357 NLRB 376
Mezonos Maven Bakery
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 47
376
Mezonos Maven Bakery, Inc. and Puerto Rican Legal
Defense and Education Fund. Case 29–CA–
025476
August 9, 2011
SUPPLEMENTAL DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
In Hoffman Plastic Compounds,1 the Supreme Court
held that the Board lacked “remedial discretion” to award
backpay to an undocumented worker who, in contraven-
tion of the Immigration Reform and Control Act
(IRCA),2 had presented fraudulent work-authorization
documents to obtain employment. In this compliance-
stage proceeding, we are presented with the question of
whether the Court’s decision in Hoffman also forecloses
us from awarding backpay to undocumented workers
where the employer, not the employees, violated IRCA.
For the reasons set forth below, we conclude that it
does.3
A. Factual and Procedural Background
The discriminatees4 worked for the Respondent for pe-
riods ranging from 5 months to 8 years. They never pre-
sented work-authorization documents, and the Respond-
ent did not ask for documentation when it hired them.
On February 12, 2003, the Respondent discharged the
discriminatees after they concertedly complained about
the treatment they were receiving from a supervisor.
Unfair labor practice charges were filed, the parties set-
tled, and the Board issued an unpublished Decision and
1 Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. 137 (2002).
2 IRCA makes it unlawful for an employer to hire or continue to em-
ploy an “unauthorized alien,” knowing that he or she is unauthorized, 8
U.S.C. §§ 1324a(a)(1)(A), (2), or to hire any person without verifying
his or her authorization to work in the United States, id. §
1324a(a)(1)(B)(i), and for an individual knowingly to present fraudu-
lent documents to an employer to obtain or continue employment, id. §
1324c(a)(2). IRCA was enacted in 1986, but the latter provision out-
lawing the knowing presentation of fraudulent documents was added in
1990.
3 On November 1, 2006, Administrative Law Judge Steven Davis is-
sued the attached supplemental decision. The Respondent filed excep-
tions and a supporting brief. The General Counsel and Charging Party
each filed a brief in support of the judge’s supplemental decision.
The National Labor Relations Board has delegated its authority in
this proceeding to a three-member panel.
The Board has considered the judge’s supplemental decision in light
of the exceptions and briefs and has decided to reverse the judge’s
supplemental decision and dismiss the compliance specification.
Chairman Liebman and Member Pearce join this opinion, but write
separately to explain their views. (Member Becker is recused and did
not participate in the consideration of this case.)
4 Jose Antonio Quintuna Bermeo, Antonio Gonzalez, Luis Marcelo
Gonzalez Hurtado, Francisco Javier Joya, Christian Palma, Miguel
Quintuna, and Jose Armando Sax-Gutierrez.
Order pursuant to a formal settlement stipulation. The
Board ordered the Respondent, among other things, to
offer the discriminatees reinstatement and to make them
whole for lost wages and benefits. The Order also pro-
vided, however, that at compliance, the Respondent
could seek to establish that the discriminatees are not
entitled to offers of reinstatement and could dispute the
amount of backpay due, “if any.” On March 15, 2005,
the Board’s consent Order was enforced by the United
States Court of Appeals for the Second Circuit.
Thereafter, the General Counsel issued a compliance
specification. The Respondent answered, stating in rele-
vant part that, pursuant to the Court’s decision in Hoff-
man, supra, it could not offer the discriminatees rein-
statement or pay them backpay because they were not
legally authorized to work or be present in the United
States.5
In Hoffman, undocumented worker Jose Castro admit-
ted at compliance that he had presented fraudulent doc-
uments to his prospective employer. The Board found
that Hoffman did not know that Castro was unauthorized
and would not have hired him had it known. The Board
awarded Castro backpay, ending the backpay period (un-
der the after-acquired evidence rule) as of the date Hoff-
man learned that Castro had presented fraudulent docu-
ments.6 The D.C. Circuit enforced the Board’s order.7
The Supreme Court granted certiorari and reversed, hold-
ing that an award of backpay “to an undocumented alien
who has never been legally authorized to work in the
United States” is “foreclosed by federal immigration
policy, as expressed by Congress in [IRCA].”8 In its
opinion, the Court referred to the fact that Castro had
broken the law by presenting fraudulent work-
authorization documents.9 But as discussed more fully
below, the Court also used language—including that just
quoted—that on its face would foreclose backpay for all
5 At the compliance hearing, the Respondent attempted to question
the discriminatees about their work-authorization status. The discrimi-
natees refused to answer, on Fifth Amendment grounds. The judge
adjourned the hearing and filed with the Board a recommendation that
the discriminatees be ordered to testify on this issue. While the rec-
ommendation was pending, the General Counsel agreed to proceed on
the assumption that the discriminatees are undocumented. The judge
thereafter withdrew his recommendation.
6 Hoffman Plastic Compounds, 326 NLRB 1060 (1998).
7 Hoffman Plastic Compounds, Inc. v. NLRB, 237 F.3d 639 (D.C.
Cir. 2001) (en banc).
8 Hoffman, supra, 535 U.S. at 140.
9 E.g., id. at 143 (“Since the Board’s inception, we have consistently
set aside awards of reinstatement or backpay to employees found guilty
of serious illegal conduct in connection with their employment.”); id. at
148–149 (“The Board asks that we . . . allow it to award backpay to an
illegal alien for years of work not performed, for wages that could not
lawfully have been earned, and for a job obtained in the first instance
by a criminal fraud.”).
MEZONOS MAVEN BAKERY
377
undocumented workers, regardless of the alien-or-
employer identity of the IRCA violator.
Joined by three other justices, Justice Breyer dissented,
arguing (among other things) that the majority’s decision
undermined IRCA itself by creating a “perverse econom-
ic incentive” for employers “to find and to hire illegal-
alien employees,” an incentive that “would be obvious
and serious” if the Board were “forbidden to assess
backpay against a knowing employer—a circumstance
not before us today.”10
On November 1, 2006, the judge issued his decision in
this case, concluding, among other things, that the dis-
criminatees are entitled to backpay notwithstanding their
undocumented status. The judge distinguished Hoffman
based on the fact that the employee in that case violated
IRCA by proffering fraudulent work-authorization doc-
uments to obtain employment, whereas in this case the
discriminatees did not tender fraudulent documents and
the Respondent violated IRCA by hiring them knowing
they were undocumented. The Respondent excepts, con-
tending that because the discriminatees are unauthorized
to work in the United States backpay is foreclosed by the
Court’s decision in Hoffman. We agree.
B. Analysis
For the reasons that follow, we conclude that the
Court’s decision in Hoffman broadly precludes backpay
awards to undocumented workers regardless of whether
it is they or their employer who has violated IRCA.11
The Court’s stated holding, and other language proba-
tive of the Court’s intent, support a broad construction.12
10 Id. at 155–156.
11 Although General Counsel Meisburg, who issued the complaint in
this case, apparently believed otherwise, his predecessor, General
Counsel Rosenfeld, had earlier concluded that the Court’s decision in
Hoffman was IRCA violator–neutral. See GC Memorandum 02–06,
“Procedures and Remedies for Discriminatees Who May Be Undocu-
mented Aliens after Hoffman Plastic Compounds, Inc.” (July 19, 2002)
(“[T]he clear thrust of the majority opinion precludes backpay for all
unlawfully discharged undocumented workers regardless of the circum-
stance of their hire.”).
The Board has consistently stated the Court’s holding in Hoffman in
similarly broad terms. See Case Farms of North Carolina, 353 NLRB
257, 263 (2008) (“In [Hoffman], the Supreme Court held that [IRCA]
precluded the Board from awarding backpay to any discriminatee who
is not lawfully entitled to be present and employed in the United
States.”) (internal quotations omitted); Domsey Trading Corp., 353
NLRB 86, 86 fn. 5 (2008) (“In [Hoffman], . . . the Court held that the
Board may not award backpay to undocumented workers.”), incorpo-
rated by reference in 355 NLRB 534 (2010). The Second Circuit re-
cently stated likewise. NLRB v. Domsey Trading Corp., 636 F.3d 33,
38 (2d Cir. 2011) (“After Hoffman, it is now clear that undocumented
immigrants are ineligible for backpay under the NLRA.”).
12 See Aka v. Washington Hospital Center, 156 F.3d 1284, 1291
(D.C. Cir. 1998) (en banc) (“The Court’s every word and sentence
cannot be read in a vacuum; its pronouncements must be read in light
of the holding of the case and[,] to the degree possible, so as to be
In the opening paragraph of its decision, the Court an-
nounces its holding as follows:
The National Labor Relations Board (Board) awarded
backpay to an undocumented alien who has never been
legally authorized to work in the United States. We
hold that such relief is foreclosed by federal immigra-
tion policy, as expressed by Congress in [IRCA].13
The holding is categorically worded: backpay may not be
awarded to undocumented aliens. It suggests no distinction
based on the identity of the IRCA violator.
That the Court intends its holding to be “IRCA viola-
tor–neutral” is confirmed and amplified by the following
key passage setting forth the policy rationale upon which
the Court’s holding is based:
Under the IRCA regime, it is impossible for an undoc-
umented alien to obtain employment in the United
States without some party directly contravening explicit
congressional policies. Either the undocumented alien
tenders fraudulent identification, which subverts the
cornerstone of IRCA's enforcement mechanism, or the
employer knowingly hires the undocumented alien in
direct contradiction of its IRCA obligations. The Board
asks that we overlook this fact and allow it to award
backpay to an illegal alien for years of work not per-
formed, for wages that could not lawfully have been
earned, and for a job obtained in the first instance by a
criminal fraud. We find, however, that awarding back-
pay to illegal aliens runs counter to policies underlying
IRCA, policies the Board has no authority to enforce or
administer. Therefore, as we have consistently held in
like circumstances, the award lies beyond the bounds of
the Board's remedial discretion.14
The Court’s rationale can be restated as follows. Un-
der IRCA, an employment relationship between an em-
ployer and an undocumented worker cannot be formed
without one or the other “contravening explicit congres-
sional policies.”15 Regardless of which party violates the
law, the result is an unlawful employment relationship.
The Board, as a Federal agency, may not order a remedy
that “trenches upon a federal statute or policy” outside of
its portfolio.16 If an employer ends an unlawful em-
ployment relationship in a way that violates the Act, a
backpay remedy would trench upon “policies underlying
consistent with the Court’s apparent intentions and with other language
in the same opinion.”).
13 Hoffman Plastic Compounds, supra, 535 U.S. at 140.
14 Id. at 148–149 (emphasis added).
15 Id. at 148.
16 Id. at 147.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
378
IRCA” by legitimizing that relationship: an award would
replace lost wages that “could not lawfully have been
earned” in the first place.17 Such a remedy is beyond the
limits of the Board’s remedial discretion.18
In finding that the discriminatees in this case are enti-
tled to backpay despite their undocumented status, the
judge distinguished Hoffman based on the fact that the
employee in that case violated IRCA by proffering
fraudulent work-authorization documents, whereas in
this case the Respondent is the IRCA violator. We do
not think Hoffman can be persuasively distinguished on
that basis.
It is true that the Court refers to Castro having “ob-
tained” his job “in the first instance by a criminal fraud,”
i.e., by presenting fraudulent work-authorization docu-
ments. However, the Court also uses language that
strongly implies backpay is precluded for all undocu-
mented workers, regardless of the circumstances of their
hire. In the words of the Court, for an undocumented
worker to obtain employment in the United States, “some
party”—alien or employer—must contravene IRCA.
Either way, a backpay award “lies beyond the bounds of
the Board’s remedial discretion” because “awarding
backpay to illegal aliens runs counter to policies underly-
ing IRCA, policies the Board has no authority to enforce
or administer.” This language, together with the wording
of the Court’s holding, evinces an intention to preclude
backpay for undocumented workers regardless of the
identity of the IRCA violator.
The General Counsel and the Charging Party empha-
size other language they contend supports an intent to
limit Hoffman’s holding to IRCA-violating undocument-
ed discriminatees, such as Castro. They point out that in
rejecting the Board’s claim that a backpay award to Cas-
tro reasonably accommodates IRCA, the Court said that
“what sinks” the claim “is that Congress has expressly
made it criminally punishable for an alien to obtain em-
ployment with false documents. . . . Far from ‘accommo-
dating’ IRCA, the Board’s position, recognizing employ-
17 Id. at 149.
18 In addition to this core rationale, the Court identifies three further
policy reasons in support of its holding:
We therefore conclude that allowing the Board to award backpay to il-
legal aliens would unduly trench upon explicit statutory prohibitions
critical to federal immigration policy, as expressed in IRCA. It would
encourage the successful evasion of apprehension by immigration au-
thorities, condone prior violations of the immigration laws, and en-
courage future violations. However broad the Board's discretion to
fashion remedies when dealing only with the NLRA, it is not so un-
bounded as to authorize this sort of an award.
Id. at 151–152 (emphasis added). These three policy reasons apply
with equal force regardless of whether the IRCA violator is the em-
ployee, as in Hoffman, or the employer, as here.
er misconduct but discounting the misconduct of illegal
alien employees, subverts it.”19 As selectively quoted,
this language links the Court’s refusal to defer to the
Board’s remedial discretion to the fact that Castro “ob-
tain[ed]
employment
with
false
documents”—
“misconduct” that the Board “discount[ed]” even as it
recognized Hoffman’s misconduct in violating the Act.
And that, in turn, suggests that it remains an open issue
under Hoffman whether a backpay award to an IRCA-
compliant alien against an IRCA-violating employer (as
here) might reasonably accommodate immigration law
and warrant judicial deference.20 This argument, alt-
hough plausible, fails to come to grips with three points.
First, when the Court criticizes the Board for “dis-
counting the misconduct of illegal alien employees,” that
misconduct includes “remain[ing] in the United States
illegally” (a violation of the law independent of IRCA)21
and “continu[ing] to work illegally.”22 The Court’s clear
point is that undocumented immigrants working in the
United States are party to an employment relationship the
Court deems criminal.23 The unlawful character of that
relationship does not depend on whether it is the em-
ployee or the employer who has violated IRCA. 24 Either
way, the Court strongly implies, “[t]here is no reason to
think that Congress . . . intended to permit backpay.”
19 Id. at 149–150.
20 Indeed, the Charging Party argues that in Hoffman “the Court did
not defer to the Board’s choice of remedy only because it found that the
Board failed to consider the conflict between two federal statutes (the
NLRA and the IRCA) that was created by an award of backpay to an
employee who provided false documents to an IRCA-compliant em-
ployer. . . . In the present case, . . . an award of backpay creates no
conflict between the NLRA and the IRCA.”
21 See 8 U.S.C. § 1182(a)(6)(A)(i) (“An alien present in the United
States without being admitted or paroled, or who arrives in the United
States at any time or place other than as designated by the Attorney
General, is inadmissible.”); id. § 1227(a)(1)(B) (“Any alien who is
present in the United States in violation of this chapter or any other law
of the United States . . . is deportable.”).
22 “[W]hat sinks both of the Board’s claims, is that Congress has ex-
pressly made it criminally punishable for an alien to obtain employment
with false documents. There is no reason to think that Congress none-
theless intended to permit backpay where but for an employer’s unfair
labor practices, an alien-employee would have remained in the United
States illegally, and continued to work illegally, all the while success-
fully evading apprehension by immigration authorities.” Hoffman,
supra, 535 U.S. at 149.
23 See Hoffman, supra, 535 U.S. at 146 (characterizing the proffer of
fraudulent documents as “misconduct that renders an underlying em-
ployment relationship illegal under explicit provisions of federal law”);
151 fn. 5 (stating that IRCA “expressly criminalizes the only employ-
ment relationship at issue in this case”).
24 Id. at 148–149 (“[I]t is impossible for an undocumented alien to
obtain employment in the United States without some party directly
contravening explicit congressional policies. Either the undocumented
alien tenders fraudulent identification . . . or the employer knowingly
hires the undocumented alien.”).
MEZONOS MAVEN BAKERY
379
Second, when the Court emphasizes Castro’s miscon-
duct to rebut the Board’s arguments, it is pointing out
that immigration law has been violated—but it does not
suggest that backpay would have been available had
Hoffman (but not Castro) violated IRCA. On the contra-
ry, as stated above, the Court categorically states that
“awarding backpay to illegal aliens runs counter to poli-
cies underlying IRCA” because “it is impossible for an
undocumented alien to obtain employment in the United
States without some party directly contravening explicit
congressional policies.” Again, the Court makes clear
that what matters is that IRCA has been violated, not
which party to the employment relationship committed
the violation.
Finally, Justice Breyer’s dissenting observation that
the Court did not have before it an IRCA-violating em-
ployer strengthens the case for taking the Court’s viola-
tor-neutral holding at face value. Reminded by the dis-
sent of the possibility of distinguishing between IRCA-
violating-alien and IRCA-violating-employer cases, the
Court declined the invitation to limit its holding to the
former and, to the contrary, repeatedly selected language
that ignored the distinction.25
C. Conclusion
In sum, and despite several passages that might sug-
gest otherwise, we are persuaded that the Court’s opinion
in Hoffman forecloses backpay awards for undocumented
workers regardless of the circumstances of their hire.
The Court worded its holding in IRCA violator–neutral
terms, it invoked IRCA violator–neutral policy grounds,
and it otherwise made clear that which party violated
IRCA was immaterial to its holding. The clear implica-
tion of the Court’s decision is that awarding backpay to
undocumented workers lies beyond the scope of our re-
medial authority, regardless of whether the employee or
employer violated IRCA.
In reaching this conclusion, we are mindful of the var-
ious policy arguments advanced by the judge, the Gen-
eral Counsel, and the Charging Party in support of
awarding backpay in cases where, as here, the employer
has violated IRCA by knowingly hiring undocumented
workers. Regardless of the merits of those arguments,
25 While much of the Court’s discussion in Hoffman sweeps beyond
the specific facts in that case, that fact does not make it less authorita-
tive. As the Court itself recently stated, “[A] holding . . . can extend
through its logic beyond the specific facts of the particular case.” Los
Angeles County v. Humphries, ___ U.S. ___, 131 S.Ct. 447, 453
(2010). See also Seminole Tribe of Florida v. Florida, 517 U.S. 44, 67
(1996) (“We adhere . . . not to mere obiter dicta, but rather to the well-
established rationale upon which the Court based the results of its earli-
er decision. When an opinion issues for the Court, it is not only the
result but also those portions of the opinion necessary to that result by
which we are bound.”).
we are not at liberty to disregard the Court’s decision in
Hoffman.26
ORDER
The compliance specification is dismissed.
CHAIRMAN LIEBMAN and MEMBER PEARCE, concurring.
In its decision enforcing an earlier Board order, the
Second Circuit aptly framed the issue that this case, too,
presents. “In the simplest terms,” the Court said, “this
appeal raises the question whether an employer who
knowingly hires undocumented aliens can use the immi-
gration laws as a shield to avoid liability for [its] later
retaliatory discharge of the employees” in violation of
the National Labor Relations Act (NLRA).1 So also
here: the Respondent, plainly indifferent to its legal du-
ties under either the Immigration Reform and Control
Act (IRCA) or the NLRA, has invoked immigration law
as a shield to escape liability for violating labor law. If
the issue were an open one, we would not hesitate to re-
ject the Respondent’s backpay defense. Unfortunately,
we are compelled to conclude that the Supreme Court’s
decision in Hoffman Plastic Compounds2 categorically
precludes the Board from awarding backpay to undocu-
mented workers.3 It is a conclusion we reach most reluc-
26 As they explain in their concurring opinion, Chairman Liebman
and Member Pearce believe that the policy arguments for awarding
backpay to undocumented workers are compelling. They conclude,
however, that Hoffman forecloses that remedy.
Member Hayes joins his colleagues in concluding that the Supreme
Court’s decision in Hoffman mandates that the Board may not award
backpay to illegal alien employees. He does not, however, join in their
highly unusual critique of that decision. In his view, once the Court has
expressly ruled against the Board’s interpretation of its remedial au-
thority, as it did in Hoffman, it is the Board’s role to enforce this con-
trolling precedent in adjudicatory proceedings without critical com-
ment. It is the role of Congress to determine whether to alter the law in
response to the Court’s decision. Further, Member Hayes does not join
his colleagues in suggesting what new remedies might permissibly be
imposed by the Board in a future case that would not contravene the
holding of Hoffman. In this respect, the Hoffman majority specifically
stated:
Lack of authority to award backpay does not mean that the employer
gets off scot-free. The Board here has already imposed other signifi-
cant sanctions against Hoffman—sanctions Hoffman does not chal-
lenge. These include orders that Hoffman cease and desist its viola-
tions of the NLRA, and that it conspicuously post a notice to employ-
ees setting forth their rights under the NLRA and detailing its prior un-
fair labor practices . . . . We have deemed such “traditional remedies”
sufficient to effectuate national labor policy regardless of whether the
“spur and catalyst” of backpay accompanies them.
535 U.S. at 152 (emphasis added).
1 NLRB v. A.P.R.A. Fuel Oil Buyers Group, Inc., 134 F.3d 50, 52 (2d
Cir. 1997).
2 Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. 137 (2002).
3 In so concluding, we have borne in mind that a reviewing court
would owe no deference to our interpretation of Hoffman. See, e.g.,
New York New York, LLC v. NLRB, 313 F.3d 585, 590 (D.C. Cir. 2002)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
380
tantly. The arguments in favor of extending that remedy
to undocumented workers—particularly where, as here,
the discriminatees never proffered fraudulent documents,
and the Respondent hired and continued to employ them
in knowing violation of IRCA—are compelling. They
have been stated repeatedly.4 We review them here.5
A.
Our first duty, as members of the Federal agency en-
trusted with administering the National Labor Relations
Act, is to enforce the rights that statute confers. No vio-
lation of those rights is graver than the one the Respond-
ent committed—discharging employees because they
exercised their right, under Section 7 of the Act, to con-
certedly protest the terms and conditions of their em-
ployment. To enforce that right in the face of such a
flagrant violation requires credible remedies. Some have
questioned whether the remedies at our disposal are up to
the task under the best of circumstances.6 But absent a
more efficacious remedy, we agree with Justice Breyer
that imposing backpay liability on the Respondent is
necessary (although not, in our view, sufficient) to
“make[ ] clear that violating the labor laws will not
pay.”7 Under Hoffman, however, we may not furnish
even this rudimentary remedy. As a result—in addition
to the obvious failure to make employee-victims
whole—the Act’s enforcement is undermined, employees
are chilled in the exercise of their Section 7 rights, the
(“We are not obligated to defer to an agency's interpretation of Su-
preme Court precedent under Chevron or any other principle.”) (inter-
nal quotations omitted).
4 See, e.g., Hoffman Plastic Compounds, supra, 535 U.S. at 153–161
(Breyer, J., dissenting); Local 512, Warehouse & Office Workers’ Un-
ion v. NLRB, 795 F.2d 705 (9th Cir. 1986) (Felbro); A.P.R.A. Fuel Oil
Buyers Group, 320 NLRB 408 (1995).
5 In reviewing these arguments, we do not dispute that Hoffman is
controlling authority. We observe, however, that the decision entails
certain undesirable consequences as a matter of Federal labor and im-
migration policy, which are the subject of wide and vigorous public
debate. We believe it is appropriate for the Board, within the limits of
its authority, to acknowledge and seek to address the consequences of
the Supreme Court’s decision.
6 See, e.g., Cynthia L. Estlund, The Ossification of American Labor
Law, 102 Colum. L. Rev. 1527, 1554 (2002) (“The weakness of the
Act’s remedies in the face of employer resistance has proven to be the
Achilles’ heel of employee rights. . . . [E]mployees’ section 7 rights are
notoriously underenforced.”); Paul C. Weiler, Promises to Keep: Se-
curing Workers’ Rights to Self-Organization Under the NLRA, 96 Harv.
L. Rev. 1769, 1788–1789 (1983) (“[T]he traditional remedies for dis-
criminatory discharge—backpay and reinstatement—simply are not
effective deterrents to employers who are tempted to trample upon their
employees’ rights.”). Chairman Liebman has previously drawn atten-
tion to the weakness of the Act’s backpay remedy. St. George Ware-
house, 351 NLRB 961, 971 (2007) (then-Member Liebman, dissent-
ing).
7 Hoffman Plastic Compounds, supra, 535 U.S. at 154 (Breyer, J.,
dissenting).
work force is fragmented, and a vital check on workplace
abuses is removed.
1. Precluding backpay undermines enforcement of the
Act. Although the primary purpose of a backpay award
is to make employee-victims of unfair labor practices
whole,8 the backpay remedy also serves a deterrent func-
tion by discouraging employers from violating the Act.
To absolve the Respondent of backpay liability for un-
lawfully discharging its undocumented employees re-
moves a deterrent that might restrain other unprincipled
employers from doing likewise. As Justice Breyer ob-
served, “in the absence of the backpay weapon, employ-
ers could conclude that they can violate the labor laws at
least once with impunity.”9 The foreseeable result will
be widespread retaliation against undocumented workers
brave (or foolish) enough to assert their rights under the
Act—and, increasingly, employee silence born of intimi-
dation.
2. Precluding backpay chills the exercise of Section 7
rights. Provided it is severe enough, one labor-law viola-
tion is all it really takes. The coercive message—assert
your rights, and you will be discharged (and, perhaps,
detained and deported)—will have been sent, and it will
not be forgotten.10 Thus, it makes little difference that
the offending employer will be ordered to cease and de-
sist, and that a cease-and-desist order will set the stage
for contempt penalties should the employer reoffend.
For the employer to do so, employees would have to re-
assert their Section 7 rights. That is highly unlikely.
Employees will recall, or will have learned from the lore
of the shop, what happened the last time someone dared
do so. They will be unaware, probably, of the availabil-
ity of contempt proceedings were there to be a next time.
And even if they are aware, they also would be aware
that they face a double risk in taking concerted action—
not just as employees asserting their Section 7 rights
against a known violator of those rights, but as undocu-
mented immigrants at risk of deportation. Thus, we
agree with the Ninth Circuit’s observation that the risk of
contempt penalties is “slight” because contempt proceed-
ings “would require a further complaint from an undoc-
umented employee who knew that filing a charge would
8 See NLRB v. J. H. Rutter-Rex Mfg. Co., 396 U.S. 258, 263 (1969).
9 Hoffman, supra, 535 U.S. at 154 (Breyer, J., dissenting).
10 As the Board has observed, loss of employment is the “capital
punishment” of the workplace. A discharge demonstrates most sharply
an employer’s power over employees. Thus, discharging employees
for asserting their rights under the Act is particularly likely to have a
lasting coercive impact on the work force. E.g., Michael’s Painting,
Inc., 337 NLRB 860, 868 (2002), enfd. mem. 85 Fed. Appx. 614 (9th
Cir. 2004).
MEZONOS MAVEN BAKERY
381
immediately place his or her immigration status in jeop-
ardy.”11
It may be countered that fear of detection is a two-way
street. That is, an employer knowingly in violation of
IRCA may hesitate to raise work-authorization status as a
backpay defense, since in doing so it blows the whistle
on itself as an IRCA violator. Undocumented employ-
ees, realizing as much, may feel emboldened to risk as-
serting their Section 7 rights. Perhaps, but we doubt it.
Employees will also understand that their employer al-
ready may have realized, or may be anticipating, savings
that offset the risk of IRCA penalties. They will recog-
nize that even if their employer incurs those penalties, it
will escape backpay liability, and most likely it will have
enjoyed labor-cost savings as a result of employing un-
documented workers.12 Realizing as much, employees
may reasonably conclude that their employer may be
perfectly willing to blow that whistle, and remain chilled
from exercising their Section 7 rights.
But the chilling effect does not stop there. Authorized
workers—citizens of the United States and legally resi-
dent aliens—likewise will be chilled when they see their
employer retaliating with impunity against their cowork-
ers. Such employees will not necessarily know that those
coworkers are undocumented. They will not necessarily
grasp that they themselves are differently situated reme-
dially and thus better protected in the exercise of their
Section 7 rights. But they will, necessarily, grasp the
import of what they witness: coworkers discharged for
engaging in protected activities, with the only visible
consequence a notice posted on a bulletin board. Indeed,
authorized workers may well be chilled even if they
know that discharged coworkers are undocumented.
Unless they are versed in labor law, they may not con-
nect the lack of effective remedy to the discriminatees’
immigration status. They may simply conclude that
there is no effective remedy under the Act for what their
employer did. In sum, one purpose of a backpay order is
to make all employees at a jobsite, regardless of whether
they themselves were the target of unfair labor practices,
“more confident in the exercise of their statutory
11 See Felbro, supra, 795 F.2d at 718–719. In finding that an order
to cease and desist and post a remedial notice is “sufficient to effectuate
national labor policy,” the Supreme Court relied on the threat of subse-
quent contempt sanctions. Hoffman, supra, 535 U.S. at 152. Because
employers of undocumented workers have so little reason to fear the
prospect of those sanctions, we respectfully disagree with the Court’s
view that cease-and-desist and notice-posting remedies suffice.
12 See A.P.R.A. Fuel, supra, 320 NLRB at 415 (stating that “employ-
ers . . . may consider the penalties of IRCA a reasonable expense more
than offset by the savings of employing undocumented workers or the
perceived benefits of union avoidance”).
rights.”13 One result of precluding backpay for undocu-
mented workers will be to make authorized workers less
confident in asserting those rights.14
3. Precluding backpay fragments the work force and
upsets the balance of power between employers and em-
ployees. Protecting collective action is the bedrock poli-
cy on which the Act rests. This is clear from the words
of Section 7,15 as well as the Supreme Court’s decision
upholding the constitutionality of the Act:
Long ago we stated the reason for labor organizations.
We said that they were organized out of the necessities
of the situation; that a single employee was helpless in
dealing with an employer; . . . that union was essential
to give laborers opportunity to deal on an equality with
their employer.16
Citing that seminal decision, the Court has observed
that “exclud[ing]” undocumented aliens “from protec-
tions against employer intimidation” would create “a
subclass of workers without a comparable stake in the
collective goals of their legally resident coworkers,
thereby eroding the unity of all the employees and im-
peding effective collective bargaining.”17 The Court’s
observations in this regard were in support of its conclu-
sion that undocumented aliens are “employees” within
the scope of Section 2(3). In our view, however, to deny
undocumented workers a backpay remedy is to exclude
them from “protections against employer intimidation”
nearly as effectively as would denying them 2(3) status
altogether, with the same erosion of employee unity.18
That exclusion from the Act’s protection of collective
action creates a powerful disincentive for undocumented
13 Virginia Electric & Power Co. v. NLRB, 319 U.S. 533, 541
(1943).
14 See A.P.R.A. Fuel, supra, 134 F.3d at 58 (“[T]he lack of a backpay
remedy would make undocumented workers an easy target for employ-
ers resisting union organization, and, thus, frustrate the rights of author-
ized U.S. workers under the NLRA. An employer could intimidate
United States citizens and other lawful residents by targeting undocu-
mented workers for antiunion discharges.”).
15 All of the rights created by Sec. 7 involve collective action—the
right to organize; to form, join, or assist labor organizations; to bargain
collectively; to engage in concerted activities for mutual aid and protec-
tion.
16 NLRB v. Jones & Laughlin Steel Corp., 301 U.S. 1, 33 (1937) (cit-
ing American Steel Foundries v. Tri-City Central Trades Council, 257
U.S. 184, 209 (1921)).
17 Sure-Tan, Inc. v. NLRB, 467 U.S. 883, 892 (1984) (citing Jones &
Laughlin Steel, supra, 301 U.S. at 33).
18 See id. at 911 (Brennan, J., dissenting) (criticizing “the disturbing
anomaly” created by the Court’s holding, on one hand, that undocu-
mented aliens are Sec. 2(3) employees entitled to the Act’s protection,
and on the other that “these same alien employees are effectively de-
prived of any remedy”).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
382
employees to make common cause with their authorized
coworkers.
The resulting fragmentation of the work force along
immigration lines harms all employees by impairing their
ability to engage in collective action.19 Authorized work-
ers, forced to organize without the mutual aid of their
undocumented coworkers, are denied the full freedoms
of association and self-organization that the Act was in-
tended to foster.20 The real-world consequence of deny-
ing an effective remedy under the Act to undocumented
workers is that all workers suffer a diminution of their
rights to pursue collective bargaining and to engage in
other activities for mutual aid and protection.21
4. Precluding backpay removes a vital check on
workplace abuses. The very employers most likely to be
emboldened by a backpay-free prospect to retaliate
against undocumented workers for concertedly protesting
their terms and conditions of employment are the ones
most likely to impose the worst terms and conditions. It
is no secret that many undocumented workers suffer un-
conscionable abuse at the hands of their employers.
They are often victims of wage theft, minimum wage and
overtime violations, health and safety violations, and
even physical abuse.22 By chilling protest, precluding
19 As the Court has observed, “collective action would be a mockery
if representation were made futile by interference with freedom of
choice.” Jones & Laughlin Steel, supra, 301 U.S. at 34.
20 Sec. 1 of the Act provides, inter alia:
The inequality of bargaining power between employees who do not
possess full freedom of association or actual liberty of contract, and
employers who are organized in the corporate or other forms of own-
ership association substantially burdens and affects the flow of com-
merce.
. . . .
Experience has proved that protection by law of the right of employ-
ees to organize and bargain collectively safeguards commerce from
injury, impairment, or interruption, and promotes the flow of com-
merce by . . . restoring equality of bargaining power between employ-
ers and employees.
. . . .
It is hereby declared to be the policy of the United States to eliminate
the causes of certain substantial obstructions to the free flow of com-
merce and to mitigate and eliminate these obstructions when they
have occurred by encouraging the practice and procedure of collective
bargaining and by protecting the exercise by workers of full freedom
of association, self-organization, and designation of representatives of
their own choosing, for the purpose of negotiating the terms and con-
ditions of their employment or other mutual aid or protection.
21 Id.
22 A.P.R.A. Fuel, supra, 320 NLRB at 413–414 (“Both houses of
Congress explicitly noted that . . . alien workers, out of desperation,
will work in substandard conditions and for starvation wages.”) (citing
IRCA’s legislative history). See also, e.g., Rebecca Smith & Catherine
Ruckelshaus, Solutions, Not Scapegoats: Abating Sweatshop Condi-
backpay for undocumented workers reduces the likeli-
hood that such abuses will be confronted by concerted
employee action. The foreseeable result is a workplace
culture in which, as the Board observed in A.P.R.A. Fuel,
the exploitation of such workers “can occur in secret and
with relative impunity.”23
B.
We recognize, as the Board has before, that we must
“consider with care [c]ongressional mandates in other
areas of public policy.”24 Under Southern Steamship Co.
v. NLRB, 316 U.S. 31 (1942), we are required to under-
take a “careful accommodation” of the NLRA and
IRCA.25 But we adhere to the view that holding wrong-
doing employers liable for backpay to undocumented
discriminatees not only does not conflict with IRCA’s
purposes, it supports them.26 As Justice Breyer pointed
tions for All Low-Wage Workers as a Centerpiece of Immigration Re-
form, 10 N.Y.U. J. Legis. & Pub. Pol’y 555 (2006–2007) (concluding
that immigrant workers “work exceedingly hard, often in situations of
wage exploitation, discrimination, and exposure to life-threatening
dangers on the job,” and that undocumented immigrant workers “can
face especially staggering obstacles to obtaining even the basic necessi-
ties for survival, leaving them vulnerable to exploitation by unscrupu-
lous employers”); Annette Bernhardt, Siobhan McGrath, & James
DeFilippis, The State of Worker Protections in the United States: Un-
regulated Work in New York City, 4/1/08 Int’l Lab. Rev. 135 (April 1,
2008) (examining the “prevalence and types” of noncompliance with
labor law in New York City, and finding that “immigrants constitute
the largest group of workers found in unregulated jobs,” that “undocu-
mented immigrants and recent arrivals run the greatest risk of being
subjected to workplace violations,” and that these violations include
wage and hour violations, health and safety violations, denial of access
to workers’ compensation, misclassification, and even human traffick-
ing and forced labor).
23 A.P.R.A. Fuel, supra, 320 NLRB at 414.
24 Id. at 410.
25 Southern Steamship, supra, 316 U.S. at 47. Southern Steamship
does not require that the NLRA yield automatically to other Federal
statutes. One commentator has observed, however, that when the
NLRA and some other Federal statute potentially come into conflict,
Federal labor policy consistently loses out. Christopher David Ruiz
Cameron, Borderline Decisions: Hoffman Plastic Compounds, The
New Bracero Program, and the Supreme Court’s Role in Making Fed-
eral Labor Policy, 51 UCLA L. Rev. 1, 6 (2003) (“In selected cases,
the Court has set up an apparent conflict between the NLRA and some
other federal legislative scheme, then resolved that conflict by effec-
tively abrogating federal labor policy in favor of federal ‘other’ poli-
cy.”).
26 See A.P.R.A. Fuel, supra, 320 NLRB at 415: “[W]e conclude that
the most effective way for the Board to accommodate—and indeed to
further—the immigration policies IRCA embodies is, to the extent
possible, to provide the protections and remedies of the NLRA to un-
documented workers in the same manner as to other employees. To do
otherwise would increase the incentives for some unscrupulous em-
ployers to play the provisions of the NLRA and IRCA against each
other to defeat the fundamental objectives of each.”
The Board and some courts have previously found that IRCA’s leg-
islative history demonstrated Congress’s intent that IRCA not be con-
strued to limit the Board’s remedial powers. See id. at 414; Hoffman
MEZONOS MAVEN BAKERY
383
out in his Hoffman dissent, Congress enacted IRCA “to
diminish the attractive force of employment, which like
‘a magnet’ pulls illegal immigrants toward the United
States.”27 That magnet has a supply-side “push” and a
demand-side “pull.” The availability of backpay awards
would not increase the push on the supply side. As Jus-
tice Breyer commonsensically observed, aliens cross the
border to find work, not to gain the protection of the
NLRA.28 But the foreseeable result of precluding back-
pay will be to increase the pull on the demand side. That
pull is strong as it is. Undocumented workers are attrac-
tive to certain unprincipled employers because their pre-
carious immigration status renders them vulnerable to
exploitation.29 Typically, they will work long hours,
accept low wages, and tolerate unsafe conditions.30 Now
that they also come with a cost-free discharge guaran-
tee—even where, as here, the employer is a knowing
IRCA violator—the demand-side pull will be all the
greater, directly contrary to Congress’s purpose in enact-
ing IRCA.31
Of course, the most direct way to counteract the de-
mand-side pull is through vigorous enforcement of IRCA
itself. But it is or should be apparent that the double risk
of IRCA penalties and NLRA backpay awards would
reinforce deterrence, whereas precluding backpay awards
would undermine the deterrent effect of IRCA penalties
by creating offsetting savings. Employers who knowing-
ly employ undocumented workers are aware that they
risk IRCA penalties. On the other hand, such employers
Plastic Compounds, Inc. v. NLRB, 237 F.3d 639, 646 (D.C. Cir. 2001)
(stating that IRCA’s legislative history “shows that Congress did not
intend the statute to limit the NLRA even indirectly”); A.P.R.A. Fuel,
supra, 134 F.3d at 55 (“IRCA’s legislative history . . . demonstrates the
intention to preserve the NLRA’s protection of and remedies for un-
documented workers.”). We recognize, however, that the Supreme
Court has rejected this view. See Hoffman Plastic Compounds, supra,
535 U.S. at 149 fn. 4 (dismissing IRCA’s legislative history as “a single
Committee Report from one House of a politically divided Congress”
and a “slender reed,” and stating that other courts have read the Report
as merely endorsing the holding of Sure-Tan, Inc. v. NLRB, 467 U.S.
883 (1984), that undocumented aliens are “employees” under Sec. 2(3)
of the Act).
27 Hoffman Plastic Compounds, supra, 535 U.S. at 155 (citing H.R.
Rep. No. 99–682, at 45 (1986), reprinted in 1986 U.S.C.C.A.N. 5649).
28 Id.
29 See, e.g., Ames Alexander, Raeford Managers to Fight Charges,
Charlotte Observer, July 31, 2009 (reporting that current and former
supervisors at a Greenville, South Carolina chicken processing plant
said that the plant “preferred undocumented workers because they were
less likely to question working conditions for fear of being deported or
fired”).
30 See supra at fns. 48, 55.
31 Conversely, “[i]f an employer realizes that there will be no ad-
vantage under the NLRA in preferring illegal aliens to legal resident
workers, any incentive to hire such illegal aliens is correspondingly
lessened.” Sure-Tan, supra, 467 U.S. at 893.
enjoy labor-cost savings. Giving them immunity from
backpay liability can only tilt the cost-benefit calculus in
the direction of encouraging employers to run that risk.
Thus, as the Board concluded in A.P.R.A. Fuel, awarding
backpay to undocumented workers not only accommo-
dates IRCA’s central purpose, it furthers that purpose.32
C.
By reducing illegal immigration, Congress sought
through IRCA to protect the interests of U.S. citizens and
authorized-alien workers.33 As stated above, undocu-
mented immigrants, fearing detection and deportation,
will work long hours, accept low wages, and tolerate
substandard conditions. Thus, they possess a competi-
tive edge in the labor market—particularly in the market
for unskilled labor—over U.S. citizens and other author-
ized workers unwilling to submit to such exploitation.34
Also, undocumented immigrants’ availability in a labor
market tends to depress wages and working conditions
for others in the same market.35 By deterring employers
from hiring undocumented immigrants, IRCA seeks to
counteract these forces. To the extent that precluding
backpay awards encourages employers to hire undocu-
mented immigrants, it is at cross-purposes with IRCA
and injures the welfare of citizen and authorized-alien
workers.36
D.
The policy considerations outlined above also may be
looked at from the viewpoint of law-abiding employers
who must compete with IRCA violators. By adhering to
wage and hour laws and complying with workplace safe-
ty standards, such employers typically shoulder higher
labor costs than do those who employ unauthorized al-
iens. In principle at least, IRCA seeks to level the play-
ing field by imposing costs on IRCA-violating employers
32 320 NLRB at 415 (“[T]he most effective way for the Board to ac-
commodate—and indeed to further—the immigration policies IRCA
embodies is, to the extent possible, to provide the protections and rem-
edies of the NLRA to undocumented workers in the same manner as to
other employees.”).
33 H.R. Rep. No. 99-682, at 47 (1986), reprinted in 1986
U.S.C.C.A.N. 5649, 5651.
34 A.P.R.A. Fuel, 320 NLRB at 413–414.
35 “[A]cceptance by illegal aliens of jobs on substandard terms as to
wages and working conditions can seriously depress wage scales and
working conditions of citizens and legally admitted aliens.” Sure-Tan,
supra, 467 U.S. at 892 (quoting De Canas v. Bica, 424 U.S. 351, 356–
357 (1976)). Or, as Judge Cudahy more colloquially expressed it,
undocumented aliens’ “willingness to work for less means that Ameri-
can workers too must settle for less, or risk settling for unemployment.”
Del Rey Tortilleria, Inc. v. NLRB, 976 F.2d 1115, 1125 (7th Cir. 1992)
(Cudahy, J., dissenting).
36 These injuries are in addition to those inflicted on authorized
workers in the exercise of their rights under Sec. 7. See above, A.2,
A.3.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
384
in the form of civil penalties and criminal fines. Shield-
ing IRCA violators from backpay liability tilts the field
the other way. As a matter of policy, and of simple fair-
ness, Government should not contribute, however unin-
tentionally, to helping law-breaking employers undercut
their law-abiding competitors. Awarding backpay to
undocumented workers helps ensure that IRCA-
compliant employers “do not suffer a competitive disad-
vantage for their obedience to the law.”37
Conclusion
Although we are persuaded that an award of backpay
to undocumented workers is beyond the scope of the
Board’s authority under the Court’s Hoffman decision,
we also remain convinced that the result in this case—an
order relieving the employer of economic responsibility
for its unlawful conduct—can serve only to frustrate the
policies of both the Act and our nation’s immigration
laws. In denying backpay to the undocumented workers
in this case, therefore, we do not definitively shut the
door on other monetary remedies, which have not been
tested here. It is arguable, for example, that a remedy
that requires payment by the employer of backpay equiv-
alent to what it would have owed to an undocumented
discriminatee would not only be consistent with Hoff-
man, but would advance Federal labor and immigration
policy objectives. Such backpay could be paid, for ex-
ample, into a fund to make whole discriminatees whose
backpay the Board had been unable to collect.
Because of the procedural posture of this case, we do
not examine such a remedy here.38 However, we would
be willing to consider in a future case any remedy within
our statutory powers that would prevent an employer that
discriminates against undocumented workers because of
their protected activity from being unjustly enriched by
its unlawful conduct.
Emily De Sa, Esq., for the General Counsel.
Lloyd Somer, Esq., of New York, New York, for the Respond-
ent.
Washington Square Legal Services, Inc., Mayra Peters-
Quintero, Esq., Tsedeye Gebreselassie, David Peterson,
Hannah Roman, and Heding Yang, Law Students, New
York, New York, and Marielena Hincapie, Esq., National
Immigration Law Center, of Los Angeles, California, for
the Charging Party.
SUPPLEMENTAL DECISION
STEVEN DAVIS, Administrative Law Judge. The general
37 A.P.R.A. Fuel, supra, 134 F.3d at 57.
38 See, e.g., Scepter Ingot Castings, Inc., 341 NLRB 997 (2004)
(holding that the Board lacks jurisdiction to modify court-enforced
orders), enfd. sub nom. Scepter, Inc. v. NLRB, 448 F.3d 388 (D.C. Cir.
2006).
question presented is whether undocumented workers who are
not legally authorized to work or be present in the United States
but are nevertheless covered and protected by the National
Labor Relations Act (Act) are entitled to a backpay remedy.
The specific issue to be decided is whether undocumented
workers who have not engaged in fraud or criminal activity in
violation of the Immigration and Reform Act of 1986 (IRCA)
in obtaining or continuing their employment are entitled to
backpay where their employer, in violation of that statute, hired
and retained them knowing that they were undocumented.
Procedural Background
Based on a charge filed on March 5, 2003, by the Puerto Ri-
can Legal Defense and Education Fund (Charging Party), a
complaint was issued on April 23, 2003, alleging that Mezonos
Maven Bakery, Inc. (Respondent) discharged certain employ-
ees on February 12, 2003, because they concertedly complained
to it concerning their supervisor’s behavior toward them.
Thereafter, on February 2, 2005, based on a settlement stipu-
lation executed by all parties, the Board issued its Decision and
Order [unpublished] directing the Respondent to cease and
desist from discharging employees because they complained to
it about working conditions or because they otherwise attempt-
ed to improve their working conditions. The Respondent was
ordered to offer unconditional reinstatement to Jose Antonio
Quintuna Bermeo, Antonio Gonzalez, Luis Marcelo Gonzalez
Hurtado, Francisco Javier Joya, Christian Palma, Miguel Quin-
tuna, and Jose Armando Sax-Gutierrez “except that Respondent
may avail itself of a compliance proceeding and therein attempt
to establish that one or more of the alleged discriminatees is not
entitled to an unconditional offer of reinstatement.” The Re-
spondent was also directed to make the employees whole for
any lost wages and other benefits “except that if the amounts, if
any, due to the employees are not agreed to, a compliance pro-
ceeding will be commenced to litigate the amount of back pay
due, if any, to said employees.”1
The Respondent’s counsel stated here that the language con-
cerning the availability of a compliance proceeding was includ-
ed in the stipulation pursuant to his intention to raise a defense
that the employees were not entitled to reinstatement or back-
pay pursuant to the Supreme Court’s decision in Hoffman Plas-
tic Compounds, Inc. v. NLRB, 535 U.S. 137 (2002).
On March 15, 2005, the United States Court of Appeals for
the Second Circuit entered its judgment enforcing the Board’s
Order. On July 28, 2005, the Regional Director issued a com-
pliance specification (specification) setting forth the backpay
owed for the seven employees, and further asserting that back-
pay for six of the employees continues to run in the absence of
a valid offer of reinstatement. Backpay was tolled for the sev-
enth employee, Miguel Quintuna, who had already been rein-
stated.
The Respondent’s answer to the specification states that it
could not make a valid offer of reinstatement to the employees
or pay them backpay because it believed that they were not
1 According to the General Counsel, three other employees named in
the Order, Angel Bermeo, Marcos Bermeo, and Blanca Uruchina, have
elected not to participate in this proceeding.
MEZONOS MAVEN BAKERY
385
legally authorized to work in the United States pursuant to
Hoffman, but even if it was required to do so, it offered them
reinstatement in 2003, asking them at that time for proper doc-
umentation, but none presented the required documents. The
Respondent therefore concluded that they were not legally au-
thorized to work in the United States and refused to reinstate
them.
Prior to the opening of the hearing, the Charging Party filed
a Motion in Limine in which it asked that I exclude all inquiries
into the employees’ documented status. The Respondent filed
an opposition, and I issued an Order denying the motion.
A hearing was held before me on January 31, February 1 and
2, 2006, in Brooklyn, New York. During the hearing, the Re-
spondent sought to examine the employees about their docu-
mented status. Counsel for the Charging Party objected on the
ground of their Fifth Amendment privilege against self incrimi-
nation. I adjourned the hearing and, pursuant to Section
102.31(c) of the Board’s Rules and Regulations, filed with the
Board a recommendation that it issue an order requiring the
employees to testify concerning these matters.
While the recommendation was pending before the Board,
counsel for the General Counsel moved to amend the specifica-
tion or her theory thereof to eliminate the issue of whether the
discriminatees were documented. She stated that for the pur-
poses of this proceeding she “will proceed on the assumption
that the discriminatees are undocumented. We have decided not
to contest the issue of [the discriminatees’ documented] status
in this proceeding for the purposes of expediting this matter.”
Counsel for the General Counsel also moved that I withdraw
my Recommendation to the Board. Counsel for the Charging
Party responded that it took no position on the motions. Coun-
sel for the Respondent objected to the motions. I granted the
motions and withdrew my recommendation to the Board.
The hearing was resumed and closed on August 8, 2006. On
the entire record,2 including my observation of the demeanor of
the witnesses, and after considering the briefs filed by all par-
ties, I make the following
I. FINDINGS OF FACT
A. The Respondent’s Failure to Request
Documentation during the Employees’ Employment
Shaye Lieberman functions as the Respondent’s president,
running the operation and handling employee-related issues.
His wife owns the business, and Alex Izhak, the Respondent’s
manager and admitted supervisor, reports to Lieberman.
Of the approximately 20 production workers employed by
the Respondent, the seven employees involved here were em-
ployed the longest—including Joya and Miguel Quintuna for 8
years and Jose Bermeo for 5 years. The seven employees made
bread in the Respondent’s wholesale bakery. They worked 65
to 75 hours in a 6-day workweek. None received pay at a higher
rate for working more than 40 hours per week. They were dis-
charged on February 12, 2003.
Lieberman testified that he knew that the Respondent is le-
2 The General Counsel’s unopposed motion to correct the transcript
is hereby granted as set forth in GC Exh. 14.
gally required to verify that its workers are lawfully entitled to
work in the United States by examining evidence of identify
and employment eligibility and completing INS Form I-9,
which must be completed and signed by the employee and the
employer within 3 days of the employee’s hire. He stated that,
consistent with such understanding, when the seven employees
were hired he asked each for documentation which would sup-
port the completion of the I-9 form. They did not provide such
documentation at their hire. He stated that he asked them for
such documentation three or four times thereafter during the
course of their employ. Each time they said that they would
produce the papers but did not. He conceded that none present-
ed any fraudulent documents concerning their immigration
status.3
Lieberman stated that although none presented any of the re-
quired documents he permitted them to work. Lieberman did
not terminate them after 3 days of work, he did not receive a
receipt for the application of such documents from any of the
employees, and they were not discharged after 90 days of work
for not presenting the actual documents, as required by IRCA.
In contrast, the Respondent’s other approximately 11 workers
presented the documents required by the I-9 form at the time of
their hire.
Contradicting Lieberman’s testimony, the seven employees
testified consistently that when they were hired they were not
asked to produce such documents as a social security card, birth
certificate, passport, driver’s license, or any other documents,
and none presented any of the above documents on his own to
the Respondent. However, four employees, Jose Antonio Quin-
tuna Bermeo, Antonio Gonzalez, Luis Marcelo Gonzalez Hur-
tado, and Francisco Javier Joya, were asked for certain docu-
mentation during their employment, as will be discussed below.
The other three workers were not asked for documentation
during their hire. None were asked to sign any paperwork either
at hire or during their employment.
I cannot credit Lieberman’s testimony that at the time of the
hire of the seven employees he requested valid documentation
to support their documented status. Thus, the seven employees
each credibly testified that none was asked for such documenta-
tion by Lieberman or anyone else at the time of their hire. In
addition, the four employees who were asked for documenta-
tion during their employment presented papers which should
not have been accepted but were, such as passports and a photo
identification card from countries other than the United States.
Moreover, regardless of whether the employees were asked for
documentation and did not produce it, the Respondent violated
IRCA by hiring them and continuing to employ them without
receiving the proper documentation.
3 Lieberman also hired another employee, Marco Bermeo, without
receiving documentation of his immigration status. Lieberman later
sponsored him for a visa. Thereafter, Bermeo was discharged with the
seven employees and was an alleged discriminatee but elected not to
participate in this matter. Lieberman subsequently rehired Bermeo but
did not ask for or receive documentation of his immigration status
because of his sponsorship filing.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
386
B. The Requests for and Offers of Reinstatement
1. The facts
The specification alleges that the backpay period for Jose
Antonio Quintuna Bermeo, Antonio Gonzalez, Luis Marcelo
Gonzalez Hurtado, Francisco Javier Joya, Christian Palma, and
Jose Armando Sax-Gutierrez begins on February 12, 2003, the
date of their discharge, and continues to run in the absence of a
valid offer of reinstatement. The specification also asserts that
the backpay period for Miguel Quintuna begins on February 12,
2003, and terminates on March 5, 2003, the date he was rein-
stated by the Respondent. The General Counsel argues that no
valid offer of reinstatement has been made to any of the em-
ployees.
The Respondent’s answer states that it could not make a val-
id offer of reinstatement to the employees because it believed
that they were not legally authorized to work in the United
States. The answer further states that even if the Respondent
was required to make an offer of reinstatement, it did so in
2003 when it told them that they would be reinstated upon their
presentation of proper documentation establishing their identi-
fication and eligibility to work in the United States. However,
none presented proper documentation and it therefore conclud-
ed that they were not legally authorized to work in the United
States and refused to reinstate them.
The issues therefore are whether the Respondent was re-
quired to make offers of reinstatement to the employees and if
so, whether it has made valid offers.
One or 2 weeks following their discharge on February 12,
2003, the employees visited the Respondent in two consecutive
weeks in order to obtain their pay for the period that they
worked until their discharge. They received their pay without
incident, but they did not request, and were not offered rein-
statement at those times.
None of the employees received any letters from the Re-
spondent offering them reinstatement. In March, 2003, an ap-
pointment was made with the Respondent by counsel for the
Charging Party or by a workers group, either Asociacion Tep-
eyac De New York or the Latin American Workers Project, for
the men to return to the plant and meet with the Respondent in
order to attempt to obtain reinstatement. The workers returned
to the plant twice for that purpose.
Regarding the first meeting, Lieberman testified that he re-
ceived a letter from Asociacion Tepeyac pursuant to which he
agreed to meet only with Jared, a representative of one of the
workers’ groups. After making this appointment but prior to the
arrival of the workers, the charge in the underlying case was
filed on March 5 and Lieberman was served with a copy of the
charge. When the seven employees arrived with Jared, Lieber-
man refused to meet with the workers as a group. Lieberman
stated that although he was interested in having the men return
to work, he refused to speak to them at that time, did not offer
them reinstatement, and admittedly sent the workers away,
telling them to contact him and that he would meet with them
individually. He did not ask them for any contact information
which would enable him to contact them later.4
Lieberman’s testimony is somewhat different than that of the
employees. They stated that when they arrived with Jared at the
shop in March, 2003, manager Izhak said that he did not wish
to speak to Jared, but would speak to the workers. The employ-
ees insisted that Jared be present as he was needed to translate
what was being said. Izhak refused to speak to the men with
Jared and they left.
About one week later, pursuant to an appointment with the
Respondent, the men returned with Oscar and Javier from the
above worker organizations. Izhak asked them to go to the of-
fice one at a time.
Lieberman testified that at the meetings with the seven em-
ployees he offered to reinstate each of them if they produced
proper documentation as to their immigration status. He stated
that the seven employees “triggered” a wage and hour investi-
gation undertaken by the New York State Attorney General in
which their wages and hours were subject to examination. That
investigation began in 2003 at about the same time as the in-
stant Board case. Lieberman conceded that the employees here
caused him “a lot of trouble.” However, he denied asking the
seven employees for immigration documentation in retaliation
for the filing of the charge with the Board.
Each of the seven employees testified that at their meetings,
Lieberman had no forms with him for them to fill out, they
were not asked to sign anything, and he took no notes. Each
employee’s version of his meeting with Lieberman is set forth
below.
Jose Antonio Quintuna Bermeo
Jose Antonio Quintuna Bermeo stated that about 3 years af-
ter his hire in April 1998, Manager Izhak asked him for identi-
fication. Bermeo gave him a copy of his passport which was
issued by a country other than the United States. Izhak said that
that was enough.
At the March 2003 interview, Lieberman asked Bermeo what
he was doing there. Bermeo asked to be reinstated. Lieberman
told him that he must bring a “social security, I don’t care
whether it’s real or fake,” and that he could return to work if he
presented that document. Lieberman did not state a deadline
within which it had to be submitted. Bermeo asked Lieberman
why he was asking for that document now inasmuch as he did
not request it when he began work. Lieberman answered that all
the employees who work downstairs have social security num-
bers and “papers.” Bermeo reminded him that he worked up-
stairs, and Lieberman replied that “positions are taken upstairs
too.” Lieberman then said that this is his country and his busi-
ness and he could do as he pleased.
Thereafter, Bermeo did not present the requested documents.
However, a few weeks later he returned to the plant with dis-
chargee Antonio Gonzalez and met with Izhak. Gonzalez asked
to be reinstated, and was told that all vacant positions had been
filled. When Bermeo persisted, Izhak told him that he should
bring a social security number, and he would be reinstated.
4 In this connection, the employees did not give their home address
or phone number, if they had one, to the Respondent during their em-
ploy, and they were not asked to supply that information.
MEZONOS MAVEN BAKERY
387
Bermeo asked why he asked for such documents now and not
when he was hired. Izhak then said that he should “drop the
lawsuit and then my position will be there for me.” (On March
5, 2003, a charge was filed alleging the unlawful discharge of
the night shift employees). Bermeo protested that he knew
nothing about a lawsuit. Izhak said that he would think about it
and asked Bermeo to call him the next day.
The following day, Bermeo called and identified himself to
the secretary who shortly thereafter informed him that Izhak
was not present. Izhak did not return the call. Bermeo placed
calls in the following 2 days but was told on each occasion that
Izhak was not there. Bermeo did not present a social security
card or number thereafter.
Antonio Gonzalez
Antonio Gonzalez stated that about 2 years after he was
hired in February 2000, manager Izhak told him to bring in
“any type of identification ticket.” Thereafter, Gonzalez
showed Izhak his passport from another country. Izhak said that
it was “enough.”
At his interview with Lieberman in March 2003, Gonzalez
was asked if he wanted to return to work. Gonzalez said he did.
Lieberman told him to return within two days with his social
security number. Gonzalez replied “o.k. That was fine.”
Lieberman asked if he understood and Gonzalez said he did.
Gonzalez did not return with the number but about one
month later he visited the shop with Jose Antonio Quintuna
Bermeo, another dischargee. Bermeo asked Izhak if he could be
reinstated and was told that he could not return because new
employees had taken his job.
Gonzalez did not return to the plant and did not contact the
Respondent thereafter because he believed that the Respondent
did not act in good faith because (a) Lieberman spoke in an
“upset” manner and did not say that he had a job for him even
if he brought his social security card and (b) he was told by a
friend who was a current employee that new employees had
been hired and were performing the same work he had been
doing.
Luis Marcelo Gonzalez Hurtado
Luis Marcelo Gonzalez Hurtado stated that eight days after
he began work in March 2002, Izhak asked him for an identifi-
cation card, and also asked if he had a passport. Hurtado gave
him his passport which was issued by a country other than the
United States.
In March 2003, Hurtado met with Lieberman accompanied
by coworkers Palma and Jose Antonio Quintana Bermeo.
Lieberman asked them what they wanted. They asked whether
it was possible to obtain reinstatement. Lieberman replied that
if they presented a social security card and an identification
card they could return to work, but if they could not present
those documents they could not be employed there. He did not
set a deadline for the production of those documents. The men
asked why he requested those papers, and Lieberman replied
that it was a new rule or new law.
The workers then asked whether the employees currently
employed had presented those documents. Lieberman said they
had. The three men then requested that Lieberman prove that
those then employed had produced their papers, asking to be
shown their social security cards and identification cards.
Lieberman then reacted in a “strange way” and told them to
leave. Hurtado did not thereafter present the documents re-
quested, nor did he return to the Respondent’s premises or at-
tempt to contact it.
Hurtado testified that following the meetings that day, he
learned from the other six employees that all of them had been
asked to present social security cards and identification cards.
Francisco Javier Joya
Francisco Javier Joya stated that about 5 years after his hire
in 1995, Izhak asked him to present identification. Joya showed
him a military photo identification card from a country other
than the United States.
At his March 2003 interview, Lieberman asked him what he
wanted, and Joya responded that he wanted reinstatement.
Lieberman told him to bring in a social security number and he
would be reinstated the next day. Joya replied that he had been
employed for 7 years and “for the first time you are asking for a
social security number.” Lieberman repeated that if he brought
a social security card he would be working tomorrow.5 Joya
replied “let’s leave it at that,” answering in that way because he
believed that Lieberman’s offer was not a “real” job offer since
he had a sarcastic “facetious” grin as if he was making fun of
him. Joya did not present a social security card or number
thereafter.
Christian Palma
Palma, who was hired in June 2002, was interviewed in
March 2003 by Lieberman. Palma was accompanied by co-
worker Javier Joya who translated.
Lieberman asked Palma if he brought “the papers.” Palma
asked “what papers?” Lieberman replied “social security, pass-
port, license, identification from his country,” adding “it didn’t
matter if it was false.” Palma answered that he did not have
those documents with him at that time, and Lieberman said that
“there is nothing I can do.” Palma never brought such docu-
ments to the Respondent. He did not contact the Respondent
thereafter about obtaining reinstatement essentially because
Lieberman did not say that he would be reinstated, and while he
spoke to Palma he was smiling which Palma interpreted as an
attempt to humiliate him.
Palma stated that although he went to this interview believ-
ing that he would be offered reinstatement, Lieberman did not
make such an offer.
Miguel Quintuna
Quintuna began work in 1995. He was late arriving at work
on February 12, 2003, and was not present when his co-workers
were discharged. He was told by Izhak that his fellow employ-
ees were not needed and were fired. Quintuna’s brother, Jose
Antonio Quintuna Bermeo, was one of those fired. Izhak
warned Quintuna that if he left he could not return. Neverthe-
less, Quintuna left the premises without working that night.
When Quintuna picked up his last paycheck in late February,
he was asked by Izhak whether he wanted to return to work.
5 Joya testified inconsistently that Lieberman did not say when he
could return to work if he presented a social security card.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
388
Quintuna asked if there was any problem, and Izhak said there
was none. Quintuna asked to think about it and the following
day called Izhak and said that he would return to work. He was
reinstated on March 5.6 When he came back to work he was not
asked for any documents such as a social security card, birth
certificate or passport, and he did not present any such docu-
ments on his own.
About 1 month after his return to work, Lieberman ap-
proached Quintuna at his workstation and asked him where his
brother was. Quintuna said that he was at home. Lieberman
then grasped Quintuna’s shirt or lapels and shook them back
and forth saying: “I don’t want to see your brother because if he
comes here he’s going to cause trouble for me.” Lieberman
then lightly tapped Quintuna on both cheeks, saying “I do not
want your brother anymore,” or “tell your brother not to come
again to the bakery.”7 Quintuna said that he would speak to his
brother. Quintuna continued to work for the Respondent until
about August 2004.
The Charging Party argues that Lieberman’s lack of good
faith in asking the former employees for proof of documented
status is shown by his reinstating Quintuna without asking for
such proof. It asserts that the Respondent was thus motivated to
reinstate him and not the other workers because Lieberman
regarded his brother and the others as troublemakers. In this
connection, both Quintuna and Marcos Bermeo who was also
reinstated told Lieberman 1 day after the walkout that they did
not want to leave work, but had been threatened to do so by
other workers.8 The implication is clear that the Respondent
was not interested in reinstating troublemakers—those who
asserted their rights under the Act.
Lieberman testified that he did not ask Quintuna for docu-
mentation upon his rehire because he “sponsored” him for a
visa during his employ.9 I was not cited to any authority hold-
ing that the Respondent is relieved of its obligation to verify the
employee’s documented status upon rehire because he is being
sponsored for a visa.
Jose Armando Sax-Gutierrez
Sax-Gutierrez began work in September 2002. He attempted
to obtain reinstatement in February 2003 before his coworkers
returned to the plant for that purpose. Sax-Gutierrez went to the
plant 2 weeks after his discharge and told Izhak that he needed
his job back. Izhak replied that he would need identification,
and asked that he call the next day. The following day Sax-
Gutierrez called, identified himself and asked the secretary to
speak to Izhak. She said that she would get Izhak, but 5 minutes
later she told Sax-Gutierrez that Izhak did not know who he
6 The Respondent’s answer admits the specification’s allegation that
he was reinstated on March 5.
7 Quintuna’s pretrial affidavit did not mention that he was struck by
Lieberman, but it did state that Lieberman was “very upset.” Quintuna
did not protest his treatment and continued to work thereafter without
seeking medical attention, filing a police report or bringing a lawsuit.
8 Lieberman’s affidavit. C.P. Exh. 2, par. 11.
9 I sustained an objection to questions of Quintuna about the Re-
spondent’s alleged sponsorship based on his Fifth Amendment refusal
to answer questions, Rule 102.31(c), but permitted the Respondent to
make an offer of proof.
was.
At his interview with Lieberman in March 2003, Sax-
Gutierrez said that he needed his job. Lieberman replied that he
needed a social security number, but did not say when it had to
be supplied. Sax-Gutierrez did not answer, but left because he
believed that Lieberman “ignored” him by not looking directly
at him when he spoke to him. Sax-Gutierrez did not present a
social security card or contact the Respondent thereafter be-
cause he believed that Lieberman was making fun of him by
ignoring him, as Izhak had, as described above.
2. Analysis and discussion
The only alleged offers of reinstatement made by the Re-
spondent occurred shortly after the discharges of the employees
in February 2003 at a time when it was not legally obligated to
make such alleged offers. The Board’s Order, issued 2 years
later, in February 2005, directed the Respondent to make offers
of reinstatement. It did not make any such offers at that time,
but relies on the meetings it had with employees two years
earlier to support its belief that they were undocumented be-
cause they did not present any documentation after being asked
to do so, and for that reason refused to reinstate them.10
I credit the testimony of the employees concerning their ver-
sions of the meetings with Lieberman. Most of the testimony
was undenied. In addition, they testified consistently concern-
ing what was asked of them.
Hoffman did not disturb the conditional reinstatement part of
the order in A.P.R.A. Fuel Oil Buyers Group, 320 NLRB 408,
417 (1995), enfd. 134 F.3d 50, 56 (2d Cir. 1997), in which the
employer that hired employees knowing that they were undoc-
umented was required to offer immediate and full reinstatement
to the workers “provided that they complete, within a reasona-
ble time, INS Form I-9, including the presentation of the ap-
propriate documents in order to allow the employer to meet its
obligations under IRCA.”
It is first questionable whether the Respondent’s alleged of-
fers of reinstatement in March, 2003 afforded them the “rea-
sonable time” under A.P.R.A. to produce valid immigration
documents, particularly since the evidence does not permit a
finding that it intended to keep its offer open for a “reasonable
period of time” or that it so informed the dischargees. County
Window Cleaning Co., 328 NLRB 190, 199–200 (1999). In this
regard, Lieberman told Gonzalez to return within 2 days with
his social security number. He told Joya to bring a social secu-
rity card the next day, and when told by Palma that he had no
papers with him, said that there was nothing he could do. The
implication is that if Gonzalez, Joya and Palma did not present
such documentation at that time they would not be reinstated.
In this connection I am aware that Lieberman did not set a
deadline with Bermeo, Hurtado and Sax-Gutierrez for the
presentation of their documents.
The assumption applied in this case that the seven employees
were undocumented at the time of the hearing does not answer
the question concerning the Respondent’s obligation, first to
10 The Respondent does not claim that it had no contact information
for the dischargees. It could have communicated with their representa-
tives as had been done 2 years earlier.
MEZONOS MAVEN BAKERY
389
validly offer reinstatement and then to leave those offers open
for a reasonable time within which they must present proof of
documentation. Those obligations have not been met.
An employer’s offer of reinstatement must be specific and
unequivocal in order to toll backpay. Midwestern Personnel
Services, 346 NLRB 624, 624 (2006); A-1 Schmidlin Plumbing
Co., 313 NLRB 191, 192 (1993). An employer is relieved of its
duty to reinstate only when a proper offer is made and unequiv-
ocally rejected by the employee. L.A. Water Treatment, 263
NLRB 244, 246 (1982). If an offer of reinstatement is not a
bona fide offer, or one made in good faith, or “designed to pre-
vent reinstatement” it will not toll backpay. Murray Products,
228 NLRB 268, 269 (1977). The employer bears the burden of
proving that a reinstatement offer was valid. Marlene Industries
Corp., 234 NLRB 285, 288 (1978). Any ambiguity in the ex-
planation of the offer is construed against the employer. A.P.
Painting & Improvements, Inc., 339 NLRB 1206, 1208 (2003).
Counsel for the General Counsel argued at hearing that the
offers of reinstatement were not valid for two reasons. First,
although she concedes that an employer is required to demand
proof of documented status in order to fulfill its obligation un-
der IRCA, she argues that the Respondent did not make its
request for documents for that reason. Rather, she argues that
the demand was made for an illegitimate purpose—because the
Respondent believed that the employees were undocumented it
requested the documents knowing that they could not be pro-
duced, thereby ensuring that the employees could not be rein-
stated.
The General Counsel further argued that for an employer to
legitimately make a demand for immigration documentation,
the purpose of the request must be because it sought to comply
with the requirements of IRCA—that it hire employees lawful-
ly entitled to work in the United States. Here, however, by con-
ditioning reinstatement upon providing proof of documented
status, the Respondent’s true motive was not to comply with the
provisions of IRCA.
The General Counsel asserts that the Respondent’s lack of
good faith is demonstrated in its permitting employees Marco
Bermeo and Miguel Quintuna to return to work without pre-
senting any proof of their documented status. If the Respondent
was sincere in its efforts to comply with IRCA it would have
asked them to present proof of documentation prior to reinstat-
ing them. I agree with the General Counsel. Lieberman’s argu-
ment that it did not do so because it “sponsored” them for a visa
was not supported by any evidence that it was relieved of its
obligation to demand documentation because it sponsored
them. It should also be noted that the Respondent demonstrated
no interest in complying with IRCA prior to the filing of the
charge inasmuch as it did not discharge any of the employees
when they failed to present documentation at their hire or dur-
ing their employment.
The Respondent’s lack of good faith is also demonstrated by
Lieberman’s telling Bermeo that he must present a “social secu-
rity” which could be real or false, and his telling Palma that he
should present certain documentation and he did not care if it
was false.11 It should also be noted that Lieberman asked Palma
to present identification from a foreign country which is not
among the documents listed on INS Form I-9 as an acceptable
demonstration of identity or work eligibility. Regal Recycling,
Inc., 329 NLRB 355, 356 (1999).
The Respondent’s lack of good faith is further shown in
Bermeo’s testimony that the Lieberman claimed that he had
filled all vacant positions and therefore none were available,
and in Izhak’s avoiding the calls of Bermeo and Sax-Gutierrez.
Bermeo also gave uncontradicted testimony that when he re-
quested reinstatement, admitted supervisor Izhak told him that
all positions had been filled and that if he wanted reinstatement
he should “drop the lawsuit.” An offer to reinstate an employee
conditioned on his withdrawal of a charge is not valid and con-
stitutes a refusal to reinstate. Midwest Hanger Co., 221 NLRB
911, 914 (1975); Amsterdam Wrecking & Salvage Co., 196
NLRB 113, 116 (1972). Such comments undermine and con-
tradict the Respondent’s claim that it would reinstate the em-
ployees if they presented proper documentation.
In addition, Lieberman’s comment to Quintuna that he did
not want his brother Jose Bermeo to return to work because he
would cause “trouble” for the Respondent is further evidence
that the Respondent had no intention of reinstating the dis-
chargees. As set forth above, Quintuna and Marcos Bermeo,
both of whom were reinstated, were identified by Lieberman as
unwilling participants in the walkout.
I accordingly find and conclude that valid offers of rein-
statement have not yet been made to the seven employees, and
that backpay has not been tolled. The remainder of this Deci-
sion deals with whether the employees are entitled to backpay,
and the calculations of the proper amount of backpay due them.
C. Undocumented Workers as Employees
and the Backpay Remedy
The principal issue here involves the statutory rights of un-
documented workers who are prohibited from entering the
United States and working here but who are nevertheless em-
ployed by willing employers. Although undocumented workers
are provided the same rights under the Act, the Respondent,
relying on Hoffman, argues that the remedies available to them
do not include backpay.
1. The state of the law prior to Hoffman
A brief history of the state of the law as it relates to the cov-
erage by the Act of undocumented workers, and whether back-
pay is an appropriate remedy will help in the analysis of these
issues.
It has consistently been held that undocumented workers are
“employees” within the meaning of Section 2(3) of the Act and
that they are entitled to its protections. Sure-Tan, Inc. v. NLRB,
467 U.S. 883, 891 (1984); Concrete Form Walls, Inc., 346
NLRB 831, 833 (2006). In finding that undocumented workers
are protected by the Act, the Supreme Court in Sure-Tan noted
11 In this connection I am aware that Hurtado testified that he was
told that Lieberman asked all the employees to present a social security
card and identification card, valid forms of identification, but I find for
the reasons set forth above, that the offers of reinstatement were not
valid.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
390
that the Immigration and Nationality Act (INA) did not make it
unlawful for an employer to hire an undocumented worker and
that the employment relationship between an employer and an
undocumented worker was not illegal under the INA. The
Court observed that the “application of the NLRA helps to
assure that the wages and employment conditions of lawful
residents are not adversely affected by the competition of ille-
gal alien employees who are not subject to the standard terms
of employment.” It held that the “Board’s enforcement of the
NLRA as to undocumented aliens is therefore clearly reconcil-
able with and serves the purposes of the immigration laws.”
467 U.S. at 894.
The Court stated that “if an employer realizes that there will
be no advantage under the NLRA in preferring illegal aliens to
legal resident workers, any incentive to hire such illegal aliens
is correspondingly lessened. In turn, if the demand for undocu-
mented aliens declines, there may then be fewer incentives for
aliens themselves to enter this country in violation of the feder-
al immigration laws.” 467 U.S. at 893–894. The Court further
noted that “if undocumented alien employees were excluded
from participation in union activities and from protections
against employer intimidation, there would be created a sub-
class of workers without a comparable stake in the collective
goals of their legally resident coworkers, thereby eroding the
unity of all the employees and impeding effective collective
bargaining.” 467 U.S at 892. In this respect, the Supreme Court
recognized that “[a]cceptance by illegal aliens of jobs on sub-
standard terms as to wages and working conditions can serious-
ly depress wage scales and working conditions of citizens and
legally admitted aliens; and employment of illegal aliens under
such conditions can diminish the effectiveness of labor unions.”
467 U.S. at 892.
The Court noted that compliance proceedings must take into
consideration “the objective of deterring unauthorized immigra-
tion that is embodied in the INA.” 467 U.S. at 903. The Court
held that in order to be eligible for backpay, employees must be
available for work. It found that the Sure-Tan employees were
not available for work “during any period when they were not
lawfully entitled to be present and employed in the United
States.” Since the undocumented workers were deported after
being reported to the INS, the Court considered them unavaila-
ble for work and rejected their backpay awards because they
were based on a conjectural 6-month period that was beyond
the statutory authority of the Board to make. The Court further
held that any other award without the “lawfully present” re-
quirement would provide workers with an incentive to re-enter
the country illegally in violation of the INA.
Justice Brennan wrote for the dissent in arguing that “once
employers, such as petitioners, realize that they may violate the
NLRA with respect to their undocumented alien employees
without fear of having to recompense those workers for lost
backpay, their ‘incentive to hire such illegal aliens’ will not
decline, it will increase. And the purposes of both the NLRA
and the INA that are supposedly served by today’s decision will
unquestionably be undermined.” 467 U.S. at 912.
The Court did not decide whether an undocumented worker
who is not deported and remains in the United States after be-
ing terminated in violation of the Act is considered available
for work and therefore entitled to backpay. In this respect, both
the Second Circuit and the Ninth Circuit Courts of Appeals
interpreted Sure-Tan as applying only to awards of backpay to
undocumented workers who have left the country, and held that
when those workers remain in the United States after their ille-
gal termination, they are entitled to backpay. A.P.R.A. Fuel Oil
Buyers Group, Inc., 134 F.3d 50, 56 (2d Cir. 2001); Local 512,
Warehouse & Office Workers’ Union v. NLRB (“Felbro”), 795
F.2d 705, 719–720 (9th Cir. 1986).
The Felbro court noted that it was “improbable” that provid-
ing backpay to undocumented workers who continued to work
during the backpay period would encourage illegal entry or re-
entry to the United States. “Indeed, equalizing the backpay
liability for unlawful acts against undocumented and American
workers could deter employers from hiring undocumented
workers and thus marginally reduce illegal entry to the United
States.” 795 F.2d at 720. It concluded that awarding backpay to
undocumented workers “promotes the underlying aims of the
NLRA and does not detract from the purposes of the INA.” 795
F.2d at 722.
However, the Seventh Circuit Court of Appeals in Del Ray
Tortilleria, Inc. v. NLRB, 976 F.2d 1115, 1119 (7th Cir. 1992),
reached the opposite result, holding that inasmuch as undocu-
mented workers had no right to be present in the United States
and therefore had no right to employment, they suffered no
harm in not being awarded backpay.
IRCA, enacted in 1986, for the first time made the employ-
ment of undocumented workers illegal. The statute ‘“forceful-
ly’ made combating the employment of illegal aliens central to
‘the policy of immigration law.’” Hoffman, 535 U.S. at 149
(2002). It sought to accomplish that goal by deterring the em-
ployment of undocumented workers by imposing penalties on
those who hire them.
Accordingly, IRCA placed the burden on employers to verify
that their employees possessed certain qualifying documenta-
tion in order to be legally employed in the United States. IRCA
provides for sanctions against employers of undocumented
workers as the “principal method of eliminating the job oppor-
tunities that entice unskilled, illegal immigrant labor to the
United States.” A.P.R.A. Fuel Oil Buyers Group, Inc., 134 F.3d
50, 56 (2d Cir. 2001).
IRCA sought to deny employment to those who are not law-
fully present in the United States or who are not lawfully au-
thorized to work in the United States. The statute made it un-
lawful for an employer to (a) knowingly hire an undocumented
worker (b) fail to verify that a prospective employee possesses
certain qualifying documents and (c) continue to employ some-
one having learned that he is unauthorized to work in the Unit-
ed States. If an applicant for employment cannot present the
required documents, the applicant cannot be hired. An employ-
er that violates IRCA is subject to fines and criminal prosecu-
tion. However, an employer presented with documentation
which “reasonably appears on its face to be genuine” has estab-
lished an affirmative defense that it has not violated IRCA with
respect to such hiring.
Significantly, IRCA does not make it unlawful for an em-
ployee to obtain employment or work in the United States. The
only employee conduct made unlawful by IRCA is that he or
MEZONOS MAVEN BAKERY
391
she cannot tender as proof of documented status fraudulent
documents including those which are forged or counterfeit or
documents of other persons. Accordingly, the seven employees
here did not violate IRCA by working in the United States even
if they were undocumented.
The legislative history notes that IRCA was “not intended to
limit in any way the scope of the term ‘employee’ under the
Act or the scope of the rights and protections stated in Sections
7 and 8 of that Act” and was “not intended to ‘limit the powers’
of the Board to remedy unfair practices committed against un-
documented employees.” A.P.R.A., 134 F.3d at 56.12
In A.P.R.A., the employer violated IRCA by hiring employ-
ees who it knew were undocumented and then violated the Act
by firing them for their union activities. The Second Circuit
Court of Appeals adopted the Board’s reasoning that precluding
a backpay remedy “would increase the incentives for employers
to hire undocumented aliens . . . and would frustrate the objec-
tives of IRCA and the NLRA by undermining the deterrent
effect of the monetary penalties imposed by IRCA. Many em-
ployers . . . might well consider the fines to be a ‘reasonable
expense more than offset by the savings of employing undocu-
mented workers or the perceived benefits of union avoidance.’”
A.P.R.A., 134 F.3d at 57.
The A.P.R.A. court observed that “IRCA demonstrates a
Congressional intent to punish the employers of illegal aliens,
not to grant them any additional reward for their illegal ac-
tions.” The Board’s additional remedy of reinstatement was
awarded to the employees “provided that they complete, within
a reasonable time, INS Form I-9, including the presentation of
the appropriate documents in order to allow the employer to
meet its obligations under IRCA.” Backpay was awarded from
the dates of their discharges to the earliest of the following:
their reinstatement by the employer, subject to compliance with
the employer’s normal obligations under IRCA, or their failure
after a reasonable time to produce the documents enabling the
employer to meet its obligations under IRCA to verify their
eligibility for employment in the United States.
2. The effect of Hoffman
Thereafter, the Supreme Court decided Hoffman Plastic
Compounds, Inc. v. NLRB, 535 U.S. 137, 149 (2002). In that
case, employee Jose Castro fraudulently presented to his em-
ployer upon his hire the birth certificate of another person. The
employer learned of his undocumented status for the first time
at a Board compliance hearing following his unlawful dis-
charge.
In denying a backpay remedy, the Court held that federal
immigration policy as set forth in IRCA forecloses the Board
from awarding backpay to an undocumented worker who has
never been legally authorized to work in the United States. The
Court held that the Board’s backpay remedy conflicted with the
policies of IRCA which was outside the Board’s competence to
12 The Board has stated that “we recognize that threats involving
immigration or deportation can be particularly coercive. Such threats
place in jeopardy not only the employees’ jobs and working conditions,
but also their ability to remain in their homes in the United States.”
North Hills Office Services, 346 NLRB 1099, 1102 (2006), citing
Smithfield Packing Co., 344 NLRB 1, 8 (2004).
administer.
The Respondent relies on Hoffman in arguing that no back-
pay is due to the seven discriminatees here because it believed
that they were undocumented since they failed to present doc-
umentation upon being offered reinstatement in February, 2003.
The Respondent attempts to successfully play both statutes
against each other—discharging employees in violation of the
Act and then arguing that no backpay is due because the dis-
chargees are undocumented, a fact it was aware of for up to 8
years.
Regrettably, many employers turn a blind eye to immigration
status during the hiring process; their aim is to assemble a
workforce that is both cheap to employ and that minimizes
their risk of being reported for violations of statutory rights.
Therefore, employers have a perverse incentive to ignore im-
migration laws at the time of hiring but insist upon their en-
forcement when their employees complain. Rivera v. Nibco,
Inc., 364 F. 3d 1057, 1072 (9th Cir. 2004).
It is significant that the two essential facts in Hoffman (a)
that Castro criminally violated IRCA by presenting fraudulent
documents to his employer and (b) that employer Hoffman did
not violate IRCA but hired Castro with no knowledge that he
was undocumented are absent here. The reverse is true in this
case. The seven employees did not present fraudulent docu-
ments to the Respondent and did not violate IRCA, but the
Respondent violated IRCA by knowingly hiring them and con-
tinuing their employment without evidence that they were doc-
umented.
Therefore, the Court’s express concern that awarding back-
pay would condone criminal conduct by an employee is not
applicable here. Accordingly, the Court’s emphasis that the
employee was the wrongdoer while the employer was innocent
of wrongdoing is not a factor here.
In contrast, in failing to verify its employees’ documentation
and continuing to employ the seven discriminatees with
knowledge of their undocumented status, the Respondent is the
wrongdoer while the employees are innocent of violating
IRCA. Thus, the Respondent should not be permitted to evade
its liability for backpay. Just as the Court denied a remedy to
the wrongdoing party, employee Castro who presented fraudu-
lent immigration documents, here the Respondent is the sole
wrongdoer since it violated IRCA in hiring the workers without
obtaining proof of their documented status. Accordingly, the
Respondent should not be rewarded for knowingly and inten-
tionally violating IRCA and the Act.
Justice Breyer’s dissent in Hoffman poses the question pre-
sented here:
Were the Board forbidden to assess backpay against a know-
ing employer—a circumstance not before us today, this per-
verse economic incentive, which runs directly contrary to the
immigrations statute’s basic objective, would be obvious and
serious. 535 U.S. at 155 [emphasis in original].
The majority opinion did not disavow or disapprove of Jus-
tice Breyer’s hypothetical observation.
Where an employer knowingly violates IRCA a holding
denying backpay provides the employer with an incentive to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
392
violate that statute. It would know that it could avoid a mone-
tary award of backpay simply by hiring undocumented workers
in violation of IRCA. The knowing employer cannot claim that
it would not have hired the undocumented worker had it known
of his undocumented status, or that it would have terminated
him when it learned of his undocumented status. Accordingly,
no conflict between the two statutes exists in this case since the
Respondent knowingly violated IRCA and the employees did
not.
Justice Breyer’s concern is consistent with IRCA’s express
language which prohibits an employer from knowingly hiring
an undocumented worker, failing to verify that he possesses
qualifying documents, and continuing to employ him having
learned that he is unauthorized to work in the United States.
Thus, the main object of IRCA is to deter employers from
knowingly hiring and continuing to employ such workers. A
denial of backpay here would encourage employers to hire
undocumented workers.
It is important to note that prior to Hoffman, the Board con-
sistently held that IRCA did not preclude the award of backpay
to employees whose employer hired them knowing that they
were undocumented. A.P.R.A., 320 NLRB 408 (1995), enf. 134
F.3d 50, 56 (2d Cir. 2001); Met Food, 337 NLRB 109 (2001);
Regal Recycling, Inc., 329 NLRB 355 (1999); County Window
Cleaning Co., 328 NLRB 190, 190 fn. 2 (1999), where the
Board stated that “it is clear that undocumented aliens are em-
ployees under Sec. 2(3) of the Act and, thus, are entitled to the
protections and remedies of the Act.”
In his dissenting opinion in Hoffman, Justice Breyer stated
that nothing in IRCA prohibits an award of backpay to undoc-
umented workers. He noted that the purpose of backpay awards
includes deterrence—discouraging employers from violating
the Act, and that by denying a backpay award the wrongdoing
employer benefits from his violation of both the Act and IRCA
while the employee achieves no remedy. Such a result “in-
creases the employer’s incentive to find and to hire illegal-alien
employees.” 535 U.S. at 155.
Thus, according to Justice Breyer, Hoffman accomplishes
what the Sure-Tan Court sought to avoid: employers benefiting
by hiring undocumented workers thereby creating incentives
for more workers to enter the country illegally, forming a sub-
class of workers with few remedies thereby weakening labor
conditions and protections for all workers. 535 U.S. at 157.
Justice Breyer observed that according to the legislative his-
tory of IRCA, the “general purpose of [the statute] is to dimin-
ish the attractive force of employment, which like a ‘magnet’
pulls illegal immigrants toward the United States.” Hoffman,
535 U.S. at 155, 156. The “willingness of many illegal immi-
grants to accept low wages and substandard conditions makes
them attractive to some employers who are ready to ‘exploit
[them as a] source of labor’ often to the detriment of United
States workers whose wages are depressed or whose jobs are
lost.” A.P.R.A. Fuel Oil Buyers Group, 134 F.3d at 55–56 (2d
Cir. 2001).
“A policy of applying the labor laws must encompass a poli-
cy of enforcing the labor laws effectively. Otherwise, ‘we
would leave helpless the very persons who most need protec-
tion from exploitative employer practices.’” Hoffman, dissent-
ing opinion, 535 U.S. at 156. (emphasis in original) Justice
Breyer also described backpay as the only tool in the Board’s
“remedial arsenal” which is meaningful, and that by prohibiting
an award of backpay, employers could flout the labor laws “at
least once with impunity.” He further stated that “the backpay
remedy is necessary; it helps make labor law enforcement cred-
ible; it makes clear that violating the labor laws will not pay.”
535 U.S. at 154. Thus, although undocumented workers are
protected by the Act they should not be disqualified from shar-
ing in the same remedies as workers who are documented.
Accordingly, in enacting IRCA Congress believed that the
continued enforcement of worker protection laws including the
Act for documented and undocumented workers would remove
the economic incentive for employers to hire undocumented
workers. In the legislative history, set forth above, which stated
that IRCA was “not intended to ‘limit the powers’ of the Board
to remedy unfair practices committed against undocumented
employees,” it is clear that Congress sought to complement
rather than replace the remedies provided by the Act with the
sanctions provided by IRCA. Its intent in enacting IRCA was
that such workers continue to be protected by the Act. Where
employees are protected by the Act they must also benefit from
its remedies, otherwise the Act’s protection is a meaningless
promise. A backpay remedy here is appropriate to make whole
the employees who are innocent of any violations of IRCA.
It is clear that a backpay remedy here will effectuate the pol-
icies of the Act while at the same time be compatible with
IRCA. Section 10(c) of the Act provides that the Board shall
provide such remedies including “reinstatement of employees
with or without backpay, as will effectuate the policies of this
Act.” The Supreme Court has recognized that Section 10(c)
vests in the Board “the primary responsibility and broad discre-
tion to devise remedies that effectuate the policies of the Act,
subject only to limited judicial review.” Sure-Tan, Inc. v.
NLRB, 467 U.S. 883, 898–899 (1984). “The power to command
affirmative action is remedial, not punitive, and is to be exer-
cised in aid of the Board’s authority to restrain violations and as
a means of removing or avoiding the consequences of violation
where those consequences are of a kind to thwart the purposes
of the Act. Consolidated Edison Co. v. NLRB, 305 U.S. 197,
236 (1938).
In NLRB v. J. H. Rutter-Rex Mfg. Co., 396 U.S. 258, 263
(1969), the Supreme Court stated:
The legitimacy of back pay as a remedy for unlawful dis-
charge . . . is beyond dispute, and the purpose of the remedy is
clear. A back pay order is a reparation order designed to vin-
dicate the public policy of the statute by making the employ-
ees whole for losses suffered on account of an unfair labor
practice.
The purpose of a backpay remedy is remedial—an aid in re-
pairing the harm to employees. The main purpose of awarding
backpay is to make employees whole for losses caused by their
employer’s unfair labor practices. An award of backpay vindi-
cates the policy of the Act and may deter similar illegal conduct
of other employers in the future.
Monetary penalties are effective in deterring future conduct,
and without them, employers have more, not less incentive to
MEZONOS MAVEN BAKERY
393
hire undocumented workers. Non-monetary remedies including
a cease and desist order and the posting of a notice do not make
the employee whole for his wrongful discharge. By denying a
backpay remedy, an employer has an incentive to increase its
employment of undocumented workers by removing any real
remedy for violating the Act, thus undermining the purpose of
the Act and the effectiveness of its monetary remedies.
A backpay award also serves to deter the commission of fu-
ture unfair labor practices by preventing wrongdoers from ben-
efiting from their unlawful conduct. Rutter-Rex, above, 396
U.S. at 265. An award of backpay “does not create an addition-
al incentive for unscrupulous employers to employ illegal al-
iens . . . and helps to ensure that employers who comply with
IRCA do not suffer a competitive disadvantage for their obedi-
ence to the law.” A.P.R.A., 134 F.3d at 57. On the other hand,
in being awarded backpay, employees do not receive compen-
sation for entering the United States without authorization.
Rather, they are being made whole for the Respondent’s unlaw-
ful act in discharging them. If a backpay remedy is equally
applied to undocumented as well as documented workers, em-
ployers will have no incentive to hire undocumented workers
because there will be no benefit to unlawfully firing an undoc-
umented worker.
It would be anomalous to hold that undocumented workers
are not entitled to backpay despite the well-settled principal that
they are employees under the Act who are intended to be pro-
tected by it. A right is meaningless if it cannot be enforced. If
they are covered by the Act such protection must be accompa-
nied by a meaningful backpay remedy. Justice Breyer noted
that denying undocumented workers backpay “undermines the
public policies that underlie the Nation’s labor laws.” 535 U.S.
at 160. A backpay award serves to fulfill the promise of the Act
made more than seventy years ago that a remedy is available
for employees covered and protected by it who are victims of
discrimination while at the same time innocent of wrongdoing.
The Board “honors our responsibility to protect the rights of
those covered by the Act.” Oakwood Healthcare, Inc., 348
NLRB 686, 686 (2006).
An award of backpay which would serve to deter employers
from knowingly hiring undocumented workers outweighs any
unjust enrichment of the undocumented worker who remains in
the United States illegally. In this regard, undocumented work-
ers who have been unlawfully discharged from jobs in this
country have already made the decision to unlawfully enter and
remain here in order to work. It is too speculative to contend
that people will enter the United States illegally only to obtain
backpay in the event that they are illegally discharged.
The Hoffman majority noted that Castro could not mitigate
damages as he is required to do by legally seeking interim em-
ployment following his discharge. However, as demonstrated in
this hearing, the seven undocumented workers all obtained
employment following their discharges. It is a fact that once in
the United States, although here illegally, undocumented work-
ers will find a way to work and will find employers willing, if
not eager to employ them.
If a backpay remedy is denied, the seven employees would
be held responsible for the Respondent’s violation of IRCA.
Denying an award of backpay would punish the employees,
benefit the wrongdoer, condone the employment of undocu-
mented workers and place the risk associated with such em-
ployment on the employees instead of the employer. However,
by requiring the employer to pay backpay to undocumented
workers, the employer will have no incentive to hire undocu-
mented workers because there will be no benefit in violating
the Act.13
Enforcement of the Act enhances the mission of IRCA. Im-
posing a backpay award on an employer which violates the Act
serves the same purpose as fining an employer for employing
an undocumented worker. Both sanctions discourage employers
from hiring undocumented workers. Awarding backpay to such
workers will not impinge upon the nation’s immigration poli-
cy—it will enhance it. Such actions would help to deter the
unlawful activity that both the Act and IRCA seek to prevent.
Employers that knowingly violate both IRCA and the Act
should have penalties imposed under both statutes. An award of
backpay would create no conflict between the two statutes
where, as here, the Respondent seeks to benefit from its viola-
tion of IRCA while at the same time the employees have not
violated that statute.
I accordingly find and conclude that the seven employees are
entitled to backpay.
D. Backpay Calculations
1. Gross backpay and backpay period
The Specification alleges and the Respondent admits that,
except for its Hoffman defense, the gross backpay figures and
the way in which they were calculated are accurate. The Re-
spondent stipulated that for the seven employees it (a) main-
tained no payroll records during their employment which would
show the days and hours they worked or their rates of pay (b)
paid them in cash and no deductions were made on their behalf
for federal, state or city taxes or for social security and (c) did
not issue W-2 forms during their employment with it.
The reinstatement remedy established in A.P.R.A. relating to
the unlawful discharge of undocumented employees knowingly
hired by their employer in violation of IRCA was not disturbed
by Hoffman and applies here. Backpay was awarded from the
dates of their discharges to the earliest of the following: their
reinstatement by the employer subject to compliance with the
employer’s normal obligations under IRCA, or their failure
after a reasonable time to produce the documents enabling the
employer to meet its obligations under IRCA to verify their
eligibility for employment in the United States. As set forth
above, I have found that no valid offers of reinstatement have
been made to any of the seven employees. Accordingly, their
backpay continues to run for all seven workers except Miguel
Quintuna who has already been reinstated.
The specification alleges that the backpay period for Jose
13 “[E]very case citing Hoffman since it was rendered has either dis-
tinguished itself from it or has limited it greatly.” Cano v. Mallory
Management, 760 N.Y.S. 2d 816, 818 (N.Y.S.C. 2003); see also Zavala
v. Wal-Mart Stores, 393 F.Supp. 2d 295, 321–324 (D.N.J. 2005); Singh
v. Jutla, 214 F.Supp 2d 1056, 1061–1062 (N.D. CA 2002); Zeng Liu v.
Donna Karan Intl., Inc., 207 F.Supp 2d 191 (S.D.N.Y. 2002); Balbuena
v. IDR Realty LLC, 6 N.Y. 3d 338, 350–360 (Ct. Appeals 2006).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
394
Antonio Quintuna Bermeo, Antonio Gonzalez, Luis Marcelo
Gonzalez Hurtado, Francisco Javier Joya, Christian Palma, and
Jose Armando Sax-Gutierrez, begins on February 12, 2003, the
date of their discharge by the Respondent, and continues to run
in the absence of a valid offer of reinstatement. The Specifica-
tion also asserts that the backpay period for Miguel Quintuna
begins on February 12, 2003, and terminates on March 5, 2003,
the date he was reinstated by the Respondent.
2. Interim employment
The Specification, which was issued on July 28, 2005, con-
tains interim earnings figures only through the first quarter of
2005, ending on March 31, 2005. Evidence concerning interim
employment and earnings from that date to the date of the hear-
ing was testified to by the employees. I have revised and updat-
ed the interim earnings and backpay amounts through the fourth
quarter of 2005 based on the employees’ testimony in January
and February 2006, and I have set forth such revised backpay
calculations in appendices at the end of this decision. In some
cases, the testimony of the employees differs from the specifi-
cation. I have attempted to reconcile the differences as dis-
cussed below.
Hurtado and Joya were paid by check by their interim em-
ployers, but did not retain copies of the checks or check stubs.
The other five employees were paid in cash and received no
written documentation such as pay receipts of their hours
worked or earnings received from their interim employers.
None of the seven employees provided written documentation
of their interim earnings to the Regional Office, and none kept
any written records of his search for interim employment.
Jose Antonio Quintuna Bermeo
Bermeo testified that following his discharge he found it dif-
ficult to search for work because he had to attend meetings with
the Charging Party’s attorneys in an effort to obtain reinstate-
ment. He stated that he was so engaged about twice per week,
with his first meeting 1 week after his discharge which con-
sumed 3 to 4 hours. That day he did not search for interim em-
ployment.
Bermeo looked for work at about three bakeries and was told
that no jobs were available because it was the slow season. He
could not recall any of the names of the bakeries but gave the
street names for two of the companies. He also stood at a loca-
tion where contractors pick up day laborers but he was not se-
lected for such work. During the period of time that he was not
employed he paid his rent from his savings.
Bermeo became employed at Verrazano Tile in about April
2003. He testified that his weekly starting salary was $410 with
no overtime. Six months later, in October 2003, his salary was
increased to $520 at which time he received another $50 per
week in overtime pay. Later he received a raise to $600 per
week. Although he did not testify as to when he received that
raise, the specification states that it began in January 2005 and I
accept that date. He further testified that his wage was in-
creased to $720 per week. He did not know when he received
that raise but he said that it was in 2005, “a long time” before
the February 2006 hearing. Based on the facts concerning his
history of wage raises, I find that he received the increase to
$720 in July 2005, 6 months after the January 2005 raise.
Bermeo remained employed at Verrazano at the time of the
hearing. He lives in Brooklyn and traveled to work in Staten
Island by bus when he began work at Verrazano, but beginning
in October 2005 was driven to work by a coworker.
The specification states that Bermeo earned $420 per week
plus $50 per month overtime while employed at Verrazano
Tile. In January 2004 his salary was increased to $520, and in
June, 2004 he no longer received overtime pay. In January
2005 his salary was increased to $600 per week.
There is thus a discrepancy concerning interim earnings be-
tween Bermeo’s hearing testimony and the Specification. Alt-
hough the Specification states that Gonzalez initially earned
$420 per week and $50 per month overtime, he testified that his
starting salary at Verrazano was $410 per week with no over-
time. Using those figures, he thus testified to receiving less
interim earnings than set forth in the specification. However,
inasmuch as the General Counsel has admitted a higher interim
earnings figure as set forth in the specification and has not
amended that figure, and no notice has been given the Re-
spondent that such a figure is incorrect, the Respondent had no
opportunity to rebut the interim earnings as testified. Laredo
Packing Co., 264 NLRB 245, 248 (1982). Accordingly, I will
retain the Specification’s higher interim earnings figures of
$4715 and $5610 and thus lower net backpay as set forth in the
second and third quarters of 2003.
Bermeo testified that he began earning $520 per week plus
$50 per week overtime in October 2003 through December,
2003. (Fourth quarter of 2003.) This conflicts with the specifi-
cation’s statement that he began earning $520 in January 2004.
I will rely on his hearing testimony as the most accurate ac-
count of his interim earnings where he testified to higher inter-
im earnings than that set forth in the specification. See Team-
sters Local 294, 208 NLRB 445, 449 (1974). This finding is
supported by the fact that he kept no record of his interim earn-
ings. Accordingly, I shall revise the specification’s calculations
to state that he received higher interim earnings, as follows: For
the fourth quarter of 2003 his interim earnings were $7410.
($520 x 13 weeks + $50 x 13 weeks).
According to his testimony, Bermeo continued to be paid
$520 per week for the 2004 calendar year and $50 per week
overtime only through June 2004.14 Accordingly his interim
earnings continued to be $7410 per quarter through the second
quarter of 2004. However, in the third and fourth quarters of
2004, his interim earnings were $6760 due to the loss of over-
time pay. ($520 x 13 weeks).
According to Bermeo’s testimony, he received a weekly
wage of $600 in January, 2005, and later earned $720 per week.
As set forth in the Specification, inasmuch as his interim earn-
ings exceeded his gross backpay for the first quarter of 2005 at
his wage of $600, he is not entitled to backpay from the first
quarter of 2005 and thereafter.
I have reduced Bermeo’s interim expenses in the fourth quar-
ter of 2005 by $312 consistent with his testimony that he was
driven to work by a coworker and no longer used public trans-
portation. He did not testify that he reimbursed the co-worker
14 In this respect, I accept the stipulation’s statement that he stopped
receiving overtime pay in June 2004. He did not testify differently.
MEZONOS MAVEN BAKERY
395
for his travel expenses. In any event, his interim earnings in that
quarter exceeded his gross backpay even without the reduction
so that he is entitled to no backpay for that quarter.
Antonio Gonzalez
Following his discharge, Gonzalez looked for work for two
months before he became employed. His search was done by
walking in Brooklyn 2 to 3 days per week for 2 to 3 hours each
day. He did not look for work at the New York State Depart-
ment of Labor, employment agencies, on the internet or in
newspapers.
Gonzalez testified that he began work at All Type Auto Re-
pair in about March 2003. He worked 40 hours per week and
his initial salary was $60 per day for 5 days’ work, or a total of
$300 per week. He was employed at All Type at the time of the
hearing. In about September 2004, Gonzalez received a raise of
$5 per day, earning a total of $305 per week.
The specification states that Gonzalez’ initial salary was
$250 per week and in late December 2003 he received a raise to
$275. On January 1, 2005, his weekly salary was increased to
$300.
There is thus a discrepancy concerning interim earnings be-
tween Gonzalez’ hearing testimony and the specification. Alt-
hough the specification states that Gonzalez initially earned
$250 per week and was ultimately raised to $300, he testified
that his starting salary was $300 per week and he received a $5
raise in September 2004. For the reasons set forth above, I rely
on his hearing testimony as opposed to the specification’s
statements. Accordingly, I will revise the computations con-
sistent with his testimony to set forth that Gonzales’ interim
earnings were higher than set forth in the specification. They
consisted of $3900 per quarter ($300 per week x 13 weeks)
from the second quarter of 2003 through the third quarter of
2004, and $3965 per quarter ($305 per week x 13 weeks) from
the fourth quarter of 2004 through the fourth quarter of 2005.
Luis Marcelo Gonzalez Hurtado
Hurtado testified that he immediately searched for work by
daily visiting employment agencies in Jackson Heights,
Queens. He did not recall the names of those agencies. He first
made such visits once per week. His first job following his
discharge was at a restaurant where he worked for 1 week as a
dishwasher in about May 2003. He did not like that job and
quit. He worked 8 hours per day, 6 days per week, and earned
$7 per hour. That position is not reported in the specification
and I shall accordingly increase his interim earnings for the
second quarter of 2003 by $336.
Hurtado next worked in about June 2003 at a demolition
company in Queens whose name he does not recall. He testified
that he earned $7 per hour and worked there 45 hours per week
for 2 to 3 weeks.
The Specification states that Hurtado worked at the demoli-
tion company only 24 hours per week and earned $7.50 per
hour. According to the specification, he worked at that job for
nine weeks, earning a total of $1620. At hearing, he explained
the difference in his hours by stating that his working hours
varied—some weeks he was employed 24 hours per week and
other weeks 45 hours. Based on his testimony and the lack of
documentary evidence, I find that he worked 24 hours per week
for 6 weeks at $7.50 per hour and that he worked 45 hours per
week for 3 weeks (consistent with his testimony) at a rate of $7
per hour.
Accordingly, the specification will be revised to state that for
the second quarter of 2003, Hurtado received higher interim
earnings, earning a total of $2361. That figure is the sum of
$1080 ($7.50 x 24 hours x 6 weeks) and $945 ($7 x 45 hours x
3 weeks) plus $336 for his 1 week’s work as a dishwasher.
Hurtado testified that thereafter, he had two periods of em-
ployment with the same construction/demolition company in
Queens. In his first period of employment, which was for the
month of September, 2003, he worked 6 days per week earning
$60 per day. In his next period of employment he worked for
10 hours per day for 3 days per week, earning $7 per hour.
Earnings for both companies are accurately contained in the
Specification.
Hurtado testified that he next became employed in a bakery
where he was employed at the time of the hearing. When he
began work in about April 2004, he earned $360 for a 6-day
week, but by the time of the hearing his salary was increased to
$68 per day for a 6-day week. He did not know when his wage
was increased, and indeed testified that he did not receive a
raise in pay. However, it is likely, as he testified, that inasmuch
as he worked there for ten months by the time of the hearing he
did receive a raise to $68 per day. Accordingly, I shall revise
the Specification to state that his interim earnings in the fourth
quarter of 2004 were $5304, which is higher than that set forth.
($68 per day x 6 days x 13 weeks).
Francisco Javier Joya
Joya first began looking for work about 3 or 4 weeks after
his discharge, but explained that he did not look for work be-
cause he could not find a job. He searched for work in Brook-
lyn by applying in person at bakeries, but did not look for work
elsewhere.
Joya eventually worked as a day laborer 3 or 4 days a week
for 3 to 4 weeks earning $70 per day. He also worked in con-
struction at Breant Company where he earned $8 per hour by
check and worked 35 to 40 hours per week. He was employed
there for about 1-1/2 months. He left because he did not like
construction work.
In about May 2003, Joya became employed by Panificio
Bakery where he worked 5 to 6 days per week and was paid
$90 per day. He worked there for 3 to 4 months. Panificio was
sold to Reliable Bakery and he was transferred to that company.
He began at a daily salary of $75 and worked 7 days per week,
then in mid-April 2004, he worked 6 days, and in early October
2004, he resumed working 7 days per week. In 2005, he re-
ceived a raise to $80 per day.
Inasmuch as the 2005 pay raise is not reflected in the specifi-
cation, I shall revise it to state that in each quarter in 2005,
Joya’s interim earnings were $7280. ($80 x 7 days x 13 weeks).
Christian Palma
Palma testified that following his discharge on February 12,
2003, he immediately searched for work four to five days per
week by looking in help-wanted ads in El Diario, a Hispanic
language newspaper. He called certain advertisers including
about four to five car washes and one company which cleaned
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
396
offices. The ads for car washes resulted in four job interviews
but by the time he was interviewed the company had already
hired the one or two workers needed. His afternoons were spent
doing personal errands. He also asked his friends if they knew
whether any jobs were available.
Palma responded to an ad placed in El Diario by Car Spa
and was hired in about April 2003 where he continued to work
at the time of the hearing. He is employed from 8 a.m. to 6 or 7
p.m. 6 days per week, or about 50 to 60 hours per week. Palma
testified that his initial wage was $5 per hour and he received a
50 cent raise in June or July 2003, after which his wage was
reduced in August 2004 for 2 months to $5 per hour, but later
his wage was raised to $5.50. He received another 50-cent raise
in about October 2005. His wage from September 2005 to the
date of the hearing was thus $6 per hour.
The Specification states that Palma earned $5.50 per hour
based on a 55-hour workweek plus $25 in tips 6 days per week.
It further states that in March 2004, his workweek was reduced
to 45 hours and his tips reduced to $15 per day, but he contin-
ued to work 6 days per week. On May 10, 2004, his workweek
was reduced to 37 hours, but his tips and days of work re-
mained the same. In July 2004, his salary was reduced to $5 per
hour and his weekly hours of work were increased to 44-1/2,
and his tips and days of work remained the same.
Thus Palma testified that he received a wage of $5 to $15 per
day and $30 to $35 per week in tips, but the Specification is
based on his earning a wage of $25 and $15 per day in tips, 6
days per week. I will not disturb the Specification’s figures in
this regard particularly since his testimony is self-contradictory.
Thus, although the Specification states that his lowest daily tip
total was $15 he testified that it was only $5.
Palma testified that from the second quarter of 2004 through
the fourth quarter of 2005, his wage varied from $5 to $6 per
hour. In August 2004, he received $5 per hour for 2 months and
then $5.50 from October 2004, to October 2005 when he re-
ceived $6.
Thus, in the second quarter of 2004, according to his testi-
mony, he earned $5.50 per hour. His interim earnings that quar-
ter were $5102.50. ($5.50 x 55 hours x 13 weeks + $15 daily or
$90 weekly tips x 13 weeks). I shall revise the specification
accordingly to set forth higher interim earnings.
In 2 months of the third quarter of 2004 his interim earnings,
according to his testimony, was $2920. ($5.00 per hour x 55
hours x 8 weeks + $90 weekly tips x 8 weeks). In the third
month, he earned $5.50 per hour for a total of $1570 for that
month. The total interim earnings for the third quarter are thus
$4490. I shall revise the Specification accordingly to set forth
higher interim earnings.
From October 2004, to October 2005, according to his testi-
mony, Palma earned $5.50 per hour. Accordingly, from the
fourth quarter of 2004 to the third quarter of 2005, his quarterly
interim earnings were $5102.50. ($5.50 x 55 hours x 13 weeks
+ $90 weekly tips x 13 weeks). I shall revise the Specification
accordingly to set forth higher interim earnings.
Palma testified that he earned $6 per hour from October,
2005 to the date of the hearing. Accordingly, his interim earn-
ings in the fourth quarter of 2005 were $5460. ($6 per hour x
55 hours x 13 weeks + $90 weekly tips x 13 weeks). I shall
revise the Specification accordingly.
Miguel Quintuna
The Specification states that the backpay period begins on
February 12, 2003, when Quintuna was discharged, and ends
when he was reinstated on March 5, 2003. Accordingly, $1320
in backpay is sought for that 2-week period which consists of
$7.50 per hour for 40 hours per week plus 32 hours of overtime
at time and one-half for 32 hours per week.
No evidence was presented that Quintuna searched for em-
ployment during that period and it is not alleged that Quintuna
received any interim earnings. Although the Respondent sug-
gested that Quintuna returned to work earlier than March 5, no
evidence has been adduced to support that claim. The only
evidence presented was that the Respondent made an offer of
proof that it sponsored Quintuna for a visa during his employ.
Such efforts included Quintuna retaining an attorney who con-
tacted the Respondent, and Lieberman signed a sponsorship
document for Quintuna.
Once the General Counsel has satisfied his burden to show
the gross amount of backpay to which Quintuna is entitled, the
Respondent has the burden to produce evidence that would
mitigate its liability. It was thus the Respondent’s burden to
show that Quintuna unreasonably failed to mitigate damages.
Ferguson Electric Co., 330 NLRB 514, 518 (2000). It has not
done so. Accordingly, the net backpay is $1320 ($7.50 x 40
hours x 2 weeks + $11.25 x 32 x 2 weeks).
Jose Armando Sax-Gutierrez
Sax-Gutierrez began his search for interim employment one
week after his discharge, by visiting various companies in
Brooklyn such as fruit stands and fish stores. He did not search
for work in newspapers, on the internet or at employment agen-
cies. He paid his rent with help from his family.
Although the Specification shows that he had no earnings for
that period of time, he stated that he worked about 3 hours in 2
days in March 2003 doing construction work. He earned $60
for 1/2 day’s work, and I shall add $60 to his interim earnings
for that quarter.
In April 2003, Sax-Gutierrez searched for work 5 days per
week for 1/2 day at a time by walking to prospective employ-
ers. He spent the other half of the day resting because he was
tired from walking.
Sax-Gutierrez testified that he began work at Lekactov Bak-
ery in early May 2003, where he was employed 3 to 4 hours per
day 2 to 3 days per week, earning $5.50 per hour. Then in June
2003, he worked 3 hours per day 3 days per week. He first
worked full time for Lekactov in September 2003, and at times
worked overtime, earning $6 per hour. In 2004, he worked 8 to
10 hours per day 3 to 4 days per week, or about 40 to 50 hours
per week. He received a raise to $6.50 per hour in December,
2004. In 2005, he worked 11 to 12 hours per day or 60 to 65
hours per week for 5-1/2 days per week. In December 2005, he
received a raise to $7.50 per hour, earning $450 to $475 per
week with overtime pay for work performed 11 to 12 hours per
day, 5-1/2 days per week.
The specification states that Sax-Gutierrez began work at
Lekactov Bakery in early May 2003, earning $5 per hour and
working a 60-hour week. In early June 2003, he received a raise
MEZONOS MAVEN BAKERY
397
to $6 per hour. One year later, in early June 2004, his weekly
hours of work decreased to 40. In early December 2004, he
received a wage increase to $6.50 per hour.
Sax-Gutierrez’ testimony regarding his interim earnings at
Lekactov from the start of his work there through the fourth
quarter of 2004 is essentially the same as that set forth in the
specification. Accordingly, I will not disturb the specification’s
statements concerning his interim earnings for that period of
time.
However, he testified that in 2005, he worked 60 hours per
week. Accordingly, I cannot accept the specification’s state-
ment that in the first quarter of 2005 he worked only 40 hours
per week. I therefore find that based on his testimony he
worked 60 hours per week from the first quarter to the fourth
quarter of 2005. Thus, from the first quarter of 2005, through
the fourth quarter of 2005, his interim earnings were $5070 per
quarter ($6.50 x 60 hours x 13 weeks). I shall revise the speci-
fication accordingly to set forth higher interim earnings.
3. Analysis and discussion
“The finding of an unfair labor practice and discriminatory
discharge is presumptive proof that some back pay is owed by
the employer.” NLRB v. Mastro Plastics Corp., 354 F.2d 170,
178 (2d Cir. 1965). The Respondent has the burden of adducing
evidence that would mitigate its liability, including the burden
of establishing the amount of any interim earnings that are to be
deducted from the backpay amount due. Ferguson Electric,
above.
“To be entitled to backpay, a discriminatee must make rea-
sonable efforts to secure interim employment. It is the respond-
ent’s burden to demonstrate affirmatively that the discriminatee
failed to exercise reasonable diligence in searching for work.
The discriminatee must put forth an honest, good-faith effort to
find interim work; the law does not require that the search be
successful.” Doubts, uncertainties, or ambiguities are resolved
against the wrongdoing respondent. Millennium Maintenance &
Electrical Contracting, 344 NLRB 516, 517 (2005); Glenn’s
Trucking Co., 344 NLRB 377, 377 (2005); Cassis Management
Corp., 336 NLRB 961, 968 (2001).
It is well settled that the reasonableness of a discriminatee’s
efforts to find a job and thereby mitigate loss of income result-
ing from an unlawful discharge need not comport with the
highest standard of diligence. He need not exhaust all possible
job leads. Rather, it is sufficient that the discriminatee make a
good-faith effort. In determining the reasonableness of this
effort, the discriminatee’s skills, experience, qualifications, age,
and labor conditions in the area are factors to be considered.
The Respondent’s obligation to satisfy its affirmative defense is
to show a “clearly unjustifiable refusal to take desirable new
employment.” Ferguson Electric, above at 518.
None of the employees kept written records of their interim
employment, and none provided written documentation to the
Regional Office. Certain employees could not recall the names
or addresses of the companies they visited in seeking work.
However, the Board has held that employees are not automati-
cally disqualified from backpay because of their poor record-
keeping or uncertainty as to memory or exaggeration. Cibao
Meat Products, 348 NLRB 47, 47 (2006), citing Pat Izzi Truck-
ing Co., 162 NLRB 242, 245 (1966), enfd. 395 F.2d 241 (1st
Cir. 1968).
Applying the above principles, I find that each of the seven
employees engaged in a reasonably diligent, good faith search
for work. The evidence establishes that they made a good faith
effort to find interim employment by visiting prospective em-
ployers, searching newspaper advertisements and asking friends
for job leads. Their interest in working is amply illustrated by
the fact that each found permanent employment within one or
two months after their discharge at jobs at which they worked
at the time of the hearing. Thus, they continued to work in
those jobs for nearly 3 years.
Thus, despite the fact that Bermeo attended meetings with
counsel immediately after his discharge, he did engage in a
diligent search for work at bakeries and with contractors. He
then became employed with Verrazano Tile in April 2003, at
which he was employed for nearly 3 years at the time of the
hearing.
Similarly, Antonio Gonzalez sought work diligently in
Brooklyn for 2 months before he became employed at All Type
Auto in about March 2003. He too remained employed by that
company at the time of the hearing. Although he did not look
for work at Government or private agencies, on the internet or
in newspapers, the Board has held that not reading or respond-
ing to newspaper advertisements does not establish a failure to
search for work. S. E. Nichols of Ohio, 258 NLRB 1, 11 (1981).
The question, ultimately, is whether he diligently searched for
work. I find that he did.
Hurtado visited employment agencies, worked as a dish-
washer, found work with various construction/demolition com-
panies, and then became employed at the bakery for which he
worked at the time of the hearing.
Joya also looked diligently for work at bakeries, worked as a
day laborer and then in construction, and finally at a bakery.
Although he left a job in the construction field because he did
not like such work, backpay is not tolled because he quit that
employment. Inasmuch as construction work was not substan-
tially equivalent to his job as a baker with the Respondent, Joya
was not obligated to remain in such work. Ryder System, 302
NLRB 608, 609 (1991).
Palma searched for work each day by searching newspaper
ads and calling advertisers and asking friends. He found per-
manent work in a car wash. As set forth above, the Respondent
has not met its burden of proving that Miguel Quintuna did not
engage in a diligent search for work. Sax-Gutierrez immediate-
ly inquired about work from stores in Brooklyn, worked in
construction and found permanent work at a bakery in May
2003, at which he was still employed at the time of the hearing.
The evidence convinces me that the Respondent has not af-
firmatively established that any of the discriminatees failed to
make a reasonably diligent search for equivalent interim em-
ployment. Based on their diligent searches for work, their suc-
cess in finding work, and the fact that they remained employed
at such jobs for nearly 3 years at the time of the hearing, I find
and conclude that the Respondent has not met its burden that
any of them failed to make a diligent search for work.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
398
Based upon the above, I issue the following recommended15
15 If no exceptions are filed as provided by Sec. 102.46 of the
Board's Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
ORDER
The Respondent, Mezonos Maven Bakery, Inc., its officers,
agents, successors, and assigns, shall make the employees
named in the attached appendix whole by paying to them the
sums set forth in the column entitled net backpay for each of
the employees, with interest on such amounts to be computed in
accordance with New Horizons, 283 NLRB 1173 (1987), minus
tax withholdings required by Federal and State laws.
APPENDIX 1
Jose Antonio Quintuna Bermeo
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
4,004.00
0.00
4,004.00
2003
2d
7,436.00
4,715.00
165.00
4,550.00
2,886.00
2003
3d
7,436.00
5,610.00
260.00
5,350.00
2,086.00
2003
4th
7,436.00
7,410.00
273.00
7,137.00
299.00
2004
1st
7,436.00
7,410.00
273.00
7,137.00
299.00
2004
2d
7,436.00
7,410.00
273.00
7,137.00
299.00
2004
3d
7,436.00
6,760.00
273.00
6,487.00
949.00
2004
4th
7,436.00
6,760.00
273.00
6,487.00
949.00
2005
1st
7,436.00
7,800.00
312.00
7,488.00
0.00
2005
2d
7,436.00
7,800.00
312.00
7,488.00
0.00
2005
3d
7,436.00
7,800.00
312.00
7,488.00
0.00
2005
4th
7,436.00
7,800.00
0.00
7,800.00
0.00
TOTAL
85,800.00
77,275.00
2,726.00
74,549.00
$11,771.00
APPENDIX 2
Antonio Gonzalez
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
3,123.75
0.00
3,123.75
2003
2d
5,801.25
3,900.00
165.00
3,735.00
2,066.25
2003
3d
5,801.25
3,900.00
260.00
3,640.00
2,161.25
2003
4th
5,801.25
3,900.00
273.00
3,627.00
2,174.25
2004
1st
5,801.25
3,900.00
273.00
3,627.00
2,174.25
2004
2d
5,801.25
3,900.00
273.00
3,627.00
2,174.25
2004
3d
5,801.25
3,900.00
273.00
3,627.00
2,174.25
2004
4th
5,801.25
3,965.00
273.00
3,692.00
2,109.25
2005
1st
5,801.25
3,965.00
312.00
3,653.00
2,148.25
2005
2d
5,801.25
3,965.00
312.00
3,653.00
2,148.25
2005
3d
5,801.25
3,965.00
312.00
3,653.00
2,148.25
2005
4th
5,801.25
3,965.00
312.00
3,653.00
2,148.25
TOTAL
66,937.50
43,225.00
3,038.00
40,187.00
$26,750.50
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
399
APPENDIX 3
Luis Marcelo Gonzalez Hurtado
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
2,793.88
0.00
2,793.88
2003
2d
5,188.63
2,361.00
2,361.00
2,827.63
2003
3d
5,188.63
4,680.00
4,680.00
508.63
2003
4th
5,188.63
2,310.00
2,310.00
2,878.63
2004
1st
5,188.63
2,310.00
2,310.00
2,878.63
2004
2d
5,188.63
3,240.00
3,240.00
1,948.63
2004
3d
5,188.63
4,680.00
4,680.00
508.63
2004
4th
5,188.63
5,304.00
5,304.00
0.00
2005
1st
5,188.63
5,304.00
5,304.00
0.00
2005
2d
5,188.63
5,304.00
5,304.00
0.00
2005
3d
5,188.63
5,304.00
5,304.00
0.00
2005
4th
5,188.63
5,304.00
5,304.00
0.00
TOTAL
59,868.81
46,101.00
46,101.00
$14,344.66
APPENDIX 4
Francisco Javier Joya
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
4,856.25
1,160.00
54.00
1,106.00
3,750.25
2003
2d
9,018.75
5,580.00
195.00
5,385.00
3,633.75
2003
3d
9,018.75
6,930.00
260.00
6,670.00
2,348.75
2003
4th
9,018.75
6,825.00
273.00
6,552.00
2,466.75
2004
1st
9,018.75
6,825.00
273.00
6,552.00
2,466.75
2004
2d
9,018.75
6,000.00
273.00
5,727.00
3,291.75
2004
3d
9,018.75
5,850.00
273.00
5,577.00
3,441.75
2004
4th
9,018.75
6,825.00
273.00
6,552.00
2,466.75
2005
1st
9,018.75
6,825.00
312.00
6,513.00
2,505.75
2005
2d
9,018.75
7,280.00
312.00
6,968.00
2,050.75
2005
3d
9,018.75
7,280.00
312.00
6,968.00
2,050.75
2005
4th
9,018.75
7,280.00
312.00
6,968.00
2,050.75
TOTAL
104,062.50
74,660.00
3,122.00
71,538.00
$32,524.50
APPENDIX 5
Christian Palma
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
2,793.88
0.00
2,793.88
2003
2d
5,188.63
940.00
940.00
4,248.63
2003
3d
5,188.63
5,882.50
5,882.50
0.00
2003
4th
5,188.63
5,882.50
5,882.50
0.00
2004
1st
5,188.63
5,307.50
5,307.50
0.00
2004
2d
5,188.63
5,102.50
5,102.50
86.13
2004
3d
5,188.63
4,490.00
4,490.00
698.63
2004
4th
5,188.63
5,102.50
5,102.50
86.13
2005
1st
5,188.63
5,102.50
5,102.50
86.13
2005
2d
5,188.63
5,102.50
5,102.50
86.13
2005
3d
5,188.63
5,102.50
5,102.50
86.13
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
400
2005
4th
5,188.63
5,460.00
5,460.00
0.00
TOTAL
59,868.81
53,475.00
53,475.00
$8,171.79
APPENDIX 6
Miguel Quintuna
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
1,320.00
0.00
1,320.00
TOTAL
1,320.00
0.00
0.00
0.00
$1,320.00
APPENDIX 7
Jose Armando Sax-Gutierrez
YEAR
QTR.
GROSS
BACKPAY
INTERIM
EARNINGS
INTERIM
EXPENSES
NET INTERIM
EARNINGS
NET
BACKPAY
2003
1st
2,793.88
60.00
60.00
2,733.88
2003
2d
5,188.63
2,940.00
2,940.00
2,248.63
2003
3d
5,188.63
4,680.00
4,680.00
508.63
2003
4th
5,188.63
4,680.00
4,680.00
508.63
2004
1st
5,188.63
4,680.00
4,680.00
508.63
2004
2d
5,188.63
4,440.00
4,440.00
748.63
2004
3d
5,188.63
3,120.00
3,120.00
2,068.63
2004
4th
5,188.63
3,220.00
3,220.00
1,968.63
2005
1st
5,188.63
5,070.00
5,070.00
118.63
2005
2d
5,188.63
5,070.00
5,070.00
118.63
2005
3d
5,188.63
5,070.00
5,070.00
118.63
2005
4th
5,188.63
5,070.00
5,070.00
118.63
TOTAL
59,868.81
48,100.00
48.100.00
$11,768.81