357 NLRB 259
SUTTER EAST BAY HOSPITALS D/B/A ALTA BATES SUMMIT MEDICAL CENTER
ALTA BATES SUMMIT MEDICAL CENTER
357 NLRB No. 31
259
Alta Bates Summit Medical Center and National0
Union of Healthcare Workers. Cases 32–CA–
024459, 32–CA–024469, and 32–CA–024470
July 29, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
On June 16, 2010, Administrative Law Judge Burton
Litvack issued the attached decision. The Respondent
filed exceptions and a supporting brief, and the Acting
General Counsel and the Charging Party each filed an-
swering briefs. The Respondent filed a reply brief. The
Acting General Counsel filed limited cross-exceptions
and a supporting brief, and the Respondent filed an an-
swering brief. The Acting General Counsel filed a reply
brief. The Respondent also filed a motion to reopen the
record with supporting affidavits.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.1
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions,
and to adopt the recommended Order as modified.3
1 Member Becker has recused himself and took no part in the con-
sideration or disposition of this case.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In addition, the Respondent’s brief in support of its exceptions im-
plies that the judge’s rulings, findings, and conclusions demonstrate ias
and prejudice. On careful examination of the judge’s decision and the
entire record, we are satisfied that the Respondent’s contentions are
without merit. The Respondent further requests that the Board remand
this case to a different judge, even if there was no disqualifying bias or
prejudice, and that we disavow some of the judge’s “intemperate”
language. While the judge used strong language in discrediting some
of the Respondent’s witnesses, we do not find the judge’s language to
be sufficiently “intemperate” to warrant either disavowal or remand to a
different judge. Accordingly, we deny the Respondent’s requests.
Although Member Hayes agrees that a remand is not warranted, he
does not condone or rely on the judge’s unnecessary characterization of
some of the Respondent’s witnesses.
3 We shall modify the judge’s recommended Order in accordance
with our decision in Indian Hills Care Center, 321 NLRB 144 (1996).
Further, in accordance with our decision in Kentucky River Medical
Center, 356 NLRB 6 (2010), we shall modify the judge’s recommended
remedy to require that backpay shall be paid with interest compounded
on a daily basis. We shall also modify the judge’s recommended Order
to provide for the posting of the notice in accord with J. Picini Floor-
ing, 356 NLRB 11 (2010). For the reasons stated in his dissenting
opinion in J. Picini Flooring, Member Hayes would not require elec-
We adopt the judge’s findings that the Respondent vio-
lated the Act by giving a disciplinary warning notice to
employee Beverly Griffith on February 23, 2009; engag-
ing in surveillance of its employees’ union activities and
redefining its solicitation/distribution policies in order to
inhibit and stifle its employees from engaging in activi-
ties in support of the National Union of Healthcare
Workers (NUHW) on March 20 and 23, 2009; evicting
Griffith from its cafeteria, threatening to suspend her,
and suspending her on March 23, 2009; and discharging
Griffith on April 6, 2009. We also adopt his analysis, as
further discussed below.4
1. Applying the analysis set forth in Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981),
cert. denied 455 U.S. 989 (1982), the judge found that
Griffith’s disciplinary warning, cafeteria eviction, threat
of suspension, suspension, and discharge violated Sec-
tion 8(a)(3) and (1) of the Act. We adopt the judge’s
findings and his Wright Line analysis.
In his cross-exceptions, the Acting General Counsel
asserts that the Board should find that the Respondent’s
adverse actions taken against Griffith also violated the
Act under the analysis set forth in Burnup & Sims, Inc.,
379 U.S. 21 (1964). Under Burnup & Sims, if an em-
ployee’s discipline is based on alleged misconduct un-
dertaken in the course of protected activity, the burden
shifts to the Respondent to show that it had an honest or
good-faith belief that the employee engaged in the mis-
conduct. If the Respondent meets that burden, the bur-
tronic distribution of the notice. We shall issue a new notice conform-
ing to the Order as modified.
4 In affirming the finding that Griffith’s warning notice was unlaw-
ful, Member Hayes does not rely on the adverse inference drawn by the
judge from SEIU Representative McDuffie’s failure to testify. The
majority adopts the judge’s adverse inference but would find Griffith’s
warning notice unlawful even without relying on the judge’s adverse
inference.
Member Hayes finds that initially the Respondent lawfully arranged
for security and surveillance in its cafeterias because of legitimate
concerns that the NUHW would be taking over the cafeterias based on
the notices announcing plans for an all-day meeting there. He finds,
however, that the Respondent unlawfully continued its surveillance
after it became clear that there was no takeover and that the employees
were engaged in the sort of nondisruptive conduct that the Respondent
conceded was permitted.
In finding that Griffith’s discharge was unlawful, Member Hayes re-
lies on the judge’s discrediting Supervisors Tito Aquino’s and Carla
Biddle’s testimony. In that regard, he does not rely on the judge’s
speculation that their written statements, R Exhs. 5 and 7, may have
been fabricated or on the judge’s finding that Aquino gave three incon-
sistent versions of Griffith’s conduct on March 24. The majority af-
firms the judge’s analysis but would also find Griffith’s discharge
unlawful based on the judge’s discrediting of Aquino’s and Biddle’s
testimony, even without relying on the judge’s speculation concerning
Exhs. 5 and 7 or his comments concerning Aquino’s inconsistent ver-
sions of Griffith’s conduct.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
260
den then shifts back to the General Counsel to establish
by a preponderance of the evidence that the employee did
not in fact engage in the alleged misconduct. If the Gen-
eral Counsel meets that burden, the Board finds that the
adverse action taken against the employee violates Sec-
tion 8(a)(1). Marshall Engineered Products Co., 351
NLRB 767 (2007). Burnup & Sims usually applies only
in an 8(a)(1) context, and, in light of our agreement with
the judge’s Wright Line analysis, it is not necessary to
apply it here. See Walmart Stores, 350 NLRB 879, 882
(2007).
Nevertheless, if we were to apply Burnup & Sims, we
would find the Respondent’s actions unlawful.5 Even
assuming that the Respondent demonstrated a good-faith
belief that Griffith engaged in misconduct in the course
of protected activity,6 in light of the judge’s credibility-
based factual findings concerning Griffith’s behavior on
February 17, March 23 and 24, 2009, the Acting General
Counsel met his burden of establishing that Griffith’s
alleged misconduct did not occur.7
2. The Respondent filed a motion to reopen the rec-
ord. Because we find no extraordinary circumstances
warranting reopening the record, we deny the Respond-
ent’s motion.
First, the Respondent seeks to reopen the record to re-
ceive the testimony of Erica McDuffie or to determine
whether any factual basis exists for the judge’s drawing
an adverse inference from McDuffie’s failure to testify
about the water-spilling incident on February 17. The
Respondent’s attorney states in his affidavit that he at-
tempted to contact McDuffie through SEIU counsel be-
fore the hearing, but was unsuccessful. Although osten-
5 Member Hayes finds it unnecessary to apply a Burnup & Sims
analysis.
6 The Respondent here claimed that Griffith, among other things, de-
liberately spilled a glass of water near coworkers while discussing a
pending election petition and the state of the parties’ negotiations,
engaged in disruptive behavior while soliciting support for the Union in
the cafeteria, refused an order to leave the cafeteria, and later engaged
in a profanity-laced tirade upon being informed of her suspension. The
judge discredited those claims.
7 In support of the Respondent’s argument that it had a good-faith
belief that Griffith intentionally spilled water on or around SEIU Rep-
resentatives Carlos Hernandez and Erica McDuffie on February 17,
2009, the Respondent relied in part on the testimony of its Labor Rela-
tions Specialist Bruce Hatten concerning a conversation he had with
McDuffie in which she reported the incident to Hatten. The judge
characterized Hatten’s testimony about his conversation with McDuffie
as “absolute hearsay.” We do not rely on that characterization, and
have considered the conversation as evidence of Hatten’s state of mind
when he disciplined Griffith. Even assuming that the conversation
establishes a good-faith belief that Griffith spilled the water intentional-
ly, a violation would still be found because the judge credited Griffith’s
testimony that she did not spill the water intentionally.
sibly unable to find McDuffie before the hearing,8 Re-
spondent’s counsel was subsequently able to locate her
after it retained a private investigator. Thus, the Re-
spondent chose not to pursue the search for McDuffie
until after the judge drew an unexpected adverse infer-
ence from McDuffie’s failure to testify. In these circum-
stances, we find that the Respondent has not shown that
the evidence sought to be adduced was newly discovered
or previously unavailable. Nor has the Respondent
demonstrated that McDuffie’s testimony would require a
different result. To the extent that the Respondent is
suggesting that McDuffie’s testimony could potentially
have affected the judge’s decision to credit Griffith’s
testimony that the water-spilling incident was uninten-
tional, the Board has long held that it will not reopen a
record so that a party may attack a judge’s credibility
resolutions. See Precoat Metals, 341 NLRB 1137, 1137
fn. 1 (2004); Labor Ready, Inc., 330 NLRB 1024, 1025
(2000); P & T Metals, Inc., 316 NLRB 1189, 1189 fn. 2
(1995).
Second, the Respondent seeks to reopen the record to
“determine whether any factual basis exists” to support
the judge’s suspicion that Respondent’s Exhibits 5 and 7
were fabricated after Griffith’s discharge. Again, the
Respondent has not shown that the evidence it seeks to
adduce was newly discovered or previously unavailable.
Although the Respondent claims that it did not know the
evidence would be necessary because the judge did not
provide notice that he suspected that the documents were
fabricated, the judge was not required to provide such
notice. In addition, the Respondent’s motion does not
specify what type of evidence it seeks to adduce or how
it would change the result. To the extent that the Re-
spondent is suggesting that the evidence the Respondent
now seeks to adduce could potentially affect the judge’s
credibility resolutions concerning Griffith’s behavior on
March 24, 2009, as stated, the Board does not reopen a
record so that a party may attack a judge’s credibility
resolutions. See Precoat Metals, 341 NLRB at 1137 fn.
1. Accordingly, we deny the Respondent’s motion to
reopen the record.9
8 Although McDuffie had relocated to the East Coast before the
hearing, McDuffie’s affidavit shows that an SEIU employee was aware
of her whereabouts. That employee and McDuffie discussed the possi-
bility that McDuffie would be subpoenaed to testify at the upcoming
hearing, and McDuffie was told that she would be contacted by an
attorney. McDuffie did not, however, receive a subpoena or any offi-
cial notice about the hearing.
9 Because Member Hayes does not rely on the adverse inference or
the judge’s suspicions about Aquino’s and Biddle’s written statements,
he agrees that there is no reason to reopen the record.
ALTA BATES SUMMIT MEDICAL CENTER
261
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Alta
Bates Summit Medical Center, Berkeley and Oakland,
California, its officers, agents, successors, and assigns,
shall take the action set forth in the Order as modified.
1. Substitute the following for paragraph 2(a) and re-
letter the subsequent paragraphs.
“(a) Within 14 days from the date of this Order, offer
Beverly Griffith full reinstatement to her former job or, if
that job no longer exists, to a substantially equivalent
position, without prejudice to her seniority or any other
rights or privileges previously enjoyed.
(b) Make Beverly Griffith whole for any loss of earn-
ings and other benefits suffered as a result of the discrim-
ination against her, in the manner set forth in the remedy
section of the judge’s decision as amended in this deci-
sion.”
2. Substitute the following for relettered paragraph
2(e).
“(e) Within 14 days after service by the Region, post at
its Berkeley and Oakland, California facilities copies of
the attached notice marked “Appendix.”10 Copies of the
notice, on forms provided by the Regional Director for
Region 32, after being signed by the Respondent’s au-
thorized representative, shall be posted by the Respond-
ent and maintained for 60 consecutive days in conspicu-
ous places, including all places where notices to employ-
ees are customarily posted. In addition to physical post-
ing of paper notices, notices shall be distributed electron-
ically, such as by email, posting on an intranet or an in-
ternet site, and/or other electronic means, if the Respond-
ent customarily communicates with its employees by
such means. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, de-
faced, or covered by any other material. If the Respond-
ent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall dupli-
cate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed
by the Respondent at any time since February 23, 2009.”
3. Substitute the attached notice for that of the admin-
istrative law judge.
10 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT discharge you, suspend you, threaten you
with suspension, issue a disciplinary warning notice to
you, or evict you from our cafeterias for engaging in ac-
tivities in support of the National Union of Healthcare
Workers (NUHW).
WE WILL NOT reinterpret our solicitation/distribution
policies in order to inhibit and stifle our employees from
engaging in activities in support of the NUHW in our
cafeterias.
WE WILL NOT engage in surveillance of our employees,
who are engaged in union or other protected concerted
activities in our cafeterias.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Beverly Griffith full reinstatement to her
former job or, if that job no longer exists, to a substan-
tially equivalent position, without prejudice to her senior-
ity or any other rights or privileges previously enjoyed.
WE WILL make Beverly Griffith whole for any loss of
earnings and other benefits suffered as a result of our
discrimination against her, less any net interim earnings,
plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any references to the un-
lawful discharge, suspension, eviction from our Alta
Bates Hospital campus, and warning notice given to
Griffith, and WE WILL, within 3 days thereafter, notify her
in writing that this has been done and that the above-
described unlawful actions will not be used against her in
any way.
ALTA BATES SUMMIT MEDICAL CENTER
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
262
Amy L. Berbower, Esq. and Yaromil Valez-Ralph, Esq., for the
General Counsel.
Christopher T. Scanlan, Esq. and Ellinor R. Coder, Esq. (Jones
Day), of San Francisco, California, for the Respondent.
David J. Tubman Jr., Esq. (Tubman Law Group), of Oakland,
California, for the Charging Party.
DECISION
STATEMENT OF THE CASE
BURTON LITVACK, Administrative Law Judge. The unfair
labor practice charge in Case 32–CA–024459 was filed by Na-
tional Union of Healthcare Workers (NUHW), on April 9,
2009; the unfair labor practice charge in Case 32–CA–024469
was filed by NUHW on April 14, 2009; and the unfair labor
practice charge in Case 32–CA–024470 was filed by NUHW
on April 14, 2009. After investigation of each of the unfair
labor practice charges, on August 31, 2009, the Regional Direc-
tor for Region 32 of the National Labor Relations Board (the
Board), consolidated the aforementioned matters and issued a
consolidated complaint, alleging that Alta Bates Summit Medi-
cal Center (Respondent), had engaged in, and is engaging in,
unfair labor practices within the meaning of Section 8(a)(3) and
1) of the National Labor Relations Act (the Act). Respondent
timely filed an answer, essentially denying the commission of
any of the alleged unfair labor practices and asserting several
affirmative defenses. Pursuant to the Regional Director’s or-
der, a trial on the merits of the alleged unfair labor practices
was held before the above-named administrative law judge in
Oakland, California on November 30 and December 1–3,
2009.1 During the trial, each party was afforded the opportuni-
ty to call and examine witnesses on its behalf, to cross-examine
witnesses for the opposing parties, to offer into the record any
relevant documentary or pictorial evidence, to argue its posi-
tions on points of law orally, and to file a posthearing brief.
Each party filed a posthearing brief, and said documents have
been examined carefully by me. Accordingly, based upon the
entire record, including the said briefs and my observation of
the testimonial demeanor of each of the several witnesses, I
make the following2
FINDINGS OF FACT
I. JURISDICTION
At all times material, Respondent has been a California non-
profit corporation and has been engaged in the business of
providing acute-care, emergency medical, and surgical services
at its facilities located in Berkeley and Oakland, California,
including its Alta Bates Hospital and Summit Hospital campus-
es. During the 12-month period preceding the issuance of the
consolidated complaint, in the normal course and conduct of its
aforementioned business operations, Respondent received gross
1 Unless otherwise stated, all events herein occurred during 2009.
2 Sadly, notwithstanding my admonitions to each witness regarding
the seriousness of the oath to tell the truth and not to fabricate his or her
testimony, two witnesses, in particular, seemingly decided not to adhere
to my demand and gave feigned testimony. Others testified, for the
most part, honestly but felt the need to fabricate important aspects of
their testimony. These individuals will be identified infra.
revenues in excess of $250,000 and purchased and received
goods or services in excess of $5000 directly from suppliers
located outside the State of California. Respondent admits that
it is now, and has been at all times material, an employer within
the meaning of Section 2(2), (6), and (7) and a healthcare insti-
tution within the meaning of Section 2(14) of the Act.
II. LABOR ORGANIZATION
The parties stipulated that NUHW is a labor organization
within the meaning of Section 2(5) of the Act.
A. The Issues
The consolidated complaint alleges that Respondent engaged
in acts and conduct violative of Section 8(a)(1) of the Act by,
on March 20, at its Summit Hospital campus cafeteria, engag-
ing in surveillance of its employees engaged in union or other
protected concerted activities and by, on March 23, at its Alta
Bates Hospital campus cafeteria, engaging in surveillance of its
employees engaged in union or other protected concerted activ-
ities. The consolidated complaint further alleges that Respond-
ent engaged in acts and conduct violative of Section 8(a)(3) and
(1) of the Act by, on March 20 at its Summit Hospital campus
cafeteria and, on March 23 at its Alta Bates Hospital campus
cafeteria, discriminatorily enforcing its solicitation/distribution
rule by telling employees that they could not solicit support for
the NUHW or distribute NUHW literature in its cafeteria; by,
on March 23, at its Alta Bates Hospital campus cafeteria, dis-
criminatorily enforcing its solicitation/distribution rule by
threatening to suspend an employee for soliciting support for
the Union and/or for distributing union literature in its cafeteria
and by ordering an off-duty employee to leave its cafeteria; by,
on February 21, issuing a disciplinary warning to its employee,
Beverly Griffith; by, on March 23, suspending its employee,
Beverly Griffith; and by, on April 6, discharging its employee
Beverly Griffith, and, since said date, failing and refusing to
reinstate her to her former position of employment.
B. The Alleged Unfair Labor Practices
1. The facts
Respondent is a California nonprofit corporation, and, since
1992, it has owned and operated four hospital facilities in
northern California, including its Summit Hospital facility (the
Summit Hospital campus), located in Oakland, and its Alta
Bates Hospital facility (the Alta Bates Hospital campus), locat-
ed in Berkeley, at which it provides acute-care, emergency,
medical, and surgical services. Since prior to its acquisition of
the entities comprising its aforementioned business operations,
Respondent’s various employees have been represented for
purposes of collective bargaining by labor organizations, with
its service employees, including the environmental services
employees, having been represented by Service Employees
International Union, United Healthcare Workers—West (SEIU-
UHW), since, at least, 1978. The most recent collective-
bargaining agreement between SEIU-UHW and Respondent
was effective from February 14, 2006, through June 30, 2008.
Subsequent to the expiration of the above-described agreement,
the parties have entered into extensions and have been engaged
in on-going negotiations for a successor contract. On approxi-
ALTA BATES SUMMIT MEDICAL CENTER
263
mately January 26, the Service Employees International Union
(the SEIU), placed SEIU-UHW into trusteeship. Shortly there-
after, the ousted SEIU-UHW officers and executive board
members established a new labor organization, the NUHW, and
immediately began an organizing campaign throughout Cali-
fornia amongst the hospital employees, including Respondent’s
service employees, who had previously been represented by
SEIU-UHW. By January 29, several of Respondent’s service
employees commenced circulating a petition, designed to de-
certify SEIU-UHW and to certify the NUHW as their collec-
tive-bargaining representative, amongst their coworkers, repre-
sented by SEIU-UHW. Ultimately, after approximately 70
percent of said employees had executed the petition, several of
them went to the office of Warren Kirk, Respondent’s chief
operating officer, presented the petition to his secretary, and
verbally demanded that Respondent recognize the NUHW as
their bargaining representative. In February, the NUHW filed a
decertification petition with the Board, which remained pend-
ing as of the commencement of the instant hearing.
Prior to proceeding with a discussion of the alleged unfair
labor practices, I note that two of Respondent’s employment
policies and one asserted “practice” are directly pertinent to the
factual and legal issues involved in the instant matters. First,
Respondent’s employee handbook sets forth written policies
regarding disruptive conduct and misconduct. The former be-
havior is defined as “. . . conduct that has the potential for ad-
versely impacting both the quality of patient care and the ability
of other employees to work effectively.” Then, the written
policy notes several forms and examples of prohibited behav-
iors including tirades; abusive treatment of patients, employees,
physicians, visitors, or others; behavior during meetings which
has the effect of seriously interrupting the meeting; verbal at-
tacks directed at individuals or groups “which are personal,
irrelevant, or go beyond the bounds of fair professional com-
ments;” impertinent and inappropriate comments written in
official documents which “Impugn the quality of care in the
medical center;” and nonconstructive criticism addressed to its
recipient in such a way as to “intimidate, undermine confi-
dence, belittle, or imply stupidity or incompetence.” Finally,
said written policy states that “when the behavior disrupts the
operation of the workplace, affects the ability of others to get
their jobs done, and creates a sense of hostility in the work-
place, it will be necessary to take appropriate action to address
such conduct.” Next, the employee handbook defines miscon-
duct as behaviors “. . . so serious in nature and so contradictory
to the goals of and expectations of [Respondent] that they re-
quire immediate action” and sets forth several types of employ-
ee misconduct, including insubordination or willful refusal to
carry out a reasonable order, inappropriate behavior while on
duty, or “the use of foul or abusive language on company prop-
erty or while performing duties at any location.” With regard
to either disruptive conduct or misconduct, Respondent’s pro-
gressive disciplinary policy, which begins with a documented
verbal warning and includes possible termination, applies.
Next, Respondent maintains written policies regulating solic-
itations and distribution of literature, which are set forth in the
human resources department policy and procedures manual.
Initially, nonemployees are prohibited from soliciting or dis-
tributing literature on Respondent’s property at any time for
any purpose; however, said individuals may conduct authorized
business in designated areas on Respondent’s property with the
prior approval of Respondent.3 As to employees, they are not
permitted to solicit any patient or patient’s family for any rea-
son at any time, and they are not permitted to solicit or distrib-
ute literature during scheduled working time, which includes
the scheduled working time of both the employee doing the
soliciting or distributing and the employee to whom the activity
is directed but which does not include the time prior to or fol-
lowing a work shift and meal and break periods. Further, solic-
iting and distributing literature are prohibited in all patient care
areas and in all other areas where employees normally work.
As defined, work areas do not include the hospital cafeterias
and street lobbies, employee lounges and break rooms, public
and private sidewalks, driveways, and parking areas.4 Like-
wise, the guidelines for Respondent’s security services state
that employees may solicit and distribute literature in hospital
parking lots, lounges, restrooms, and restaurants and that secu-
rity guards are not to “forbid” employees from soliciting on
their own time, to engage in surveillance of such activities or to
“spy” on union meetings or union activities. Further, according
to Bruce Hatten, who is a labor relations specialist for Re-
spondent and a supervisor within the meaning of Section 2(11)
of the Act, “some time after we learned that there was a new
union forming,” Respondent commenced issuing small cards to
its managers and supervisors, on the front of which cards are
set forth Respondent’s solicitation/distribution rules and on the
back of which are set forth rules for how the managers and
supervisors should and should not act with regard labor rela-
tions matters.
As stated above, Respondent’s restaurants are not considered
to be work areas in which employee solicitations and distribu-
tions of literature are prohibited. In this regard, Respondent
maintains large, full service cafeterias at its Summit Hospital
campus and at its Alta Bates Hospital campus. The former
facility’s cafeteria is located on the first floor and accommo-
dates between 150 and 300 people, and that the latter facility’s
cafeteria is located on the first floor near the front lobby and
seats approximately 200 individuals. Each campus’s cafeteria
is divided into a service area in which patrons select food and
then pay for their food selections and a dining area in which are
located chairs and tables so that patrons can sit and eat their
food. At the Summit Hospital campus, the food service and
dining areas of the cafeteria are separated by an open space5
from three rooms or annexes,6 two of which are divided by a
folding partition, and, adjacent to the cafeteria at the Alta Bates
3 Apparently, while in a hospital cafeteria, nonemployees may sit
and have a meal as long as they are not disruptive.
4 The solicitation/distribution policy states that an employee “must
not” be identified with Respondent while engaged in soliciting or dis-
tributing literature, meaning that he or she must be out of uniform and
not wearing his or her identification badge while doing so.
5 Francis Kidd, Respondent’s administrative director for support ser-
vices, described this area as a corridor. However one describes it,
viewing Respondent’s Exhibits eight and nine, it is apparent that the
dining area tables and chairs are close by this area.
6 These are referred to as annex A, B, and C.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
264
Hospital campus is an auditorium. The cafeterias at both facili-
ties are open to and utilized by the public, visitors to patients,
employees and staff doctors, visiting physicians, outpatients,
and patients’ family members. Because of dietary restrictions,
patients are normally prohibited from eating in the cafeterias;
however, they do occasionally sit at the tables with their fami-
lies. Employees utilize the cafeterias for their lunches and dur-
ing their break periods, and only between five percent and ten
percent of the customers of the cafeterias are nonemployees.
Employees have historically utilized the cafeterias for dis-
tributing literature, selling various items, solicitations, and for
collecting union dues. Thus, employees testified, without con-
tradiction, that, without restriction and with the tacit consent of
managers, who have been among the purchasers, they and co-
workers have sold church and school raffle tickets, dinner tick-
ets, and food items such as peanuts and egg rolls in the cafete-
rias by approaching other employees or by walking from table
to table and that, without impediment from Respondent until
the events described infra, employees have regularly solicited
their coworkers for religious, charitable, or union-related pur-
poses and distributed literature to them indirectly by leaving
leaflets on tables or directly by hand. Further, outside vendors
also have been permitted to sell items inside both campuses but
not inside the cafeteria dining areas. Thus, upon receiving
permission from Respondent, outside organizations or individ-
uals are allowed to place tables and to sell items such as books,
candy, leather items, or jewelry in the open area or corridor7
beside the cafeteria in the Summit Hospital campus and in the
lobby area and the auditorium of the Alta Bates Hospital cam-
pus. Other outside organizations, such as banks and credit
unions, are permitted to set up in these areas and solicit for their
respective organizations, giving away free pens or stress balls
along with application forms.
There is no dispute that Respondent maintains no written
rule or policy regarding the conduct of meetings inside the
cafeterias at its facilities; nor is there any such written policy,
prohibiting outside organizations from conducting meetings in
the cafeterias. Indeed, several of the witnesses, who testified
on behalf of the General Counsel, stated that they were unaware
of any restrictions, placed by Respondent, upon the holding of
meetings in its cafeterias. Witnesses, including Beverly Grif-
fith, the alleged discriminatee, Lawana Williams, a member of
the SEIU-UHW bargaining committee and a shop steward, and
DeAnn Horne, also a member of the SEIU-UHW bargaining
committee and a steward, each testified that, prior to the trus-
teeship, SEIU-UHW stewards and union representatives adver-
tised and used Respondent’s cafeterias to meet with bargaining
unit employees/members and to conduct general membership
meetings without interference by Respondent. According to
Griffith, the SEIU-UHW stewards would conduct such meet-
ings “as often as we need to,” usually three or four times a year,
and, at the Summit Hospital campus, these were held “in the far
left” of the cafeteria, near the open space and the annex rooms.
She added that the stewards would move tables together and
7 In describing where vendors set up for sales, employees, who testi-
fied on behalf of the General Counsel, described the area as the dining
area.
place literature on them for members to take and read. Wil-
liams testified that SEIU-UHW agents have utilized the cafete-
ria for meetings—”we’ve had meetings . . . where we vote on
contract issues. We’ve had steward meetings there. Just gen-
eral membership meetings,” normally on a monthly basis. The-
se meetings would be held in “. . . the corner right on the side,
right there on the annex wall.”8 Likewise, Horne testified that
the SEIU-UHW stewards would use the cafeteria at the Alta
Bates Hospital campus for meetings with employee/members.
She recalled doing so “quite a few times;” at least two or three
stewards “. . . sat at a table . . . and we’d hand out literature and
discuss what was going on with the union at that particular
time.” Also, according to Griffith and Horne, the California
Nurses Association would use the cafeterias for meetings with
Respondent’s nurses, and Griffith testified that she has seen
Respondent’s student nurses sitting at table and, without eating,
meeting with their instructors.
As an example of the foregoing, Griffith testified, without
contradiction, regarding participating at a January 29 SEIU-
UHW membership meeting in the Summit Hospital campus
cafeteria. According to Griffith, in order to publicize the meet-
ing, notices, reading SEIU-UHW membership meeting in the
cafeteria from 6 a.m.–7 p.m. on January 29, had been posted on
break room bulletin boards and on the union’s bulletin board
next to the cafeteria door and distributed to employee/members.
Griffith added that Respondent was aware of the meeting in the
cafeteria as “. . . they can read it just like everybody else can if
they pass the union bulletin board,” and as she observed man-
agers, including Bruce Hatten, inside the cafeteria during the
day. Also, approximately 45 minutes after the meeting com-
menced, Griffith had a conversation with Hatten in front of the
elevator in the main lobby area. She initiated the conversation
because she thought it “very odd” that Hatten would be stand-
ing outside the cafeteria so early in the day, and she asked why
he was there so early. Hatten replied that Respondent had re-
ceived a letter, advising it that SEIU-UHW had been placed
into trusteeship and that the trustees wanted Respondent to
“obey their instructions.” Griffith asked since when had Re-
spondent “obeyed the union . . .” and said Respondent’s em-
ployees were the union, not “downtown.” As to the conduct of
the meeting, as was their normal practice, the stewards set up
for it by moving tables together in the far left corner of the
cafeteria by the annex walls. The meeting lasted the entire
work day, and “it was just a general membership meeting that
was scheduled a month or two months . . . to bring people up on
what was going on, any questions or any concerns on their
8 Bruce Hatten admitted that he was aware that the SEIU-UHW
stewards would conduct meetings with bargaining unit employees in
the left-hand corner of the Summit Hospital campus cafeteria—
”Periodically I’ve seen them in there”—and that the stewards were
never disciplined for conducting such meetings. According to him,
“. . . as long as they would have small quiet meetings . . . they weren’t
disrupting anything, we didn’t have a problem with that. I didn’t have
a problem with that.” While denying he ever observed literature being
distributed, Hatten was contradicted by his pretrial affidavit in which he
stated “I am sure that SEIU stewards came into the cafeteria prior to the
trusteeship, handed out flyers, and did other things to encourage sup-
port for SEIU.”
ALTA BATES SUMMIT MEDICAL CENTER
265
behalf.” It was conducted by the chief steward, Deborah
Kirtman, without any SEIU-UHW agents being present, and
Griffith helped during her lunch period and morning and after-
noon break periods, spending her time soliciting bargaining unit
employees to execute the decertification petition. She further
testified that “people would come in, sit down, eat their lunch
[at the steward’s tables], and we would talk” and that the stew-
ards would “sometimes” walk to other tables in order to solicit
employees to come back to the area in which the stewards were
sitting—“we would ask them to come back and talk, if [they]
didn’t, we would go to them,” carrying petition materials. Grif-
fith personally observed stewards going to other tables in order
to solicit unit employees in that regard and testified she had
never been told such activity was not permitted.9
While conceding the lack of any written rules or policy re-
garding the conducting of meetings in its cafeterias, Bruce Hat-
ten asserted that Respondent’s policy was a matter of “prac-
tice,” where people “. . . can’t take over the cafeteria having
meetings that are disruptive, basically not being used for what
the cafeteria is intended to be used for.” He added that what
Respondent permitted inside its cafeterias were “small quiet
meetings” that “weren’t disrupting anything;” however, any
type of activity during which the group “. . . draws attention to
[it]self in a way disturbing to the environment” is not tolerated.
With regard to the Summit Hospital campus cafeteria, Francis
Kidd, Respondent’s administrative director for support ser-
vices, denied that the dining area was available for meetings—
”you can’t schedule a meeting in the cafeteria because it is not
listed for a meeting room”—and added that, if there came a
time where an event seemed like a meeting, “we would require
them to leave the cafeteria and book a room like everybody
else.”10 However, under further questioning, Kidd began to
backtrack. Thus, when asked about the student nurses, he con-
ceded that “from time to time you might see an instructor hav-
ing breakfast with their students.” On said occasions, “. . .
they’re sitting in one of the booths having breakfast, and . . .
they might have a textbook open or they might have some pa-
perwork in front of them.” Then asked if union representatives
hold meetings in the cafeteria, Kidd said that “if they’re sitting
at a table in a small group of people, they could be sitting there
having that meeting. . . .” Asked about shop stewards meetings
in the cafeteria, he repeated, “if they’re sitting at a table, some-
one on a break sits down with them and has their coffee on a
break with a union rep, to me that’s not a meeting,” and, if two
tables were pushed together, it would be permissible for “eight,
ten maybe” employees to sit with them. He added that the peo-
ple must be eating; “we wouldn’t just let people sit there if they
weren’t a customer.” As to when such gatherings would be-
come a prohibited meeting, Kidd averred that, if tables were
moved and chairs set up in a “classroom style” and, if someone
set up an easel and began pointing at it, “I’d be concerned.” As
to the Alta Bates Hospital campus cafeteria, Kidd was not
aware of any outside organizations, which scheduled meetings
9 Hatten was present inside the courtroom throughout the trial and
failed to deny being aware of what occurred on January 29.
10 Kidd testified that the only rooms at the Summit Hospital campus
which may be reserved for meetings are Annex rooms A, B, and C.
there. He added that the same rules, as enforced at the Summit
Hospital campus, would apply to prohibited meetings and per-
mitted group gatherings. Richard Hinshaw, Respondent’s di-
rector of employee and labor relations, was emphatic that “we
don’t allow any meetings in the cafeteria[s]” at our facilities.
However, he added that employees “. . . may have met with
people in the cafeteria and talked about union business, which
is fine, but to conduct a union meeting in the cafeteria is not
allowed. Asked to define a meeting, Hinshaw stated, “a meet-
ing is where it’s being conducted by a facilitator employed by
the union on union issues, and he’s using our facility, the cafe-
teria, where people sit down and eat, to discuss union business
with employees, that is a union meeting.”11 He then compared
such a prohibited event to a permissible gathering where “. . . if
two or three people are sitting at a table and they’re talking
about union issues, that’s . . . not a union meeting.” However,
such would become prohibited if the union agent is “. . . dis-
rupting people from taking their break and getting back to work
. . . .” Given the example of ten people sitting at two tables,
which are pushed together, and discussing union business, Hin-
shaw contradicted Kidd, saying “it would not be okay.” Asked
about shop stewards having meetings with bargaining unit em-
ployees in the cafeterias, Hinshaw testified “. . . if they’re con-
ducting a meeting that disrupts the function of the cafeteria, that
would not be okay. But, if they’re talking to people about . . .
union business, that’s fine as long as they’re not disrupting the
purpose of the cafeteria.” Asked what he meant by the “pur-
pose of the cafeteria,” he stated “. . . if somebody is . . . stand-
ing up and walking around, and yelling at people, that’s dis-
rupting. If they’re sitting there talking in a normal voice about
whatever issues they had . . . that would be acceptable.”
Thereupon, contradicting his earlier testimony, Hinshaw con-
ceded “. . . you may have two tables pulled together and they’re
sitting there talking . . . in a normal voice, they’re eating . . .
their lunch and . . . not taking over tables . . . for purposes other
than the cafeteria use, then that would be okay.” As an exam-
ple of what Respondent prohibited in its cafeterias, Hinshaw
pointed to an October 13, 2004 letter (R. Exh. 17) he sent to
SEIU Local 250, the predecessor to SEIU-UHW, in which he
referred to a flyer advertising a general membership meeting
for the next day in the Alta Bates Hospital campus cafeteria and
wrote that such a meeting was prohibited under Respondent’s
“procedures” and “use of meeting space.” However, he testi-
fied that he envisioned the labor organization having an “as-
sembly” and would not have objected to a business agent mere-
ly sitting at a table and meeting with bargaining unit employ-
ees.
Regarding the alleged discriminatee’s activities on behalf of
SEIIU-UHW and the NUHW, Beverly Griffith, who worked at
the Summit Hospital campus for 31 years in the environmental
services department (EVS), performing housekeeping work,
until her termination by Respondent on April 6, was a member
of SEIU-UHW and its predecessor, SEIU, Local 250, at all
11 Such a prohibited meeting could involve as few as two or four in-
dividuals “. . . depending on how loud, how boisterous, what they’re
doing.” Further, what would proscribe the conduct of the union agent
would be any attempt “to gather an audience.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
266
times during her employment at the hospital. The record estab-
lishes that, throughout her employment tenure, Griffith was an
active participant in union affairs. Thus, she served as a stew-
ard and chief steward,12 represented coworkers in numerous
grievance and Weingarten disciplinary meetings, and served on
the employees’ bargaining committee during contract negotia-
tions. In the latter regard, she routinely discussed contractual
issues with her coworkers, and during bargaining for a succes-
sor to the parties’ most recent collective-bargaining agreement,
she attended and participated in, at least, eight negotiating ses-
sions. The record further establishes that, after SEIU imposed
trusteeship upon SEIU-UHW, while Griffith continued working
as a steward for SEIU-UHW, she immediately became an ac-
tive supporter of the NUHW’s organizing campaign, participat-
ing in the solicitation of decertification petition signatures13 and
“I was one of the ones that let folks in to take it over to our
CEO, Warren Kirk’s office.” There is no dispute that Re-
spondent became aware of the NUHW’s organizing efforts and
the campaign to decertify SEIU-UHW almost immediately after
the onset of the latter’s trusteeship. Thus, Hatten confirmed
that, as early as January 27, he himself learned that the SEIU-
UHW bargaining unit employees were organizing for the
NUHW, conceding that “I perceived that” employees were
soliciting co-workers for their support for the NUHW. Further,
while Hatten denied having suspicions as early as February that
Griffith was involved in the NUHW organizing (“I couldn’t say
for certain.”),14 it is clear that Respondent—and, most certainly,
Hatten—did, in fact, harbor such a belief at that early date.
Thus, on February 20, Richard Hinshaw, sent the following
email and attachments to several other management officials,
including Hatten—“Carolyn and Jill found these flyers on the
Summit Campus yesterday. Pete Clayton and Beverly Griffith
have been around the campus at night reportedly.”15 The two
documents, attached to Hinshaw’s email, appear to be copies of
NUHW campaign literature.
2. The February 17 water-spilling incident and
Respondent’s subsequent written warning to Griffith
Turning to the first of the alleged unfair labor practices, Car-
los Hernandez, a staff development assistant with the Service
Employees International Union, who was assigned to work with
SEIU-UHW after the imposition of the trusteeship, testified that
12 For the performance of some of her responsibilities on behalf of
SEIU-UHW, Griffith served as a “lost timer.” The “Lost Time” provi-
sion of the most recent collective-bargaining agreement permits one of
Respondent’s bargaining unit employees to take up to 6 months leave
in order to perform union-related activities. Taking advantage of this
contract provision, for 6 months in 2008 and for an additional 3
months, from approximately November 2008, until the imposition of
the trusteeship in January 2009, Griffith took leave from her EVS du-
ties to serve as a full-time SEIU-UHW representative for the bargaining
unit employees at Respondent’s facilities.
13 Her first activity in this regard was during the aforementioned
January 29 meeting.
14 Hatten did concede becoming aware of Griffith’s involvement in
the NUHW’s organizing campaign “at some point in time” prior to her
termination.
15 Clayton was an SEIU-UHW business representative, who had
been forced out of his position subsequent to the trusteeship.
he and a coworker, Erica McDuffie, had been assigned to visit
Respondent’s facilities and ascertain who, amongst the bargain-
ing unit employees, were the stewards and who were the mem-
bers of the employees’ bargaining committee and that, on Feb-
ruary 17, they were visiting Respondent’s Alta Bates Hospital
campus. According to Hernandez, as he and McDuffie were
walking toward the cafeteria, he heard voices behind him. He
turned and recognized an employee, whom he had encountered
at the Summit Hospital campus, Beverly Griffith16 and another
woman, named Jocelyn, whom Hernandez knew as a NUHW
agent, and they were pointing and yelling “. . . we were scabs,
and the scabs are here.” Hernandez and McDuffie continued
walking towards the cafeteria, passing other employees, who
also yelled “the scabs are here.” Once inside the cafeteria,17
they sat down at a table, and, eventually, Griffith, who had
followed them into the cafeteria, sat at a table next to the one at
which Hernandez and McDuffie were seated and talking. After
a while, Hernandez noticed that Griffith arose, walked away,
eventually returned with two cups of water, sat next to him at
the adjoining table,18 and placed the two cups of water in front
of her. The SEIU agent, who averred that he and Erica were
attempting to “ignore” Griffith because he did not want to be-
come involved in any sort of “provocation” and denied speak-
ing to her, then recalled, “I kept talking to Erica when I was
sitting like this, then I saw the water just coming toward me.
And I got up, grabbed my notebook, the information that I had,
and I [asked] her, why are you doing this? . . . Erica said
we’ve got to stop this, that’s it. So then she went to call securi-
ty.” According to Hernandez, he arose because “my things
were getting wet.” After McDuffie reported on what had oc-
curred to a security officer, Griffith approached the officer, and
said whatever happened was “an accident.” Asked to describe
exactly what had occurred, Hernandez replied, “That, I don’t
know. I can’t tell you if that was an accident or not, but what I
can tell you is like the way she was sitting with two cups in
front of me and I saw a move. . . .” He denied becoming wet as
a result or the water spill—“No, not really.”
Beverly Griffith did not dispute that the water spilling inci-
dent occurred.19 According to the alleged discriminatee, on
16 Hernandez claimed that Griffith previously had been rude to him
at the Summit Hospital campus. Hernandez testified that he and co-
workers had gone to that facility to meet the SEIU-UHW staff in the
cafeteria. They were about to depart when he overheard a bargaining
unit employee speaking on his cell phone and saying “they’re here.” A
few minutes later as Hernandez and the others were about to board an
elevator, he encountered Griffith. “And it was not, I mean a way to talk
to her. She started screaming and yelling at us. And that’s basically
the first experience like this that I have with her.” He recalled Griffith
saying “. . . what f—ing part don’t you understand mother f—ers or
something like that. That’s what she yelled at us.”
17 Hernandez testified that he and McDuffie were in the cafeteria as
“we went to talk to workers and pass out flyers.” He did not recall
ordering any food while in the cafeteria, and no one denied him permis-
sion to engage in his union activities.
18 Hernandez estimated they were no more than a foot or two apart.
19 During cross-examination, Griffith admitted having seen Hernan-
dez and McDuffie at the Summit Hospital campus earlier in the day and
having seen both SEIU-UHW agents prior to that day “maybe three
times.” She denied having any hostile “relationship” with them.
ALTA BATES SUMMIT MEDICAL CENTER
267
February 17 after concluding her work shift at the Summit
Hospital campus, “I went [to the Alta Bates Hospital campus]
to talk to the PM shift about the trusteeship” and was in the
cafeteria, speaking to bargaining unit employees. Griffith con-
tinued, “. . . I was sitting in the cafeteria and two reps from the
International SEIU came into the cafeteria, and they sat down at
a table where I was sitting. And they were trying to convince
me that there wasn’t going to be any vote . . . and that I should
get on board with them to continue the bargaining that was
taking place. And I stressed to them I wasn’t interested. . . .
And after I’d had enough of it, I picked up my coat and my coat
hit a Dixie cup of water and the water spilled over and it went
on the floor between the cracks of the table, and they . . . had
some flyers and maybe water may have gotten on the flyers
. . . .”20 One of the union reps, Erica McDuffie, accused Grif-
fith of spilling the water on her21 and threatened to report the
incident to the police. Then, the two SEIU agents left the cafe-
teria. Shortly thereafter, Griffith also left the dining area and
observed the two SEIU agents speaking to hospital security
guards and accusing Griffith of deliberately spilling the water.
Griffith approached and asked what McDuffie was talking
about because she was not even wet from the water. The al-
leged discriminatee then told the guards that the water spill had
been merely an accident, but a guard said he would have to
make a report of the incident. During her testimony, Griffith
was emphatic that no water spilled on either Hernandez or
McDuffie; rather, such spilled onto the table and down to the
floor.
Respondent’s security officer, _______ Watts, did, in fact,
create a report regarding the incident, (R. Exh. 16). There, the
officer, whose title for the report was “union activity,” wrote
that “new union reps” Hernandez, and McDuffie, “old union
rep,” Jocelyn Olick, and Griffith were sitting at the same table
and that “Beverly Griffith turned a cup of water over at the
table and it spilled on Hernandez.” Further, the report notes
that the security officers observed “a considerable amount of
water” on one of the cafeteria tables and on the floor below and
that Griffith said what occurred was an accident. Finally, the
report quotes Hernandez as saying “He was sitting at a table
with Ms. Griffith and Ms. Griffith knocked over a glass of wa-
ter and the water spilled on him.”
Three days later, on Friday, February 20, the same day he re-
ceived an email message, which linked Griffith to the distribu-
tion of NUHW literature on Respondent’s property, Bruce Hat-
ten was informed of the February 17 incident. Thus, according
to him, Erica McDuffie telephoned him, complaining that bar-
gaining unit employees were placing NUHW literature on the
SEIU-UHW bulletin boards and, as a result, demanding that the
locks on the bulletin boards be changed. She then turned to the
20 Griffith denied saying anything derogatory to either of the SEIU-
UHW representatives, specifically denying calling them scabs. With
regard to the tone of their conversation, ‘I don’t think that it was calm.
I think they were aggressive and I was aggressive. . . . Our tone wasn’t
like a low key tone, it was a little high-pitched.”
21 During cross-examination, asked for McDuffie’s reaction to the
water spilling, Griffith said “she sat there for a minute and then she just
got up and said . . . ‘you ain’t going to spill water on us . . . intentional-
ly.’”
water-spill incident, asserting that she had an “incident” with
Beverly Griffith in the Alta Bates Hospital campus cafeteria a
night or two before involving the spilling of some water, that
Griffith had been “rude” to her at the time of the water spill,22
“. . . and that water was spilled on a co-worker of hers . . . Car-
los Hernandez.” After speaking to McDuffie,23 whom he be-
lieved as “. . . she didn’t seem to be like [she] wanted to do
anything other than report . . . and ask that we investigate it,”
and after obtaining a copy of the security officer’s report re-
garding the incident24 but failing to interview either Hernandez
or the officer, who compiled the report, Hatten perceived the
matter as an employee deliberately spilling a cup of water on a
guest—“the issue was that [Griffith spilled] water in an attempt
to get it on somebody . . . “—and as a matter of significant
import “because . . . even though it was an SEIU rep, they’re
still a guest and we still expect people to . . . treat guests ap-
propriately.”25 Notwithstanding his perception of what had
occurred, asserting he “normally” obtains “another side of the
story,” Hatten testified that, at approximately 3 that afternoon,
he went to the EVS department office on the ground floor level
and “. . . tried to have a meeting with [Griffith] to ask her side
of [the incident].” In this regard, according to Hatten, he met
Griffith’s supervisor, Tito Aquino, and they spent the next 25
minutes searching for the alleged discriminatee, unsuccessfully
paging her and looking for her in her assigned work areas on
the fourth floor of the building. At approximately 3:30, they
returned to the EVS office and stationed themselves across
from the entrance to the patient transportation department room
in which a time clock, utilized by the EVS department employ-
ees in order to clock in and out, is located. Moments later, they
observed Griffith enter the EVS department office in order to
leave her pager prior to clocking out. When she walked out of
the office, Hatten further testified, he approached and said “. . .
`I’ve been looking for you.’” Griffith asked why, and Hatten
replied “`I have somebody who has alleged that you were rude
to them and knocked water on them.’” Griffith retorted “‘Says
who?’” At this point, Hatten recalled, “I showed her the securi-
ty report,” and, after glancing at the document for no more than
10 seconds, Griffith responded “. . . `It says right here it’s an
accident.’” To this, Hatten asked “. . . `That’s an accident . . .
?’” Without replying, Griffith turned around, went over to the
time clock to punch out, and walked away. According to Hat-
ten, the entire conversation lasted no longer than “thirty se-
22 Hatten was unable to recall McDuffie saying how Griffith had act-
ed rudely except “I think she said that [Griffith] was loud. . . .” On this
point, he was contradicted by his pretrial affidavit where he said he
could not recall McDuffie saying how Griffith had acted rudely.
23 Respondent failed to call McDuffie as a witness and failed to ex-
plain her absence. Accordingly, I shall draw a negative inference from
Respondent’s failures in the above regards.
24 Hatten conceded that the report said nothing about Hernandez
pointing to a wet spot on his clothing. While the security guard, who
drafted the security report, wrote that Hernandez said that water had
been spilled on him, during his testimony, Hernandez made such asser-
tion and never explained the discrepancy between his testimony and
what he told the security guard.
25 Hatten also conceded that Hernandez never claimed that Griffith
deliberately spilled the water on him.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
268
conds,” and, after Griffith left, he and Aquino went into the
EVS department office in order to ascertain whether Griffith’s
pager was operating properly. After determining that it was, “.
. . I went back to my office.” Asked where Aquino stood as he
approached and spoke to Griffith, Hatten stated “He was in the
supervisor’s office checking employees out.” He denied that
Aquino witnessed the conversation as it was “kind of impromp-
tu.”26
Beverly Griffith testified that she worked her normal work
shift on February 20. Shortly before finishing her shift, “. . . I
got a call from one of my co-workers and they said that Bruce
Hatten was in the EVS department and that they overheard my
name. And it was about 3:25 and so when I came downstairs
they said that he was there and he was waiting for me. . . .”
According to the alleged discriminatee, as she walked down the
hallway toward the EVS department office, she observed Hat-
ten and Aquino standing outside the door to the office. “And
so, I walked past Bruce Hatten and Tito [where they were talk-
ing], and I turned [in] my pager and I signed out, and then I
clocked out and went home. And I said nothing to them.”
Corroborating Griffith and contradicting Hatten, Tito Aquino,
who supervises the housekeeping employees, including Grif-
fith, testified that during the afternoon on February 20, Hatten
came to his office and said he wanted to speak to Griffith.
Unable to reach her by pager, Aquino and Hatten went looking
for her on the fourth floor, her normal work area, but were una-
ble to find her. Then, at approximately 3:25, “close to quitting
time,” they returned to the EVS department office and stood
together “outside the office by the hallway.” Thereafter, “. . .
we were seeing people come in . . . carrying soiled mops . . .
and rags, and that’s . . . before coming to clock out. . . . As we
were standing there . . . we saw Ms. Griffith went to the time
clock and [clock] out right away” and return her pager to the
EVS office. According to Aquino, “I assume she’s going
home. . . we didn’t stop her from leaving at all.” Then, “. . . .
Mr. Hatten told me that she had already clocked out, so we will
meet again on Monday morning.” Asked by me whether Hat-
ten was able to speak to Griffith, Aquino replied, “No, sir.”
There is no dispute that, on the following Monday, February
23, Respondent ordered Griffith to report to Bruce Hatten’s
office in the human resources department office and that, dur-
ing the Weingarten interview there, Hatten gave a written warn-
ing notice, (R. Exh. 4), to the alleged discriminatee. As to why
he decided to give Griffith a written warning over what appears
to have been a rather trivial incident, averring he believed
McDuffie’s assertion that the water spilling was intentional,27
Hatten explained that he wanted to give Griffith an opportunity
to give her side of what occurred, and “. . . when she didn’t
want to give me her side . . . other than it just was an accident,
that changed my mind, that made me believe, well, maybe she
did do that. . . . You say it’s an accident, explain to me how it
26 While conceding it is “generally” customary to take notes during
an investigatory interview, Hatten admitted he failed to draft notes of
his putative conversation with Griffith either during or after their meet-
ing.
27 Hatten conceded not pressing McDuffie for details of Griffith’s
“deliberate” act.
was an accident. She had no interest to do that.” Asked by me
if his decision was based more on Griffith’s behavior after the
fact, Hatten replied, “I would say it weighed more heavily,
yeah.”
However, not only was Hatten’s testimony, regarding speak-
ing to Griffith, contradicted by Aquino, but also what occurred
during the disciplinary meeting casts further doubt upon Hat-
ten’s explanation for the warning notice. Thus, presumably
believing she might be disciplined for the water spilling inci-
dent, Griffith asked Lawana Williams, a coworker in the EVS
department and another steward for SEIU-UHW, to accompany
her for the meeting. They reported to Bruce Hatten’s office
where they encountered Hatten and Tito Aquino. During the
discussion, according to Griffith, Hatten handed her the forego-
ing written warning notice “for misconduct and inappropriate
behavior,” based upon her actions on February 17. Executed
by Hatten, the warning notice accused Griffith of “. . . inten-
tionally knock[ing] over a glass of water that spilled onto a
guest. The guest complained to hospital security but decided
not to summons [sic] the police department at the time of the
incident. This behavior is unacceptable and will not be tolerat-
ed.” Upon reading the document, Griffith testified, she was
“shocked and “upset” and complained “`how could you give
me a discipline and you haven’t even asked my side of the sto-
ry?’” Thereupon, “. . . Hatten took the paper and he threw it
across the table at Griffith, saying “`it sounds like me.’” As a
response, Griffith wrote across the bottom of the document
“This is harassment by SEIU and Bruce Hatten, No investiga-
tion by my part. This is back door dealing by management and
Alta Bates Summit to discipline me for union activities. Any-
one can say and accuse me, and management believes it, Bruce
said, it sounds like me and something I would do.” Williams
corroborated Griffith, recalling that Hatten gave the former the
written warning and “. . . said that he had received a complaint
against Beverly . . . that she had knocked over some water in-
tentionally on some guests of the hospital . . . Beverly . . . told
him . . . that he didn’t hear her side of what happened and asked
him . . . was he just going to accuse her of knocking water over
on somebody intentionally. And he stated that because of
whom she was, her involvement with the [NUHW], it was be-
lievable that she did this. . . . She kind of . . . repeated what he
had just said” and “she looked at me and said ‘“Can you be-
lieve this?’” Finally, when asked if Hatten responded to Grif-
fith that, in fact, he had, spoken to her three days before, Wil-
liams said, “No.” Likewise, Tito Aquino testified that Hatten
read the contents of the warning notice to Griffith and that after
the latter read the document herself, she asked Hatten who his
witnesses were. He replied “people that were present.” To
this, Griffith asked why she wasn’t asked anything about the
incident, and, rather than asserting that he had spoken to her,
Hatten merely reiterated “that [he] had already spoken to . . .
people that were present when the incident had happened.”
With regard to Griffith’s writing on the bottom of the warning
notice, Aquino recalled that Griffith “. . . wrote it down because
she . . . did say that this is harassment, I’m not going to sign
. . . .” Finally, as to whether he heard Hatten say to Griffith
“that sounds like something you would do,” Aquino said, “I
don’t recall hearing anything like that.”
ALTA BATES SUMMIT MEDICAL CENTER
269
3. The March 20 Incident at Respondent’s
Summit Hospital Campus Cafeteria
The record reveals that, on March 20, the SEIU-UHW stew-
ards, including Beverly Griffith, who had requested and re-
ceived a vacation day for March 20, Lawana Williams, and
Deborah Kirtman, a chief steward, conducted an all day “mem-
bership meeting” for the SEIU-UHW bargaining unit employ-
ees in the Summit Hospital campus cafeteria, the same location
at which the January 29 membership meeting and prior similar
meetings had been held; that, in the days prior to March 20, the
stewards, including Griffith, Kirtman, and Williams, posted and
distributed leaflets,28 announcing a March 20 membership
meeting in the Summit Hospital campus cafeteria from 6 a.m.
until 7 p.m.; and that the purposes for the meeting were to af-
ford the stewards an opportunity to “update” the bargaining unit
employees on the status of the trusteeship and the on-going
contract negotiations and to solicit signatures for the decertifi-
cation petition. The record further reveals that, having become
aware of the membership meeting possibly from a flyer, on
which the NUHW logo appears, Respondent engaged in two
separate courses of conduct in order to prevent or, at least, dis-
courage its SEIU-UHW bargaining unit employees from sup-
porting another labor organization. First, in a March 13 letter
to the Union, Hinshaw demanded that, as Respondent’s facili-
ties are private property and as it does not permit outside organ-
izations to conduct group meetings in the cafeterias,29 “your
group must cease and desist from holding or advertising ‘meet-
ings’ on our premises.”30 Next, Respondent hired the services
of Allied Barton Security Services, which provides private
security guards for employers, and, on March 20, two of its
security guards reported for work at Respondent’s Summit
Hospital campus. One of the guards, Ronnie Parks, who testi-
fied that “I was just told to report in a suit in order not to be
confused with the regular security,” arrived at the facility at
approximately 6:15 a.m. and was escorted alone31 to the cafete-
ria where he met Bruce Hatten. According to Parks, “Bruce
showed me the letter that was sent to the Union and . . . said
that some of the employees were starting to form . . . a new
union so they posted notices that they were going to hold meet-
ings in the cafeteria but they’re not allowed to hold the meet-
ings . . . this is not allowed . . . they can’t solicit funds and they
can/t hand out literature and . . . we’re there to observe . . . if
28 While Griffith and Williams each acknowledged distributing leaf-
lets announcing the membership meeting; both denied distributing any
leaflets on which were printed a NUHW logo. While a leaflet bearing a
NUHW logo was offered and received as General Counsel’s Exhibit
No. 6, Griffith denied having seen it until being asked about it at the
time she gave a pretrial affidavit to the General Counsel.
29 According to Bruce Hatten, “our sense, when we first heard about
this . . . meeting, that was advertised in our cafeteria by this other
group, was that this was going to be a takeover of the cafeteria with . . .
rallies and noise and basically disrupting the flow of things.”
30 At Respondent’s behest, its attorney sent a subsequent letter, dated
March 18, to the law firm, which represents the NUHW. In said letter,
Respondent’s attorney demanded assurances that NUHW, its officers,
employees, and agents would “cease and desist from advertising and
holding ‘meetings’ on Respondent’s property.”
31 The other security officer had not yet arrived.
any of those violations occur . . . anything that would disrupt
the normal cafeteria operations.”32 According to Parks, Hatten
was clear the reason for the employees’ planned union activity
that day was that “. . . they were in the process of trying to form
a new union.” He added that, if a prohibited meeting33 oc-
curred, Hatten gave the guards a camera in order “to take pic-
tures of the violation,” and they had notebooks in order “to take
notes.” Also, Hatten instructed them to be “close enough” to
observe but they should not interfere with the employees and
specified that “. . . if we witness . . . actual violations occurring,
to . . . call him and he’d come deal with it.” When he finished
explaining to Parks what he expected would happen that day,
Hatten pointed to two women, who were sitting at a table
across the cafeteria, identified them as Beverly Griffith and
Deborah Kirtman, and “. . . explained that they’re the ones that
will probably have the meeting.”
Griffith testified that she arrived at the Summit Hospital
campus cafeteria at “about” 6 in the morning and observed
Kirtman sitting at a table in the “far right” corner of the dining
area and Hatten seated at a table in the far left corner of the
room, the area in which the SEIU-UHW stewards usually sta-
tioned themselves. Griffith walked over to Kirtman’s table and
sat down beside her. They placed stacks of two separate docu-
ments34 and a sign-up sheet on the table. Moments later, ac-
cording to the alleged discriminate, a “few” bargaining unit
employees approached their table, and the two stewards and the
employees spoke about the decertification petition and other
union matters. Eventually, the employees walked away, and
Hatten and Ronnie Parks35 approached the table. Standing in
front of the two women, Hatten asked what was going on “over
here” and abruptly “snatched” some papers from Griffith’s
hands. She “tried” to grab the documents back from him, “. . .
and he told me I couldn’t have them. And I told him that if he
didn’t [return the documents], I [would] call the police on him.”
Hatten returned all but one document, began reading it, and
remarked that it concerned the on-going negotiations for a new
collective-bargaining agreement between the parties. Then,
Hatten turned toward Kirtman and reached for the documents in
32 The other security guard, Thomas George, did not arrive until 7:30
a.m., and, Hatten “briefed” him as to the situation.
Respondent stipulated that Parks and George were its agents within
the meaning of Sec. 2(13) of the Act.
33 Asked if Hatten ever explained his definition of a meeting, Parks
said, “. . . we discussed that and my understanding was . . . it has to be a
group of people discussing the union business . . . to count as the meet-
ing that we’re watching for. Obviously, they are allowed to gather and
speak socially, that doesn’t count as a meeting.” He added that the
legitimacy of the meeting would “. . . depend on the content of the
conversation.” In this regard, numbers did not matter’ rather, “it was
. . . the context of what they’re gathering to discuss . . . if it was union
business, then our understanding was if they were speaking union busi-
ness with a group of people, they were holding a meeting that they were
told not to.”
34 One document bore the photograph of former Board member, Pe-
ter Hurtgen, and concerned whether employees would lose their con-
tractual wages and benefits if they vote and switch unions. The second
document concerned Respondent’s and the SEIU-UHW’s most recent
bargaining positions on subcontracting.
35 At some point during the day, Parks introduced himself to Griffith.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
270
the stacks of flyers in from of her, including the sign-in sheet,
knocking over a coffee cup while doing so, but Kirtman was
quicker, placing her hands on the papers, and urged Hatten to
calm down.36 Hatten then glanced at Griffith’s cell phone,
which she had plugged into a wall socket, and, when he moved
as if to reach for it, Griffith warned him not to touch it. There-
upon, Hatten announced to Griffith and Kirtman “. . . that we
[were] not allowed to be there conducting any meetings for any
outside unions. And he said that we [were] not allowed to pass
out flyers,37 to solicit funds, and he said we were trespassing.”38
Kirtman responded that she and Griffith continued to be SEIU-
UHW members and had a right to use the cafeteria “and to
inform our members.” At that point, Hatten turned and, along
with Parks, walked out of the cafeteria.
Bruce Hatten initially denied attempting to terminate or im-
pede whatever union activities, which Griffith and Kirtman
attempted to engage in on March 20, and specifically denied
approaching the table at which they were seated, grabbing a
stack of documents, and saying they were not allowed to dis-
tribute them inside the cafeteria. Asked if other witnesses were
lying about his conduct, Hatten reiterated he could not recall
the incident. Moments later, Hatten reversed himself, admitting
he reached for the stack of papers in front of the two women
because he wanted to discover the reason for the announced
meeting and the subject matter of the documents which the
women were prepared to distribute. Asked if he also reached
for a sign-in sheet, Hatten denied doing so, but, upon being
confronted with his pretrial affidavit and questioned as to
whether Kirtman attempted to stop him from seeing it, he con-
ceded the truth. Further, Hatten conceded informing the wom-
en that they could neither distribute the flyers nor engage in
soliciting.
Parks testified that, after Hatten pointed out Griffith and
Kirtman to him, he followed Hatten as the latter walked over to
the table at which the women were seated. According to Park,
“. . . Mr. Hatten asked how they were doing and what’s going
on and they said nothing’s going on. There was a table next to
them had a bunch of different flyers laid out. And Mr. Hatten
asked them about what they were doing . . . are they planning
on handing out the flyers. They didn’t really answer. . . . And
then Mr. Hatten [grabbed an entire stack of flyers], and they got
upset,” saying he couldn’t do that, accusing him of harassing
them, and asserting the cafeteria was a public facility and they
had a right to be there.39 Then, after the women became quiet,
Hatten returned all but one of the documents, “. . . and then he
36 Although not clear, at some point during the incident, Griffith
reached into her handbag for a tape recorder and told Hatten to speak
into it.
37 Griffith testified that, prior to her conversation with Hatten that
day, she had “never” been informed that she was not allowed to distrib-
ute literature in the Summit Hospital campus cafeteria.
38 Asked if Hatten specifically stated she was acting in violation of
Respondent’s solicitation/distribution policy, Griffith said, “No, I never
heard that, that policy. He just said that we could not be there to dis-
tribute flyers for another union or conduct a meeting.”
39 Having been told that the women had announced a meeting in the
cafeteria, Parks was certain the meeting had not yet commenced at the
time of the incident—“it hadn’t occurred at the time yet.”
explained that they cannot hold a meeting, they cannot distrib-
ute literature or flyers, and . . . they are not allowed to solicit
funds.”40
Griffith next testified that, after Hatten and Parks left their
table, she and Kirtman stood, picked up their documents,
moved to the area of the dining room in which they “normally”
sat, pushed two tables together, placed their documents on the
tables, and sat. Approximately 15 minutes later, she noticed
Parks, another man wearing a similar dark suit, two regular
hospital security officers, and Susan Kessler, Respondent’s
EVS director, entering the cafeteria together. Moments later,
Parks and Thomas George walked over to the area in which
Griffith and Kirtman were seated and sat down “not even four
feet across from us at another table.” Griffith testified that she
stayed in the cafeteria for the remainder of the day until the
announced end of the meeting and that Parks and George also
“. . . stayed there until 7:00 that night . . . in the same location,”
“each not moving unless he went to get something to eat or to
use the restroom.” During the day, Griffith asked who they
were and what they were doing, “and they said, `we’re here to
monitor . . . and watch you.’” According to Griffith, notwith-
standing the surveillance, she spoke to approximately 114 bar-
gaining unit employees about union matters and distributed
both of the above-described documents to them in the cafeteria
during the day; “I tried to talk with [them]” as they came
through the cafeteria, eating meals or taking breaks from work.
“And some sat with us and some did not sit with us because
they thought the [two security officers were] with us.” She
knew this was the fact as members would ask about the identi-
ties of the two men and whether they were with Griffith and
Kirtman.41
The deleterious effect of the guards’ presence was confirmed
by Lawana Williams, who helped draft and distribute the flyers,
announcing the meeting.42 She testified that she was able to go
down to the cafeteria three times that day—for her lunch and
her two break periods at 9:30 in the morning and 2:30 in the
afternoon. On her morning break, there were not many patrons
in the dining area, and those present were “kind of scattered”
through the facility. Griffith and Kirtman were sitting at a table
and, in the same section, “a couple of guys” were sitting at a
table directly across from the two women and no more than a
“few” feet from them. Williams walked over to her co-
workers’ table,43 and Griffith told her they “. . . were being
watched by security.” Williams further testified that she re-
40 In contrast to the treatment of Griffith and Kirtman on March 20,
Carlos Hernandez testified that he and McDuffie met with bargaining
unit employees in Respondent’s cafeterias, speaking to them about
union matters and passing out flyers and that Respondent never inter-
fered with their activities.
41 Griffith testified that the guards’ presence in the cafeteria was
“very uncommon. We’ve had meetings like this in the past but never
have we had guards sit at the table with us.”
42 Williams recalled that the purpose of the meeting was to give bar-
gaining unit employees “information . . . pertaining to what was going
on with the . . . trusteeship.” She denied that a purpose was to solicit
membership in the NUHW.
43 Flyers were stacked on the table. She recalled that one document
contained a picture of an NLRB member.
ALTA BATES SUMMIT MEDICAL CENTER
271
mained at the table with Griffith and Kirtman for 15 minutes
during which time only one bargaining unit employee came to
their table. During her afternoon break, she again observed the
two security officers sitting at the same table across from Grif-
fith. According to Williams,44 on both occasions, the two secu-
rity officers appeared to be paying attention to what Griffith
and Kirtman were doing; each had a notebook and would start
writing whenever employees approached the table.
Ronnie Parks testified that, after Hatten warned the women
about what they couldn’t do, they walked away from the table;
that Tom George, the other guard, arrived at approximately
7:30 and Hatten “briefed him” as to the situation; and that Grif-
fith and Kirtman soon left their table and moved to another
table in the back corner of the room. According to Parks, he
and George remained inside the Summit Hospital campus cafe-
teria until 7:15 p.m., and, in order to observe Griffith’s and
Kirtman’s activities, the two men stationed themselves at a
table “roughly across the aisle” from the women six to eight
feet away with tables between them. As to what occurred dur-
ing the remainder of the day, Parks stated that “there were no
actual meetings . . . on Friday. . . . People would trickle over, a
few at time . . . but what conversation we could hear was nor-
mal social conversation, it was not union business. . . .” Parks
added that, sometimes during the day, there were as many as
eight employees gathered around Griffith and Kirtman, with
people standing when there were not enough seats. Also, while
he did observe the two women leave their table from time to
time to go for food or to the restroom and, in the process, stop
and speak to other employees, “. . . it did not appear they were
going around conducting business.”45 As to the distribution of
flyers, Parks did not observe the women handing their flyers to
employees, who stopped at their tables (“I didn’t see them leave
the table with the flyers”); however, during the day, he did
observe employees, who were not carrying papers when they
entered, leave the dining room with papers in their hands. Fi-
nally, as to the security officers’ effect on employees stopping
at the tables, which Griffith and Kirtman had pushed together,
Parks stated that he heard approximately half of the employees,
who approached the tables, asking about him; “they asked who
we were and Beverly explained that we were security. . . .” Of
those who asked, “probably four or five” employees immedi-
ately walked away after learning who he was.
44 With regard to the distribution of literature in the cafeteria, Wil-
liams said she had freely distributed literature in the dining area prior to
that day, including the flyer announcing the March 20 meeting.
45 As to whether what the two women did was disruptive of the op-
erations of the cafeteria, Parks said, “not the overall function, other than
taking up the tables that they were at.”
Hatten conceded that he did not believe Griffith or Kirtman engaged
in any misconduct during that day, stating “what happened on Friday
was nice, one, two person conversations, there wasn’t a lot of attention
drawn to them in having their discussions.” Therefore, he permitted
them to continue what they were doing.
4. The March 23 Incidents at Respondent’s
Alta Bates Hospital Campus Cafeteria
The record establishes that, just as on the prior Friday at the
Summit Hospital campus, the SEIU-UHW stewards scheduled
another membership meeting for the bargaining unit employees
at Respondent’s Alta Bates Hospital campus cafeteria on Mon-
day, March 23 from 6:30 a.m. until 7 p.m.; that they advertised
the time and location for the meeting by posting and distrib-
uting flyers;46 and that Beverly Griffith, who had scheduled a
vacation day for the event, participated in the organizing and
conducting of the meeting. According to Griffith, she and
DeAnn Horne, a ward clerk for Respondent at the Alta Bates
Hospital campus,47 arrived at the latter campus at approximate-
ly 7 in the morning, immediately walked to the cafeteria where
they met Dee Mayberry, another steward, sat at a table in the
far right corner of the dining area, and placed stacks of the
same documents, which the stewards had distributed the prior
Friday, on the table. Griffith testified that the purpose of the
meeting was “to talk with my co-workers about the trusteeship
and to answer questions and concerns,” and Horne testified that
their purpose was also “. . . to let people know what was going
on with . . . the new [NUHW] and [getting] . . . information out
so people could feel a little more secure with . . . the union
vote. . . .” At that early hour, the cafeteria, which was under
renovation at the time, was sparsely filled with no more than 10
or 12 patrons, and Griffith immediately noticed that, across the
dining area, sitting at a table by a window were Bruce Hatten,
Joan Davis, an HR specialist for Respondent, Ronnie Parks,
and another security guard, Mahir Said.48 There is no dispute
that, moments later, Hatten left the cafeteria, and Parks and
Said arose, walked towards Griffith’s table, and sat at a table no
more than 6 feet behind the two women.
At that point, Horne announced she was going “upstairs” in
order to inform bargaining unit employees that Griffith was
waiting for them in the cafeteria, and she then stood and walked
out of the cafeteria. While Horne was away, according to Grif-
fith, “I got a chance to talk to a few dietary workers. . . . I went
to their table and they were . . . across from me.” At first, she
stood, but then she sat down and spoke to the employees, who
were eating breakfast. “And I asked them did they have any
concerns and did they understand what was going on. . . . And
they [said] . . . we’re fine, we understand, we’re ready to vote.”
After “maybe five, six, seven minutes, or so,” Griffith walked
back to her table. Kenny Hill, a chief steward for SEIU-UHW,
came to her table and sat, and, having been gone for no more
46 As with GC Exh. 6, the flyer announcing the March 20 meeting,
Griffith denied seeing GC Exh. 9, the flyer announcing the March 23
meeting, until the time she gave her pretrial affidavit.
47 Horne was scheduled to be off work on March 23; however, she
was called into work and told to report “no later” than 9 a.m.
48 Parks testified that he reported to the Alta Bates Hospital campus
at 6:15 a.m., that Mahir Said arrived 45 minutes later, that they met
Bruce Hatten, that the latter gave them “basically the same briefing” as
on the prior Friday, that he (Parks) had the same camera, and that Hat-
ten again instructed him “to take pictures of violations.” According to
Parks, they observed Griffith and DeAnn Horne enter the cafeteria at
approximately 7:30 a.m., and “we waited to see where she was going to
sit, so we could sit by to observe.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
272
than half an hour, Horne returned and took her seat at Griffith’s
table. Moments later, Griffith further testified, as the three
employees were talking amongst themselves, Hatten returned to
the cafeteria and approached Griffith’s table. He looked first at
Hill and then at Horne and then where each was working. He
then addressed the three employees as a group, saying “`I need
you to cease and disperse. . . . I’m giving you a direct order to
leave the premises now.’” He added that they were not to hand
out any flyers. Hearing Hatten’s instructions, Griffith, Horne,
and Hill arose, and Griffith, who understood that an employee
must comply with a direct order and would be subject to disci-
pline for failing or refusing to do so, turned to Horne, said it
was time to leave as they “were getting kicked out of the cafe-
teria,” and asked to use Horne’s cell phone in order to arrange
for a ride. Then, Hatten repeated his order—“I’m giving you a
direct order to leave the premises now.” Griffith and Horne
immediately began gathering their documents and stuffing them
in a bag, and Hatten added, “And, if you don’t leave before
security comes, you will be suspended and you could be termi-
nated.” Griffith and Horne began walking out of the cafeteria,
with the former a foot or two behind Horne; however, before
they left the room, two security guards entered the cafeteria,49
“and they escorted us out of the cafeteria” and to the front
doorway of the building. At the door, Griffith looked back at
the guards, and one told her she would have to leave Respond-
ent’s property. Asked if she said anything to Hatten during
their confrontation or if she ever refused to leave the cafeteria,
Griffith answered “no” to both questions. Also, she denied that
she asserted her right to remain in the cafeteria or that Horne
left the cafeteria by herself after Hatten asked both women to
leave. Finally, she specifically denied being told by Hatten that
she was suspended—“My understanding was that I was given a
direct order to leave and, if I didn’t, I would be suspended.”50
Corroborating Griffith, Horne testified that, a short while af-
ter she returned to the cafeteria and again sat at Griffith’s table,
Hatten approached their table. She testified, “He came up to
the table and he says, I’m going to give both of you a direct
order that you are to cease and disperse your union activities
and, if you don’t, you will be put on suspension with the possi-
bility of termination. And, if you’re not gone by the time the
guards get here, you will be suspended.” Horne was unable to
recall Griffith saying anything to Hatten; however, she did
recall Hatten asking her where she was going. Horne replied
she was going to work. Hatten asked if she was going to Her-
rick, another facility owned by Respondent, and warned her not
to take any of the “stuff” with her. Horne replied that she did
not work at Herrick. Thereupon, the security guards arrived,
and “. . . we proceeded to walk out. . . .” As they did so, ac-
cording to Horne, Griffith asked to use her cell phone and made
a call. Horne estimated that only 2 or 3 minutes elapsed from
the time Hatten ordered them to leave and when they actually
49 Griffith testified that the security guards arrived before Hatten
“even finished his sentences.”
50 Having been a steward for several years, Griffith was well aware
of the procedure when an employee is suspended. Thus, the employee
is immediately ordered to surrender his security badge. According to
Griffith, at no point that morning did Hatten demand that she turn in her
security identification.
left the cafeteria.51 Horne denied hearing Griffith argue with
Hatten about their right to be in the cafeteria and denied that
Griffith ever refused to leave. Finally, asked if Hatten ever said
to Griffith that she was suspended, Horne replied, “no.”52
Ronnie Parks testified that the table, at which he and Said53
were sitting, was next to the one at which Griffith was sitting.
He confirmed that the crowd in the cafeteria was “sparse;”
however, “eventually,” a table across from them started filling
with people, who appeared to be hospital “service workers.”
According to Parks, he observed Griffith leave her table and
approach the table at which the hospital employees were sit-
ting.54 “And then she was talking . . . about everybody needs to
give $25 to the new union . . . and that the dues are cheaper
than SEIU.” Hearing this, Parks immediately telephoned Hat-
ten in order to inform him that Griffith was committing a viola-
tion.55 After a while, Parks recalled, Griffith left this table,
moved to another table, at which employees were sitting, “be-
hind her,” sat down, and “conversed” with them about “union
stuff.” Finishing her conversation, Griffith walked away from
the second table and returned to her table. Moments later, Hat-
ten arrived, and “I informed him that Ms. Griffith had crossed
over to the other table and sat with . . . six people . . . and was .
. . asking for funds for the new union, about it stagnating and
that their dues were cheaper than SEIU’s.” Then, Hatten asked
Parks to accompany him over to where Griffith, Horne, and
Hill were sitting. They approached Griffith’s table, and Hatten
“. . . explained that they’re not allowed to hand out flyers, solic-
it funds or hold a meeting and that they needed to cease and
desist these activities and that they were being asked to leave
the premises immediately . . . .” I don’t believe [either Griffith
or Horne] said anything; they just kind of looked at him with
kind of a blank stare. Hatten then repeated that he was giving
them “a direct order” and, if they refused, “. . . you can be put
on administrative suspension.” Hearing this, Horne said “I’m
outa here,” stood up, and “departed.” However, rather than
following, Griffith “. . . took out her cell phone and said she
was going to call her lawyer.”56 Observing Griffith’s actions,
Hatten turned to Parks, said, “. . . ‘it doesn’t appear that she
wants to comply with the direct order’ . . . ,” and instructed
Parks to call for Respondent’s security guards. Parks then “ra-
dioed for security,” and, when he finished, Hatten told Griffith
“. . . that if she is not departing before security arrives, that he
51 Horne added that the security guards arrived two minutes after
Hatten’s warning.
52 Horne said that, if suspended, “they would take your badge.” She
added that such was Respondent’s “practice,” and Hatten never asked
for Griffith’s badge or said she should not return for work the next day.
53 Respondent stipulated that Said acted as its agent within the mean-
ing of Sec. 2(13) of the Act.
54 Parks estimated the employees’ table was approximately 15 feet
from where he was sitting. As Griffith “can project pretty well,” and
the cafeteria was not filled, he could hear what Griffith said “very
clearly.”
55 Parks recalled hearing additional conversation between Griffith,
who stood at first and then sat down, and the employees at the table. “I
don’t remember details. I just remember it was . . . the union stuff. I
don’t remember every detail.”
56 According to Parks, “I don’t know if she actually made the call,
but she had the phone out.”
ALTA BATES SUMMIT MEDICAL CENTER
273
will accept that as refusal to comply with the direct order.”
Thereupon, in what seemed to Parks as reluctant compliance
with Hatten’s instructions, Griffith slowly began gathering her
stacks of leaflets and packing the documents into a bag. She
had not yet completed her preparations to leave when Respond-
ent’s security guards entered the cafeteria,57 and upon their
arrival, Hatten said to Griffith, “. . . ‘you’re on administrative
suspension because you haven’t complied.’”58 He then told the
guards to escort Griffith out and told Griffith she was not al-
lowed to be in any of Respondent’s facilities pending an inves-
tigation.59
Bruce Hatten testified that he went directly to the cafeteria
after being informed that Parks had called and reported some-
thing had occurred there. Arriving, he observed 35 to 40 pa-
trons sitting in the entire dining area,60 and everything appeared
to be “normal” with people seating, eating, and talking. Hatten
immediately met with Parks and Said, who told him Griffith
had been “disruptive” in that she had stood up from where she
had been seated and began addressing the people around her,
“talk[ing] loud enough . . . saying something about . . . this new
union. She was talking about them needing to raise funds in
order to stay afloat. . . .”61 With the guards following, Parks
approached and confronted Griffith. He began by saying that
the security guards had reported she had conducted a meeting,
and Griffith responded that she could conduct meetings that day
and the next day, which, Hatten understood, as her saying she
could conduct a meeting whenever she wanted to do so. Hatten
replied that he was giving her a direct order to cease and desist
conducting meetings, handing out flyers, and soliciting funds
and to leave the cafeteria.62 According to Hatten, upon hearing
his order, Griffith became “just defiant” as “I’m trying to ex-
plain to her what she needs to so moving forward,” and she is
“. . . saying ‘I need silence.’” Then, she said she was going to
call her attorney, and she, in fact, did telephone her lawyer
“after I gave her [the] direct order to leave. Asked at what
point during their confrontation he told Griffith she was being
57 Parks estimated that “maybe five minutes” passed from when he
called security until the guards arrived in the cafeteria.
58 Respondent offered Parks’ handwritten report of the incident,
which the latter claimed he prepared “maybe 20 to 30 minutes” after
the incident, as corroboration of his testimony. However, analysis of
the report discloses that, after describing the entire sequence of events,
including what Hatten assertedly said to the hospital security guards as
they began escorting Griffith out of the cafeteria, in the last sentence,
Parks added the words, “Bruce also said Beverly is suspended pending
investigation and is not allowed on campuses.”
59 Asked if Hatten asked for Griffith’s security badge, Parks said,
“Not to my recollection.” Also, Parks did not recall Griffith saying
anything to Hatten during the encounter.
60 Hatten, who described the dining area as being “pretty full,” esti-
mated “about 20” people sitting in the area in which Griffith’s table
was located. He added that most of these individuals appeared to be
employees. Further, most of the nonemployees were seated more to-
wards the front of the room, and the sections were divided by planters.
61 According to Hatten, “I understood that she went [to] a table and
talked to these folks.”
62 Regarding DeAnn Horne, Hatten said, “I believe when I gave the
direct order to cease and desist and leave the premises to Beverly, he
observed Horne leaving the cafeteria, and “she was gone.”
suspended, Hatten said, “It was after the second time I gave her
a direct order to leave . . . believe that I said, ‘you are refusing
to comply with a direct order to leave the premises . . .’ and that
she’s ‘suspended pending investigation for insubordination for
refusing a direct order.’”63 Griffith responded, “for what.”
Rather than replying, Hatten said he then turned to Parks and
asked him to telephone for the hospital security guards to come
to the cafeteria. Hatten estimated that “probably” 5 or 10
minutes elapsed between Parks’ telephone call for Respond-
ent’s security guards to come to the cafeteria and their arrival.
He testified that, during this interval, “I don’t remember” Grif-
fith making any effort to leave the cafeteria; she was merely
“sitting at the table.”
Annie Block, who is employed by Allied Barton Security
and assigned to Respondent’s Alta Bates Hospital campus as a
guard supervisor, testified that, at 9 in the morning on March
23, she was “called” to come to the facility’s cafeteria by Of-
ficer Said and that she went there with two other guards. Upon
arriving in the cafeteria, Block observed Hatten, Griffith, whom
she knew by sight, Horne, the guard Said, and another person
all standing in “probably like a half circle . . . in front of [a]
table” but did not observe Griffith holding any materials. Ac-
cording to Block, “I arrived and I spoke with Bruce Hatten and
he told me that Beverly had violated the orders and that she was
to be escorted out.” Then, “Bruce told [Beverly] that she was
suspended from Alta Bates Summit Medical Center” and in-
structed Block to escort her out of the facility. She added that,
hearing what Hatten said, Griffith64 “. . . just had this kind of
look on her face like . . . I’m suspended. . . . It was a look like
she understood.” Thereupon, with Horne walking along with
them, Block escorted Griffith out of the cafeteria and to the
front entrance to the facility. Finally, Block estimated that five
minutes passed from the time she went to the cafeteria until the
time Griffith left the building and that she was inside the cafete-
ria for only 2 or 3 minutes.
As to his reasons for confronting Griffith that morning, Hat-
ten initially testified that Griffith had violated Respondent’s
cafeteria policy by “basically getting up and taking over part of
the cafeteria to have a meeting. It was disruptive, it was calling
attention to herself.” Asked with whom she was meeting, Hat-
ten said they were “employees of the organization” or “. . .
groups of people at tables that she was going to, talking to loud-
ly.” He added that he considered Griffith holding a meeting
every time she went to a table at which employees were sit-
ting.65 Hatten stated that Griffith’s actions were disruptive; for
63 While stating that “generally” Respondent’s practice is to collect a
suspended employee’s name badge and keys, Hatten conceded that he
failed to ask for Griffith’s security identification.
64 Block denied hearing Griffith say anything to Hatten after he sus-
pended her.
65 Asked what was wrong with what Griffith did that morning when
Respondent had no written policy explicitly forbidding such conduct,
Hatten replied “because it makes an environment for our guests or
patients, or visitors that do go . . . to the cafeteria.” He added that,
while not a written work rule, such “. . . is a practice . . . that was com-
municated to Beverly on the 20th.” Asked to describe this “practice,”
Hatten stated, “That you can’t take over the cafeteria having meetings
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
274
“she was carrying on a lot of conversation to people that were
at a table within earshot of many other visitors to the hospital
. . . trying to raise money, we’re trying to do things for this new
union.” Denying he was actually concerned with the content of
her message to her coworkers,66 Hatten accused Griffith of “.
. . disturbing the environment for the people that are in [the
cafeteria]. . . .” Further, noting that his concern was that the
NUHW was going to engineer some kind of “takeover” of the
cafeteria with much noise and fanfare causing a disruption “of
the flow of things,” Hatten asserted that Griffith had engaged in
such conduct that morning. Then, asked to explain how her
actions March 23 differed from her conduct 3 days earlier, Hat-
ten replied that he permitted Griffith to engage in her union
activities then as “what happened on Friday was nice, one, two
person conversations, there wasn’t a lot of attention drawn to
them in having their discussions.” He added that what was
worse on March 23 was that “. . . Ms. Griffith then proceeded
to stand up and take over that section of the cafeteria. . . . She
started conducting a meeting loud enough in front of all of the
people in the section and loud enough to where people in the
next area, who were visitors to the hospital, could hear.”67
Finally, conceding that no employee or visitor complained
about Griffith’s conduct on March 23 and that he observed
none of the foregoing, Hatten testified that he relied upon what
he was told by the security guards, Parks and Said, and that
they described Griffith’s acts and conduct as being “disrup-
tive.”
Pursuant to the posted announcements, the membership
meeting in the Alta Bates Hospital campus cafeteria on March
23 was scheduled to continue until 7 p.m. Roxie Osborne, an
LVN for Respondent at that facility, testified that she, along
with other SEIU-UHW bargaining unit employees, had volun-
teered to help conduct the meeting in shifts and that her shift
was scheduled to be from 10 a.m. until noon.68 According to
Osborne, who had been a steward for SEIU-UHW but had been
“relieved” of her steward responsibilities by the labor organiza-
tion,69 she arrived at the cafeteria at approximately 10 a.m. and
observed that there did not appear to be any union activity oc-
curring. She immediately approached a coworker, who said
that are disruptive basically not being used for what the cafeteria is
intended to be use for.”
66 Specifically asked by me whether it made any difference the rec-
ord evidence was that, on the morning of March 23, Griffith had been
distributing union literature and speaking about a union, Hatten replied,
“That was not my concern.”
67 Hatten opined that Griffith’s actions on March 23 were akin to
making a speech—“it may have been only to this group instead of all of
the [people in the cafeteria], but she was [speaking] . . . to this group
. . . in a manner that was loud enough for anybody else around to be
able to hear it clearly.”
68 Osborne testified that, in the past, Respondent had permitted
SEIU-UHW agents, stewards for the labor organization, and its em-
ployees to conduct SEIU-UHW membership meetings in the Alta Bates
Hospital campus cafeteria, and “we never had a problem” doing so.
Further, she was not aware of any restrictions on the use of the cafeteria
for such meetings.
69 The witness testified that SEIU-UHW had similarly relieved all its
other stewards and bargaining committee members of their responsibili-
ties.
there wouldn’t be a meeting that day and nodded toward “. . .
two gentlemen that was sitting at a table against the wall.” She
continued, stating that the two men, whom Osborne identified
as Parks and Said, “. . . had stopped the meeting and had hus-
tled Beverly Griffith out of the cafeteria.” Thereupon, noticing
several bargaining unit employees sitting at another table, Os-
borne “. . . walked over to them and started talking with them,
and I had brought a flyer [with me] . . . and I had that also in
my hand. And as I started talking with them, Ronnie Parks . . .
got up and . . . walked around the table where the employees
were sitting. . . .” Osborne testified that the employees at the
table “started staring at” Parks, and “. . . they got a little rest-
less.” Moments later, a security guard for Respondent, whom
Osborne recognized, entered the cafeteria, approached the table
at which she sat, walked around it, and then walked out of the
dining area. At the end of their break periods, the employees,
who were sitting with Osborne, left the table. The latter re-
mained sitting as she had observed several other bargaining unit
employees enter the cafeteria and sit at another table. Osborne
arose from her seat, walked over to the other table, sat, and
began giving these employees “updates,” similar to those which
she had discussed with the employees at the other table, on
union issues. Then, Parks, who had left his table, approached
Osborne and said “. . . that I’m not to talk about my union stuff.
I’m not to . . . hand out any . . . union flyers, and I’m not to take
any donations.” Osborne asked Parks to identify himself, and
Parks did so loudly enough for all the employees, at the table,
to hear, stating that Respondent had hired him. Osborne em-
phasized that she and the other employees “have a right to be
here,” and “. . . he reiterated again that I’m not to talk about any
union stuff, not to take any donations, and not to hand out any
flyers . . . and I said this is [an] Alta Bates flyer and I’m sharing
this with the co-workers. . . .” Parks walked away, and, spot-
ting another bargaining unit employee, who had just entered the
cafeteria, Osborne walked over to where she was seated with
other employees, sat, and began speaking to the employee.
Parks observed Osborne’s actions, left his table, approached to
within a few feet of Osborne, and then returned to his seat. At
this point, Osborne stood and walked out of the cafeteria.
Ronnie Parks testified that, subsequent to Respondent’s
guards escorting Griffith out of the cafeteria, he and Said stayed
for the remainder of the day “. . . observing the cafeteria for any
activity that we were asked to watch for. . . .” At approximate-
ly noon to 1 p.m., Parks observed a short woman across the
cafeteria and noticed her jacket had the UHW logo over the left
breast. Seeing this logo, Parks began paying attention to the
woman, who was carrying some papers in her hands, eventually
standing and approaching “close” in order to identify what
documents she was carrying and distributing. According to
Parks, the woman remained in the cafeteria for 20 to 30
minutes, going from table to table, handing out flyers, which,
Parks was able to identify as “union related” documents. He
also took photographs of the woman’s activities. Then, Parks
telephoned Hatten, who was in a meeting, and was instructed
by the person to whom he spoke to approach the woman and
request that she cease her union activities. According to Parks,
he did so, and the woman ceased distributing her flyers. Spe-
cifically, Parks told her ‘“you can’t hand out flyers, you can’t
ALTA BATES SUMMIT MEDICAL CENTER
275
solicit funds, and you can’t hold a meeting . . . in relation to this
material.’” Parks further testified he remained at the woman’s
table for 5 minutes and, after satisfying himself, she was not
engaging in any prohibited conduct, he walked away from the
woman.
Finally, with regard to this later March 23 incident, Bruce
Hatten testified that he understood from what Parks reported to
him that Osborne had been speaking loudly and disrupting oth-
er people in the cafeteria. He added that Osborne’s conduct
caused a “disruption” as “she did the same thing that Ms. Grif-
fith did.” However, he decided against any discipline; for “. . .
when she was told to stop, she stopped.”
5. Beverly Griffith’s Suspension and Ejection from the
Summit Hospital Campus on March 24 by Respondent
On Tuesday, March 24 dressed in her usual work clothes,
Beverly Griffith arrived at the Summit Hospital campus at 6:55
a.m. in order to start working her normal 7 a.m. to 3:30 p.m.
shift. The record establishes that, each morning, many of the
EVS department employees arrive several minutes prior to the
start of the work shift and gather in the EVS lounge/break
room, which is located on the first floor of Respondent’s facili-
ty across from the EVS department manager’s office, talking
and eating breakfast, and that, also, Tito Aquino normally holds
a preshift meeting with them in order to discuss any depart-
mental problems or issues. According to Griffith, her plan that
morning was to arrive several minutes early in order to distrib-
ute a flyer70 and alert her coworkers as to what occurred the
previous morning at the Alta Bates Hospital campus cafeteria.
In this regard, Griffith walked into the break room,71 and “. . .
set my flyers down and my coat, and my purse, and I had a cup
of coffee, and I started . . . telling everybody what had hap-
pened . . . at [Alta Bates] and . . . before I could finish what I
was saying . . . Tito walked by and . . .” asked if she would step
outside to speak to him. After initially refusing, Griffith agreed
to follow him but asked Lawana Williams to accompany her.
They walked out of the break room, and Aquino motioned her
towards the elevators at the end of the hallway. Approximately
10 to15 feet from the break room door, the supervisor stopped,
turned to Griffith, and “. . . he said that he had got a call this
morning from Bruce Hatten saying that I was suspended. And I
was totally shocked. . . .” She managed to ask why, and Aqui-
no replied that he did not know why. Griffith responded that
she had a right to know the reason and asked Aquino if her
suspension had been placed into written form. He said, no, “. . .
and he told me I had to leave the campus. . . .” Thereupon,
Griffith returned to the break room and announced that she had
70 The headline on this flyer was “Sutter ABSMC is Un-American,”
and the paragraph beneath the above heading read “On Monday March
23, 2009 ABSMC tried to cancel a union membership meeting in the
cafeteria. HR representative Bruce Hatten threatened Shop Stewards
and bargaining team members Beverly Griffith, DeAnn Horne, and
Kenny Hill with suspension and possible termination for having a in-
formal meeting in the cafeteria. The purpose of the meeting was simp-
ly to update the membership and answer questions about what is hap-
pening to our Union.”
71 When Griffith entered, there were already between 20 and 25 em-
ployees in the breakroom.
just been suspended but did not know the reason. Aquino, who
had walked into the room behind her, demanded that she leave
immediately. Asserting she had become upset at the reality of
being suspended, while she “gathered” and repacked her mate-
rials, Griffith admittedly exclaimed ‘“. . . this is bullshit’ or
something.” Then, having finished picking up all the items she
brought with her into the break room, Griffith, with Williams
accompanying her, left the room. When they reached the ele-
vators, they were met by a security guard, who accompanied
the two women to the front entrance. Griffith stepped outside
and, using her cell phone, telephoned for her husband to come
and drive her home. Asked whether, besides the word “bull-
shit,” she uttered any other profanity that morning, Griffith
said, no.”72
Lawana Williams corroborated Griffith’s account of what
occurred that morning. Thus, Williams testified that she was
inside the break room, drinking coffee, when Griffith arrived;
that the alleged discriminatee immediately turned to the other
employees and said “. . . ‘listen up everybody. I just want to let
you guys know what happened yesterday at the [Alta Bates]
campus.’” She went on to describe the events of the previous
day, and “at that point, Tito came to the door and asked if he
could speak with her. She said he could speak in front of eve-
rybody and he said, no, I need to speak with you in private.
And so she asked do I need to bring Lawana? He said . . .
okay. So we . . . went out in the hall, we followed Tito down
about 30 feet . . . to the elevators. And he informed Beverly
that he had gotten a call from HR . . . from Bruce Hatten . . . to
say that she was suspended for the day.” Griffith exclaimed
‘“suspended’” and asked for what. Aquino only said “. . . that
she was suspended and she needed to leave the campus.” Grif-
fith said “okay” and asked if she could retrieve her belongings.
Aquino said, yes, and she turned and walked back toward the
EVS break room. Williams continued, saying that she and
Aquino followed behind Griffith by “maybe” a couple of se-
conds. “I went into the lounge. Tito kept walking. [Inside],
Beverly [was telling everyone] she had been suspended. Eve-
rybody was upset, asking why. And she just [said] ‘because
this is what Lawana and I have told you guys . . . was going to
72 She denied saying “Can you believe that I’ve been f–cking sus-
pended. I can’t even speak to you in a f–cking public place.” Further,
she denied using profanity towards another person that morning, specif-
ically denying telling Aquino she could be wherever the f–ck she want-
ed and he couldn’t tell her what the f–ck to do. On this point, she said,
“I don’t have a reason to use profanity against Tito when Tito was only
being told to tell me that I was suspended and I needed to leave.”
Griffith averred that she hears employees use profanity in the break
room “all the time” and that no one has ever been disciplined for using
such language there.
During cross-examination, Griffith conceded there is nothing in her
pretrial affidavit about her saying this is “bullsh–t” after hearing of her
suspension but maintained “I said it” inside the lounge. Further, Grif-
fith conceded that, during her March 26 Weingarten interview prior to
her discharge, she admitted she might have said “f” something. How-
ever, she added that “after thinking about what [Hatten] said . . . I said,
no, I did not say that.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
276
happen.’ And she . . . said ‘because it’s a bunch of bullsh–t.’”73
Aquino then came to the door and said he needed her to leave.
Williams volunteered to carry some of Griffith’s things and
accompanied her out of the room and to the front entrance.74
Aquino followed them as far as the elevators and then turned
and walked back toward his office. Williams estimated that no
more than “probably two minutes, two and a half minutes at the
most, elapsed between the time Griffith walked back toward the
break room and when, having gathered all her materials, she
walked out of the break room.
Tito Aquino testified that, during the afternoon on March 23,
he received a telephone call from Brett Rogers, Respondent’s
EVS director, who informed him that Griffith was being place
on suspension and would not be allowed on the premises. The
next morning, according to Aquino, he was in his office when
he became aware that Griffith was in the building. He immedi-
ately telephoned for security, saying a suspended employee was
inside the facility and she should be escorted out. He then went
across the hall to the EVS lounge “. . . and when I got to the
door, I saw Ms. Griffith standing in the middle of the lounge
table; she was in uniform and . . . holding some blue flyers.”
He called to Griffith that he wanted to speak to her. After she
hesitated, Aquino said he needed to speak to her outside. This
time, Griffith assented but asked Lawana Williams to accom-
pany her. They walked toward the service elevators and Aqui-
no told Griffith that he had been informed by HR that she had
been suspended and she had to immediately leave the hospital
building. Griffith responded, “Says who,”75 and Aquino re-
peated that she had been suspended and had to leave immedi-
ately. Thereupon, Griffith walked back into the lounge, and,
according to Aquino, “. . . I just walked behind [Griffith and
Williams] and stood “by the doorway” of the lounge.” From
that position, he heard Griffith, who he characterized as being
“loud” and “upset,” say to the EVS employees “. . . ‘Did you all
hear that. I’m being f–cking suspended. I can’t even speak to
you in a f–cking public place.’”76 At this point, according to
73 Williams specifically denied hearing Griffith utter any other pro-
fanity, including the “f” word. Further, she denied that Aquino was in
the lounge listening to what Griffith said.
74 Bertha Dorrough, an EVS department employee, testified that she
also was in the EVS department lounge early in the morning of March
24. She observed Griffith enter and join into a discussion “about
scarves.” Then, Aquino entered the room and asked Griffith to step
outside, and Lawana Williams accompanied her. Griffith “. . . came
back in a few minutes later and told us that she was being suspended.
Employees began asking why, and Griffith responded “. . . `Oh, it’s for
a bunch of bull,’ and she was grabbing her purse [and other personal
items] . . . and she just started walking and Lawana . . . followed her out
the door.” Dorrough did not see Aquino until he came back to the
lounge later. Asked if she heard Griffith utter any profanity that morn-
ing, Dorrough replied, “no . . . I didn’t hear her say any profanity,”
including the “f” word.
75 Aquino conceded that “when I first told her about [her suspension]
. . . she appeared . . . this is the first time that she knew about it.”
76 Moments later, during his testimony, Aquino changed his testimo-
ny, quoting Griffith as saying to the other employees in the lounge, “. . .
‘can you all . . . believe that I’ve been suspended.’” Subsequently,
under questioning by me, asked to repeat what he heard, Aquino embel-
lished his original account, testifying “she did say profanity words . . .
Aquino, he asked Griffith to leave immediately and accompa-
nied her to the elevators where a security guard had just ar-
rived. He instructed the guard to escort Griffith out of the
building and watched as the guard, Griffith, and Lawana Wil-
liams walked towards the front entrance to the building.77
Carla Biddle, who worked as an EVS supervisor for Re-
spondent from March 3 until she voluntarily quit on July 10,
testified that she supervised 32 day shift employees including
the alleged discriminatee78 and that Aquino informed her on
March 23 Griffith had been suspended. Biddle testified that she
arrived for work on March 24 at 5:40 a.m. and “began rounding
my areas in the hospital.” She finished at approximately 7:00,
and “I was heading to the Environmental Services corridor . . .
to the EVS break room, the lounge. . . . The moment I stepped
off the elevator, Tito Aquino was coming towards me and I
went to ask him a question regarding rounding, and he said,
`not now, we have a situation. . . .’ He turned around to head
back to the EVS lounge and I followed him. . . . [He] walked
into the EVS lounge and I stopped at the doorway to the left-
hand side . . . it was a very heated situation that I walked into. .
. . Ms. Griffith was standing in the room, to the right side of
the table, handing out . . . a blue flyer [to the employees who
were seated around the table] . . . and she was speaking loudly.
Mr. Aquino raised his hand and told her, ‘you don’t belong
here, you need to leave, I’ve called security.’ At which point,
when she walked back into the lounge . . . ‘Did you all hear that. I was
being fucking suspended and I’m not even allowed to be f–cking . . .
talking in a f–cking public place.’”
77 Aquino testified that Griffith directed no profanity towards him.
Further, he could not recall Griffith saying to him “I can be wherever
the f–ck I want to be” or “You can’t tell me what the f–ck to do or
where to go.” Aquino stated that he has heard employees use profanity
during private conversations but maintained he would have requested
that Griffith be given a warning notice for her profanity that morning.
Aquino testified that, after Griffith departed, he informed Brett Rog-
ers of what had occurred; that the latter asked him to draft a written
statement regarding the incident; and that he did draft such a statement
“somewhere around 9:00, 9:30” and gave it to Rogers. Aquino further
testified that Bruce Hatten requested that he revise his report. Asked
why he did this, Aquino testified, “I revised it because . . . I did not see
any union flyers that were inside the employee lounge on the table. . . .
And that’s what I added . . . and that . . . she was holding a blue paper
which is a flyer form the union.” Respondent offered as its fifth exhibit
Aquino’s revised written statement; however, it neither offered the
original draft as an exhibit nor offered an explanation for its failure to
do so. Further, Hatten failed to corroborate Aquino as to the reason for
revising his statement.
78 During cross-examination, Biddle, who was virtually inaudible for
much of her testimony, stated that she was assigned to supervise EVS
employees who were working on the “. . . ground, first, second, and
third floor” of the Summit Hospital campus. She added that Griffith
was assigned to the fourth floor and that, while Aquino was the super-
visor of the fourth floor EVS employees, she did supervise Griffith on
Monday, which was Aquino’s “scheduled day off” and on his vacation
days and personal leave days. Of course, given that Biddle had only
been working for 2 weeks at the time of Griffith’s suspension, her
supervisory time over Griffith would have been negligible—at most, 2
days. Finally, during cross-examination, Biddle stated she was respon-
sible for supervising “. . . ballpark, 13 to 15 employees.” Asked if she
supervised “32” employees only when Aquino was away, Biddle re-
plied, “correct.”
ALTA BATES SUMMIT MEDICAL CENTER
277
Ms. Griffith raised her voice to talk over him, and Mr. Aquino
again repeated it and turned around and exited the room.”79
Asked what she heard Griffith80 say, Biddle stated, “Ms. Grif-
fith was . . . speaking what her rights were, that she had a right
to be there, she shouldn’t have been suspended, numerous
words of profanity involved in this. . . . The “f” word was re-
peatedly used during her angry outburst.”81 During cross-
examination, Biddle was more specific, stating that Griffith82
angrily said “. . . she had been wrongfully [suspended], she had
‘[f–cking] rights.’” Then, after Aquino said she had to leave
and he had called security, Griffith spoke over him, saying “. . .
she had rights, she could be ‘any [f–cking] place’ she wanted to
be, he couldn’t tell her what to do.”83 At this, Aquino left the
break room, walking past her. Biddle then immediately turned
and crossed the hall into the EVS supervisor’s office84 and
unsuccessfully tried to contact Brett Rogers by telephone.
Moments later, Susan Kallister, Biddle’s supervisor, entered the
office, and Biddle explained the “explosive” situation, involv-
ing Griffith, to her, and Kallister “. . . asked me to come with
her to see Bruce Hatten because I was very upset.”
However, notwithstanding the “explosive” situation appar-
ently continuing in the break room and Kallister’s instructions
to her, feeling the urge to “regroup at that moment,” Biddle
decided to take a smoking break. Thereupon, she left the EVS
office and eventually exited the hospital through the front en-
trance, walked to the left side of the building past a brick wall,
and stepped off the curb. While doing so, according to Biddle,
she noticed that Beverly Griffith “. . . was on the other side of
the entrance partitions pacing back and forth, speaking loudly
on her cell phone” and using the “f” word during her conversa-
tion. No patients or visitors were in the vicinity of Griffith.
Biddle stayed outside smoking for 5 or 6 minutes, and, when
finished, she again passed by Griffith, who was speaking to a
79 In her subsequent statement, which she gave to Respondent, Bid-
dle wrote that she first encountered Aquino at the elevators. Asked was
he already at the elevators or walking towards them when she first
encountered Aquino, Biddle said “. . . I encountered him at the eleva-
tors. . . . The doors opened, at the time I step out, he’s right there. . . .”
80 Asked to describe Griffith’s demeanor, Biddle characterized her as
“angry, agitated, highly upset.”
81 Biddle stated that the situation between Aquino and Griffith lasted
“I would say between three to four minutes.”
82 Asked if she thinks Griffith would have reported for work on
March 24 knowing she had been suspended the day before, Biddle said,
“I was surprised she did.”
83 According to Biddle, Griffith was not looking at Aquino; rather,
she was “speaking to the wall while “angrily” throwing flyers down on
the table.
In a statement (R. Exh. 7) which Biddle claimed she drafted after the
incident at the behest of Bruce Hatten, she more explicitly described
what she heard Griffith say to Aquino, “. . . ‘I can be wherever the
[f–ck] I want, you can’t tell me what the [f–ck] to do, where to go, it’s
my right to be wherever the [f–ck] I want to be and you have no right to
[f–cking] suspend me for exercising my [f–cking] rights.’” Biddle
adopted this latter version as what she actually heard.
84 According to Biddle, Griffith remained standing by the right side
of the table and continuing to talk in a loud voice. She denied that
Griffith appeared to be making any effort to leave the lounge.
woman and giving her a blue flyer,85 as Biddle entered the hos-
pital building. The latter testified that she eventually returned
to the EVS office and encountered Bruce Hatten who requested
that she “document” what she had earlier witnessed and send it
to him.
As to whether she saw Carla Biddle that morning, Beverly
Griffith testified, “I don’t remember seeing Carla until I was
walking out of the building and she was coming towards me
. . . .” Later, according to Griffith, as she was standing outside
the glass entrance doors and telephoning for her husband to
come and pick her up, she again noticed Biddle outside in the
designated smoking area approximately 65 to 70 feet from her.
Likewise, Lawana Williams testified that, while she and Grif-
fith walked towards the front entrance, they passed by Carla
Biddle and the hospital “dispatcher,” both of whom were com-
ing from the opposite direction, at the hospital gift shop. Wil-
liams stated that she believed both had been outside smoking as
“they smelled like smoke.” Asked whether he saw Biddle at
any point during the incident, Tito Aquino contradicted her,
stating “I was at the doorway when I saw her that time . . .
shortly after . . . I followed Lawana and Beverly . . . back to the
EVS lounge area. . . . She came from the elevator side of the
hallway. . . . She was walking towards the office and the EVS
lounge . . .” and went past where he was standing. Aquino
failed to corroborate Biddle regarding her stopping in order to
observe what was occurring inside the break room and, as set
forth above, regarding most of the comments attributed to Grif-
fith by Biddle.
6. Respondent’s April 6 Discharge of Beverly Griffith
Two days after her suspension, on March 26, Respondent re-
quested that Griffith report to its HR department for a
Weingarten interview. Bruce Hatten conducted the meeting for
Respondent, and Griffith asked Deborah Kirtman to represent
her. The alleged discriminatee testified that, prior to this meet-
ing, she had no information or knowledge as to the allegations
against her and that, during the above meeting, she learned for
the first time that Respondent contended that Hatten had sus-
pended her prior to her leaving the Alta Bates Hospital campus
cafeteria on March 23. Hatten told her this and then asked,
knowing she had been suspended and ordered not to return to
Respondent’s campuses, nevertheless, she reported to work the
next day with the intent of being paid? “And I said, yes, I was
in my uniform and yes, I came to work to get paid because I
wasn’t aware that I was suspended until that morning.” Also,
Hatten asked her if she remembered his admonition, on March
20, that she could not conduct a meeting, and she said she did.
He asked if she stood up and spoke to a group on March 23,
and Griffith replied that she could not recall doing so. Further,
Hatten asked Griffith whether she had ever used the word
“f–cking,” and the latter replied that she was not sure but might
have said it.86 “And then he said, didn’t you use the word . . .
to Tito . . . and when he said that, I says, no, I did not say that
85 Biddle asserted that the blue flyer, which Griffith distributed that
morning, “. . . stated she had been suspended. . . . She was stating she
had been unfairly suspended.”
86 According to Griffith, she wanted to be “truthful” in her answers
to Hatten.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
278
to Tito.” Then, at the hearing, Griffith sought to revise her
initial response to Hatten, adamantly denying her use of the
word “f–cking” on March 24—”. . . no, I did not say that.”
Either later on March 26 or the next day, Hatten met with
Brett Rogers in order to determine discipline for Griffith, and,
according to Hatten, the “outcome” of their meeting was the
decision to terminate Griffith’s employment with Respondent.
During their discussions, while not discussing Respondent’s
unwritten “no meetings policy,” Hatten and Rogers did delve
through all the evidence regarding Griffith’s asserted violations
of Respondent’s work rules, direct orders, and policies, includ-
ing its solicitation/distribution rules and Griffith’s violations of
said policies and all the disciplinary actions involving Griffith
during the preceding 12 months. On Griffith’s alleged use of
profanity, noting the discrepancies, they nevertheless decided to
accept the accounts of Aquino and Biddle as both supervisors
were “sincere” about what they described and neither “gained”
anything from volunteering information.87 However, Hatten
agreed that the primary reason, which he and Rogers discussed,
for discharging Griffith, was that she violated Hatten’s direct
orders to cease and desist her meeting and to leave Respond-
ent’s Alta Bates Hospital campus cafeteria on March 23.
Asked to describe Griffith’s insubordination that day, Hatten
stated, “Basically getting up and taking over part of the cafete-
ria to have a meeting. It was disruptive, it was calling attention
to herself.” Finally, asked, if prior to deciding to terminate
Griffith, he was aware of or had concerns Griffith had been
involved in soliciting signatures for the decertification petition,
Hatten replied, “I don’t think so.” In this regard, General
Counsel’s Exhibit No. 24, a March 27 email from Richard Hin-
shaw to various individuals, including Hatten, reads as follows:
“Bruce is pursuing some recently received information that
Beverly was observed at least on one occasion taking EVS
Staff sign in sheets . . . and copying the staff signatures. We
suspect they may have been used by NUHW to demonstrate a
30% showing of interest for the decertification petition. We
think part of Beverly’s activities doing NUHW business has
been collecting signatures for the petition. . . .”
Notwithstanding having reached the decision 9 days earlier,
Respondent waited until April 6, to terminate Griffith. Accord-
ing to Hatten, the delay was caused by having to “. . . [go] up
my line and reviewing a termination with my boss.” Also, he
spent “a few days” prior to discharging the alleged discrimi-
natee researching whether Respondent previously had dis-
charged employees based upon similar acts and conduct. In
this regard, Respondent offered evidence of five allegedly simi-
lar prior terminations—the first, dated September 4, 2008, con-
cerns an employee who falsified time records, engaged in in-
timidating behavior toward coworkers, created a hostile work
environment, and engaged in insubordinate behavior; the se-
cond, dated June 4, 2007, concerns an employee who was ter-
minated for sleeping on the job, being dishonest about said
misconduct, and deliberately violating a direct order to leave
the hospital; the next, dated December 15, 2006, involves an
employee who opened a sealed envelope addressed to a
87 Hatten failed to interview any employee, who was inside the EVS
lounge early in the morning of April 24.
coworker, replied “who gives a f–ck” when questioned by a
supervisor, and violated a direct order not to speak to cowork-
ers while under suspension; the fourth, dated November 20,
2006, concerns an employee who had been untruthful about
returning to work after an excused absence and about his ab-
sence from work on another occasion; and the final discharge,
dated April 19, 2007, involves an employee who destroyed
medical records, improperly used Respondent’s email system,
and failed to follow a direct order regarding retaliation.88
On April 6, Respondent telephoned Griffith and told her to
report for a meeting that day. She was unable to do so that day;
however, on April 7, she met with Hatten in his human re-
sources department office. “He said that he was terminating
me, and he read the whole termination papers to me, and I
signed it. I said I’m being . . . terminated for union activity.”
After noting that, on March 23, she had been observed in the
Alta Bates Hospital campus cafeteria conducting an advertised
meeting for an “outside organization” in violation of Respond-
ent’s policy, including displaying literature on a table, changing
tables “several times,” and distributing flyers, that she left only
after security escorted her out of the cafeteria, and that she had
been suspended for her actions, the termination notice, which
Hatten gave to Griffith, states, “You are being terminated for
unacceptable behavior. You failed to obey a direct order from
a management representative. You attempted to return to work
and receive pay while under an investigatory suspension, and
you used foul language on medical center property. . . . The
conduct described above violated multiple disciplinary rules,
specifically including our rules against disruptive conduct,
harassment, insubordination, and the use of foul language on
hospital property.”
C. Legal Analysis
As set forth above, the General Counsel alleges that Re-
spondent violated Section 8(a)(1) of the Act by engaging in
surveillance of its employees’ union activities in its Summit
Hospital campus cafeteria on March 20, and in its Alta Bates
Hospital cafeteria on March 23; Section 8(a)(3) and (1) of the
Act by discriminatorily enforcing its existing solicita-
tion/distribution policies at its Summit Hospital campus cafete-
ria on March 20 and at its Alta Bates Hospital campus cafeteria
on March 23; and Section 8(a)(3) and (1) of the Act by issuing
a disciplinary warning to Griffith on February 23, by suspend-
ing Griffith on March 24, and by discharging her on April 6.
Clearly, credibility resolutions are essential for determining
what occurred during the above-described February 17, March
20, 23, and 24 incidents and for determining the merits of the
unfair labor practice allegations. At the outset, in these regards,
88 Counsel for the General Counsel offered examples of Respond-
ent’s discipline of employees, who engaged similar misconduct as
allegedly engaged in by Griffith but who were not discharged. In this
regard, in May 2008, an employee received a final warning notice and
was suspended for 12 days for disobeying multiple instructions from a
supervisor, becoming loud and abusive in a work area, and refusing to
leave when instructed and, in July 2005, an employee received a final
warning notice and was suspended for 5 days for using foul and abusive
language in a meeting with a supervisor in front of other employees and
refusing to leave despite multiple instructions.
ALTA BATES SUMMIT MEDICAL CENTER
279
while I was troubled by Beverly Griffith’s timorous testimony
explaining her admittedly equivocal response to Hatten, during
her March 27 Weingarten interview, as to her use of profanity,
I, nevertheless, viewed her demeanor, while testifying, as that
of a veracious witness, one who clearly paid attention to and
understood my admonition to tell the truth, and I shall credit
and rely upon her version of events. Likewise, each of the
current bargaining unit employees who testified (DeAnn Horne,
Lawana Williams, Bertha Dorrough, and Roxie Osborne) im-
pressed me as adhering to my admonition and attempting to
convey her recollection of events as accurately as possible, and,
in this regard, I note that, at a time when job security is a para-
mount concern, each testified adversely to Respondent’s inter-
ests with a management representative, Bruce Hatten, observ-
ing her testimony. As with the alleged discriminatee, I shall
rely upon the respective corroborative testimony of Horne,
Williams, Dorrough, and Osborne. SEIU representative Carlos
Hernandez’ testimonial account of the February 17 water spill-
ing incident did not differ greatly from that of Griffith; howev-
er, inasmuch as Hernandez, an otherwise seemingly candid
witness, gave a contradictory version to Respondent’s security
guard immediately after the event and as Respondent failed to
call Erica McDuffie as a corroborative witness nor offered any
explanation for failing to do so, I shall credit Griffith whenever
she and Hernandez conflict. Three other witnesses (Tito Aqui-
no, Ronnie Parks, and Annie Block), for the most part, ap-
peared to be testifying honestly; however, any credence, which
I might give to these individuals must be palliated by Aquino’s
three divergent accounts of Griffith’s asserted profanity on
March 24, Parks, Block, and Bruce Hatten contradicting each
other as to the timing of the latter’s asserted suspension of Grif-
fith on March 23, and Parks’ and Block’s contradictory testi-
mony as to DeAnn Horne’s continued presence in the Alta
Bates Hospital campus cafeteria on March 23 after Hatten con-
fronted Griffith and her. In these circumstances, whenever
these latter three individuals’ accounts of events conflict with
those of Horne, Williams, and especially Griffith,89 I shall rely
upon the latter three witnesses.
In stark contrast, noting the demeanor of each while testify-
ing and the content of the testimony of each individual, which,
in significant ways, was contradicted by other, more credible
witnesses and by the documentary evidence, two witnesses,
Bruce Hatten and Carla Biddle, impressed me as being particu-
larly disingenuous, deceitful, and not worthy of belief as to any
aspect of his or her testimony. Bluntly put, Hatten, who was
the instigator behind each of the alleged unfair labor practices,
was a duplicitous witness, one whose primary intent, I believe,
89 Respondent offered several documents, assertedly corroborative of
the testimony of its agents’ respective testimony. I harbor doubts
regarding these documents. Thus, while Ronnie Parks’ written report
of the March 23 incident does portray Hatten as informing Griffith she
was suspended, I note that, notwithstanding its import, Parks’ failed to
mention Hatten’s act in his description of the incident. Rather, the
sentence containing Hatten’s suspension of Griffith is the last sentence
and is introduced by “Bruce also. . . .” Moreover, while Respondent
offered as corroboration of Aquino, his second draft of his written
statement, it failed to offer the original statement and failed to explain
its absence.
was to buttress Respondent’s defense rather than to testify
truthfully, and was contradicted on crucial points by Tito Aqui-
no (whether Hatten spoke to Griffith at the end of the latter’s
work shift on February 20), Annie Block, and Ronnie Parks
(whether DeAnn Horne left immediately after Hatten ordered
Griffith and her to cease and desist from engaging in their un-
ion activities and to leave the Alta Bates Hospital campus cafe-
teria on March 23 and whether Griffith acted in a “defiant”
manner in response to said orders) and by Respondent’s own
email messages (contrary to Hatten, as early as February 20,
Respondent harbored suspicions that Griffith was distributing
union organizing campaign literature at its facilities and, while
denying he was aware of the alleged discriminatee’s activities
in support of a decertification petition, as of March 27, the day
he was involved in the decision to discharge Griffith, Hatten
was in the midst of “pursing” the extent of Griffith’s involve-
ment in obtaining signatures for the petition). Likewise, noting
that the aforementioned Aquino either failed to corroborate or
flatly contradicted her on almost every meaningful aspect of her
testimony, I think Biddle, who testified inaudibly as if she de-
sired not to be heard and appeared unable to articulate, with any
specificity, the profanity which she attributed to Griffith,90
dissembled as to her version of the events of the early morning
on March 24. In particular, Aquino contradicted Biddle con-
cerning their initial encounter, as to where each stood while
assertedly observing and overhearing Griffith inside the EVS
break room,91 and, of course, most importantly, regarding
whether, after venting angrily to her coworkers inside the
lounge, Griffith turned to Aquino and assertedly attacked him
with a scabrous outburst of profanity. Also, rather incredibly,
Biddle was internally inconsistent regarding seemingly innocu-
ous, irrelevant points including the number of employees whom
she supervised and her asserted supervision of Griffith.92
In light of my aforementioned credibility resolutions, I find
that Respondent and SEIU-UHW have been engaged in on-
going negotiations for a successor collective-bargaining agree-
ment since, at least, July 2008; that, on January 26, 2009, the
SEIU placed SEIU-UHW into trusteeship; that, shortly thereaf-
ter, ousted SEIU-UHW officers and executive board members
formed the NUHW and immediately commenced an organizing
campaign in California amongst hospital employees who were
then represented by SEIU-UHW, including Respondent’s bar-
gaining unit employees; that, by January 29, several of Re-
spondent’s bargaining unit employees, including Beverly Grif-
fith and other stewards, began circulating a petition to decertify
SEIU-UHW as their bargaining representative and organizing
on behalf of the NUHW; that, after approximately 70 percent of
said employees executed the petition, Griffith led a delegation
of employees to Respondent’s chief operating officer’s office
and presented the petition and a demand for recognition of the
NUHW to the latter’s secretary; and that, as early as late Janu-
90 Eventually, she adopted what she claimed to have written in her
statement of events for Respondent.
91 Crediting both, they would have been standing in each other’s
shoes while stationed in the doorway of the lounge.
92 Of course, I give no credence as corroboration to Biddle’s written
statement of the events of March 24. Without delving into conjecture
as to its origin, I view nothing in the document as truthful.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
280
ary, Respondent became aware of the decertification campaign.
Next, I find that, on February 17, SEIU-UHW representatives,
Hernandez and McDuffie, encountered Griffith at a table in the
Alta Bates Hospital campus cafeteria; that they began arguing
about the pending election petition before the Board and the
state of the negotiations for a new collective-bargaining agree-
ment between SEIU-UHW and Respondent; that, having no
desire to continue their heated conversation, Griffith arose and
inadvertently knocked over a small cup of water, with the con-
tents spilling over the table top and down to the floor; that no
water spilled on Hernandez; and that McDuffie accused Griffith
of spilling the water deliberately and threatened to report the
matter to the police. Then, the two SEIU-UHW representatives
left the dining area and exited the cafeteria; shortly thereafter,
Griffith observed them speaking to a security guard for Re-
spondent and accusing Griffith of deliberately knocking over
the cup of water on them; Griffith approached and said it had
been an unfortunate accident; the guard said he would have to
file a report of the incident and did so; and, in his report, the
guard quoted Hernandez as accusing Griffith of knocking over
the cup of water, with the contents spilling on him. I further
find that, 3 days later, Bruce Hatten received an email from
Richard Hinshaw; that, in said email, Hinshaw intimated that
Griffith was responsible for leaving some NUHW organizing
campaign literature at the Summit Hospital campus facility;
that, later, Hatten received a telephone call from McDuffie; that
during the course of their conversation, McDuffie accused Grif-
fith of having been “rude” to Hernandez and her and of having
deliberately spilled water on Hernandez; that Hatten then re-
quested and received the security guard’s incident report; that,
failing to interview Hernandez, Hatten assertedly believed
McDuffie and perceived the incident as an employee deliber-
ately spilling a cup of water on a guest; that, later in the day,
along with Tito Aquino, Hatten went looking for Griffith but
was unable to locate her on her work floor; and that, notwith-
standing his professed desire to speak to the alleged discrimi-
natee and ascertain her version of events, at approximately 3:25
p.m., near the EVS office, Griffith walked past Hatten and
Aquino on her way to clock out for the day and, in abject disre-
gard of his usual practice of obtaining each party’s version of a
disputed incident, Hatten made no effort to speak to her. Final-
ly, I find that, on February 23, Hatten met with Griffith for a
Weingarten interview; that, during the course of their meeting,
he gave Griffith a written warning notice, accusing her of “. . .
intentionally knock[ing] over a glass of water that spilled onto a
guest. . . . This behavior is unacceptable and will not be tolerat-
ed;” that Griffith became upset and accused Hatten of disciplin-
ing her without obtaining her version of the incident; that Hat-
ten responded “it sounds like [you];” and that Hatten never
protested he had, in fact, spoken to Griffith 3 days earlier.
Alleging that Respondent violated Section 8(a)(3) and (1) of
the Act by giving Griffith the foregoing disciplinary warning
notice, counsel for the General Counsel posits two different
theories underlying the alleged unfair labor practice. First, she
argues that the Supreme Court’s rationale in its Burnup & Sims,
Inc., 379 U.S. 21 (1964), decision applies inasmuch as Griffith
was disciplined “. . . for allegedly engaging in misconduct in
the course of protected activity” and as, in such a setting, Re-
spondent’s good-faith belief that Griffith had engaged in the
alleged misconduct would not constitute a defense if, in fact,
she had not committed the alleged misconduct. White Electri-
cal Construction Co., 345 NLRB 1095, 1096 (2005). Utilizing
the Burnup & Sims analysis, in order to establish a violation of
Section 8(a)(3) and (1) of the Act, the General Counsel must
have first established that discipline occurred; the burden then
shifted to Respondent to establish that it possessed a good-faith
belief that Griffith engaged in misconduct; and then the burden
shifted back to the General Counsel to establish by a prepon-
derance of the evidence that she, in fact, did not engage in the
alleged misconduct or that her entire course of conduct consti-
tuted protected activity. Marshall Engineered Products Co.,
351 NLRB 474, 475 (2007). Counsel next argues that Re-
spondent’s acts were likewise unlawful utilizing the Wright
Line analytical framework. In this regard, under Wright Line,
251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981),
cert. denied 455 U.S. 989 (1982), approved in NLRB v. Trans-
portation Management Corp., 462 U.S. 393 (1983), the General
Counsel had the initial burden of establishing, by a preponder-
ance of the evidence, that protected activity was a “motivating
factor” in Respondent’s decision to discipline the alleged dis-
criminatee. Thus, the General Counsel had the burden of show-
ing that Griffith engaged in union or other protected concerted
activities; that Respondent possessed knowledge of Griffith’s
actions; and that Respondent demonstrated unlawful animus
against her. Upon such a showing, the burden of persuasion
shifted to Respondent to demonstrate that it would have disci-
plined Griffith notwithstanding her protected activities. Detroit
Newspapers, 342 NLRB 1268, 1269–1270 (2004); Senior Citi-
zens Coordinating Council, 330 NLRB 1100, 1105 (2000).
Pursuant to the Wright Line analysis,93 the record establishes
that, notwithstanding her status as a steward, Griffith was a
dissident member of SEIU-UHW and an ardent supporter of the
NUHW’s organizing campaign. Thus, following the January
trusteeship, she assisted the bargaining unit employees’ decerti-
fication effort against the SEIU-UHW by soliciting employees
to execute the decertification petition, and she not only became
a founding member of the NUHW but also solicited funds and
support from their coworkers for said labor organization.
Moreover, not only was Respondent aware of that its bargain-
ing unit employees were circulating a decertification petition
against the SEIU-UHW but also it is clear that Respondent
probably was aware of Griffith’s dissident activities and, at
least, suspected her involvement with the NUHW. Thus, Bruce
Hatten admitted that he became aware of the decertification
campaign as early as January 27, and Griffith was amongst the
group of employees, who carried the decertification petition
and the NUHW’s demand for recognition to the office of Re-
spondent’s chief operating officer. Moreover, as early as Feb-
ruary 20, the day Hatten launched his putative investigation of
the water-spilling incident, Richard Hinshaw sent an email to
93 I do not believe that this issue may properly be analyzed using the
Burnup & Sims approach as the discipline was not based upon the
discussion between Griffith and Hernandez and McDuffie, which may
have been protected activity but, rather, upon an act, which occurred
outside the conversation—the spilling of water.
ALTA BATES SUMMIT MEDICAL CENTER
281
several management representatives, including Hatten, advising
them that Respondent had discovered copies of the NUHW’s
organizing campaign literature at its facilities and suggested
Griffith’s participation, noting sightings of her “around” Re-
spondent’s facilities in the evening after the conclusion of her
work shift. The Board has long held that suspicion of an em-
ployee’s involvement in protected activities is tantamount to
direct knowledge of such. Heritage Hall, E.P.I. Corp., 333
NLRB 458, 461 fn. 24 (2001). Next, I believe that, having
become aware of its bargaining unit employees’ antipathy to-
wards the SEIU-UHW by virtue of their decertification petition
and of the NUHW’s nascent organizing efforts amongst said
employees, Respondent favored the SEIU-UHW and embarked
upon a campaign designed to quell its employees’ suspected
growing support for the NUHW. As to this, I note that, having
become aware of the March 20 and March 23 membership
meetings, Respondent informed the two guards, whom it hired
from Allied Barton Security for the purpose of engaging in
surveillance of its employees’ activities, that its employees
were attempting to form a new union and directed them to be
vigilant for any employees meeting on this subject, soliciting
funds on behalf of the new union, or distributing flyers and to
immediately report such “violations.” That Respondent’s pref-
erence for the SEIU-UHW and aversion for the NUHW inner-
vated Hatten’s decision, on behalf of Respondent, to discipline
Griffith is evident. Thus, having been informed earlier on Feb-
ruary 20 that Griffith may have been involved in distributing
NUHW literature at Respondent’s facilities at night and egre-
giously ignoring his own normal practice of obtaining an em-
ployee’s version of events prior to imposing discipline, Hatten
issued the written warning to Griffith without first interviewing
her, asserting as justification that it “sounds like” something
she would do. Moreover, in deciding to discipline the alleged
discriminatee, Hatten claimed he believed McDuffie but failed
to press her for the details of Griffith’s “deliberate” act and
failed to interview Hernandez, who, of course, was the asserted
victim of Griffith’s rude behavior. The Board has previously
concluded that the failure to conduct a “meaningful” investiga-
tion and to give the employee, who is the subject of the investi-
gation, an opportunity to explain are clear indicia of discrimina-
tory intent. New Orleans Cold Storage & Warehouse Co., 326
NLRB 1471, 1477 (1998); K&M Electronics, 283 NLRB 279,
291 (1987). In these circumstances, I find that the General
Counsel has established that Respondent was unlawfully moti-
vated in disciplining Griffith on February 23.
The burden of persuasion then shifted to Respondent to es-
tablish that it would have disciplined Griffith notwithstanding
the existence of unlawful motivation. In this regard, in his
posthearing brief, counsel for Respondent contends that Griffith
engaged in “unacceptable” or “disruptive” behavior during the
incident in the Alta Bates Hospital campus cafeteria on Febru-
ary 17; that Respondent has a consistent history of disciplining
employees for similar misbehavior; and that, even if he did not
speak to Griffith on February 20, Hatten spent time searching
for her but was unable to locate her. Initially, with regard to
said defenses, Bruce Hatten’s account of his telephone conver-
sation with McDuffie was absolute hearsay, and, as Respondent
failed either to call her as a witness or to explain her absence, I
believe she would not have corroborated Hatten. Further,
while, by all accounts, a water spillage occurred on February
17, I believe Griffith inadvertently knocked over the cup, filled
with water, and none of the liquid spilled onto Hernandez, a
fact which the latter did not dispute. Also, as stated above, I do
not believe Hatten ever conducted an investigation of the inci-
dent. Rather, he relied solely upon the security guard’s incident
report, admittedly neither pressed McDuffie for details nor
spoke to the asserted victim, Hernandez, and disciplined Grif-
fith because deliberately spilling water sounded like something
the alleged discriminatee would do. Moreover, while Hatten
originally testified that the import of the incident concerned
Griffith deliberately spilling a cup of water on a guest, he later
contradicted himself, stating that the alleged discriminatee’s
behavior, when he assertedly spoke to her on February 20,
“weighed more heavily.” Nevertheless, Hatten failed to men-
tion the latter point in the written warning notice. Finally, cred-
iting Tito Aquino, while, on February 20, Hatten may have
spent some time searching for Griffith, he later had an oppor-
tunity to speak to her near the EVS office but made no effort to
do so. In these circumstances, Respondent failed to establish
that it would have disciplined Griffith on February 23 even
absent the existence of unlawful animus, and I, therefore, find
that it issued the written warning notice to Griffith that day in
violation of Section 8(a)(1) and (3) of the Act.
Concerning the SEIU-H-UHW bargaining unit employees’
membership meeting at the Summit Hospital campus cafeteria
on March 20, I initially find that, as had been their custom for
prior membership meetings, including the similar January 29
meeting, the SEIU-UHW stewards publicized this meeting by
posting and distributing flyers, which announced a membership
meeting and did not bear the NUHW logo;94 that the stewards,
including Griffith, were supporters of the NUHW’s organizing
campaign and of the campaign to decertify the SEIU-UHW;
and that the purposes of the meeting were to “update” the bar-
gaining unit employees on the status of the SEIU trusteeship
and the on-going bargaining, and to solicit support for the
NUHW and the decertification campaign. Next, I find that,
notwithstanding, prior to the advent of the Union’s organizing
campaign and the commencement of the SEIU-UHW decertifi-
cation effort, having permitted the SEIU-UHW stewards to
conduct day-long general membership meetings95 for bargain-
94 There is no evidence as to the provenance of GC Exhs. 6 and 9,
and, while I do not doubt the authenticity of each, I do not believe
either was prepared by Griffith or any of the other SEIU-UHW stew-
ards, who organized the March 20 or 23 membership meetings.
95 While Bruce Hatten conceded that Respondent had no written
rules or policies regarding the holding of meetings in its cafeterias but
asserted that Respondent maintained a “practice” of not permitting any
group to “take over” a dining area so as to be “disruptive” of the in-
tended purpose of the facility, I credit the alleged discriminatee Griffith
and employees Williams and Horne that, prior to the SEIU-UHW trus-
teeship, they had been unaware of any restrictions, placed by Respond-
ent, upon the holding of meetings in the latter’s cafeterias. In this re-
gard, I credit the three employees that the labor organization’s stewards
utilized Respondent’s cafeterias for general membership meetings
without interference from Respondent; that, in the Summit Hospital
campus cafeteria, such meetings were held in the far left area of the
dining area near the annex rooms; that the stewards would move tables
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
282
ing unit employees in its cafeterias without interference and
believing the membership meeting, scheduled for March 20 at
the Summit Hospital campus cafeteria, would, in reality, be
nothing less than an organizing event and a showing of support
for the NUHW, Respondent embarked upon a two-pronged
effort to thwart it—sending a letter to the NUHW, demanding
that its officers, employees and agents cease and desist from
conducting such a meeting, and hiring Allied Barton Security
Services to provide two security officers to engage in surveil-
lance of the membership meeting. Next, on March 20, I find
that Bruce Hatten informed the two security officers, who wore
clothing different than worn by Respondent’s own security
officers, its employees were attempting to form a new union but
were not allowed to hold a meeting in support,96 solicit funds,
or distribute union literature in the cafeteria and instructed them
to “closely” observe and to take notes and photographs of such
“violations;” that Griffith, who was off duty that day, and Deb-
orah Kirtman, a chief steward, met inside the cafeteria at ap-
proximately 6 a.m. and placed stacks of documents and a sign-
up sheet on top of a table; that, moments later, some bargaining
unit employees approached the table and the two stewards en-
gaged them in conversation; that, after the employees walked
away, Hatten and a security officer, Ronnie Parks, approached
the stewards’ table; that Hatten asked what was going on and
“snatched” some papers from Griffith; that, when she attempted
to retrieve the documents, Hatten rebuffed her efforts and said
he would not return the documents; that Griffith then threatened
to call the police and Hatten returned all but one of the docu-
ments, began to read it, and remarked it concerned the on-going
bargaining between Respondent and SEIU-UHW; that Hatten
then turned toward Kirtman and reached for the documents in
the stacks in front of her, including the sign-in sheet; that
Kirtman placed her hands over the documents in order to pro-
tect them and asked Hatten to calm himself; that Hatten then
told the two stewards that they were not allowed to conduct a
meeting for “outside unions,” pass out flyers, or solicit funds,
together and place literature on them for distribution; that employees
would sit at these tables during their lunch and break periods, eating
meals or snacks and speaking to the stewards; that, on occasion, the
stewards would walk to other tables at which employees were sitting in
order to distribute literature and union-related issues; and that demon-
strative of Respondent’s forbearance on such occasions was the stew-
ards’ day-long membership meeting in the above cafeteria on January
29 during which the stewards moved tables together in the normal
location by the annex rooms, met with employees at these tables and at
others, solicited employees to support the decertification effort, and
distributed literature. In this regard, I note that Francis Kidd and Rich-
ard Hinshaw, who testified on behalf of Respondent on the issue of
meetings in the cafeteria, were each internally inconsistent, contradict-
ed each other, and were not credible. Thus, I note that, while Kidd
testified that, if two tables were pushed together, it would be permissi-
ble for eight to ten employees to sit and meet with a union representa-
tive and discuss union business, Hinshaw contradicted him and said
such would not be permissible. Later, however, the latter reversed
himself and conceded such would be tolerated.
96 Hatten was clear that a prohibited meeting was one during which
Respondent’s employees discussed the new union. In this regard, I
credit Parks that Hatten’s objection to a union-related meeting was
content based.
and they were “trespassing;” and that, after Kirtman replied that
she and Griffith continued to me SEIU-UHW members and had
a right to utilize the cafeteria in order to inform members, Hat-
ten turned and walked away. Also, on March 20, I find that,
after their confrontation with Hatten, Griffith and Kirtman
moved to the area of the dining room where they normally con-
ducted union business, pushed two tables together, placed their
document on top of the tables, and sat; that Parks and the other
security officer moved close to the two women, sitting at a
table a few feet from where Griffith and Kirtman sat and re-
maining there for the remainder of the day, carefully listening
for and observing potential “violations;” that Griffith, who
stayed in the cafeteria for the entire day, met with approximate-
ly 114 bargaining unit employees throughout the remainder of
the day, discussing union-related matters and distributing her
documents to them; and that, throughout the day, some em-
ployees did not approach Griffith and others expressed their
reluctance to speak to her because of the presence of the two
security officers.
With regard to the SEIU-UHW bargaining unit employees’
membership meeting in the Alta Bates Hospital campus cafete-
ria on March 23, I find that, having conducted a membership
meeting at the Summit Hospital campus 3 days earlier, the
SEIU-UHW dissident stewards, including Griffith, planned to
hold an identical meeting on March 23 at the Alta Bates Hospi-
tal campus; that they publicized the latter meeting with flyers
announcing a union membership meeting, that the purposes of
said meeting were similar to the reasons underlying the March
20 meeting; and that Bruce Hatten, on behalf of Respondent,
again intended to thwart the stewards, utilizing security guards
to maintain surveillance, including taking photographs, of the
stewards’ activities in the facility’s cafeteria and to report any
“violations,” including holding union-related meetings, solicit-
ing funds, or distributing union literature, to him. I next find,
on March 23, that the Alta Bates Hospital campus cafeteria was
sparsely filled when Beverly Griffith, who was again off duty
for the day, and DeAnn Horne arrived at approximately 7 a.m.;
that they immediately walked to a table in the right corner of
the dining area, placed stacks of the same documents, which the
stewards had distributed on March 20, on the table, and sat; that
Bruce Hatten, Ronnie Parks, Mahir Said, another security of-
ficer, and Joan Davis, an HR specialist for Respondent were
sitting at a table when Griffith and Horne entered the dining
area; that Hatten left the room and Parks and Said arose and
moved to a table no more than 6 feet behind the two women;
that Horne left the dining area and Kenny Hill, a chief steward
for the SEIU-UHW approached and sat with Griffith; that,
while Horne was out of the room, Griffith noticed some bar-
gaining unit dietary workers sitting and eating at another table;
that she arose, walked to the employees’ table, initially spoke to
them while standing, and then sat in a chair; that she spoke to
the employees about their various union-related matters includ-
ing the pending decertification petition; that, after 5 or 6
minutes, Griffith returned to her table; that Parks overheard
Griffith soliciting money for the NUHW and immediately tele-
phoned for Hatten to return to the cafeteria; and that, having
been gone for half an hour, Horne returned to the cafeteria and
sat at Griffith’s table. I further find that Hatten entered the
ALTA BATES SUMMIT MEDICAL CENTER
283
cafeteria and Parks reported observing Griffith walk over to
another table and overhearing her soliciting funds for the new
union; that Hatten, accompanied by Parks, walked over to Grif-
fith’s table; that Hatten addressed Griffith, Horne, and Hill,
demanding that they “cease and disperse,” leave the cafeteria
“now,” and no longer engage in their union activities, including
distributing literature and soliciting funds; that, upon hearing
Hatten’s order, the three stewards arose and Griffith, who un-
derstood that an employee, who failed to adhere to a manager’s
direct order, would be subject to discipline, told Horne it was
time to leave as they were being kicked out of the cafeteria and
asked to use her cell phone in order to arrange for a ride; that
Hatten repeated his order for the stewards to leave; that Griffith
and Horne began stuffing the stacks of flyers into a bag and,
before she finished, Hatten warned, “and if you don’t leave
before security comes, you will be suspended and you could be
terminated;” that Griffith and Horne finished packing the doc-
uments and began walking out of the cafeteria; that, before they
left, two hospital security guards entered and escorted Griffith
out the front entrance of the building. Finally, I find that, at no
point during this incident, did Hatten ever inform Griffith that
she was suspended.97
Regarding the events in the Alta Bates Hospital campus cafe-
teria later on March 23, I find that, having volunteered to help
during the membership meeting, employee Roxie Osborne
arrived at the cafeteria at approximately 10 a.m. and, observing
no on-going union activity, approached a coworker, who in-
formed her there would not be a meeting and nodded toward
Parks and Said, who were seated at a nearby table. I next find
that the coworker informed Osborne that Parks and Said earlier
had stopped the meeting and “hustled” Griffith out of the cafe-
teria; that, thereafter, noticing several other bargaining unit
employees sitting and eating at another table, Osborne, who
was carrying union flyers, walked over to the table and began
speaking to the employees about union issues; that Parks left
his table and moved closer to where Osborne was speaking to
her co-workers; that Parks identified the flyers as “union relat-
ed” and began photographing Osborne’s activities; that the
employees, to whom Osborne was talking, observed Parks and
became “restless;” that, eventually, having reached the end of
their break periods, the employees arose and left the dining
area; that Osborne then observed several other employees enter
the dining area and sit at a table; that Osborne walked over to
that table and began giving those coworkers “updates” on union
issues; and that, having telephoned Hatten’s office, Parks was
instructed to stop Osborne’s activities. I further find that, at
97 I base this conclusion on several factors. First, of course, I credit
Griffith and Horne that, while he threatened suspension, Hatten never
specifically said that Griffith was suspended. Moreover, the record
does not warrant a conclusion that Hatten informed the alleged discrim-
inatee she was suspended. Thus, notwithstanding standard procedure,
Hatten never asked Griffith for her identification badge; it defies logic
that, aware of her suspension, Griffith would have reported for work
the next day and carried with her leaflets, describing the events at the
Alta Bates Hospital campus cafeteria but omitting her suspension; and,
most significantly, all witnesses, including Tito Aquino, describe Grif-
fith as acting with absolute surprise and shock when Aquino announced
she had been suspended. I do not believe she was merely acting.
this point, Parks approached Osborne and told her “you can’t
hand out flyers, you can’t solicit funds, and you can’t hold a
meeting . . . in relation to these materials;” that Osborne replied
the flyer was an Alta Bates document and she was sharing it
with coworkers; that Parks walked away and, spotting another
coworker, Osborne approached and began speaking to that
employee; that Parks approached within a few feet of them and
then returned to his seat; and that Osborne then left the cafete-
ria.
The General Counsel contends that during the foregoing in-
cidents, Respondent engaged in unlawful surveillance of its
employees’ union or other protected concerted activities in
violation of Section 8(a)(1) of the Act and discriminately en-
forced its solicitation/distribution rule by telling employees
they could not solicit support for the NUHW or distribute
NUHW literature in violation of Section 8(a)(3) and (1) of the
Act. With regard to the former allegation, there is, of course,
no dispute that Respondent engaged in surveillance on both
occasions, closely monitoring Griffith’s and Kirtman’s activi-
ties in the Summit Hospital campus cafeteria on March 20 and
Griffith’s, Horne’s, and Osborne’s activities in the Alta Bates
Hospital campus cafeteria on March 23. The Board holds that a
supervisor’s observation of employees engaged in open Section
7 activity on company property does not constitute unlawful
surveillance. However, an employer does violate Section
8(a)(1) of the Act when it monitors its employees, who are
engaged in Section 7 activity, by observing them in a way that
is “out of the ordinary” and thereby coercive. Partylite World-
wide, Inc., 344 NLRB 1342, 1342 fn. 5 (2005); Loudon Steel,
Inc., 340 NLRB 307, 313 (2003). Indicia of coercive surveil-
lance include the duration of the observation, the employer’s
distance from the employees while observing them, whether the
surveillance is an isolated act, and whether the employer en-
gaged in other coercive behavior during its observation.” Wil-
shire Plaza Hotel, 353 NLRB 304, 322 (2008); Aladdin Gam-
ing, LLC, 345 NLRB 585, 585–586 (2005); Sands Hotel &
Casino, San Juan, 306 NLRB 172, 172 (1992), enfd. sub nom.
Mem. S.J.P.R. v. NLRB, 993 F.2d 913 (D.C. Cir. 1993). Fur-
ther, photographing open, public union activity on an employ-
er’s property is unlawful as such “pictorial recordkeeping”
tends to create fear amongst employees of reprisals. Wilshire
Plaza Hotel, supra; National Steel & Shipbuilding Co., 324
NLRB 499 (1997), enfd. 156 F.3d 1268 (D.C. Cir. 1998). Pho-
tographing union activities can only be justified by a legitimate
security objective or a reasonable belief that misconduct may
occur. Town & Country Supermarkets, 340 NLRB 1410,
1414–1415 (2004); Alle-Kiski Medical Center, 339 NLRB 361,
365 (2003).
Here, I have found that, on March 20 at the Summit Hospital
campus cafeteria, pursuant to Bruce Hatten’s instructions and
after the latter’s confrontation with Griffith and Kirtman, Ron-
nie Parks and his fellow security guard, who were Respond-
ent’s agents, followed the two employees when they moved to
the area of the dining room where stewards normally sat and
conducted union business, stationed themselves at a table only
a few feet from the table at which the two stewards sat, and
remained at that table for the remainder of the day, carefully
observing and listening to what occurred at the employees’
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
284
table and that, as a result of the guards’ actions, employees
expressed reluctance to speak to Griffith and Kirtman. I have
also found that, on March 23 at the Alta Bates Hospital campus
cafeteria, when Griffith and Horne entered the dining room and
sat a table, security guards, Parks and Said, who were Respond-
ent’s agents, moved to a table no more than 6 feet from where
Griffith and Horne were seated and closely monitored Griffith’s
conduct when she moved to a nearby table in order to speak to
bargaining unit employees and that, subsequently, when Roxie
Osborne arrived at the cafeteria, carrying union flyers, sat a
table and began speaking to coworkers about union matters,
Parks moved close to where Osborne was seated and began
photographing her activities. Moreover, I find that, on March
20 and March 23, Griffith, Kirtman, Horne, and Osborne en-
gaged in classic Section 7 protected activity—conducting union
business including soliciting support for the NUHW and dis-
tributing union literature. In the foregoing circumstances, there
can be no doubt that the security guards’ observations of Re-
spondent’s employees’ Section 7 activities in the Summit Hos-
pital campus cafeteria on March 20 and in the Alta Bates Hos-
pital campus cafeteria on March 23 were not mere happen-
stance. Rather, as Parks and his fellow security guards’ actions
were guided by Bruce Hatten’s instructions, their acts of sur-
veillance were calculated, and Respondent failed to deny that
the guards were hired specifically to closely monitor its em-
ployees’ union activities and does not contend that said acts of
surveillance were conducted in the ordinary course of business.
Further, the guards’ surveillance, including the photographing
of Osborne, was blatantly conducted only a few feet from
where Griffith, Kirtman, Horne, and Osborne attempted to en-
gage in their Section 7 activities and continued unabated for the
entirety of each day. Moreover, as I shall discuss below, Re-
spondent’s above-described surveillance on both days was con-
ducted concomitant with its unlawful, discriminatory redefini-
tion of its solicitation/distribution rules against its employees.
Finally, while Respondent’s attorney assets that the posting of
the additional security guards in its cafeterias on March 20 and
March 23 was a reasonable response to the NUHW’s an-
nouncement of membership meetings on those days, given
Ronnie Parks’ admissions regarding Bruce Hatten’s explana-
tion for their surveillance duties, as stated above, I believe Re-
spondent’s real purpose on each date was to trammel and sty-
mie its SEIU-UHW bargaining unit employees’ increasing
support for a new bargaining representative—the NUHW.
Accordingly, I find that Respondent’s surveillance of its em-
ployees’ Section 7 activities on March 20 and 23 was violative
of Section 8(a)(1) of the Act. Wilshire Plaza Hotel, supra;
Partylite Worldwide, supra.
Turning to Respondent’s alleged discriminatory enforcement
of its solicitation/distribution rules on March 20 and March 23,
while Respondent maintains written policies, regarding solicita-
tions and distributions, which prohibit employees from solicit-
ing or distributing literature during scheduled working time and
from engaging in said actions in all patient care areas and in all
other areas in which employees normally work, said work areas
do not include any of Respondent’s cafeterias. Further, the
record evidence is that, historically prior to March 20, Re-
spondent’s employees had utilized the cafeterias for solicita-
tions, including collecting union dues, and for distributing un-
ion-related literature without restriction by Respondent. Not-
withstanding the foregoing, I believe that when, on March 20 in
the Summit Hospital campus cafeteria, acting on behalf of Re-
spondent, Bruce Hatten approached Griffith and Kirtman and
warned the two employees they could not conduct a meeting
for an “outside union,” distribute literature, or solicit funds and
when, on March 23 at the Alta Bates Hospital campus cafeteria,
Hatten demanded that Griffith and Horne cease and desist from
their union activities, including distributing literature and solic-
iting funds, and Ronnie Parks admonished Roxie Osborne that
she was not allowed to solicit funds or distribute literature on
behalf of a union, Respondent, in fact, redefined its solicita-
tion/distribution rules to make said restrictions applicable to its
cafeterias, which are non-patient-care areas. Moreover, given
Bruce Hatten’s comments to Ronnie Parks, I reiterate my con-
clusion that, as with its unlawful surveillance of its employees
on the above occasions, as a result of its SEIU-UHW bargain-
ing unit employees’ overt showing of support for the NUHW
subsequent to the trusteeship, Respondent redefined its solicita-
tion/distribution policies on March 20 and March 23 specifical-
ly in order to hinder said employees’ actions in support of the
NUHW. In this regard, I note that Respondent placed no simi-
lar restrictions upon SEIU-UHW agents, who utilized its cafete-
rias to meet with bargaining unit employees in order to discuss
union business and distribute literature.
The Board’s rules and presumptions, concerning limitations
and/or restrictions on employees, who are engaged in solicita-
tions or distributions of literature, by hospitals, are different
than those which the Board generally applies to other types of
employers. Thus, In St. Johns Hospital & School of Nursing,
222 NLRB 1150, 1151 (1976), the Board recognized that, in
order to provide a “tranquil atmosphere” which is essential for
patient care, a hospital may lawfully ban employee solicitations
and distributions during nonworking time in immediate patient
care areas. However, the Board also recognized that, as “. . .
the possibility of any disruption in patient care resulting from
solicitation or distribution is remote,” broader restrictions, ex-
tending such to visitor access areas other than those involved in
patient care, are not justified by the above considerations. Fur-
ther, as to patient access areas, including hospital cafeterias, the
Board was emphatic about bans on soliciting and/or distribu-
tions—“. . . we do not perceive how patients would be affected
adversely by such activities. On balance, the interests of pa-
tients well enough to frequent such areas do not outweigh those
of employees to discuss or solicit union representation.” The
Board’s ruling, that prohibiting solicitations and distributions in
areas other than immediate patient care areas, absent a showing
that disruptions to patient care would necessarily result from
said activities, would be unjustified and unlawful, was upheld
by the Supreme Court in Beth Israel Hospital v. NLRB, 437
U.S. 483 (1978). There, the Court upheld the Board’s “general
approach” of “. . . requiring health-care facilities to permit em-
ployee solicitation and distribution during nonworking time in
nonworking areas, where the facility has not justified the prohi-
bition as necessary to avoid disruption of health-care operations
or disturbance of patients. . . .” Subsequently, in NLRB v. Bap-
tist Hospital, 442 U.S. 773 (1979), the Court determined that
ALTA BATES SUMMIT MEDICAL CENTER
285
the Board’s aforementioned approach was, in reality, a pre-
sumption which placed the burden upon the health-care institu-
tion to prove, with respect to areas which a prohibition against
solicitations’ and distributions applies, that these activities may
adversely affect patients. Id. at 781. Accordingly, the law is of
longstanding validity that, with regard to health care institu-
tions, restrictions on solicitation during nonworking time or
distribution of literature during nonworking time and in non-
working areas are presumptively unlawful with respect to areas,
such as a cafeteria, that may be accessible to patients. Hospital
Pavia Perea, 352 NLRB 418, 422 (2008); Brockton Hospital,
333 NLRB 1367, 1368 (2001); Eastern Maine Medical Center,
251 NLRB 224, 225–226 (1980). However, said presumption
appears to be a rebuttable one, placing the burden upon the
health care employer, which institutes such a restriction in its
cafeteria or a like area, to prove that the prohibited employee
solicitations and distributions may adversely affect patients.
Eastern Maine Medical Center, supra at 226, fn. 9. Clearly,
while Respondent’s published solicitation/distribution policies
comport with the foregoing precedent, its March 20 and 23
redefinitions of said rules do not. Moreover, I reiterate my
view that said redefinitions were designed to impede the SEIU-
UHW bargaining unit employees from engaging in support of
the NUHW.
In defense and in order to rebut the above presumption,
counsel for Respondent argues that the redefined restrictions,
which Hatten announced on March 20 at the Summit Hospital
campus cafeteria and which Hatten and Parks announced on
March 23 at the Alta Bates Hospital campus cafeteria, were
justified to ensure an appropriate environment for health care
and to ensure that its cafeterias were used for their intended
purposes. However, with regard to the former, the Board has
consistently recognized in considering restrictions on employee
solicitations and distributions for unions in health care facilities
that, in areas, other than immediate patient care areas, such as
cafeterias or gift shops, where the possibility for a disruption in
patient care is remote, the interests of patients, who may be
healthy enough to frequent such areas, do not outweigh the
interests of employees to discuss union representation or en-
gage in solicitations on behalf of a labor organization. Regard-
ing patient care interests in the instant matter, the record estab-
lishes that most of the patrons of Respondent’s cafeterias are its
own employees and that, due to dietary concerns, patients are
discouraged or restricted from using the cafeterias. Further,
there is no record evidence of any patient care inside or near
any of Respondent’s cafeterias. As to whether Griffith,98
Kirtman, or Horne engaged in acts and conduct inimical to the
normal operations of Respondent’s cafeterias on either March
98 Respondent’s counsel argues that “. . . Griffith’s status as an em-
ployee who was not scheduled to work on either day of the meetings
further diminishes her claim to protection under the Act.” I disagree.
While it is true that Griffith was off duty on both March 20 and 23,
Respondent maintains no rule, denying access to its facilities to off duty
employees, and there is no record evidence that Respondent has ever
limited the access of off duty employees to its cafeterias or other non-
patient care areas. In this regard, Respondent’s own rules require that,
while soliciting or distributing literature inside its cafeterias, employees
must not be wearing their work uniforms.
20 or March 21, Hatten conceded that Griffith and Kirtman
engaged in no such actions on March 20 and, notwithstanding
that Parks only mentioned she had moved to another table and
was soliciting money from employees there and that the cafete-
ria was sparsely populated that morning, Hatten’s dubious de-
scriptions of Griffith’s asserted misconduct on March 23 were
tortuous and recrementitious, variously accusing her of “taking
over part of the cafeteria,” conducting a meeting, “calling atten-
tion to herself,” being disruptive, and, generally “disturbing the
environment” for the patrons of the cafeteria. In his post-
hearing brief, counsel for Respondent contends that “. . . em-
ployees may socialize in small groups and participate in meals
as is normally expected in a cafeteria and engage in solicitation
and distribution incidental to that normal use.” However, a
dining room may not be commandeered as a public meeting
place by any group.” Counsel is undoubtedly correct that an
outside group or even a group of its own employees may not
sequestrate a hospital’s entire cafeteria or even a section thereof
for a large scale rally or assembly or engage in other actions
inimical to the normal operations of the said cafeteria. Per
contra, no such miscreant activity occurred on either March 20
or March 23. Moreover, I have found that, historically, Re-
spondent has permitted its employees to hold union meetings in
its cafeterias without restrictions, and, given Bruce Hatten’s
instructions to Ronnie Parks on March 20 and 23, rather than
fear of any disruption to patient care or even to the operation of
its cafeterias, what appears to have motivated Respondent on
said dates to redefine its solicitation/distribution rules was its
opposition to and desire to squelch the SEIU-UHW bargaining
unit employees’ increasing support for the NUHW. That such
was, in fact, Respondent’s motivation may be inferred from the
fact that, on both dates, Hatten failed to merely caution Griffith
and Kirtman, and Horne that they must not engage in their Sec-
tion 7 protected activities in a disruptive manner, that they must
speak softly so as not to disturb other patrons who were eating
and conversing, or that they should not move from table to
table while engaging in their union activities. Instead, Hatten
explicitly warned that they could not solicit or distribute litera-
ture for an outside union, or hold a meeting. Contrary to Hat-
ten’s protestations at the hearing, as Hatten informed Parks that
a forbidden meeting would be “. . . a group of people discussing
the union business . . . ,” the latter prohibition was clearly con-
tent driven and had nothing to do with the size of such or any
disruptive effect. Finally, I note that Respondent made no ef-
fort to stop SEIU agents Hernandez and McDuffie from meet-
ing with employees or distributing literature to them inside its
cafeterias. Based upon the foregoing, I find that Respondent
discriminated against its employees in violation of Section
8(a)(1) and (3) of the Act by precipitously redefining its solici-
tation/distribution rules in response to and in order to stifle the
SEIU-UHW bargaining unit employees’ support for the
NUHW. Youville Heath Care Center, 326 NLRB 495, 495
(1998).
Next, the General Counsel alleges that, on March 23, Re-
spondent threatened to suspend Griffith, ordered her to leave
the Alta Bates Hospital campus cafeteria, and suspended her in
violation of Section 8(a)(3) and (1) of the Act. In this regard, I
have found that, upon confronting her that morning in the said
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
286
cafeteria, Bruce Hatten threatened to suspend her unless she left
the cafeteria before Respondent’s security officers arrived and
that he evicted Griffith from the cafeteria. Further, I find that,
at some point later in the day, subsequent to the cafeteria con-
frontation, Respondent suspended Griffith as a prelude to even-
tually discharging her and informed her supervisor, Tito Aqui-
no, of said personnel action. Utilizing the Wright Line, supra,
analytical approach, I have found that Griffith was involved in
the decertification effort against SEIU-UHW and was an ardent
supporter of the NUHW’s organizing campaign amongst the
bargaining unit employees and that she participated in the
March 20 and 23 meetings during which she solicited support
and funds for the Union—actions privileged by Section 7 of the
Act. Likewise, I have found that Respondent suspected Grif-
fith’s support for the NUHW, and, of course, there can be no
question that Respondent was keenly aware of the alleged dis-
criminatee’s participation in the March 20 and 23 union meet-
ings, including her solicitations in support of the NUHW. I
have previously concluded that Respondent was unlawfully
motivated in disciplining Griffith with a written warning notice
on February 23. Also, I have determined that Respondent un-
lawfully engaged in surveillance of Griffith’s activities and
discriminatorily redefined its solicitation/distribution rules in
order to impede her actions in support of the NUHW during the
above two union meetings. Accordingly, I believe that the
General Counsel has amply established that Respondent threat-
ened to suspend Griffith, evicted her from the Alta Bates Hos-
pital campus cafeteria, and later suspended her on March 23
because of her support for the NUHW.
Therefore, the burden shifted to Respondent to establish that
it would have taken the foregoing disciplinary actions against
Griffith notwithstanding the existence of unlawful animus, and,
in its defense, Respondent contends that the alleged discrimi-
natee engaged in patent acts of misconduct on March 23 and
that its employment actions were warranted. Counsel for Re-
spondent initially asserts that “any legal protection that may
have attached to Griffith . . . did not extend to moving from
table to table and otherwise exceeding the normal and custom-
ary ways in which patrons use a cafeteria” and that Parks re-
ported Griffith’s foregoing conduct to Hatten. In this regard,
while Griffith admitted, that, after Horne left the cafeteria, she
left her table, moved to another table, at which bargaining unit
employees were sitting and eating, and commenced speaking to
them about union matters and soliciting funds for the NUHW, I
have concluded and reiterate that Bruce Hatten’s second-hand
testimony, regarding Griffith’s asserted disruptive acts and
conduct on March 23, was convoluted and exaggerated. In
short, rather than the truth, such was indicative of his intent
merely to bolster Respondent’s defense. Further, counsel is
certainly correct that, in several decisions (for example Mont-
gomery Ward & Co., 256 NLRB 800, 801 (1981), Harolds
Club, 267 NLRB 1167, 1167 (1983), and Southern Maryland
Hospital Center, 293 NLRB 1209, 1216 (1989)), the Board has
held that employees or union organizers, who move from table
to table in an employer’s restaurant or cafeteria, termed “table-
hopping,” engage in conduct inconsistent with the purpose of
such a facility and are not entitled to the protection of the Act;
however, such is not a truism. Thus, in its underlying Beth
Israel Hospital decision,99 notwithstanding that an employee
had engaged in table hopping while distributing union-related
literature, the Board concluded that, by disciplining him for
violating a no-solicitation rule inside its cafeteria, the respond-
ent had acted in violation of Section 8(a)(3) and (1) of the Act.
Here, Griffith moved from her table to just one other table and
then directly returned to her table, and there is no evidence that
her actions disrupted other patrons’ use of the cafeteria in any
way, or that any patrons complained. Counsel for Respondent
next contends that, after being warned of the consequences for
failing to comply, Griffith refused Hatten’s direct order to leave
the premises. While the alleged discriminatee and Horne may
not have departed as promptly as Hatten desired, in accord with
my credibility resolutions, I do not believe that, at any point
during her confrontation with Hatten, did Griffith ever argue
with the latter or act defiantly in response to his order, engage
in a telephone conversation with her lawyer, or, in any other
manner, refuse to comply with Hatten’s demand or engage in
any action suggestive of such. Moreover, Hatten’s testimony,
concerning Griffith’s refusal to leave the cafeteria, was uncor-
roborated by any other witness. In the foregoing circumstanc-
es, given the overwhelming evidence of unlawful animus, I do
not believe that Respondent has established that, on March 23,
it would have demanded that Griffith leave the Alta Bates Hos-
pital campus cafeteria, threatened to suspend her, and, subse-
quently, suspended her notwithstanding her activities in support
of the Union. Accordingly, I find that Respondent’s above-
stated actions were violative of Section 8(a)(3) and (1) of the
Act.
Turning to the events of March 24, there is no dispute, and I
find, that, sometime during the previous afternoon, Brett Rog-
ers telephoned Tito Aquino and told the latter Griffith had been
suspended and would not be allowed to be on the premises.
Next, I find that, prior to the start of her work shift, Griffith,
wearing her work clothes and carrying flyers which set forth
her version of the events in the Alta Bates Hospital campus
cafeteria the previous day, including Hatten’s threat to suspend
her, arrived at the Summit Hospital campus and immediately
went to the EVS break room in order to drink coffee and report
to her coworkers what had transpired the day before; that, as
she was talking to her coworkers, Tito Aquino entered the room
and asked to speak to Griffith out in the hallway; that, after
initially demurring, she agreed to speak to Aquino but asked
Lawana Williams to accompany her; that, in the hallway, Aqui-
no informed Griffith she had been suspended and would have
to leave the hospital building immediately; that Griffith, who
was “shocked” and surprised by the news, asked why and
whether her suspension was in writing; that Aquino said no and
repeated that Griffith had to leave the facility; that Griffith,
followed by Aquino, who stood at the door, returned to the
breakroom and, while gathering her personal items, angrily
exclaimed that she had just been suspended and it was a bunch
of “bullsh–t;” that Aquino entered the room and told Griffith
she had to leave immediately; that the latter finished gathering
her belongings and, with Williams accompanying her, left the
break room and walked toward the service elevators; that a
99 223 NLRB 1193 (1976).
ALTA BATES SUMMIT MEDICAL CENTER
287
security guard met her at the elevators and escorted her to the
front entrance; and that outside Griffith used her cell phone to
arrange for a ride home.
There is, of course, no dispute that 13 days later, Respondent
fired Griffith on April 6, and the General Counsel alleges that
said discharge was violative of Section 8(a)(3) and (1) of the
Act. Utilizing the Wright Line analytical framework, the record
evidence is that Griffith engaged in protected activities and that
Respondent was well aware of most of her actions and suspect-
ed others. Thus, Griffith actively participated in the decertifica-
tion effort against SEIU-UHW, became an ardent supporter of
the NUHW’s organizing campaign, and solicited for and dis-
tributed literature on behalf of the NUHW on March 20 in the
Summit Hospital campus cafeteria and March 23 in the Alta
Bates Hospital campus cafeteria. Through its unlawful surveil-
lance of her actions on March 20 and 23, Respondent became
aware of her protected activity; on February 20, Respondent
distributed an email, linking Griffith to the distribution of
NUHW literature on its property; and, on March 27, approxi-
mately when Respondent reached its decision to discharge her,
Richard Hinshaw distributed another email, announcing that
Hatten was pursuing information linking Griffith to the copying
of “staff signatures,” which, Respondent suspected, “. . . may
have been used by NUHW to demonstrate a 30% showing of
interest for the decertification petition. We think part of Bever-
ly’s activities doing NUHW business has been collecting signa-
tures for the petition. . . .” Moreover, there also exists over-
whelming record evidence establishing Respondent’s unlawful
animus against Griffith. In this regard, I have previously con-
cluded that Respondent was unlawfully motivated in disciplin-
ing Griffith over the February 17 water spilling incident, that
Respondent redefined its solicitation/distribution policies in
order to stifle its SEIU-UHW bargaining unit employees’ sup-
port for the NUHW, and that, on March 23, Respondent unlaw-
fully evicted Griffith from the Alta Bates Hospital campus cafe-
teria, threatened to suspend her, and eventually suspended her
in retaliation for her activities in support of the NUHW.100
Clearly, the burden shifted to Respondent to establish that it
would have discharged Griffith notwithstanding the over-
whelming record evidence of its unlawful animus against the
alleged discrimintee. In this regard, counsel for Respondent
contends that Griffith’s return to work on March 24 was not
activity actively protected by Section 7 of the Act, that Griffith
100 The termination notice, which Respondent gave to Griffith, refers
to the March 23 meeting at the Alta Bates Hospital campus cafeteria as
“an advertised meeting for an outside organization,” held in contraven-
tion of Respondent’s policy. I do not think that said meeting was held
on behalf of or for the NUHW. Thus, while the NUHW logo does
appear on the announcement, which is in the record, Griffith credibly
testified that the flyer, which was published prior to the March 20 meet-
ing, did not have such a logo and that she did not see GC Exh. 9 until
she gave her pretrial affidavit. Moreover, the announcements for the
March 20 and 23 meetings refer to membership meetings, and the doc-
uments, which Griffith and the others were prepared to distribute, in-
cluded material pertinent to the bargaining between Respondent and
SEIU-UHW. Finally, while the termination notice mentions Respond-
ent’s policy against meetings held in the cafeteria for outside organiza-
tions, such was not a written practice and no bargaining unit employees
were aware of the existence of such a policy or practice.
lost any remaining protection of the Act due to her use of pro-
fanity, and that Respondent was lawfully motivated by Grif-
fith’s recent disciplinary history. At the outset, while Bruce
Hatten testified that Respondent’s primary reason for discharg-
ing Griffith was that, on March 23, she violated his direct order
to cease and desist her meeting and to leave the Alta Bates
Hospital campus cafeteria, I reiterate that, while she may not
have moved as quickly as Hatten desired, Griffith complied
with his explicit instructions to leave and that she never refused
to leave the cafeteria or acted in any manner suggestive of her
refusal to comply with his order. As to her disorderly behavior
that morning, while Hatten asserted that Griffith arose and took
over part of the cafeteria to have a meeting, which actions were
“disruptive” and “calling attention to herself,” I have previously
documented Hatten’s utterly self-serving and disingenuous
testimony regarding Griffith’s actions, and I believe that mov-
ing from her own table to another and then back to her table
hardly constitutes the inappropriate behavior termed table-
hopping. Also, I note that, without restriction, Respondent has
permitted its employees to engage in table hopping while solic-
iting or selling food items for charities, schools, or religious
purposes. Next, Respondent’s counsel’s contention—the Act
does not privilege Griffith’s return to work after her suspen-
sion—is, of course, based upon a canard. In this regard, I have
previously credited the alleged discriminatee that, during their
confrontation on May 23, while he threatened to do so, Hatten
never actually suspended Griffith, and, as previously discussed,
the record clearly warrants said conclusion. Thus, contrary to
normal procedure, Hatten failed to demand that Griffith relin-
quish her security badge; Griffith reported for work the next
morning wearing her work uniform and carrying flyers, detail-
ing the events of the previous morning including Hatten’s threat
to suspend her; and, by all accounts, Griffith became shocked
and outraged upon being informed of her suspension by Tito
Aquino. Therefore, contrary to counsel, I believe that Re-
spondent suspended Griffith on March 23 at some time subse-
quent to the above incident and that, when she reported for
work on March 24, Griffith was absolutely unaware that Re-
spondent had acted upon Hatten’s threat and suspended her.
On this point, given Griffith’s ignorance of Respondent’s act,
counsel’s reliance upon the Board’s decision in Special Touch
Home Care Services, 351 NLRB 754, 757 (2007), is misplaced.
Finally, turning to Respondent’s contention that its termination
of Griffith was justified due to her use of profanity in the EVS
break room on March 24, said assertion is based upon the re-
spective accounts of Aquino and Carla Biddle, neither of whom
impressed me as testifying candidly on this point. In particular,
as noted above, although ostensibly observing the same event,
their respective versions of Griffith’s attributed words are not
corroborative and utterly contradictory on salient points such as
where each supposedly stood while listening and, in particular,
Griffith’s asserted profanity-laced attack upon Aquino. In addi-
tion, the latter related three inconsistent versions of Griffith’s
comments inside the break room. In short, I do not believe
their accounts101 and, therefore, can not conclude that Griffith
101 The record contains ostensible, contemporaneous statements from
Aquino and Biddle, which corroborate the testimony of each. I give no
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
288
uttered the word “f–cking” or any variant thereof while venting
inside the break room immediately after being informed of her
suspension. In the foregoing circumstances, I find that Re-
spondent has failed to sustain its burden of proof and that, as
the patent record evidence of unlawful animus makes perfectly
clear, the latter discharged Beverly Griffith because of her sup-
port for the NUHW in violation of Section 8(a)(3) and (1) of
the Act.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The NUHW is a labor organization within the meaning of
Section 2(5) of the Act.
3. By engaging in surveillance of its employees, who were
engaged in union or other protected concerted activities at its
Summit Hospital campus cafeteria on March 20 and at its Alta
Bates Hospital campus cafeteria on March 23, Respondent
engaged in acts and conduct violative of Section 8(a)(1) of the
Act.
4. By redefining its solicitation/distribution policies in order
to inhibit and stifle its employees from engaging in activities in
support of the NUHW at its Summit Hospital campus cafeteria
on March 20 and at its Alta Bates Hospital campus cafeteria on
March 23, Respondent engaged in acts and conduct violative of
Section 8(a)(3) and (1) of the Act.
5. On February 23, by giving a disciplinary warning notice
to its employee, Beverly Griffith, because she participated in
activities in support of the NUHW, Respondent engaged in acts
and conduct violative of Section 8(a)(3) and (1) of the Act.
6. On March 23, by evicting its employee, Beverly Griffith,
from its Alta Bates Hospital campus cafeteria and threatening
to suspend her because she engaged in union or other protected
concerted activities, including activities in support of the
NUHW, and, subsequently, suspending her because she partici-
pated in said activities, Respondent engaged in acts and con-
duct violative of Section 8(a)(3) and (1) of the Act.
7. On April 6, by discharging its employee, Beverly Griffith,
because she participated in activities in support of the NUHW,
Respondent engaged in acts and conduct in violation of Section
8(a)(3) and (1) of the Act.
8. Respondent’s above-described acts and conduct affect
commerce within the meaning of Section 2(6), and (7) of the
Act.
REMEDY
I have found that Respondent engaged in serious unfair labor
practices within the meaning of Section 8(a)(1) and Section
8(a)(3) and (1) of the Act. Accordingly, I shall recommend that
credence to either. Thus, Aquino’s purported statement was his second
draft, and Respondent failed to offer the original to corroborate revi-
sions made by Aquino. Biddle’s written version of Griffith’s com-
ments, which she drafted at the behest of Hatten, and her testimonial
version were utterly contradictory. Finally, given their dubious nature, I
suspect that each is a fabrication, drafted subsequent to Griffith’s dis-
charge as justification for Respondent’s action. In short, I do not credit
the guileful Hatten that he relied upon these documents in deciding to
discharge Griffith.
Respondent be ordered to cease and desist from engaging such
acts and conduct. Generally, I shall recommend that Respond-
ent be ordered to cease and desist from interfering with, re-
straining, and coercing its employees in the exercise of their
rights guaranteed by Section 7 of the Act, including their ac-
tions in support of the NUHW. Specifically, I have found that
Respondent unlawfully discriminated against its employee,
Beverly Griffith, including issuing a written warning notice to
her, evicting her from the Alta Bates Hospital campus cafeteria,
threatening to suspend her, suspending her, and subsequently
discharging her. With regard to Respondent’s unlawful dis-
charge of Griffith, I shall recommend that it be ordered to offer
her immediate reinstatement to her former position of employ-
ment or, if said position no longer exists, to a substantially
equivalent position, with no loss of seniority or any other rights
and privileges previously enjoyed and to make her whole for
any loss of earnings and other benefits, computed on a quarterly
basis from April 6, 2009, to the date of a proper offer of rein-
statement to her, less any interim earnings, as prescribed in
F. W. Woolworth Co., 90 NLRB 289 (1960), with interest as
computed in New Horizons, 283 NLRB 1173 (1987). Further, I
shall recommend that Respondent be ordered to expunge from
its records any references to its unlawful discriminatory actions
against Griffith, including its February 23 warning notice to
her, its eviction of her from the Alta Bates Hospital campus
cafeteria, its suspension of Griffith, and her termination, and to
inform her that such has been done. Finally, I shall recommend
that Respondent be ordered to post notices to its employees at
each of its campuses, advising them of its unfair labor practices
and the steps it is required to take to remedy them.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended102
ORDER
The Respondent, Alta Bates Summit Medical Center, its of-
ficers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Engaging in surveillance of its employees, who are en-
gaged in union or other protected concerted activities in its
cafeterias;
(b) Redefining its solicitation/distribution policies in order to
inhibit and stifle its employees from engaging in activities in
support of the NUHW in its cafeterias;
(c) Giving disciplinary warning notices to employees be-
cause they participate in activities in support of the NUHW;
(d) Evicting its employees from its cafeterias and threatening
to suspend its employees because they engage in union or other
protected concerted activities, including activities in support of
the NUHW, and, subsequently, suspending them because they
participated in said activities;
(e) Discharging its employees because they have engaged in
activities in support of the NUHW;
(f) In any like or related manner interfering with, restraining,
102 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
ALTA BATES SUMMIT MEDICAL CENTER
289
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Beverly
Griffith full reinstatement to her former job or, if that job no
longer exists, to a substantially equivalent position, without
prejudice to her seniority or any other rights or privileges pre-
viously enjoyed and make Griffith whole for any loss of earn-
ings and other benefits suffered as a result of the discrimination
against her in the manner set forth in the remedy section of the
decision.
(b) Within 14 days from the date of this Order, remove from
its files any references to the unlawful discharge, suspension,
eviction from its Alta Bates Hospital campus cafeteria, and
warning notice given to Griffith and within 3 days thereafter
notify Griffith in writing that this has been done and that the
above-described discipline will not be used against her in any
way.
(c) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(d) Within 14 days after service by the Region, post at its
several hospital campuses in Oakland and Berkeley, Califor-
nia., copies of the attached notice marked “Appendix.”103 Cop-
ies of the notice, on forms provided by the Regional Director
for Region 32, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places in-
cluding all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or covered by
any other material. In the event that, during the pendency of
these proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Respond-
ent shall duplicate and mail, at its own expense, a copy of the
notice to all current employees and former employees em-
ployed by the Respondent at any time since February 23, 2009.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
103 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
National Labor Relations Board
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this No-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT discharge you, suspend you, threaten you with
suspension, issue a disciplinary warning notice to you, or evict
you from our cafeterias if you engage in activities in support of
National Union of Healthcare Workers (the NUHW).
WE WILL NOT reinterpret our solicitation/distribution policies
in order to inhibit and stifle our employees from engaging in
activities in support of the NUHW in our cafeterias.
WE WILL NOT engage in surveillance of our employees, who
are engaged in union or other protected concerted activities in
our cafeterias.
WE WILL NOT in any like or related manner, interfere with,
restrain, or coerce you in the exercise of your rights guaranteed
by Section 7 of the Act.
WE WILL within 14 days from the date of this Order, offer
Beverly Griffith full reinstatement to her former job or, if that
job no longer exists, to a substantially equivalent position,
without prejudice to her seniority or any other rights or privi-
leges previously enjoyed and make Griffith whole, with inter-
est, for any loss of earnings and other benefits suffered as a
result of our discrimination against her.
WE WILL, within 14 days from the date of this Order, remove
from its files any references to the unlawful discharge, suspen-
sion, eviction from our Alta Bates Hospital campus, and warn-
ing notice given to Griffith, and within 3 days thereafter notify
her in writing that this has been done and that the above-
described unlawful actions will not be used against her in any
way.
ALTA BATES SUMMIT MEDICAL CENTER