357 NLRB 363
Erie Brush Manufacturing
ERIE BRUSH & MFG. CORP.
357 NLRB No. 46
363
Erie Brush & Manufacturing Corporation and Ser-
vice Employees International Union, Local 1.
Case 13–CA–043530–1
August 9, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
On January 26, 2007, Administrative Law Judge Ar-
thur J. Amchan issued the attached decision. The Re-
spondent filed exceptions, a supporting brief, a reply
brief, and an answering brief to the General Counsel’s
cross-exceptions. The General Counsel filed cross-
exceptions and an answering brief to the Respondent’s
exceptions. The General Counsel also filed a motion to
expedite consideration of the judge’s decision, and the
Respondent filed a reply.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.1
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions and
to adopt the recommended Order as modified.3
The judge found that the Respondent violated Section
8(a)(5) and (1) of the Act by refusing to meet and bargain
with the Union from May 10, through June 21, 2006,4
and by withdrawing recognition from the Union on July
6, based on an employee petition. As discussed below,
we agree with the judge’s findings.
I.
The Board certified the Union as the exclusive repre-
sentative of the Respondent’s production and mainte-
nance employees in July 2003. The Union requested
bargaining for an initial collective-bargaining agreement,
but the Respondent refused. Almost 2 years later, the
Respondent agreed to bargain with the Union after the
1 Member Becker has recused himself and took no part in the con-
sideration or disposition of this case.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
3 We shall modify the judge’s recommended Order to provide for the
posting of the notice in accord with J. Picini Flooring, 356 NLRB 11
(2010). For the reasons stated in his dissenting opinion in J. Picini
Flooring, Member Hayes would not require electronic distribution of
the notice. We shall also modify the recommended Order to conform
to the violations found.
4 All dates are in 2006, unless stated otherwise.
United States Court of Appeals for the Seventh Circuit
enforced the Board’s order requiring it to do so.
The parties commenced negotiations in June 2005.
They informally agreed to discuss noneconomic issues
before economic ones, and did so between June 28, 2005,
and March 31. They reached agreement on nearly all
noneconomic issues, except whether the contract would
contain a union security clause and provide for arbitra-
tion of unresolved grievances. The Union initially insist-
ed on both provisions, even stating that there would not
be a contract without union security. The Respondent
wanted neither provision.
On March 31, the Union’s chief negotiator, Charles
Bridgemon, observed to the Respondent’s chief negotia-
tor, Irving Geslewitz, that there was an “impasse” on
those two issues. Simultaneously, however, Bridgemon
suggested that the parties enlist the aid of a mediator.
The parties still had not discussed any economic items.
On April 5, Geslewitz advised Bridgemon that the Re-
spondent would not agree to enter mediation. Geslewitz
asserted that mediation was pointless because the Union
had no flexibility on union security or arbitration.
On May 10, Bridgemon requested that the parties dis-
cuss economic issues, and revisit noneconomic issues
later. The Respondent refused on May 26. Geslewitz
again asserted that there was no point in meeting further
given the Union’s demands for union security and arbi-
tration.5 Bridgemon replied with assurances that he
would continue to discuss those issues with the Union,
and again suggested that the parties return to those issues
after discussing economic ones.
On June 1, Geslewitz asserted that the parties were at
“impasse” and reaffirmed that the Respondent would not
meet unless the Union changed its position on union se-
curity and arbitration. The next day, Bridgemon rejected
Geslewitz’ assertion of impasse, stated that he now had
some flexibility on arbitration, and requested a resump-
tion of bargaining.
The Respondent, however, refused to resume bargain-
ing, asserting both that the Respondent needed more spe-
cific information about the Union’s position on arbitra-
tion and that the parties remained at impasse on union
security in any event.
On June 17, the Union’s attorney threatened to file an
unfair labor practice charge if the Respondent continued
its refusal to bargain. The Respondent called Bridgemon
to schedule another bargaining session, which was ulti-
mately set for July 24.
5 The Respondent did not invoke the parties’ agreement to first dis-
cuss noneconomic issues as a reason it would not discuss economic
issues.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
364
The July 24 bargaining session never occurred, how-
ever. On about July 5, the Respondent received an em-
ployee petition indicating that a majority of unit employ-
ees no longer wanted to be represented by the Union.
Based on that petition, the Respondent canceled the July
24 meeting, and withdrew recognition from the Union. It
has refused to bargain with the Union ever since.
II.
The judge found that the Respondent unlawfully re-
fused to bargain with the Union from May 10, through
June 21, reasoning that the Respondent could not insist
that the Union drop its demand for union security as a
precondition to bargaining over economic items. Fur-
ther, the judge found that the Respondent’s unlawful
conduct presumptively tainted the employee decertifica-
tion petition, rendering the Respondent’s withdrawal of
recognition based on that petition unlawful as well. As
stated, we agree with those findings, for the reasons giv-
en by the judge and for those discussed below.
III.
There is no dispute that the Union requested bargain-
ing over economic items on May 10, and that the Re-
spondent refused to do so until the Union changed its
position on union security. As the judge explained, ab-
sent a valid defense, the Respondent’s action violated the
Act. See, e.g., John Wanamaker Philadelphia, 279
NLRB 1034, 1034–1035 (1986) (employer unlawfully
refused to discuss economic items until the union agreed
to no-strike and binding arbitration provisions). The
Respondent maintains that it was privileged to suspend
negotiations from May 10, through June 21, because
there was an impasse on the single issue of union securi-
ty. The judge rejected that defense, and so do we.
The applicable Board law is clear. Under Section 8(d)
of the Act, an employer and a union are mutually obli-
gated “to meet at reasonable times and confer in good
faith with respect to wages, hours, and other terms and
conditions of employment.” The duty to bargain may be
suspended temporarily, however, where the parties reach
a lawful impasse. The party asserting impasse has the
burden of proof on the issue. L.W.D., Inc., 342 NLRB
965, 965 (2004); CalMat Co., 331 NLRB 1084, 1097–
1098 (2000); Outboard Marine Corp., 307 NLRB 1333,
1363 (1992), enfd. mem. 9 F.3d 113 (7th Cir. 1993);
North Star Steel, 305 NLRB 45 (1991), enfd. 974 F.2d
68 (8th Cir. 1992). Further, it is not enough that the par-
ty asserting impasse believes that it has been reached.
There must be a “contemporaneous understanding” by
the parties that further bargaining would be futile. See,
e.g., Newcor Bay City Div., 345 NLRB 1229, 1238
(2005), enfd. mem. 219 Fed.Appx. 390 (6th Cir. 2007).
Although impasse typically requires an overall dead-
lock in bargaining, the Board has recognized that an im-
passe on a single critical issue may cause such a com-
plete breakdown in negotiations that a suspension of bar-
gaining is justified. See CalMat Co., 331 NLRB at 1098.
The party asserting a single-issue impasse must establish
three things: “first, the actual existence of a good-faith
bargaining impasse; second, that the issue as to which the
parties are at impasse is a critical issue; third, that the
impasse on this critical issue led to a breakdown in the
overall negotiations—in short, that there can be no pro-
gress on any aspect of the negotiations until the impasse
relating to the critical issue is resolved.” Id. Here, the
Respondent has failed to establish the first and third ele-
ments of the defense.
A.
The Respondent did not establish the first element of
its defense: that the parties had reached good-faith im-
passe on union security by May 10. Although the parties
were having difficulty resolving that issue, that alone
does not establish impasse. Impasse occurs when there is
“no realistic possibility that continuation of discussion at
the time would have been fruitful.” Sacramento Union,
291 NLRB 552, 557 (1988), enfd. mem. sub nom. Sierra
Publishing Co. v. NLRB, 888 F.2d 1394 (9th Cir. 1989),
quoting Television Artists AFTRA v. NLRB, 395 F.2d
622, 628 (D.C. Cir. 1968). The perceived deadlock,
moreover, must be mutual. “Both parties must believe
that they are at the end of their rope.” PRC Recording
Co., 280 NLRB 615, 635 (1986), enfd. 836 F.2d 289 (7th
Cir. 1987). Considering all the circumstances, we find
that the parties had not reached that point.
The parties were bargaining for an initial contract,
which the Board has long recognized presents “special
problems, . . . which are not present if a bargaining rela-
tionship has been established over a period of years and
one or more contracts have been previously executed.”
N. J. MacDonald & Sons, 155 NLRB 67, 71–72 (1965).
In a new relationship, union security can present one of
those “special problems” that takes somewhat longer to
resolve. The parties’ bargaining here must be viewed in
that context.
It is significant that when Union Representative
Bridgemon stated at the parties’ March 31 bargaining
session that the parties were “at impasse” on union secu-
rity and arbitration, he simultaneously suggested that
they seek a mediator’s assistance on those issues. That
suggestion shows that he did not believe that further bar-
gaining over either issue would be futile. See Grinnell
Fire Protection Systems Co., 328 NLRB 585, 585
(1999), enfd. 236 F.3d 187 (4th Cir. 2000), cert. denied
534 U.S. 818 (2001) (union “showed [its] continued will-
ERIE BRUSH & MFG. CORP.
365
ingness to bargain by raising the possibility of Federal
mediation”). Simply stated, Bridgemon was not at the
end of his rope.
Moreover, although early in the negotiations the Union
insisted that union security and arbitration were essential
to an overall agreement, the record establishes that by the
end of March, the Union’s position was gradually soften-
ing. In addition to suggesting mediation on March 31,
Bridgemon assured Geslewitz that he would continue to
discuss those issues with the Union. Those assurances
were significant, as demonstrated by the Union’s new
flexibility regarding the Respondent’s position that unre-
solved grievances be left to the courts.6
The Respondent and our dissenting colleague make
much of Bridgemon’s use of the phrase “at impasse” to
describe the status of negotiations (as of March 31) on
union security and arbitration. The Board, however, “is
careful not to ‘throw back in a party’s face remarks made
in the give-and-take atmosphere of collective bargain-
ing,’ because to do so would frustrate the Act’s policy of
encouraging free and open communications between the
parties.” Industrial Electric Reels, 310 NLRB 1069,
1072 (1993), quoting Sage Development Co., 301 NLRB
1173, 1176 (1991) (citations omitted); see also PRC Re-
cording, supra, 280 NLRB at 635 (“The use of words
like ‘impasse’ or ‘deadlock’ by the parties, even relating
to overall issues, does not necessarily imply that future
bargaining would be futile” and “are legal conclusions
not binding on the Board”). Accord: Tom Ryan Distribu-
tors, 314 NLRB 600, 605 (1994) (a “declaration of im-
passe, in any event, is not determinative”). Such care is
certainly warranted in this case for all of the reasons dis-
cussed above.
We do not share our dissenting colleague’s view of
Bridgemon’s conduct as “an empty and classic ruse to
attempt to stave off impasse.” Nor do we treat the “mere
invocation” of mediation, as our colleague asserts, as a
“talisman [that] somehow magically wards off a dead-
lock.” The dissent views the bargaining process with too
jaundiced an eye. Impasse and deadlock are not the natu-
ral and inevitable end of every significant disagreement
in negotiations, and an attempt to work around such a
disagreement is not a ruse or a resort to magical thinking.
Adding to the subjects on the bargaining table, instead of
focusing on a single issue, can permit the tradeoffs and
compromises that produce an overall agreement. This is
particularly true here where the parties had not yet com-
6 The Respondent erroneously dismisses the Union’s stated “flexibil-
ity” as being insufficiently specific. See Newcor Bay City Division,
345 NLRB at 1239 (finding no impasse “even though the Union had
not yet offered specific additional concessions, but only declared its
intention to be flexible and continue bargaining”).
menced negotiations over economic issues. Similarly,
mediation may well help the parties deal with each other
more productively. Absent some actual evidence that
Bridgemon was acting in bad faith, we are unwilling to
treat his objectively reasonable proposals as empty ges-
tures.
Citing Pepsi-Cola–Dr. Pepper Bottling Co., 219
NLRB 1200 (1975), our dissenting colleague asserts that
where “the parties have reached lawful impasse, a re-
spondent is then entitled to ‘a sufficient indication of
changed circumstances to suggest that future bargaining
might be fruitful’ before becoming obligated to return to
the bargaining table.” He also contends that, under Holi-
day Inn Downtown–New Haven, 300 NLRB 774, 776
(1990), the Respondent was permitted to rely on the Un-
ion’s “‘clear message’ that ‘nothing else that might hap-
pen in negotiations could persuade [it] to move’ from its
position.” Neither case is apposite.
As indicated, the basic issue in both Pepsi-Cola and
Holiday Inn was whether there had been a change in cir-
cumstances sufficient to break a preexisting valid im-
passe. Thus, both cases presuppose the very issue pre-
sented here: whether the parties were at impasse in the
first place. That difference is crucial. Whether an em-
ployer has justified its unilateral cessation of bargaining
under CalMat cannot be answered by asking whether,
assuming a valid impasse, the union might later demon-
strate a substantial change in circumstances warranting a
resumption of bargaining. Given the stated policy in
Section 1 of the Act of “encouraging the practice and
procedure of collective bargaining,” those questions im-
plicate different considerations. Compare CalMat, supra
at 1097 (articulating employer’s three-part burden to
establish impasse) with Airflow Research & Mfg. Corp.,
320 NLRB 861, 862 (1996) (reviewing factors that indi-
cate whether circumstances have changed sufficiently to
break a lawful impasse). For those reasons, we find our
colleague’s reliance on Pepsi-Cola and Holiday Inn mis-
placed.7
7 In any event, we would find that, even if the parties were at a mo-
mentary impasse on May 10, it was broken well before the Respondent
finally agreed in late June to resume bargaining. It is well settled that
“[a]nything that creates a new possibility of fruitful discussion (even if
it does not create a likelihood of agreement) breaks an impasse.” Air-
flow Research & Mfg., 320 NLRB 861, 862, quoting Gulf State Manu-
factures v. NLRB, 704 F.2d 1390, 1399 (5th Cir. 1983). Here, any
momentary impasse was broken by Bridgemon’s assurance in late May
that he would continue to discuss union security and arbitration with
the Union while the parties negotiated over economic items. At the
latest, any impasse was broken on June 2, when Bridgemon informed
the Respondent that, after further discussions with the Union, he indeed
had room to move on the arbitration issue.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
366
B.
In sum, the Respondent has not established that the
parties reached a good-faith impasse on the issue of un-
ion security. But even assuming that there was an im-
passe on union security, the Respondent has not estab-
lished the third element of its defense: “that the impasse
on this critical issue led to a breakdown in the overall
negotiations—in short, that there can be no progress on
any aspect of the negotiations until the impasse relating
to the critical issue is resolved.” CalMat, 331 NLRB at
1098. As described, after the Respondent refused in ear-
ly May to negotiate economic issues, Bridgemon assured
the Respondent that he would continue to discuss union
security and arbitration with the Union, and, again, the
Union actually moved on arbitration. That movement
confirmed that progress on issues other than union secu-
rity was possible, yet the Respondent still refused to
meet.
Had negotiations continued, it is entirely possible that
Bridgemon would have obtained some flexibility on un-
ion security, too, especially with the assistance of a me-
diator. The parties also might have moved closer to an
agreement had the Respondent agreed to discuss eco-
nomic issues, which in turn might have altered the Un-
ion’s position on union security.8 The Respondent, how-
ever, unilaterally cut off those possibilities by its refusal
to meet and bargain with the Union.9
The Respondent argues that its position is supported
by CalMat, supra, and Richmond Electric Services, 348
NLRB 1001 (2006). To the contrary, those cases show
that the Respondent’s defense falls short here. In Cal-
Mat, the Board found that an impasse on a single issue—
an employee pension plan—was sufficient to create an
overall bargaining impasse. 331 NLRB at 1099. There,
the parties had a fundamental disagreement over the pen-
8 The Respondent excepts to the judge’s statement that “the Board
has never sanctioned the refusal of a party to continue negotiations
without ever engaging in bargaining over economic issues.” We find
no need to pass on that exception or the judge’s statement. The fact
here is that the Respondent never bargained over economic issues, and
such bargaining could have proved fruitful.
9 Our dissenting colleague contends that the Respondent’s refusal to
discuss economic issues was privileged by the parties’ “agreed-upon
protocol for their negotiations” under which they agreed not to discuss
economic issues until all language issues—including union security and
arbitration—had been resolved. Contrary to our colleague’s view, the
parties’ “agreed-upon protocol” was no more than an informal under-
standing, as opposed to a binding ground rules agreement. As de-
scribed in the judge’s decision, when the Union’s initial proposal con-
tained some economic proposals, Geslewitz suggested that discussion
of those issues be deferred, and Bridgemon (who may have suggested
the idea first) agreed. Such an informal agreement about bargaining
“protocol” could hardly preclude Bridgemon from changing his mind,
particularly if he believed that bargaining over economic issues might
move the parties closer to an overall agreement.
sion issue, each side adamantly refused to waver from its
position, both sides repeatedly used language expressly
communicating that they were “hung up” on that issue
and that they would not yield, and in fact their positions
never changed. Id. at 1098–1099. By contrast, here
Bridgemon proposed mediation of the union security and
arbitration provisions, assured the Respondent that he
would continue discussing those issues with the Union,
suggested that the parties return to those issues after dis-
cussing economic ones, and the Union actually moved on
the arbitration issue, signaling that movement on union
security might also be possible.
In Richmond Electrical Services, supra, the Board
found that a bargaining deadlock over the employer’s
demand for wage concessions created an overall impasse.
348 NLRB at 1003. There, as the Board found, the par-
ties’ “course of bargaining” demonstrated that the “con-
siderable gulf between the parties’ wage proposals pre-
sented what proved to be an insurmountable obstacle to
an agreement.” Id. at 1002–1003. The union adamantly
adhered to the wage rates in a multiemployer agreement
with a “most-favored nation” clause, while the employer
insisted on wage concessions. The facts here simply do
not show that union security was an “insurmountable
obstacle to an agreement.”10
For all of those reasons, we affirm the judge’s finding
that the Respondent has not established that it was privi-
leged to suspend negotiations with the Union from May
10, through June 21, and that, by doing so, it violated
Section 8(a)(5) and (1) of the Act.11
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge, as
modified below, and orders that the Respondent, Erie
Brush & Manufacturing Corp., Chicago, Illinois, its of-
ficers, agents, successors, and assigns, shall take the ac-
tion set forth in the recommended Order as modified.
1. Substitute the following for paragraph 1(b):
10 Chairman Liebman dissented in Richmond Electrical Services, but
agrees that the case is factually distinguishable from this one.
11 We also adopt the judge’s findings, for the reasons he states, that
the Respondent’s refusal to bargain tainted the employees’ decertifica-
tion petition and that the Respondent’s withdrawal of recognition based
thereon violated Sec. 8(a)(5) and (1). Lee Lumber & Building Material
Corp., 322 NLRB 175, 177–178 (1996), affd. in part and remanded in
part 117 F.3d 1454 (D.C. Cir. 1997). With regard to the appropriate
remedy, the judge recommended that the Respondent be required to
bargain in good faith with the Union for a reasonable period of not less
than 6 months. See Lee Lumber & Building Material Corp., 334
NLRB 399, 402 (2001), enfd. 310 F.3d 209 (D.C. Cir. 2002). The
General Counsel argues that the judge should have extended the Re-
spondent’s bargaining obligation for at least 1 year. We adopt the
judge’s recommendation, as it appears the parties engaged in good-faith
bargaining for more than 10 months from June 28, 2005, to May 2006.
ERIE BRUSH & MFG. CORP.
367
“Until an agreement has been reached on a collective-
bargaining agreement or lawful impasse has occurred,
failing and refusing to bargain with the Union unless the
Union agrees to withdraw any specific proposal, includ-
ing a union security clause.”
2. Substitute the following for paragraph 2(b):
“Within 14 days after service by the Region, post at its
Chicago, Illiniois facility copies of the attached notice
marked “Appendix” in both English and Spanish.12 Cop-
ies of the notice, on forms provided by the Regional Di-
rector for Region 13, after being signed by the Respond-
ent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in
conspicuous places, including all places where notices to
employees are customarily posted. In addition to physi-
cal posting of paper notices, notices shall be distributed
electronically, such as by email, posting on an intranet or
an internet site, and/or other electronic means, if the Re-
spondent customarily communicates with its employees
by such means. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Re-
spondent has gone out of business or closed the facility
involved in these proceedings, the Respondent shall du-
plicate and mail, at its own expense, a copy of the notice
to all current employees and former employees employed
by the Respondent at any time since May 10, 2006.”
MEMBER HAYES, dissenting.
The primary issue in this case is whether, after having
been told repeatedly and adamantly that its counterpart
has no room for movement on issues both sides agree are
critical to negotiations, a party to collective bargaining
violates the Act when it declines to incur the time and
expense of additional meetings absent some assurance
that the deadlock can be broken. I say no. Because I
would dismiss that complaint allegation, I would also
reverse the judge’s finding that the alleged unfair labor
practice tainted the Respondent’s subsequent withdrawal
of recognition, which was predicated upon a decertifica-
tion petition showing an overwhelming loss of union
support. I therefore dissent.
12 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
Facts
The parties began bargaining on June 28, 2005.1 By
mutual agreement, they addressed noneconomic issues
first. After eight meetings, they had reached consensus
on all issues save two: union security and arbitration of
unresolved grievances. Throughout the negotiations, the
parties were adamant and unbending in their opposing
views on both subjects, which each deemed critical to a
final agreement. At their seventh meeting, the lead nego-
tiators informed each other that neither had room for
movement. Each reiterated that stance at the next ses-
sion, in which the Union’s representative, Charles
Bridgemon, stated specifically that union security and
arbitration were “make or break on the whole contract.”
Bridgemon added that he “felt we [were] at impasse on
those two issues” and suggested mediation. The Re-
spondent’s representative, Irving Geslewitz, demurred,
citing Bridgemon’s representation that he had no “give”
on either issue.2 Geslewitz wrote Bridgemon:
At our last negotiation meeting, you stated, and I con-
curred, that the parties are at impasse due to the union
security and court versus arbitration issues. . . . I had
specifically asked if there was anything short of a union
security clause that you were willing to agree to, and
you made it absolutely clear several times that you had
to have a union security clause and nothing less.
As you know, the Company will not agree to a union
security clause.
The Union did not dispute Geslewitz’ assessment of
where the parties stood. Instead, almost 6 weeks later,
on May 10 (the first date of the alleged refusal to bar-
gain), Bridgemon informed Geslewitz that, contrary to
their established ground rules for the negotiations, he
now wanted to meet on economic issues and that they
could “revisit the language issues later.” Geslewitz re-
sponded on May 26, seeking clarification from the Un-
ion. He wrote:
If we are at loggerheads on union security and
court vs. arbitration issues and you have made
clear many times that you have no “give” in your
position, what are we accomplishing by going to
the economic issues? It seems we will be right
1 Contrary to the majority’s implication, the Respondent’s initial
challenge to the Union’s certification in 2003, resulting in an 8(a)(5)
violation, has no bearing on its good faith at the bargaining table, as an
employer seeking to contest certification has no recourse to the courts
except by refusing to bargain and litigating its challenge in the context
of an unfair labor practice proceeding. See American Federation of
Labor v. NLRB, 308 U.S. 401, 411 (1940).
2 From April 5, through June 7, all communications between the par-
ties were via email.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
368
back to where we are no matter what, unless you
are saying that you are now willing to move with
respect to your position on union security and
court vs. arbitration depending on what happens
on economics. Has your position changed?
Bridgemon did not answer. Instead, on May 31, he
simply emailed that he was willing to continue to discuss
the outstanding language issues with the local union
while he and Geslewitz moved on to economic items.
Geslewitz pressed, replying on June 1 that “your email is
not responsive” and asking, specifically, whether the
local union was authorizing Bridgemon to compromise
on union security or arbitration. Geslewitz repeated that
the parties were at impasse, noting:
You told me many times . . . that on union security and
arbitration your hands are tied and there is no give. I
still have not heard anything suggesting otherwise.
You know our position. I do not want to schedule a
meeting if we are going to wind up where we now are
anyway on union security and arbitration.
On June 2, Bridgemon wrote back but again evaded
Geslewitz’ question. Instead, he backtracked from his
prior position and asserted that “we are not at impasse.”
He also stated that “after continued discussions with the
union, I do have some give on the arbitration issue,” and
claimed he was willing to negotiate on that subject. But
he also said that “I don’t have a counter [on arbitration]
at this point. But will have one after we negotiate the
economics.” On union security, Bridgemon confirmed
that he still did not “have any give at this point,” alt-
hough he added that he was “continuing discussions”
with the local even though he added he was “not sure” if
the Union’s position would change.
On June 7, Geslewitz thanked Bridgemon for his
“more informative response this time” and his “expres-
sion for the first time of a willingness to move” on arbi-
tration. However, Geslewitz indicated his reservations
given the Union’s previously stated position and sought
clarification regarding the purported room for movement
on arbitration:
I would first like to hear what your new proposal
is on [arbitration]. The reason I say this is because
at one time you had stated that you would agree to
court instead of arbitration provided we give up the
no-strike clause, which I told you was unacceptable
and would not break the impasse on that issue. Also,
I don’t understand why you don’t have a counter at
this point. . . . If you say you will have one after we
negotiate economics, why don’t you have one now?
You will excuse me if I have to say this makes me
suspicious whether you [are] really being frank or
are just jockeying for resuming negotiations just to
make a claim that we are not really at impasse. If
you have a proposal, let me know what it is. If it is
truly a shift from your previous position, we can dis-
cuss it further. But let’s do that now.
On union security, Geslewitz added that “nothing in
your e-mail changes that we are at impasse” and that “it
seems you offer no real prospect that this will ever
change.” He stressed that his negotiation notes showed
“over and over again statements from you stating that
[union security] is a deal breaker and how the union has
never to your knowledge agreed to a contract without a
union security clause. You also have rejected every sug-
gestion short of a union security clause that we have pro-
posed.” He repeated the company’s unwillingness to
agree to a union-security clause, but said that he “was not
ruling out meeting” (emphasis in original) and asked
Bridgemon to call, saying that he needed “some degree
of comfort that we may be going somewhere that your e-
mails don’t quite provide.”
Bridgemon did not respond. Instead, the Union’s
counsel wrote a June 16 letter advising that the Union
might file an unfair labor practice charge if the Respond-
ent did not negotiate. Geslewitz emailed Bridgemon on
June 21, stating “[a]t this stage, rather than continue to
debate these matters, I am willing to set up a meeting to
continue negotiations but would still just like to talk to
you first.” A meeting was never held, however, because
the Respondent subsequently received a decertification
petition, signed by 18 of the 21 unit employees. Based
on that petition, the Respondent withdrew recognition
from the Union on July 6.
Analysis
The General Counsel alleges that the Respondent’s re-
fusal to meet in response to the Union’s May 10 request
violated the Act. However, the Respondent and the Un-
ion had deadlocked by that point on two issues each side
agreed was critical to the negotiations. As my colleagues
concede, the Board has long recognized that impasse
over even a single issue may create an overall bargaining
impasse when the issue is “‘of such overriding im-
portance’ to the parties that the impasse on that issue
frustrates the progress of further negotiations.” Rich-
mond Electrical Services, 348 NLRB 1001, 1002 (2006),
citing CalMat Co., 331 NLRB 1084, 1097 (2000), and
cases cited there at fn. 49. To establish such a single-
issue impasse, a party must show: (1) the existence of a
good-faith bargaining impasse on the issue, (2) that the
issue is critical to the negotiations, and (3) that the im-
passe over the issue led to a breakdown in the overall
ERIE BRUSH & MFG. CORP.
369
negotiations. CalMat, 331 NLRB 1084, 1097–1098
(2000). All three elements are satisfied here.
First, there can be no reasonable doubt that the parties
had reached a bona fide impasse as of May 10 on union
security and arbitration. The Union’s negotiator admit-
ted as much, and the Respondent’s representative con-
curred. Second, the record clearly establishes that both
parties viewed the two issues, particularly union security,
as central to any agreement. Bridgemon stated unequiv-
ocally and repeatedly that the inclusion of a union-
security clause was a “make or break” issue and that
there would be no contract without it. Again, the Re-
spondent’s representative concurred as to the importance
of the issue and was equally adamant that it would sign
no contract that included such a clause. Finally, the
deadlock over these two issues clearly led to a break-
down in the overall negotiations because neither party
wavered from the position that an overall agreement was
impossible absent capitulation by one side or the other on
these subjects.
My colleagues assert that the Board “is careful not to
throw back in a party’s face remarks made in the give-
and-take atmosphere of collective bargaining,” however,
the cases they cite for that proposition dealt with whether
isolated, off-hand statements demonstrated bad faith, not
the issue of whether the parties had reached a bona fide
impasse. As to the latter issue, the Board’s impasse
standard has long considered the “contemporaneous un-
derstanding of the parties as to the state of the negotia-
tions,”3 which is obviously evidenced by statements of
the parties concerning impasse.4
In the instant case, the Union’s repeated and unequivo-
cal statements demonstrated that the parties were at im-
passe and that there would be no agreement absent a un-
ion security clause, and the Respondent was entitled to
take those assertions at face value. Indeed, the Board has
made clear that a party may rely on the steadfast bargain-
ing assertions of its counterpart even if those assertions
may not reflect the other party’s true intent. See Holiday
Inn–Downtown New Haven, 300 NLRB 774, 776 (1990)
(holding that the employer was entitled to rely on the
“clear message” sent by the union that “nothing else that
might happen in negotiations could persuade the union to
move” from its position and break a deadlock, even
though the union’s statements were “possibly not reflec-
tive of its true intent.”). Moreover, the Board also has
made clear that where, as here, the parties have reached
3 Taft Broadcasting Co., 163 NLRB 475, 478 (1967).
4 See 1, Higgins, The Developing Labor Law 989–990 (5th ed.
2006), and cases cited therein citing statements or understandings of the
parties concerning impasse as factors to be analyzed in determining
whether an impasse exists.
lawful impasse, a respondent is then entitled to “a suffi-
cient indication of changed circumstances to suggest that
future bargaining might be fruitful” before becoming
obligated to return to the bargaining table. Id. at 775–
776, citing Pepsi-Cola–Dr. Pepper Bottling Co., 219
NLRB 1200 (1975).
In Holiday Inn–Downtown New Haven, as here, the
Board found that the respondent lawfully refused to re-
turn to the bargaining table after reaching impasse over a
single issue of critical importance to both parties—
subcontracting—despite the union’s generalized promis-
es of new proposals and asserted “flexibility” on open
issues. Id. at 776. In the Board’s view, given the union’s
consistent and clear message that nothing would move it
from its opposition to subcontracting, “bare assertions”
and “generalized promises” were insufficient to show
“any change, much less a substantial change” in the un-
ion’s bargaining position. Id. (internal quotations omit-
ted). The same result obtained in Pepsi-Cola–Dr. Pep-
per Bottling Co., supra, where the Board found no break
in impasse despite the union’s offer to adjust the contract
language to meet the needs of the employer. 219 NLRB
at 1200. Absent more detail concerning the proposal, the
Board was unable to discern whether there had been a
sufficiently substantial change in position to break the
impasse and require the employer to return to the bar-
gaining table. Id.
The facts here present an even stronger case for find-
ing no violation because the Respondent never actually
refused to bargain; rather it merely sought, but never
received, an assurance that the Union was prepared to
compromise from its previously intransigent position on
union security and arbitration. Indeed, the Respondent
agreed to the scheduling of an additional session on July
24, despite its reservations, and only cancelled after re-
ceiving the decertification position signed by an over-
whelming majority of its employees. Moreover, the Un-
ion’s purported flexibility here was even more amor-
phous and transparently superficial than that found want-
ing in Holiday Inn–Downtown New Haven and Pepsi-
Cola–Dr. Pepper Bottling Co. Here, the only commit-
ment made with respect to union security was that the
union representative would continue to discuss the issue
with his principals, with no assurance that those discus-
sions would result in movement. Similarly, while
Bridgemon professed to have “flexibility” on arbitration,
when pressed, he refused to discuss the details of any
counteroffer, insisting, contrary to the parties’ prior
agreement on bargaining protocol, that he would only
discuss arbitration after the parties bargained over eco-
nomic issues. In short, Bridgemon’s conduct is properly
viewed for what it was: an empty and classic ruse to at-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
370
tempt to stave off impasse. Nothing in his statements
established any change, much less a substantial one, in
the Union’s position on either union security or arbitra-
tion. Thus, there was no break in the previously declared
impasse and the Respondent was free, under well-
established precedent, to decline to engage in a futile
exercise of additional bargaining. Since it was free to
refuse to meet, it could clearly take the lesser step of
simply requesting meaningful assurances of a break in
the deadlock before scheduling additional face-to-face
bargaining sessions.
My colleagues—despite the Union’s own admission of
an “impasse” over “make or break” issues—contend that
the parties never actually reached one. However, the
evidence they offer in support of that view is as ephem-
eral as the Union’s purported room for movement. Ac-
cording to the majority, no impasse was reached because
the union negotiator suggested mediation, as if the mere
invocation of that talisman somehow magically wards off
a deadlock. But an expressed willingness to mediate
does no such thing; mediation cannot compel movement
and a party can remain as steadfast in that forum as at the
bargaining table. Here, despite the early offer to medi-
ate, Bridgemon never wavered in the position that there
would be no contract without a union-security clause, nor
did he proffer any actual proposal reflecting movement
on arbitration.
The forgoing facts distinguish Grinnell Fire Systems,
Inc., 328 NLRB 585 (1999), enfd. 236 F.3d 187 (4th Cir.
2000), cert. denied 534 U.S. 818 (2001), cited by the
majority. There, two members of the panel, over a vig-
orous dissent, found no overall impasse5 where the em-
ployer simply assumed that the union would not budge
from the terms of a national agreement, despite the un-
ion’s bargaining representative’s assertions to the contra-
ry, his denial of an impasse, and his repeated offers of
actual proposals that varied from the national agreement.
In the context of that not only stated, but demonstrated,
willingness to compromise (through significant conces-
sions from the national agreement), the panel majority
found that the union’s offer to consider mediation but-
tressed the conclusion that no impasse had been reached.
Here by contrast, both parties had acknowledged reach-
ing impasse over discrete but significant issues, and the
Union never put forward any actual proposal that varied
from its previously stated position on union security or
arbitration. Under those circumstances, rather than
evince the absence of impasse, the suggestion of media-
tion merely reflected what the dissent in Grinnell aptly
described as: “the time-honored tactic of trying to keep a
5 Grinnell was not a single-issue impasse case.
ball rolling when its own inertia has brought it to a halt.”
Bridgemon’s transparent efforts to stave off impasse,
while a common bargaining strategy, does not mean that
a deadlock on critical issues did not in fact exist.
My colleagues also assert that even though the Union
conceded impasse on security and arbitration early in the
negotiations, “the record establishes that by the end of
March, the Union’s position was gradually softening.”
And what evidence do they cite? The fact that
Bridgemon assured Geslewitz that he would continue to
discuss those issues with the Union, and the Union’s
purported “new flexibility” on arbitration. As to the
former, I fail to see how a stated willingness to continue
to discuss a position internally demonstrates the absence
of impasse. Bridgemon presumably had discussed union
security with his principals before and the answer was a
steadfast refusal to execute a contract that did not contain
a union-security clause. Moreover, Bridgemon himself
confessed that he could give the Respondent no assur-
ances that the union’s position on union security would
ever change. As to the stated “flexibility” on arbitration,
it proved to be an empty promise, as Bridgemon conced-
ed he had no actual proposal and would only discuss ar-
bitration after bargaining over economics.6 In short, my
colleagues cite no persuasive evidence to countermand
the parties’ mutual assessment that an impasse had been
reached over issues critical to agreement, or to establish a
change in the status of that deadlock by May 10, the date
of the alleged unlawful refusal to bargain.
6 The majority cites Newcor Bay City Div., 345 NLRB 1229, 1239
(2005), enfd. mem. 219 Fed.Appx. 390 (6th Cir. 2007), in response to
the Respondent’s assertion that the Union’s stated “flexibility” was
insufficiently specific to indicate the absence of impasse. However,
Newcor was not a limited-issue impasse case, and the Respondent there
unilaterally declared impasse over the union’s objections, in part based
on a deadline it had imposed on bargaining, at a time when the union
had made actual “concessions that eliminated or narrowed the divide
between the parties on many economic and noneconomic issues.” Id. at
1238. Further, the union assured the respondent that it “was prepared
to make further concessions on central issues and that more extreme
movement would be possible in the future.” Id. at 1238–1239. Finally,
no union representative had “ever stated that the Union would not make
further movement towards the Respondent’s position on any issue, or
even foreclosed the possibility that the Union would eventually accept
the Respondent’s initial ‘ugly’ proposal.” Id. at 1239. Only under
those circumstances did the judge discount the fact that “the union had
not yet offered specific additional concessions, but only declared its
intention to be flexible and continue bargaining.” The majority’s reli-
ance on Airflow Research, 320 NLRB 861 (1996), is also unavailing.
There, the Board found impasse broken after 1 year had passed since
impasse, the union had selected a new negotiator and made new pro-
posals that included reduced demands on wages and vacation time, but
the respondent had simply refused any further bargaining on the ground
that it had made its best and final offer. Id. at 862–863. There, unlike
here, there were concrete changes in the Union’s position to break
impasse.
ERIE BRUSH & MFG. CORP.
371
Finally, my colleagues assert that even if, as the parties
acknowledged, a good-faith impasse had been reached
over union security, that issue did not cause a breakdown
in the overall negotiations. As a preliminary matter, the
Respondent contends, and the record supports that con-
tention, that the impasse encompassed arbitration as well
as union security. Further, the record demonstrates that
neither party ever moved in any significant way from
their fixed positions on both issues. As noted above,
with respect to arbitration, all Bridgemon ever said was
that he had flexibility on that issue. However, he admit-
ted he had no counteroffer and refused to provide one
unless and until the Respondent negotiated economic
issues, which the parties mutually had agreed would not
be addressed until all language issues, including union
security and arbitration, had been resolved. Bridgemon
also conceded that he could make no assurances that his
ongoing internal discussions with the Union would result
in any movement whatsoever on union security. He ex-
plicitly stated—and Geslewitz agreed—that the two is-
sues were “make or break” on reaching a contract. Thus,
it is clear from the parties’ statements and the overall
course of negotiations that union security and arbitration
were keystones to the possibility of an agreement and
remained so throughout the negotiations. And while my
colleagues speculate that the parties might possibly have
moved from their respective positions on those critical
issues after negotiating economics, speculation is no sub-
stitute for record evidence.7 Moreover, it is not the
Board’s role to compel parties to abandon agreed-upon
protocol for their negotiations or to engage in a futile
charade of endless negotiation.
CONCLUSION
No one knows better than the parties to collective bar-
gaining what issues are central to their negotiations.
Here, the parties declared union security and arbitration
to be just that—deal breakers—and acknowledged the
existence of a bona fide impasse over both issues. The
record reflects no meaningful movement on either issue
7 Indeed, Geslewitz specifically asked Bridgemon whether the Union
would be prepared to move on union security “depending on what
happens” in bargaining over economic issues, and Bridgemon offered
nothing to suggest that the Union might change its position. Further, on
June 7, Geslewitz asked Bridgemon for a proposal on arbitration and
stated that, if there were truly a shift from the Union’s previous posi-
tion, he wanted to discuss it. Bridgemon simply failed to respond.
Contrary to my colleagues’ characterization of my position, I do not
contend that Bridgemon was precluded from changing his mind regard-
ing the order of negotiation topics. At that point, the parties were at
impasse, and the Respondent was entitled to rely on Bridgemon’s fail-
ure to make any substantive, specific statement indicating that the Un-
ion’s position might change or that discussing economics could be
fruitful.
at any point over the course of the negotiations. Under
those circumstances, I believe, and Board law reflects,
that a party is entitled to take at face value its counter-
part’s assertion of an insurmountable deadlock, and to
require some meaningful objective assurance that the
impasse can be broken before being compelled to return
to the bargaining table. No such assurance was provided
here. I would dismiss the allegation. Because I find that
the Respondent did not unlawfully refuse to bargain, that
refusal could not have tainted the later employee decerti-
fication petition and the Respondent did not violate the
Act by relying on that petition as the basis of its with-
drawal of recognition from the Union.8
Jessica Willis Muth, Esq., for the General Counsel.
Irving M. Geslewitz and Lorne T. Saeks, Esqs. (Much Shelist
Freed Denenberg Ament & Rubenstein, P.C.), of Chicago,
Illinois, for the Respondent.
Alexia M. Kulweic, Esq., of Chicago, Illinois, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
ARTHUR J. AMCHAN, Administrative Law Judge. This case
was tried in Chicago, Illinois, on November 29, 2006. The
Union, Service Employees International Union, Local 1
(SEIU), filed the charge in this matter on July 28, 2006, and the
General Counsel filed his complaint on October 24, 2006.
The General Counsel alleges that Respondent, Erie Brush &
Manufacturing Corp., violated Section 8(a)(5) and (1) of the
National Labor Relations Act (the Act) in failing and refusing
to bargain with the Union. More specifically, he alleges that
beginning about May 10, 2006, Respondent demonstrated a
fixed intent to delay bargaining by insisting that the parties
agree to all noneconomic issues before it would bargain over
economic issues. Additionally, the General Counsel alleges
that as a result of the conduct above, Respondent violated the
Act by withdrawing recognition from the Union and refusing to
bargain with it after July 6, 2006.
8 While it is not necessary for me to reach the issue, it strains credu-
lity to suggest that the particular hiatus in bargaining caused by the
Respondent’s refusal to meet between May 10 and June 21 (the conduct
the majority finds unlawful) led to employee disaffection and tainted
the employees’ decertification petition: The parties met for bargaining
on June 28, August 9 and 25, September 23, and October 26, 2005; and
on January 18, March 3 and 31, 2006. After the Respondent’s April 5
email to the Union, the Union was silent until May 10. Thus, the many
breaks between bargaining sessions, caused by both parties, were of
similar duration to the break at issue here. Further, as the Union con-
ceded that it had not communicated with employees for more than 1
year by the time of these events, there is no evidence that the employ-
ees were aware of the Respondent’s actions or even that the parties
were still negotiating. The far more likely conclusion is that the disaf-
fection was caused by the Union’s lack of contact with its members and
failure to deliver a contract.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
372
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
FINDINGS OF FACT1
I. JURISDICTION
Respondent manufactures car wash and polishing brushes at
its facility in Chicago, Illinois. It admits and I find that it is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act and that the Union is a labor organ-
ization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Certification of the Union and Prior Litigation
On January 14, 2003, the National Labor Relations Board
(the Board) conducted a representation election at Respondent’s
facility in an appropriate bargaining unit consisting of all full-
time and regular part-time production and maintenance em-
ployees. Twenty five out of 27 eligible voters participated in
the election. Eighteen voted in favor of representation by the
Union; 5 voted against such representation, and there were 2
challenged ballots.
Respondent filed three objections to conduct allegedly af-
fecting the results of the election. The Board conducted a hear-
ing on these objections on February 13 and 14, 2003. The hear-
ing officer recommended that all three objections be overruled.
Respondent filed exceptions to the hearing officer’s report.
The Board also overruled the objections, although modifying
the hearing officer’s rationale with respect to two of the three.
As a result, the Board certified the Union as the exclusive bar-
gaining representative of unit employees on July 18, 2003. The
Union requested bargaining on August 18, 2003, but Respond-
ent refused to do so. The Union thereafter filed an unfair labor
practice charge and the General Counsel issued a complaint
alleging an 8(a)(5) and (1) violation, which the Board found in
a decision issued on December 31, 2003 (340 NLRB 1386).
The Board sought enforcement of its order in the United
States Court of Appeals for the Seventh Circuit. The court
issued its opinion on May 2, 2005, NLRB v. Erie Brush & Mfg.
Corp., 406 F.3d 795 (7th Cir. 2005), enforcing the Board’s
Order requiring Respondent to bargain with the Union.
B. The Instant Litigation
Following the court of appeals’ decision, the Union renewed
its bargaining demand to Respondent on May 18, 2005. Bar-
gaining commenced on June 28, 2005. Union Vice President
Charles Bridgemon was the principal spokesman for the SEIU
and Respondent’s attorney, Irving Geslewitz, was the principal
spokesman for Erie Brush. Oscar Sandoval, a union business
representative, also participated in the negotiations. No bar-
gaining unit employee attended any of the meetings.
The parties met on eight occasions between June 28, 2005,
and March 31, 2006. They agreed to discuss noneconomic
1 The General Counsel’s December 15, 2006 and Respondent’s Jan-
uary 15, 2007 motions to correct the transcript are granted.
issues first.2 Respondent and the Union reached tentative
agreement on all these issues, except whether the contract
would include a union-security clause and whether unresolved
grievances should go to arbitration, or conversely through the
court system. On March 31, 2006, Bridgemon observed that
the parties were at impasse with respect to these two issues.
At the March 31 meeting, Bridgemon suggested the parties
go to mediation. On April 5, 2006, Geslewitz informed
Bridgemon by email that Respondent would not agree to a un-
ion-security clause and that it saw no point in going to media-
tion since the Union did not have flexibility on this issue.
On May 10, Bridgemon asked Geslewitz via email to begin
negotiations on economic issues.3 Geslewitz responded on
May 26, that there was no point to meeting further due to the
Union’s lack of flexibility on the union-security and arbitration
issues. Bridgemon replied that he would be willing to discuss
the two issues with his principals and suggested that the parties
bargain about economic issues and revisit the union-security
and arbitration issues later.
On June 1, Geslewitz again reiterated his view that further
negotiations were pointless unless the Union authorized
Bridgemon to change position with regard to union-security
and an arbitration clause. The next day, Bridgemon emailed
Geslewitz advising that he had some flexibility on the arbitra-
tion issue and reiterated his request for a resumption of negotia-
tions.
On June 16, 2006, Union Counsel Alexia Kulwiec wrote
Geslewitz opining that Respondent’s refusal to meet further
unless the Union agreed to an open shop was a violation of its
duty to bargain in good faith. She advised Geslewitz that the
Union might file an unfair labor practice charge if Respondent
continued to refuse to negotiate further with the Union. On
June 22, Geslewitz called Bridgemon to schedule a bargaining
session for July 12, 2006.4 The parties subsequently postponed
the meeting until sometime after July 24, due to Geslewitz’ and
Union Representative Sandoval’s schedules.
C. The Decertification Petition
On or about July 5, 2006, bargaining unit employee Mirosla-
va Onofre handed a petition to Respondent’s president, Daniel
Pecora. This document (R. Exh. 8) contains the names of 18 of
the 21 unit employees and states in Spanish that the employees
no longer wish to be represented by the Union. Pecora called
Attorney Geslewitz, who called Bridgemon to inform him that
Respondent was withdrawing recognition from the Union.
Geslewitz followed up the telephone call with a letter to this
effect (GC Exh. 16), which also canceled the pending resump-
tion of collective-bargaining negotiations.
2 The Union’s initial proposal contained some economic proposals.
On June 28, 2005, Geslewitz suggested discussion of these issues be
deferred. Bridgemon, who may have initially suggested that the parties
discuss noneconomic issues first, agreed.
3 There was no contact between Respondent and the Union between
April 5 and May 10, 2006.
4 Geslewitz indicated a willingness to resume negotiations in a June
21 email and had left Bridgemon a telephone message sometime before
that email.
ERIE BRUSH & MFG. CORP.
373
Neither the General Counsel nor the Union has challenged
the authenticity or validity of the decertification petition and
neither presented the testimony of any bargaining unit employ-
ees at this hearing. Indeed, the General Counsel’s position is
that the circumstances under which the petition was developed
is totally irrelevant to this case. Nevertheless, I note that on the
face of the document, it appears that one or more employees
put more than one name on the document in several instances.
It is clear that from the testimony of unit employees Mirasla-
va Onofre and Margarita Salgado that the idea for the decertifi-
cation petition originated on or about the day on which the
Union’s certification year expired and not from bargaining unit
employees. On the other hand, it appears that the Union had
virtually no contact with any bargaining unit employees during
the certification year. In light of this and the lack of evidentiary
development surrounding the decertification petition, I am
compelled to take the petition at face value. The issue before
me then is whether Respondent is entitled to withdraw recogni-
tion of the Union on the basis of this petition.
Analysis
The General Counsel litigated the instant case solely on the
theory that Respondent violated Section 8(a)(5) and (1) in re-
fusing to negotiate on economic issues, unless the Union
dropped its demand for a union-security clause. Further, the
General Counsel contends that Respondent was not privileged
to withdraw recognition due to this violation. He also argues
that since Respondent refused to bargain, it is irrelevant as to
whether there is any evidence of a causal relationship between
Respondent’s unfair labor practice and the Union’s loss of ma-
jority support.
It is black letter Board law that an employer may not condi-
tion bargaining over economic issues upon resolution of all
noneconomic issues. Thus, an employer may not legally insist
that a union agree to an open shop before agreeing to negotiate
economic issues, Vanderbilt Products, 129 NLRB 1323 (1961),
enfd. 297 F.2d 833 (2d Cir. 1961); John Wanamaker Philadel-
phia, 279 NLRB 1034 (1986); South Shore Hospital, 245
NLRB 848 (1979), enfd. 630 F.2d 40 (lst Cir. 1980); also see
Eastern Maine Medical Center, 253 NLRB 224, 245 (1980),
enfd. 658 F.2d 1 (1st Cir. 1981); Northwest Graphics, Inc., 342
NLRB 1288 fn. 24 (2004). In the instant matter, after refusing
to do so for 6–7 weeks, Respondent agreed to negotiate regard-
ing economic issues in late June, a few days before the expira-
tion of the certification year and the gathering of signatures for
the decertification petition. However, no bargaining sessions
were held between May 10, 2006, when Respondent unlawfully
refused to bargain with the Union and its withdrawal of recog-
nition.
The instant case is governed by the Board’s Decision in Lee
Lumber & Material Corp., 322 NLRB 175 (1996), and thus the
absence of evidence of a casual relationship between the loss of
majority support and Respondent’s unfair labor practice is, as
the General Counsel asserts, irrelevant.
In Lee Lumber, supra, the employer violated the Act in refus-
ing to bargain on the basis of a decertification petition tainted
by its unfair labor practices. Then the lumber company recon-
sidered and bargained with the union on five occasions during a
2-month period. Afterwards, it refused to bargain further on
the basis of a second decertification petition. It determining
that the second refusal to bargain was unlawful, the Board stat-
ed:
Not every unfair labor practice will taint evidence of a union’s
subsequent loss of majority support; in cases involving unfair
labor practices other than a general refusal to recognize and
bargain, there must be specific proof of a causal relationship
between the unfair labor practice and the ensuing events indi-
cating a loss of support. In cases involving an 8(a)(5) refusal
to recognize and bargain with an incumbent union, however,
the casual relationship between the unlawful act and subse-
quent loss of majority support may be presumed. [322 NLRB
at 177.]
The Board went on to hold that while it was not adopting a
per se rule, it would allow an employer to rebut this presump-
tion in limited circumstances. The Board’s rationale in limiting
the ability to rebut the presumption was stated in this quotation
from its decision in Karp Metal Products, 51 NLRB 621, 624
(1943):
[E]mployees join unions in order to secure collective bargain-
ing. Whether or not the employer bargains with a union cho-
sen by his employees is normally decisive of its ability to se-
cure and retain its members. Consequently, the result of an
unremedied refusal to bargain with a union, standing alone, is
to discredit the organization in the eyes of the employees, to
drive them to a second choice, or to persuade them to abandon
collective bargaining altogether.
The Board also noted in Lee Lumber that lengthy delays in
bargaining deprive the union of the ability to demonstrate to
employees the tangible benefits to be derived from union repre-
sentation. Thus, delays in bargaining caused by an employer’s
unlawful refusal to bargain will foreseeably result in loss of
employee support whether or not employees know what caused
the delay. Thus, the Board found that the presumption of un-
lawful taint caused by a general refusal to bargain can only be
rebutted by a showing that employee disaffection arose after the
employer resumed its recognition of the union and bargained
for a reasonable period of time without committing any addi-
tional unfair labor practices, 322 NLRB at 177–178.
Respondent argues that it did not violate the Act because the
parties had reached a lawful impasse by March 31, 2006, and
that therefore it did not violate the Act be refusing to bargain
further. Citing Richmond Electrical Services, 348 NLRB 1001
(2006), and CalMat Co., 331 NLRB 1084, 1097 (2000), Re-
spondent argues that the deadlock regarding a union-security
clause was of “such overriding importance” that it was entitled
to refuse further bargaining. However, the Board has never
sanctioned the refusal of a party to continue negotiations with-
out ever engaging in bargaining over economic issues. There
can be no lawful impasse when a party refuses to engage in
negotiations concerning wage rates.5
5 Respondent’s position, as set forth in fn. 9 of its brief, amounts to
the proposition that the Union was required to agree to an open shop
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
374
Moreover, the cases cited by Respondent are situations in
which the employer had bargained over both economic and
noneconomic issues, and then implemented its final offer due to
a deadlock on a single issue. Respondent’s situation is distin-
guishable. It could not have implemented a final proposal be-
cause it had never made one that covered wages.
Respondent has not rebutted the presumption enunciated in
Lee Lumber, supra. It has not established that the Union lost
support of a majority of employees after it notified the Union of
its willingness to resume bargaining. Indeed, unlike the em-
ployer in Lee Lumber, Respondent never resumed bargaining
with the Union and thus had never cured its unfair labor prac-
tice.
The Board stated in Lee Lumber that one of the reasons for
its presumption and rule limiting an employer’s ability to rebut
the presumption was to “to remove from the employer the
temptation to avoid its bargaining duties in the hope that delay
will undermine employees’ support for the union.” While there
is no way of knowing whether Respondent’s employees would
have sought to decertify the Union had Respondent not violat-
ed the Act, its refusal to bargain certainly delayed the consider-
ation of economic issues until the expiration of the certification
year.
Although this record suggests a lack of diligence on the part
of the Union in staying in touch with unit employees, it is pos-
sible that had the employer engaged in good-faith bargaining
with the Union when it requested negotiations on economics,
that the Union could have reaffirmed the support of a majority
of unit employees by reporting to them progress on such issues.
Moreover, one cannot presume that in the face of overall
agreement on economic issues that the Union would not rethink
its position regarding a union-security clause.
Therefore, Respondent must be required to recognize the Un-
ion and bargain in good faith with it for a reasonable period of
time of not less than 6 months.6 Then, if unit employees still
choose to dispense with union representation, they can initiate
another decertification petition.7
CONCLUSIONS OF LAW
1. Between May 10 and June 21, 2006, Respondent was in
violation of Section 8(a)(5) and (1) by refusing to bargain with
the Union unless the Union agreed to an open shop.
2. Unit employees’ decertification petition of July 3, 2006,
was tainted by Respondent’s aforesaid violation of the Act.
3. Respondent was therefore not privileged to withdraw
recognition of the Union on July 6, 2006, on the basis of the
July 3 petition and has been in violation of Section 8(a)(5) and
(1) ever since.
before Respondent was required to engage in bargaining over economic
issues. There is no Board precedent to support such a proposition.
6 Lee Lumber, 334 NLRB 399 (2001).
7 Conversely, there is no adverse consequence to unit employees, in
terms of their free choice, in requiring Respondent to bargain with the
Union for an additional reasonable period—other than the fact that
Respondent may not be able to make unilateral changes in the terms
and conditions of their employment during this period.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Affirmative Bargaining Order
The Board has previously held that an affirmative bargaining
order is “the traditional, appropriate remedy for an 8(a)(5) re-
fusal to bargain with the lawful collective-bargaining repre-
sentative of an appropriate unit of employees.” Caterair Inter-
national, 322 NLRB 64, 68 (1996). In several cases, however,
the United States Court of Appeals for the District of Columbia
Circuit has required the Board to justify, on the facts of each
case, the imposition of an affirmative bargaining order. See,
e.g., Vincent Industrial Plastics, Inc. v. NLRB, 209 F.3d 727
(D.C. Cir. 2000); Lee Lumber & Building Material Corp. v.
NLRB, 117 F.3d 1454, 1462 (D.C. Cir. 1997); Exxel/Atmos, Inc.
v. NLRB, 28 F.3d 1243, 1248 (D.C. Cir. 1994). In Vincent
Industrial Plastics, supra, the court stated that an affirmative
bargaining order “must be justified by a reasoned analysis that
includes an explicit balancing of three considerations: (1) the
employees’ Section 7 rights; (2) whether other purposes of the
Act over-ride the rights of employees to choose their bargaining
representatives; and (3) whether alternative remedies are ade-
quate to remedy the violations of the Act.” 209 F.3d at 738. A
balancing of the three factors warrants an affirmative bargain-
ing order.
First, an affirmative bargaining order vindicates the employ-
ees’ Section 7 rights by providing the employees, who were
denied the benefits of collective bargaining by the Respond-
ent’s unlawful withdrawal of recognition, with the opportunity
to negotiate and execute an initial collective-bargaining agree-
ment. The May 2005 court of appeals order required Respond-
ent to bargain in good faith for at least 1 year in order to vindi-
cate the Section 7 rights of employees who chose union repre-
sentation in the January 2003 representation election. Re-
spondent failed to accord these employees the benefit of their
free choice.
At the same time, an affirmative bargaining order does not
unduly burden the Section 7 rights of employees who might
oppose continued union representation because the duration of
the order is no longer than is reasonably necessary to remedy
the ill effects of the Respondent’s unlawful withdrawal of
recognition and unlawful refusal to bargain.
Second, an affirmative bargaining order also serves the poli-
cies of the Act by fostering meaningful collective bargaining
and industrial peace. That is, it gives the parties a reasonable
period of time to resume negotiations and to execute a collec-
tive-bargaining agreement if those negotiations are successful.
It also ensures that the Union will not be pressured, by the pos-
sibility of another challenge to its majority status, to achieve
immediate results at the bargaining table—results that might
not serve the best interests of the bargaining unit employees.
Third, a cease-and-desist order without the temporary bar on
challenges to the Union’s majority status attendant to an af-
firmative bargaining order would be inadequate to remedy the
Respondent’s withdrawal of recognition and refusal to bargain
ERIE BRUSH & MFG. CORP.
375
violations because it would allow another such challenge to the
Union’s majority status before the taint of the Respondent’s
previous unlawful withdrawal of recognition dissipated. Allow-
ing another challenge to the Union’s majority status without a
reasonable period for bargaining would be particularly unfair in
light of the Union’s need to reestablish its representative status
with unit. These circumstances outweigh the temporary impact
an affirmative bargaining order will have on the rights of those
employees who oppose continued union representation.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended8
ORDER
The Respondent, Erie Brush & Manufacturing Corp., Chica-
go, Illinois, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to recognize and bargain with the
Union as the exclusive representative of a bargaining unit of all
full-time and regular part-time production and maintenance
employees at its Chicago facility.
(b) Until a lawful impasse has been reached, failing and/or
refusing to bargain with the Union unless the Union agrees to
withdraw any specific proposal during collective-bargaining
negotiations, including, but not limited to, a union-security
clause.
(c) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) On request, bargain for a reasonable period of time, of
not less than 6 months, with the Union as the exclusive repre-
sentative of its full-time and regular part-time production em-
ployees and, an understanding is reached, embody the under-
standing in a signed agreement.
(b) Within 14 days after service by the Region, post at its fa-
cility in Chicago, Illinois, copies of the attached notice marked
“Appendix”9 in both English and Spanish. Copies of the notice,
on forms provided by the Regional Director for Region 13,
after being signed by the Respondent’s authorized representa-
8 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
9 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
tive, shall be posted by the Respondent and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since May 10, 2006.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT condition bargaining with the Union, the Ser-
vice Employee International Union, Local 1 (SEIU), on the
Union’s withdrawal of any specific proposals, including, but
not limited to a proposal for a union-security clause.
WE WILL NOT fail and refuse to bargain with the Union until
either agreement has been reached on a collective-bargaining
agreement or a lawful impasse has occurred.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL recognize and, on request, bargain for the Union for
a reasonable period of time, of not less than 6 months, until
either an agreement has been reached on a collective-
bargaining agreement or a lawful impasse has occurred.
ERIE BRUSH & MANUFACTURING CORPORATION