359 NLRB 1401
AC Specialists Inc. and its Alter Ego, Tim Winston AC & Heat
AC SPECIALIST, INC.
1401
359 NLRB No. 159
AC Specialists, Inc. and United Association of Plumb-
ers, Pipefitters & HVAC Refrigeration Mechan-
ics, Local Union 123, United Association of
Journeymen and Apprentices of the Plumbing
and Pipefitting Industry of the United States and
Canada, AFL–CIO. Case 12–CA–076395
July 2, 2013
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS GRIFFIN
AND BLOCK
On October 12, 2012, Administrative Law Judge
George Carson II issued the attached decision. The Re-
spondent filed exceptions with supporting argument.
The Acting General Counsel and the Charging Party each
filed an answering brief, as well as cross-exceptions and
a supporting brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions,1
cross-exceptions, and briefs, and has decided to affirm
the judge’s rulings, findings,2 and conclusions only to the
extent consistent with this Decision and Order, to amend
his remedy, and to adopt his recommended Order as
modified and set forth in full below.3
1. The Respondent is a family-owned company that
provides heating, ventilation, and air conditioning ser-
vices to residential and commercial customers. Coman-
agers David Winston and his son Tim Winston are, re-
spectively, the Respondent’s former owner and its cur-
rent owner.4 In February 2012,5 the Respondent’s three
1 The Charging Party filed a motion to strike those portions of the
Respondent’s exceptions alleged to be unsupported by the record. In
light of our disposition here, we find it unnecessary to pass on the
Charging Party’s motion.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
3 In accordance with Latino Express, Inc., 359 NLRB 518 (2012),
we shall modify the judge’s recommended Order to require the Re-
spondent to compensate affected employees for adverse tax conse-
quences, if any, and to adhere to the Social Security Administration
reporting requirements identified there. We shall also modify the
judge’s recommended Order to include a broad cease-and-desist provi-
sion, to add a notice-reading requirement, to conform to the violations
found, and to reflect the Board’s standard remedial language. Finally,
we will substitute a new notice to conform to the modified Order.
4 In its answer to the complaint, the Respondent admitted that Tim
Winston was a supervisor within the meaning of Sec. 2(11) of the Act,
and that both Tim Winston and David Winston were agents within the
meaning of Sec. 2(13) of the Act. Accordingly, the Respondent is
liable for the Winstons’ unlawful conduct.
5 All dates are in 2012, unless otherwise indicated.
technicians—James Stahl, Jerome Gordon, and Michael
Noel—sought representation by the Charging Party Un-
ion and signed authorization cards. On March 5, Stahl
notified Union Organizer Russell Leggette that the tech-
nicians wanted him to “take the cards” and do whatever
was necessary for the Union to represent them. Accord-
ingly, on March 9, Leggette and Todd Vega, Local 123’s
president, went to the Respondent’s facility and informed
the Winstons that the three technicians wanted the Union
to be their collective-bargaining representative and re-
quested that the Respondent recognize the Union based
either on their signed authorization cards or an election.
The Union’s representatives showed the authorization
cards to the Winstons. After looking at the cards, David
Winston said, “F—ck the Union,” and ordered the Un-
ion’s representatives to leave the facility. The represent-
atives did so.
Immediately after ejecting the Union’s representatives,
the Winstons turned their attention to dealing with the
technicians. Initially, the Winstons’ exchanges with each
of the technicians occurred over the telephone, as the
technicians were in their trucks at various locations at-
tending to their first service calls of the day. During the-
se conversations, the Winstons repeatedly threatened the
technicians that union representation was incompatible
with continued employment by the Respondent, and dis-
charged all of them. David Winston, for example, told
employee Gordon that “there wasn’t going to be [a] un-
ion here, this isn’t a union shop, and if [Gordon] wanted
to be in a union, then [Gordon] need[ed] to get a union
job.” David Winston then reiterated that the Respondent
was not “going to be union” and that Gordon “needed to
decide what [he was] going to do.” In addition, David
Winston questioned employee Stahl about his union ac-
tivities. Stahl informed Winston that he had been in con-
tact with the union and that the employees “needed to
talk about a lot of things.” In response, David Winston
told Stahl to “bring in his truck.” Similarly, Tim Win-
ston, after questioning employee Noel about his union
activities and learning that Noel had been in contact with
the Union, told Noel to finish his call and come “turn in
your stuff.” Subsequent exchanges between the employ-
ees and the Winstons occurred in person when the tech-
nicians returned their trucks to the facility after the Win-
stons had discharged them.
2. The judge found that the Respondent violated Sec-
tion 8(a)(1) of the Act by telling the technicians that se-
lecting the Union would be futile, threatening one of
them with discharge, and threatening another with ar-
1402
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
rest.6 The judge further found that the Respondent vio-
lated Section 8(a)(3) by discharging the technicians.7
The judge found that the Respondent did not violate Sec-
tion 8(a)(1) by interrogating the technicians. In light of
the Respondent’s unfair labor practices, particularly its
discharge of the entire three-member bargaining unit in
the immediate wake of the Union’s request for recogni-
tion, the judge found that the Respondent’s unlawful
conduct warranted imposing a remedial Gissel bargain-
ing order under category I of the Gissel standard.8 He
nevertheless dismissed the allegation that the Respondent
violated Section 8(a)(5) by failing to recognize and bar-
gain with the Union because “the Respondent never
agreed to recognize the Union upon the presentation of
evidence of a card majority.”
3. We agree with the judge, for the reasons he states,
that the Respondent unlawfully discharged the three
technicians and that its unfair labor practices warrant a
remedial bargaining order. Contrary to the judge, how-
ever, we also find that the Respondent coercively inter-
rogated the technicians in violation of Section 8(a)(1)
and that it violated Section 8(a)(5) by refusing to recog-
nize the Union.
4. With respect to the interrogations, the evidence
shows as follows. Noel testified that Tim Winston tele-
phoned him and asked, “[W]hat this union stuff was
about” and also why he had joined the Union. Gordon
testified that David Winston “asked me who is this union
guy that I’d been talking to . . . what made me want to be
6 We adopt these 8(a)(1) findings, to which no exceptions were filed.
The judge also found that the Respondent did not violate Sec. 8(a)(1)
by threatening the three technicians with discharge concurrent with and
after their actual discharges. We find it unnecessary to pass on these
alleged threats of discharge as they are cumulative of the threat of
discharge violation found above. Further, the judge dismissed allega-
tions that the Respondent violated Sec. 8(a)(1) by creating an impres-
sion of surveillance of employees’ union activities; there were no ex-
ceptions to those dismissals.
In his decision, the judge made certain inadvertent errors, which we
correct here. In discussing the 8(a)(1) violations alleged in complaint
par. 6, the judge inadvertently erred in recommending dismissal of
“subparagraphs 7(a) and (b) of paragraph 7” rather than subpars. 6(a)
and (b) of par. 6. As stated, there is no exception to the judge’s dismis-
sal of the impression of surveillance violation alleged in subpar. 6(a)
and, as discussed below, we reverse his dismissal of the interrogation
violation alleged in subpar. 6(b). In addition, the judge inadvertently
erred in recommending dismissal of the 8(a)(1) threat of futility viola-
tion alleged in complaint subpar. 8(b) and finding the 8(a)(1) threat of
discharge violation alleged in subpar. 8(c). It is clear from his decision
that the judge intended to recommend finding the former and dismiss-
ing the latter. As stated, we adopt, in the absence of exceptions, the
threat of futility violation alleged in complaint subpar. 8(b) and find it
unnecessary to pass on the threat of discharge violation alleged in sub-
par. 8(c).
7 The Respondent subsequently reinstated Gordon and Noel, and
therefore we shall not order their reinstatement here.
8 See NLRB v. Gissel Packing Co., 395 U.S. 575 (1969).
union
. . . [and] what made me want to talk to a union guy.”
Stahl testified that David Winston accused him of being
behind the union organizing effort and asked him “who
the people were with the union.”
The judge found that the Winstons’ questioning of No-
el, Gordon, and Stahl was not unlawful because the three
technicians knew that the Union was going to notify the
Respondent about their desire to be represented and thus
reveal their union sympathies to the Respondent. The
judge therefore found that these interrogations merely
confirmed to the Respondent known facts and, thus, were
not coercive. We disagree.
The well-established test for evaluating whether inter-
rogations reasonably tend to restrain, coerce, or interfere
with the exercise of employees’ Section 7 rights requires
the Board to assess all of the circumstances, even where
the employees questioned are open union supporters.9
Accordingly, in analyzing whether an alleged interroga-
tion is unlawful, the Board may examine such factors as
the background, the nature of the information sought, the
identity of the questioner, and the place and method of
interrogation.10 Here, the background was coercive. In
the same conversations in which the Winstons ques-
tioned the technicians, they also unlawfully threatened at
least one employee with discharge for engaging in union
activity and unlawfully told all of those questioned that
selecting the Union would be futile. Further, the interro-
gations, which were conducted by the highest-ranking
company officials, went far beyond simply confirming
representations made by the union agents; they sought to
explore the reasons for the technicians’ declared union
sympathies and to coerce them to abandon their support
for the Union. When the technicians did not yield to that
coercion, the Respondent summarily discharged them.
Interrogations occurring in such circumstances are clear-
ly coercive and violate Section 8(a)(1). See Cardinal
Home Products, 338 NLRB 1004, 1007–1008 (2003)
(finding that open union adherent was subjected to un-
lawful coercive interrogation where interrogation took
place in context of substantial employer hostility to union
organizational campaign).
5. With respect to the allegation that the Respondent
unlawfully refused to recognize the Union, the judge
misconstrued the Acting General Counsel’s theory of the
violation. That theory was not, as the judge stated, that
the Respondent had breached an agreement to recognize
the Union based on a card-majority showing, an agree-
ment the judge found had not been made. Rather, the
9 Rossmore House, 269 NLRB 1176 (1984), affd. sub nom. HERE
Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985).
10 Id. at 1178 fn. 20.
AC SPECIALIST, INC.
1403
Acting General Counsel’s theory was that the Respond-
ent had engaged in “outrageous and pervasive miscon-
duct” within the meaning of Gissel “category I,” making
the holding of a fair election impossible and thus justify-
ing imposition of a remedial bargaining order.11 In such
circumstances, the Board will find an 8(a)(5) violation if
there is proof of a majority-based recognition demand.
See, e.g., Mercedes Benz of Orland Park, 333 NLRB
1017, 1017 fn. 7 (2001) (finding that where respondent
embarked on its unlawful course of conduct before the
union demanded recognition based on authorization
cards from a majority of unit employees, respondent’s
obligation to recognize and bargain with the union com-
menced as of date of request for recognition), enfd. 309
F.3d 452 (7th Cir. 2002); see also Trading Port, Inc., 219
NLRB 298, 301 (1975) (same).12 It is undisputed that
the Union demanded recognition on March 9. Accord-
ingly, contrary to the judge, and in consideration of the
Respondent’s swift and egregious response to the em-
ployees’ union activity, including the unlawful discharge
of the entire unit, we find that the Respondent’s refusal
to recognize and bargain with the Union violated Section
8(a)(5).13
AMENDED CONCLUSIONS OF LAW
1. Replace the judge’s Conclusion of Law 2 with the
following paragraph and renumber the judge’s Conclu-
sion of Law 2 as Conclusion of Law 3.
“2. The Respondent, by interrogating employees about
their union activities and sympathies, violated Section
8(a)(1) and Section 2(6) and (7) of the Act.”
2. Add the following paragraph as new Conclusion of
Law 4.
“4. The Respondent, by refusing to recognize and bar-
gain with the Union as the exclusive collective-
bargaining representative of all full-time and regular
part-time service technicians employed by the Respond-
ent at its Tampa, Florida facility, excluding all other em-
ployees, office clerical employees, guards and supervi-
sors as defined in the Act, violated Section 8(a)(5) and
(1) and Section 2(6) and (7) of the Act.”
11 Gissel, 395 U.S. at 614.
12 In dismissing the 8(a)(5) allegation, the judge relied on Terracon,
Inc., 339 NLRB 221 (2003), affd. 361 F.3d 395 (7th Cir. 2004), which
we find inapposite. That case stands for the well-established proposi-
tion that, absent circumstances warranting a Gissel bargaining order,
an employer is not obligated to recognize a union upon demand.
13 Inasmuch as the request to bargain occurred on the same day as
the commencement of unfair labor practices justifying a remedial bar-
gaining order, we shall make the bargaining order retroactive to that
date, March 9, 2012. E.g., John Cuneo, Inc., 253 NLRB 1025, 1027
(1981), enfd. sub nom. Road Sprinkler Fitters Local 669 v. NLRB, 681
F.2d 11 (D.C. Cir. 1982), cert. denied 459 U.S. 1178 (1983).
AMENDED REMEDY
Having found that the Respondent violated Section
8(a)(1) in several ways, including by interrogating its
employees about their union activities and sympathies,
we shall order that it cease and desist therefrom. Having
concluded that the Respondent violated Section 8(a)(5)
and (1) of the Act by refusing to recognize and bargain
with the Union, we shall order it, effective March 9,
2012, to recognize and, upon request, bargain with the
Union as the exclusive collective-bargaining representa-
tive of all full-time and regular part-time service techni-
cians employed by the Respondent at its Tampa, Florida
facility, excluding all other employees, office clerical
employees, guards and supervisors as defined in the Act.
We also have decided to issue a broad cease-and-desist
order. In response to its employees seeking to exercise
their Section 7 right to be represented by a union, the
Respondent acted swiftly and egregiously by making
numerous threats to the employees, interrogating them
about their union sympathies and, ultimately, discharging
the entire bargaining unit. We find that such misconduct
by the Respondent demonstrates a “general disregard for
the employees’ fundamental statutory rights” and war-
rants a broad order. Hickmott Foods, 242 NLRB 1357
(1979).
Additionally, in accordance with our recent decision in
Latino Express, Inc., 359 NLRB 518 (2012), we shall
order the Respondent to compensate James Stahl, Jerome
Gordon, and Michael Noel for the adverse tax conse-
quences, if any, of receiving lump-sum backpay awards,
and to file a report with the Social Security Administra-
tion allocating the backpay awards to the appropriate
calendar quarters for each employee.
We shall also order that the Board’s notice be read
aloud to the Respondent’s employees by Respondent’s
owner, Tim Winston, in the presence of a Board agent or,
at the Respondent’s option, by a Board agent in Tim
Winston’s presence. We find that requiring the notice to
be read aloud is warranted by the egregious and perva-
sive nature of the Respondent’s unfair labor practices.
Reading the notice to the employees in the presence of a
responsible management official serves as a minimal
acknowledgment of the obligations that have been im-
posed by law and provides employees with some assur-
ance that their rights under the Act will be respected in
the future. We find that such assurance is clearly war-
ranted under the circumstances of this case. See, e.g.,
Homer D. Bronson Co., 349 NLRB 512, 515–516
(2007), enfd. mem. 273 Fed. Appx. 32 (2d Cir. 2008).
We do not, however, grant the Charging Party’s request
that we also order the notice to be printed in Spanish and
read aloud in that language at the request of the Charging
1404
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Party as the record before us does not present facts war-
ranting such a remedy.
ORDER
The National Labor Relations Board orders that the
Respondent, AC Specialists, Inc., Tampa, Florida, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening employees that selecting a union rep-
resentative would be futile.
(b) Threatening employees with discharge if they se-
lect the Union as their bargaining representative.
(c) Threatening employees with arrest if they select the
Union as their bargaining representative.
(d) Coercively interrogating employees about their un-
ion activities.
(e) Discharging or otherwise discriminating against
employees for supporting the Union.
(f) Failing and refusing to recognize and bargain col-
lectively with United Association of Plumbers, Pipefit-
ters & HVAC Refrigeration Mechanics, Local Union
123, United Association of Journeymen and Apprentices
of the Plumbing and Pipe Fitting Industry of the United
States and Canada, AFL–CIO (the Union) as the exclu-
sive collective-bargaining representative of the employ-
ees in the unit described below.
(g) In any other manner interfering with, restraining, or
coercing its employees in the exercise of their rights
guaranteed by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
James Stahl full reinstatement to his former job or, if that
job no longer exists, to a substantially equivalent posi-
tion, without prejudice to his seniority or any other rights
and privileges previously enjoyed.
(b) Make James Stahl, Jerome Gordon, and Michael
Noel whole for any loss of earnings and other benefits
suffered as a result of the discrimination against them, in
the manner set forth in the remedy section of the judge’s
decision as amended in this decision.
(c) Compensate James Stahl, Jerome Gordon, and Mi-
chael Noel for the adverse tax consequences, if any, of
receiving lump-sum backpay awards, and file a report
with the Social Security Administration allocating the
backpay awards to the appropriate calendar quarters for
each employee.
(d) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharges of
James Stahl, Jerome Gordon, and Michael Noel, and
within 3 days thereafter, notify the employees in writing
that this has been done and that the discharges will not be
used against them in any way.
(e) On request, bargain with the Union as the exclusive
collective-bargaining representative, retroactive to March
9, 2012, of the employees in the following appropriate
unit concerning terms and conditions of employment
and, if an understanding is reached, embody the under-
standing in a signed agreement:
All full-time and regular part-time service technicians
employed by Respondent at its Tampa, Florida facility,
excluding all other employees, office clerical employ-
ees, guards and supervisors as defined in the Act.
(f) Within 14 days after service by the Region, post at
its facility in Tampa, Florida, copies of the attached no-
tice marked “Appendix.”14 Copies of the notice, on
forms provided by the Regional Director for Region 12,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, notices shall be distributed electronically, such
as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. If the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Re-
spondent at any time since March 9, 2012.
(g) Within 14 days after service by the Region, hold a
meeting or meetings, scheduled to ensure the widest pos-
sible attendance, at which the attached notice marked
“Appendix” is to be publicly read by the Respondent’s
owner, Tim Winston, in the presence of a Board agent or,
at Respondent’s option, by a Board agent in Tim Win-
ston’s presence.
(h) Within 21 days after service by the Region, file
with the Regional Director for Region 12 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
14 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
AC SPECIALIST, INC.
1405
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT threaten you that selecting a union rep-
resentative would be futile.
WE WILL NOT threaten you with discharge if you select
the Union as your bargaining representative.
WE WILL NOT threaten you with arrest if you select the
Union as your bargaining representative.
WE WILL NOT coercively interrogate you about your
union activities.
WE WILL NOT discharge or otherwise discriminate
against any of you for supporting United Association of
Plumbers, Pipefitters & HVAC Refrigeration Mechanics,
Local Union 123, United Association of Journeymen and
Apprentices of the Plumbing and Pipefitting Industry of
the United States and Canada, AFL–CIO (the Union) or
any other labor organization.
WE WILL NOT fail and refuse to recognize and bargain
collectively with the Union as the exclusive collective-
bargaining representative of our employees in the bar-
gaining unit.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce you in the exercise of the rights set forth
above.
WE WILL, within 14 days from the date of this Order,
offer James Stahl full reinstatement to his former job or,
if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other
rights and privileges previously enjoyed.
WE WILL make James Stahl, Jerome Gordon, and Mi-
chael Noel whole for any loss of earnings or other bene-
fits resulting from their discharges, less any net interim
earnings, plus interest.
WE WILL compensate James Stahl, Jerome Gordon,
and Michael Noel for the adverse tax consequences, if
any, of receiving lump-sum backpay awards, and WE
WILL file a report with the Social Security Administration
allocating the backpay awards to the appropriate calendar
quarters for each employee.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharges of James Stahl, Jerome Gordon, and Mi-
chael Noel, and WE WILL, within 3 days thereafter, notify
each of them in writing that this has been done and that
the discharges will not be used against them in any way.
WE WILL, on request, bargain with the Union as the
exclusive collective-bargaining representative of our
employees in the following appropriate unit concerning
terms and conditions of employment, and, if an under-
standing is reached, embody that understanding in a
signed agreement:
All full-time and regular part-time service technicians
employed by us at our Tampa, Florida facility, exclud-
ing all other employees, office clerical employees,
guards and supervisors as defined in the Act.
AC SPECIALISTS, INC.
Christopher C. Zerby, Esq., for the General Counsel.
Thomas M. Gonzalez and Matthew Evans, Esqs., for the Re-
spondent.
Brian A. Powers, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
GEORGE CARSON II, Administrative Law Judge. This case
was tried in Tampa, Florida, on August 13 and 14, 2012, pursu-
ant to a consolidated complaint that issued on May 30, 2012.1
The complaint alleges that the Respondent violated Section
8(a)(1) of the National Labor Relations Act (the Act) in several
respects, Section 8(a)(3) of the Act by discharging three em-
ployees because of their union activity, and Section 8(a)(5) of
the Act by failing and refusing to bargain with the Union. It
seeks a bargaining order as a remedy for the foregoing alleged
unfair labor practices. The answer of the Respondent denies
any violation of the Act. I find that the Respondent violated the
Act substantially as alleged in the complaint and that a bargain-
ing order is warranted.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by all parties, I make the following2
FINDINGS OF FACT
I. JURISDICTION
The Respondent, AC Specialists, Inc., the Company, is a
Florida corporation with an office in Tampa, Florida, engaged
1 All dates are in 2012, unless otherwise indicated. The charge in
Case 12–CA–076395 was filed on March 12 and amended on April 2
and 25.
2 The Charging Party’s unopposed motion to correct the transcript by
inserting the word “not” between the words “had” and “performed” at
p. 59, L. 22, of the transcript is granted.
1406
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
in providing heating, ventilation, and air conditioning services
to residential and commercial customers. The Respondent
annually derives gross revenues in excess of $500,000 and
purchases and receives goods valued in excess of $5000 direct-
ly from points outside the State of Florida. The Respondent
admits, and I find and conclude, that it is an employer engaged
in commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
The Respondent admits, and I find and conclude, that United
Association of Plumbers, Pipefitters & HVAC Refrigeration
Mechanics, Local Union 123, United Association of Journey-
men and Apprentices of the Plumbing and Pipe Fitting Industry
of the United States and Canada, AFL–CIO, the Union, is a
labor organization within the meaning of Section 2(5) of the
Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Overview
The Respondent is a family owned company. David Win-
ston, the former owner, began operating it in 1994. In 2007, his
son, Timothy (Tim) Winston, became the owner. David Win-
ston continued to be involved in the operations of the Compa-
ny. His daughter, Kristy Winston, works in the office, dis-
patching service technicians, paying bills, and dealing with
customers. His wife, Mary F. (Fran) Winston, works when
needed, performing the same work as Kristy Winston. In Feb-
ruary and early March, there were three service technicians,
James Stahl, Jerome Gordon, and Michael Noel. When neces-
sary, Tim Winston worked as a service technician.
The critical events occurred in a less than a 2-hour period on
March 9, 2012. The three service technicians employed by the
Company all signed union authorization cards on February 23.
On the morning of March 9, Union Organizer Russell Leggette
and Local 123 President Todd Vega went to the Company’s
office. Exactly what was said in their short visit is in dispute.
They departed. Shorty thereafter, the three service technicians
were discharged. Gordon and Noel were reinstated about a
month after they were discharged. Stahl was not.
The complaint alleges that the following unit is appropriate
for collective bargaining:
All full-time and regular part-time service technicians em-
ployed by Respondent at its Tampa, Florida facility, exclud-
ing all other employees, office clerical employees, guards and
supervisors as defined in the Act.
The Respondent’s amended answer admits that the foregoing
unit, absent James Stahl who the Respondent contends was a
supervisor, is appropriate. I shall first deal with the supervisory
contention and then address the unfair labor practice allega-
tions.
B. Supervisory Status of James Stahl
The Respondent’s answer and amended answer to the com-
plaint plead that Stahl is a supervisor. Tim Winston, at the
hearing, asserted that Stahl was service manager. In two affi-
davits given prior to the hearing, one in the initial investigation
and another prior to a 10(j) proceeding in this matter, he made
no such assertion, stating that Stahl was a service technician.
David Winston never made that assertion. He testified that the
Company had three service technicians, Stahl, Gordon, and
Noel. Although David Winston initially claimed that Stahl
could terminate employees, he amended that claim, explaining
that Stahl “could terminate them if he wanted to, but he had to
come to us first.” Stahl credibly denied having any such au-
thority, and I credit that denial. Testimony relating to a state-
ment by Stahl that the Company should fire Gordon and Noel, a
recommendation that was neither accepted nor implemented,
confirms that Stahl had no authority to discharge or effectively
recommend discharge insofar as neither Gordon nor Noel were
fired. David and Timothy Winston made the decisions.
Tim Winston claimed that he told Stahl that he was service
manager and had informed Gordon and Noel of that fact. I do
not credit that testimony. As pointed out in the brief of the
General Counsel, Tim Winston’s attempt to explain why he did
not identify Stahl as service manager in his affidavits was that
his belief that he was service manager did not occur until “once
I got the definition of everything.” That would have occurred
only after the charges here had been filed. Stahl credibly de-
nied that he was ever service manager, explaining that he had
twice sought a promotion to that position but that the position
had been denied. Both Gordon and Noel credibly denied that
they were ever informed that Stahl was service manager.
Stahl credibly denied that he possessed or exercised the au-
thority to hire, discharge, promote, reward, or adjust the griev-
ances of the other service technicians. There is no probative
evidence to the contrary, nor is there any evidence that he had
the authority to transfer, suspend, lay off, or recall an employ-
ee.
Tim Winston claimed that his sister, Kristy Winston, did
“some of the dispatching, but if Jim [Stahl] was there and she
was answering the phone, he would dispatch.” When Fran
Winston was asked whether anyone other than Kristy Winston
and herself dispatched, she answered, “No.” Stahl acknowl-
edged that, on “four or five” occasions when Kristy left the
office for a short period of time, he had dispatched. He noted
that Kristy Winston, before she left, would “tell me who was
available next.”
The Board, in Oakwood Healthcare, Inc., 348 NLRB 686,
689 (2006), held that the term “assign” referred to “designation
of significant overall duties . . . not to the . . . ad hoc instruction
that the employee perform a discrete task.” Stahl’s dispatching
was only occasional and was performed in accordance with the
instructions given to him by Kristy Winston. There is no evi-
dence that Stahl had the authority to assign employees. His
occasional dispatch of another service technician in accord with
Kristy Winston’s instructions, at best, constituted an “ad hoc
instruction,” not assignment of “significant overall duties.”
Dispatching was the responsibility of Kristy and Fran Winston,
not James Stahl.
Stahl, who had been exposed to selling techniques at a prior
employer, obtained videos from a thrift shop of a “training
series by Charlie Greer” relating to selling techniques. He
suggested to David and Tim Winston that the techniques could
increase sales for the Company, and they agreed. During the
last few weeks of his employment, those videos were shown.
Stahl, Gordon, and Noel watched them. Contrary to the testi-
AC SPECIALIST, INC.
1407
mony of Tim Winston, Gordon, Noel, and Stahl recall that he
attended some of the sessions. Stahl reviewed invoices to de-
termine whether a particular customer should be approached
regarding the sale of additional equipment or services. I note
that there is no claim that Stahl gave any training; the videos
gave the training. Seeking to make sales does not confer su-
pervisory authority. There is no evidence that attendance at the
showing of the videos was mandatory. No directives were
given to employees that they follow any specific procedure
suggested in the videos.
Tim Winston and Stahl agree that Stahl had limited authority
to negotiate prices, such as agreeing to do work for less than the
customary charge or selling a system at a higher price. Author-
ity related to prices does not establish authority related to peo-
ple. Stahl had no authority over his fellow service technicians.
Tim Winston claimed that Stahl was in charge of safety
meetings. Stahl and Noel both credibly testified that Tim Win-
ston ran those meetings. I credit Stahl and Noel.
Tim Winston also noted that Stahl had suggested placing all
service technicians on a commission, rather than hourly pay
basis, in order to increase productivity. That suggestion was
accepted by him and his father, David Winston. Employees, at
some time in the past, had been compensated on a commission
rather than on an hourly basis. The acceptance of that sugges-
tion, indeed the acceptance of any suggestion by an employee,
does not establish supervisory authority over employees.
The burden of establishing supervisory status is upon the
party asserting that status. The Respondent has not met that
burden. David and Tim Winston made the decisions. Stahl
was not a supervisor and should not be denied the protections
of the Act.
C. Facts
The three service technicians signed union authorization
cards on February 23. Union Organizer Russell Leggette told
them that the Union could seek recognition by an election or
use the cards to seek recognition but that he needed to check
with the Union’s attorney because “labor laws were changing at
that time.” Stahl told Leggette that the employees did not want
him to do anything immediately, that they wanted to get “our
next paycheck and . . . figure out how we wanted to approach
this.” On March 5, Stahl told Leggette that the employees
wanted him to “take the cards” and do whatever was necessary
to seek representation.” Leggette recalled that he spoke with
each of the service technicians rather than only Stahl. I find
that he was mistaken in that regard.
Stahl informed Gordon and Noel that Leggette would contact
the Company on March 9, and cautioned them that David Win-
ston might fire them. The service technicians carried personal
tools with them on the company trucks. Noel, anticipating a
worst case scenario, removed many of his personal tools from
his truck on the evening of March 8.
On March 9, Leggette and Local 123 President Todd Vega
went to the Company’s office. Upon entering, they observed
two women, Fran Winston and Kristy Winston, at desks to the
left of the door through which they had entered. They asked to
speak with Tim Winston. Kristy Winston called out to him,
and Tim Winston came out of an office on the right. Whether
Vega remained at door throughout the conversation or stood
near Leggette is immaterial insofar as it is undisputed that Leg-
gette was the spokesman and that Vega said nothing.
Leggett introduced himself and Vega and stated that they
were from Plumbers and Pipe Fitters Local 123 and were out
talking to union contractors. Tim Winston replied that “he was
doing fine and didn’t need any help from the Union.” At that
point, David Winston came out of the office on the right and
stated the “he wasn’t hiring any union people here and he had
no use for the union.” Leggette replied that was “fine with him,
but his employees wanted to be in the Union.” David Winston
responded saying that Leggette “had never spoken to his em-
ployees.” Leggette replied that he had. David Winston asked
“where and when.” Leggette answered that “was none of his
business.” Leggette told David Winston that “his employees
wanted Local 123 to be the collective bargaining agent for
terms and wages and conditions of employment” and “either
wanted to have an election or for him to recognize Local 123 as
a majority status based on the authorization cards.” David
Winston again asserted that Leggette had not talked to his em-
ployees. Leggette “then offered the authorization cards out on
a yellow tablet” and asked David and Tim Winston if they
wanted to look at them. They said they did. After looking at
the cards, David Winston said, “[F]uck the Union. The unions
have ruined this country.” He told Leggett and Vega to leave,
and they did so.
Although David Winston denied that Leggett stated that the
Company could “recognize us [the Union] or we could have an
election,” he admitted that he heard Leggette say to Tim Win-
ston, “we want you to recognize the Union.” He recalled that
was what Leggette “first started saying when he was talking to
Tim.” Tim Winston was asked whether he recalled that Leggett
informed him that “the employees have authorized the Union to
represent them.” Tim Winston admitted that he “said some-
thing like that, yes, sir.”
Although Fran Winston denied seeing the authorization
cards, she acknowledged that she heard “them,” actually it was
Leggette, say, “your employees have signed authorization cards
to authorize the Union to represent them.” Kristy Winston did
not testify.
Vega acknowledged that he did not hear Leggette mention an
election or request recognition. Vega explained that he was
focused on David Winston who was agitated, that throughout
his conversation with Leggette, David Winston was “walking
back and forth.”
David and Tim Winston dispute that Leggette showed the
cards to them. Both acknowledge that Leggette had cards in his
hand that he was “shuffling around.” Vega credibly testified
that Leggette held the cards up for the Winstons to see, “they
were fanned out under his thumb.” I credit Leggette. David
Winston admitted that Leggette told Tim Winston that he want-
ed the Company to “recognize the Union.” There was no rea-
son for Leggette to present the cards except to show that the
employees had authorized the Union to represent them.
Whether the Winstons looked at the cards is immaterial.
Immediately after Leggette and Vega departed, David Win-
ston called service technician Jerome Gordon and asked,
“[W]hat is this union stuff.” Gordon answered that “we’ve
1408
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
been talking to them.” David Winston asked, “[W]e?” Gordon
answered, “Yeah, me, Jim [Stahl] and Mike [Noel].” David
Winston asked what he meant by “talking to them.” Gordon
answered that “we joined the Union.” David Winston said,
“[W]ell, we are not a union shop. So please return to the shop
with your truck.”
Gordon recalled that David Winston asked him who was
“this Union guy that I’d been talking to.” Gordon replied that
he had talked with Leggette. David Winston stated that “there
wasn’t going to be union here, this isn’t a union shop, and if I
wanted to be in a union, then I need to go get a union job.”
David Winston repeated that “they weren’t going to be union,”
that Gordon “needed to decide what I’m going to do.” Gordon
remained silent and Winston told him “to call him back once I
decided what I want to do.”
Gordon called back and spoke with Tim Winston. He told
him that he “wanted to be union.” Tim Winston asked whether
he wanted him to “run my service call and then turn my van in,
or did I want to turn my truck in now.” Gordon replied that “if
I’m being fired, then I should turn my truck in now.”
Tim Winston recalled that, when Gordon called him, he
asked what was going on. Tim Winston replied that there were
“some guys here earlier.” He claimed that Gordon replied that
he was “going to work for the Union.” Tim Winston claims
that he asked Gordon how he could “work for the Union and
me both at the same time.”
Gordon dropped off his personal tools at his cousin’s house,
met Stahl at a nearby motel, and then drove to a gasoline station
near the offices of the Company.
Tim Winston called Michael Noel. Noel testified that Tim
Winston called him and asked, “[W]hat this union stuff was
about.” Noel replied that he had “joined the Union.” Tim
Winston asked why he would do that, that Noel “could have
come to me if you had any problems.” Noel answered that “it
wasn’t anything against him.” Tim Winston replied that it “had
everything to do with him,” that Noel did it “behind his back.”
He told Noel to finish his call and come in and “turn in your
stuff.” Noel went to the motel where he and Gordon met Stahl,
and they all then drove their trucks to the nearby gasoline sta-
tion.
Tim Winston recalled that he asked Noel what was going on
and claims that Noel, like Gordon, replied that “he was going to
work for the Union.” Tim Winston stated that he replied, “I
don’t know how you’re going to work for the Union and for
me, too.” He told Noel to bring in his truck. As already noted,
Noel had removed many of his personal tools the night before.
I do not credit the testimony of Tim Winston that Gordon
and Noel said they were “going to work for the Union.” As
pointed out in the brief of the Charging Party, any such state-
ment would have been untrue. Tim Winston’s rote recitation
that both said they were “going to work for the Union” and that
he replied he did not know how they were going to “work for
the Union” and him was not credible. He admitted that neither
Gordon nor Noel said that they were quitting or resigning.
Gordon’s wanting “to be Union” and Noel’s having “joined the
Union” related to union representation not employment. Tim
Winston could not have honestly concluded otherwise.
David Winston, after speaking with Gordon, called James
Stahl. He asked whether he had talked to the Union. Stahl
answered that he had and that “it was going to be hot this sum-
mer and that we needed to talk about a lot of things.” David
Winston then told Stahl to bring his truck in. David Winston
was asked whether he “felt that him [Stahl] being a member of
the Union and being an employee of your Company were
things that couldn’t co-exist, correct?” David Winston an-
swered, “Correct.”
Stahl recalls that David Winston called him and asked,
“[W]hat the fuck was I trying to do to him.” He stated that he
knew Stahl was “behind this,” that Gordon and Noel were “not
smart enough to do this.” Stahl replied that he “had signed the
union card and that we’d all signed union cards together.”
David Winston stated that “wasn’t going to happen,” that Stahl
“didn’t have a job.”
Shortly thereafter, Tim Winston called Stahl and told him to
run the call he had been assigned and then return and turn in his
truck. Stahl said, “[O]kay.” After thinking about the fact that
he had been terminated, Stahl felt that it would not be appropri-
ate. He called Tim Winston back and explained that he “didn’t
feel it was appropriate” for him to run the call. Tim Winston
called Stahl “a treasonous fucker and then told me to turn the
vehicle in and come and see him face-to-face and see what
happens.”
Tim Winston claimed that Stahl called him. I do not credit
that testimony. David Winston had discharged Stahl. Tim
Winston was seeking to have Stahl, a discharged employee,
make a service call. Tim Winston claims that he asked Stahl
what was going on, but Tim Winston already knew what was
going on, he had talked to Gordon and Noel. He recalled that
Stahl replied that “this was the best route for him to go, it was
in the best interest for everybody.” Tim Winston told Stahl that
“AC Specialists was not a union shop.” Stahl answered that he
thought it should be. Tim Winston replied that he told Stahl
that he did not “know anything about unions” and that, if he
wanted to work for unions, there was nothing he could do for
him. Tim Winston did not deny telling Stahl, who had already
been discharged by David Winston, to run a call, calling him a
“treasonous fucker” or requesting that he come to see him
“face-to-face and see what happens.” I credit Stahl.
After the employees met together, they drove to the nearby
gasoline station. Stahl explained that, after what had been said
to them, “there was a high probability that they [the Winston’s]
were angry at us,” so he called the office of the Hillsborough
County Sheriff to have a deputy “escort us to the property.”
Upon arrival at the facility, the service technicians parked
their trucks. Tim Winston told Gordon and Noel that they
could thank Stahl for “getting you guys fired.” He told Stahl
that “he couldn’t believe you could do this to me” and said that
he would ruin Stahl. Stahl replied that they “just wanted to
work there, we wanted to negotiate this.” Tim Winston twice
told the police officer that he wanted him to arrest Stahl, initial-
ly the reason was for “having the Union.” He then claimed that
Stahl had his tools. Gordon, after turning in his keys and tele-
phone, placed a union pin on his shirt. David Winston said to
him, “I don’t care about you putting your union pin on. We are
not going to be union here.” The three discharged employees
left. As already noted, Gordon and Noel were reinstated in
AC SPECIALIST, INC.
1409
early April, a little more than a month after they were dis-
charged. Stahl was not reinstated.
The Company had discharged Stahl in February because of
an alleged unauthorized purchase and alleged misuse of a com-
pany vehicle. It is undisputed that the discharge was rescinded.
Although the Company presented evidence relating to that dis-
charge, Tim Winston acknowledged that he did not decide on
March 9 to discharge Stahl for the alleged purchase or misuse
of a vehicle. Asked whether Stahl was fired “because he had
joined the Union,” Tim Winston admitted, “He was fired main-
ly for that.”
D. Analysis and Concluding Findings
1. The 8(a)(1) allegations
Paragraph 6 of the complaint alleges that David Winston, by
telephone, (a) created the impression that employees’ union
activities were under surveillance, (b) interrogated employees
about their union membership, activities, and sympathies and
the union membership, activities, and sympathies of other em-
ployees, (c) told employees that it was futile for them to choose
the Union as their collective-bargaining representative, and (d)
threatened employees with discharge because of their union
activities.
Organizer Leggette informed David and Tim Winston that
all three service technicians had signed union authorization
cards and “fanned [them] out” for them to see. Whether they
looked at the cards is immaterial. The employees knew that the
Union was going to the Respondent’s office to seek recogni-
tion. Stahl had, on behalf of the three unit employees, told
Leggette to “take the cards” and seek representation. He in-
formed Gordon and Noel that Leggette would contact the Com-
pany on March 9. The argument in the brief of the General
Counsel that the employees had not “personally revealed” their
union sympathies has no merit. The employees understood that
their support of the Union would be revealed. Stahl even cau-
tioned them that David Winston might fire them. David Win-
ston’s subsequent conversations with Gordon and Stahl con-
firming what he had been told did not constitute coercive inter-
rogation. David Winston’s comment to Stahl, that he knew he
was “behind this,” was explained by his reference to Gordon
and Noel not being “smart enough to do this,” not by surveil-
lance of employee union activity. I shall recommend that sub-
paragraphs 7(a) and (b) of paragraph 7 be dismissed.
David Winston told Jerome Gordon that “there wasn’t going
to be union here, this isn’t a union shop, and if I wanted to be in
a union, then I need to go get a union job.” He then told Gor-
don that he “needed to decide what I’m going to do.” The
statement that “there wasn’t going to be a union here” threat-
ened the futility of union representation. The statement that
Gordon “needed to decide” what he was going to do threatened
discharge because of his union activities. Both statements, as
alleged in subparagraphs 6(c) and (d) of the complaint violated
Section 8(a)(1) of the Act.
Paragraph 7 of the complaint alleges that Tim Winston, by
telephone, (a) interrogated employees about their union mem-
bership, activities, and sympathies and the union membership,
activities, and sympathies of other employees, (b) threatened
employees with discharge because of their union activities, (c)
told employees that it was futile for them to choose the Union
as their collective-bargaining representative.
Tim Winston called employee Mike Noel asking what this
union stuff was about. Noel replied that he had “joined the
Union.” Tim Winston told Noel that he could have come to
him. Noel responded that “it wasn’t anything against him”
Tim Winston replied that it “had everything to do with him,”
that Noel did it “behind his back.” He told Noel to finish his
call and come in and “turn in your stuff.” There was no threat
of discharge. Tim Winston discharged Noel.
After David Winston told Jerome Gordon that he “needed to
decide,” Gordon called Tim Winston and told him that he
“wanted to be union.” Tim Winston asked whether he wanted
to “run my service call and then turn my van in, or did I want to
turn my truck in now.” Gordon replied that “if I’m being fired,
then I should turn my truck in now.” There was no threat of
discharge. Gordon was discharged.
As already discussed, insofar as Leggette had identified the
service technicians as having authorized the Union to represent
them, I find that no interrogations in that regard were coercive.
Noel and Gordon were not threatened with discharge by Tim
Winston. They were discharged. I shall recommend that sub-
paragraphs 7(a) and (b) be dismissed.
Stahl had already been discharged when he spoke with Tim
Winston insofar as David Winston had told him to bring his
truck in. That was the reason that he felt it would be inappro-
priate for him to make a service call. Tim Winston admits tell-
ing Stahl that “AC Specialists was not a union shop.” Stahl
answered that he thought it should be.” Tim Winston replied
that he told Stahl that he did not “know anything about unions”
and that, if he wanted to work for unions, there was nothing he
could do for him.” The foregoing statement informed an un-
lawfully terminated employee that employees’ selection of the
Union as their collective-bargaining representative was futile.
In doing so the Respondent violated Section 8(a)(1) of the Act.
Paragraph 8 of the complaint alleges that David Winston, at
the facility, (a) created the impression that employees’ union
activities were under surveillance, (b) told employees that it
was futile for them to choose the Union as their collective-
bargaining representative, and (c) threatened employees with
discharge because of their union activities.
There is no evidence of any statement by David Winston that
created an impression of surveillance when the employees re-
turned their trucks to the facility, and there was no threat of
discharge. The employees had already been discharged. David
Winston’s statement to Gordon that he did not care about his
putting his union pin on his shirt, that “[w]e are not going to be
union here,” did inform employees that their activities in sup-
port of the Union were futile. I shall recommend that subpara-
graphs 8(a) and (b) of the complaint be dismissed. By inform-
ing employees, as alleged in subparagraph 8(c), that selection
of the Union as their collective-bargaining representative was
futile, the Respondent violated Section 8(a)(1) of the Act.
Paragraph 9 of the complaint alleges that Tim Winston, at
the facility, (a) threatened employees with discharge because of
their union activities and (b) threatened to have employees
arrested because of their union activities.
1410
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The employees had, at the point that they returned the trucks,
already been discharged. Thus there was no threat of dis-
charge. I shall recommend that subparagraph 9(a) be dis-
missed.
The uncontradicted testimony of Stahl establishes that Tim
Winston sought to have him arrested for “having the Union.”
The officer had the good sense not to act upon that request.
The request that Stahl be arrested for his union activity, as al-
leged in subparagraph 9(b), violated the Act.
2. The 8(a)(3) allegations
David Winston admitted that “being a member of the Union”
and being an employee of his Company were “things that
couldn’t co-exist.” The alleged misconduct of Stahl that result-
ed in his February discharge was condoned. The Respondent
rescinded the discharge and continued Stahl’s employment.
United Parcel Service, 301 NLRB 1142. 1143 (1991). When
Tim Winston was asked whether Stahl was fired “because he
had joined the Union,” he admitted, “He was fired mainly for
that.”
The analysis prescribed in Wright Line, 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), is applicable in dual
motive cases. This is not a dual motive case. Union member-
ship was incompatible with employment by the Respondent.
The Respondent, by discharging James Stahl, Jerome Gordon,
and Michael Noel because of their activities on behalf of the
Union, violated Section 8(a)(1) and (3) of the Act.
3. The 8(a)(5) allegation
The Respondent, in its answer and at the hearing, argued that
the Union was seeking an 8(f) prehire agreement. In its brief,
the Respondent asserts that “A/C Specialists was entirely with-
in its rights when it declined to enter into what it perceived to
be a Section 8(f) pre-hire agreement.” There is no evidentiary
basis for that assertion. Tim Winston told Stahl that he did not
“know anything about unions.” If he did not know anything
about unions he would not have known the difference between
a prehire agreement and recognition pursuant to Section 9(a).
Neither David nor Tim Winston mentioned Section 8(f) in their
testimony. The Union’s presentation of signed authorization
cards by employees in the existing work force is inconsistent
with it seeking an 8(f) agreement.
As hereinafter set out, I find that the termination of all of the
members of the bargaining unit because they “joined the Un-
ion,” warrants the imposition of a bargaining order. Neverthe-
less, the evidence establishes without any question that the
Respondent never agreed to recognize the Union upon the
presentation of evidence of a card majority. Thus there is no
basis for any finding that the Respondent violated Section
8(a)(5) of the Act. Terracon, Inc., 339 NLRB 221 (2003).
Thus, I shall recommend that the 8(a)(5) allegation be dis-
missed.
E. Bargaining Order
The General Counsel and the Charging Party seek a bargain-
ing order. In NLRB v. Gissel Packing Co., 395 U.S. 575
(1969), the Supreme Court identified two types of cases in
which a bargaining order would be warranted: category I cases
in which the unfair labor practices were “outrageous and perva-
sive,” and category II cases involving “less pervasive practices
which nonetheless still have the tendency to undermine majori-
ty strength and impede the election process.”
The Respondent’s amended answer admits that a unit of ser-
vice technicians is appropriate. Although the amended answer
denies that an “uncoerced majority” of the employees in the
unit designated the Union as their collective-bargaining repre-
sentative, there is no evidence of any coercion. Each member
of the appropriate service technicians bargaining unit confirmed
that they had signed an authorization card designating the Un-
ion as their collective-bargaining representative. There is no
issue with regard to majority status.
The Respondent argues that a bargaining order is not appro-
priate and cites the decision of the court of appeals in Grandee
Beer Distributors, Inc. v. NLRB, 630 F.2d 928 (2d Cir. 1980),
which denied enforcement of the bargaining order that the
Board had imposed. That case is inapposite. In Grandee Beer
Distributors, Inc., 247 NLRB 1280 (1980), the employer had
interrogated employees, threatened discharge, and promised a
wage increase. No employee was discharged. In this case the
entire unit was discharged.
The discharges of all of the members of a bargaining unit
constitute “outrageous and pervasive” unfair labor practices. In
this case, as in Allied General Services, 329 NLRB 568, 570
(1999), “the Respondent’s highest officials swiftly reacted with
draconian actions that affected the livelihood of every one of
the unit employees. Clearly, there is a strong likelihood that the
Respondent’s unfair labor practices will have a pervasive and
lasting deleterious effect on the Respondent’s employees’ exer-
cise of their Section 7 rights.” The Board then set out the fol-
lowing language from a prior decision, Cassis Management
Corp., 323 NLRB 456, 459 (1997), enfd. 152 F.3d 917 (2d Cir.
1998), cert. denied 525 U.S. 983 (1998):
Discharge of an entire bargaining unit is the ultimate retalia-
tion for union activity, the final assault on the employment re-
lationship. It is difficult to conceive of unfair labor practices
with more severe consequences for employees or with more
lasting effects on the exercise of Section 7 rights. Mass dis-
charges leave no doubt as to the response that the employees
will reasonably fear from their employer if, after reinstate-
ment, they persist in their support for a union.
The decision in Allied General Services concludes with a
finding that the foregoing conduct places the case “in the realm
of those exceptional cases warranting a bargaining order under
category I of the Gissel standard, such that traditional remedies
cannot erase the coercive effects of the conduct, making the
holding of a fair election impossible.”
In this case, the response to the recognition request of the
Union was followed by threats of futility, discharge, and arrest
in conversations that were laced with profanity and the dis-
charge of the entire unit. As in Allied General Services, I find
that” traditional remedies cannot erase the coercive effects of
the conduct, making the holding of a fair election impossible.”
I shall, therefore recommend the imposition of a bargaining
order.
AC SPECIALIST, INC.
1411
CONCLUSIONS OF LAW
1. The Respondent, by informing employees that selection of
the Union as their collective-bargaining representative would
be futile, threatening employees with discharge because of their
union activities, and threatening employees with arrest because
of their union activity, violated Section 8(a)(1) and Section 2(6)
and (7) of the Act.
2. The Respondent, by discharging employees because of
their union activity, violated Section 8(a)(1) and (3) and Sec-
tion 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent, as already noted, reinstated Jerome Gordon
and Michael Noel. The Respondent, having unlawfully dis-
charged James Stahl, it must offer him reinstatement. The Re-
spondent must also make James Stahl, Jerome Gordon, and
Michael Noel whole for any loss of earnings and other benefits.
Backpay shall be computed on a quarterly basis from March 9,
2012, to date of proper offer of reinstatement, less any net inter-
im earnings, as prescribed in F. W. Woolworth Co., 90 NLRB
289 (1950), with interest at the rate prescribed in New Horizons
for the Retarded, 283 NLRB 1173 (1987), compounded daily as
prescribed in Kentucky River Medical Center, 356 NLRB 6
(2010).3
The Respondent must recognize and bargain with the Union.
The Respondent will also be ordered to post and email an
appropriate notice.
[Recommended Order omitted from publication.]
3 Gordon and Noel received backpay when they were reinstated. If
the amounts they received did not make them whole, they shall be paid
additional backpay. I shall leave for compliance the determination as to
whether the amounts they received made them whole.