359 NLRB 1391
California Nurses Association, National Nurses Organizing Committee (Henry Mayo Newhall Memorial Hos
CALIFORNIA NURSES ASSN. NATIONAL NURSES ORGANIZING COMMITTEE
1391
359 NLRB No. 150
California Nurses Association, National Nurses
Organizing
Committee
and
Henry
Mayo
Newhall Memorial Hospital. Case 31–CB–
012913
July 2, 2013
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS GRIFFIN
AND BLOCK
On July 9, 2012, Administrative Law Judge Mary
Miller Cracraft issued the attached decision. The
Respondent filed exceptions and a supporting brief, the
Acting General Counsel and the Charging Party each
filed an answering brief, and the Respondent filed a reply
brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to adopt the judge’s rulings,
findings, and conclusions1 only to the extent consistent
with this Decision and Order.2
I.
In 2003, the Charging Party, Henry Mayo Newhall
Memorial Hospital (the Hospital), and the Respondent
Union, the California Nurses Association, executed a 3-
year collective-bargaining agreement. The agreement
required the Respondent to provide the Hospital with
printed copies of the agreement, which the Hospital in
turn was required to furnish to each new bargaining unit
member.3 When it arranged for the printing, the
Respondent added a statement of employees’ Weingarten
rights to the back cover. See NLRB v. J. Weingarten,
420 U.S. 251 (1975) (recognizing the Sec. 7 right of an
employee to the presence of a union representative, upon
request, in investigatory interviews that the employee
reasonably believes may result in discipline). After the
Hospital objected and the Respondent refused to reprint
1 We adopt the judge’s conclusion that deferral of any part of this
case to arbitration under Collyer Insulated Wire, 192 NLRB 837
(1971), is unwarranted. See Service Employees (Alta Bates Medical
Center), 321 NLRB 382, 383–384 (1996) (deferral inappropriate where
case involves a statutory dispute concerning “whether the [u]nion may
include certain material in a collective-bargaining agreement which has
not been agreed to by the [e]mployer”).
2 We shall modify the judge’s recommended Order to conform to our
findings and to the Board’s standard remedial language, and we shall
substitute a new notice to conform to the Order as modified. We shall
also amend the judge’s conclusions of law and remedy consistent with
our findings herein.
3 Art. 6 of the agreement provided, in relevant part: “The Hospital,
upon employing a Nurse, will give that Nurse a copy of this Agreement
and a written authorization form for dues deduction. (The
[Respondent] will provide the Hospital with these Agreement copies
and these dues deduction authorization forms.)”
copies without the Weingarten statement, the Hospital
filed an unfair labor practice charge alleging that the
Respondent’s action violated Section 8(b)(1)(A) and (3)
of the Act. The Hospital later withdrew the charge after
the Respondent and the Hospital entered into a bilateral
non-Board settlement agreement, under which the
Respondent agreed to reprint the collective-bargaining
agreement with a blank back cover.
In 2009, the Hospital and the Respondent executed a
new 3-year collective-bargaining agreement. Like the
2003 agreement, the 2009 agreement required the
Respondent to provide the Hospital with printed copies
of the agreement for distribution. Once again, the
Respondent unilaterally added a Weingarten statement to
the back cover. The statement, which was virtually
identical to the statement added to the 2003 document,
read as follows:
The Weingarten Rights
The Supreme Court has ruled that an employee is
entitled to have a CNA Representative present during
any interview which may result in discipline. These
rights are called your Weingarten Rights.
You must request that a CNA rep be called into
the meeting.
You must have a reasonable belief that discipline
will result from the meeting.
You have the right to know the subject of the
meeting and the right to consult your CNA rep
prior to the meeting to get advice.
Do not refuse to attend the meeting if a rep is
requested but denied. We suggest you attend the
meeting and repeatedly insist upon your right to
have a CNA rep present. If this fails, we suggest
that you not answer questions and take notes.
The Hospital did not consent to the printing of this
language, and its inclusion was not discussed during the
parties’ bargaining for the agreement. As it had in 2003,
the Hospital objected to the inclusion of the statement on
the printed copies of the parties’ agreement. After the
Respondent refused to reprint the copies of the
agreement, the Hospital again filed an unfair labor
practice charge alleging that the Respondent’s action
violated Section 8(b)(1)(A) and (3) of the Act.
II.
The judge found that the Respondent violated the Act
as alleged. Specifically, she found that one sentence in
the Weingarten statement—“You must request that a
CNA rep be called into the meeting”—was ambiguous
and could reasonably be read by bargaining unit
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
employees to require them to request that a union
representative be called into a disciplinary interview.
Based on that perceived ambiguity, the judge concluded
that the statement violated Section 8(b)(1)(A) by chilling
employees’ exercise of the Section 7 right to forego
Weingarten representation. The judge also concluded
that the Respondent’s inclusion of the statement
amounted to a unilateral change of the parties’
agreement, thereby violating Section 8(b)(3).
III.
For the reasons below, we reject the judge’s
conclusion that, by including the Weingarten statement
in the printed collective-bargaining agreement, the
Respondent violated Section 8(b)(1)(A). We do agree
with the judge that the Respondent violated Section
8(b)(3), but our rationale for finding that violation
differs.
A.
Section 8(b)(1)(A) makes it unlawful for a union “to
restrain or coerce employees in the exercise of” their
Section 7 rights. Section 7 protects the right of
represented employees to refrain from exercising their
Weingarten right to union representation. Appalachian
Power Co., 253 NLRB 931, 933 (1980), enfd. mem. 660
F.2d 488 (4th Cir. 1981). Here, as explained, the judge
found that this right to refrain was restrained by the
sentence in the Weingarten statement stating, “You must
request that a CNA rep be called into the meeting.” But
when the legality of a work rule applicable to employees
is challenged on its face, the Board consistently has
emphasized the importance of reading a provision in its
context. The Board “must refrain from reading particular
phrases in isolation, and it must not presume improper
interference with employee rights.” Lutheran Heritage
Village-Livonia, 343 NLRB 646, 646 (2004), citing
Lafayette Park Hotel, 326 NLRB 824, 825, 827 (1998).
See, e.g., Target Corp., 359 NLRB 948, 950 (2013)
(parking policy).
We believe that the same principle applies in analyzing
the Weingarten statement at issue here and that,
accordingly, the judge erred in reading the challenged
sentence out of context. Read in context of the
Weingarten statement as a whole, the sentence is not
ambiguous. Rather, it is susceptible of only one
reasonable interpretation: that if an employee of the
Hospital wishes to avail himself of the Weingarten right
to have a union representative present, then he must ask
for a representative—because one will not be provided
automatically. In short, the challenged sentence clearly
(and lawfully) communicates the Board’s established
requirement that, for the Weingarten right to be
triggered, the involved employee must initiate the request
for representation. See Appalachian Power Co., supra at
933.
The Weingarten statement here tells employees (1) that
the right to representation exists; (2) how to invoke the
right (the challenged sentence); (3) when the right is
available; (4) what the right covers; and (5) what to do if
the request for a representative is denied. No reasonable
employee would read the challenged sentence, in that
context, to require him to exercise his Weingarten right,
regardless of whether he wished to do so, or face some
sanction from the Union. The statement as a whole
plainly is intended to provide an explanation of the
Weingarten right and the procedure for exercising it, not
to impose an obligation on employees to seek
representation or to penalize them for failing to do so.
The challenged sentence (“You must request that a
CNA rep be called into the meeting”) follows a
description of the Weingarten right. In turn, it is
followed by a sentence reciting, “You must have a
reasonable belief that discipline will result from the
meeting.” Just as the challenged sentence explains one
prerequisite for successfully exercising the Weingarten
right (the employee “must request” a representative), so
does the next sentence (the employee “must have a
reasonable belief that discipline will result”). And just as
the latter sentence cannot reasonably be read as a
command to employees to “have a reasonable belief,”
whether or not they actually do, so the challenged
sentence cannot reasonably be read to command
employees to “request that a CNA rep be called,”
whether or not they wish to. A reasonable employee
necessarily would read “must” in both sentences the
same way.
Accordingly, we find that employees would not
reasonably understand the Weingarten statement to
restrain their right to forego union representation at a
disciplinary interview. We thus reverse the judge and
conclude that the Respondent’s printing of this statement
did not violate Section 8(b)(1)(A).
B.
Based, in part, on her interpretation of the Weingarten
statement as communicating to employees that they were
required to request a union representative, the judge
found that the Respondent’s printing of the statement on
the back cover of the collective-bargaining agreement
violated Section 8(b)(3) because it unilaterally modified
the contractual disciplinary procedure. Although we
reject that rationale, we do agree that Section 8(b)(3),
which requires a union to bargain in good faith, was
violated here.
CALIFORNIA NURSES ASSN. NATIONAL NURSES ORGANIZING COMMITTEE
1393
We rely on the judge’s finding that the Respondent’s
printing of the statement was “contrary to the settled
understanding of the parties on the issue of cover text.”
As the judge further found:
Although the issue of inclusion of a Weingarten Rights
Statement on the back cover was not discussed during
the 2009–2012 negotiations, based on the previous
dispute over the inclusion of identical Weingarten
language on the back cover of the 2003 agreement,
Respondent knew that the Hospital objected to
including this text on the back cover. The dispute was
only settled when Respondent agreed to remove the
text from the back cover of the agreement.
In sum, the Respondent’s contractual obligation to print the
collective-bargaining agreement (embodied in art. 6) can
only be understood as an obligation to print the agreement
without the Weingarten statement—the inclusion of which
had precipitated the parties’ earlier dispute and led to a
settlement of this very issue.
We have no difficulty in concluding that in these
circumstances,
the
Respondent’s
conduct
was
inconsistent with the statutory duty to bargain in good
faith. Our conclusion follows from the Board’s decision
in Electrical Workers Local 1464 (Kansas City Power),
275 NLRB 1504 (1985), revg. 275 NLRB 557. There,
the employer and the union had agreed in collective
bargaining that the printed agreement, to be prepared by
the employer, would include a union bug or other
identifying mark. After a contract was reached, the
union refused to execute it, unless the union bug or
identifying mark was included. The employer, in turn,
filed an unfair labor practice charge with the Board,
alleging that the union’s position violated Section
8(b)(3). In a decision ultimately adopted by the Board,
the administrative law judge found no violation by the
union, explaining that the union had “permissibly
secured the inclusion of such an identifying mark” and
that it “should not be forced to forfeit what it secured
during negotiations.” 275 NLRB at 1506. Here, the
same principles apply, although the parties’ roles are
reversed and the issue is the inclusion (not the omission)
of material in the collective-bargaining agreement. As
the judge found, the parties had previously reached a
clear understanding that the printed contract would not
contain the Weingarten statement. The Hospital thus
was entitled to insist that the printed agreement conform
to this understanding. The Respondent was not free to
include the statement when it printed the agreement.
Accordingly, we find that the Respondent violated
Section 8(b)(3).
AMENDED CONCLUSIONS OF LAW
1. Charging Party Henry Mayo Newhall Memorial
Hospital is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act and a
health care institution within the meaning of Section
2(14) of the Act.
2. The Respondent is a labor organization within the
meaning of Section 2(5) of the Act, representing the
following appropriate unit of employees of the Hospital:
Included: All full-time, regular part time, and per
diem/casual Registered Nurses employed by the
Hospital at its facilities located at 23845, 25727, and
25751 McBean Parkway, Valencia, California.
Excluded: All other employees, office clerical
employees,
managerial
employees,
confidential
employees, contract employees including but not
limited to travelers, guards and supervisors as defined
in the Act including but not limited to RN Clinical
Coordinators, administrative RN House Supervisors,
and RN Nursing Directors. Also excluded is any Nurse
who habitually works fewer than eight hours in each
two-week pay period.
3. By printing and delivering for distribution to unit
employees copies of the collective-bargaining agreement
containing on the back cover a statement entitled, “The
Weingarten Rights,” the Respondent failed and refused
to bargain collectively and in good faith with the
Hospital within the meaning of Section 8(d) and violated
Section 8(b)(3).
4. The Respondent thereby has engaged in unfair labor
practices affecting commerce within the meaning of
Section 8(b)(3) and Section 2(6) and (7) of the Act.
AMENDED REMEDY
Having found that the Respondent has engaged in
certain unfair labor practices, we shall order it to cease
and desist and to take certain affirmative action designed
to effectuate the policies of the Act. Specifically, having
found that the Respondent has violated Section 8(b)(3)
by printing and delivering for distribution to unit
employees copies of the collective-bargaining agreement
containing on the back cover a statement entitled, “The
Weingarten Rights,” we shall order the Respondent, at its
sole expense, to reprint and deliver to the Hospital copies
of the collective-bargaining agreement without “The
Weingarten Rights” statement or any other additional
language printed thereon or appended thereto, unless the
Hospital agrees to such language.
1394
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ORDER
The Respondent, California Nurses Association,
National Nurses Organizing Committee, Oakland,
California, its officers, agents, and representatives, shall
1. Cease and desist from
(a) Printing and maintaining copies of the collective-
bargaining agreement containing additional language
contrary to the agreement of the parties (e.g., including
on the back cover a statement entitled, “The Weingarten
Rights”) without the consent of the Hospital.
(b) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Reprint and deliver to the Henry Mayo Newhall
Memorial Hospital, at the Respondent’s sole expense,
copies of the collective-bargaining agreement without
“The Weingarten Rights” statement or any other
additional language printed thereon or appended thereto,
unless the Hospital agrees to such language.
(b) Within 14 days after service by the Region, post at
its union offices and meeting halls in Glendale,
California, copies of the attached notice marked
“Appendix.”4 Copies of the notice, on forms provided by
the Regional Director for Region 31, after being signed
by the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60
consecutive days in conspicuous places, including all
places where notices to employees and members are
customarily posted. In addition to physical posting of
paper
notices,
the
notices
shall
be
distributed
electronically, such as by email, posting on an intranet or
an internet site, and/or other electronic means, if the
Respondent customarily communicates with its members
by such means. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered,
defaced, or covered by any other material.
(c) Within 14 days after service by the Region, deliver
to the Regional Director for Region 31 signed copies of
the notice in sufficient number for posting by Henry
Mayo Newhall Memorial Hospital at its Valencia,
California facility, if it wishes, in all places where
notices to employees are customarily posted.
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the
National Labor Relations Board” shall read “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.”
(d) Within 21 days after service by the Region, file
with the Regional Director for Region 31 a sworn
certification of a responsible official on a form provided
by the Region attesting to the steps that the Respondent
has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your
benefit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT print and maintain copies of the
collective-bargaining agreement containing additional
language contrary to the agreement of the parties (e.g.,
including on the back cover a statement entitled “The
Weingarten Rights”), without the consent of the
Hospital.
WE WILL NOT in any like or related manner restrain or
coerce you in the exercise of the rights listed above.
WE WILL reprint and deliver to the Henry Mayo
Newhall Memorial Hospital, at our sole expense, copies
of the collective-bargaining agreement without “The
Weingarten Rights” statement or any other additional
language printed thereon or appended thereto, unless the
Hospital agrees to such language.
CALIFORNIA NURSES ASSOCIATION, NATIONAL
NURSES ORGANIZING COMMITTEE
Nikki N. Cheaney, Atty., for the Acting General Counsel.
Brendan White, Atty. and M. Jane Lawhon, Atty., for the
Respondent.
Adam Abrahms, Atty., for the Charging Party.
DECISION
STATEMENT OF THE CASE
MARY MILLER CRACRAFT, Administrative Law Judge. At
issue in this case is whether California Nurses Association,
National Nurses Organizing Committee (Respondent or the
Union) violated Section 8(b)(3) of the National Labor Relations
CALIFORNIA NURSES ASSN. NATIONAL NURSES ORGANIZING COMMITTEE
1395
Act (the Act), 29 U.S.C. § 158(b)(3), by printing an agreed-
upon contract containing a version of Weingarten1 rights on the
back cover of the 2009–2012 collective-bargaining agreement
when there was no agreement to include anything on the back
cover and no agreement to the language used. Independently,
the language on the back cover is alleged to violate Section
8(b)(1)(A) of the Act.
The complaint and notice of hearing issued on April 29,
2011, pursuant to an unfair labor practice charge filed October
22, 2010, by Henry Mayo Newhall Memorial Hospital (the
Charging Party or the Employer). This case was tried in Los
Angeles, California, on April 9, 2012.
On the entire record and after considering the briefs filed by
the Acting General Counsel, the Charging Party, and
Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Employer, a corporation, operates a hospital providing
inpatient and outpatient medical care in Valencia, California,
where it annually purchases and receives goods or services
valued in excess of $50,000 directly from points outside the
State of California. During the year preceding issuance of
complaint, the Employer derived gross revenues in excess of
$250,000. The Union admits and I find that the Employer is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act and a health care institution within
the meaning of Section 2(14) of the Act.
II. LABOR ORGANIZATION STATUS
The Union admits and I find that it is a labor organization
within the meaning of Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES
Since at least 2000, the Union has been the designated
exclusive
collective-bargaining
representative
of
the
Employer’s registered nurses.
All parties agree that in about April 2009, the Employer and
the Union reached complete agreement on terms and conditions
of employment to be incorporated in a collective-bargaining
agreement to be printed by the Union with copies provided to
the Employer. In about October 2010, the Union provided
copies of the agreement to the Employer. On the back cover of
these printed copies, the following language appeared:
The Weingarten Rights
The Supreme Court has ruled that an employee is entitled to
have a CNA Representative present during any interview
which may result in discipline. These rights are called your
Weingarten Rights.
You must request that a CNA rep be called into the meeting.
1 In NLRB v. J. Weingarten, 420 U.S. 251 (1975), the Court upheld
the Board’s interpretation of Sec. 8(a)(1) to afford an employee who
reasonably believes that an interview may result in discipline the right
to union representation at the interview.
You must have a reasonable belief that discipline will result
from the meeting.
You have the right to know the subject of the meeting and the
right to consult your CNA rep prior to the meeting to get
advice.
Do not refuse to attend the meeting if a rep is requested but
denied. We suggest you attend the meeting and repeatedly
insist upon your right to have a CNA rep present. If this fails,
we suggest that you not answer questions and take notes.
Inclusion of this language on the back cover of the printed
copy of the 2009–2012 collective-bargaining agreement was
not discussed during bargaining. All parties agree that the
Employer did not consent to printing this language on the back
cover of the agreement.
In addition, the parties stipulated that at 42 other employers,
where appropriate units of employees are also represented by
the Union, the collective-bargaining agreements contain or
contained within the agreement itself or on the back cover of
the agreement, a Weingarten Rights Statement identical to the
statement on the back cover of the agreement with the
Employer. The complaint alleges that maintenance of the
Weingarten Rights Statement on or in the 42 collective-
bargaining agreements is a violation of Section 8(b)(1)(A).
The 2003–2006 collective-bargaining agreement between the
Union and the Employer was the subject of a similar unfair
labor practice proceeding in that the Employer alleged the
Union’s inclusion of the identical Weingarten Rights Statement
on the back cover of the 2003–2006 agreement violated Section
8(b)(1)(A) and (3). The Division of Advice authorized issuance
of a complaint alleging that the Union violated Section
8(b)(1)(A) and failed to bargain in good faith within the
meaning of Section 8(d) in violation of Section 8(b)(3) by
publishing the Weingarten language on the back cover of the
2003–2006 agreement. Advice Memorandum, California
Nurses Association (Henry Mayo Newhall Memorial Hospital),
Case 31–CB–011267, dated September 16, 2003 (hereinafter
Advice Memo).The matter was ultimately settled in a bilateral
non-Board settlement agreement. As part of this agreement, the
Union
republished
the
2003–2006
collective-bargaining
agreement without the Weingarten Rights Statement on the
back cover.
The Acting General Counsel alleges that by including the
Weingarten language, Respondent restrained and coerced
employees in the exercise of the rights guaranteed by Section 7
in violation of Section 8(b)(1)(A) of the Act. He further alleges
that, in maintaining the Weingarten language, Respondent has
failed and refused to bargain collectively and in good faith with
the Employer within the meaning of Section 8(d) in violation of
Section 8(b)(3).
IV. FACTUAL FINDINGS AND ANALYSIS
The critical facts in this case are not in dispute. No party
denies that the Weingarten statement was printed by the Union
on copies of the agreement. The parties’ bargaining history—
including the previous unfair labor practice complaint, Division
of Advice memorandum, and settlement—are likewise accepted
1396
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
by both parties. All parties agree that there was no agreement to
the language of The Weingarten Rights Statement or to printing
it on the back. As such, the case turns simply on the
interpretation of the Weingarten statement and the application
of relevant law.
A. Alleged Violation of Section 8(b)(1)(A)
The Acting General Counsel argues that the Weingarten
statement gives employees the false impression that union
representation at a disciplinary meeting is mandatory. This
infringes on the employees’ right not to have a union
representative present at a disciplinary meeting. Such
infringement, according to the Acting General Counsel,
constitutes coercion in the exercise of Section 7 rights in
violation of Section 8(b)(1)(A) of the Act. For the reasons
stated below, I agree that inclusion of the language violates
Section 8(b)(1)(A).
1. There is a right not to have a union representative
present at a meeting the employee reasonably believes
may lead to discipline
Section 7 of the Act gives employees “the right to . . . engage
in other concerted activities for the purposes of collective
bargaining or other mutual aid or protection . . . .” Section 7,
however, also provides employees with the right “to refrain
from any or all such activities.” Section 8(b)(1)(A) protects
these rights by making it an unfair labor practice for a labor
organization to “restrain or coerce” employees in the exercise
of their Section 7 rights.
In Weingarten, the Supreme Court established that
employees have a Section 7 right to request a union
representative’s presence at a meeting they reasonably believe
may result in discipline. NLRB v. J. Weingarten, 420 U.S. at
260. The converse of that right was also established. According
to the Court, an employee may “forgo his guaranteed right and,
if he prefers, participate in an interview unaccompanied by his
union representative.” Id. at 257. This second right was later
verified by the Board in Appalachian Power Co., 253 NLRB
931, 933 (1980), when it explained:
[I]t is the individual employee who had an immediate stake in
the outcome of the disciplinary process for it is his job
security which may be jeopardized in any confrontation with
management . . . . Therefore, it should be the employee’s right
to determine whether or not he wishes union assistance to
protect his employment interests.
The Board explicated further that, if this right to forego
union representation was not recognized, “one of the
fundamental purposes of the rule as articulated in Weingarten
would be undermined.” Id. The Union argues that it had no
duty to inform employees of the right to forego union
representation. This argument misses the point. The issue here
is whether the language employed by the Union trampled on
the right to forego union representation.
2. The language used in the Weingarten Rights Statement
restrains and coerces employees’ Section 7 right not to
have a union representative present at a
disciplinary meeting
The second clause of the Weingarten Rights Statement is the
controversial one. It reads, “You must request that a CNA rep
be called into the meeting.” This clause is the first of four
parallel clauses which all follow an opening paragraph
explaining the Weingarten rights generally. Given this context,
the clause may be reasonably read in two different ways. On
one interpretation, the clause at issue reads as a command,
announcing that employees must request a CNA representative
for all disciplinary meetings. Alternatively, the clause can be
read as stating one of several preconditions that must be met for
an employee to invoke her Weingarten rights. Under this latter
interpretation, the clause is not a command but an instruction
for employees on how to exercise their Weingarten rights. This
interpretation might be more fully stated: “The Employer will
not automatically call a Union rep for your meeting. If you
want a rep, you must ask for one.” Since both readings are
reasonable, the text is ambiguous.
In Lafayette Park Hotel, 326 NLRB 824, 825 (1998), enfd.
203 F.3d 52 (D.C. Cir. 1999), the Board found that a rule
promulgated by an employer may violate Section 8 if it would
“reasonably tend to chill employees in the exercise of their
Section 7 rights.” Essentially, this language establishes an
objective-employee standard for determining the possible
impacts of a promulgated rule.
In the same case, the Board held that if a “rule could be
considered ambiguous, any ambiguity in the rule must be
construed against the respondent as the promulgator of the
rule.” Id. at 828. This standard regarding ambiguities has been
applied in multiple opinions by the Board and circuit courts
alike. In Norris/O’Bannon, 307 NLRB 1236, 1245 (1992), the
Board found that because “it would not be illogical for an
employee to interpret [the term at issue]” as broader than what
the employer intended, it was ambiguous and thus should be
construed against the promulgator. As the Union points out, the
rule must be given a reasonable reading. Particular phrases
cannot be read in isolation and improper interference cannot be
presumed. Lutheran Heritage Village-Livonia, 343 NLRB 646
(2004). Similarly, in NLRB v. Miller, 341 F.2d 870, 874 (2d
Cir. 1965), the United States Court of Appeals for the Second
Circuit stated:
The true meaning of the rule might be the subject of
grammatical controversy. However, the employees of
respondent are not grammarians. The rule is at best
ambiguous and the risk of ambiguity must be held against the
promulgator of the rule rather than against the employees who
are supposed to abide by it.
Respondent points out that in all of these cases resolving
ambiguity against the promulgator, the rule is only applied
against employers under Section 8(a). Although there appear to
be no reported cases in which the rule has been applied to a
labor organization, I do not find this argument persuasive. The
CALIFORNIA NURSES ASSN. NATIONAL NURSES ORGANIZING COMMITTEE
1397
rule by its terms is equally applicable in 8(b) situations where
the labor organization has created the ambiguity. The rule
construing ambiguities against the promulgator is an employee-
based rule. Employees are bound to follow the written rules
applicable to the terms and conditions of their employment
regardless of who promulgates the rule. Thus, whether the
ambiguity is created by an employer or a labor organization, the
ambiguity must be construed against the author who, in writing
an ambiguous rule, has impacted Section 7 rights.
The statement that an employee must request that a CNA
representative be called into the meeting is not “an accurate
synoptic statement” of Weingarten, as the Union argues.
Because the phrase at issue possesses two reasonable
interpretations and one of these interpretations would
reasonably be understood as forcing employees to request a
CNA representative for disciplinary meetings, the rule purports
to deprive an employee of her right to attend the meeting by
herself. It is thus reasonable to expect the rule will chill
employees’ exercise of that right. The chilling effect is to be
expected for two reasons. First, the Union is invoking the
authority of law in making its command. Second, the statement
is printed on the back of the collective-bargaining agreement
which could lead a reasonable employee to believe that it was
just as binding on them as the substantive terms of the
agreement.2 Thus, the rule restrains and coerces employees’
exercise of their Section 7 right to refrain from union activity.
The Union argues that when the offending clause is read in
context, no reasonable employee would interpret it to mean that
she could not opt to forego union representation at a
Weingarten meeting. Thus, the Weingarten Rights Statement,
when read in context is nothing more than an instruction that
the CNA representative will not appear automatically. The
employee must ask for the representative: “The Supreme Court
has ruled that an employee is entitled to have a CNA Rep
present during any interview which may result in discipline. . . .
You must request that a CNA Rep be called into the meeting.
. . .” The Union notes that a reasonable employee would know
that a Weingarten right, just as a Miranda right,3 can be
waived. Although I agree with the Union that this is a
reasonable construction, it is not the sole reasonable
construction. The alternative reading—that an employee must
call a Union representative in all circum-stances—is not only
reasonable; it is coercive of employee rights as well. When
faced with an ambiguous text, I apply the rule that ambiguities
must be resolved against the text’s promulgator. For that
reason, I find that by maintaining the Weingarten Rights
Statement on the back cover of the 2009–2012 collective-
bargaining agreement, the Union violated Section 8(b)(1)(A).
2 The fact that the statement appears on copies of the agreement also
distinguishes this case from those involving mere internal union rules.
See Advice Memo, supra at 4–5 (citing Sheet Metal Workers Local 550
(Dynamics Corp.), 312 NLRB 229, 229 (1993)). While members are
free to escape the effect of union rules by quitting the union, they
cannot so escape the force of a collective-bargaining agreement. Id.
3 Miranda v. Arizona, 384 U.S. 436 (1966).
B. Alleged Violation of Section 8(b)(3)
The Acting General Counsel argues that Respondent violated
Section 8(b)(3) of the Act when it unilaterally modified the
terms of the collective-bargaining agreement by adding the
Weingarten statement. For the reasons that follow, I agree.
Section 8(b)(3) makes it an unfair labor practice for a union
“to refuse to bargain collectively with an employer.” Section
8(d) defines the duty to bargain so as to encompass an
obligation not to “terminate or modify” a collective-bargaining
agreement that is in effect. The Supreme Court has held that a
modification of an existing contract is only an unfair labor
practice “when it changes a term that is a mandatory rather than
a permissive subject of bargaining. Allied Chemical & Alkali
Workers Local Union No. 1 v. Pittsburgh Plate Glass, 404 U.S.
157, 185 (1971).
Discipline procedures and the role played by union
representatives in them are mandatory subjects of bargaining.
See Washoe Medical Center, Inc., 337 NLRB 202, 205 (2001)
(“Employee discipline is unquestionably a mandatory subject of
bargaining, and any alteration of a disciplinary system is also a
mandatory subject of bargaining.”); Service Employees Local
250 (Alta Bates Medical Center), 321 NLRB 382, 384 (1996)
(mentioning access to stewards as a mandatory subject).
By including the Weingarten statement on the back cover of
the agreement, Respondent modified the disciplinary procedure
provided for in the agreement in a “material, substantial, and
significant manner.” Service Employees, 321 NLRB at 385
(citing Peerless Food Products, 236 NLRB 161 (1978)).
Reading Respondent’s added text, a nurse could reasonably
understand that he or she is required to obtain the assistance of
a union representative prior to a meeting which could result in
discipline.
This contradicts the agreed-upon text of the agreement. The
provision of the contract contradicted is article 12, section C
which states, “Nothing in this Agreement shall prevent a Nurse
from resolving any problem consistent with this Agreement
with or without the presence of a [sic] Association
Representative.” See Service Employees, 321 NLRB at 384
(finding a violation of the duty to bargain in good faith where
respondent union inserted a foreword found to contradict
provisions of the contract).
It also runs contrary to the settled understanding of the
parties on the issue of cover text. Although the issue of
inclusion of a Weingarten Rights Statement on the back cover
was not discussed during the 2009–2012 negotiations, based on
the previous dispute over the inclusion of identical Weingarten
language on the back cover of the 2003 agreement, Respondent
knew that the Hospital objected to including this text on the
back cover. The dispute was only settled when Respondent
agreed to remove the text from the back cover of the
agreement.
The Respondent cannot claim that it merely restated an
employee’s statutory rights because the statement does not
unambiguously reflect the State of the law. The statement
impliedly steps outside the provisions of Weingarten case law,
which gives an employee the right to attend with a union
official but does not require the employee to do so. See
Weingarten, 420 U.S. at 257 (asserting that “the employee may
1398
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
forgo his guaranteed right and, if he prefers, participate in an
interview unaccompanied by his union representative”).
The distinction between text on the cover and text in the
body of the agreement is likewise unavailing for Respondent.
In Service Employees, the respondent union inserted a foreword
when printing the contract. 321 NLRB at 383. The employer
had not agreed to the contents of the foreword or its inclusion
in the contract. Id. at 384. The text of the foreword spoke of the
union’s hard work in bargaining for the agreement and
reminded readers that benefits achieved must not be taken for
granted. Id. It exhorted employees to “‘work to ensure that this
contract is enforced each and every day’” and told them that
they “‘should feel free to contact their shop steward at any time
concerning any matter within the scope of this contract or any
other work-related problems.’” Id. It also mentioned that “‘the
Union’s professional staff is available to help meet the needs of
our members and stewards in addressing worksite problems and
concerns.’” Id.
With the approval of the Board, the administrative law judge
in Service Employees determined that the language regarding
shop stewards constituted an unlawful unilateral modification
of the contract in regards to a mandatory subject of
employment. Id. at 385. Though not specifically addressed by
the judge, he reached this decision even though the text at issue
was contained in a foreword appended to the agreed upon text
of the contract. Id. at 383. I likewise do not find it significant
that the text at issue in this case was similarly contained outside
the body of the agreement and on its back cover.
The cases cited by Respondent in favor of distinguishing
cover text from body text are not apposite. Respondent cites
Electrical Workers Local 3 (Eastern Electrical Wholesalers),
306 NLRB 208 (1992), for the proposition that “the contents of
the cover of a duly executed collective-bargaining agreement is
a permissive subject of bargaining.” (R. Br. at 13.) Respondent,
however, misunderstands the case. The case did not necessarily
turn on the location of text inserted into an agreement. The
holding was that the choice of name to be used for the
employer on the cover was not a mandatory subject of
bargaining such that the union could refuse to execute the
contract once its terms were agreed upon. See id. at 211. The
judge reasoned as follows:
The Employer’s name on the contract’s cover does not
“materially or significantly affect” employees’ terms and
conditions of employment. Those terms and conditions of
employment are set forth in the body of the agreement, not its
cover. The cover simply serves to identify the contracting
parties.
Id. Thus, Eastern Electrical appears to be as much about names as
it is about cover text.
Respondent also cites Electrical Workers Local 1463
(Kansas City Power), 275 NLRB 557 (1985). It involved an
employer’s refusal to include the union bug (a union label or
trademark) on printed copies of the contract. Id. at 557. This
case was not decided based on a distinction between cover text
and body text but rather on the nature of the bug. The Board
reasoned that the union bug was not a substantive aspect of the
contract. Id. It explained, “While the presence of the union bug
on the printed copies of the collective-bargaining agreement
may have symbolic value for the Respondent, it nevertheless
constituted at most a peripheral concern, something akin to a
ministerial matter, rather than a material aspect of the
collective-bargaining relationship.” Id. at 558. The Board’s
decision turned on the content of the bug, its symbolic or pro
forma character, and not its location. I note further that the
Board overruled this case sua sponte, using a rationale which
similarly did not turn on the location of the bug. Electrical
Workers Local 1463 (Kansas City Power), 275 NLRB 1504
(1985), holding that the parties’ negotiated agreement to
include the union bug justified the union’s refusal to execute
the agreement which was printed without the union bug. Id.,
275 NLRB at 1506. This situation is different, there being no
prior agreement to include the Weingarten statement. Thus, I
find that the Union’s unilateral alteration of the agreed-upon
terms and conditions of employment set forth in the 2009–2012
collective-bargaining agreement by printing the Weingarten
Rights Statement on the back cover of the agreement
constitutes failure to bargain in good faith within the meaning
of Section 8(d) in violation of Section 8(b)(3).
C. Respondent’s Deferral Argument
Respondent contends that its printing the Weingarten Rights
Statement on the back cover of the agreement should be
deferred to arbitration. It argues that this case turns on a matter
of contract interpretation and that, as such, Board doctrine
dictates it be deferred. For the reasons that follow, I disagree.
Collyer Insulated Wire, 192 NLRB 837 (1971), reflects the
policy of the Board that cases which center on the interpretation
and application of a collective-bargaining agreement should be
left to the decision procedures provided for by that agreement.
Respondent argues that the present dispute actually turns on the
interpretation of article 6 of the agreement, which reads: “The
Hospital, upon employing a Nurse, will give that Nurse a copy
of this Agreement . . . (The Association will provide the
Hospital with these Agreement copies . . . .).” Interpretation of
this language is the key to the 8(b)(3) charge, the Respondent
explains, because its interpretation is necessary to a
determination of whether the agreement gave Respondent the
right to add the Weingarten statement to the back cover. If the
agreement contemplated such an addition, then it could not be
an unlawful unilateral modification as alleged in the complaint.
In that event, an authoritative interpretation of the contract is a
precondition to disposing of the unfair labor practice charge, a
situation which renders deference appropriate. See Collyer,
supra at 842 (“[T]he Act and its policies become involved only
if it is determined that the agreement between the parties . . .
did not sanction Respondent’s right to make the disputed
changes . . . . That threshold determination is clearly within the
expertise of a mutually agreed-upon arbitrator.”).
Respondent’s
argument
is
inventive
but
ultimately
miscarries. Although Respondent is correct that the Board
generally defers to the expertise of arbitrators where an
authoritative
inter-pretation
of
a
collective-bargaining
agreement is necessary to resolution of the case, it is equally
correct that the Board will not defer where the language is
CALIFORNIA NURSES ASSN. NATIONAL NURSES ORGANIZING COMMITTEE
1399
unambiguous and the arbitrator’s expertise superfluous. See
Oak Cliff-Golman Baking Co., 202 NLRB 614, 617 (1973),
supplemented 207 NLRB 1063 (1973), enfd. 505 F.2d 1302
(5th Cir. 1974), cert. denied 423 U.S. 826 (1975). It is equally
true that not every case in which a collective-bargaining
agreement is implicated is a case which turns on interpretation
of that agreement.
The
contention
that
article
6
plausibly
authorizes
Respondent’s printing of the Weingarten statement is essential
to the logic of its deferral position. Article 6, however, is
merely the background to the parties’ dispute and not its hinge.
It simply establishes that it is Respondent’s responsibility to
print copies of the agreement for distribution to employees. I
accept that an arbitrator could plausibly reach different
decisions as to the scope of that obligation, i.e., whether
addition of the Weingarten statement was consistent with
fulfillment of that obligation. I do not accept, however, that an
arbitrator could plausibly interpret article 6 to confer a positive
right or permission on Respondent to add the Weingarten
statement.4 Cf. U.S. Steel Corp., 223 NLRB 1246, 1247 (1976),
enfd. 547 F.2d 1166 (3d Cir. 1977) (“[D]eferral of
consideration by the Board is dependent on the express
language of the contract.”); Keystone Steel & Wire Division,
217 NLRB 995, 996 (1975) (refusing to defer where no
language in the contract dealt with the subject matter of the
case). Article 6 is completely silent on the issue of cover text,
and this silence is itself an unambiguous feature of the
agreement, a feature which both an arbitrator and I can equally
well recognize. In the end, Respondent’s suggestion that an
arbitrator could find in article 6 a license to print the
Weingarten statement is too conjectural to justify deferral.
Furthermore, deferral in this case would run against the
Board’s policy in favor of the efficient resolution of disputes in
a single proceeding. See, e.g., Sheet Metal Workers Local 17,
199 NLRB 166, 168 (1972), enfd. 502 F.2d 1159 (1st Cir.
1974), cert. denied 416 U.S. 904 (1974). Even if the charge
under Section 8(b)(3) were deferred, the charges under Section
8(b)(1)(A) would remain for resolution.5 The charges under
Section 8(b)(1)(A) are inappropriate for deferral because they
are not subject to the grievance procedures provided by the
agreement. See Joseph T. Ryerson & Sons, Inc., 199 NLRB
461, 462 (1972) (“[I]t has never been the practice of this Board
. . . to abstain from action in cases which present issues which
are irresolvable . . . in an alternative forum.”). The charges
concern the addition of the Weingarten statement as a
restriction on employees’ Section 7 rights. The wrong
complained of is thus not cognizable under the terms of the
agreement.
4 It should be kept in mind that the agreement confines an
arbitrator’s
authority
to
“decid[ing]
disputes
concerning
the
interpretation or application of the specific Section(s) and Article(s) of
the Agreement listed in the . . . grievance document.” (Art. 12, sec.
E,1.)
5 Astutely, Respondent does not contend that the charges under Sec.
8(b)(1)(A) are independently appropriate for deferral. (See R. Br. at
14–18.)
A like problem exists with respect to the charges involving
the 42 other employers. As these employers and their
employees are not parties to the agreement, the arbitrator
obviously has no authority to entertain grievances involving
them. In such cases, where all interested parties cannot
participate in the arbitration proceeding, the Board will not
defer to arbitration. International Organization of Masters, 220
NLRB 164, 168 (1975).
In conclusion, the fact that the charges under Section
8(b)(1)(A) must not be deferred militates against deferral of
those under Section (8)(b)(3) as well. To do otherwise would
frustrate the Board’s policy favoring resolution of disputes in a
single proceeding. E.g., Everlock Fastening Systems, 308
NLRB 1018, 1019 fn. 8 (1992); Sheet Metal Workers, 199
NLRB at 168.
CONCLUSIONS OF LAW
1.
California
Nurses
Association,
National
Nurses
Organizing Committee, represents the following appropriate
unit of employees of the Employer:
Included: All full-time, regular part time, and per
diem/casual Registered Nurses employed by [the Employer].
Excluded: All other employees, office clerical employees,
managerial employees, confidential employees, contract
employees including but not limited to travelers, guards and
supervisors as defined in the Act including but not limited to
RN Clinical Coordinators, administrative RN House
Supervisors, and RN Nursing Directors. Also excluded is any
Nurse who habitually works fewer than eight hours in each
two-week pay period.
2. California Nurses Association also maintains collective-
bargaining relationships covering appropriate bargaining units
with 42 additional health care institutions in the Los Angeles
area as follows: AHMC San Gabriel Valley Medical Center,
AHMC Whittier Hospital Medical Center, Alvarado Medical
Center, Catholic Healthcare West, Centinela Hospital Medical
Center, Children’s Hospital & Research Center Oakland, City
of Hope National Medical Center, Cypress Fairbanks Medical
Center, Dameron Hospital Association, Daughters of Charity
Hospitals, Desert Regional Medical Center (Tenet), Doctors
Medical Center Modesto (Tenet), Eden Medical Center, Enloe
Medical Center, Good Samaritan Hospital, Good Samaritan
Hospital San Jose (HCA), Hemet Valley Medical Center, John
Muir Medical Center, Long Beach Memorial Hospital, Los
Alamitos Medical Center (Tenet), Oroville Hospital, Petaluma
Valley Hospital (Saint Joseph Health System), Providence
Little Company of Mary Medical Center San Pedro Hospital,
San Diego Blood Bank, San Ramon Regional Medical Center
(Tenet), Sierra Vista Regional Medical Center (Tenet), St.
Joseph Hospital Eureka (Saint Joseph Health System), St. Mary
Medical Center Apple Valley (Saint Joseph Health System),
Sutter Auburn Faith Hospital, Sutter Delta Medical Center,
Sutter Health Alta Bates Summit Medical Center, Sutter Health
Mills-Peninsula, Sutter Health Novato Community Hospital,
Sutter Lakeside Hospital, Sutter Medical Center of Santa Rosa,
Sutter Roseville Medical Center, Sutter Solano Medical Center,
1400
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Sutter VNA Home Health and Hospice Auburn, Twin Cities
Community Hospital (Tenet), USC University Hospital (Tenet),
Visiting Nurse Association of Santa Cruz County, and
Watsonville Community Hospital.
3. By printing and maintaining language on the back cover of
its collective-bargaining agreement with Henry Mayo Newhall
Memorial Hospital implying that employees must request a
union representative during investigatory meetings and,
therefore, employees are not free to exercise their Section 7
right to avoid union activity altogether, the Union has engaged
in unfair labor practices affecting commerce within the
meaning of Section 8(b)(1)(A) and Section 2(6) and (7) of the
Act.
4. By maintaining collective-bargaining agreements with the
42 additional health care institutions (above) which contain or
contained within the agreement themselves or on the back
cover of the agreement, a Weingarten Rights Statement
identical to the statement on the back cover of the agreement
with the Employer, the Union violated Section 8(b)(1)(A) of
the Act.
5. By unilaterally altering the terms and conditions of the
collective-bargaining agreement with the Employer by printing
and distributing to unit employees a copy of the collective-
bargaining agreement that contained on the back cover a
statement entitled “The Weingarten Rights,” the Union failed
and refused to bargain collectively and in good faith with the
Employer within the meaning of Section 8(d) and in violation
of Section 8(b)(3) of the Act.
REMEDY
Having found that the Respondent violated Section
8(b)(1)(A) of the Act by maintaining the unlawful Weingarten
Statement on or in copies of its collective-bargaining agreement
with the Employer and the 42 additional health care
institutions, I recommend that Respondent be ordered to cease
and desist and post the notices attached as Appendix A and B.
Further, although the collective-bargaining agreement with the
Employer had expired at the time of the hearing, to the extent
any of the collective-bargaining agreements with the 42
additional health care institutions is still in effect, Respondent
is ordered to recall and reprint these agreements eliminating the
Weingarten Rights Statement. Because the 2009–2012
collective-bargaining agreement has expired by its terms, and
because the parties had reached a successor agreement at the
time of the hearing and it is in the process of being printed, the
Employer
requests
that
the
new
collective-bargaining
agreement contain a statement on the back providing notice that
the Union had unlawfully modified the 2009 agreement by
inclusion of the Weingarten Rights Statement. I will not order
that this be done. The notices which are ordered to be posted
will provide a sufficient remedy.
[Recommended Order omitted from publication.]