ask them what price
they wanted for the job before the assignment was made. That
procedure was a departure from the current practice where the
men were directed to do the job and then requested the price
they wanted for the completed work, but then management
would send a check for an amount which was lower than the
sum asked for. However, Scharfman said that if the price they
requested was too high he would assign someone else to do the
work.
Ramirez stated that when the workers complained that they
did not receive as much renovation work as in the past,
Scharfman did not give as a reason that they were not doing
competent work, or that they were asking for too much money
for the jobs, or that they had not completed their regular super-
intendent’s work. Bryant said that he told the men that they had
to focus first on their superintendents’ duties, telling them that
if their building was in good repair and well maintained they
would be offered supplemental repair work.
When the men complained that Marte was being given “all”
the supplemental repair work, Ramirez phoned him and asked
him to come to the meeting. Marte testified that, at the meeting,
he responded to the workers’ claim that he received all the
work by stating that the employees were angry at him because
he refused to join Local 32. This testimony is supported by
Nina who stated that, at first, Marte was interested in Local 32
but then did not support it.
De los Santos and Nina stated that during the meeting,
Scharfman told the men that Local 187 is “your union” and that
they could not have another union, and should call the office if
they wanted more information about Local 187. The men pro-
tested that Local 187 was not their union and they did not know
who represented that organization. In contrast, Ramirez stated
that Scharfman did not mention Local 187 at the meeting.
The Respondent admits that at this meeting it became aware
that certain of its superintendents were interested in Local 32.9
Ramirez first learned of their interest when the fax containing
the invitation to the Union meeting set for May 7, apparently
sent by Soto, was received. Scharfman conceded that a fax
from or about the Union was received from the office machine
during the meeting. Ramirez and Scharfman denied that they
knew that their employees were interested in Local 32 or had
been engaged in organizational efforts prior to the meeting.
De los Santos testified that, at the meeting, Scharfman asked
him if he was happy. De los Santos replied that he was.
9 R. Br. p. 24.
Scharfman then said “if you’re happy why are you doing this
thing that you’re doing.” Millet quoted Scharfman as saying
that he would “fix the problem for us, but if we were traitors
against him, we would have to wait for the consequences.”10
Nina responded that Scharfman must not only solve the prob-
lems of the leaders who were present, but the problems of all
the workers. De los Santos and Nina testified that Scharfman
said he would give the men medical coverage. In contrast,
Scharfman and Ramirez testified only that Scharfman would
look into the matter. Nina responded that such benefits must be
provided to all the superintendents, not just the “leaders” at the
meeting.
Nina quoted Scharfman at the meeting as asking “why are
we still doing things behind [my] back?” I tried to resolve all of
our issues.” Nina replied that he was upset because he was told
that all the workers would be at the meeting, but the only ones
who were present were those who organized for Local 32 with
him. Nina said that Scharfman told Ramirez to write down
everything that was said as he was “going to solve every single
problem that we have.”
Medina said that it was not fair that only nine employees
were present when there were 160 workers employed by the
Employer. Nina quoted Bryant as saying that all the workers
would have to be present to solve their problems. Bryant then
said, according to Nina, “I am your manager, the meeting was
for the heads and because you are the heads that’s why I
brought you guys here.” Scharfman then told Bryant to keep
quiet. Bryant denied telling de los Santos that only those super-
intendents were invited because they were the leaders of the
Union campaign. He conceded, however, that during the meet-
ing, Nina and or de los Santos asked him why all the superin-
tendents were not there. Bryant responded that all of the super-
intendents could not fit in the room where the meeting was
being held. It should be noted, however, that Bryant testified
that he told the superintendents to invite whoever they wanted.
Apparently in response to the superintendents’ demands at
the meeting, Scharfman took a hard-line approach, demanding
that they perform extra work. Thus, Scharfman told the men
that he was ordering floor buffing machines and that the men
had to do that task as part of their regular work. De los Santos,
Medina and Millet remarked that Scharfman used to pay them
$100 extra for such work, and that Scharfman remarked “not
anymore, and that it was now part of their job.” In addition,
according to de los Santos, Scharfman also told the superinten-
dents that they had to begin repairing the old plumbing in their
buildings as part of their regular work. De los Santos and Millet
stated that Scharfman said that a “change” in supplemental
repair work would be that he would use licensed contractors on
many jobs such as those involving electrical and plumbing
work. None of the superintendents had contractors’ licenses.
Scharfman told de los Santos that if he had a license he would
be offered work. Respondent attorney’s October 24, 2003 letter
to City Council member Martinez, stated that there was a
“change in company policy relating to supplemental repair
work.”
10 The transcript records the word spoken as “traders” but the clear
context of the sentence suggests that the word used was “traitors.”
BEACH LANE MGMT.
221
Further, Millet stated that Scharfman told them that the su-
perintendents must perform their porters’ duties during the
porters’ 2 days off per week. Millet stated that prior to this
meeting, the porter did not have 2 days off per week, but that
this new change required the superintendents to clean the build-
ing on the porter’s 2 days off. Nina stated that prior to March
2003, his porter Hidalgo never had a day off, and Nina did not
have to do his work. Even when Hidalgo was sick or on vaca-
tion, Scharfman sent a substitute without Nina having to do the
porter’s work. Millet also said that at the meeting, Scharfman
told the men that they had to carry out debris from the buildings
to garbage containers outside. Millet had not done that type of
work before the meeting. He conceded that he had been paid
$75 in January 2002, to fill a trash container, but, prior to the
meeting, he had not been asked to transport trash to the con-
tainer.
Scharfman also told Nina of this new change 1 month later.
Nina stated that on June 11 or 12, 2003, Scharfman phoned him
and told him that, effective immediately, he could not leave his
building and had to do the porter’s job. Scharfman added that
Bryant would “continuously be in my buildings. The two days
the porter had off I had to do his job, including cleaning the
building.” Nina asked him to put these new rules in writing.
Scharfman said he had to speak to his representative first.
According to Millet, Scharfman told the superintendents that
they had to make sure the porter did his job, and that if the por-
ter was not working properly he should be fired, adding specifi-
cally that if a summons was issued, apparently because the
sidewalk was not cleaned, the superintendents would have to
pay it. Millet stated that prior to the meeting, the porter’s per-
formance of his work was not his responsibility—they each did
their respective jobs. Millet stated that as a result of these
changes he had to awaken earlier to clean the building if the
porter did not do that task.
De los Santos testified that as he was leaving the meeting, he
told Scharfman that he was disrespecting him by not offering
him the work he assigned to Soto. Scharfman replied that he
would give him the work that Soto was then performing. De los
Santos answered that he did not want that work, but it should
have been offered to him. Scharfman then called the office and
told Evelyn Delgado to reassign the work to de los Santos. He
refused to accept it since Soto was already doing the work.
Scharfman then offered de los Santos $4500 for the renovation.
De los Santos accepted the offer, did the renovation, and re-
ceived $4500. De los Santos stated that Scharfman told him that
that was the last renovation he would be offered.
Scharfman stated that the Employer retained legal counsel
after this meeting.
5. Events later in May 2003
De los Santos stated that on May 8, one day after the Em-
ployer meeting, Scharfman called and asked him “who is on my
side and who is not on my side.” De los Santos interpreted the
question as an inquiry as to who supported the Union. De los
Santos lied because he did not want Scharfman to fire anyone
and, since he wanted to get back at Soto for sending the fax
concerning the union meeting to the Employer and for getting
jobs that he was not offered, said that Soto is the “big leader.”
According to de los Santos, Scharfman was “shocked.” He also
told Scharfman that Marte supported the Employer. Scharfman
told him to call Local 187 president Joseph D’Onofrio.
De los Santos stated that a few minutes after this conversa-
tion, office clerical Evelyn Delgado called and asked who sup-
ported the Union and who was opposed to it. De los Santos
repeated what he told Scharfman, adding that he, de los Santos,
supported the Employer.
De los Santos stated that the next day, May 9, Scharfman
called, asking how he was feeling and what he thought of the
“situation”—“Is this going to keep going? This going to stop?
They going to win?” De los Santos replied that in America
everyone was entitled to have a union if they wanted one.
Scharfman answered that the workers already have a union and
do not need another. De los Santos advised Scharfman not to
interfere with the Union’s campaign and just “see what hap-
pens.” Scharfman answered that it “was not fair” because Local
187 represents the men. De los Santos said that that union does
not represent the workers, adding that he supported the Em-
ployer. Scharfman said that he knew that de los Santos joined
Local 32, and de los Santos denied doing so. Scharfman told
him to call Local 187.
Nina stated that on about May 12 or 13, Scharfman called
and asked if everything was well and asked if he needed any-
thing. Nina replied that the men would be meeting with Local
32 to discuss the matters raised at the May 7 meeting, including
Local 187, a wage raise and medical benefits. According to
Nina, Scharfman asked him how much he wanted to renovate
an apartment in his building. Scharfman told him “name your
price. How much do you want for this renovation job?” Nina
replied that he (Scharfman) was the boss and it was his decision
as to how much to pay the men. Nina testified that that was the
first time that Scharfman asked him a price because ordinarily
there was no negotiation. Nina declined to name a price be-
cause if he did he would be the “favored” employee whereas he
was representing the other workers who would not be receiving
the same treatment. Accordingly, Nina told Scharfman that he
should know how much the job was worth.
On May 14, a Local 32 meeting was held at Medina’s apart-
ment. About 40 employees attended with a Local 32 agent.
They spoke about their work hours, salary, and whether they
should withdraw from Local 187.
Nina stated that between May 14 and mid-June, 2003,
Scharfman phoned him several times asking if he was all right.
In late May, Scharfman delivered rent packages, again asked
him if all was well, gave him some cookies for his children, and
told him to call if he needed anything. Nina stated that he told
Scharfman that he was not interested in what he was offering
him. Scharfman asked him to call him, but Nina did not.
In mid-May, Nina had a large medical bill which Local 187
refused to pay because the contract did not provide for medical
coverage. Thereafter, Local 187 President D’Onofrio called
Nina, and Nina refused to speak to him. On May 13, de los
Santos called D’Onofrio, pretending to be Nina. D’Onofrio told
de los Santos that that he knew that he (Nina) was trying to join
Local 32. De los Santos asked him how he knew and was told
that Scharfman told him. D’Onofrio offered to take care of all
his problems and suggested a meeting. De los Santos offered to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
222
meet the following day. D’Onofrio wanted to meet alone with
[Nina] but de los Santos said that they had to meet as a group,
with the other superintendents. The following day, D’Onofrio
met with De los Santos, Medina, Millet, and two others. They
spoke about their concerns and D’Onofrio asked why they were
trying to organize for Local 32.
Later that day, May 14, a meeting to discuss the Local 32 or-
ganizing drive was held in Medina’s apartment. De los Santos
testified that before the meeting, Scharfman called and said he
knew about the meeting and wanted de los Santos to attend in
order to see what the Union “has to offer” so that he could offer
better terms than Local 32. Scharfman offered to go to the
meeting or send Ramirez. De los Santos advised against it,
assuring him that he would attend all the meetings and would
let Scharfman know what occurred.
At the meeting, attended by de los Santos, Medina, Millet,
Nina, Hidalgo, and more than 30 other workers and Local 32
agents, they spoke about their grievances. Following the meet-
ing, Medina asked other superintendents to sign cards for the
Union.
C. Continuing Union Activities and the
Employer’s Response
Protest meetings were held in front of Nina’s building and at
a downtown office building. The four superintendents distribut-
ed pamphlets in all the buildings managed by the Employer,
picketed Scharfman’s home, visited City Council members, had
interviews with the media and appeared in the Hoy newspaper,
and were interviewed on a radio program.
De los Santos testified that on June 13, 2003, Manager Bry-
ant told him that Scharfman was “getting tired of that situa-
tion—what we were doing. We have him with water to the
neck; once he got the water to the mouth, he had to do some-
thing like a strong decision; because of [your] action he’s going
to have a reaction. So if we keep doing this he has to take a
strong decision; we got to stop what we were doing because
that’s what’s going to happen.” De los Santos replied that it
was too late to stop the Local 32 drive. Bryant answered that he
was of the same opinion, but asked him to call Local 187.
Bryant conceded that he was at de los Santos’ building on
June 13 and admitted that several times he used the words “to
every action there is a reaction.” Bryant explained his use of the
phrase by stating that he believed that de los Santos was “push-
ing for more money for renovations, pushing for things, and I
just let him know that it’s a give and take. You push, there’s
going to be a reaction.” Bryant stated that he did not tell de los
Santos that the organizing effort had Scharfman up to his neck
in water or that he would act against the workers.
Millet stated that during his organizing activities for Local
32 in July and August 2003, manager David Alvarado told him
that Scharfman wanted to pay him to quit his job, and asked
him how much money he wanted. Millet replied that he had
done nothing wrong to warrant resigning.
Millet testified that Scharfman visited him on September 2 or
3, 2003, and asked if he had signed a card for Local 187 that
was being distributed by Marte and D’Onofrio. Millet said that
he had not signed such a card. Scharfman told him that “if I
signed it, that all my problems would be solved, that I could get
a medical plan.”
During their conversation that day, Scharfman told Millet
that he had too much work in the building, apparently a refer-
ence that Millet was not completing his work on time, and
should not do any supplemental repair work. Millet replied that
all his work is up to date. Scharfman responded that he would
return in 2 months and if “things continued the way he was
seeing them he was going to fire me.” Scharfman added that
there were many complaints about his work, noting that he had
a letter containing sixty complaints of repairs not completed. In
his pre-trial affidavit, Millet stated that the work that Scharf-
man complained was not done was, in fact, the porter’s respon-
sibility—such as cleaning the hall mouldings, and failing to
clean stains on floors. That was the first time Scharfman made
such a comment to Millet. Prior to that time, Scharfman visited
his building once per year or once every 1-1/2 years.
Scharfman conceded seeing an article in the newspaper Hoy
which was issued on September 2, 2003 containing the photo-
graphs of eleven superintendents and porters, including the four
superintendents, and being aware that they were engaged in
activities in behalf of the Union. The article stated that the em-
ployees “charge abuses by Beach Lane” and accused Scharf-
man of “various labor violations” including “preventing us
from choosing the union. . . . They ranted against Local 187, a
phantom union they imposed on us but never met with us. . . .
Even though their objective is to become part of . . . Local 32”
they criticized that union because “they are too slow . . . in
processing our claims.” The article noted that the superinten-
dents’ group “has a leadership headed by Domingo Medina and
Manuel Nina.”
Manager Canales testified that supervisor de Chalus told him
that he showed the article to Scharfman who was “very much
upset because after we’re giving these people jobs, housing,
and a lot of things, this is how they pay us.” Similarly, manager
Burrell testified that de Chalus told him that Scharfman was
“pretty disappointed” to see the pictures of Arturo Buenjo,
Jesus Minjerada and Angel Cordero on a flyer or a Hoy news-
paper article regarding the Union. Burrell stated that de Chalus
told him that Scharfman said that he felt “betrayed” because he
gave Cordero a free apartment and work. De Chalus mentioned
the same thing about Scharfman’s feelings concerning Angel
Cordero, and that Scharfman would stop using him for supple-
mental repair work, and would demand that he vacate his
apartment.
On October 14, 2003, members of the New York City Coun-
cil wrote to Scharfman, asking that he “work with Local 32 in
addressing the needs of these superintendents.” The letter was
received by the Respondent.
The Respondent argues that support for the Union’s efforts
to organize the four employees and the Union’s interest in rep-
resenting them ended in early November 2003, following Ni-
na’s discharge. In support, the Respondent cites employees’
claims in the newspaper Hoy that the union campaign took too
long, and a union agent’s answer that the process was delayed
by the negotiation of a citywide contract. Further, certain super-
intendents who were employed in a one-person building
BEACH LANE MGMT.
223
learned that the Employer could not be required to bargain with
the Union for their building.
However, the evidence establishes that Union meetings were
still being held as late as December 2007. Even if, as the Re-
spondent suggests, the meetings were held for the purpose of
getting greater support and persuading Local 32B to “accept us
back” that clearly shows that the employees continued to seek
membership in and representation by the Union. Whether or not
those efforts may have been futile, they still constitute protect-
ed, concerted activities.
D. The Changes in Working Conditions
1. The requirement that the superintendents be in
their buildings 8 hours per day
Bryant testified that in early 2003, the superintendents were
permitted to leave their buildings during the workday whenever
they wanted. He stated, however, that after the May 7 meeting,
Scharfman told him that all the workers were full-time employ-
ees, and therefore were required to be in their buildings eight
hours per day. Although Bryant believed that some superinten-
dents were part-time, he reasoned that if the superintendent was
not in the building he is not maintaining it properly, and told
the superintendents that, in order to maintain their buildings at a
“higher level” they must be in their buildings eight hours per
day. He noted that this was not a change—just an enforcement
of the company policy, in which he could not give them as
much “latitude.” Indeed, Bryant said that in 2001 or 2002, ten-
ants complained that the superintendents were not in their
buildings but there was no policy change or enforcement at that
time. He noted that after May or June, 2003, several of his su-
perintendents were still absent from their buildings for several
hours during the workday doing supplemental repair work not-
withstanding the enforcement of the policy.
De los Santos stated that in May or June, 2003, Bryant told
him that he had to be in his building eight hours per day doing
his superintendent’s job, unlike his then practice. Bryant told
him that he had to have permission to leave the building, even
to go to a doctor. Prior to that time, de los Santos would just
leave without calling anyone.
I credit Nina’s testimony that Scharfman told him in mid
June, 2003, that he could not leave his building, and that Bryant
would monitor his presence.
Jose Canales, a building manager, testified that in the Spring
of 2003, his supervisor and manager Bernard de Chalus told
him that all the superintendents and porters must be in their
buildings during the entire workday in order to take care of the
buildings, and “because of the union also.” According to
Canales, prior to that time, if the superintendent had jobs in
other buildings he first took care of repairs in his own building
and then could go to other buildings to perform supplemental
repair work.
Scharfman stated that after May 7 and for the remainder of
2003, the Employer’s managers told him that they had difficul-
ty locating some or all of the four superintendents during regu-
lar business hours. Scharfman stated that he gave the superin-
tendents Nextel phones because managers were unable to reach
them on their home phones. The workers also had beepers and
radios.
Canales stated that at about this time, the superintendents
were required to obtain permission to leave their building for a
short time, other than their lunchbreak. He noted that this poli-
cy began after Local 32 began organizing.
Scharfman and Ramirez stated that prior to and after the
meeting on May 7, 2003, if a superintendent wanted to leave
the building other than for a meal break or a brief period of
time, they were supposed to advise the office staff where they
were going and the length of time they would be away from the
building. He denied changing that policy after May 7 to require
superintendents to get permission before they left the building
for reasons other than a meal break. Scharfman denied increas-
ing the number of hours the employees were required to work.
He explained that the superintendents had regular workdays
and days off, and he was permitted, under the contract, to
change the days off and modify their working hours. Neverthe-
less, he denied changing their work hours in 2003 and 2004.
Millet stated that after the May meeting, his scheduled hours
of work increased from seven to ten hours per week, and also
that he was required to tell his manager or the office when he
was leaving the building. In contrast, he stated that between
1997 and 2003, he did not have to ask anyone for permission to
leave the building, and could leave without telling anyone as
long as all his work was done.
De los Santos stated that prior to the Local 32 campaign, he
saw Bryant only once every two weeks. However, after the
employees began the organizing campaign, de los Santos saw
Bryant pass his building very frequently—sometimes ten times
per day which he believed was done to ensure that he was in the
building. Medina stated that between March 3 and May 7, 2003
his manager visited his building once to three times per day, an
unusually large number of visits.
Manager Ramirez stated that following the May 7 meeting,
she was not told that she should increase the frequency of man-
ager’s visits to Medina’s building. In fact, she did not visit his
building very often in 2003, only visiting when there was a
problem or a major job being done. She rarely saw him when
she visited. She further stated that after the May 7, 2003 meet-
ing, and in 2003, she had trouble locating Medina. She conced-
ed that she did not have a prearranged time to visit the building
because the superintendents were expected to be at their build-
ings during work hours. She noted that occasionally she would
call Medina in advance on his Nextel phone and advise him that
she was coming. On those occasions she sometimes could not
reach him. She was not told that his Nextel phone was not
working.
2. The change in policy regarding the
superintendents’ helpers
Historically, the superintendents were permitted to employ
helpers, or porters, at the superintendents’ own expense to as-
sist them with repairs in the buildings or to help them when
they performed supplemental repair work. Depending on the
superintendent, the helper would perform cleaning work while
the superintendent did the supplemental repair work, or the
helper worked with the superintendent in performing such sup-
plemental work. As part of their payment, or in exchange for
their work, the helpers were permitted to live in the basement
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
224
of the superintendent’s building. For example, Medina stated
that Scharfman approved of Medina’s employing a porter and
also permitted him to live in Medina’s basement. The porter
that he used who helped him clean the building has lived in the
basement since Medina began work for the Employer.
Knowledge of this practice was established by the testimony
of Scharfman and Bryant. Scharfman stated that he was aware
that some superintendents, including Medina and Nina, em-
ployed their own employees to do supplemental repair work,
and also performed the superintendent’s regular duties, and that
they were paid by the superintendent. He stated that prior to
May 2003, he did not prohibit the superintendents from per-
forming supplemental repair work, and they were permitted to
do so. Scharfman did not recall whether his policy concerning
the employment of helpers changed after May 2003. The Em-
ployer’s managers observed people living in basements with no
windows, and determined that the superintendents permitted
them to live there.
Ramirez stated that on occasion superintendent Carvajal
“borrowed” other employees who worked with superintendent
Marte. Ramirez noted that those superintendents who did large
renovation supplemental repair work usually had a group of
non-Beach lane employees who worked with them. She had no
objection to the use of such helpers, stating “we did not care
who did the work.”
Scharfman stated that he could not recall if he considered it a
“problem” if a superintendent hired someone to do his regular
duties, adding that it was a problem in “other buildings” be-
cause the Employer did not provide insurance for them as they
were not employees and were not responsible to anyone. How-
ever, Scharfman noted that he did not recall telling any of the
four superintendents that they could not hire others to perform
their regular duties while they did supplemental repair work.
This practice changed in the summer of 2003. Scharfman
testified that he told superintendent Carvajal, perhaps in 2003,
that he could not engage someone to perform his regular duties
while he did supplemental repair work. He further noted that in
the summer of 2003, he may have told Carvajal that he had to
“remove” the people living in the basement of his building who
were doing their regular work because the Employer was not
insured for other workers.
Bryant stated that effective in about June 2003, a change in
policy prohibited the superintendents from permitting their
helpers to live in their buildings. Bryant testified that he was
aware that the superintendents gave the helpers a free room in
their basement in exchange for help with work in the build-
ings—either the superintendent’s regular work or in supple-
mental repair work. Bryant said that he was directed by the
Employer’s office to stop this practice and he told the superin-
tendents that no one could live in the basement outside the su-
perintendent’s apartment. He also objected to people other than
the superintendents cleaning the building. He saw a helper
clean Nina’s building, and he told Nina that he must remove
that person.
Bryant further testified that he first became aware in 2003
that de los Santos had a helper living in his basement. In June
2003, he was directed by Scharfman that the superintendents
could not have helpers work in the building and could not live
in the building since they were not Beach Lane employees and
because of insurance issues. He told de los Santos these reasons
and asked him to remove the helper.
Manager De Chalus testified, in contrast, that Angel
Cordero, a contractor who renovated apartments for the Em-
ployer, was not a Beach Lane employee. Nevertheless he lived
in a basement apartment of a Beach Lane building and was paid
to take out the garbage. In late 2003 or early 2004, he still did
contracting work, and did not pay rent for the apartment. When
the Employer received complaints that the garbage was not
being taken out he was asked to leave and to vacate the apart-
ment.
Superintendent Marte stated that when he did large renova-
tion jobs he used helpers who he paid himself. He noted that
occasionally the four superintendents and others used some of
his helpers. He further stated that the property manager saw
him use helpers, and that the Employer did not object to his use
of helpers because he needed those men to work on large jobs.
His use of helpers continued after 2003 into 2007. Bryant testi-
fied that Reyes was permitted to have helpers assist him in
renovation work.
Scharfman was aware that Nina employed helpers to perform
supplemental repair work that he agreed to perform, and denied
telling Nina to discharge them. On April 10, 2003, the Employ-
er sent a letter to the tenants advising them that Nina would be
on vacation from April 17 to 22, and during that time his wife
would be “taking care of the premises. She will be distributing
work to his workers.”
E. The Alleged Assistance to Local 187
Superintendent Nina testified that in 1994 a manager told
him to sign a card for Local 187, and thereafter union dues
were deducted from his salary. He added that prior to 2003, he
had no contact with that union. He attempted to obtain medical
benefits from Local 187 in 1999 but was unable to because
such benefits were not provided by the contract between the
Employer and Local 187.
Manager Canales, who was hired by the Employer in 1999,
stated that he was unaware that any union represented the em-
ployees until 2003, when, following the employees’ interest in
Local 32, he first heard of Local 187.
Canales stated that in June 2003, manager de Chalus told
him that most of the superintendents and porters were trying to
join a union. De Chalus gave him a few cards for the “other
union”—Local 187, and asked him to have the employees sign
them. Canales asked him “what other union,” and de Chalus
said that “32BJ, that is no good Union. . . .” Canales replied
that he wanted to speak to the employees and learn the differ-
ence between the two unions, and provide them with “paper-
work” so that they could decide which union to join. De Chalus
replied that he should “make sure they sign for 187.” Canales
responded that he could not make them sign; that it was their
decision. De Chalus answered “I thought you were one of us”
or “you are not one of us. I told you you can help us out.”
Canales stated that he gave his superintendents the Local 187
card and told them that they had the paperwork and must decide
for themselves which union to join. Of the 10 superintendents
he spoke to, only 2, whose names he could not recall, signed
BEACH LANE MGMT.
225
Local 187 cards. The others chose Local 32. De Chalus denied
telling Canales to distribute cards for Local 187. However, he
conceded that Scharfman called him and said that Local 187
would be having a meeting in the courtyard of one of the build-
ings in 2003 and that such a meeting was all right.
Manager Burrell stated that in the summer of 2003, superin-
tendent Marte asked him to accompany him when he asked
superintendents to sign cards for Local 187. Marte asked for
this assistance because he did not know all the superintendents.
They went to 5 to 10 buildings and asked the superintendents
there to sign cards for Local 187. On one such occasion, Burrell
visited superintendents Cortez, Perez, and Javier Covido with
Marte and Local 187 President Joseph D’Onofrio, who intro-
duced himself and told them that he was sent by Scharfman to
have them sign “enrollment cards.” They asked Burrell whether
their signing would be a problem, and “how does the Employer
feel about this.” Burrell said that there would not be any prob-
lems, and that “Mark would be very pleased with them . . . very
pleased about it.” After about 1 week, Covido signed the card
and Burrell asked Scharfman what he should do with it.
Scharfman told him to leave it on Scharfman’s desk, and Bur-
rell did. Burrell also stated that he told Covido that “there could
be a problem if he signed up with 32BJ . . . I don’t know what
will happen.” Burrell offered that opinion based on his observ-
ing the “effects of it by the supers that were very active in it . . .
not given extra work. . . .”
Scharfman denied telling Bryant or any other managers, after
May 2003, to have their superintendents and other employees
sign cards for Local 187.
Marte stated that sometime after May 7, 2003, D’Onofrio
came to his building and told him that Local 187 represents him
and that if he joined that union he would receive certain bene-
fits immediately, including a pay raise every 5 years. Marte
signed a card for Local 187 at that time. D’Onofrio asked him
to accompany him to other Beach Lane buildings to try to have
other superintendents sign cards for Local 187. D’Onofrio did
not speak Spanish and wanted Marte to translate for him. Marte
called manager Ramirez and asked if he could do so during
work hours and she said that he could go with D’Onofrio if he
(Marte) wanted. Their visits took place during the workday.
The Respondent’s records establish that dues in behalf of
Local 187 were not deducted from the pay of Medina and Mil-
let until the pay period beginning August 8, 2003. They stated
that prior to that time, union dues had not been deducted from
their salary and they never signed an authorization card for
Local 187. However, Local 187 records indicate that dues had
been paid by the Employer for Medina and Millet beginning in
January, 2003.11 The Respondent did not offer in evidence
cards signed by Medina or Millet in behalf of Local 187, and
indeed, Ramirez stated that the Respondent’s office had no
cards for those men.
F. The Employees’ Withdrawal from Membership in
Local 187 and their Discharges
On April 12, 2004, de los Santos, Medina and Millet wrote
identical letters to Local 187 revoking their authorization for
11 GC Exhs. 25–27; R. Exh. 119.
payment of their union dues to that union by dues check-off.
The Employer received copies of those letters and ceased
checking off dues from their wages.12
De los Santos stated that 2 weeks later, and again in mid-
May, the three letter writers met with D’Onofrio and spoke
about benefits. De los Santos, Medina and Millet stated that,
prior to their discharges, no one told them that they could be
fired if they did not pay union dues, and during their meetings
in April and May, D’Onofrio did not tell them they could be
discharged for that reason. Nor did they receive any corre-
spondence saying that they would be fired for not paying dues.
Medina and Millet stated that at the meeting, D’Onofrio told
the workers that if they signed cards for Local 187 they would
receive a raise in salary, health coverage for their family, and
those employed for 7 years would get five weeks vacation.
D’Onofrio asked the men to sign a card for Local 187 and they
refused.
However, de los Santos admitted receiving a phone call from
D’Onofrio in late October, 2004, telling him to pay his dues or
he would be fired for not paying dues. De los Santos asked him
to send a letter outlining how much he should pay and he would
do so, but such a letter was not received by de los Santos.
On October 16, 22, and 29, 2004, Local 187 sent letters to
the Employer informing it that “after several attempts by [Local
187], the superintendent[s] has failed and refused to submit
payments to Local 187. These payments . . . are for union dues
or agency fees. Payment is required as a condition of employ-
ment, under the current collective bargaining relationship.
Based on this refusal of payment, Local 187 is requesting that
[they] be terminated from the superintendent position immedi-
ately.”
On October 29, the Employer sent letters to the three men
stating that it had received requests from Local 187 to dis-
charge them for failure to remit their union dues or agency fees,
and that they were discharged, effective immediately. The letter
stated that “if you believe [Local 187] has sent this request in
error . . . please notify [me] immediately.” No response to the
letters was received by the Employer. Scharfman stated that he
discharged the men based on the letters received from Local
187.
The collective-bargaining agreement covering Medina’s
building had expired on May 31, 2004. No further agreement
was in effect at the time of his discharge five months later, and
according to Respondent’s attorney’s position statement, upon
the expiration of the contract “there was no showing of support
for Local 187 at that building.”13
G. The Settlement Agreement and the Reinstatements
In late April 2005, a settlement agreement was entered into
between the Respondent, Local 32 and the Board pursuant to
which the four superintendents were reinstated. De los Santos,
Medina and Millet returned to work in April 2005 and contin-
ued to engage in activities in behalf of the Union. Nina did not
return to work until November 1, 2005.
12 Nina did not write such a letter since he had been discharged on
November 7, 2003.
13 GC Exh. 49.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
226
The Respondent agreed to pay the four superintendents cer-
tain sums of backpay and also agreed to reinstate them “to their
former positions, or substantially equivalent positions, with full
seniority rights and privileges” and agreed to “allow employees
to return to any previously vacated Employer-provided apart-
ment.” The agreement also provided that the Respondent “will
not deprive employees of supplemental repair work or fail to
pay employees for repair work because of their” union activi-
ties.
Some question arose concerning the meaning of the settle-
ment agreement. As set forth below, the four superintendents
believed that the agreement guaranteed that they would be of-
fered supplemental repair work.14 The Employer believed that
the agreement simply obligated it not to withhold such work
from them because of their union activities, but did not guaran-
tee them supplemental repair work. Scharfman testified that the
standards for the offer of supplemental repair work were based
on the same criteria after the settlement agreement as before.
H. The Nature of Supplemental Repair Work
It must first be noted that the superintendent’s regular work,
in which he makes routine, minor repairs such as fixing a minor
leak, changing a light bulb or replacing a battery in a smoke
detector is part of the superintendent’s duties for which he is
paid a salary by the Employer. Such work is not included in
supplemental repair work for which the superintendent is paid
in addition to his regular salary.
There are two types of supplemental repair work, and upon
performing the work the superintendent is paid extra by check,
in addition to his regular superintendent’s salary check. The
first consists of work that is beyond the regular duties of the
superintendent, such as painting, installation of a sink, or sheet-
rocking. Such repair work is usually done in an apartment
which is occupied by a tenant.
The second consists of work such as a complete remodeling
of an apartment, called a “gut renovation” or simply a “renova-
tion” which would involve the installation of a new bathroom,
kitchen, and floors. Such work is usually done in a vacant
apartment.
It must be noted that Bryant stated that after the superinten-
dents returned to work pursuant to the settlement agreement in
April 2005, Scharfman issued an order that they would not do
renovations, but could continue to do smaller supplemental
repair work.
Supplemental Repair Work Offered to
the Superintendents
The Respondent and the employees testified differently con-
cerning the procedure used in offering or assigning supple-
mental repair work, and the payment for work performed.
There was agreement that the work to be done was examined
by the superintendent and manager, and the manager gave
Scharfman a description of the work needed. Essentially, the
Respondents’ witnesses testimony was that the manager and
14 During the hearing I ruled that what the employees believed they
were entitled to pursuant to the Agreement was irrelevant. The opera-
tive document is the agreement itself. I affirm that ruling and do not
rely on what the employees believed that they were entitled to.
Scharfman would decide whether the superintendent was com-
petent to perform the work, whether he had the time to do it,
and whether his building was clean. Other considerations were
whether the building was “close to violation free” and whether
it had violations which had to be remedied, thus preventing the
superintendent from doing the supplemental work. Further
factors were the price requested by the superintendent, and
whether the tenants were satisfied with the building’s state of
repair. Scharfman stated that these factors and the Employer’s
system for offering supplemental repair work remained the
same from 2003 to 2008.
Regarding the price wanted for the repair, Scharfman stated
that the superintendent informed the manager the price he
wanted to do the work before doing the work. He said that usu-
ally the worker asks for a high price, Scharfman refused, and an
“exhausting negotiation” takes place. He noted that prior to
May, 2003, a superintendent would ask a “ridiculous” price for
a simple job, and he would refuse such a request and select
someone who would do the job for less money. If the superin-
tendent’s price was acceptable, he did the job, but would at
times be paid less than he asked, because he did not do all the
work agreed on or did it improperly and another contractor had
to re-do it. Scharfman noted that there was a “discussion” be-
tween the superintendent and the office in which agreement is
reached on the final amount to be paid. As set forth below, the
superintendents denied that negotiation over the price took
place.
Bryant stated that there were set prices for such work, in-
cluding $50 per room for painting, and $40 for a new faucet.
He stated that 60 percent of such work had a set price, and 40
percent was negotiable depending on the type of work to be
done, for example, whether a large hole in a ceiling had to be
repaired in addition to painting it, or if the job description
changed. Bryant stated that the superintendents were unhappy
with the amount of money they received for the repair work
since the check they received was less than what they asked for.
The four superintendents’ testimony differed from Scharf-
man’s. They stated that they were directed to make certain re-
pairs. De los Santos testified, for example, that that on some
occasions, he was directed to make the repairs or do the renova-
tions or he would be fired. After the superintendent completed
the work he submitted a work order with the amount of money
requested, and was not asked to give a price prior to performing
the work. They stated that in many cases they received less
money than the amount asked for. De los Santos stated that in
2003 he was paid for some, but not all jobs he performed. Ni-
na’s pretrial affidavit stated that the issue regarding payment
for the work existed long before the Union made its appear-
ance.
There was testimony that Scharfman considered using only
licensed contractors for supplemental repair work. De los San-
tos and Millet stated that Scharfman said at the May 7, 2003
meeting that he was “chang[ing]” the assignment of supple-
mental repair work by using licensed contractors on jobs such
as those involving electric and plumbing work. None of the
superintendents had contractors’ licenses. Further, De los San-
tos stated that in mid May 2003, Scharfman visited an apart-
ment in his building and told him that this would be the last
BEACH LANE MGMT.
227
renovation he would do because “now we have to survive with
the money that we make as superintendents, and he’s going to
contract in the future with another company. A licensed com-
pany to do.” Scharfman paid him the amount he offered for the
work he did in the apartment.
Manager Bryant stated that in about May or June, 2003, the
Employer implemented a policy in which only licensed con-
tractors could perform renovation work. He noted, however,
that superintendents Marte, Soto, and Cano were not licensed
yet they still did renovation work as of the time he left its em-
ploy in August, 2006. Bryant also stated, however, that the
“licensed contractors only” policy was in existence only briefly,
for 2 or 3 months, and thereafter, if buildings were in good
order he could offer renovation work to de los Santos or Nina.
The change was caused by workload—the Employer had only
two licensed contractors, and as more apartments needed reno-
vations, the two contractors could not handle the workload.
Bryant noted that after the “licensed contractors only” policy
was withdrawn, he was free to offer renovation work to the
superintendents.
As to who would be selected to do the work, Scharfman tes-
tified that in 2005 and 2006, depending upon the nature of the
work to be performed, if a vacant apartment needed to be paint-
ed, “traditionally” the superintendent is asked if he wanted to
paint it. Ramirez stated that the Employer “always offered the
superintendents work because they know the building and they
know what to do. So it’s always offered to them. If it’s a court
ordered repair, or problem tenant that the superintendent got
along with” she would also offer that job to the superintendent.
Manager Sosa stated that during his 2–1/2 year tenure with the
Employer from April 2005 to September 2007, there were more
repairs than renovations performed in the buildings he man-
aged. He stated that it was the Employer’s practice to first offer
the repair jobs to the superintendent in whose building the re-
pairs were needed. However, he did not offer those jobs to Me-
dina, Millet and Nina. De los Santos did perform some repair
work in his building. Burrell testified that, generally, supple-
mental repair work was first offered to the superintendent in the
building because the work gets done and the tenants are kept
happy.
As to the extent of the work available, Scharfman stated that
in the 1990’s there was much renovation work to be done and
the Employer was not that selective as to the quality of the
work done. After that time, the amount of such work declined.
Later, when the areas in which Medina’s and Nina’s buildings
were located became more desirable, higher rents were
charged, and the tenants demanded higher quality work and that
the superintendents maintain their buildings better. Consequent-
ly, the renovations performed had to be of higher quality which
required more skilled craftsmanship. He noted, however, that
that change occurred over time and may have begun in 2003 or
2004. Later, he said that this change began in 2000.
Scharfman stated that in 1995, the Employer acquired eight
buildings, and in 1996, supplemental repair work became avail-
able in those buildings. In 1997, some of the supplemental re-
pair work projects begun in 1995 were nearing completion.
Scharfman stated that, beginning in 2000, a New York City
regulation required that plans be filed for sheetrock installation
and changes in wiring. As a result, the Employer had to hire
people who could perform the work to the standards of the New
York City Buildings Department in conformance with Code
regulations.
Scharfman stated that in 2001 and 2002, as more apartments
were renovated, less work was available, especially in the four
buildings involved here. In 2002, the amount of work declined
further. All four superintendents were asked to do gut renova-
tions at that time. Nina and Millet did much of this work, but
Medina and de los Santos did less. Scharfman and Ramirez
stated that after the “initial phase” of supplemental repair work
was completed, similar work in the newly acquired building
declined dramatically, noting that the first two to three years of
a new building’s acquisition constituted the greater amount of
work that needed to be done.
Scharfman testified that when a superintendent was offered
the work and agreed, he was paid a certain amount for the
work. He noted that if the superintendent declined to do the
work he would not be disciplined for refusing, but if the super-
intendent “continually declined” to accept the offer of supple-
mental repair work, the Employer assumed that he did not want
to do any other work, and such work was not offered to him.
However, Scharfman withdrew from that statement somewhat
by stating that even if the employee declined often the Employ-
er may continue to offer him work, but if the employee flatly
stated that he no longer wanted such assignments, it would not
continue to offer that work, but perhaps it might. Scharfman
denied knowing if any of the four superintendents declined
work prior to May, 2003.
Scharfman testified that prior to March, 2003, the four super-
intendents received supplemental repair work if they were ca-
pable of performing it. He noted that the quality of the work of
some of the superintendents was not good, adding that certain
work had to be redone with more competent workers who were
licensed electricians and plumbers. If, however, the apartment
required a renovation which would include new sheetrock,
mouldings, baseboards, the leveling of floors, and replacement
of plumbing, such work was not within the ability of the super-
intendents nor did they have the time to perform such work.
Manager Burrell flatly testified that those superintendents
who were very active in behalf of Local 32 were not given
supplemental repair work. He testified that Scharfman told him
in the spring of 2003 not to give certain employees supple-
mental repair work. Accordingly, he stopped offering Medina
such work. However, inasmuch as Burrell was not the manager
for de los Santos, Millet or Nina, Scharfman’s order did not
affect those superintendents. Significantly, Burrell stated that
he had stopped offering Medina supplemental repair work long
before this directive from Scharfman because he was not a
capable worker. So “Scharfman’s directive did not impact any
supplemental repair work I offered Medina.” Manager Burrell
stated that he had the authority to authorize the payment of up
to $1000 to have a small repair done, but larger repairs had to
be approved by Scharfman. However, according to Burrell,
Scharfman told him in 2003 that he should not offer supple-
mental repair work to superintendents until he “ran it past him.”
Burrell noted that that directive changed his ability to offer
such work and was a “revocation” of his authority to offer such
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
228
work up to $,000. He noted that even in 2000, before the Union
campaign, the superintendents were paid less than the agreed
price.
Burrell stated that in the summer of 2003 (later he said De-
cember 2003) he told Scharfman that he wanted to meet with
him and his fellow agents in order to discuss the union issues
and their ability to have work performed. At the meeting,
Scharfman advised that they should not be speaking about un-
ions with the superintendents. Burrell stated that Scharfman
announced that any supplemental repair work had to be
“cleared through” Scharfman. The agents complained that that
policy was impacting on their ability to get the work done,
including Burrell’s complaint that it was taking longer to com-
plete the jobs because he was told that the “uptown superinten-
dents” who had been active in behalf of Local 32 were not be-
ing permitted to do supplemental repair work. Burrell stated
that at that time he did not notice that the amount of supple-
mental repair work had diminished in his buildings, noting that
the amount of such work was “consistent” in the spring and
summer of 2003, and in fact during his entire tenure.
Burrell testified that, generally, supplemental repair work
was first offered to the superintendent in the building because
the work gets done and the tenants are kept happy. However,
Scharfman’s order in the spring of 2003 that he should not offer
any work to the superintendents beyond the regular superinten-
dent’s job nullified his usual practice. For example, Burrell
stated that when he submitted a bill for a job done by a superin-
tendent who was involved with Local 32, Scharfman asked why
he wasn’t notified first. Then he was told not to give supple-
mental repair work to that person or any of the other superin-
tendents until he advised Scharfman. He stated that Scharfman
was “very adamant” in telling him not to give any superinten-
dents any supplemental repair work without getting his approv-
al.
Manager Sosa testified that when he began work for Beach
Lane in April, 2005, following the reinstatement of the superin-
tendents pursuant to the settlement agreement, he did not offer
renovation work to the superintendents, but rather offered them
smaller repair jobs, such as painting. Sosa further testified that
when he began work, the four superintendents told him that the
Employer was supposed to give them supplemental repair
work, and that they were entitled to such work based on the
settlement agreement. Sosa did not know what they meant and
he never found out since he never saw the settlement agree-
ment. Nevertheless, Sosa stated that none of the four superin-
tendents received renovation work. However, other superinten-
dents occasionally performed renovations.
Scharfman denied telling his managers or other agents not to
offer supplemental repair work to the four superintendents be-
cause of their interest in the Union. Managers Bryant, de Cha-
lus, Ramirez, and Sosa denied that any Employer agent told
them at any time that they should not offer supplemental repair
work to the superintendents they managed. Ramirez stated that
no Employer agent told her that she should reduce the amount
of supplemental repair work offered to any superintendent, to
increase the work load of any of them, begin visiting the build-
ings more often to watch them, or more closely scrutinize their
work product.
Superintendent Reyes Marte stated that following the May 7,
2003 meeting, he continued to perform supplemental repair
work and renovations despite the fact that he never had a con-
tractor’s license. He stated that occasionally he would explain
that the job was larger than originally estimated and ask for
more money, and the Employer would pay the increased
amount. However, on other occasions where he asked for more
money for a job, the Employer would not pay more.
Marte further stated that when the Employer mentioned a
price for a job he could reject it if he did not want to perform
the job, and he would do so. He found that the prices paid by
the Employer were sometimes fair and sometimes too low.
Regarding the allegation that the superintendents were not
offered as much supplemental repair work because of their
union activities, Scharfman stated that Marte may have been
offered more supplemental repair work in 2003 than before
because his work was better and there was less work. Alterna-
tively, he may have been offered the same amount of work but
there was less work to be done. He admitted that in 2003, Marte
was offered more work than Medina. Scharfman stated that
Marte did supplemental repair work in 2003, and had helpers
who assisted in his doing such work to which Scharfman did
not object. The helpers did only supplemental repair work. He
stated that he did not impose on Marte a one-mile limitation
from the superintendent’s building to the location of the sup-
plemental repair work, but such work had to be “close enough”
so that if there was a problem he could return to his building
quickly. Scharfman also stated that in 2003, the Employer of-
fered superintendents Alfredo Cano, Cologne, Marte, and Di-
ogenes Rosario more supplemental repair work than it had in
the past, noting that as the amount of supplemental repair work
decreased, there was less work available for the four superin-
tendents.
In addition, Ramirez stated that, before 2004 and after 2006,
Omar Cologne, who was not one of the Employer’s superinten-
dents, and Marte received more supplemental repair work, and
that she was responsible for offering more such work to them.
However, she noted that no Employer agent told her to offer
more work to them. Rather, she did so because their work was
excellent and they completed their assignments faster than oth-
ers. Also, their prices were approved by the Employer and they
were easier to work with than other superintendents, stating that
there was no “conflict”—she was able to negotiate changes in
prices easily.
I. The Offers of Money to Quit
Millet stated that during his organizing activities for Local
32 in July and August, 2003, Manager David Alvarado told him
that Scharfman wanted to pay him to quit his job, and asked
him how much money he wanted. Millet replied that he had
done nothing wrong to warrant resigning.
De los Santos testified that Sosa told him that he looked sick
and should move out, and asked how much money he wanted to
vacate the premises, adding that he should meet with Medina
and Millet, decide on an amount, and he would inform Scharf-
man. In about May 2005, they met and de los Santos said that
the three men would quit their jobs for a total of $200,000. Sosa
refused, adding that he thought they would ask for $10,000
BEACH LANE MGMT.
229
each. Medina confirmed this testimony. Sosa said that he would
advise Scharfman of their conversation. Medina stated that the
men asked Sosa why they were not being offered supplemental
repair work. Sosa said that he would ask Scharfman. One week
later, Sosa told him that Scharfman refused to give them such
work.
Medina testified that one or two weeks following that meet-
ing, he and de los Santos met again with Sosa, who asked de los
Santos why he did not find another job if Scharfman “was al-
ready giving you problems.” De los Santos said that the men
were only asking for the jobs that should have been offered to
them as they were being given to other superintendents. Sosa
replied that Scharfman did not want them doing such work, and
that Scharfman would give Millet $200,000 to quit his em-
ployment. Sosa denied offering de los Santos money to quit his
job, and also denied directing employees to resign in or after
July 2005. He did not know that any employees were cooperat-
ing with the Board at that time.
J. The Four Alleged Discriminatees
1. Eugenio de los Santos
De los Santos, who began work in April 1995, was the super-
intendent at 614 West 152 Street, a building having 60 units.
He employed a porter at his own expense. He stated that prop-
erty manager Greg Goodman told him his was a part-time job –
that he only had to work at his superintendent’s duties until
noon, and then he was free to perform supplemental repair
work with the help of his porter. De los Santos stated that he
renovated apartments, including replacing ceilings and floors.
De los Santos stated that he signed a card for the Union in
2001, and again in late 2002 at the request of Marte, Medina,
and Nina. His reasons for signing a card in 2003 included a low
salary and not being paid properly for supplemental repair
work. De los Santos was one of the four superintendents, who,
together with about 15 others, met with a Local 32 agent in
January 2003. Thereafter, they solicited their fellow workers to
sign cards for the Union. De los Santos stated that they visited
about 100 of the Respondent’s buildings, and notified other
workers of the March 3 union meeting.
As set forth above, on March 4, Manager Bryant told de los
Santos that nothing would come of the Local 32 meeting be-
cause Scharfman would pay Nina to quit, to which de los San-
tos replied that there were three other heads of the snake. Bry-
ant suggested that de los Santos resign if he was not happy. As
noted above, de los Santos attended the May 7 Employer meet-
ing where he requested health insurance and complained that he
was not receiving as much supplemental repair work as before.
As also noted, he appeared in the Hoy newspaper and engaged
in public demonstrations with the other four superintendents in
support of the Union.
As noted above, Scharfman met with de los Santos on March
9, telling him to use the basement for himself and admitted to
de los Santos that he knew that he was trying to organize for
Local 32, and at the same time threatened to sell the buildings if
the Union succeeded. At the meeting, de los Santos requested a
pay raise, and shortly thereafter, effective April 18, he received
pay raises retroactive from January 1, 2001, increasing his sala-
ry from $407.30 to $430. Bryant stated that he told Scharfman
of de los Santos’ complaints regarding his wages, hours and
working conditions, and Scharfman conceded speaking to de
los Santos about those matters.
As set forth above, on October 29, 2004, de los Santos was
discharged allegedly for not paying dues to Local 187.
Supplemental Repair Work
Regarding supplemental repair work offered to de los Santos,
Bryant testified that prior to the May 7 meeting, he offered de
los Santos repair and renovation work in his building and also a
“ton of work” across the street in another building. There were
no issues regarding the quality of his work.
De los Santos testified that in 2003 he did most of the sup-
plemental repair work for the building that adjoined his—625
West 152 Street, but that after the 2003 organizing campaign
began he was not offered 95 percent of the supplemental repair
work that he would ordinarily have been offered. Instead, Su-
perintendent Miguel Soto and Soto’s brother in law were being
offered such work. As to those jobs he did perform, de los San-
tos mentioned that he was being paid less than the agreed-upon
price, or not paid at all for work that he did, and that situation
had existed since 1995, even before the union organizing drive.
De los Santos stated that he complained to Scharfman about
not being given supplemental repair work, and Scharfman re-
plied that other superintendents were also entitled to such work,
and that if there was no work in their buildings, he had to send
them to his building. De los Santos agreed that that had been
the practice before, but in those instances he was busy with
other work and did not complain that others did the work that
he should have done.
Manager Bryant stated that after de los Santos was reinstated
in April 2005, he (Bryant) had already been told by Scharfman
that the superintendents were “no longer to get renovation
work,” but he was still permitted to offer de los Santos addi-
tional repair work and he did offer him such work.
The thrust of the Respondent’s witnesses’ testimony, espe-
cially the testimony of Bryant, was that de los Santos was not
satisfied with the amount of money he received for the jobs he
did, and would decline jobs which did not pay enough. In fact,
Bryant stated that before and after the May 7, 2003 meeting, de
los Santos asked him to stop offering him such work because he
would not do it because of the low payment, and that he there-
fore simply stopped offering work to de los Santos. Similar
testimony was given by Scharfman and Superintendent Reyes
Marte, that de los Santos declined offers of work because he
was not paid enough.
Nevertheless, Bryant continued to offer him such work
through the summer of 2005, notwithstanding his complaints
about prices, and at one point de los Santos began to accept
those offers of work. Indeed, Superintendent Marte testified
that he (Marte) occasionally asked that he be paid more money
for a job than what he received, but he was not denied addition-
al supplemental repair work for that reason. Rather, he contin-
ued to receive large amounts of such work.
De los Santos was reinstated in April 2005, following the
settlement agreement. Manager Sosa, who was hired in April
2005, was told by Ramirez that de los Santos had engaged in
activities in behalf of the Union. De los Santos stated that man-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
230
ager Sosa, who was hired in April 2005, told him that he was
hired by the Employer “to get everything the way it was be-
fore.”
De los Santos stated that he asked Sosa “all the time” for
supplemental repair work, but was not offered such jobs. He
testified that the first time he was offered such work following
his reinstatement was in September 2005 when he filled a con-
tainer with debris, and was not paid for doing so. He denied
telling Sosa that he would not accept such work because the
prices offered were too low. Sosa stated, in contrast, that when
he began work in April 2005, he offered de los Santos supple-
mental repair work. At first, he said that he was not interested
but then said that he would accept such work and he did such
work. In his pretrial affidavit, Sosa stated that de los Santos had
not done any supplemental repair work in his building because
he said that he did not want to do such work. However, Sosa
added that in September 2005, de los Santos said that he want-
ed to perform such work.
De los Santos testified that in September 2005, Sosa asked
him to do certain supplemental repair work in an apartment.
Sosa told him that he was given that assignment because “they
already know that I was coming to the Labor Board to complain
about me not having this.” De los Santos stated that following
September he did many small jobs but was not paid.
De los Santos stated that Sosa was angry because he asked
de los Santos to pick up certain material for an outside contract-
ing job that someone else was assigned to, and de los Santos
refused. Sosa demanded that he follow his orders, adding that
Scharfman reinstated him, not because he wanted to, but be-
cause the NLRB “made him to keep [him] in the building. But
he really don’t want me in there, so I have to do what he’s tell-
ing me to do, otherwise he has to fire me.” De los Santos stated
that Manager Larry Wornum warned him to be careful with
Sosa because he was “doing something to [him] in the office.”
Property Agent Sosa testified that it was well known that de
los Santos was involved with the Union, but he was not told to
treat him any differently than any other employee who did not
engage in union activities. Indeed, Scharfman stated that he
never directed office workers to refuse to offer supplemental
repair work to de los Santos.
An important comparison of de los Santos’ work records
may be made based on the Respondent’s records of the work
done in his building during the years 2002 to 2007.15 Work was
performed in his building by de los Santos and other individu-
als. I have compared the amount of work performed and the
amount of money earned from such work by de los Santos and
other individuals who performed work in his building during
that time period.16
I have followed this procedure for the other three superinten-
dents. In considering the amount of jobs done and money
earned by people other than the four superintendents, I have
omitted work done by companies such as HL Repair, D.O.
15 The documents cited, GC Exhs. 96 and 97, are summaries of the
Respondent’s records. I received the exhibits over the Respondent’s
objections, but I note that the Respondent relied on those exhibits on p.
39 of its brief.
16 GC Exh. 97(c).
Refrig, and Jedco inasmuch as individuals such as the four
superintendents would not have done such work.
Thus, in 2002, de los Santos performed 53 supplemental re-
pair jobs in his building earning $15,575. In that year, 95 jobs
were performed at his building by people other than de los San-
tos, paying $13,825.
In 2003, de los Santos did 38 jobs in his building and earned
$9340. A total of 53 jobs were done by others that year, valued
at $10,985.
In 2004, recognizing that de los Santos was discharged in
late October that year, de los Santos did 2 jobs, earning $125,
while a total of 36 jobs were done by others from January to
October, for which they were paid $9040.
In 2005, following his return to work in April pursuant to the
settlement agreement, de los Santos did not perform any jobs
until September. He did a total of 13 jobs from September to
December, totaling $3125, while the total number of jobs done
by others during that time was 38, being paid $11,735.
In the first 5 months of 2006, prior to his resignation on May
24, de los Santos did 5 jobs earning $2250, while other individ-
uals did 31 jobs totaling $11,350.
Regarding the supplemental repair work done by de los San-
tos including jobs done in his building and at other buildings, in
2002, he performed 64 jobs totaling $18,825, in 2003, 40 jobs
amounting to $9578, in 2004, no jobs, in 2005, 10 jobs totaling
$2550, and in 2006, 6 jobs adding up to $2250.17
De los Santos quit his job on May 24, 2006 in exchange for
the payment of $5000. His reasons for resigning were that he
was not offered the renovation of a vacant apartment, was not
receiving supplemental repair work, and thus was not making
enough money.
Scharfman stated that, beginning in 2000, a New York City
regulation required that plans must be filed for sheetrock instal-
lation, and changes in wiring. As a result, the Employer had to
hire people who could perform the work to the standards of the
New York City Buildings Department in conformance with
Code regulations. Scharfman stated that de los Santos had
“good skills” but was not familiar with the New York City
Building Code.
2. Domingo Medina
Medina began work in November 2000, at 709 West 176
Street, a building having 50 units. He employed a porter at his
own expense.
Medina stated that in 2002, he and the other superintendents
organized in behalf of the Union. As set forth above, in January
2003, Medina and the four superintendents visited the Local 32
office, and thereafter solicited other employees to join the Un-
ion. He attended the March 3 meeting in Nina’s apartment, and
was present at the May 7 Employer’s meeting where he com-
plained that it seemed that only the “leaders” were invited.
Thereafter, Medina distributed flyers at Respondent’s buildings
and was portrayed in a Hoy newspaper article which Scharfman
acknowledged seeing.
17 GC Exh. 96(c).
BEACH LANE MGMT.
231
Supplemental Repair Work
Medina stated that the Employer’s unfair treatment of him
including reducing the amount of work and not paying him
began in early 2000, and continued through 2002, because of
his activities in behalf of the Union. Medina stated that the
amount of supplemental repair work offered him declined from
2000 to 2001 because, beginning in 2000, certain renovations
that should have been assigned to him because they were locat-
ed in his building, were not assigned to him. Medina supported
that statement by saying that when he was hired, Scharfman
told him that all the work in his building would be offered to
him. However, he conceded that Scharfman was entitled to
change his mind as to that “verbal agreement” and, as the own-
er, could assign the work to others. Medina noted that if
Scharfman believed that he had too much regular superinten-
dent’s work he still was not entitled to offer the supplemental
repair work to others because he (Medina) had other workers
who could perform such work. He stated that when he did ren-
ovations he used other workers to help him. He did his regular
superintendent’s work on Saturdays and Sundays.
Medina stated that Miguel Soto and perhaps others did sup-
plemental repair work in his building even before the 2003
union campaign. He stated that after the four superintendents
began the union campaign in 2003, he was not given supple-
mental repair work, noting that jobs that were normally done by
him and Willie Lara were not offered to him.
Scharfman admitted that in 2003, Marte was offered more
work than Medina because Marte’s work was better and there
was less work to be done, or that Marte was doing the same
amount of work as before, but there was less work available.
Regarding the quality of his work, Ramirez stated flatly that,
when she was in charge of his building from 2000 to 2004, and
then from 2006 on, she had “no problems” with the way in
which Medina performed his work. Further, Bryant, who was
not Medina’s manager but had visited his building a couple of
times found that it was clean, and heard that he “maintained a
good building.” Similarly, Sosa stated that Medina’s building
was “very clean, safe. I have no complaint.” Oddly, Scharfman
testified that Medina could not do much work himself—he was
incapable of doing sheetrock, plumbing or tile work, so he sub-
contracted such work to others, and his subcontractors’ work
was not of a high quality. However, he was never suspended or
received a written warning from the time he was reinstated until
his discharge.
As set forth above, Medina was discharged on October 29,
2004 for allegedly not paying dues to Local 187. After Medina
returned to work in April 2005 pursuant to the settlement
agreement he met monthly in his or Millet’s apartment with
other superintendents regarding the Union campaign. Those
meetings occurred in November 2006, and in July, October,
and December 2007. In July 2007, he told Manager Sosa that
the men were meeting.
Sosa conceded that it was the Employer’s practice to first of-
fer supplemental repair work to the superintendent in whose
building the repair was needed. However, he stated that this
practice did not apply to Medina, Millet, or Nina, who did not
do any supplemental repair work during Sosa’s term of em-
ployment from May 2005, through September 2007. Sosa was
told by Ramirez that Medina had engaged in Union activities.
De los Santos stated that Sosa told him that he looked sick and
should move out, and asked how much money he wanted to
vacate the premises, adding that he should meet with Medina
and Millet, decide on an amount, and he would inform Scharf-
man. In about May 2005, they met and de los Santos said that
the three men would quit their jobs for a total of $200,000. Sosa
refused that amount, adding that he thought they would ask for
$10,000 each. Medina confirmed this testimony. Sosa said that
he would advise Scharfman of their conversation. Medina stat-
ed that the men asked Sosa why they were not being offered
supplemental repair work. Sosa said that he would ask Scharf-
man. One week later, Sosa told him that Scharfman refused to
give them such work. Sosa denied offering de los Santos money
to quit his job, and also denied directing employees to resign in
or after July 2005. He did not know that any employees were
cooperating with the Board at that time.
Sosa stated that he did not show Medina any large renova-
tion jobs because Medina told him when Sosa began work in
April 2005 that he had no interest in doing large jobs. Sosa
noted that Medina did not thereafter tell him that he changed
his mind and would perform such jobs. In addition, Sosa stated
that Medina told him that he did not want any supplemental
repair work, advising that he simply wanted to do his regular
superintendent’s job.
Medina stated that shortly after he was reinstated in April
2005, he received only two or three supplemental repair jobs
per month, with Pablo Checo and Reyes Marte doing all of
such work in his building. He complained to Ramirez that
Checo and Marte were doing supplemental repair work in his
building instead of him. She replied that Scharfman did not
want him and the others to do those jobs and he would not be
offered such work. Ramirez testified that Medina did not do
much supplemental repair work because he was not interested
in doing such work. If a big job became available, they would
discuss it and if Medina decided that it was too much work for
him he declined to do the work.
Medina stated that in October 2005 he was offered supple-
mental repair work in an apartment. He checked the apartment
and told Ramirez that he wanted $300 to $350 to do the work.
Ramirez said that she would call him back. She did not do so,
but had another worker do the job which was not done correct-
ly. Ramirez asked Medina if he could re-do the job and Medina
refused because the worker who did the work should fix his
errors. He testified there was one instance in which he was
offered to do supplemental repair work but declined because of
drug issues related to the tenant’s son. Medina had called the
police twice about the son’s activities and the tenant was angry
at him. Medina testified that, aside from his refusal to do sup-
plemental repair work in that apartment, he never told the Em-
ployer that he no longer wanted to do supplemental repair
work.18 In addition, Ramirez stated that she did not offer Medi-
na large supplemental repair jobs, and Burrell stated that he did
not believe that he was “capable” of performing supplemental
repair work.
18 Medina stated that he did perform his regular superintendent’s du-
ties in that apartment.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
232
Medina stated that when he did supplemental repair work he
asked for a certain price. He received a check for the amount he
requested only a few times. On the other occasions, he received
less than the amount he asked for. He never told Sosa that he
did not want to do supplemental repair work in his building
because the prices he received were too low. However, in his
pre-trial affidavit, Medina stated that in November 2005, he
declined supplemental repair work because the Employer did
not offer the proper amount of money. Superintendent Marte
stated that Medina told him that he did not want to do supple-
mental repair work for the prices he was being paid.
Superintendent Reyes Marte stated that he installed a light
fixture in Millet’s building which was ordinarily a superinten-
dent’s regular work. He asked Millet why he did not install the
fixture and Millet replied that he did not get paid for such work
and did not want to do it.
Scharfman stated that the quality of Millet’s work was not
good; that was his “biggest problem,” broadly stating that Mil-
let’s work was “incompetent.” He also noted that Millet was
“dissatisfied” with whatever price he was paid for the work he
did.
Manager Valdet Prelvukaj who replaced Sosa and worked
for the Employer from December 3, 2007, to April 30, 2008,
was responsible for Medina’s building. Prelvukaj’s pre-trial
affidavit stated that when he began work he offered at least one
supplemental repair job to Medina, but he declined. At that
time he was not aware that Medina had been involved in activi-
ties in behalf of the Union. Prelvukaj stated that Scharfman told
him not to offer supplemental repair work to Medina. Prelvukaj
attempted to explain that inconsistency by stating that the one
or two jobs offered to him were part of his regular superinten-
dent’s work.19
Prelvukaj drew an odd distinction between “supplemental
repair work” which he agreed was extra, voluntary work for
which the employee was paid, and “extra work” which he stat-
ed is part of the superintendent’s required duties for which he
did not receive additional pay. Nevertheless, he stated that su-
perintendents “usually have the first dibs on supplemental
work,” adding that if they cannot perform the work or if they
did not want it such work was given to someone else.
Director of Repairs Seemer testified that, in the fall of 2007,
he was not aware of any HPD20 violations in Medina’s build-
ing. However, apparently there were violations prior to that
time. Seemer stated that he spoke to Medina about the number
of violations in his building, and thereafter noticed that the
number of violations was rising.
On December 13, 2007, Seemer sent an email to Employer
attorney Laurent Drogin stating that Scharfman asked him to
bring to his attention the fact that Nina and Medina have “ex-
tremely high HPD violation counts at their buildings . . . be-
cause they are not getting repairs done in the individual apart-
19 Prelvukaj further explained that when he gave his affidavit he was
on painkilling medication, was uncomfortable and was interviewed for
more than 5 hours.
20 The New York City Housing Preservation & Development (HPD)
agency issues notices of violation to owners of houses. The violations
have deadlines by which the Employer must remedy them and notify
HPD that that has been done.
ments and the building as a whole (common areas). Medina’s
building had over 80 violations.” Seemer stated that 60 to 80
violations are considered high. In contrast, Medina testified that
he resolved all the violations in his building. It must be noted
that, notwithstanding that the violation notices are kept by the
Respondent and are also available from the HPD, none were
offered in evidence.
Prelvukaj stated that there were about 100 to 125 HPD viola-
tions in Medina’s building, the most of any of the buildings he
managed. Further, in December 2007, Medina was not address-
ing or resolving the violations at a rate to his satisfaction—he
“never took care of anything.” Prelvukaj stated that he gave
Medina a direct order to do his regular superintendent’s work
and Medina refused. Prelvukaj reported this act of insubordina-
tion to the office.
Prelvukaj stated that when he began work for Beach Lane in
December 2007, Scharfman told him that he should not offer
supplemental repair work to Medina until he got his building
“in shape.” His pretrial affidavit states, however, that he was
never instructed by Scharfman or anyone else whether to offer
supplemental repair work to Medina or not to offer such work
to him. Thereafter, Medina asked for supplemental repair work
and Prelvukaj replied that he should get his building in shape
and once it is in “topnotch shape I don’t mind offering you
extra work.” Prelvukaj explained that since Medina was doing
“nothing” in the building there was “no point” in offering him
such work. Prelvukaj noted that if the building was better cared
for he could have offered him supplemental repair work, and
that there was no other reason that Prelvukaj did not offer him
such work. Accordingly, Prelvukaj did not offer Medina any
supplemental repair work. Instead, Pablo Checo and Reyes
Marte performed supplemental repair work in Medina’s build-
ing.
In his second week of employment, Prelvukaj reported to
Scharfman that he was unable to contact Medina. Scharfman
told him to keep a log of the times he tried to reach Medina.
One week later, Prelvukaj again reported to Scharfman that he
could not reach Medina. Scharfman again told him to keep a
log. Prelvukaj did not keep such a log despite being instructed
to do so. He was unaware of any discipline given to Medina
due to his inability to be contacted. It should be noted, howev-
er, that Prelvukaj stated that he saw Medina five times in our
around the building when he visited the building during work-
ing hours in the five weeks he was employed Prelvukaj termed
an “excuse” Medina’s complaint that he was unable to receive
calls on the Nextel phone in his basement. Prelvukaj conceded
that Medina could have been in the basement performing his
duties when he tried to call him. It should be noted that manag-
er Sosa conceded that de los Santos’ Nextel phone did not work
in the basement of his building.
Prelvukaj stated that he visited the building twice or three
times per day and in nearly all of those visits did not find Me-
dina in his building. His visits were so frequent because he
wanted to ensure that it was maintained properly. Prelvukaj
stated that of the 12 to 15 superintendents he managed, Medina
was the only one he could not reach on his Nextel phone.
Medina stated that prior to mid-2003, he performed supple-
mental repair work every week after he finished his regular
BEACH LANE MGMT.
233
superintendent’s duties for the day. He stated that his average
annual income for supplemental repair work was $8000 greater
than his annual superintendent’s salary, and that prior to mid-
2003 he earned more by performing such work than he did
from his regular salary. This is supported by the following
analysis which compares the work done by Medina in his build-
ing during the years 2002 to 2007,21 with the work done by
other individuals.22
Thus, in 2002, Medina performed 49 supplemental repair
jobs in his building earning $14,640. In that year, a total of 72
jobs were performed at his building by other individuals, total-
ing $19,990.
In 2003, he did 50 jobs in his building and earned $15,740. A
total of 14 jobs were done by others that year, valued at $8,175.
In 2004, Medina did 2 jobs, earning $1400, while a total of
29 jobs were done by others, which were paid $14,405.
In 2005, following his return to work in April pursuant to the
settlement agreement, he did no supplemental repair work at all
that year. However, in the period May to December, others did
27 jobs and were paid $7430.
In 2006, Medina also did no jobs, while the total number of
jobs done by others was 55, earning $8442. In 2007, Medina
did no jobs, while the total number of jobs done by others was
83, totaling $36,775. He was fired in early January 2008.
Regarding the supplemental repair work done by Medina in-
cluding jobs done in his building and at other buildings, in
2002, he performed 52 jobs totaling $17,240. In 2003, he did 32
jobs amounting to $8515. In 2004, he did 2 jobs totaling $1400.
In 2005, 2006, and 2007, he did no jobs.23
The New Years’ Day Visit
Manager Prelvukaj stated that on January 1, 2008, a tenant
called him complaining of no heat or hot water in her apart-
ment. Prelvukaj tried several times to call Medina on his Nextel
and also on his cell phone, and received no answer. He had not
been given Medina’s home phone number. Prelvukaj drove to
Medina’s building at 12:30 p.m. and phoned again with no
success. Prelvukaj could not find him in the basement. He
asked a man in the building to locate Medina and he did. Medi-
na had just awakened.
Prelvukaj told Medina that there was no heat or hot water in
the building. Medina walked to the boiler room and added wa-
ter to the boiler. The boiler then began working and the prob-
lem was fixed. Medina stated that in late 2007 he began noting
that the automatic pump in the boiler was not working, and the
problem was remedied by adding water very frequently, every
three to four hours. On December 31, water was added at 10
p.m. and at 5 a.m. the following morning. Medina said that the
boiler’s pump was repaired two to three days after his discharge
in January 2008.
The basement consists of a series of rooms connected by a
hallway. The ceiling in the entire basement has exposed pipes
and wires. In one area, the concrete floor is painted gray. In that
area, there is a clothes washer and dryer, and a framed picture
21 The documents cited, GC Exhs. 96 and 97, are summaries of the
Respondent’s records.
22 GC Exh. 97(d).
23 GC Exh. 96(d).
on the wall. The other area has a wood parquet floor, a free-
standing upholstered bar, a refrigerator, a large audio speaker
on the floor, a number of folding chairs, a disco ball on the
ceiling, and an air conditioner installed in the wall of a room.24
During his visit in the basement, Prelvukaj observed three to
four liquor bottles on top of the bar, other liquor bottles in the
room, and a large number of chairs.
Prelvukaj stated that he did not know if the washer or dryer
were operational but he heard the refrigerator working. He
believed that the area with the concrete floor was not the super-
intendent’s living space because of the pipes and wires on the
ceiling. Originally, Prelvukaj believed that the area with a par-
quet floor was Medina’s personal living space, but on January 1
he was of the opinion that that area, too, was not part of his
apartment because of the pipes and wires, the disco ball, paint-
ings on the wall, and electric meters on the wall. Prelvukaj
stated that he had never seen electric meters in the personal
living space of any of the other superintendents’ apartments.
During his visit, Prelvukaj did not ask Medina about the are-
as of the basement he had observed. Immediately upon leaving
Medina’s apartment, Prelvukaj called his senior property man-
ager and reported the no heat-no hot water call, that he could
not reach Medina before he visited the building, and that during
his visit he observed liquor bottles in the basement. During his
discussion with manager Jeffrey Carleton, Prelvukaj did not
mention that he saw items being stored in the boiler room. He
did not take any photographs of the boiler room on January 3.
He stated that prior to January 1, he was in the basement about
ten times but did not report any inappropriate items until he saw
the liquor bottles. During those ten visits he saw the refrigera-
tor, the bar area, and the framed pictures. Medina testified that
he was in his apartment the entire day on January 1, and did not
receive a call from Prelvukaj.
Prelvukaj stated that it was not his practice to contact his su-
pervisor each time he visited a building unless such a call was
necessary, and in this instance he believed that it was necessary
because of the no heat-no hot water complaint, despite the fact
that the problem was remedied. The following day, January 2,
Carleton reported to the Respondent’s attorney Drogin and to
Scharfman that Medina “has converted the basement area out-
side of his apartment into a lounge area.” Prelvukaj was asked
to return to the basement on January 3 to take photographs of
the area and to describe to Drogin the fact that Medina does not
answer his phone and is not available for emergencies. Carleton
noted that the electric usage “in his apartment” has increased
dramatically recently “which suggests he may be using this
electric for the public areas.”
On January 3, Prelvukaj took photographs of the basement
area, but not the boiler room, and sent the photographs to the
Employer’s office where they were seen by Ramirez, who testi-
fied that the washer and dryer depicted in one of the photos
were in the same place when she saw them in 2007 during a
visit to the basement. She did not tell Medina at that time that
those appliances should be removed from the basement, nor did
she report their presence to Scharfman. She last visited other
24 R. Exh. 109 consists of photographs of the area taken by Prel-
vukaj.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
234
areas of the apartment prior to 2004, and did not recall whether
a refrigerator was present at that time or whether the floor was
parquet, and she did not recall seeing a bar there. She conceded
that parquet floors are used in apartment areas.
The January 2008 Discharge
On January 7, 2008, Medina was discharged by the follow-
ing letter, which states in part:
Your termination is based solely on your unauthorized
use of the Employer’s property and your unsatisfactory
work performance as set forth in this letter.
More specifically, without authorization from Man-
agement, you have converted the common areas of the
basement of the building into what appears to be your own
private lounge, including a bar, chairs, stereo speakers and
a disco ball. You are not permitted to utilize the basement,
outside of your Employer-provided apartment, for your
personal use or living space or for any use outside the
scope of your superintendent duties. Unauthorized use of
the Employer’s property is construed as theft and cannot
be tolerated.
The common areas of the basement are meant for stor-
age use for building materials and supplies. However, you
are storing these materials and supplies in the boiler room
of the building, thereby creating an undue fire hazard.
In addition, as the superintendent for the building it is
imperative that you advise someone, by calling or in some
way communicating to management, as soon as is practi-
cable, that you will be absent from the building. Manage-
ment needs to know your whereabouts so that we can
communicate with you both for routine matters and in the
case of emergencies. Despite this, management was unable
to locate your whereabouts on January 3, 2008. Leaving
the building unattended is unacceptable and is a danger to
the tenants.
Prelvukaj testified that he did not understand the reference
that management was unable to locate Medina on January 3. He
guessed that was perhaps when he was trying to “track him
down.” He noted that he was at the building two to three times
that day. The first time he could not find Medina. Later that day
he found Medina in mid-afternoon, prior to his taking the pho-
tographs.
Scharfman stated that he fired Medina because he put the
building and tenants “in jeopardy” by having a party in the
basement, erecting a disco ball and serving liquor. Scharfman
claimed that Medina “converted” and “took over part of the
public area of the basement into a party area,” and moved cer-
tain unidentified building supplies into the boiler room which is
supposed to be free of material of any kind.
Scharfman stated that based on the photographs of the base-
ment and what Prelvukaj told him concerning the state of the
basement, he decided to fire Medina whose interest in the Un-
ion did not affect his decision to discharge him. Scharfman
stated that Medina was jeopardizing the “quality of life” of the
tenants by serving liquor there, and he did not want to be in
violation of New York State Liquor Authority rules. He stated
that the bar set up was located in the public, common areas of
the basement which was not part of his apartment. Scharfman
stated that he had not, in the past, permitted Medina to use that
area for his personal enjoyment, nor did Medina seek permis-
sion to use that area for a holiday party.
Scharfman stated that he had not prohibited superintendents
from serving liquor in their apartments. However, according to
information given him by manager Prelvukaj, Medina was do-
ing so in the public area of the basement and using one or two
refrigerators in which he was “cooling beer” and entertaining
people with music through loudspeakers.
Scharfman did not speak directly with Medina about his use
of the basement in this way, and he did not instruct his manag-
ers to do so. On March 6, 2008, the Respondent began an evic-
tion proceeding against Medina.
Medina stated that when he was hired seven years earlier, he
told Scharfman that some repairs were required in his apart-
ment. Scharfman said that he would supply Medina with the
materials to make the repairs. One of the materials supplied was
parquet floor tiles, and he submitted a work order for the repair
work which stated that he installed parquet floors in the base-
ment and bedroom for which he used 19 boxes of parquet tile.
He testified that after he moved into the apartment he occupied
the same space during his entire tenure there and did not take
over additional space that had not been given to him at the time
he was hired. Medina further stated that managers Ramirez,
Sosa, Burrell and Prelvukaj visited his apartment frequently and
no complaints were made to him that he was improperly occu-
pying parts of the basement.
Medina stated that he owned the washer and dryer, having
bought and installed them when he moved into the apartment.
The framed pictures were his. His refrigerator was in the
apartment for about 7 years, and the bar and stools were there
for 4 years. He stated that he installed the disco ball in his liv-
ing room on New Year’s Eve. The only time he used it was on
December 31, 2007, when he and his family celebrated the
New Year. He denied having other New Year’s Eve parties, but
conceded having parties on Christmas and on other occasions.
The audio speaker was also used on New Year’s Eve. No one,
other than his family, had access to the area in question.
Medina further stated that no Employer agent told him that
he was not allowed to occupy the apartment area in question
which he occupied during his entire 7-year employment with
the Employer. Nor did any Respondent agent warn him about
storing materials and supplies in the boiler room, and he did not
store any materials there. He stated, however, that when he was
hired, supplies were kept in the boiler room and he was directed
by office manager Evelyn Delgado to clean the boiler room. In
February 2001, he filled a container with such debris from the
boiler room and was paid for doing such work.
Nor did he receive a warning from management that it could
not communicate with him, or that he was hard to get in touch
with, or that since he was reinstated in April 2005, management
could not locate him. He would be called by manager Prelvukaj
on his cell phone or his company phone or home phone, noting
that the company’s Nextel cell phone did not work in the base-
ment.
BEACH LANE MGMT.
235
3. Bolivar Millet
Millet began work for the Respondent in 1997 at 1265
Olmstead Avenue in the Bronx which has 87 units. A porter
was employed who was paid by the Employer.
Millet testified that he first engaged in activities in behalf of
Local 32 in 2002 or 2003, but according to his pre-trial affida-
vit he began such activities in about 2001.
Millet attended the March 3, 2003, Local 32 meeting in Ni-
na’s apartment. One month later, on April 4, he received a raise
in pay. He stated that he was not told the reason for the raise.
After the March 3 meeting he signed a card for Local 32, and
also participated in meetings with de los Santos, Medina and
Nina in which they distributed booklets and flyers for that un-
ion and also asked other workers to sign cards for Local 32.
Millet testified that after March 2003, when he began engag-
ing in activities in behalf of Local 32, he received few supple-
mental repair jobs. His pre-trial affidavit stated that since 2003
when he took part in activities in behalf of Local 32 and in
NLRB proceedings, he did not receive supplemental repair
work. He corrected that statement at hearing to the effect that
he received supplemental repair work after March, 2003, but
not as much as he had before that time, explaining that at the
time he gave his affidavit he was not receiving such work. Sim-
ilarly, he stated that from March 2003, to October 2004, when
he was fired, he was engaging in activities in behalf of Local 32
but was still receiving supplemental repair work although to a
much lesser extent than he had received before March 2003.
Supplemental Repair Work
Manager Ramirez conceded that Millet told her that he want-
ed to do more supplemental repair work and was not being
offered such jobs, including renovations. Scharfman, too, stated
that Millet wanted more work. Ramirez testified to several
reasons why she did not offer him such jobs. First, she stated
that Millet told her that he was “not comfortable” doing plumb-
ing work. Thereafter, she did not offer him supplemental repair
work which included plumbing, and Millet did not complain
that he was not getting such work. However, she conceded that
he did much work in 2002 and 2003, but she did not know if
such work included plumbing jobs. She also offered him light
electrical jobs which were superintendent’s work. Occasionally
when she offered him an electrical job he said that he could not
perform it because it was too big. He did not refuse any other
jobs she offered him. Ramirez stated that she was not told that
Millet should be treated any differently when he was reinstated
in 2005, or that she should not offer him supplemental repair
work, or reduce the amount of such work she offered him.
Further, Ramirez stated that she did not offer Millet other
jobs because she believed that he did not have the ability to
perform them. She noted, in this regard, that he hired others to
help him do certain apartment renovations, and at other times
an apartment had to be renovated quickly and he needed help
doing it. In addition, Ramirez added that she did not offer Mil-
let larger jobs following his stroke because his wife said that he
needed to “take it easy.” In this regard, Millet stated that he had
heart surgery, but had no medical issues when he returned to
work in April, 2005 and was not medically restricted from any
work.
In addition, Ramirez stated that Millet was not offered work
because he wanted too much money for the jobs. She claimed
that when the Employer counter-offered with a lower amount
Millet was then told of the lower price and was asked if he
wanted to do the job for the lesser amount of money. Millet
denied that any negotiation occurred when he gave a price for a
job. He simply was not given the job and it was assigned to
Rodriguez or another contractor.
Finally, Ramirez stated that certain tenants refused to permit
Millet to perform work in their apartment. She stated that when
she worked in the repair department from 2004 to 2006, she
found that Millet would occasionally appear late for an ap-
pointment to make a repair or would not appear at all, or he
would begin a repair and not complete it.
However, Ramirez stated that she would prefer to give the
work to the superintendent in whose building the work was to
be done, because of “convenience.” Similarly, Sosa conceded
that it was the Employer’s practice to first offer supplemental
repair work to the superintendent in whose building the repair
was needed. However, he stated that this practice did not apply
to Medina, Millet or Nina, who did not do any supplemental
repair work during Sosa’s term of employment from May 2005,
through September 2007.
An important comparison of Millet’s work records may be
made based on the Respondent’s records of the work done in
his building during the years 2002 to 2007. Work was per-
formed in his building by Millet and other individuals.25
Thus, in 2002, Millet performed 52 supplemental repair jobs
in his building earning $17,240. In that year, a total of four jobs
were performed at his building by other individuals, totaling
$625.26
In 2003, he did 102 jobs and earned $18,850. A total of 17
jobs were done that year by other individuals, valued at $6430.
In 2004, Millet did 74 jobs until his discharge in October
2004, earning $12,820, while a total of 14 jobs paid $6650 were
done by other individuals in that period of time.
When Millet returned to work in April 2005 pursuant to the
settlement agreement, he did not receive any supplemental
repair work until October, at which time he did one job for $75.
Millet filed a charge against the Respondent in September,
2005 and he noticed that the amount of supplemental repair
work he was offered declined drastically. He did no other jobs
from October to December, notwithstanding that extensive
amounts of such work was being done in his building by others.
Thus, in the months of May through December 2005, 84 jobs
were done by individuals in the amount of $23,520.
In 2006, Millet did 1 job earning $75 prior to being dis-
charged in early February while other individuals did 22 jobs
before his fire, earning $2590.
Regarding the supplemental repair work done by Millet in-
cluding jobs done in his building and at other buildings, in
25 GC Exh. 97(a)
26 GC Exh. 97(a) mistakenly states that the total amount of money
paid for supplemental repair work to all workers at Millet’s building in
2002 was $17,065. The correct amount is $17,865. The exhibit also
erroneously states that the total amount paid to Millet in February 2002
was $500 whereas the correct amount is $200.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
236
2002, he performed 158 jobs totaling $24,910. In 2003, he did
100 jobs amounting to $18,150. In 2004, he did 80 jobs totaling
$12,970. In 2005 and 2006, he did one job each and received
$75 for each job. In 2007, he did no jobs.27
The Warning Letter of March 2004
On March 5, 2004, Millet received a warning letter which
stated that the oil burner compressor motor had to be replaced
due to lack of maintenance. Scharfman stated that the boiler
was run without oil in the compressor motor which then seized
and had to be replaced. On October 7, 2004, the Employer’s oil
burner company sent a letter to Scharfman advising that the
burner needed a repair because it ingested a plastic bag. The
company recommended that the superintendent keep the boiler
room clean. Scharfman stated that he did not discipline Millet
after receiving this letter, noting that he was aware, at that time,
that Millet was a union supporter, because he wanted to “avoid
conflict or confrontation.”
As set forth above, on October 29, 2004, Millet was dis-
charged allegedly for not paying union dues to Local 187. He
was reinstated in April 2005 pursuant to the settlement agree-
ment. Millet believed that the Agreement stated that he would
receive a certain amount of supplemental repair work. In a con-
versation with Ramirez, she denied that that was the case. On
April 13, 2005, Scharfman sent Millet a letter which stated that
following his reinstatement on April 11, Millet told Ramirez
that, pursuant to the Board settlement agreement, he believed
that he would be “guaranteed supplemental repair work.” The
letter noted that superintendent Felix Rodriguez was offered
supplemental repair work at Millet’s building because the
quality of his work was superior to Millet’s and threatened
“further disciplinary action” if Millet attempted to “direct or
limit” the Respondent’s right to offer supplemental repair work
to those that it deems best qualified to perform such work.
Manager Bryant confirmed that he offered supplemental re-
pair work to Rodriguez instead of Millet, but added that he
“would have” offered renovation work to Millet under the con-
dition that his superintendent’s work had been completed, but
at that time his regular superintendent’s work had not been
done. Bryant stated that although Scharfman directed that su-
perintendents were not to be offered renovation work, superin-
tendent Rodriguez was still being offered such work in Millet’s
building because Rodriguez’ building was “immaculate.” Simi-
larly, Dio, Reyes and Cano’s buildings did not have many vio-
lations and the buildings were well maintained so they were
offered extra work. Bryant told Scharfman that these men did
good work and their buildings were being maintained, and the
work needed to be done, and asked whether they could do the
work.
Millett was reinstated following the settlement agreement on
April 11, 2005. One month later, Scharfman received a letter
from his oil company referring to a May 2005 incident in which
the oil burner company informed Scharfman that the building’s
sump pump burned out because Millet put a brick on the
pump’s float, resulting in a $2000 repair. Scharfman stated that
Millet received no discipline as a result of this incident because
27 GC Exh. 96(a).
he tried “not to have a conflict or confrontation” with him and
Local 187 and simply “let it pass.” He stated that he did not
want it to appear that the Employer was seeking to discipline
him, especially since the settlement agreement had been signed
only one month before, in April 2005.
Sosa began to manage Millet’s building in May 2005, and
was told by Ramirez that Millet had engaged in activities in
behalf of the Union. However, he denied being told by any
Employer agent that Millet should not be given supplemental
repair work. In May 2005, all the renovation work in Millet’s
building was being done by Felix Rodriguez. Sosa did not re-
call if he offered Millet supplemental repair work or small re-
pair jobs, but stated that at times Millet said he would do such
work, and at other times said that he was not interested. At
those times when jobs were offered, they looked at the project
and if Millet agreed, Sosa told him to call the office with a
price. Sosa doubted whether Millet ever received any such
work, speculating that the reason was that he charged too much
money. Sosa’s pretrial affidavit stated that on a couple of occa-
sions, Millet mentioned a price that was too high for the job’s
needs. Sosa further stated that Millet gave prices to the office
regarding renovations, but he was not given the job because his
price was too high.
Sosa further stated that he did not offer renovation work to
Millet, but then stated that he showed Millet a couple of large
renovation jobs, but then, according to Sosa, he was told that
Millet did not get those jobs because he asked for more money
than other contractors. Sosa further stated that Millet would
either not do needed repairs or was unable to do small repairs
such as a leaky faucet, and that at times the Employer had to
send someone else to make the repair. He noted that at times
Millet makes repairs on a timely basis and at other times he did
not.
Millet stated that he asked manager Sosa for the materials he
needed to perform tenant repairs, but he did not receive them.
Millet stated that in June 2005, tenant association Leonardo
Ruiz asked manager Sosa why Millet was not receiving the
materials. Sosa replied that his job was to “get rid of me.”
Millet filed a petition for a union deauthorization election on
June 21, 2005, to rescind Local 187’s union-security clause in
its contract with the Respondent. An election was held on Au-
gust 9, and Millet and the porter voted to deauthorize Local
187’s union shop authority.
The Respondent’s Contacts with the
Tenants’ Association
Leonardo Ruiz, the president of the Olmstead Tenants’ As-
sociation, had been complaining to Scharfman about the state
of renovations and repairs in the building. He stated that in
about June 2005, manager Larry Wornum told him that “the
problem was with Bolivar Millet, the super, and that if the ten-
ants would help him by circulating a petition to get rid of Boli-
var, that this would fix our problems. He told me that there was
a court case with Bolivar, and that it could take 3 years to get
rid of Bolivar, so it would help if we would all sign a petition to
get rid of him. He told me that Scharfman had suggested to him
that a petition would help get rid of Bolivar. I told Larry that I
did not want to get involved.” Ruiz further stated that in late
BEACH LANE MGMT.
237
summer of 2005, Manager Sosa told him that “getting rid of
Bolivar would fix the problems with the renovations. He asked
me to discuss this with the tenants at the tenant association and
to circulate a petition to get rid of Bolivar.” Ruiz stated that in
September 2005, a petition was circulated in which 50 people
signed in favor of Millet and seven signed against him.28
Sosa stated that he spoke with tenant association president
Ruiz in 2005. Sosa was told that some tenants were in favor of
Millet being their superintendent, and some were not. Sosa
denied soliciting complaints from tenants or asking them to
sign a petition regarding his work performance. Rather, tenants
approached him with complaints. A petition containing 41 sig-
natures of tenants in Millet’s building was received in evidence.
The petition spoke about the employees’ efforts to obtain repre-
sentation by Local 32. In addition, on July 1, 2005, Ruiz sent a
letter to Scharfman telling him that, although the tenants had
complaints, and it was clear that “the agenda every manager has
is to terminate Mr. Bolivar,” he “is not the problem.” Ruiz
identified the problem as the Employer’s emphasis in renovat-
ing empty apartments and not making repairs to the occupied
apartments. Ruiz placed the blame on the Respondent’s failure
to provide Millet with the materials he needed to make the re-
pairs.
The Offers of Money to Resign
Millet stated that in June or July 2005, Sosa asked him how
much money he wanted to quit. Millet stated that he would
accept $50,000. Sosa replied that the Employer would give him
$25,000. Millet refused. Millet asked for that amount, knowing
that it was too high because he did not want to leave, and he
knew that the Employer would not give him that amount.
Manager Sosa denied speaking with Millet in the summer of
2005 regarding him leaving the job in exchange for a payment
of money. However, Sosa stated that Millet told him “if they
pay me for money, I leave.” Sosa reported that remark to
Scharfman who told Sosa to have Millet speak with him. At
some point, Millet told Sosa that he wanted $50,000 to resign.
Sosa stated that in June 2005 he did not know that Millet coop-
erated with the Board. I credit Millet’s version that Sosa asked
him how much money he wanted to resign. Significantly, Sosa
admitted that he had a discussion with Millet concerning being
paid to quit, and that he reported that conversation to Scharf-
man.
The Warning Letter of February 2006
Sosa stated that he and the Employer’s office had difficulty,
from the beginning, in reaching Millet by phone. Ramirez testi-
fied that she had problems locating Ramirez after the May 7,
2003 meeting, and in 2003, she had trouble locating Millet. She
conceded that she did not have a prearranged time that she vis-
ited the building because he was expected to be at his building
during work hours. She noted that occasionally she would call
ahead of time on his Nextel phone and advise him that she was
coming. On those occasions she sometimes could not reach
him. She was not told that his Nextel phone was not working.
28 The above quotations are from Ruiz’ pretrial affidavit which was
received in evidence pursuant to a stipulation that he was unavailable to
testify.
In one instance, Sosa stated that he was told by the office that it
could not reach Millet. Sosa went to Millet’s building and, from
his car, called Millet who was standing outside. He saw Millet
check the phone but not answer it. On February 3, 2006, Sosa
gave Millet a warning letter as follows:
It has been brought to our attention that you have been turning
off your cell phone and making yourself unavailable after
your scheduled working hours. We write to remind you that
as the superintendent of the building, it is your responsibility
to be available at all times by telephone for case of emergen-
cy. Accordingly, please ensure that you company-issued cell
phone is kept on at all times.
At the same time that Millet was given the letter, he again
told Sosa that his phone was not working. Sosa told him to keep
the phone on and not turn it off. Millet replied that he never
shuts the phone but it is out of service.
Millet stated that in January 2006, the screen of his phone
said that it was out of service—he could receive a call but not
dial an outside call. However, prior to January 2006, the phone
was in good working condition. The phone began to malfunc-
tion in late January 2006. When that occurred, he called Sosa
from his home phone. Sosa visited Millet who showed him the
phone. Sosa dialed the phone and saw that it was not working.
Millet asked him if he wanted Millet’s home phone number,
and Sosa said that he was not interested, but the office had his
home phone number. Millet stated that the Employer had his
home phone number and could have called that number.
This was the first written warning given Millet following his
reinstatement in April 2005. Sosa stated that at the time the
letter was sent, he did not believe that Millet was refusing to
perform his regular superintendent’s duties; however he still
had problems with Millet not answering his phone. Scharfman
stated that based on the February 2006 letter, he believed that
discharging him was justified, but did not want to do so since
he did not want to be viewed as doing anything that might be
considered “retaliatory.”
Sosa reported to Scharfman that Millet did not listen to him,
and instead did what he wanted. He was not present in the
building, his cell phone was turned off and he was not answer-
ing the phone when tenants or the office called, he was not
making repairs and that building violations were “accumulat-
ing.” Scharfman did not believe that his phone was broken, and
if it was it would have been replaced immediately. Scharfman
conceded that the office had Millet’s home phone number.
Scharfman testified that the facts set forth in the letter were
reported to him and he, Ramirez and manager Sosa jointly
agreed that “enough is enough” and decided to fire Millet be-
cause he was not doing his job and his failure concerned “quali-
ty of life” issues. Scharfman stated that Millet’s support for the
Union did not influence his decision to fire him.
The February 2006 Discharge
On February 17, 2006, Millet took tenant association presi-
dent Ruiz to the Regional Office where Ruiz gave an affidavit.
When Millet returned home he was given the following dis-
charge letter by Sosa, signed by Scharfman, which stated:
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
238
Despite repeated requests for improvement in your
work performance, you continue to ignore our requests
and fail to perform the duties attendant to your position as
the superintendent. By letter of February 3, 2006, we ad-
vised you that as the superintendent of the building, it is
your responsibility to be available at all times by telephone
for cases of emergency. You have continued to fail to an-
swer your phone, during and after business hours, when
management attempts to call you regarding repairs and
other superintendent work that needs to be done in the
building.
Moreover, you have refused to do work that is within
the scope of your job duties, and we have, subsequently,
had to pay other individuals to perform such work. Addi-
tionally, you have taken it upon yourself to have other in-
dividuals perform your superintendent duties. Your con-
tinue failure to perform your job is unacceptable.
Millet stated that Sosa gave him that letter in person with the
warning that “Eugenio [de los Santos] and Medina were next.”
As set forth above, the discharge letter states that Millet re-
fused to do his superintendent’s work. His manager, Sosa, was
asked whether, in February 2006, Millet “was refusing to do
certain work around the building that you felt were super du-
ties” and he answered “No. I don’t think so.” The letter also
states that he was unavailable. In this respect, Ramirez stated
that she believed that the Employer’s office had Millet’s phone
number, noting that the superintendents had Nextel phones and
two-way pagers.
Millet stated that between April 2005 when he was reinstated
and, February 2006 when he was discharged again, he never
refused to perform his superintendent duties, and in fact he did
his work during that time, during which he was never warned
by any Employer agent that he was not working properly. Be-
tween that time he was accused of hiring helpers to do his su-
perintendent work, but none were doing his work during that
time.
Alleged Postdischarge Misconduct
The Respondent adduced certain evidence concerning al-
leged postdischarge conduct which, it contended, barred Mil-
let’s reinstatement. I received such evidence over the objection
of the General Counsel.
Essentially, the Respondent asserted that, following his dis-
charge, Millet removed materials owned by the Employer from
the building in which he had worked as a superintendent, and
used them in the renovation of a restaurant in which he had a
financial interest.
The evidence does not support the Respondent’s assertion.
Thus, Ramirez gave hearsay testimony that Alberto Garcia, an
owner of a restaurant in the Bronx, told her that Millet did some
repairs in the restaurant with the Employer’s materials. He
further told her that he and Millet had a misunderstanding con-
cerning money owed between them, and Garcia believed that
he had an obligation to inform the Employer that Millet had
used the Employer’s supplies which included tiles, sheetrock,
wood and perhaps garbage bags, and had seen him removing
them from one of the Respondent’s buildings. Garcia did not
testify. Scharfman conceded that he did not keep an inventory
of materials left at the building, and he did not know where the
supplies were taken from.
Ramirez met with Garcia at the restaurant and saw beige
wall tiles which appeared to be the same as those used in the
Employer’s buildings. She reported what she saw to Scharf-
man. Ramirez testified that Garcia told her that Millet told him
that since the landlord was trying to “screw” him, he “will
screw” the landlord.
On October 28, 2007, the Olmstead Tenants Association sent
a letter to Scharfman, stating, in part, that Millet had stolen
materials from the building to use in outside work. Scharfman
stated that after receiving that letter, he sued Millet for using
the Employer’s supplies to renovate the restaurant.
Millet testified that he first met Garcia in the summer of
2006, following his discharge by the Respondent, and that be-
ginning in December 2006, he did renovation work at Garcia’s
restaurant, which continued in January and February 2007. He
was helped by de los Santos and Medina. Millet denied taking
or using any of the Employer’s materials or supplies for the
project. Rather, he stated that he bought the materials at Home
Depot. He produced a large number of receipts from that store
and other paint and hardware stores dated in January and Feb-
ruary 2007. The receipts detail the items bought, including 40
boxes of floor and wall tiles, sheetrock, metal studs, garbage
bags and plumbing items. Millet denied telling Garcia that he
obtained the materials from the Employer.
De los Santos stated that following his resignation in May,
2006, he helped Millet renovate a restaurant. Such work includ-
ed building a partition, tiling a wall and floor, installing doors,
and wiring and plumbing work. He stated that he bought sheet-
rock, tiles, and metal studs at Home Depot with Medina and
Millet. He stated that he never saw Millet take any materials
from his building which he used for the renovation, nor did he
see any such materials in the basement of Millet’s building.
Ramirez and Scharfman remarked that it is the Employer’s
policy to limit the amount of material purchased for projects to
just those needed. In that way, only the supplies that were actu-
ally to be used for specific jobs were stored.
4. Manuel Nina
Nina began work for the Employer in 1993 at 53–63 Hamil-
ton Terrace in the Bronx—two adjoining buildings having a
total of 108 units. A porter was employed in the building, paid
by the Employer.
As set forth above, Nina was very active in the Union’s or-
ganizing drive. He attended the March 3 Union meeting.
Scharfman warned him that he should not attend the March 3
meeting, and did not want such meetings held. Scharfman told
Nina that he could solve his problems, and Nina told him he
was looking for a union. Nina attended the May 7 Employer
meeting, and shortly before the May 14 union meeting Scharf-
man promised to give Nina whatever he needed. Also as set
forth above, on June 11 or 12, Scharfman changed his working
conditions by telling him that he could not leave his building
and would have to perform the porter’s duties when he was off
two days per week, and that he would be “continuously”
watched by him and his manager.
BEACH LANE MGMT.
239
Manager Burrell further stated that in the spring of 2003,
Bryant told him several times that Scharfman was very upset
with Nina, that he was the “main force” behind the Local 32
campaign, and source of the “32 uprising.” Burrell testified that
manager Bryant told him that Scharfman wanted him (Bryant)
to monitor Nina’s work on a regular basis because Scharfman
sought to “eventually” fire him, but because he was involved
with Local 32, he wanted “specific justification.” Bryant told
Burrell that Scharfman wanted him to keep a logbook for Nina
to “micromanage” him; to visit his building frequently, “daily if
not hourly,” in order to document his location and what he was
doing, and the quality of his work to justify Manuel Nina’s
“eventual termination.” Scharfman also ordered him to take
photos of the poor-quality work.
Burrell saw an “extensive meticulous” log that Bryant main-
tained as to Nina’s work which included an improperly in-
stalled bathtub. According to Burrell, Bryant told him that the
tub was not fixed because it was going to be used as “evidence
to support the case they were trying to create against Nina.”
Burrell, who was employed from 2000 to 2003, testified that,
although he did not manage Nina’s building he supervised him
on one project and believed that he was highly regarded by
Scharfman and used by him when a major renovation had to be
done or when supplemental repair work was needed in other
buildings.
Bryant denied making any of those comments to Burrell, and
Scharfman also denied making those remarks or giving Bryant
such orders. Rather, Bryant testified that he took photographs
of Nina’s work that he believed was “deficient”—and did the
same for his other superintendents.
Scharfman testified that he did not recall when he became
aware that Nina was a leader in the Union’s organizing drive,
however he knew that Nina was the first of the four to file a
charge on July 2, 2003 which Scharfman became aware of.
However, Scharfman stated that he did not believe that he was
aware that Nina was the leader, just that he was one of the
charging parties.
Burrell’s credibility was called into question. He was termi-
nated in November 2003 for allegedly accepting money from
the superintendents. Burrell denied the accusation and believed
that superintendent Carlos Rivera falsely told Scharfman that
Burrell was committing that misconduct because he required
him to remove certain basement apartments that Rivera was
renting improperly. Burrell gave two pre-trial affidavits to the
Board. He stated that in giving the first, prior to his discharge,
he was guided by the principle that he should not say anything
“stupid” or put the Employer in a bad light. Rather, he should
say that he did not recall certain events or should give vague
answers. He gave the second affidavit, in which he quoted Bry-
ant as being involved in an effort to document Nina in order to
create a record for his unlawful discharge, because employee
Polanco reported to him that he (Burrell) was “getting the short
end of what was going on.” Burrell testified that his second
affidavit was truthful. Although he stated that he was “really
upset” with the way he was discharged, he was not so upset that
he would lie. Burrell conceded that, as to the first affidavit, no
one told him to lie or refuse to answer any questions, however
he conceded that he knew that the first affidavit was false. Bry-
ant testified that Burrell told him that he changed his testimony
from the first to the second affidavit because he wanted to
“fuck Mark [Scharfman]” and “get back at” him.
As set forth above, I have credited Burrell’s testimony com-
pletely. As a manager, he had close contact with Scharfman and
was aware of his animus toward the Union and the employees
who supported it.
Supplemental Repair Work
Nina stated that from 1993, to June 2003, he did extensive
amounts of supplemental repair work including work in build-
ings other than where he worked as a superintendent, adding
that he was the “main contractor for the company . . . the one
that was mostly used for all the work that he had in the build-
ings.” Nina stated that prior to the Union campaign, Scharfman
told him that he was his “best worker”—and was offered much
supplemental repair work in buildings other than his own.
However, beginning in June, 2003, Nina was either offered
no work or offered work but when he began the job he was told
to stop work because an additional bathroom was being added
to the plan, and someone else completed the job.
Nina denied telling Scharfman in their May 2003 conversa-
tion, that he would no longer accept supplemental repair work,
but conceded that in 2003 after Scharfman learned that he was
supporting Local 32 he was offered renovation work but de-
clined such work.
Nina stated that in about April 2003, he was no longer of-
fered supplemental repair work. Nina noted that he did much
less supplemental repair work in his building from November,
2005 to September 2007 than he had done before June 2003,
but as to such work that he did do, which consisted of volun-
teering to install lobby stairs, he was not paid for those jobs. He
stated that during that period of time supplemental repair work
was done by Marte, Soto, and others, noting that during that
time there was more supplemental repair work being done in
his building than before June 2003.
Manager Bryant was responsible for the buildings in which
Nina was the superintendent. He stated that during his tenure
from August 2001 to August 2006, there were changes in rental
trends in those neighborhoods including a higher demand for
apartments, quickly rising rents, and more affluent tenants who
were demanding higher quality work in their apartments and
the buildings’ common areas, and in the service provided them.
Bryant testified that several tenants told him that they did not
want Nina to work in their apartments because they did not like
the work he did, they could not locate him, his helpers did not
listen to them, and in late 2002 and 2003, he installed old appli-
ances or parts rather than new ones, and used the new ones in
buildings other than those managed by the Employer. Also,
Bryant stated that he spoke to Nina about his stealing materials.
However, he was not otherwise disciplined for such miscon-
duct.
Bryant stated that in 2003, Nina, who had asthma and a back
ailment, said he could not lift anything heavy, could not carry
more than 20 pounds, and could not do plumbing or electrical
work, or paint and plaster. However, Bryant added that there
were certain times that Nina could paint and plaster and other
times when he could not. Bryant noted that these facts did not
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
240
influence him in deciding to offer him supplemental repair
work.
In this respect, Nina stated that he was hospitalized for asth-
ma in 1999, 2003, and perhaps in 2007, however, the amount of
supplemental repair work he performed after the hospitaliza-
tions was the same as before. He did painting, plastering, sheet-
rocking and cutting tile, all of which created dust. He continued
doing such work without restriction from 1999, through May
2003. He noted that although his asthma was “very severe” in
2003, his disease was “under control,” and he was able to work,
including doing painting, refinishing floors and sheetrocking.
During his employ with Beach Lane he went to the hospital
three times for asthma, in 1999, 2003, and perhaps in 2007. He
gave Bryant a letter which stated that he would be out of work
from April 17 to 22, 2003 due to his asthma, and was unable to
work due to asthma from July 28 to August 5, 2003.
Nina’s testimony is suspect in one regard. He gave Bryant a
note from his physician stating that he visited the doctor on July
28, 2003, yet his passport establishes that he entered the Do-
minican Republic on July 25 and left that country on August 8.
Bryant stated that he had problems with Nina since 2001 re-
garding his availability and tenant complaints about his work
from 2001 through 2003. He gave Nina the “benefit of the
doubt” and continued to give him renovation and repair work,
and continued doing so after June 2003. However, he stopped
offering him renovation work in 2003, because he had much
work to do in resolving violations in his building.
For example, Bryant conceded that Nina was willing to trav-
el to do renovations, but that he stopped giving him such jobs in
about March 2003 because (a) Nina had much work to do in his
own building correcting violations, (b) when Nina did a renova-
tion, he “let his building decline” by failing to do routine
maintenance, (c) Nina was often absent from his building and
he had difficulty locating him, and (d) the quality of his work
was not up to Bryant’s standards. Accordingly, Bryant offered
renovation work to others including Dio DeRosario, Marte, and
Alfredo Cano.
Nina stated that during the period November 2005, to Janu-
ary 2008, his managers, including Sosa and Prelvukaj praised
his work. Prelvukaj told him that he was sorry that he was not
being offered supplemental repair work but was happy that
Nina was working there because he knew the work and worked
fast. Nina stated that after his reinstatement on November 1,
2005, he was never offered supplemental repair work, and his
asthma was no longer a problem.
Bryant stated that after the superintendents returned to work
pursuant to the settlement agreement in April, 2005, Scharfman
issued an order that they would not do renovations. Scharfman
wanted the superintendents to do their regular superintendents’
work first. Bryant stated that he followed that policy, which
was not for the purpose of depriving superintendents who had
supported Local 32 from getting lucrative renovation work.
However, Bryant stated that he was still permitted to offer the
superintendents the additional, smaller repair work. According
to Bryant, when Nina returned to work in November 2005, he
offered him occasional repair work but Nina declined such
offers saying that he could not do such work due to his back
and breathing ailments.
Bryant testified that in about 2005, Felix Rodriguez was of-
fered extra repair and renovation work. Rodriguez asked for a
certain amount, there was a negotiation, and agreement was
reached on a price. Also, at times, the price that Rodriguez gave
was rejected by the Employer who made a counteroffer, and a
price was agreed to. Bryant denied that in those cases the nego-
tiation ended where Rodriguez named a price and the Employer
refused and offered the job to someone else. Bryant stated that
the same procedure applied to Nina and de los Santos, noting
that there would be a negotiation as to the price for the jobs.
Nina denied being offered any negotiation.
Nina stated that he spoke to Sosa in about September 2007
about supplemental repair work. Sosa and Bryant said that “it
was difficult for either to find me a cent from that office.” On
another occasion between November 2005, and January 2008
when he was fired, Sosa told him that “the company was pre-
paring a case to fire me. The only way they would have that
case was if I left the building unclean” because he was not
permitted to be offered supplemental repair work. Nina quoted
Sosa as saying that he asked Scharfman why Nina was not be-
ing offered supplemental repair work, and Scharfman told him
“don’t even try him.”
Sosa did not offer Nina the opportunity to do large renova-
tions, although he conceded that there was much work available
in his building. Sosa offered the opinion that he did not believe
that Nina had enough time to do a renovation because he had so
much regular superintendent’s duties to perform. Sosa stated
that no Employer agent told him not to offer Nina supplemental
repair work in his building.
Sosa conceded that it was the Employer’s practice to first of-
fer supplemental repair work to the superintendent in whose
building the repair was needed. However, he stated that this
practice did not apply to Medina, Millet, or Nina, who did not
do any supplemental repair work during Sosa’s term of em-
ployment from May 2005, through September 2007.
Director of Repairs Seemer stated that when he began work
with the Employer he offered supplemental repair work to Nina
once or twice, who did not accept either offer. Seemer stated
that he believed that Nina lied to him by telling him that certain
work had been completed when it had not been done. Seemer
could not recall specific instances, however, and his infor-
mation came from tenants who said that the work had not been
completed. He also mentioned the fact that the New York City
Department of Health levied a large fine for the improper in-
stallation of window guards. That occurred in January 2007. He
stated that Nina told him that he had completed that work. Ap-
parently, according to Seemer, Nina had done the work but had
improperly performed the work. He did not recall if Nina was
disciplined for this incident.
Further, Seemer stated that on occasion in the fall of 2007,
he tried to call Nina by cell phone and found that he was out of
the community for one to two hours. He said that Nina was
“somewhat harder to reach” than other superintendents. Seemer
conceded that that was the only time he could not get in contact
with Nina.
Seemer also stated that tenants complained to him that Nina
promised to do work in their apartments and did not appear at
the appointed time, or when he came he only did a little work
BEACH LANE MGMT.
241
but did not return to finish the repair. Seemer received more
complaints from tenants about Nina than he received about
other superintendents. Seemer stated that when he began work
for the employer, Nina told him that he had a back ailment and
could not lift heavy objects. Nina refused to accept a delivery
of sheetrock and buckets of compound.
Seemer testified that in the fall of 2007, there were a very
high number of HPD violations in Nina’s building, about 400 in
2006. Seemer did not know the exact number, but the violations
were the highest of all the buildings in the area managed by
Beach Lane. Seemer stated that he spoke with Nina once or
twice about his not being able to gain access to tenant’s apart-
ments for repairs. Seemer stated that he was not told by any
Employer agent that Nina had been a Union supporter, or that
he should not be offered an opportunity to do supplemental
repair work. On his occasional visits to Nina’s building he not-
ed a clean building but apparently the repairs were not getting
completed. On December 13, 2007, Seemer sent an e-mail to
Employer attorney Drogin stating that Scharfman wanted him
to be aware that Nina and Medina have “extremely high HPD
violation counts at their buildings . . . because they are not get-
ting repairs done in the individual apartments and the building
as a whole (common areas). Scharfman stated that it was very
important that such violations be kept to a “minimum” because
if there were too many violations the Employer was subject to
fines and may be required to enter into an agreement with the
City for their correction. He stated that a large number of viola-
tions also affects the tax abatements and exemptions the build-
ing was entitled to. He stated that he requires that all the viola-
tions be removed or as many as possible be remedied, acknowl-
edging, however that at times it is not possible to remove all of
them because the tenant refuses access to the inspector who
could certify that the violation has been corrected.
Scharfman testified that he told Seemer to send the e-mail to
Drogin regarding Medina and Nina, but he did not recall telling
Seemer to bring the HPD violation accounts to his attention
regarding any other superintendents at that time. Nor did he
recall whether other superintendents had high or low HPD vio-
lation counts.
Ramirez stated that the Employer keeps a record of viola-
tions for each building. Some have more than others, noting
that the number of violations each building has a strong relation
to the area that the building is located in. She conceded that
“oftentimes, the superintendent can’t help how many violations
his building receives.” But of course the issue is not how many
violations the building accumulates but how many are removed.
It is the superintendent’s responsibility to cure those violations
by making repairs to the areas deemed to be violations.
Manager Ramirez stated that in 2007, she visited Nina’s
building a few times and saw him present in his building at
those times. When she visited, she did not report to Scharfman
that she had difficulty locating him. She flatly stated that she
had no problem locating Nina in 2007. At that time she super-
vised renovations and a window installation project in that
building. Her pre-trial affidavit stated that she visited Nina’s
building “many times” during 2007.
Ramirez stated that the Employer had problems with Nina’s
work in 2007, including failing to do certain repairs, the im-
proper installation of window guards and some issues with the
boiler.
Scharfman stated that any change in the amount of supple-
mental repair work given to Nina was based on the same crite-
ria related to those who received such work, specifically, the
ability to do the work. Scharfman stated that Nina was not ca-
pable of performing those jobs. Scharfman conceded, however,
that Nina may have been offered such work but “continued
problems” with his work performance demonstrated that he was
incapable of doing that work. For example, a bathtub was in-
stalled incorrectly, and the pipes he installed leaked. Scharfman
could not recall whether, when those two instances of improper
work became known, the Employer stopped giving him sup-
plemental repair work or if it reduced the offers of such work,
or if the agent gave him work that he believed Nina was capa-
ble of performing. Scharfman stated that the quality of Nina’s
work was not good; his plumbing repairs did not remain fixed
and the floors he worked on were not leveled properly.
Scharfman stated that Nina was not competent prior to June
2003, but he was, nevertheless given supplemental repair work
which was checked. He admitted, however, that Nina could do
certain jobs well or at least adequately. In explanation, Scharf-
man stated that Nina was given certain jobs, but as circum-
stances changed in which tenants were paying higher rents and
demanded greater services, the Employer required a higher
standard of work. Scharfman broadly stated that Nina’s work
suffered a reduction in quality, while at the same time the Em-
ployer sought to hire more competent workers.
Scharfman stated that Nina was offered supplemental repair
work after May 2003, which the manager believed he could
perform competently. Those jobs which the manager did not
expect him to perform adequately were not offered to him.
Burrell stated that Nina may have told him that he would not
accept supplemental repair work because the prices were too
low.
An important comparison of Nina’s work records may be
made based on the Respondent’s records of the work done in
his building during the years 2002 to 2007. Work was per-
formed in his building by Nina and other individuals.29
Thus, in 2002, Nina performed 164 supplemental repair jobs
in his building earning $53,595. In that year, a total of 21 jobs
were performed at his building by other individuals totaling
$15,415.
From January 2003 until his discharge in early November,
2003, Nina did 53 jobs and earned $16,270. A total of 37 jobs
were done in that period of time by other people, valued at
$10,377.
Nina and was not reinstated until November 1, 2005. He did
no jobs in November or December. However, in those two
months, six jobs were performed by others, totaling $5755.
Nina performed no supplemental repair work in the years
2006 and 2007, notwithstanding that 173 jobs were done by
others in 2006, totaling $84,675, and 157 jobs were done in
2007, earning $93,235.
Regarding the supplemental repair work done by Nina in-
cluding jobs done in his building and at other buildings, in
29 GC Exh. 97(b).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
242
2002, he performed a total of 190 jobs totaling $63,410, and in
2003, he did 68 jobs amounting to $23,970. Following his rein-
statement in 2005, through 2007, he did no jobs.30
The Warning Letter
By letter dated June 13, 2003, Scharfman sent a warning let-
ter to Nina which stated, in part, that he has “recently been
regularly abandoning the building and leaving the premises
unattended during your normal working hours. In view of your
duties and obligations as superintendent of the building this
behavior is entirely unacceptable. Please refrain from such
activity immediately. To the extent that you continue to disre-
gard your duties, and there is growing dissatisfaction among the
building’s tenants, this may form the basis for future discipline.
This will also serve as a reminder that the days that the porter is
not working it is your responsibility to maintain the cleanliness
of the building, including putting out the garbage for collection.
This is part of your responsibilities for the 5 days per week that
you work.”
Scharfman stated that when he sent the letter he knew that
Nina was involved with the Union, but believed that the warn-
ing was necessary because “quality of life issues of cleanliness
must be attended to.” He stated that it was important to “make a
stand” on such issues.
Before the June 13 letter was sent, Bryant visited Nina’s
building once per week. Nina never received a disciplinary
letter before the June 13 letter, nor was he told before then that
he was “abandoning” his building. Nor did Scharfman tell him
before the letter that his tenants were dissatisfied with his work,
and he was not aware of any tenant complaints in his building
before June 2003. Scharfman testified that manager Bryant
called Nina intending to visit the building, and Nina did not
answer his phone. Bryant visited Nina’s building and could not
find him, but saw him return to the building at which time he
told Bryant that he had been there all the time. Bryant also told
Scharfman that Nina was not cleaning the building, but only
taking care of the garbage.
Nina stated that on about June 16, Bryant asked Nina to
show him the June 13 letter and asked what time he works.
Bryant told him: “What is wrong with you is that you are ap-
plying on behalf of Local 32, but Local 187 is in the Employer.
Local 187 is your union. Nina replied that as a retired fire fight-
er, Bryant has benefits, and that Nina wanted retirement bene-
fits also, calling Local 187 a “mafia union.” Bryant agreed, but
said that Local 32 is “another mafia.” Bryant asked for the keys
to his workshop and Nina refused. Bryant told him that Local
187 was the union in the building when Nina was hired “and
now you want to change it to another union.” Nina replied that
“it’s not the same.” Bryant said that “an action brings a reac-
tion. Mark Scharfman has a lot of power. That is not that easy.
Because in the end everything is Mafia.” Nina said that he re-
fused to be a slave. Bryant called the police who directed Nina
to turn over the keys. Bryant testified that Nina kept the Em-
ployer’s equipment in the basement commingled with Nina’s
personal tools. Bryant wanted Nina to keep his equipment in his
30 GC Exh. 96(b).
apartment, and Bryant removed Beach Lane’s equipment on
June 13 when he saw him using it for private jobs.
Bryant stated that on June 16, 2003, he told Nina that he had
to be in his building eight hours per day and that he could not
have a helper in the building because he did not work for Beach
Lane and his helper did poor work. In a pretrial affidavit, Bry-
ant stated that he did not tell Nina that his helpers were not
doing good work. Bryant also told Nina that effective immedi-
ately he could not employ helpers. Nina stated that, beginning
in 2001 he had two helpers who helped him with outside con-
tacting work. Nina stated that the Employer was aware that he
used helpers. As set forth above, on April 10, 2003, the Em-
ployer’s office advised the tenants that during Nina’s vacation,
his wife would be “distributing work to his workers.” Bryant
stated that tenants complained to him that the helpers who they
did not know were working in the building, admitting that most
superintendents had helpers. Bryant noted that Nina would not
work in an apartment with the helper. Rather, he sent the helper
alone to do the work. However, Bryant admitted that Nina used
the same helper or helpers and the tenants would become ac-
quainted with them, adding that Nina’s helpers were there
“quite often.”
Nina stated that prior to June 2003, he did not have to obtain
permission before he left his building to do personal errands
and did not have to inform his manager.
Nina stated that on July 7, 2003, he dismissed his helpers.
After his discussion with Bryant, his working conditions
changed. He was required to clean the building twice per week
since the porter had two days off. In addition, Bryant scruti-
nized his work much more carefully—criticizing him for a
cigarette butt on the sidewalk, claiming that he did not clean the
sidewalk. Nina noted that prior to June 2003, Bryant visited his
building once per week or less frequently. After June 2003,
Bryant visited four to six times per week, carefully examining
whether the building was clean, and phoned him ten or more
times per day in order to harass him, simply asking what he was
doing. Such close scrutiny was not made prior to June 2003.
Indeed, Bryant confirmed his closer scrutiny of Nina, testify-
ing that he visited Nina’s building more frequently than his
other 14 buildings in order to determine where Nina was in an
effort to have the superintendents be at their buildings regularly
so that they could maintain them in a better manner. He stated
that the Employer did not tell him to go to Nina’s building
more frequently. He was also at Victor Gonzalez’ building
frequently because many repairs, including HPD violations had
to be resolved.
Nina stated that in early August 2003, Manager Larry
Wornum replaced Bryant and his working conditions got
worse. He stated that Wornum called him or visited him 20 to
25 times per day, carefully examining the sidewalk for cigarette
butts, checking the cleanliness of the yard, and checking each
floor. Nina said that this routine continued until he was dis-
charged, denying that he “abandoned” the building from June
to October 2003. Bryant stated that because of all the work
being done in Nina’s building and because Nina was not avail-
able, Wornum was “almost dedicated to the building.” When
Nina reported that he was going to a physician on a certain
date, Wornum called the physician who said that Nina did not
BEACH LANE MGMT.
243
keep that appointment. Wornum reported that fact to Bryant
who told Scharfman.
Nina stated that from June 2003 until his discharge in No-
vember, he continued his activities in behalf of the Union. He
met with Local 32 and his fellow employees, appeared in the
Hoy newspaper, met with politicians, and filed a charge against
the Employer on July 2. On August 27, the Employer filed an
8(b)(1)(A) charge against the Union, alleging that Local 32 “by
its officers, agents and representatives, including Manuel Nina
restrained and coerced employees” by their actions in soliciting
membership in Local 32 and discouraging membership in Local
187.
On August 14, 2003, Nina hurt his back while removing a
radiator. He had a series of visits to a physician and physical
therapy. However, he was able to work for two weeks thereaf-
ter with pain medication before he went to the hospital. On
September 3, he visited the hospital and was told to avoid
heavy lifting, but he still renovated apartments. On October 3, a
doctor’s note stated that he could return to work on light duty
but could not lift more than 20 pounds. However he stated that
he could lift more than that weight after October 20. Nina stat-
ed that he told manager Wornum of his visits and gave
Wornum letters from the physician or physical therapist setting
forth the specific dates for the 5-day-per-week therapy sessions.
Nina stated that when he hurt his back until he was fired in
October 2003, he did not tell the employer that he was totally
incapacitated and could not perform his superintendent’s duties.
Rather, he stated that he told Wornum that he could perform his
regular superintendent’s duties.
Nina testified that he met with manager Wornum in Septem-
ber 2003. Wornum demanded that Nina not record their con-
versation and then asked why he did not call Scharfman before
filing charges regarding the union. Nina replied that he was
responsible for having the workers sign cards for the Union,
and asked what would happen to them if he had a personal call
with Scharfman? Wornum answered that he was correct “but
think about yourself.” The following day, Wornum and Bryant
visited the building and asked for the keys to the buildings, and
he surrendered the keys.
The November 2003 Discharge
Nina was discharged by letter of November 7, 2003, and was
thereafter evicted from his apartment. The letter, signed by
Scharfman, stated:
As you are aware, there have been ongoing problems with
your work performance, including: your repeated absences
and unavailability during your assigned workdays, your con-
tinued failure to adequately perform your superintendent du-
ties, and your apparent act of dishonesty in lying to the build-
ing manager regarding visits to the doctor.
Scharfman testified that the decision to fire Nina was made
by him with input by Ramirez or manager Larry Wornum. At
hearing, Scharfman had no recollection of any of the details of
the reasons set forth in the letter for the discharge, but believed
that the facts set forth in the letter, which were given to him by
managers Bryant and Larry Wornum, were correct. He stated
that he was “reluctant” to fire Nina because of the pending
charges but could not tolerate Nina’s misconduct. For example,
Scharfman stated that Nina reported that he was going to his
doctor between 11 a.m. and 1 p.m. Wornum learned that the
doctor saw him at 4 p.m. Scharfman stated that the fact that
Nina was injured at work and was unable to work for 6 to 8
weeks had nothing to do with the reason for his discharge.
However, Scharfman added that, although the manager knew
that Nina was seeing doctors and a physical therapist at the
time, he (Scharfman) did not know that in September or Octo-
ber 2003, when he was discharged.
Bryant stated that he was aware, prior to Nina’s discharge,
that he was involved in organizing for Local 32, but that there
were “ongoing problems” with his work performance, includ-
ing his repeated absences from the building.
Bryant stated that during the porter’s 2 days off per week,
Nina would not perform his duties, telling him that he was
physically unable to do such work. Bryant stated that he did not
require that Nina resolve all of the pending HPD violations, but
some were not being addressed. Nina offered excuses such as
he had no access to the apartments, no materials, and no help-
ers. He asked Bryant for permission to hire workers but Bryant
refused because of the poor quality of workers he had in the
past, and he did not want people working in the building who
were not employees of the Employer. Bryant conceded, howev-
er, that certain people doing renovation work for Beach Lane
did not work for that company, explaining that they were con-
tractors and were accountable to the Employer. On the other
hand, Nina’s workers refused to acknowledge Bryant as the
boss and refused to speak with him.
Bryant said that the number of HPD violations in Nina’s
building was greater in 2003, than it was in 2001 or 2002, but
conceded that he had no records concerning when the violations
increased; simply that he was not aware of the number of viola-
tions in 2002.
Nina testified that after he was fired he continued to engage
in activities in behalf of Local 32, including rallies in front of
his building, visiting politicians, and distributing leaflets. After
Nina was fired, the Employer installed new superintendent
Pablo Checo in the superintendent’s apartment.
The Reinstatement
After Nina’s discharge, a settlement agreement was entered
into with the Board in April 2005, in which the Employer
agreed to reinstate Nina and the three other employees. Discus-
sions ensued between the Respondent and the Union’s attorney
concerning Nina’s reinstatement. As part of these discussions,
the Employer offered Nina reinstatement to a different building
than the one he had worked at for 10 years and had been fired
from. The offer was to 41–47 St. Nicholas Avenue, a building
having about 63 units with no porter. Scharfman stated that
Nina was not offered reinstatement to 53–63 Hamilton Terrace
because he “was not liked” in that building, and replacement
superintendent Checo was already there.
On May 13, Scharfman wrote to all the tenants at 53–63
Hamilton Terrace that Nina declined reinstatement to another
building and wanted to be returned to his original building. The
letter stated that “in determining to which building Mr. Nina
will be reinstated, we are requesting, but not requiring, your
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
244
views in favor of or against reinstating Mr. Nina to the position
of superintendent at 53–63 Hamilton Terrace.” The letter asked
the tenants to inform Scharfman as soon as possible since the
decision as to which building he would be reinstated to would
be made in 1 week. The letter also noted that the responses
would not be shared by the Employer directly with Nina.
Nina refused to be reinstated to the building on St. Nicholas
Avenue because he claimed that drugs were sold in the base-
ment, and he heard that it had many leaks and he was told by
the superintendent there that tenants refused access to him to
make repairs. In contrast, his original building was in good
condition with few leaks and nearly all the violations had been
corrected. Further, his original building had a porter whereas
the St. Nicholas building did not. In addition, his children were
enrolled in a school near his original building and he believed
that they would have to transfer to a different school if he re-
sided in the building on St. Nicholas Avenue. Finally, his origi-
nal apartment was larger, having four bedrooms, whereas the
offered building was much smaller and had only two bedrooms.
On June 2, the Regional Office wrote to Respondent’s attor-
ney Drogin advising that its offer of a job at 14–47 St. Nicholas
Avenue was not substantially equivalent to his former position
at 53–63 Hamilton Terrace, and demanded that he be reinstated
to his original building by June 10. Nina stated that during the
period from October to early November 2005, he was offered
sums of money up to $55,000 by Scharfman to quit his job.
Nina refused the offers. The complaint alleges that the Re-
spondent refused to reinstate Nina from November 7, 2003 to
November 2005, thereby refusing to reinstate him immediately
to his former apartment. The Respondent asserts that the delay
was caused by ongoing settlement negotiations that were taking
place at that time. Nina denied telling the Board agent that he
should “put a hold on the case” while he spoke with Scharfman
about reinstatement in 2005.
On September 9, 2005, the Employer offered Nina rein-
statement to 53–63 Hamilton Terrace. A meeting was held at
the Employer’s attorney’s office in October in which the Em-
ployer, Nina and Local 187 spoke about the nature of his rein-
statement. According to Scharfman, Nina wanted a helper in
addition to the porter. Scharfman refused because the Employer
did not have workers compensation insurance for a helper who
was not on the payroll, and that the maintenance of the building
was Nina’s job. The Employer further explained that Nina
would not be denied supplemental repair work because of his
activity in behalf of Local 32, but the Employer had the right to
choose who is offered such work. Scharfman noted that if Nina
priced the jobs appropriately, if he had the time to do the work,
and if the violations in his building were remedied, he would be
offered such work.
The Employer at first did not agree to restore Nina to the sal-
ary that he had been earning when he was discharged, about
$730, reasoning that he was a “replacement superintendent”
according to the collective-bargaining agreement which pro-
vides for a lesser salary of about $530. Thereafter, when Nina
was reinstated he was given his former salary. Nina stated that
at that meeting in late October, Scharfman told him that he
could not do certain large outside contacting jobs because a
plumbing company had to do them. However, Nina stated that
he did plumbing and electrical jobs before June 2003 for the
Employer, adding that he was never told, prior to June 2003,
that the needed a license to perform such work.
On November 4, 2005, the Employer’s attorney wrote to Lo-
cal 187, advising that Nina’s original apartment was ready for
his immediate occupancy.
Sosa stated that after Nina’s reinstatement in 2005, he ade-
quately performed his regular superintendent’s work. In fact,
Sosa further stated that Nina “always did what he was supposed
to do, or always did all that [Sosa told] him to do.” Sosa never
received a complaint that Nina was not doing his job. Despite
the fact that there were many HPD violations in Nina’s build-
ing, he was getting them done “one by one.” Sosa had no prob-
lem locating Nina who always answered the phone.
Nina stated that during the time that Bryant and Sosa were
his managers from November 2005 to September 2007, they
did not watch him closely as was done in the period June to
October 2003, and did not comment about his being absent
from the building. Nor did they complain that he was not at the
building when he should have been there, and did not tell him
that he needed prior permission to go on personal errands dur-
ing the day. Thus, his treatment during this period of time was
the same as he had enjoyed prior to June 2003.
The Surveillance of Nina in Late 2007
Fredrik Sachs, the president of the Sachs Group, a private
investigation firm, has worked for the Employer for five years.
He stated that he was hired by the Respondent in October 2007
to surveil Nina, the first superintendent he was asked to surveil
by the Employer. He stated that the Employer was trying to
obtain evidence that Nina was not present at his building during
work hours. Although he testified that he did not know whether
the Employer sought to fire Nina, his e-mail message to
Scharfman on December 7 said that “we have to formulate
what is a ‘fireable offense’ a pattern of not doing his duties
which we can nail him on.” Scharfman stated that he retained
Sachs for the purpose of engaging in surveillance of Nina be-
cause manager Prelvukaj and other managers told him that
whenever they visited Nina’s building he was not present when
he should have been in the building. Nina was not advised that
he was being watched.
“Human surveillance” began on October 31, 2007, and con-
tinued through November 15. Sachs’ agents sat in a car near the
entrance to Nina’s building and watched as he left the building,
videotaping him when necessary. They watched Nina on seven
days during his work hours, including one day in which he was
followed. The surveillance resulted in only two “relevant ob-
servations”—that Nina was absent from his building for one
hour and 15 minutes during which time he purchased lumber at
a hardware store, made a few errands and delivered the lumber,
and on November 13 he was absent for three hours during
which time he withdrew cash from a bank and gave it to a man
to which he delivered lumber the previous day.
Sachs recommended that because of the expense of human
surveillance and the results achieved, an alternate method be
used. When human surveillance ceased, the Respondent pro-
vided Nina with a Nextel phone with a position-locating fea-
ture. Scharfman stated that Nina was the only superintendent
BEACH LANE MGMT.
245
given a Nextel phone which was fitted with a GPS device to
track his movements. Scharfman was provided with infor-
mation as to his whereabouts.
On December 7, Sachs advised Scharfman that GPS phone
monitoring had been done for four weeks “with little bad be-
havior on Manuel’s part.” Sachs testified to limitations in cell
phone monitoring including it showing the subject at a location
where he was, in fact, not present. One notable example was
where he was physically observed on Riverside Drive in Man-
hattan, but the Nextel phone monitoring placed him in Fort Lee
or Edgewater, New Jersey, at the same time. Sachs explained
this as being a “false positive based on the technology.” Sachs’
conclusion was that on three occasions based on video and
reports from his agents, Nina was away from his building—on
two occasions he was absent for more than one hour.
On December 17, Sachs wrote to Scharfman that “Manuel
has been behaving. He goes out on his meal hour every day and
does stuff, but he is back within the hour or so.”
The Boiler Incident in November 2007
At about 10 p.m. in the evening of November 21, 2008, the
day before Thanksgiving Day, porter Willie Hidalgo opened the
valve on the water inlet to the building’s boiler in order to add
water to the boiler. He then left the area to pick up some gar-
bage and returned home, forgetting to close the valve. Nina was
contacted by a tenant about one hour later who complained that
water was coming through his radiator. Nina went to the boiler
and saw the open valve. He contacted Hidalgo who admitted
leaving the valve open.
Nina stated that he worked at removing water from the boiler
from about 11 p.m. until 5 a.m. the next morning. He called the
boiler company which said that it could not make a service call
because the Employer was not buying oil from that company.
He called manager Prelvukaj and union agent Lang for the
phone numbers of manager Malone or Scharfman. Finally, the
correct boiler company came and fixed the problem.
Nina stated that Hidalgo takes care of the boiler when he is
on vacation and helps him with the boiler when Nina is present.
Indeed, Scharfman testified that when Nina is on vacation,
Hidalgo takes care of the boiler. Hidalgo stated that for two to
three months prior to November 2007, the boiler was defective
in that it consumed and leaked too much water. As a result, he
had to fill the boiler with water three to four times each day. It
was his responsibility on Wednesday, November 21, 2007, to
monitor the water level in the boiler and to add water if neces-
sary.
Scharfman testified that Diogenes Rosario, a superintendent
in a nearby building called and told him that Nina called him
and said that the boiler was not working. Scharfman then called
the boiler company which released water from the boiler and
reset it. In his pre-trial affidavit, Scharfman stated that Nina
told Rosario that he wanted to know who to contact because the
boiler was broken. Scharfman did not speak to Nina or Hidalgo
regarding that incident before he was fired. Scharfman did not
instruct his managers to speak with Nina or Hidalgo regarding
the incident.
On December 7, 2007, Scharfman sent a written warning to
Nina for “what appear to be acts of retaliation against me,
Beach Lane and the tenants in the buildings where you are the
superintendent.” The letter asserted that the Thanksgiving Day
boiler malfunction was caused by Nina; in that this was the
third time that the boiler was flooded, and accused him of not
calling anyone for assistance. The letter further stated that the
water valve was left open and that it “appears that you inten-
tionally flooded the boiler. I am left only to conclude that you
have done this deliberately in an attempt to inconvenience me
and the tenants on the Thanksgiving Day holiday. I am also
concerned that you have done this because of the ongoing dis-
cussions between Beach Lane and Local 713 concerning your
request to extend you upcoming vacation by using sick days.
Manuel, I am simply running out of patience with you. What-
ever our differences may have been, I will not permit you to
take out your frustrations on the tenants. Further incidents such
as this will be treated as vandalism and will result in the termi-
nation of your employment.”
Local 187 was merged into Local 713 in January 2007.
Randy Lang, the Local 713 business agent, testified that on
Thanksgiving Day, 2007. Nina called him at 8:30 a.m. and
stated that there was no heat in the building and that he tried to
call the Employer and the boiler company, but received no
response to his calls. Lang filed a grievance over the warning
letter Nina received. Later, before the grievance meeting, Nina
told him that porter Hidalgo left the water valve on causing the
breakdown, but that he did not want to get Hidalgo in trouble.
The December, 2007 Vacation and the
January, 2008 Discharge
In November 2007, Nina told Local 187 official Randy Lang
that he wanted to take a vacation in mid-December to early
January 2008 in order to travel to the Dominican Republic to
visit his sick child. He also told Lang that he wanted to use
certain unused sick days as vacation days. Lang advised him to
contact Employer office manager Lou Malone. Nina then told
Malone that he wanted to use his sick days for a vacation from
December 19 to January 2. Malone said that he would do “eve-
rything possible” to enable Nina to take the vacation.
Before November 16, Nina told Lang that he wanted to
change the dates of his vacation to December 20 to January 3.
He asked to use 2 or 3ee sick days for his vacation. The Em-
ployer refused, but offered him an opportunity to use one 2008
vacation day, requesting that if he wanted to take that day as an
unpaid FMLA day, he had to submit paperwork. Nina refused
to use the 2008 vacation day, and Lang replied that he needed
an FMLA form in Spanish which Nina would give to the physi-
cian in the Dominican Republic to complete.
The Employer’s emails stated that it expected Nina to “return
to work on January 3,” but that January 3 “is also a vacation
day . . . when he returns on January 4.” Lang wrote that because
of the delay in working out the details, Nina obtained an airline
ticket “whereby he returns on January 3rd. He will be in the
building sometime that day. His flight is first thing in the morn-
ing of January 3rd.” The Employer wrote back that since his
workday begins at 8 a.m. and he is not expected to be in the
building until after that time on January 3, the Employer will
treat that day as a vacation day, and expect him to “be available
for work on January 4,” and significantly, stated that “if he is
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
246
not going to be able to resume work on January 4 then he
should contact [Scharfman] or [Ramirez] as soon as he be-
comes aware that he is not going to be available for work on
January 4.”
Nina left on December 19 and returned on January 3. Porter
Hidalgo stated that he saw Nina several times on December 19.
In fact, the Respondent’s surveillance conducted by Sachs iden-
tified Nina as being at home on 11:25 on December 19. Hidal-
go also saw Nina in the morning of December 20, the day that
he left for vacation.
Ramirez stated that she was asked to report the facts con-
cerning Nina’s whereabouts prior to his discharge, but that she
was not “directly involved” in the decision to fire him. She was
asked whether Nina had returned from vacation and said that he
had not come back on the day that he was expected to return.
She called him during the day that he was supposed to return
because he was needed to look at a repair in an apartment. That
repair was important because the court had ordered it, and ac-
cess had been directed by the court. Ramirez was aware that on
the day he was to return, porter Hidalgo substituted for him
since she had arranged for such coverage.
Scharfman conceded that, prior to this time, he was aware
that Nina would occasionally not return from vacations at the
specified time he was supposed to return. Scharfman spoke to
Nina about such misconduct and Nina “had no answer.”
Scharfman did not recall that Nina received a written warning
at those times. In March 2006, Nina’s request to take an “emer-
gency trip” was approved.
Scharfman in the past has denied employees’ requests to use
sick days as a substitute for vacation days. He conceded, how-
ever, that sick days may have been used for that purpose in the
past, but that was an improper use of sick days.
Local 713 agent Lang stated that the collective-bargaining
agreement contains no provision for “personal days.” The Em-
ployer denied his use of sick days for vacation time.
Scharfman stated that when Nina is on vacation Hidalgo
takes care of the boiler, makes repairs in the building, and Ra-
fael Rodriguez was responsible for garbage removal.
By letter dated January 4, 2008, Nina was discharged, in ma-
terial part as follows:
This decision is based on a number of factors but the
“last straw” concerns your early departure for vacation and
your failure to return from vacation on time and without
notifying anyone that you would not be returning to work
as scheduled.
As you are well aware from the dialog between the of-
fice and Randy Lang . . . you were scheduled to be out of
work from . . . December 20, 2007 through . . . January 2,
2008, and were required to be back to work yesterday
morning, . . . January 3, 2008.
In fact, you left the building at noon on . . . December
19, 2007—one half day early . . . you abandoned your job
in the middle of the day when you were supposed to be
working.
More importantly, despite being made aware of the
need to have you back to work yesterday morning, and
your commitment to doing so, you did not appear for work
until today and you failed to notify anyone from the office
to explain your delay. This is especially troubling since the
porter at your building was scheduled to be off yesterday
(as you know) and without you there I had to scramble to
get coverage for the buildings. I point out that this is not
the first time that you have failed to return to work on time
following a vacation but it is the last. You have previously
been warned that your failure to report back to work from
vacation would result in further discipline.
I am also aware that you have been “stealing time” by
leaving the building during business hours in order to
monitor a construction project that you are apparently
overseeing. In doing so, you have absented yourself from
the buildings for periods longer than your meal time and
are attending to these personal matters on company time.
Scharfman testified that he decided to fire Nina a few days
after he returned from vacation because his performance
“threatened the well-being” of the tenants. The decision to fire
Nina, according to Scharfman, was due to a “culmination of
everything combined”—events including the boiler incident, he
left early for vacation and returned one day later than expected;
he was not present in the building “all the time” and took unau-
thorized absences from the building which he became aware of
through the surveillance by the Sachs Group. He denied that
Nina’s activities in behalf of the Union played any role in the
decision to fire him.
Nina testified that at the grievance meeting following his
discharge, Scharfman asked him why he let Hidalgo “touch”
the boiler. Nina replied that Scharfman told him that Hidalgo
was his assistant and that when he (Nina) was on vacation Hi-
dalgo could maintain the boiler. Scharfman replied that Nina
created the boiler problem because he (Scharfman) “gave him a
problem” regarding his vacation. Nina answered that he lives in
the building and would not deliberately damage the boiler. At
the meeting, Scharfman also accused him of “stealing time,
asking where he was on December 3 at 1:30 p.m. Nina replied
that he did not know. In fact, Nina was pursuing obtaining free
cable television hookup that the Employer promised. Nina
quoted the Employer’s attorney as saying: “In the past he has
created problems for the Employer, Scharfman. He’s not wel-
come in this company any longer.” Scharfman conceded ex-
plaining the reasons for the discharge to Nina at the grievance
meeting.
The grievance was denied and Local 713 filed for arbitration.
Thereafter, Nina decided to abandon his grievance. Lang stated
that Nina’s withdrawal of his grievance was not based on his
belief that he could not win reinstatement.
Nina testified that Prelvukaj did not say anything to him
about his allegedly not being at the building when he was sup-
posed to be there. He was never accused of stealing time. In
fact, Nina stated that in November and December 2007, he told
manager Prelvukaj when he would be away from the building
for more than his meal hour.
Nina stated that it was possible that he did “private jobs”
while employed by the Employer, which he defined as work he
did in buildings not managed by the Respondent. However, he
only did such work outside of his regular work time, and he
BEACH LANE MGMT.
247
further stated that he did not leave his building to do such work
as he had his own employees who did those jobs. However, he
conceded that Bryant and Ramirez caught him using a Beach
Lane sander on a private job in June 2003, but his use of that
equipment was not stated as a reason for his discharge, and in
any event he testified that his workers used the equipment to
perform those jobs while he did not leave his building.
Local 713 agent Lang stated that he understood that Nina
was a leader among several superintendents in support of Local
32. Lang was aware that Nina was unhappy with Local 187’s
representation of the workers. Lang conceded that the Employ-
er was aware of Nina’s support of Local 32, and, as a result, he
believed it was “more lenient” with Nina, by permitting him, at
times, to take personal days or sick days as vacation days. Lang
noted that it was the Employer’s right to deny Nina’s request to
take sick days as vacation days when he was not sick, but Lang
did not agree with the Employer’s denial, adding that such re-
fusal could have been grieved. Lang stated that he was able to
resolve any issue concerning Nina since he had unlimited ac-
cess to Scharfman and the Employer’s attorney.
Analysis and Discussion
It is apparent that when the Respondent became aware that
Local 32 was attempting to organize its employees, it engaged
in a persistent, sustained effort to thwart and destroy that at-
tempt, first by the use of enticements and then by threats, warn-
ings, the imposition of difficult working conditions, withdraw-
ing supplemental repair work, and discharge. As set forth be-
low, the Respondent’s defenses to its conduct do not provide a
valid explanation thereto.
De los Santos, Medina, Millet and Nina were active from the
beginning of the Union’s organizing drive in January 2003.
They met with Local 32 and then energetically spoke with other
superintendents in order to gain their support for the Union.
They met with the Union agents and organized meetings, in-
cluding one on March 3 with their co-workers and Union repre-
sentatives. Their activities in behalf of the Union became
known to the Respondent. De los Santos credibly testified that
on March 9, he told Scharfman that he was interested in Local
32, and Scharfman responded by offering him and the other
superintendents a raise retroactive to 2002. The Respondent
argues that the raises were authorized by various Local 187
contracts in effect at the time. Even if the raises were so author-
ized, no explanation, other than they were inadvertently not
given when due, was offered at hearing. Clearly, the fact that
the raises were not given when they were due, but were award-
ed only when Local 32 began to organize, supports the General
Counsel’s theory that the employees were given benefits in an
attempt to dissuade them from continuing their support for the
Union. Further, at the same time, in early March, Scharfman
told de los Santos he could rent rooms in his basement and
could hire a porter.
Similarly, Nina’s credited testimony that at about the same
time, Scharfman told him that he knew that a meeting was held
in his apartment and offered him “anything” if “that” did not
happen again, and also offered to resolve any grievance of his,
support a finding that Scharfman opposed the Union drive.
About 2 months later, in early May, when it became apparent
that the workers remained loyal to Local 32, the Respondent
changed its tactic. Scharfman asked the men why they were
“doing things behind” his back. I credit the employees’ testi-
mony that at the May 7 meeting, Scharfman told them that he
would “fix” their problems but the “traitors” among them
would suffer the “consequences.” Significantly, Bryant identi-
fied the “heads” of the Union as those present at the meeting.
Clearly, those “heads” were the four named alleged discrimi-
nates.
Animus toward the Union and toward the four named super-
intendents above has been amply shown in Scharfman’s state-
ments to de los Santos that he knew that he was trying to organ-
ize in behalf of the Union, and that those who did so were “trai-
tors” who would “wait for the consequences,” including his
sale of “all these buildings.” Further, his remark to Nina that he
was doing things behind his back and that he had $1 million to
destroy the Union movement strongly support a finding of ani-
mus. Further, following the appearance of the men’s picture in
the Hoy newspaper, manager Bryant was credibly quoted as
saying that Scharfman had water up to his neck and that every
action would be met with a reaction by him, including his tak-
ing a “strong decision” if the men did not stop their organizing
activity.
In addition, the Respondent’s offers of money to the em-
ployees to quit, solicitations of the tenants to petition to have
Millet discharged, the way in which it relentlessly surveilled
Nina even after the security agency said that it was unable to
obtain damaging evidence, and its later attempt to deprive Nina
of his rightful reinstatement to his building at the proper salary,
all strongly support a finding that the Respondent’s actions in
this case were motivated by intense union animus.
The activities, which occurred after the men were reinstated
in 2005, also show that the Respondent sought to unlawfully
undo the effects of their reinstatements by again unlawfully
discharging them, again for reasons violative of the Act. I ac-
cordingly find that the General Counsel has established that the
actions taken against de los Santos, Medina, Millet and Nina
were motivated by their activities in behalf of the Union.
Wright Line, 251 NLRB 1083 (1980).
I. THE ALLEGED ONEROUS CONDITIONS OF WORK
The complaint alleges that at various times in 2003 and
2004, the Respondent unlawfully imposed more onerous work-
ing conditions on employees de los Santos, Millet, and Nina, by
taking away supplemental repair work, increasing work loads,
changing schedules, requiring them to obtain permission before
leaving their work places, failing to pay them for repair work,
and more closely scrutinizing their work.
The complaint further alleges that from various dates in
2005, the Respondent refused to assign supplemental repair
work to de los Santos, Medina, Millet, and Nina.
A. Failure to Offer Supplemental Repair Work
It was the Respondent’s consistent policy to offer supple-
mental repair work to the superintendents in the buildings in
which they resided because the superintendent was familiar
with the building, the tenants and the work to be done.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
248
Nevertheless, the Respondent’s records, combined with the
testimony of its witnesses and witnesses for the General Coun-
sel, as set forth above, establish that the four superintendents
were not offered supplemental repair work because of their
activities in behalf of the Union. It is certainly true, as the Re-
spondent contends, that during some of the periods of time
included below, the superintendents were unavailable for offers
of supplemental repair work due to vacations and illness. How-
ever, the statistics prove that notwithstanding such sporadic
unavailability, the Respondent failed to offer them jobs which
were available.
Thus, as to de los Santos, Medina, and Nina, the Respond-
ent’s records, set forth in detail above, show that in 2002 and
until their union activities became known to the Respondent in
mid March 2003, they performed extensive amounts of sup-
plemental repair work in their buildings and in other buildings
compared to other individuals who did such work. However,
upon becoming aware of their union activities, the Respondent
offered them much less work and they performed much less
work than previously.
Millet’s work record must be addressed separately. It is true
that he did more supplemental repair work than others in 2003
and 2004. However the jobs performed by him in 2002 were
proportionately much greater, compared to work done by oth-
ers, than the work done by him in 2003 and 2004. Thus, a fair
finding may be made that, although he did more work in his
building in 2003 and 2004 than others, the amount of such
work in those latter years was less proportionately than he did
in 2002 before the Union’s advent.
The complaint further alleges that the failure to offer sup-
plemental repair work to de los Santos, Medina, Millet, and
Nina following their reinstatements in 2005, because of their
continued support for the Union and in violation of the terms of
the settlement agreement. The record evidence supports these
allegations, establishing that the four men did virtually no work
following their reinstatements in 2005.
The explicit terms of the Agreement provides, in material
part, that the Respondent “will not deprive employees of sup-
plemental repair work. . . .” because of their union activities.
The above records confirming the amount of supplemental
repair work performed following the employees’ reinstatements
in April 2005 establishes that they performed virtually no work.
The Respondent argues, that they were offered such work and
declined it. However, the evidence establishes that the Re-
spondent’s supervisors advised the employees that they would
no longer be given such work notwithstanding that it was the
Employer’s policy to first offer such work to the superinten-
dents for various reasons. Thus, manager Bryant quoted
Scharfman as directing him not to offer renovation work to the
superintendents after their reinstatement. Burrell stated that
employees who were active in the Local 32 campaign were not
given supplemental repair work. Sosa stated that he did not
offer renovation work to the superintendents after their rein-
statement.
That policy, combined with the fact that no material com-
plaints concerning their work were made prior to the Union’s
organizing campaign, provided the Respondent with no legiti-
mate reason, which will be discussed below, to refuse to offer
them such work.
It is clear that the employees asked for supplemental repair
work. De los Santos and Millet even filed charges alleging that
they were not being offered supplemental repair work. Indeed,
when de los Santos asked about more supplemental repair
work, Manager Sosa asked how much money he, Medina and
Millet wanted to quit their jobs. Thus, the Respondent’s reply
to the requests for more work was an offer that they quit in
exchange for money.
The Respondent offered numerous defenses to the decline in
supplemental repair work performed by and offered to the four
superintendents. It first suggests that as the areas in which the
buildings were located became more desirable, tenants were
paying higher rent and therefore were more demanding regard-
ing the quality of the supplemental repair work and the cleanli-
ness and repair of the buildings in which they resided. The
testimony presented was simply the opinions of the witnesses,
without supporting evidence that new tenants in those buildings
were unhappy with the quality of the work performed, or that
the work done by these superintendents with long work records
were the subject of complaints prior to the Union’s advent.
The Respondent also offered as a reason for the decline in
work that inasmuch as the buildings where supplemental repair
work was being done were purchased years before, substantial
renovations to vacant apartments were done at that time and
therefore the amount of such work was less thereafter. Howev-
er, the records show that other people did more work in those
buildings than the employees at issue did. Thus, work was be-
ing performed. The question is why were the four superinten-
dents not being given that work, and why were they not receiv-
ing the work to the same extent that they had before. The fact
that the four superintendents were not doing that work and
others were undermines this defense.
Further, Scharfman announced at the May 7 meeting that on-
ly licensed contractors would perform supplemental repair
work. However, he continued to use unlicensed superintendents
including Marte, to perform the work. In addition, Bryant stated
that the “licensed contractors only” policy lasted only two to
three months because the Employer only had two licensed con-
tractors who could not handle the workload. Thus, this policy
was in effect only briefly but it is important to note that it was
stated as a reason to deny the superintendents extra work.
Scharfman’s testimony that beginning in 2000, a City regula-
tion requiring that plans be filed for certain repair work caused
him to hire people to work to City standards implies that the
four superintendents were not qualified to perform such work.
However, the record consistently shows that they performed the
same type of work prior to and after 2000. If his testimony
implies that only licensed contractors were permitted to do such
work, the Respondent nevertheless employed non-licensed
people, including the four superintendents, to do such work.
In further defense, the Respondent argues that the superin-
tendents were not competent to perform the types of supple-
mental repair work that they had done for years, apparently
without complaint, and did not have their buildings in proper
repair, or were the subject of large numbers of HPD violations.
I am aware that the Respondent’s witnesses testified that its
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criteria for deciding who should be offered supplemental repair
work had not changed before or after the employees’ interest in
the Union. However, these alleged criteria apparently were not
taken into consideration since Medina and Nina, the superin-
tendents allegedly with the highest number of violations, con-
tinued to receive large amounts of such work before the Un-
ion’s arrival. In addition, the above records support a finding
that the Respondent assigned large amounts of work to the
allegedly incompetent superintendents before their interest in
the Union became known to it. Further, although the Respond-
ent maintained records of the HPD violations, no such actual
records were offered in evidence, only round-number estimates
by the Respondent’s supervisors as to how many violations
each of the superintendent’s buildings amassed.
The Respondent further contends that supplemental repair
work was not offered to de los Santos, Medina, and Nina be-
cause they refused such work because they were not offered
what they considered a proper payment for such jobs. First, it is
unlikely that they would have refused work since they had ac-
cepted large amounts of work before the Union’s advent. Se-
cond, such work constituted a large amount of their income. In
some cases, they earned more money from those jobs than from
their regular superintendent’s salary. Indeed, when they per-
formed such work in the past they received less money than
they asked for, but they nevertheless continued to accept work.
They testified that they continuously asked for more work, and
filed charges alleging that they had not been offered such work,
and, as noted above, one of their main complaints at the Em-
ployer’s May 7 meeting was the Respondent’s failure to give
them more supplemental repair work.
It is true that Medina stated in his affidavit that in November
2005, he refused such work because he was not being paid
enough money for the jobs. However, this seems to be for a
limited period of time, and there was no reason that the Re-
spondent could not have continued to offer him such work.
There was testimony from the Respondent’s witnesses that they
did not offer the superintendents supplemental repair work
because the prices they requested were too high. Nevertheless,
superintendent Marte stated that his prices were rejected, but he
continued to be offered additional work.
It is important to recall de los Santos’ testimony that in mid-
May 2003, Scharfman told him that a job he was doing would
be his last because he now had to “suffer” with his superinten-
dent’s salary because the Respondent would thereafter be using
licensed contractors. This is a clear indication that the Employ-
er sought to punish the superintendents for their interest in the
Union and to cause them to leave their employment. As set
forth above, the instances of the superintendents being offered
money to quit their employment, coupled with the failure to
offer them supplemental repair work, had its intended effect.
De los Santos stated that he accepted a payment of money and
resigned because he could not afford to keep his employment
without receiving additional income from supplemental repair
work.
As set forth above, Manager Bryant testified broadly that
Scharfman told him in 2005 that no superintendent was to per-
form renovation work, apparently seeking to explain the lack of
offers of work to the four superintendents. However, superin-
tendents other than the four did receive offers of renovation
work at that time. When Bryant explained that only those su-
perintendents whose buildings were “immaculate” and had few
violations received such work, no supporting evidence was
provided to prove this claim. Indeed, managers Ramirez, Bry-
ant, and Sosa stated that, for example, Medina’s building was
well maintained, Sosa stating that it was “very clean, safe. I
have no complaint.”
While Bryant testified that superintendents who were willing
to travel to do renovations were offered such work, he conced-
ed that Nina was willing to travel. Nevertheless, as set forth
above, the amount of work offered to Nina was much less fol-
lowing the Union’s advent than before. Further, Scharfman
emphasized that in permitting the superintendents to travel to
do renovations, such jobs were usually not too distant from
their buildings so they could return in an emergency.
I accordingly find and conclude that the Respondent failed to
offer supplemental repair work to the four superintendents in
retaliation for their activities in behalf of the Union. As such,
the Respondent violated the terms of the settlement agreement
which provides that it “will not deprive employees of supple-
mental repair work . . .” because of their union activities.
Therefore, the Regional Director’s revocation of the settlement
agreement and the reissuance of the complaint on which the
Agreement was based, were proper.
B. Other Alleged Instances of Imposing More
Onerous Conditions of Work
The complaint alleges that the Respondent imposed more
onerous conditions of work on de los Santos, Millet and Nina
by increasing their work loads, changing schedules, requiring
them to obtain permission before leaving their work places,
failing to pay them for repair work, and more closely scrutiniz-
ing their work.
I credit the testimony of de los Santos and Millet that after
the May meeting, they were told by their managers that they
had to obtain permission and had to call the office prior to leav-
ing their buildings, even for a short time. Before that time, nei-
ther superintendent was required to have permission before
leaving the building.
In clear support of the allegation that employees had to be
present in their buildings eight hours per day is manager
Canales’ testimony that manager de Chalus told him of this
requirement, adding that it was because they had to take care of
their buildings and “because of the union also.” Thus, an un-
lawful motive has been clearly established.
I credit the testimony of Manager Bryant, as set forth above,
that after the May 7, 2003 meeting, Scharfman told him that
employees were required to be in their buildings 8 hours per
day. Bryant’s testimony that this was not a change, but rather
simply an “enforcement” of company policy, and that he could
not give them as much “latitude” as in the past lends support to
the General Counsel’s case that this requirement was not in
effect prior to that time, or, if it was, it was not being enforced.
Thus, it is apparent that the Respondent became aware, certain-
ly by May 7, that the superintendents were organizing in behalf
of the Union and that it sought to minimize their opportunities
to leave their buildings for the purpose of meeting with their
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
250
co-workers. In this regard, I credit Nina’s testimony that
Scharfman told him in mid-June 2003, that he could not leave
his building and that Bryant would monitor his presence there,
and de los Santos’ testimony that Bryant told him that he had to
be in his building 8 hours per day, unlike the prior practice.
Further undermining the Respondent’s theory is that superin-
tendents routinely were assigned renovation and other supple-
mental repair work in other buildings and, of necessity, had to
leave their buildings. Such absences were undoubtedly author-
ized by the Respondent because it knew that its superintendents
were performing work in buildings other than where they
worked and thus could not have remained in their buildings
eight hours per day.
I cannot credit the Respondent’s reason for this new policy.
Scharfman’s testimony that after May 7 the managers had diffi-
culty locating the four superintendents during regular business
hours is not worthy of belief. The superintendents had Nextel
phones, beepers, radios and cell phones with which they could
be called. There is no showing that the Respondent had such
difficulty locating the superintendents prior to May 7, necessi-
tating this change in procedure.
I credit the testimony of de los Santos and Medina that they
were subject to greater scrutiny following the May 2003 meet-
ing in that their managers made much more frequent visits to
their buildings than before. Indeed Nina’s credited testimony
confirms this. He stated that Scharfman promised that he and
Manager Bryant would be in his buildings “continuously.”
Clearly, the Respondent is entitled to monitor its employees’
presence in the building and also to examine their work. How-
ever, the evidence establishes that the monitoring and scrutiny
of the superintendents’ work greatly increased in intensity fol-
lowing the Respondent’s becoming aware of its employees’
interest in the Union. Further, manager Burrell credibly testi-
fied that Scharfman ordered Manager Bryant to keep a detailed
log book as to Nina in an effort to amass evidence to discharge
him. I cannot credit Bryant’s denial that he maintained the log-
book. He testified that he was, indeed, asked twice by Scharf-
man to keep such a book, but he inexplicably failed to do so. If
anything is clear in this record, it is that Scharfman demanded
the utmost loyalty of his managers and they dutifully carried
out his orders. Thus, it is unlikely that Bryant failed to keep the
logbook.
I find Burrell’s testimony to be, in all respects, credible. He
was a trusted manager having been employed for about three
years. As such, he was intimately familiar with the Respond-
ent’s reaction to the Union campaign. His testimony concerning
arriving at the Union meeting on March 3 particularly rings
true. It is unlikely that he and Bryant would have simply met by
chance at that time as Bryant stated. Rather, it is more likely, as
Burrell testified, that the Respondent was aware of the meeting
and sent Bryant and Burrell to learn what they could concern-
ing it. As set forth above, Burrell was instructed by Scharfman
to tell him what was going on concerning the Union and the
employees’ involvement in it. Similarly, de los Santos stated
that Scharfman questioned him about who was involved.
I also credit Nina’s testimony that he was told by Scharfman
in mid-June 2003 that during the porter’s 2 days off he had to
perform his duties. I also credit Millet’s testimony to the same
effect. The Respondent argues that this change, even if it oc-
curred, did not represent any discrimination because the super-
intendent would have been working anyway during those two
days. I disagree. It represents a change in the superintendent’s
conditions of employment. It was an onerous change since it
was apparent that the Respondent expected that the superinten-
dent would perform his duties in a timely manner. If he was
unable to work at his regular duties but was instead doing the
porter’s work, his own work would necessarily be delayed. I
also credit the employees’ evidence that at the May 7 meeting
they were told that they would no longer be paid for buffing the
buildings’ hallways, for which they had previously been paid.
As set forth above, the Respondent has uniformly permitted
superintendents to employ porters at their own expense to help
with the superintendent’s duties or to assist with supplemental
repair work. Although there was certain testimony that the Re-
spondent objected to the use of these porters because of insur-
ance considerations, there was no prohibition of the use of such
porters until the summer of 2003, after the Union began organ-
izing, as seen in Scharfman’s direction to Carvajal. Bryant’s
order in June 2003 to Nina that he could not have a helper
clearly showed that this was a change in the superintendents’
working conditions.
The issue concerning the alleged failure to pay for repair
work is more complicated. The uniform testimony of the super-
intendents is that this practice began long before the Union
began its organizing drive. As set forth above, one of the rea-
sons for organizing was because of their complaint that the
Respondent was not paying them for jobs they performed or
was paying less than they asked. Given the long-standing na-
ture of the Respondent’s practice in this regard, clearly preced-
ing the Union’s organizing effort, it cannot be said that the
General Counsel has made a prime facie showing that the Re-
spondent’s failure to pay the superintendents for their work or
has paid less than they asked was motivated by their activities
in behalf of the Union. I accordingly recommend that the alle-
gation that the Respondent failed to pay employees for repair
work be dismissed.
II. THE ALLEGED UNLAWFUL ASSISTANCE TO LOCAL 187
The complaint alleges that (a) from March to August 2003,
the Respondent rendered assistance to Factory and Building
Employees Union Local 187 (Local 187) by paying dues to that
union on behalf of employees in the absence of deductions for
such dues from employees’ paychecks (b) from August 2003,
to May 2004, by deducting money from employees’ wages and
remitting it to Local 187 notwithstanding the absence of em-
ployee authorizations for the deductions and remittances and
(c) from June to August 2003, by employing Respondent’s
supervisors and agents to solicit employees to sign cards for
Local 187.
As set forth above, the evidence establishes that dues in be-
half of Local 187 were not deducted from the pay of Medina
and Millet in January through July 2003, but dues had been
paid by the Employer for them during that period of time. Such
conduct violates Section 8(a)(2) and (1) of the Act. Mar-Jam
Supply Co., 337 NLRB 337, 353 (2001); Regal Recycling, Inc.,
329 NLRB 355, 376 (1999). The Respondent had no cards and
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251
presented no cards at hearing signed by those two men which
authorized the deduction of dues for Local 187. Beginning in
August, 2003, dues were deducted from the wages of Medina
and Millet notwithstanding that they had not signed cards for
Local 187. Such conduct violated Section 8(a)(2) and (1) of the
Act. Planned Building Services, 347 NLRB 670, 706 (2006).
As set forth above, supervisor Burrell credibly testified that
in the summer of 2003, he accompanied employee Marte to
about 5 to 10 buildings where Marte asked the superintendents
to sign cards for Local 187. On one occasion, Local 187 presi-
dent D’Onofrio was present and announced that Scharfman sent
him to have the workers sign cards. Burrell’s testimony rings
true as he quoted the workers as asking how the Employer felt
about them signing. I cannot credit Scharfman’s denial that he
asked anyone to have the workers sign cards for Local 187. It is
clear that Scharfman strongly supported Local 187, told the
workers at the May 2003 meeting that Local 187 was their un-
ion, and discouraged them from signing with Local 32. It is
therefore likely that he strongly supported Burrell’s accompa-
niment of Marte when the cards were signed.
In addition, Burrell credibly testified that he asked employ-
ees Cavido, Jimenez, and Rivera to sign cards for that union,
and told Cavido that he should sign with Local 187 rather than
Local 32 or his immigration status could be affected.
Similarly, supervisor Canales credibly testified that his supe-
rior de Chalus gave him cards for Local 187 to distribute, and
he asked about 10 superintendents to sign. The Respondent
challenges the credibility of Canales on the grounds that he had
a “strained relationship” with de Chalus, and sought to help the
employees join Local 32B. Even if true, these factors do not
negate his admitted conduct in asking employees to sign cards
for Local 187. Such conduct violated Section 8(a)(2) and (1) of
the Act. Planned Building Services, 347 NLRB 670, 704
(2006).
III. THE OCTOBER 2004 DISCHARGES OF DE LOS SANTOS,
MEDINA, AND MILLET
The complaint alleges that the Respondent unlawfully dis-
charged de los Santos, Medina, and Millet on October 29, 2004.
As set forth above, Local 187 president D’Onofrio met with
the three men in mid-2004 in an effort to have them sign cards
for Local 187, and to ask them to withdraw their pending
charges against that union. At about the same time, in April
2004, the three workers sent a letter revoking their dues deduc-
tion authorizations for Local 187. The Respondent received
notice that the three men revoked their dues authorizations and
discharged the men.
The Respondent argues that it was justified in discharging
the three since it acted only in response to a valid request by
Local 187. As set forth above, the three employees revoked
their authorization for payment of their union dues by check-
off. In October, the Union requested their discharge inasmuch
as union dues or equivalent agency fees have not been paid and,
according to the “current collective bargaining relationship,”
such payment is “required as a condition of employment.” The
Employer then discharged the men, advising them that if Local
187 was in error, they should contact the Employer.
I reject the Respondent’s arguments. First, there was no
proof that either Medina or Millet ever signed an authorization
card for Local 187. As set forth above, I have found that the
Respondent rendered unlawful assistance to that union by pay-
ing dues to it on behalf of the two men until August 2003, when
it began to unlawfully deduct dues from their pay without au-
thorization to do so. In addition, the Respondent admits that the
contract covering Medina’s building expired five months before
Local 187’s request that he be discharged. The contract had not
been renewed, and, the Respondent admits that “there was no
showing of support for Local 187 at that building.”31 It is well
settled that “the obligation to pay dues under a union-security
provision accrues from the date of the execution of the collec-
tive-bargaining agreement . . . a union-security clause does not
survive the expiration of a contract and cannot be enforced after
the contract has expired.” Flying Dutchman Park, Inc., 329
NLRB 414, 422 (1999). Regarding de los Santos, Scharfman
was well aware of his refusal to support Local 187 and instead,
his unwavering support of Local 32. Further, the Respondent
has not been faithful to the union security clause in the contract
for de los Santos’ building where it has, in other cases, paid
dues in behalf of employees and unlawfully deducted dues
without authorization.
“An employer violates the Act when it discharges an em-
ployee at the request of the union when it has ‘reasonable
grounds for believing’ that the request was unlawful.” Palmer
House Hilton, 353 NLRB 851, 852 (2009). If it is aware of
certain circumstances that make the request unlawful, it is “re-
quired to investigate the circumstances” of the termination
request. Planned Building Services, 318 NLRB 1049, 1067
(1995).
Accordingly, the Respondent had reasonable grounds to be-
lieve that the request was unlawful since it had no dues-
deduction authorization cards from Medina or Millet and that it
knew that the contract in Medina’s building had expired. There-
fore, it was not even necessary for the Respondent to investi-
gate the circumstances of the termination request since it was
already well aware of the facts—that no basis existed for the
union’s unlawful request that they be fired. As to de los Santos,
the Respondent was also informed by him that he did not sup-
port Local 187 in his one-person building. Accordingly, that
union did not enjoy majority support.
I accordingly find and conclude that the Respondent’s dis-
charge of de los Santos, Medina and Millet in October 2004,
and the Respondent’s refusal to reinstate them until April 2005
upon the execution of the settlement agreement violated Sec-
tion 8(a)(3) and (1) of the Act.
IV. THE UNLAWFUL THREATS TO EMPLOYEES AND THE
OFFERS OF MONEY TO THEM TO RESIGN
The complaint alleges that in June 2005, the Respondent
threatened employees with discharge and directed them to re-
sign because they engaged in activities on behalf of Local 32,
and offered them money to resign because they engaged in
activities on behalf of Local 32.
31 Respondent’s position statement, p. 3, GC Exh. 49.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
252
I have credited the testimony of de los Santos, Medina and
Millet who stated that after their reinstatement pursuant to the
settlement agreement Sosa asked them how much money they
wanted to resign. I cannot credit Sosa’s testimony that Millet
raised the question by saying that if he would be paid he would
resign. Millet specifically stated that in June or July 2005, Sosa
asked him how much money he wanted to resign. Millet said
that he would accept $50,000. Sosa said that the Employer
would give him $25,000 and Millet refused.
De los Santos testified that Sosa told him that he looked sick
and should move out, and asked how much money he wanted to
vacate the premises, adding that he should meet with Medina
and Millet, decide on an amount, and he would inform Scharf-
man. In about May 2005, they met and de los Santos said that
the three men would quit their jobs for a total of $200,000. Sosa
refused, adding that he thought they would ask for $10,000
each. Medina confirmed this testimony. Sosa said that he would
advise Scharfman of their conversation. The offer of money to
quit their employment is consistent with Nina’s credited testi-
mony that Scharfman offered him “anything he wanted” to
cease his activities in behalf of the Union and supports the tes-
timony of de los Santos, Medina and Millet.
Medina’s later testimony that shortly after that meeting, Sosa
told him that Scharfman would pay Millet $200,000 to quit is
somewhat odd, since the men had previously asked for a total
of $200,000 for all three to resign. Accordingly, there is some
confusion as to this latter testimony. Nevertheless, I find that,
apart from this latter statement, the testimony of de los Santos
and Millet consistently set forth the Respondent’s desire to
induce the employees to quit by offering them money to leave.
I find that the offers of money to the superintendents were
made because of their activities in behalf of the Union. In mak-
ing these offers, the Respondent violated Section 8(a)(1) of the
Act, Tilden Arms Management Co., 276 NLRB 1111, 1118–
1119 (1985). In addition, Sosa’s remarks constitute a not too
subtle direction that employees resign their employment and
also a threat that the workers would be fired. I find that the
threats were directed at de los Santos because of his activities in
behalf of the Union.
V. THE SOLICITATION OF COMPLAINTS ABOUT MILLET
AND HIS DISCHARGE
The complaint alleges that in December 2005, the Respond-
ent solicited complaints from tenants about Millet’s perfor-
mance, and in February 2006, discharged him, and in February
2007, brought eviction proceedings against him.
Following his reinstatement in April 2005, Millet told the
Respondent that he believed that he would receive a certain
amount of supplemental repair work pursuant to the terms of
the settlement agreement. Of course, the Agreement only re-
quires that the Respondent not deprive the superintendents of
supplemental repair work. By letter of April 13, 2005, Scharf-
man threatened “further disciplinary action” if Millet attempted
to “direct or limit” the Respondent’s right to offer such work to
others. The letter overreacted to Millet’s proper statement to the
Respondent, which, in fact, turned out to be justified in that
Millet was not receiving the proper amount of supplemental
repair work.
As set forth above, when tenant association president Leo-
nardo Ruiz complained to manager Larry Wornum in June
2005, about the state of repairs in the building, Wornum said
that the problem was with Millet and asked that the tenants help
by signing a petition to oust Millet. It should be noted that Sosa
later told Ruiz the same thing—that the state of repairs in the
building would improve if Millet was terminated. A petition
was circulated which actually overwhelmingly supported Mil-
let, and, in fact, Ruiz told Scharfman that the problem was not
with Millet despite every manger’s “agenda” to terminate him.
Rather, according to Ruiz, the problem was the Respondent’s
emphasis on renovating empty apartments and its failure to
repair the occupied units.
Clearly, the tenants did not believe that Millet’s performance
had anything to do with their complaints concerning the condi-
tion of the building or the state of repairs to their apartments.
Rather, they blamed the Respondent’s policy of renovating
apartments as the cause of the lack of repair to their units.
The Respondent’s attempt to obtain tenant support to termi-
nate Millet occurred after his reinstatement in April 2005, and
was clearly done in order to justify his discharge by improperly
placing the blame for the lack of repair of apartments on Millet.
I accordingly find and conclude that the Respondent unlaw-
fully solicited unjustified complaints against Millet for the pur-
pose of terminating him in violation of the Act. Mar Del Plata
Condominium, 282 NLRB 1012, 1025 (1987).
Thereafter, in the summer of 2005, Millet filed a UD peti-
tion, and the General Counsel filed a petition for summary
judgment which contained Millet’s affidavit dated June, 2005,
alleging, inter alia, that he had not been offered supplemental
repair work in violation of the settlement agreement. Millet
credibly testified that in June 2005, tenants association presi-
dent Ruiz asked manager Sosa why Millet was not receiving
the materials for repairs, Sosa’s reply that his job was to “get
rid of” Millet was not denied by Sosa. Further, as noted above,
in the following month, Sosa asked Millet how much money he
wanted to quit, and offered Millet $25,000. In addition, I have
found, above, that the Respondent unlawfully refused to offer
Millet supplemental repair work to the same extent that it had
before he became involved with the Union.
The real reason for Millet’s discharge was exposed in Sosa’s
statement to him when he handed him his discharge letter on
February 17, 2006, stating that “Eugenio [de los Santos] and
Medina were next.” Clearly, this is a reference to the fact that
the three most active employees in behalf of the Union cam-
paign were placed in the same category by the Respondent and
were targeted with discharge, with Millet being the first.
As set forth above, the discharge letter states that Millet re-
fused to do his superintendent’s work. His manager, Sosa, was
asked whether, in February 2006, Millet “was refusing to do
certain work around the building that you felt were super du-
ties” and he answered “No. I don’t think so.” Indeed, Millet
stated that between April 2005 when he was reinstated and
February 2006, he never refused to perform his superintendent
duties, and in fact he did his work during that time, during
which he was never warned by any Employer agent that he was
not working properly. Thus, according to Scharfman, he based
the letter on what Sosa told him, but if Sosa truthfully told him
BEACH LANE MGMT.
253
what he said at trial, that he did not believe that Millet refused
to perform his superintendent’s duties, there was no basis for
that statement in the discharge letter.
The termination letter also states that Millet was unavailable.
In this respect, Ramirez stated that she believed that the Em-
ployer’s office had Millet’s phone number, noting that the su-
perintendents had Nextel phones and two-way pagers. Further,
Millet credibly testified that he told Sosa that his phone was not
working.
I accordingly find and conclude that the General Counsel has
made a prima facie case that Millet was discharged on February
17, 2006, because of his activities on behalf of the Union.
Wright Line, above.
For the reasons set forth above, I find that the Respondent
has not met its burden of proving that it would have discharged
Millet even in the absence of his union activities. Wright Line,
above. I accordingly find that the Respondent has violated Sec-
tion 8(a)(3) and (1) by its discharge of Millet on February 17,
2006.
VI. THE DISCHARGES OF MEDINA AND NINA AND
THEIR EVICTIONS
A. Medina
As set forth above, following Medina’s reinstatement in
April 2005 pursuant to the settlement agreement, he was not
offered supplemental repair work. Medina was discharged on
January 7, 2008, by letter which stated that he was fired “solely
because of his unauthorized use of Employer’s property” and
his unsatisfactory work performance as noted in the letter,
which referred only to his unavailability in the building on
January 3.
First, as to his allegedly unauthorized use of his apartment,
referring to the alleged use of the common areas of the base-
ment as his “private lounge,” the evidence is clear that he
properly occupied that area of the basement as part of his
apartment, and the Respondent knew that the area in dispute
was part of Medina’s apartment, inasmuch as the Respondent
had approved his installation of a parquet floor in that area
when he moved in more than seven years before. In addition,
the Respondent’s managers visited his apartment and must have
known the area occupied by him. Indeed, manager Prelvukaj
conceded that initially he believed that the area at issue was
Medina’s living space. Medina was never warned by the Re-
spondent that he occupied the disputed area of the apartment
without authorization as alleged in the discharge letter. He
credibly denied storing materials in the boiler room as alleged,
and no photographs were taken of any improperly stored items
there.
As to the accusation that he was unavailable on January 3,
even manager Prelvukaj, who visited that day, did not under-
stand that reference in the letter since he found Medina in the
building when he visited that day to photograph the basement
area.
Of course, the eviction proceedings against Medina which
were commenced upon his discharge was the product of the
unlawful discharge, and constitute a further violation of the
Act. Supporting a finding of unlawful discharge are the facts
that I have already found that Medina has been the subject of
unlawful actions taken against him, including that he was of-
fered money to quit his job.
I accordingly find and conclude that the General Counsel has
proven that Medina’s discharge was motivated by his continued
and active support of the Union. The Respondent has not met
its burden of proving that it would have discharged Medina
even in the absence of his Union activities. Wright Line, above.
I reject the Employer’s assertion that Medina committed
post-discharge misconduct which bars his reinstatement. It is
clear that Medina purchased whatever materials he used for the
restaurant renovation. Extensive documentation of the timely
purchases of the materials used was received in evidence. Fur-
ther, the Respondent’s policy of storing only such materials as
needed for a specific job makes it highly unlikely that the great
amount of material used by Medina was stored in the Respond-
ent’s building and thus available for Medina to steal.
B. Nina
The complaint alleges that the Respondent unlawfully issued
two disciplinary warnings to Nina in 2003,32 discharged him on
November 7, 2003, and brought eviction proceedings against
him, and refused to reinstate him from November 7, 2003 to
November, 2005.
As set forth above, Nina was an active supporter of the Un-
ion and that the Respondent was aware of his activities in its
behalf. Scharfman apparently recognized that Nina was a leader
in the Union drive as he warned him on March 10, 2003, that he
did not want union meetings to be held, and that he had a large
amount of money to “destroy” the union movement. Scharfman
also sought to persuade him to drop the campaign by offering
improvement in his conditions of work including a wage raise
and medical benefits, and providing for retroactive raise pay-
ments.
As set forth above, on June 13, 2003, Nina received a warn-
ing letter which stated that he had been regularly abandoning
his building and leaving the premises unattended. The fact that
this was the first warning letter of any kind in Nina’s 10 years
of employment, and in view of Nina’s credited testimony that
prior to the receipt of the letter he had not been warned of his
alleged absence from the building, the motivation for the letter
is suspect.
The warning letter came on the heels of Bryant’s advice to
Burrell that Scharfman wanted Bryant to monitor Nina’s work
carefully in order to justify his “eventual” discharge, and Bry-
ant’s further remarks to Burrell that Scharfman was “very up-
set” with Nina as the “main force” behind the Local 32 “upris-
ing.”
I therefore find that the General Counsel has established a
prima facie case that Nina’s active involvement with the Union
was the motivating cause of the letter. When shown the letter,
Bryant’s explanation to Nina destroys the Respondent’s Wright
Line defense. As set forth above, Bryant told Nina that what
was wrong with him was that he was “applying on behalf of
Local 32. . .” and that “an action brings a reaction.”
32 Only one warning, issued on June 13, 2003, was the subject of this
hearing.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
254
Nina’s activities in behalf of the Union continued unabated.
He met with Local 32, appeared in the Hoy newspaper, met
with politicians, and filed a charge against the Respondent on
July 2. On August 27, the Respondent filed a charge against the
Union alleging Nina as an agent or representative. In Septem-
ber, when Nina told manager Wornum that he was responsible
for having the workers sign cards for the Union, Wornum told
him to “think about yourself.”
Nina was discharged in early November 2003, allegedly for
repeated absences, his unavailability, his failure to perform his
duties and lying to the manager regarding doctor visits. As set
forth above, Nina’s strong leadership role in the union cam-
paign, the unfair labor practices found above in the requirement
that he remain in his building eight hours per day and other
new, onerous working conditions, combined with the animus
expressed in Nina’s involvement in the Union effort all support
a finding that the discharge was motivated by those activities.
Nina gave unrebutted testimony that he told Wornum, who
did not testify, of his medical appointments. Bryant testified
that he had problems with Nina’s “availability” since Bryant
began working for the Employer in August 2001. However, no
measures were taken, other than the unlawful letter two years
later, to warn Nina of this alleged malfeasance. Accordingly, I
find that the Respondent has not proven that it would have is-
sued the letter in the absence of Nina’s persistent, strong Union
activities. As to the alleged lie to his manager concerning the
physician’s appointment, it does appear that Nina misstated his
July 28, 2003 visit, having been out of the country on that date.
Nevertheless, Bryant stated that he gave Nina the “benefit of
the doubt” concerning his lack of availability. It is likely that he
would have done so in this one instance also but for his Union
leadership role. Accordingly, I find that the Respondent has not
proven that it would have discharged Nina in the absence of his
union activities.
The complaint alleges that the failure to reinstate Nina from
the time of discharge on November 7, 2003, to November 2005
violated the Act. As set forth above, following the Respond-
ent’s execution of the settlement agreement in April 2005 in
which it agreed to “where applicable, allow employees to return
to any previously vacated Employer-provided apartment” the
Respondent undertook a campaign to, first, offer him a job at a
different building than the one he had been discharged from
and in which he worked for 10 years, and then solicited tenants
to state their views as to whether Nina should be reinstated to
his original building. Nina gave valid reasons for refusing the
offer to the other building. Finally, it sought to reinstate him at
a much lower, “replacement employee” pay rate than the rate
he received when he was fired, notwithstanding the Agree-
ment’s language that he be reinstated “with full seniority rights
and privileges.”
Thereafter, certain “settlement discussions” ensued between
the Respondent and the Union in which the Respondent sought
to pay him a “buy out” to waive reinstatement. The discussions
broke off, and on September 9, 2005, the Respondent formally
offered to reinstate Nina and asked him to contact Local 187 to
arrange for his reinstatement. Nina thereafter traveled out of the
country for 1 week in early September, and 1 week in mid-
October, and finally began work at his original building with
the proper pay in early November 2005.
The evidence therefore clearly establishes that the Respond-
ent unlawfully refused to reinstate Nina from the time of his
unlawful discharge in November 2003, to the time of the set-
tlement agreement in April 2005, and unlawfully failed to rein-
state him from April 2005 until he was actually properly rein-
stated in November 2005.
The Respondent argues that the Agreement did not require
the Respondent to reinstate Nina to the same building he
worked in at the time of his discharge, relying on the language
that it agreed to reinstate him to his “former position, or sub-
stantially equivalent position. . . .” The Respondent thus argues
that it properly offered him a substantially equivalent position
in a different building. It contends that it “perceived that Nina
was not liked by many tenants at his prior building, and it was
thought that a new building would afford Nina a ‘fresh start.’”33
Further, a replacement superintendent had been living in the
original building for two years and had been doing a good job.
The Respondent further argues that the delay in reinstating
Nina was due to “good faith negotiations” concerning his rein-
statement.
I cannot agree with the Respondent. It was aware, as early as
May 19, 2005, that Nina rejected the offer of reinstatement to a
different building, and the reasons therefor.34 Nina established
that the offer was not to a substantially equivalent position
because he believed that the offered building was a drug
hangout, its distance from his children’s school might necessi-
tate a change of school for them, and the sizes of the building
and the superintendent’s apartment were different. Upon Nina’s
rejection of the offer, the Respondent was obligated to reinstate
him immediately to his original building. The Respondent’s
solicitation of tenants’ opinions as to Nina’s reinstatement illus-
trates the Respondent’s reluctance to reinstate him to his origi-
nal building. Further, the offer of a “replacement” superinten-
dent’s much lower salary, later corrected, supports a finding
that the Respondent failed to offer him proper reinstatement.
I accordingly find and conclude that the Respondent’s failure
to reinstate Nina upon the execution of the Agreement and its
delay in reinstating him violated the Act.
Nina was again discharged by letter of January 4, 2008, in
which a “number of factors” were said to have led to the deci-
sion to fire him. Such factors included his allegedly early de-
parture for vacation and his failure to return on time without
notifying anyone. The letter also mentioned his alleged “steal-
ing time” by leaving the building during business hours to mon-
itor a construction project he was supervising. To the extent
that the Respondent relied on the Thanksgiving boiler incident
in discharging him, the evidence shows that it was porter Hi-
dalgo’s error in causing the boiler to overfill, and not Nina’s
lack of attention. There is no evidence that Nina deliberately
caused the boiler flood problem as asserted in the Respondent’s
letter of December 7. Nor was there any evidence that the Re-
spondent sought to find out who caused the overfill.
33 R. Br., p. 83.
34 R. Exh. 114.
BEACH LANE MGMT.
255
As set forth above, the discharge letter asserted that Nina
was scheduled to leave the building for vacation on December
20, but instead left on December 19, and was required to return
to work on January 3. Indeed, the Respondent’s surveillance
reported him as being home in the evening of December 19.
The Employer was advised that Nina intended to leave on De-
cember 20 and the Employer’s emails further acknowledged
that Nina was expected to be at work on January 4. Indeed,
Nina’s flight was on January 3 and he was in the building on
January 3 and ready to work a full day on January 4.
In fact, the Respondent concedes that “the transcript and rel-
evant documents reveals that there was confusion as to the
precise date that Nina was to leave, return, and would be return-
ing to work.”35 If that was the case, why did the Respondent not
investigate this “confusion” but instead rush to discharge him
on January 4, his first day of work after his return from vaca-
tion? The answer may be found in the Respondent’s entire
course of conduct, fully set forth above, which was to rid itself
of an active, energetic supporter of Local 32B, despite his long,
unblemished ten year record of service to the Employer.
Accordingly, there is no basis for the Employer’s assertion in
the discharge letter that Nina was away from work without the
Employer’s authorization or knowledge. Further, no evidence
was presented that Nina stole time by monitoring a construction
project. There was vague testimony that on one day he threw a
garbage bag over a fence to someone where construction was
being conducted. Nina credibly testified that the bag contained
some toys that were no longer of use to his children.
Supporting a finding of unlawful discharge are the facts that
I have already found that Nina has been the subject of unlawful
actions taken against him, and the fact that the Respondent’s
lack of good faith toward Nina is evident in seeking to prevent
his reinstatement following the settlement agreement to his
original building and its attempt, later corrected, to pay him at
the salary for a replacement employee, rather than his proper,
original salary.
I accordingly find and conclude that the Respondent has not
met its burden of proving that it would have discharged Nina
even in the absence of his Union activities. Wright Line, above.
VII. THE ALLEGED VIOLATIONS OF SECTION
8(A)(4) OF THE ACT
It is alleged that all of the discriminatory actions taken
against the four employees following the settlement agreement
of April, 2005 were, in addition to constituting violations of
Section 8(a)(3), also violative of Section 8(a)(4) of the Act.
The same Wright Line standards apply to alleged violations
of Section 8(a)(4) as to alleged violations of Section 8(a)(3).
Newcor Bay City Div., 351 NLRB 1034, 1034 fn. 4 (2007).
Thus, the General Counsel has the initial burden of proving that
the employees’ activity in utilizing its processes was a motivat-
ing factor in actions taken against the employee. Although Sec-
tion 8(a)(4) limits the proscription to employees who have filed
charges or given testimony under the Act, the Supreme Court
has construed this language broadly in order to protect employ-
35 R. Br., p. 113.
ee access to the Board. NLRB v. Scrivener, 405 U.S. 117
(1972).
It is unquestionably true that de los Santos, Medina, Millet,
and Nina had extensive involvement with the Board following
the execution of the settlement agreement. They filed additional
charges, gave supplemental affidavits, expressed their opinion
to the Respondent as to their understanding of the terms of the
settlement agreement and disagreed with the Respondent’s
interpretation of the agreement. Further, in Nina’s case, his
reinstatement pursuant to the Agreement was the subject of
negotiation and ultimately charges concerning the Respond-
ent’s failure to reinstate him to his original building. The Gen-
eral Counsel’s petition for summary judgment alleging the
Respondent’s failure to abide by the terms of the settlement
agreement contained the affidavits of Millet and Nina which
ultimately led to the revocation of the settlement agreement. In
light of the above, the Respondent possessed knowledge of the
employees’ activities outlined above.
It is the General Counsel’s burden to establish “the Respond-
ent’s animus against that activity” and that such animus was a
“motivating factor” in such discriminatory actions taken against
them. Newcor, above. The General Counsel argues that the
Respondent must have had animus toward the employees due to
their involvement with the Board’s processes because the ac-
tions against them took place over a period of five years, from
2003 to 2008. However, that is not enough to show that the
actions against the four superintendents were motivated by such
involvement. The mere fact that charges were filed and affida-
vits were given over the course of the long history of this case
is insufficient to prove that the Respondent’s discriminatory
conduct was motivated by the employees’ use of the Board’s
processes. Thus, there is no evidence that any statements were
made by the Respondent that specific discriminatory conduct
was attributable to their filing charges, giving affidavits or tes-
timony or becoming involved in the Board’s proceedings. See
W.E. Carlson Corp., 346 NLRB 431, 434 (2006).
I accordingly find and conclude that no violations of Section
8(a)(4) of the Act have been proven.
CONCLUSIONS OF LAW
1. In about March or April 2003, until November 7, 2003,
by imposing more onerous working conditions on Manuel Nina
by refusing to offer him supplemental repair work, increasing
his work load, changing his schedule, requiring him to obtain
permission before leaving his work place, and more closely
scrutinizing his work, the Respondent violated Section 8(a)( 1)
and (3) of the Act.
2. In about March or April 2003, until October 29, 2004, by
imposing more onerous working conditions on Eugenio de los
Santos by refusing to offer him supplemental repair work, in-
creasing his work load, changing his schedule, requiring him to
obtain permission before leaving his work place, and more
closely scrutinizing his work, the Respondent violated Section
8(a)(3) and (1) of the Act.
3. In about March or April 2003, until October 29, 2004, by
imposing more onerous working conditions on Bolivar Millet
by refusing to offer him supplemental repair work, increasing
his work load, changing his schedule, requiring him to obtain
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
256
permission before leaving his work place, and more closely
scrutinizing his work, the Respondent violated Section 8(a)(3)
and (1) of the Act.
4. By on about June 13, 2003, issuing a disciplinary warning
to Manuel Nina, the Respondent violated Section 8(a)(3) and
(1) of the Act.
5. By discharging Manuel Nina on November 7, 2003, and
Eugenio de los Santos, Domingo Medina, and Bolivar Millet on
October 29, 2004, the Respondent violated Section 8(a)(3) and
(1) of the Act.
6. By failing to reinstate Manuel Nina from November 7,
2003, to November 2005, the Respondent violated Section
8(a)(3) and (1) of the Act.
7. By failing to reinstate Eugenio de los Santos, Domingo
Medina, and Bolivar Millet from October 29, 2004, to April 27,
2005, the Respondent violated Section 8(a)(3) and (1) of the
Act.
8. By rendering assistance to Factory and Building Employ-
ees Union Local 187 from about March 1, 2003, to about Au-
gust 18, 2003, by paying dues to Local 187 on behalf of em-
ployees in the absence of any deductions for such dues from
employees’ paychecks, the Respondent violated Section 8(a)(2)
and (2) of the Act.
9. By rendering assistance to Local 187 by deducting money
from employees’ wages and remitting same to Local 187 not-
withstanding the absence of employee authorizations for the
deductions and remittances, the Respondent violated Section
8(a)(2) and (2) of the Act.
10. By rendering assistance to Local 187 by employing the
Respondent’s supervisors and agents to solicit employees to
sign authorization cards for Local 187, the Respondent violated
Section 8(a)(1) and (1) of the Act.
11. By offering its employees money to resign their em-
ployment with the Respondent and by threatening employees
with discharge and directing them to resign because they en-
gaged in activities in behalf of Local 32BJ, Service Employees
International Union, the Respondent violated Section 8(a)(3)
and (1) of the Act.
12. By refusing to offer supplemental repair work to the fol-
lowing employees in about the following dates, the Respondent
violated Section 8(a)(1) and (3) of the Act: Eugenio de los San-
tos–April 2005, through May 2006; Bolivar Millet–April 2005,
through February 17, 2006; Domingo Medina–April 2005,
through January 7, 2008; Manuel Nina–November 2005,
through January 4, 2008.
13. By soliciting complaints in about December 2005, from
building tenants about Bolivar Millet’s work performance, the
Respondent violated Section 8(a)(3) and (1) of the Act.
14. By discharging Bolivar Millet on about February 17,
2006, the Respondent violated Section 8(a)(3) and (1) of the
Act.
15. By discharging Manuel Nina on about January 4, 2008,
and commencing eviction proceedings against him, the Re-
spondent violated Section 8(a)(3) and (1) of the Act.
16. By discharging Domingo Medina on about January 7,
2008 and commencing eviction proceedings against him, the
Respondent violated Section 8(a)(3) and (1) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent having discriminatorily discharged employ-
ees, it must offer them reinstatement and make them whole for
any loss of earnings and other benefits, computed on a quarterly
basis from date of discharge to date of proper offer of rein-
statement, less any net interim earnings, as prescribed in F. W.
Woolworth Co., 90 NLRB 289 (1950), plus interest as comput-
ed in New Horizons, 283 NLRB 1173 (1987).
The reinstatement order applies only to employees Domingo
Medina, Bolivar Millet, and Manuel Nina inasmuch as Eugenio
de los Santos has resigned his employment. However, the
backpay remedy applies to all four named employees. Backpay
shall apply to all of the losses suffered by those employees as a
result of the unfair labor practices, including, but not limited to,
losses from the failures to reinstate them, losses from the failure
to offer them supplemental repair work, and losses from evic-
tion proceedings brought against them.
Because it is not known when or how often the employees
visit the Hartsdale office of the Respondent, I shall recommend
that the Notice be posted, in addition, at each of the four build-
ings at issue here, and that the Notice be posted in English and
Spanish.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended36
ORDER
The Respondent, Beach Lane Management, FSM Manage-
ment, Inc., and Carpe Diem Management, LLC, Hartsdale,
New York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Discharging and failing to reinstate employees and bring-
ing eviction proceedings against employees because of their
activities in behalf of Local 32BJ, Service Employees Interna-
tional Union or any other union.
(b) Imposing more onerous working conditions on employ-
ees by refusing to offer them supplemental repair work, in-
creasing their work load, changing their schedules, requiring
them to obtain permission before leaving their work places, and
more closely scrutinizing their work because of their activities
in behalf of Local 32BJ, Service Employees International Un-
ion or any other union.
(c) Issuing disciplinary warnings to employees because of
their activities in behalf of Local 32BJ, Service Employees
International Union or any other union.
(d) Rendering assistance to Factory and Building Employees
Union Local 187 or any other union by paying dues to Local
187 on behalf of employees in the absence of valid deductions
for such dues from employees’ paychecks.
36 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
BEACH LANE MGMT.
257
(e) Rendering assistance to Local 187 or any other union by
deducting money from employees’ wages and remitting same
to Local 187 notwithstanding the absence of employee authori-
zations for the deductions and remittances.
(f) Rendering assistance to Local 187 by employing the Re-
spondent’s supervisors and agents to solicit employees to sign
authorization cards for Local 187.
(g) Rendering assistance to Local 187 or any other union by
discharging employees at the request of Local 187 because of
nonpayment of dues except pursuant to a lawfully applied un-
ion-security clause.
(h) Offering its employees money to resign their employ-
ment with the Respondent because of their activities in behalf
of Local 32BJ, Service Employees International Union or any
other union.
(i) Threatening employees with discharge and directing that
they resign because they engaged in activities in behalf of Lo-
cal 32BJ, Service Employees International Union or any other
union.
(j) Soliciting complaints from building tenants about em-
ployees’ work performance because of their activities in behalf
of Local 32BJ, Service Employees International Union or any
other union.
(k) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Domingo Medina, Bolivar Millet, and Manuel Nina full rein-
statement to their former jobs or, if those jobs no longer exist,
to substantially equivalent positions, without prejudice to their
seniority or any other rights or privileges previously enjoyed.
(b) Upon the reinstatement of the employees set forth above,
offer them supplemental repair work without discrimination
because of their activities in behalf of Local 32BJ, Service Em-
ployees International Union.
(c) Make Eugenio de los Santos, Domingo Medina, Bolivar
Millet, and Manuel Nina whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them, in the manner set forth in the remedy section of the deci-
sion.
(d) Withdraw, with prejudice, any eviction proceedings
pending against Domingo Medina, Bolivar Millet, and Manuel
Nina.
(e) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges of
Eugenio de los Santos, Domingo Medina, Bolivar Millet, and
Manuel Nina, and remove from its files any reference to the
unlawful disciplinary warning issued to Manuel Nina, and with-
in 3 days thereafter notify the employees in writing that this has
been done and that the discharges and the disciplinary warning
will not be used against them in any way.
(f) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(g) Within 14 days after service by the Region, post at its fa-
cility in Hartsdale, New York, and at 53-63 Hamilton Terrace,
New York, NY; 709 West 176 Street, New York, New York;
614 West 152 Street, New York, New York; and at 1265
Olmstead Avenue, Bronx, New York, copies in English and
Spanish of the attached notice marked “Appendix.”37 Copies of
the notice, on forms provided by the Regional Director for Re-
gion 2, after being signed by the Respondent’s authorized rep-
resentative, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including all
places where notices to employees are customarily posted. Rea-
sonable steps shall be taken by the Respondent to ensure that
the notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these pro-
ceedings, the Respondent has gone out of business or closed the
facility involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed by the
Respondent at any time since March 3, 2003.
(h) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT discharge and fail to reinstate employees and
bring eviction proceedings against employees because of their
activities in behalf of Local 32BJ, Service Employees Interna-
tional Union or any other union.
WE WILL NOT impose more onerous working conditions on
employees by refusing to offer them supplemental repair work,
increasing their work load, changing their schedules, requiring
them to obtain permission before leaving their work places, and
37 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
258
more closely scrutinizing their work because of their activities
in behalf of Local 32BJ, Service Employees International Un-
ion or any other union.
WE WILL NOT issue disciplinary warnings to employees be-
cause of their activities in behalf of Local 32BJ, Service Em-
ployees International Union or any other union.
WE WILL NOT render assistance to Factory and Building Em-
ployees Union Local 187 or any other union by paying union
dues to Local 187 on behalf of employees in the absence of
valid deductions for such dues from employees’ paychecks.
WE WILL NOT render assistance to Local 187 or any other un-
ion by deducting money from employees’ wages and remitting
same to Local 187 notwithstanding the absence of employee
authorizations for the deductions and remittances.
WE WILL NOT render assistance to Local 187 or any other un-
ion by discharging employees at the request of Local 187 be-
cause of non-payment of dues except pursuant to a lawfully
applied union-security clause.
WE WILL NOT render assistance to Local 187 by employing
our supervisors and agents to solicit employees to sign authori-
zation cards for Local 187.
WE WILL NOT offer our employees money to resign their em-
ployment with us because of their activities in behalf of Local
32BJ, Service Employees International Union or any other
union.
WE WILL NOT threaten our employees with discharge or direct
that they resign their employment because they engaged in
activities in behalf of Local 32BJ, Service Employees Interna-
tional Union or any other union.
WE WILL NOT solicit complaints from building tenants about
our employees’ work performance because of their activities in
behalf of Local 32BJ, Service Employees International Union
or any other union.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
WE WILL within 14 days from the date of the Board’s Order,
offer Domingo Medina, Bolivar Millet, and Manuel Nina full
reinstatement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously en-
joyed.
WE WILL upon the reinstatement of the employees set forth
above, offer them supplemental repair work without discrimi-
nation because of their activities in behalf of Local 32BJ, Ser-
vice Employees International Union.
WE WILL make Eugenio de los Santos, Domingo Medina,
Bolivar Millet, and Manuel Nina whole for any loss of earnings
and other benefits suffered as a result of the discrimination
against them.
WE WILL withdraw, with prejudice, any eviction proceedings
pending against Domingo Medina, Bolivar Millet, and Manuel
Nina.
WE WILL within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful discharges
of Eugenio de los Santos, Domingo Medina, Bolivar Millet,
and Manuel Nina, and WE WILL remove from our files any ref-
erence to the unlawful disciplinary warning issued to Manuel
Nina, and within 3 days thereafter notify the employees in writ-
ing that this has been done and that the discharges and the dis-
ciplinary warning will not be used against them in any way.
BEACH LANE MANAGEMENT, INC.
AND FSM
MANAGEMENT, INC. AND CARPE DIEM MANAGEMENT,
LLC, SINGLE EMPLOYERS