359 NLRB 641
Little River Band of Ottawa Indians Tribal Government
LITTLE RIVER BAND OF OTTAWA INDIANS TRIBAL GOVERNMENT
641
359 NLRB No. 84
Little River Band of Ottawa Indians Tribal Govern-
ment and Local 406, International Brotherhood
of Teamsters. Case 07–CA–051156
March 18, 2013
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS GRIFFIN
AND BLOCK
At issue in this case is whether the Respondent, Little
River Band of Ottawa Indians Tribal Government (the
Respondent or the Band), is subject to the Board’s juris-
diction and, if so, whether it violated Section 8(a)(1) of
the Act by maintaining and publishing certain provisions
of its Fair Employment Practices (FEP) Code and related
regulations which, by their express terms, apply to em-
ployees of the Little River Casino Resort (the Resort)
and govern the rights of those employees to organize and
bargain collectively.1 We answer both questions in the
affirmative.
As discussed below, this is not a case of first impres-
sion. Rather, in almost every respect, it is very much like
San Manuel Indian Bingo & Casino, 341 NLRB 1055
(2004), affd. 475 F.3d 1306 (D.C. Cir. 2007), rehearing
en banc denied (2007), which we find dispositive of the
jurisdictional issue before us. On the merits, the Re-
spondent concedes that, if the Board has jurisdiction over
the Resort, its conduct violated the Act as alleged in the
complaint.
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a federally recognized Indian Tribe,
with an office and facilities in Manistee, Michigan, is
engaged in the operation of a casino and resort. During
2010, the Respondent, in conducting its business opera-
tions, derived gross revenues in excess of $20 million,
and purchased and received at its Manistee facilities sup-
plies and services valued in excess of $50,000 directly
1 Upon a charge filed on March 28, 2008, by Local 406, Internation-
al Brotherhood of Teamsters, the Acting General Counsel of the Na-
tional Labor Relations Board issued an 8(a)(1) complaint on December
10, 2010, against the Respondent. The Respondent filed a timely an-
swer admitting in part and denying in part the allegations of the com-
plaint and asserting as an affirmative defense that the Board lacks juris-
diction in this matter.
On August 3, 2011, the Respondent, the Union, and the Acting Gen-
eral Counsel filed with the Board a stipulation of facts. The parties
agreed that the charge, the complaint, the answer, the stipulation, and
the exhibits attached to the stipulation shall constitute the entire record
in this proceeding and they waived a hearing before and decision by an
administrative law judge. On December 20, 2011, the Board approved
the stipulation and transferred the proceeding to the Board for issuance
of a decision and order. The Acting General Counsel and the Respond-
ent filed briefs.
from points outside the State of Michigan for use in con-
nection with the casino and resort.
For the reasons discussed below, we find that the Re-
spondent is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act. The
parties stipulated, and we find, that the Union, Local 406,
International Brotherhood of Teamsters, is a labor organ-
ization within the meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Facts
The Little River Band of Ottawa Indians Tribe has ap-
proximately 4000 enrolled members. The Tribe has the
use of over 1200 acres of land in and near Manistee and
Mason Counties, Michigan (tribal lands). Three hundred
and eighty members live in or near tribal lands.
The Tribe has a constitution and three branches of
government: (1) an executive branch known as the office
of the Tribal Ogema; (2) a legislative branch known as
the Tribal Council; and (3) a judicial branch known as
the Tribal Court.
The Tribe has no significant base within its jurisdiction
upon which to levy taxes. In order to raise revenue, the
Tribal Council established the Resort under the authority
of the Indian Gaming Regulatory Act (IGRA), 25 U.S.C.
§§ 2701, et seq. The Resort is owned and controlled by
the Respondent and is located on tribal land. Its facilities
include 1500 slot machines, gaming tables, a high limits
gaming area, bingo facilities, a 292-room hotel, a 95-
space RV park, 3 restaurants, a lounge, and a 1700-seat
event center.
The Resort has 905 employees, including 107 tribal
members and 27 members of other Native American
tribes. The majority of Resort employees (771) are nei-
ther enrolled members of the Band nor Native Ameri-
cans.2 The majority of the Resort’s customers are also
non-Indians who come from Michigan outside of tribal
lands, other States, and Canada. The Resort competes
with other Indian and non-Indian casinos in Michigan,
other States, and Canada.
The gross revenues of the Resort exceed $20 million
annually. Pursuant to the IGRA, net revenues generated
by the Resort may be used only for governmental ser-
vices, the general welfare of the Tribe and its members,
tribal economic development, or to support local gov-
ernmental or charitable organizations.3 The Resort pro-
2 The Tribal government employs 1150 employees overall (including
905 at the Resort). Qualified enrolled members of the Tribe are given
preference over non-Indians for employment positions within govern-
mental departments and subordinate organizations, including the Re-
sort.
3 25 U.S.C. § 2710(b)(2)(B).
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
vides over half of the Tribe’s total budget, and substan-
tially funds the Tribe’s Department of Natural Resources,
Department of Public Safety, mental health and sub-
stance abuse services, Department of Family Services,
Housing Department, Tribal prosecutor’s office, and
Tribal Court.
The Tribal Council has delegated authority to a Gam-
ing Enterprise Board of Directors to manage the Resort.
However, the Tribal Ogema and the Tribal Council
maintain strict oversight of Resort operations.
Through the Tribal Council, the Respondent enacted
the FEP Code and regulations to govern a variety of em-
ployment and labor matters. The FEP Code by its ex-
press terms applies to the Resort, Resort employees, and
the unions that seek to represent those employees. Arti-
cles XVI and XVII of the FEP Code govern labor organ-
izations and collective bargaining. The parties have stip-
ulated that Article XVI, among other things, grants to the
Respondent the authority to determine the terms and
conditions under which collective bargaining may or
may not occur; prohibits strikes by the Respondent’s
employees and labor organizations; requires labor organ-
izations doing business within the jurisdiction of the
Band to apply for and obtain a license; and excepts from
the duty to bargain in good faith any matter that would
conflict with the laws of the Band, the duration of a col-
lective-bargaining agreement (which must be 3 years),
drug and alcohol testing, and decisions to hire, layoff,
recall, or reorganize the work duties of employees.
B. Contentions of the Parties
The Respondent contends that the Board lacks jurisdic-
tion in this matter. The Respondent contends that, as a
federally-recognized Indian tribe, it exercises inherent
sovereign authority over labor relations within its reser-
vation pursuant to established principles of Federal Indi-
an law. The Respondent further contends that applica-
tion of the Act would impermissibly interfere with its
tribal sovereignty and internal self-governance. The Re-
spondent’s defense rests entirely on its jurisdictional
challenge.
The Acting General Counsel contends that the Board’s
exercise of jurisdiction over the Respondent is appropri-
ate under the principles set forth in San Manuel Indian
Bingo & Casino, 341 NLRB 1055 (2004), affd. 475 F.3d
1306 (D.C. Cir. 2007), rehearing en banc denied (2007),
in which the Board asserted jurisdiction over a casino
that was owned and controlled by an Indian tribe and
located entirely on reservation land. The Acting General
Counsel asserts that the activity at issue, the operation of
a casino that employs significant numbers of non-Indians
and caters to a non-Indian clientele, is commercial in
nature—not governmental. In these circumstances, the
Acting General Counsel contends that the Board’s asser-
tion of jurisdiction over the Respondent and the applica-
tion of the Act to the Resort will not impinge upon the
Respondent’s traditional sovereign authority and right to
self-govern.
On the merits, the Acting General Counsel contends
that the challenged provisions of the FEP Code and relat-
ed regulations explicitly interfere with the Section 7
rights of Resort employees by, among other things, pro-
hibiting lawful strikes and other protected concerted ac-
tivities, subjecting employees and unions to severe penal-
ties for engaging in such activities, requiring unions
seeking to organize Resort employees to obtain licenses,
narrowly circumscribing the Respondent’s duty to bar-
gain with recognized unions, and otherwise preempting,
restricting, and limiting the rights and remedies provided
in the Act. The Respondent does not argue that the chal-
lenged provisions of the FEP Code are lawful if the
Board has jurisdiction and the Act applies.
III. ANALYSIS
The parties have stipulated that the issues to be decid-
ed are (1) whether the Board has jurisdiction over the
Respondent and, if so (2) whether the Respondent has
violated Section 8(a)(1) of the Act by applying certain
provisions of the FEP Code and related regulations
which, by their express terms, apply to Resort employees
and labor organizations that may represent them. We
conclude that the Board has jurisdiction and that the Re-
spondent has violated the Act as alleged.
A. Jurisdiction
1.
The jurisdictional defense raised by the Respondent
presents the same issue that was decided in San Manuel,
supra. In San Manuel, the Board held that the jurisdic-
tion of the Act generally extends to Indian tribes and
tribal enterprises.4 In determining whether Federal Indi-
an policy nevertheless requires the Board to decline ju-
risdiction in a specific case, the Board adopted the Tus-
carora doctrine, which establishes that Federal statutes
of general application apply to Indians absent an explicit
exclusion. See Federal Power Commission v. Tuscarora
Indian Nation, 362 U.S. 99, 116 (1960). The Federal
courts have recognized several exceptions to the Tusca-
rora doctrine to limit jurisdiction over Indian tribes. The
exceptions were enumerated by the Ninth Circuit in Do-
novan v. Coeur d’Alene Tribal Farm, 751 F.2d 1113,
4 In so holding, the Board overruled prior Board decisions to the ex-
tent they held that Indian tribes and their enterprises were implicitly
exempt as governmental entitles within the meaning of Sec. 2(2) of the
Act. See, e.g., Fort Apache Timber Co., 226 NLRB 503 (1976), and
Southern Indian Health Council, 290 NLRB 436 (1988).
LITTLE RIVER BAND OF OTTAWA INDIANS TRIBAL GOVERNMENT
643
1116 (9th Cir. 1985), where the court held that general
statutes do not apply to Indian tribes if: (1) the law
“touches exclusive rights of self-government in purely
intramural matters”; (2) application of the law would
abrogate treaty rights; or (3) there is “proof” in the statu-
tory language or legislative history that Congress did not
intend the law to apply to Indian tribes. “In any of these
three situations, Congress must expressly apply a statute
to Indians before . . . it reaches them.” Id. (emphasis in
original).
In San Manuel, the Board stated that it would apply the
three exceptions articulated in Coeur d’Alene in as-
sessing whether Federal Indian law and policy precludes
the Board’s assertion of jurisdiction over Indian tribes
and their commercial enterprises. The Board also adopt-
ed a discretionary jurisdictional standard. The Board
explained that the discretionary jurisdictional standard is
intended to balance the Board’s interest in effectuating
the policies of the Act with the need to accommodate the
unique status of Indians in our society and legal culture.
Thus, “when the Indian tribes are acting with regard to
this particularized sphere of traditional tribal or govern-
mental functions, the Board should take cognizance of its
lessened interest in regulation and the tribe’s increased
interest in its autonomy” and decline to assert its discre-
tionary jurisdiction. 341 NLRB at 1063. Conversely, the
Board observed that “[w]hen Indian tribes participate in
the national economy in commercial enterprises, when
they employ substantial numbers of non-Indians, and
when their businesses cater to non-Indian clients and
customers, the tribes affect interstate commerce in a sig-
nificant way” such that the Board should assert jurisdic-
tion. Id. at 1062.
2.
We apply the Board’s holding in San Manuel and find
it to be dispositive in the present case. Consistent with
San Manuel, the first step in our analysis is to assess
whether the Board’s assertion of jurisdiction is fore-
closed under one of the three exceptions identified in
Coeur d’Alene. As to the first exception, we find that
application of the NLRA to the Resort would not inter-
fere with the Respondent’s “exclusive rights of self-
government in purely intramural matters,” San Manuel,
341 NLRB at 1059 (quoting Coeur d’Alene, 751 F.2d at
1116), such as “tribal membership, inheritance rules, and
domestic relations.” Id. at 1061 fn. 19 (quoting Coeur
d’Alene, 751 F.2d at 1116). Like the casino at issue in
San Manuel, the Resort is a typical commercial enter-
prise operating in, and substantially affecting, interstate
commerce, and the majority of the Resort’s employees
and patrons are non-Indians. See San Manuel, 341
NLRB at 1061 (“[T]he operation of a casino—which
employs significant numbers of non-Indians and that
caters to a non-Indian clientele—can hardly be described
as ‘vital’ to the tribes’ ability to govern themselves or as
an ‘essential attribute’ of their sovereignty.”)5
The second and third Coeur d’Alene exceptions are al-
so inapplicable. The Respondent does not allege the ex-
istence of any treaties covering the tribe. Application of
the NLRA would therefore not abrogate treaty rights.
Further, as the Board found in San Manuel, nothing in
the statutory language or legislative history of the Act
suggests that Congress intended to foreclose the Board
from asserting jurisdiction over Indian tribes.6 San Ma-
nuel, supra, 341 NLRB at 1058–1059.
The Respondent urges that the Tuscarora-Coeur
d’Alene line of cases is inapposite here, where the validi-
ty of tribal law is questioned. The Respondent relies on
NLRB v. Pueblo of San Juan, 276 F.3d 1186 (10th Cir.
2002), in which the Tenth Circuit upheld a tribal “right-
to-work” law, rejecting the Board’s contention that Sec-
tion 14(b) of the Act implicitly allows only States and
territories, not Indian tribes, to enact such legislation.7
Accordingly, the Respondent reasons, the Acting General
Counsel’s challenge to the FEP Code and regulations
must be dismissed.
We find this argument unpersuasive. The court’s rea-
soning in Pueblo of San Juan was limited to the unique
facts and issues in that case. The court explicitly noted
that—unlike in this case—“the general applicability of
federal labor law is not at issue. . . . Furthermore, the
5 Contrary to the Respondent’s argument on brief, the fact that the
tribe derives revenue from the Resort which it uses to address the
tribe’s intramural needs does not render the operation of the Resort a
traditional governmental function or an exercise in self-governance in
purely intramural matters. As the Board noted in San Manuel, under
this definition of intramural, the first Coeur d’Alene exception would
swallow the Tuscarora rule. 341 NLRB at 1063.
6 Although the Respondent argues that Indian tribes have sovereign
immunity against actions by private parties to enforce contractual rights
under Sec. 301 of the LMRA, evincing a Congressional intent to ex-
empt tribes and their enterprises from the Act, it cites no authority for
that proposition. In any event, we find it unnecessary to decide the
issue. Indian tribes have no sovereign immunity against the United
States. See id. at 1061, citing Florida Paraplegic Assn. V. Miccosukee
Tribe of Indians of Florida, 166 F.3d 1126, 1135 (11th Cir. 1999) (im-
munity doctrines do not apply to the Federal Government); Reich v.
Mashantucket Sand & Gravel, 95 F.3d 174, 182 (2d Cir. 1996) (“tribal
sovereignty does not extend to prevent the federal government from
exercising its superior sovereign power”). Thus, even assuming that
the Respondent can raise a sovereign immunity claim against a private
party in a Sec. 301 suit, this would not affect the Board’s authority to
effectuate the public policies of the Act.
7 Although Sec. 8(a)(3) permits employers and unions to enter into
contractual union-security arrangements requiring union membership as
a condition of employment, Sec. 14(b) allows States and territories to
enact laws, commonly called “right-to-work” laws, prohibiting such
arrangements.
644
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Pueblo does not challenge the supremacy of federal labor
law. The ordinance . . . does not attempt to nullify the
NLRA or any other provision of federal law.” Id. at
1191. Rather, the question was only “whether the Pueblo
continues to exercise the same authority to enact right-to-
work laws as do states and territories[.]” Id. The court
answered in the affirmative. It reasoned that although
Section 8(a)(3) of the Act otherwise permits union-
security arrangements, the exception for State and territo-
rial “right-to-work” laws in Section 14(b) clearly indi-
cates that Congress did not intend that Federal law in this
regard should be paramount. Id. at 1200. (Indeed, the
court found that, because of the 14(b) exception, 8(a)(3)
is not a “generally applicable” statute insofar as it per-
mits union security, and therefore that Tuscarora did not
apply. Id. at 1199.) In those circumstances, the court
was unwilling to find that Congress implicitly intended
to divest the tribe of its sovereign authority to enact the
“right-to-work” ordinance. Because the court’s reason-
ing in Pueblo of San Juan addressed only the narrow
issue presented in that case, it is inapposite here.8
In any event, we find no merit in the Respondent’s
central contention—that Federal scrutiny of its FEP Code
improperly impairs the exercise of the Tribe’s sovereign
right of self government. As stated above, the provisions
of the Code at issue here are not directed toward tribal
intramural matters over which the Respondent retains
exclusive rights of self government, such as tribal mem-
bership, inheritance rules, or domestic relations. Nor are
they addressed exclusively to employment relationships
between the Tribe and its governmental employees, such
as employees of the Tribal Court system or Tribal police
personnel. Cf. Reich v. Great Lakes Indian Fish & Wild-
life Comm’n, 4 F.3d 490, 495 (7th Cir. 1993) (exempting
law enforcement employees of Indian agencies from the
Fair Labor Standards Act). They are, instead, as we dis-
cuss below, a set of rules purporting to limit or deny the
rights given under Federal law to (mostly non-Indian)
employees of a tribal commercial enterprise operating in
interstate commerce. Because Tuscarora requires Indian
tribes to submit to Federal regulation of such enterprises
(with the exceptions already discussed), it would make
little sense to hold that a tribe could avoid that responsi-
bility merely by enacting statutes or ordinances that were
inconsistent with Federal law.9
8 Consistent with its nonacquiescence policy, the Board respectfully
continues to disagree with the court of appeals decision in Pueblo of
San Juan. See, e.g., Arvin Industries, 285 NLRB 753, 756–757 (1987).
For purposes of this case, however, it is sufficient that the court’s deci-
sion is inapposite to the issues presented here.
9 The Tribe is, of course, free to enact employment regulations that
do not conflict with Federal law. See Reich v. Mashantucket Sand &
Gravel, supra, 95 F.3d at 181.
Finally, we find that policy considerations weigh in fa-
vor of the Board asserting its discretionary jurisdiction.
See San Manuel, supra, 341 NLRB at 1063. The Re-
spondent provides no basis to distinguish the policy con-
siderations at issue in San Manuel.
B. The Unfair Labor Practice Issues
As stated previously, the Respondent concedes that, if
it is found to be subject to the Act, the provisions of the
tribal FEP Code at issue are unlawful as alleged, because
they either explicitly restrict Section 7 activity or em-
ployees would reasonably construe them to restrict such
activity.10 Because we have found that the Respondent is
The Tenth Circuit has held that Indian tribes are exempt from certain
other Federal workplace statutes. Donovan v. Navajo Forest Products
Industries, 692 F.2d 709 (1982) (OSHA); EEOC v. Cherokee Nation,
871 F.2d 937 (10th Cir. 1989) (ADEA). In those cases, however, the
court relied extensively on statements in Supreme Court decisions to
the effect that ambiguities in statutes and treaties should be resolved in
favor of tribal self-government. E.g., “All doubtful expressions con-
tained in Indian treaties should be resolved in the Indians’ favor.” Do-
novan, supra, 692 F.2d at 712, citing Choctaw Nation v. Oklahoma, 397
U.S. 620 (1970); “[I]f there [is] ambiguity . . . the doubt would benefit
the tribe, for ‘ambiguities in federal law have been construed generous-
ly in order to comport with . . . traditional notions of sovereignty and
with the federal policy of encouraging tribal independence.’” Cherokee
Nation, supra, 871 F.2d at 939, quoting Merrion v. Jicarilla Apache
Trube, 455 U.S. 130, 152 (1982). With all due respect, we think that
those decisions are not conclusive authority for the results reached by
the Tenth Circuit. In the first place, many of the cited decisions ad-
dressed conflicts between tribal sovereignty and State law. Unlike the
United States, however, States are not superior sovereigns to Indian
tribes. Thus, it is not surprising that the Supreme Court was reluctant
to conclude that tribal sovereignty (itself encouraged by established
Federal policy) should be trumped by State law or policy. That similar
considerations should apply to conflicts between tribal sovereignty and
Federal law seems to us a less than self-evident proposition. And in
the few decisions that even arguably addressed conflicts between gen-
eral Federal law and the rights of Indian tribes, the Court upheld the
former. See U.S. v. Dion, 476 U.S. 734 (1986) (although Indians pos-
sessed general treaty rights to hunt and fish, Federal statutes divested
them of the right to kill eagles); Oliphant v. Suquamish Tribe, 435 U.S.
191 (1978) (tribal courts lack criminal jurisdiction over non-Indians);
U.S. v. Wheeler, 435 U.S. 393 (1978) (no double jeopardy for U.S. to
prosecute defendant under Federal law after tribal court ruled under
tribal law); cf. U.S. v. Mazurie, 419 U.S. 544 (1975) (U.S. had authority
to regulate introduction of alcohol into Indian country, and validly
delegated that authority to tribal council).
10 Lutheran Heritage Village-Livonia, 343 NLRB 646 (2004). Thus:
Secs. 16.02, 16.03, 16.06(b) and (c), 16.15(b)(5), and 16.24(a) of the
FEP Code prohibit strikes and other protected concerted activities.
Secs. 16.06(a) and 16.15(b)(1), which prohibit activity that has the
effect of “interfer[ing] with, threaten[ing] or undermin[ing] the Gov-
ernmental Operations of the Band,” would reasonably be interpreted as
prohibiting protected concerted activity, such as striking or engaging in
communications critical of the Respondent or its agents.
Secs. 16.08(a) and 16.24(c) and related regulations require labor un-
ions to obtain a license before seeking to organize employees working
for the Respondent, including employees of the Resort, and create an
enforcement system, which includes reporting requirements and penal-
ties. In order to obtain a license, a union seeking to represent casino
LITTLE RIVER BAND OF OTTAWA INDIANS TRIBAL GOVERNMENT
645
subject to the Act, we find that the Respondent has vio-
lated the Act, as alleged in the complaint.
CONCLUSIONS OF LAW
1. The Respondent is an employer within the meaning
of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. The Respondent has interfered with, restrained, and
coerced employees of the Little River Casino Resort in
the exercise of the rights guaranteed in Section 7 of the
Act, in violation of Section 8(a)(1) of the Act, by pub-
lishing and maintaining provisions of the FEP Code and
related regulations that are expressly applicable to the
Resort, the Resort employees, and labor organizations
that may represent those employees, and:
(a) Grant the Respondent exclusive authority to regu-
late the terms and conditions under which collective bar-
gaining may or may not occur, thereby preempting appli-
cation of the Act and interfering with access to the
Board’s processes.
employees must agree to abide by the unlawful provisions of the FEP
Code and to forgo rights and remedies guaranteed under the Act.
Failure to obtain the license exposes the union to court injunctions and
substantial civil fines.
Several provisions of the FEP Code expressly exclude from the re-
quired scope of good-faith bargaining mandatory bargaining subjects
including “management decisions to hire, to layoff, to recall or to reor-
ganize duties” (Sec. 16.12(a)(1)(B)); the duration of a collective-
bargaining agreement (Sec. 16.18); drug and alcohol testing policies
(Sec. 16.20(b)); and any other matter that would conflict with tribal law
(Sec. 16.12(b)). Moreover, Sec. 16.01 states, contrary to Sec. 8(d) of
the Act, that the Respondent has “inherent authority” to determine “the
terms and conditions under which collective bargaining may or may not
occur within its territory.”
Secs. 16 and 17 establish that the tribal code is the primary authority
in establishing and adjudicating the collective-bargaining rights of all
employees of the Respondent. When read in conjunction, Secs. 16.01,
16.03, 16.06, 16.12(b), 16.24(d), and 17.1(c) convey the message that
the laws of the Respondent and not the NLRA govern the collective-
bargaining rights of Resort employees. By suggesting that labor dis-
putes must be brought before the Tribal Court, from which there can be
no appeal to the Board, these provisions interfere with the access of
unions and employees to the Board.
Sec. 16.16 contains a mandatory arbitration procedure for resolving
unfair labor practice allegations, contrary to the settled principle that
arbitration is a matter of consent, not compulsion. Under that provi-
sion, the arbitrator’s decision is final and binding, except for limited
review by the Tribal Court, in violation of employees’ right to have
unfair labor practice charges decided by the Board.
Sec. 16.17 contains an impasse resolution procedure, which in-
cludes mandatory interest arbitration at the request of either party,
again contrary to Federal law.
Sec. 16.13(e) requires that an employee petition for an election to
rescind a “fair share” union-security provision in a collective-
bargaining agreement be filed within 90 days after execution of the
agreement, contrary to Sec. 9(e) of the Act, which allows employees to
file a deauthorization petition with the Board any time during the term
of a collective-bargaining agreement.
(b) Prohibit strikes and other protected concerted activ-
ity and subject employees and labor organizations to
fines, injunctions, and civil penalties for strike activity.
(c) Require labor organizations to obtain a license to
organize employees or conduct other business and sub-
ject them to fines, penalties, and injunctions if they fail to
obtain a license.
(d) Place restrictions on the duty to bargain over man-
datory subjects, including “management decisions to
hire, to layoff, to recall or to reorganize duties”; the dura-
tion of a collective-bargaining agreement; drug and alco-
hol testing policies; and any subjects in conflict with
tribal laws.
(e) Limit or restrict access to the Board’s processes by
requiring labor organizations to notify the Respondent of
any alleged unfair labor practices and attempt to resolve
such disputes through grievance and arbitration, and pre-
cluding review of arbitration decisions and awards by the
Board or courts; permitting contractual interest arbitra-
tion, but precluding review of any allegedly unlawful
award by the Board or the courts; providing that deci-
sions by the Tribal Court over disputes involving the
duty to bargain in good faith or alleged conflicts between
a collective-bargaining agreement and tribal laws shall be
final and not subject to appeal; and discouraging labor
organizations and employees from invoking procedures
or remedies outside of the Fair Employment Practices
Code.
(f) Limit the period of time that employees may file a
deauthorization petition to the first 3 months of a collec-
tive-bargaining agreement, thereby interfering with em-
ployees’ right under Section 9(e) of the Act to file such a
petition during the entire term of a collective-bargaining
agreement.
4. The unfair labor practices set out in paragraph 3 af-
fect commerce within the meaning of Section 2(6) and
(7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent has maintained in its Fair Em-
ployment Practices (FEP) Code and regulations certain
provisions that violate Section 8(a)(1) of the Act, we
shall order the Respondent to refrain from applying the
unlawful provisions of its FEP Code and regulations to
the Little River Casino Resort (the Resort), employees of
the Resort, or any labor organization that may represent
those employees. We shall also require the Respondent
to notify all current and future employees of the Resort
that the unlawful provisions of the FEP Code and regula-
646
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tions do not apply to the Resort, its employees, or any
labor organization that may represent those employees.
We shall leave the manner in which the Respondent
complies with these notice requirements to the Respond-
ent’s reasonable discretion, subject to approval in com-
pliance proceedings. The Respondent may, if it chooses,
effect the required notice to employees by leaving the
attached notice marked “Appendix” posted in conspicu-
ous places, including all places where notices to Resort
employees are customarily posted, and, if applicable, in
electronic form, after the required 60-day posting period
has expired. Alternatively, the Respondent may obviate
the need for such continuing notice by taking such legis-
lative and regulatory action as is necessary to rescind the
application of the unlawful provisions of the FEP Code
and regulations to the Resort.
ORDER
The National Labor Relations Board orders that the
Respondent, Little River Band of Ottawa Indians Tribal
Government, Manistee, Michigan, its officers, agents,
successors, and assigns, shall
1. Cease and desist from
(a) Applying to the Little River Casino Resort, em-
ployees of the Resort, or any labor organization that may
represent those employees, provisions of its Fair Em-
ployment Practices Code and regulations that: (i) grant
the Respondent exclusive authority to regulate the terms
and conditions under which collective bargaining may or
may not occur; (ii) prohibit employees from engaging in
strikes or other protected concerted activity and subject
employees and labor organizations to fines, injunctions,
and civil penalties for striking; (iii) require labor organi-
zations seeking to represent employees of the Resort to
obtain a license and subject labor organizations to fines,
injunctions, and civil penalties for failing to obtain a li-
cense; (iv) place restrictions on the Respondent’s duty to
bargain over mandatory subjects; (v) interfere with, re-
strict, or discourage employees from filing charges with
the National Labor Relations Board; (vi) discourage la-
bor organizations and employees from invoking proce-
dures or remedies outside of the Fair Employment Prac-
tices Code; or (vii) limit the period of time during which
employees may file a deauthorization petition.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Notify all current and future employees of the Re-
sort that it will not apply to the Resort, the employees of
the Resort, or any labor organization that may represent
those employees, provisions of its Fair Employment
Practices Code and regulations that: (i) grant the Re-
spondent exclusive authority to regulate the terms and
conditions under which collective bargaining may or
may not occur; (ii) prohibit employees from engaging in
strikes or other protected concerted activity and subject
employees and labor organizations to fines, injunctions,
and civil penalties for striking; (iii) require labor organi-
zations seeking to represent employees of the Resort to
obtain a license and subject labor organizations to fines,
injunctions, and civil penalties for failing to obtain a li-
cense; (iv) place restrictions on the Respondent’s duty to
bargain over mandatory subjects; (v) interfere with, re-
strict, or discourage employees from filing charges with
the National Labor Relations Board; (vi) discourage la-
bor organizations and employees from invoking proce-
dures or remedies outside of the Fair Employment Prac-
tices Code; or (vii) limit the period of time during which
employees may file a deauthorization petition. Alterna-
tively, the Respondent may rescind the application of the
unlawful provisions of the Fair Employment Practices
Code and regulations to the Resort.
(b) Within 14 days after service by the Region, post at
its Manistee, Michigan facility, copies of the attached
notice marked “Appendix.”11 Copies of the notice, on
forms provided by the Regional Director for Region 7,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees of the
Little River Casino Resort are customarily posted. In
addition to physical posting of paper notices, notices
shall be distributed electronically, such as by email, post-
ing on an intranet or an internet site, and/or other elec-
tronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former
employees employed by the Respondent at any time
since September 28, 2008.
(c) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted and Mailed by Order
of the National Labor Relations Board” shall read “Posted and Mailed
Pursuant to a Judgment of the United States Court of Appeals Enforc-
ing an Order of the National Labor Relations Board.”
LITTLE RIVER BAND OF OTTAWA INDIANS TRIBAL GOVERNMENT
647
testing to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT apply to the Little River Casino Resort,
employees of the Resort, or any labor organization that
may represent those employees, provisions of our Fair
Employment Practices Code and regulations that: (i)
grant us the exclusive authority to regulate the terms and
conditions under which collective bargaining may or
may not occur; (ii) prohibit employees and labor organi-
zations from engaging in strikes or other protected con-
certed activity and subject employees and labor organiza-
tions to fines, injunctions, and civil penalties for striking;
(iii) require labor organizations seeking to represent em-
ployees of the Resort to obtain a license and subject them
to fines, injunctions, and civil penalties for failing to ob-
tain a license; (iv) place restrictions on our duty to bar-
gain in good faith over terms and conditions of employ-
ment; (v) interfere with, restrict, or discourage employees
from filing charges with the National Labor Relations
Board; (vi) discourage labor organizations and employ-
ees from invoking procedures or remedies outside of the
Fair Employment Practices Code; or (vii) limit the period
of time during which employees may file a deauthori-
zation petition.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL notify all current and future employees of the
Little River Casino Resort that the unlawful provisions of
our Fair Employment Practices Code and regulations set
forth above do not apply to them or any labor organiza-
tion that seeks to represent them or WE WILL rescind the
application of the unlawful provisions of the Fair Em-
ployment Practices Code and regulations to the Little
River Casino Resort.
LITTLE RIVER BAND OF OTTAWA INDIANS
TRIBAL GOVERNMENT