362 NLRB 35
Space Needle LLC
SPACE NEEDLE, LLC
35
Space Needle, LLC and UNITE HERE! Local 8 and
Julia Dube. Cases 19–CA–098908, 19–CA–
098988, 19–CA–098936, 19–CA–108459, and 19–
CA–107024
January 30, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA
AND JOHNSON
On March 5, 2014, Administrative Law Judge Mary
Miller Cracraft issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, to
which the General Counsel filed an answering brief and
the Respondent filed a reply brief. The General Counsel
filed limited cross-exceptions and a supporting brief, to
which the Respondent filed an answering brief and the
General Counsel filed a reply brief. The Union filed
limited cross-exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
1 The Union has requested oral argument. The request is denied as
the record, exceptions, and briefs adequately present the issues and the
positions of the parties.
The Respondent has excepted to some of the judge’s credibility find-
ings. The Board’s established policy is not to overrule an administra-
tive law judge’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stand-
ard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis
for reversing the findings. In adopting the judge’s credibility-based
finding that Human Resources Manager Beth Reddaway informed
employee Earnest Lee Plaster that he would owe 6 months of back dues
if he signed a dues-authorization form, we do not rely on the judge’s
additional statement that it was “logical that Reddaway would have
been concerned about six months of back dues because that was the
approximate amount of time since Respondent had ceased payroll dues
deduction.”
No exceptions were filed to the judge’s dismissal of allegations that
the Respondent violated Sec. 8(a)(1) by informing employees that their
union sympathies had been polled when the Respondent told employees
that few employees wanted dues deducted from their checks, by track-
ing whether employees wanted payroll dues deduction reinstated, and
by tracking whether employees stated they would pay dues directly to
the Union. Nor did any party file exceptions to the judge’s dismissal of
allegations that the Respondent violated Sec. 8(a)(5) and (1) by failing
to bargain regarding the recall of employees, including Julia Dube, and
Sec. 8(a)(3) and (1) by failing to recall Dube for “need” shifts. Finally,
there are no exceptions to the judge’s finding that the allegation involv-
ing the Respondent’s failure to rehire Dube was moot based on its
discriminatory failure to recall Dube from layoff.
2 In adopting the judge’s finding that the Respondent violated Sec.
8(a)(3) and (1) by failing to recall employees Dube and Tracy
McCauley from layoff, we find, in addition to the evidence relied on by
the judge, that the Respondent’s numerous 8(a)(1) violations support
the judge’s conclusion that the Respondent harbored antiunion animus.
only to the extent consistent with this Decision and Or-
der.3
1. We adopt the judge’s finding that the Respondent
violated Section 8(a)(5) and (1) of the Act by reneging
on its agreement with the Union to reinstate payroll dues
deduction. We also adopt the judge’s findings that the
Respondent violated Section 8(a)(1) by distributing let-
ters to employees encouraging and soliciting them to
resign from the Union and by polling the employees
through tracking their responses to the letters.
On January 2, 2013, the Respondent agreed to reinstate
payroll dues deduction but reneged on that agreement on
February 11.4 Before reneging on the agreement, the
Respondent distributed to its employees, both by mail
and by personal delivery through its managers, letters
dated February 5, 2013, advising employees of their op-
tions regarding the payment of dues, including the revo-
cation of dues authorizations and resignation from union
membership. The letters varied slightly, based on
whether an employee had a current dues authorization
form on file and whether he or she had been hired before
the contract expired. All of the letters informed the em-
ployees that the Union had demanded that dues be de-
ducted from their paychecks. The Respondent instructed
its managers, when delivering the letters, to inform the
employees that the Respondent did not want to resume
dues deduction but would do so unless the employee
directed it otherwise.
Letters to employees hired before the contract expired
who had authorization forms on file stated in part:
While you might otherwise be able to revoke your au-
thorization to [sic] dues taken from your paycheck, it
may not be possible at this time because the dues de-
duction authorization implies that opting out is only
permitted during [window periods] . . . .
3 We shall modify the judge’s recommended Order to conform to
our findings, the amended remedy, and the Board’s standard remedial
language. We shall amend the date of employment relevant to mailing
the notice to reflect the date of the Respondent’s earliest unfair labor
practice. Consistent with our decision in Don Chavas, LLC d/b/a Tor-
tillas Don Chavas, 361 NLRB 101 (2014), we agree with the judge’s
recommended Order to require the Respondent to provide the tax com-
pensation and Social Security Administration reporting remedies. We
shall substitute a new notice to conform to the Order as modified and in
accordance with our decision in Durham School Services, 360 NLRB
694 (2014).
4 In affirming the judge’s finding that the Respondent entered into,
and unlawfully reneged on, an agreement to reinstate dues deduction,
we note that the Supreme Court’s decision in NLRB v. Noel Canning,
134 S.Ct. 2550 (2014), rendered the Board’s decision in WKYC-TV,
Inc., 359 NLRB 286 (2012), invalid. However, we agree with the
judge that the viability of WKYC is immaterial to the issue whether the
Respondent entered into the agreement.
362 NLRB No. 11
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
36
One option available to you if you do not wish dues to
be deducted from your check is to resign union mem-
bership. To do this, you must send a letter to the Union
. . . stating you want to resign your membership, effec-
tive immediately. (A sample letter is available from
Human Resources or your Manager.) If you resign un-
ion membership it will not impact your wages, benefits
or seniority, and you will still participate in your cur-
rent medical and pension plans.
Letters to employees hired before the contract expired
but who did not have authorization forms on file stated in
part:
Since there is not a signed dues deduction authorization
form in your file, we cannot begin deducting dues, ini-
tiation and reinstatement fees as the Union has de-
manded. If you wish dues to be deducted from your
paycheck, you need to complete a union dues authori-
zation form which you can get from Human Resources
or your Manager.
Or, you may pay your union dues and other charges di-
rectly to the union at their offices.
One option available to you if you do not want to pay
union dues at all is to resign union membership. To do
this, you must send a letter to the Union . . . stating you
want to resign your membership, effective immediate-
ly. (A sample letter is available from Human Re-
sources or your Manager.) Know if you resign union
membership it will not impact your wages, benefits or
seniority, and you will still participate in your current
medical and pension plans.
The sample resignation letter stated:
I hereby resign as a member of Unite Here Local 8.
My resignation is effective immediately.
Please confirm receipt of this letter promptly to my
home address at:
Any further collection of dues or fees from me made
after your receipt of this letter will violate my rights
under the National Labor Relations Act.
Letters to employees hired after the contract expired
notified them that they did not have to join the Union or
pay dues or fees, but that they should complete a dues
authorization form in the human resources department if
they so desired. The letters further informed the employ-
ees that “[w]hether or not you join the union” would
have no impact on wages, benefits, seniority, or eligibil-
ity for medical and pension plans.5 All versions of the
Respondent’s letters to employees included the state-
ment, “We are not suggesting that you do or do not re-
sign your membership in the union, but we want you to
be aware of our understanding of your options.”
The Respondent directed its managers to inform Hu-
man Resources Manager Reddaway of employee re-
quests for the sample resignation letter. Reddaway main-
tained a spreadsheet in her office listing all unit employ-
ees and noting whether they had requested or submitted a
letter withdrawing from union membership.6
Under established Board law, an employer may pro-
vide only ministerial or passive aid to employees who
wish to withdraw from union membership. Chelsea
Homes, 298 NLRB 813, 834 (1990), enfd. mem. 962
F.2d 2 (2d Cir. 1992). Thus, the employer may lawfully
provide neutral information to employees regarding their
right to withdraw their union support, provided that the
employer offers no assistance, makes no attempt to
monitor whether employees do so, and does not create an
atmosphere “wherein employees would tend to feel peril
in refraining from [withdrawing].” Mohawk Industries,
334 NLRB 1170, 1170–1171 (2001), quoting Vestal
Nursing Center, 328 NLRB 87, 101 (1999); Erickson’s
Sentry of Bend, 273 NLRB 63 (1984) (unlawful solicita-
tion of union resignation where employer assisted in
gathering signatures on petition to withdraw union mem-
bership); see also Landmark International Trucks, Inc.,
257 NLRB 1375 (1981), vacated and remanded 699 F.2d
815 (6th Cir. 1983), affd. 272 NLRB 675 (1984), enf.
denied 775 F.2d 148 (6th Cir. 1985); cf. Mid-Mountain
Foods, 332 NLRB 229, 231 (2000), enfd. 269 F.3d 1075
(D.C. Cir. 2001) (no violation where employer neither
assisted employees nor tracked their responses).
Relying on Perkins Machine Co., 141 NLRB 697
(1963), and Peoples Gas System, 275 NLRB 505 (1985),
the Respondent contends that its February 5, 2013 letters
simply informed employees of their rights and therefore
did not constitute unlawful solicitation. Those cases are
distinguishable in critical respects. In both cases, the
collective-bargaining agreements provided for an annual
window allowing employees to revoke their dues-
5 The judge erroneously stated that the letters to “post-expiration
hires” were identical to the letters to the “no form on file” employees
except for a reference to reinstatement fees. As shown in the language
provided above, the letters differed in several regards. For example, the
assurances provided to the “post-expiration hires” related to joining the
union whereas the assurances given to the “no form on file” employees
related to resigning. Also contrary to the judge, the letters to the “post-
expiration hires” did not mention the sample resignation letter.
6 Although, as stated, the letters to employees hired after the con-
tract expired did not reference the sample resignation letter, those em-
ployees were also tracked.
SPACE NEEDLE, LLC
37
checkoff authorization, and the employers issued letters
to union members just prior to the window period, point-
ing out the contract’s checkoff revocation provision and
dates. In both cases, the letters reassured employees that
the employer was not urging employees either to remain
union members or to resign from the union and that their
choice would have no effect on their wages, benefits, or
treatment. And in each case, the employer’s action oc-
curred in an atmosphere free of any coercion.
Here, by contrast, the Respondent did not distribute its
letters in anticipation of a contractually-established win-
dow period for revocation. In fact, the letters notifying
employees of future window periods for revoking dues
authorization offered that they could sidestep those peri-
ods by resigning from the Union immediately. The sug-
gestion of resignation from the Union as a more expedi-
tious option shows that the Respondent’s purpose was
not neutral with regard to union membership, as does the
timing of the letters—just after the Respondent agreed
with the Union to reinstate payroll dues deduction. The
Respondent’s purpose is further demonstrated by its in-
structions to its managers to inform employees orally,
when delivering the letters, that it did not want to resume
dues deduction.7
Further distinguishing this case from the cases on
which the Respondent relies is the Respondent’s attempt
to monitor its employees’ responses to the letters by re-
quiring the sample resignation letters to be requested
directly from management. This put the Respondent in
the position of knowing exactly which employees chose
to resign their union membership—a fact obvious to em-
ployees—and thereby further pressured employees to
make that choice. See Corrections Corp. of America,
347 NLRB 632, 633, 639 (2006) (employer posted memo
regarding how to decertify union and implying that em-
ployer would know which employees signed or did not
sign such a petition). The Board has found this proce-
dure inconsistent with employees’ Section 7 rights and
not mitigated by assurances against reprisal for not re-
questing a form. Adair Standish Corp., 290 NLRB 317,
318 (1988), enfd. in relevant part 912 F.2d 854 (6th Cir.
1990).
Although the letters issued to the postexpiration hires
included the reassurance that whether or not they joined
the Union would not impact their wages, benefits, or
seniority, the letters to other employees only provided
that resignation would not affect their terms and condi-
tions of employment. None included any assurance
about future treatment by the Respondent if employees
7 It is also relevant that the Respondent did not act in response to
any employee requests for information or assistance. See Peoples Gas
System, supra at 509.
elected not to resign their union membership. Employ-
ees reading the letters’ suggestion of immediate resigna-
tion from the Union would reasonably be skeptical of the
further declaration that “[w]e are not suggesting that you
do or do not resign your membership in the union.” The-
se letters, together with the Respondent’s monitoring of
employee requests for sample resignation letters, “cre-
ate[d] a situation where employees would tend to feel
peril in refraining from [withdrawing.]” Erickson’s Sen-
try of Bend, supra.
Finally, in sharp contrast to the absence of any other
coercive conduct in Perkins and Peoples Gas, the solici-
tation here was accompanied by other unfair labor prac-
tices, including unlawful polling and coercive statements
to employees contemporaneous with the distribution of
the letters.8 Considering all of the above circumstances,
we conclude, as did the judge, that the Respondent
played more than a purely ministerial and passive role in
its employees’ decisions regarding union membership
and that its letters encouraging employees to resign from
the Union constituted unlawful solicitation in violation of
Section 8(a)(1). Chelsea Homes, supra; Mohawk Indus-
tries, supra; Landmark International Trucks, supra.
With regard to the judge’s additional finding of unlaw-
ful polling concerning employees’ union membership,
we have noted that the Respondent told employees that
they could obtain a sample letter resigning their member-
ship from their managers or from human resources offi-
cials and that when employees did so, managers were to
notify Reddaway. Reddaway, in turn, recorded that in-
formation, with notations indicating whether she had
seen a completed resignation letter. This process al-
lowed the Respondent to closely track who requested, or
in some cases completed, the letters and who did not.
Whether or not the employees were actually aware that
their actions were being documented, they clearly under-
stood that they were revealing their choices regarding
membership to management by their action or inaction
following the Respondent’s letters. The Board has found
that as a general matter, placing employees in a position
“in which they reasonably would feel pressured to ‘make
an observable choice that demonstrates their support for
or rejection of the union’” is coercive. See Allegheny
8 Specifically, we rely on Reddaway’s statement to Earnest Lee
Plaster, soon after he received the Respondent’s letter and went to
human resources to sign a dues-authorization form, that he would owe
6 months of back dues, which would be deducted from a single
paycheck. We also rely on Supervisor Harold Fields’s statements,
discussed further below, about supporting the Union to Andrew Roos
as he handed Roos the Respondent’s letter. We find that these state-
ments not only related to the Respondent’s efforts to encourage em-
ployees to resign from the Union, but were also made in furtherance of
those efforts.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
38
Ludlum Corp., 333 NLRB 734, 739–740 (2001) (internal
citation omitted), enfd. 301 F.3d 167 (3d Cir. 2002); ac-
cord: Hatteras Yachts, AMF Inc., 207 NLRB 1043, 1043
fn. 3 (1973) (maintenance of letters revoking dues au-
thorization cards in personnel office where employer
could observe which employees withdrew support un-
lawful). As the judge discussed, the Respondent estab-
lished no legitimate reason for knowing whether em-
ployees resigned their union membership, given the lack
of any necessary correlation between membership and
dues obligations. In these circumstances, we find that
both the solicitation of employees to resign from the Un-
ion and the polling of their responses violated Section
8(a)(1).
2. We affirm solely on procedural grounds the judge’s
finding that the Respondent did not violate Section
8(a)(5) and (1) by unilaterally changing its recall proce-
dures when it added and assigned restaurant servers’
shifts after the spring 2013 bidding process without con-
ducting an additional formal bid. In its exceptions, the
Union argues that the judge should have considered the
Respondent’s failure to apply seniority in assigning the
new shifts, rather than its failure to use the bid process.
That theory was neither alleged in the complaint nor pur-
sued by the General Counsel at the hearing. Further, the
General Counsel did not except to the judge’s dismissal
of the 8(a)(5) allegation. The General Counsel controls
the complaint, and the Union may not enlarge upon or
change the General Counsel’s theory of the case. Smoke
House Restaurant, 347 NLRB 192, 195 (2006), enfd.
mem. 325 Fed. Appx. 577 (9th Cir. 2009). Therefore, we
do not consider the Union’s separate theory. Because no
party has excepted to the judge’s rejection of the only
theory alleged by the General Counsel, we adopt her
dismissal of this allegation.9
9 We do not rely on the judge’s substantive rationale concerning this
allegation. We note that the complaint pertained to the change in the
Respondent’s recall procedures as a result of its adding and assigning
new shifts without conducting a formal bid and without providing the
Union notice and an opportunity to bargain, not to the Respondent’s
decision to add the shifts. Further, we disavow the judge’s inference of
a clear and unmistakable waiver of the Union’s right to bargain over
this subject based on past practice. The Board will not lightly infer a
waiver of statutory bargaining rights. Owens-Corning Fiberglas, 282
NLRB 609, 609 (1987). The record shows no agreement clearly and
unmistakably waiving the Union’s right to bargain over the process for
filling added shifts. Metropolitan Edison Co. v. NLRB, 460 US. 693,
708 (1983); Register-Guard, 301 NLRB 494, 495 (1991). In addition,
a union’s acquiescence in an employer’s prior unilateral changes does
not operate as a waiver of its right to bargain over such changes for all
time. Owens-Corning Fiberglas, supra at 609.
Nor does the record demonstrate an established past practice. For a
past practice to constitute a term and condition of employment whose
continuation does not require bargaining, it must occur “with such
regularity and frequency that employees could reasonably expect the
3. For the following reasons, we reverse the judge’s
dismissal of the allegation that the Respondent violated
Section 8(a)(1) by interrogating employee Andrew Roos
about his support for the Union. On February 9, 2013,
Sous Chef Harold Fields, an admitted supervisor, pulled
Roos aside and delivered to him the Respondent’s letter
regarding resignation of membership and revocation of
dues checkoff. In that conversation, Fields told Roos
that he knew “things were getting a little crazy” and that
he wanted Roos to know his options concerning the Un-
ion, including resigning his union membership. Fields
stated, “I know you’re a smart guy and you’ll make the
right decision. I know you kind of see which way the
wind is blowing,” and asked Roos if he had any ques-
tions.
In dismissing the allegation, the judge reasoned that
Fields did not directly question Roos about his union
sympathies. In his exceptions, the General Counsel ar-
gues that even if the statements did not constitute an in-
terrogation, they were nonetheless coercive.10 We agree.
Fields’s statements were made in the context of what the
judge found to be a pattern of conduct by which the Re-
spondent solicited employees not to support the Union
and closely tracked their continued support. When
Fields spoke to Roos, he was acting as directed in fur-
therance of these efforts. Fields conveyed his displeas-
ure with unions, while assuring Roos that he knew Roos
would “make the right decision.” In these circumstances,
we find that regardless of whether Fields’s statements
amounted to an interrogation, they were coercive con-
cerning Roos’s exercise of his Section 7 rights. See Wire
Products Mfg. Corp., 326 NLRB 625, 626–627 (1998)
(statements reasonably conveying to employees that they
would fare better by abandoning their union support
found coercive), enfd. sub nom. NLRB v. R. T. Blanken-
ship & Associates, Inc., 210 F.3d 375 (7th Cir. 2000);
Marshall Durbin Poultry Co., 310 NLRB 68, 76 (1993),
enfd. in relevant part 39 F.3d 1312 (5th Cir. 1994)
‘practice’ to continue or reoccur on a regular and consistent basis.”
Caterpillar, Inc., 355 NLRB 521, 522 (2010), quoting Sunoco, Inc.,
349 NLRB 240, 244 (2007). The record here reveals no consistent past
practice concerning the process utilized for filling shifts added after the
regular seasonal bid.
10 The Respondent argues that the General Counsel’s alternative
theory that the statements were generally coercive is not properly be-
fore the Board because the complaint specifically alleged that the
statements constituted an unlawful interrogation. For the reasons set
forth in Greater Omaha Packing Co., 360 NLRB 493, 494 (2014), we
reject this argument. As in that case, we find that the coercive state-
ment violation is closely related to the alleged interrogation, as it in-
volves the same facts and the same inquiry as to whether the statement
would reasonably tend to coerce Roos, and it was fully litigated. See
Pergament United Sales, 296 NLRB 333, 334 (1989), enfd. 920 F.2d
130 (2d Cir. 1990).
SPACE NEEDLE, LLC
39
(same); see also Springs Motel, 280 NLRB 284, 286
(1986) (even seemingly casual statements can be coer-
cive if made in the context of an employer’s efforts to
ascertain union sympathies). Accordingly, we reverse
the judge’s dismissal and find that the Respondent’s con-
duct through Fields violated Section 8(a)(1).11
AMENDED CONCLUSIONS OF LAW
1. Insert the following as Conclusions of Law 7 and
renumber the subsequent paragraphs.
“7. The Respondent made coercive statements to An-
drew Roos concerning his union sympathies in violation
of Section 8(a)(1) of the Act.”
2. Delete from the judge’s Conclusions of Law 8 the
words “paragraph 10 (8(a)(1) interrogation).”
AMENDED REMEDY
Having found that the Respondent unlawfully reneged
on its agreement to reinstate payroll dues deduction, we
amend the judge’s remedy to require the Respondent to
make the Union whole for any dues it would have re-
ceived since January 29, 2013, with interest at the rate
prescribed in New Horizons for the Retarded, 283 NLRB
1173 (1987), compounded daily as prescribed in Ken-
tucky River Medical Center, 356 NLRB 6 (2010), and
without recouping the money owed for past dues from
employees.12 In addition, in adopting the judge’s Order
concerning the tax compensation and Social Security
Administration reporting remedies, we rely on Don Cha-
vas, LLC d/b/a Tortillas Don Chavas, 361 NLRB 101
(2014).
11 Member Johnson observes that the language the Respondent used
to coerce Roos (e.g., that Roos would “make the right decision”) is not
independently unlawful in light of the Respondent’s rights under Sec.
8(c) of the Act, but is coercive here in the context of the Respondent’s
close monitoring of the Union’s support.
12 For the reasons stated in West Coast Cintas Corp., 291 NLRB
152, 156 fn. 6 (1988), we find that the Respondent must bear sole fi-
nancial responsibility for the dues amounts it failed to collect. There,
the Board adopted the judge’s recommended remedy prohibiting the
employer from seeking reimbursement from its employees for back
dues owed. The judge reasoned that the execution of a checkoff au-
thorization constitutes a tender of dues required under Sec. 8(a)(3) and
therefore that the employees had fulfilled their contractual obligations.
Further, because the union’s loss of dues was caused by the employer’s
unlawful conduct, the Board concluded that it was proper to allocate the
financial obligation of making the union whole for the dues it would
have received but for the unlawful conduct entirely to the employer and
not the employees.
We deny the Union’s request to give retroactive effect to any dues-
checkoff authorizations signed since the Respondent agreed to reinstate
payroll dues deduction to the date the agreement would have gone into
effect. The appropriate remedy is to require the Respondent to make
the Union whole for dues it would have received. Accordingly, the
amount owed for employees who signed authorizations since the
agreement should be calculated based on the actual date of such author-
izations.
ORDER
The National Labor Relations Board orders that the
Respondent, Space Needle, LLC, Seattle, Washington,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to bargain in good faith with
UNITE HERE! Local 8 (the Union) by reneging on its
agreement to reinstitute payroll dues deduction.
(b) Polling employees’ union support by tracking
whether they requested a sample letter of resignation and
whether they provided a copy of the resignation letter
sent to the Union.
(c) Encouraging or soliciting employees to resign from
the Union.
(d) Making coercive statements to employees about
their union support.
(e) Coercively informing employees that if they sign a
dues-authorization form they will owe back dues.
(f) Failing to recall or otherwise discriminating against
employees for engaging in union or other protected con-
certed activities.
(g) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Honor its agreement to reinstitute payroll dues de-
duction and make the Union whole for any dues the Re-
spondent failed to deduct and remit pursuant to that
agreement, in the manner set forth in the amended reme-
dy section of this decision.
(b) Within 14 days from the date of this Order, offer
Tracy McCauley and Julia Dube full reinstatement to
their former jobs or, if those jobs no longer exist, to sub-
stantially equivalent positions, without prejudice to their
seniority or any other rights or privileges previously en-
joyed.
(c) Make Tracy McCauley and Julia Dube whole for
any loss of earnings and other benefits suffered as a re-
sult of the discrimination against them, in the manner set
forth in the remedy section of the judge’s decision as
amended in this decision.
(d) Compensate Tracy McCauley and Julia Dube for
any adverse income tax consequences of receiving lump-
sum backpay awards, and file a report with the Social
Security Administration allocating the backpay awards to
the appropriate calendar quarters for each employee.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful failure to re-
call Tracy McCauley and Julia Dube, and within 3 days
thereafter, notify them in writing that this has been done
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
40
and that the failure to recall them will not be used against
them in any way.
(f) Preserve and, within 14 days of a request, or such ad-
ditional time as the Regional Director may allow for good
cause shown, provide at a reasonable place designated by
the Board or its agents, all payroll records, social security
payment records, timecards, personnel records and reports,
and all other records, including an electronic copy of such
records if stored in electronic form, necessary to analyze the
amount of backpay due under the terms of this Order.
(g) Within 14 days after service by the Region, post at its
Seattle, Washington facility copies of the attached notice
marked “Appendix.”13 Copies of the notice, on forms pro-
vided by the Regional Director for Region 19, after being
signed by the Respondent’s authorized representative, shall
be posted by the Respondent and maintained for 60 consec-
utive days in conspicuous places, including all places where
notices to employees are customarily posted. In addition to
physical posting of paper notices, notices shall be distribut-
ed electronically, such as by email, posting on an intranet or
an internet site, and/or other electronic means, if the Re-
spondent customarily communicates with its employees by
such means. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, defaced,
or covered by any other material. If the Respondent has
gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees
and former employees employed by the Respondent at any
time since February 5, 2013.
(h) Within 21 days after service by the Region, file with
the Regional Director for Region 19 a sworn certification of
a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
13 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to bargain in good faith
with UNITE HERE! Local 8 (the Union) by reneging on
our agreement to reinstitute payroll dues deduction.
WE WILL NOT poll your union support by tracking
whether you request a sample letter of resignation and
whether you provide a copy of the resignation letter sent
to the Union.
WE WILL NOT encourage or solicit you to resign from
the Union.
WE WILL NOT make coercive statements to you about
your union support.
WE WILL NOT coercively inform you that if you sign a
dues authorization form you will owe back dues.
WE WILL NOT fail to recall or otherwise discriminate
against any of you for engaging in union or other pro-
tected concerted activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL honor our agreement to reinstitute payroll
dues deduction, and WE WILL make the Union whole for
all dues that we failed to deduct and remit under that
agreement.
WE WILL, within 14 days from the date of the Board’s
Order, offer Tracy McCauley and Julia Dube full rein-
statement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions, without prej-
udice to their seniority or any other rights or privileges
previously enjoyed.
WE WILL make Tracy McCauley and Julia Dube whole
for any loss of earnings and other benefits resulting from
our failure to recall them, less any net interim earnings,
plus interest.
WE WILL compensate Tracy McCauley and Julia Dube
for the adverse tax consequences, if any, of receiving
lump-sum backpay awards, and WE WILL file a report
with the Social Security Administration allocating the
backpay awards to the appropriate calendar quarters for
each employee.
WE WILL, within 14 days from the date of this Order,
remove from our files any reference to the unlawful fail-
ure to recall Tracy McCauley and Julia Dube, and WE
WILL, within 3 days thereafter, notify them in writing that
SPACE NEEDLE, LLC
41
this has been done and that the failure to recall them will
not be used against them in any way.
SPACE NEEDLE, LLC
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/19-CA-098908 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1099 14th Street, N.W., Washington, D.C. 20570, or
by calling (202) 273-1940.
Mara-Louise Anzalone, Esq. and M. Anastasia Hermosillo,
Esq., for the General Counsel.
William T. Grimm, Esq. and Brian P. Lundgren, Esq., for the
Respondent.
Carson Glickman-Flora, Esq., Lou Christensen, Shop Steward,
for the Charging Party.
DECISION
MARY MILLER CRACRAFT, Administrative Law Judge. These
consolidated cases1 involve allegations that Space Needle, LLC
(Respondent) violated its obligation to bargain in good faith
with UNITE HERE! Local 8 (the Union) by refusing to imple-
ment an agreement to reinstate payroll dues deductions and by
unilaterally changing recall procedures. Further allegations
involve discriminatory failure to recall, rehire, and call in em-
ployees because of union activity. Additionally, there are alle-
gations that Respondent assisted employees in resigning from
the Union and tracked their responses to this assistance, thus
unlawfully polling employee support for the Union. Finally,
other allegations involve coercion, informing employees of
polling, and interrogation of employees.
On the entire record, including my observation of the de-
meanor of the witnesses,2 and after considering the briefs filed
1 The Union filed the underlying unfair labor practice charges in
Cases 19–CA–098908, 19–CA–098988, 19–CA–098936, and 19–CA–
108459 between February 21 and July 2, 2013. Julia Dube, an individ-
ual, filed the unfair labor practice charge in Case 19–CA–107024 on
June 10, 2013. The third consolidated complaint (the complaint) issued
on August 23, 2013, and was further amended at hearing and post-
hearing. Hearing was held in Seattle, Washington, from September 16
to 20, and October 22 to 24, 2013. Allegations based on unfair labor
practice charges in Cases 19–CA–092857 and 19–CA–093995, origi-
nally consolidated with these cases, were withdrawn.
2 Credibility resolutions have been made based upon a review of the
entire record and all exhibits in this proceeding. Witness demeanor and
by counsel for the General Counsel and counsel for the Re-
spondent, I make the following
FINDINGS OF FACT
I. JURISDICTION AND LABOR ORGANIZATION STATUS
Respondent is a limited liability corporation operating the
iconic Space Needle located at 203 Sixth Avenue, Seattle,
Washington. A restaurant, the revolving SkyCity, as well as
banquet rooms at the Skyline level, and an observation deck
comprise the three floors upper portion of the structure. During
the 12 months preceding issuance of the complaint, Respondent
derived gross revenues in excess of $500,000 and purchased
and received goods valued in excess of $50,000 directly from
points outside the State of Washington. Respondent admits and
I find that it is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act. Respondent
admits and I find that the Union is a labor organization within
the meaning of Section 2(5) of the Act. Thus, I find that this
dispute affects commerce and that the Board has jurisdiction of
this case pursuant to Section 10(a) of the Act.
II. COLLECTIVE-BARGAINING RELATIONSHIP
Since at least 1987, pursuant to Section 9(a) of the Act, Re-
spondent has recognized the Union as the exclusive collective-
bargaining representative of employees in the following unit
appropriate for purposes of collective bargaining within the
meaning of Section 9(b) of the Act:
All food and beverage preparation and service employees at
the facility, including cooks, bartenders, kitchen employees,
bussers, servers, greeters, reservationists and valet; excluding
office clerical employees, sous chefs, guards, and supervisors
as defined in the Act, and all other employees.
The parties’ most recent collective-bargaining agreement
was effective by its terms from June 1, 2008, through May 31,
2011, and postexpiration it was extended day-to-day by agree-
ment through May 20, 2012.
At the time of the hearing in this case, the parties had not
reached agreement on a successor contract. Approximately 13
bargaining sessions and 6–7 mediation sessions have been held.
III. PAYROLL DUES DEDUCTION
The General Counsel alleges that Respondent agreed to rein-
state postexpiration dues deduction and then reneged on its
agreement to do so in violation of Section 8(a)(5) and (1). I
find the violation as alleged.
Facts
Until expiration of the day-to-day extension of the contract
on May 20, 2012, the Employer honored employee dues deduc-
tion authorizations. Beginning on June 1, 2012, however, the
Employer ceased deducting union dues under then-existing
inherent probability of the testimony have been utilized to assess credi-
bility. Testimony contrary to my findings has been discredited on some
occasions because it was in conflict with credited testimony or docu-
ments or because it was inherently incredible and unworthy of belief.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
42
precedent allowing for such cessation. See Bethlehem Steel3
(employer’s obligation to checkoff dues terminates on expira-
tion of collective-bargaining agreement). On December 12, the
NLRB issued WKYC-TV, Inc., 359 NLRB 286 (2012), holding
that it would no longer follow the Bethlehem Steel rule. How-
ever, the Board explained that the WKYC-TV rule, that the
dues-checkoff obligation remains in effect after contract expira-
tion was to be applied prospectively only. WKYC-TV, supra,
359 NLRB 286, 293–294.
Nevertheless, by letter of December 19, 2012, Erik Van Ros-
sum, secretary treasurer of the Union, advised Respondent’s
human resources manager, Beth Reddaway,4 that pursuant to
WKYC-TV, Respondent was required to bargain with the Union
before it could cease honoring dues-checkoff authorizations.
Actually, the Union’s advice was contrary to the holding of
WKYC-TV that the change of law would be applied prospective-
ly only. In any event, in response, by letter of January 2,
2013,5 to Van Rossum with a copy to Respondent’s attorney,
William T. Grimm, and Robin Ylvisaker, vice president, fi-
nance, stated,
We are comfortable in our decision related to dues deduction
post the termination of the day to day extension of our agree-
ment on May 29, 2012, but feel the recent NLRB ruling sup-
ports your position that we should begin withholding of dues
as soon as you can provide us the information necessary to do
so.
Please provide us with a current list of Team Members and all
amounts owed and we can re-establish automated dues collec-
tion and the subsequent distribution to you. Our next poten-
tial effective date for dues collection is January 8th and in or-
der for us to withhold dues at that time, we need this infor-
mation by Monday, January 7th.
As is customary, you should expect the dues we collect for
you to be delivered to your office within 7 days after the pay
period ends.
On Friday, January 4, Lynn Brown, member coordinator for
the Union, emailed the dues invoice to Ylvisaker. Ylvisaker
responded with a thank you late on Monday, January 7, ex-
plaining that she had been out of the office on Friday and most
of the day Monday. On January 8, Ylvisaker emailed Sevart,
Reddaway, and Douglas stating that all of the questions regard-
ing dues deduction had now been addressed by the Union. She
continued, “The only minor questions I can think we could
volley would be: *ask for an initiation rate schedule *a real
“play dumb” question of what “Rein. Fees” mean.” In conclu-
sion, Ylvisaker suggested that the Union be told that given the
amount of data and the Union’s tardiness in submitting the data
3 Bethlehem Steel Co. (Shipbuilding Div.), 136 NLRB 1500, 1502
(1962), remanded on other grounds sub nom. Marine & Shipbuilding
Workers v. NLRB, 320 F.2d 615 (3d Cir. 1963), cert. denied 375 U.S.
984 (1964).
4 At the time of this communication, Reddaway reported directly to
CEO Ron Sevart. In February, Nancy Hawman was hired as director of
human resources and since that time, Reddaway reports directly to
Hawman.
5 Unless otherwise referenced, all further dates are in 2013.
1 day later than requested,6 Respondent could not begin dues
deductions until the January 20 pay period.
On January 11, Ylvisaker advised Van Rossum by email that
due to the amount of data entry involved, Respondent was una-
ble to begin dues deduction for the pay cycle ending January 8.
The correspondence concluded,
Our next pay day is January 29th. I see no reason why this
sizeable amount of data cannot be entered into the payroll sys-
tem by then. You should also expect that we’ll turn around
our payment to you quicker than normal—hopefully within a
few days after the pay period ends.
On January 21 and again on January 31, the Union advised
Ylvisaker and Grimm that once checkoff was reinstated, the
Union would request withdrawal of pending unfair labor prac-
tice charges regarding dues deduction. However, on February
11, Respondent’s attorney, Grimm, advised the Union that Re-
spondent “has decided that it will not reinstitute the dues de-
duction program” because WKYC-TV is prospective only and
therefore does not require reinstitution of dues deduction. The
email correspondence averred that C & G Distributing Co., 359
NLRB 543 (2013), a January 24 decision, made clear that em-
ployers who ceased honoring dues checkoff prior to the De-
cember 12, 2012 issuance of WKYC-TV could lawfully continue
to cease honoring checkoff provisions of the expired agree-
ment.
Analysis
By its letter of January 2, Respondent agreed to reinstitute
dues deduction. Thus, in response to the Union’s request that
Respondent reinstitute dues deduction, Respondent’s first sen-
tence states:
We are comfortable in our decision related to dues deduction
post the termination of the day to day extension of our agree-
ment . . . but feel the recent NLRB ruling supports your posi-
tion that we should begin withholding of dues as soon as you
can provide us the information necessary to do so.
As Respondent notes, this is an equivocal sentence. On the
one hand, the sentence conveys that Respondent believes it
lawfully ceased dues deduction and on the other hand, Re-
spondent states that the recent decision in WKYC-TV supports
the Union’s position that Respondent should begin withholding
dues. Were this sentence the full extent of the parties’ commu-
nication on the issue, it would be difficult to find a meeting of
the minds. However, what followed this sentence is unequivo-
cal and indicates contextually that a meeting of the minds oc-
curred and the parties reached an agreement to reinstitute dues
deduction.
Thus, Respondent follows the first sentence by requesting
the data necessary to re-establish automated dues collection and
subsequent distribution to the Union. The letter concludes, “As
is customary, you should expect the dues we collect for you to
be delivered to your office within 7 days after the pay period
6 The email assertion regarding timeliness appears to be contrary to
the record evidence that the data was requested by Monday, January 7,
and was supplied Friday, January 4. In any event, Respondent did not
rely on this assertion when it responded to the Union.
SPACE NEEDLE, LLC
43
ends.” In so stating, Respondent agreed to the Union’s request
to reinstate dues deductions. A meeting of the minds is obvi-
ous. Moreover, I specifically reject Respondent’s argument
that if an agreement was reached it is invalid because the
agreement was based upon a mistake of law, i.e., that WKYC-
TV was to be retroactively applied, rather than prospectively
applied as it clearly states. In general, an agreement based on a
mistake of law may not be unilaterally rescinded. See, e.g.,
Mueller-Gordon Motor Co., 179 NLRB 9, 10 (1969).7
Further evidence of a meeting of the minds follows the Janu-
ary 2 letter. In Respondent’s communications and actions fol-
lowing up on the January 2 letter,8 it manifested an intention to
reinstitute dues deduction.9 Thus, once the Union submitted
the requested information regarding amounts owed, Respondent
thanked the Union and stated that there was too much infor-
mation to input in time for the pay cycle ending January 8 but it
would be able to do so for the next pay cycle.10 This conduct
evidences an administrative delay regarding data input but con-
tinues to acknowledge an agreement to reinstate dues deduc-
tion.
Section 8(d) of the Act provides that the duty “to bargain
collectively is the performance of the mutual obligation of the
employer and the union to meet at reasonable times and confer
in good faith with respect to wages, hours, and other terms and
conditions of employment.” Failure to bargain in good faith is
an unfair labor practice pursuant to Section 8(a)(5). Moreover,
once agreement is reached on a subject, the parties are obligat-
ed to honor their agreement by implementing the agreed-upon
terms.
Based on the communications and actions of the parties, I
find the parties entered into an agreement to reinstitute dues
deduction on January 2. On February 11, Respondent reneged
on this agreement. By doing so, Respondent violated Section
8(a)(5) and (1) of the Act.
IV. COMMUNICATIONS REGARDING DUES DEDUCTIONS
The General Counsel alleges that various communications
regarding dues deduction violated Section 8(a)(1) of the Act.
7 Respondent attacks WKYC-TV as invalid and without precedential
value arguing that pursuant to the decision in Noel Canning v. NLRB,
705 F.3d 490 (D.C. Cir. 2013), certiorari granted 133 S.Ct. 2861
(2013), the Board did not have a proper quorum to issue WKYC-TV.
Thus, Respondent argues that to the extent the complaint herein is
based on WKYC-TV, the complaint was improperly issued. In my view,
the complaint herein is not based on WKYC-TV at all. Moreover, even
were it based on WKYC-TV, unless and until it is affected by the ruling
in Noel Canning on certiorari, WKYC-TV remains binding. Thus, I
reject Respondent’s argument that the complaint was improperly is-
sued.
8 Respondent’s subsequent actions are judged by a reasonable stand-
ard with no consideration for unexpressed intentions. Pittsburgh-Des
Moines Steel Co., 202 NLRB 880, 888 (1973).
9 See, e.g., Capitol-Husting Co. v. NLRB, 671 F.2d 237, 243 (7th
Cir. 1982) (in order to find acceptance of an offer, conduct manifesting
an intention to be bound is sufficient).
10 The internal communication dated January 8 from Ylvisaker to
Sevart, Reddaway, and Douglas may indicate that Respondent was
looking for excuses to delay implementation of dues deduction. How-
ever, this internal communication plays no part in determining whether
an agreement was reached.
Specifically, tracking employee responses to letters of February
5 is alleged as unlawful polling and unlawful encouragement or
solicitation of employees to resign from the Union. A state-
ment by Reddaway is alleged as unlawful coercion, Sous Chef
Harold Field allegedly interrogated an employee, and CEO
Sevart allegedly informed employees that their union sympa-
thies had been polled.
A. Alleged Unlawful Polling and Unlawful
Solicitation to Resign
Facts
After receiving the Union’s December 19, 2012 letter regard-
ing reinstitution of dues deduction but before Respondent’s
letter of February 11 advising the Union that the dues-
deduction program would not be reinstituted, Respondent’s
president and CEO communicated with each employee using
one of three form letters dated February 5. The language of the
letters varied depending on whether the employee had a current
dues deduction form on file (form on file), did not have a cur-
rent dues deduction form on file (no form on file), or was not
hired until after expiration of the extension of the contract on
May 2011 (postexpiration hires).
The letter to “form on file” employees stated:
An Important development that requires your immediate at-
tention. . . .
What Happened. . . .
On June 1, 2012 the contract between [Respondent] and [the
Union] expired. Under the law, [Respondent] was no longer
obligated to deduct union dues, fees, fines, assessments and
other union costs from our Team Members’ [sic] paychecks,
and so we stopped those deductions.
What Changed. . . .
The National Labor Relations Board recently changed that
law, one that had been in effect more than 50 years, and held
an employer’s obligation to deduct union dues continues after
expiration of a union contract that requires those deductions.
[The Union] has demanded that we again begin deducting
dues, initiation and reinstatement fees from our Team Mem-
bers’ paychecks. We are considering whether to begin deduc-
tions in the near future. To determine the amount the union
wants withheld from your paycheck, please see Human Re-
sources or your Manager.
What Are Your Options. . . .
Since there is a signed dues deduction authorization form in
your file, we may begin deducting dues, initiation and rein-
11 The letters that are set out below state that the contract expired on
June 1, 2012. However, the record indicates that the contract was in
effect through May 30, 2011, and was extended by agreement through
May 20, 2012. Although I note this unexplained discrepancy in the
final date of day-to-day extension—June 1, 2012, versus May 20,
2012—I find that it is not material to the issues before me. The Febru-
ary 5, 2013 form letters clearly state that the day-to-day extension of
the contract has expired and the fact of expiration—not the specific
date—is relevant in the context of the letters.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
44
statements fees, effective February 26, 2013, unless you tell
us not to begin deducting those fees by February 12, 2013, as
discussed below.
While you might otherwise be able to revoke your authoriza-
tion to dues [sic] taken from your paycheck, it may not be
possible at this time because the dues deduction authorization
implies that opting out is only permitted during the period
June 1 through June 10 each year or within ten (10) days of
the anniversary date on which you originally authorized de-
duction of dues. The date you originally auathorized [sic]
dues deduction was [individual date inserted here].
One option available to you if you do not wish dues to be de-
ducted from your check is to resign union membership. To
do this, you must send a letter to the Union [supplying name
and address], stating you want to resign your membership, ef-
fective immediately. (A sample letter is available from Hu-
man Resources or your Manager.) If you resign union mem-
bership it will not impact your wages, benefits or seniority,
and you will still participate in your current medical and pen-
sion plans. We are not suggesting that you do or do not resign
your membership in the union, but we want you to be aware
of our understanding of your options.
If you have questions, we are here to help. See Beth Redda-
way in the Human Resources Department or your Manager.
The letter to “no form on file” employees and “post-
expiration hires” differed substantively from the letter to “form
on file” employees only as to paragraphs one and two under the
caption “What Are Your Options.” The third and fourth para-
graphs under the “What Are Your Options” caption as well as
the rest of the letter were identical to the letter sent to “form on
file” employees. Instead of the first two paragraphs under the
“What Are Your Options” caption, the following two para-
graphs were the first two paragraphs of the “no form on file”
letter:
Since there is not a signed dues deduction authorization form
in your file, we cannot begin deducting dues, initiation and re-
instatement fees as the Union has demanded. If you wish
dues to be deducted from your paycheck, you need to com-
plete a union dues authorization form which you can get from
Human Resources or your Manager.
Or, you may pay your union dues and other charges directly
to the union at their offices.
The letter to “post-expiration hires” was identical to the “no
form on file” letter except it omitted the reference to reinstate-
ments fees.
The sample letter for withdrawal from union membership,
referred to in all versions of the February 5 letters, stated, “I
hereby resign as a member of [the Union]. My resignation is
effective immediately.” The sample then asked for confirma-
tion of receipt of the letter at the employee’s home address and
ended, “Any further collection of dues or fees from me made
after your receipt of this letter will violate my rights under the
National Labor Relations Act.”
In addition to mailing the February 5 letters to each employ-
ee, managers also hand delivered the letters to employees, one
at a time. Managers were instructed to tell each employee that
Respondent did not want to reinstate dues deduction but would
do so unless employees instructed Respondent by February 6
not to deduct dues from their pay.
After sending the February 5 letters to all unit employees,
Respondent kept a spread sheet showing what form, if any, had
been requested by each employee. The notations state for in-
stance, “membership (not seen form),” “none, pay on own,”
“none, not completing either form,” “dues authorization,”
“membership (have form),” “membership (still deciding, not
seen form),” and “wants to cancel dues authorization, wants to
pay on own.” As of April 2013, there were notations for about
38 percent of the employees.
Analysis
The General Counsel alleges Respondent engaged in unlaw-
ful polling by tracking employee responses to the letter and
documenting
•
whether a resignation letter was requested,
•
whether Respondent had been provided a copy of the
resignation letter,
•
whether the employee requested that payroll dues de-
duction be reinstated, and
•
whether the employee stated that dues would be paid
directly to the Union.
The General Counsel further alleges that the February 5 letters
unlawfully encouraged or solicited employees to resign from
the Union.
In the circumstances of this case, keeping track of employ-
ees’ union sympathies must be carefully distinguished from
gathering the necessary information to reinstitute dues deduc-
tion. As Respondent notes, an employer must ensure valid,
accurate dues deduction authorizations before deducting dues
from employees’ pay. After full consideration of the record as
a whole, however, I find that Respondent went further than
ensuring the accuracy of dues-deduction forms. I find that by
tracking whether employees requested a resignation letter and
whether employees completed a resignation letter, Respondent
unlawfully polled employees’ union sympathies. Further, I find
that Respondent unlawfully solicited employee resignation
from the Union.
Although polling may take many forms12 and occur in a va-
riety of contexts,13 the essential harm in unlawful polling is that
employees are forced to reveal their union sentiments to their
12 For example, a “union truth quiz” was held unlawful polling in
Sea Breeze Health Care Center, 331 NLRB 1131, 1132–1133 (2000);
antiunion paraphernalia distributed in a manner that pressured employ-
ees to make an observable choice was held to constitute polling in A. O.
Smith Automotive Products Co., 315 NLRB 994 (1994); and in Alle-
gheny Ludlum Corp., 333 NLRB 734 (2000), enfd. 301 F.3d 167 (3d
Cir. 2002), the employer unlawfully polled employees by asking them
to sign a written request for exclusion from an antiunion video the
employer was making.
13 Polling sometimes occurs after a union requests recognition and
sometimes when employees are already represented by a union and the
employer polls as to whether employees continue to desire representa-
tion.
SPACE NEEDLE, LLC
45
employer without appropriate safeguards.14 Pursuant to the
February 5 letters, all employees were advised that they could
send a letter to the Union resigning their membership. The
February 5 letter set out the Union’s address and what the res-
ignation letter should state and parenthetically told employees
that a sample letter was available in human resources or from
their manager. Thereafter, Respondent kept track of which
employees asked for the resignation letter and which employees
completed the resignation letter.
Respondent argues that all the information it tracked was
necessary for reinstituting the dues-deduction program. How-
ever, Respondent does not explain how membership in the
Union plays a part in dues deduction. Indeed, it is difficult to
understand how union membership would be relevant to dues-
deduction issues. After all, employees are free to remain non-
members even in the face of a lawful union-security clause.15
Relying on Globe Construction Co., 162 NLRB 1547, 1549
(1967), the General Counsel argues that keeping track of em-
ployee union membership by noting which employees request-
ed a resignation letter and afterwards provided a copy of the
resignation letter constitutes polling. Based on the record as a
whole, I agree with the General Counsel and find that Respond-
ent engaged in unlawful polling by tracking employee requests
for resignation forms and by noting whether employees provid-
ed a copy of the completed resignation form. By making the
resignation form available through human resources and track-
ing which employees requested the form and which employees
provided a completed resignation form to human resources or
their manager, employees were forced to reveal their union
sentiments to their employer without any safeguards. Thus, I
find Respondent violated Section 8(a)(1) by tracking whether
each employee requested a resignation letter and whether the
employee provided Respondent with a copy of the completed
resignation letter.
The General Counsel alleges two other spreadsheet items
constitute unlawful polling: tracking whether employees re-
quested that payroll dues deduction be reinstated and tracking
whether employees stated that they would pay their dues direct-
ly to the Union. However, the General Counsel cites no author-
ity for the proposition that tracking dues-deduction authoriza-
tions or tracking whether employees pay their dues directly to
the Union is violative of the Act. Respondent argues that track-
ing these items was necessary for reinstituting dues deduction.
I agree with Respondent that whether an employee wanted
payroll dues deduction reinstated was a necessary fact to gather
in order to reinstitute dues deduction. I disagree that it was
necessary for Respondent to track whether an employee stated
that dues would be paid directly to the Union in order for Re-
spondent to reinstitute dues deduction. However, tracking this
latter item does not require an employee to divulge union sen-
timents. Rather, tracking this item provides the inverse infor-
mation. It reveals how some employees who do not want to
14 See Struksnes Construction Co., 165 NLRB 1062, 1063 (1967)
(polling violative unless certain safeguards observed).
15 NLRB v. General Motors Corp., 373 U.S. 734, 742 (1963) (8(a)(3)
proviso requiring as a condition of employment “membership” in a
labor organization “whittled down to its financial core”).
utilize payroll dues deduction will satisfy their obligation to the
Union. Thus, I find that by tracking whether an employee re-
quested that payroll dues deduction be reinstated and whether
an employee stated that dues would be paid directly to the Un-
ion did not force employees to reveal their union sentiments
and did not violate Section 8(a)(1) of the Act.
The General Counsel also alleges that the Respondent pro-
vided unlawful encouragement or solicitation of employees to
resign from the Union. The February 5 letter stated, inter alia,
that dues may be deducted from employee paychecks unless the
employee revoked an existing dues authorization or resigned
from the Union. The letter also contained instructions for re-
signing from the Union and informed employees they could
obtain a sample withdrawal letter from human resources.
In North Hills Office Services, 346 NLRB 1099, 1103
(2006), the Board addressed solicitation of employee resigna-
tion from the union as follows:
“An employer may lawfully inform employees of their right
to revoke their authorization cards, even where employees
have not solicited such information, as long as the employer
makes no attempt to ascertain whether employees will avail
themselves of this right nor offers any assistance, or otherwise
creates a situation where employees would tend to feel peril in
refraining from such revocation.” R. L. White Co., 262 NLRB
575, 576 (1982) (footnote omitted). Nevertheless, an em-
ployer may not “exceed the permissible bounds of providing
ministerial or passive aid in withdrawing from union mem-
bership.” Chelsea Homes, 298 NLRB 813, 834 (1990), enfd.
mem. 962 F.2d 2 (2d Cir. 1992) (finding violation when em-
ployer provided sample form and preaddressed envelope).
The Board may also find such statements unlawful when
made in the context of contemporaneous unfair labor practic-
es. Air Flow Equipment, Inc., 340 NLRB 415, 418 (2003);
see generally Register Guard, 344 NLRB 1142, 1143–1144
(2005).
Based on this authority, I find that because Respondent made
resignation information available in the context of unlawfully
tracking employee action to obtain and complete the resigna-
tion forms and in the context of unlawfully reneging on its
agreement to reinstitute dues deductions, it violated Section
8(a)(1) of the Act in soliciting withdrawals from the Union due
to contemporaneous unfair labor practices.
B. Allegedly Informing Employees that their
Union Sympathies had been Polled
Facts
On Tuesday, February 12, all employees attended one of two
meetings held on the Skyline level of the facility. CEO Ron
Sevart addressed employees at both meetings using a prepared
script. During this speech, Sevart stated that it was apparent
that few employees wanted dues deducted from their checks
noting that only one employee requested a form asking for dues
to be deducted from his pay. Sevart told employees that based
on the information the Union sent to Respondent, there were
126 of 189 team members not paying dues and 24 employees
who had never joined the Union. Sevart concluded, “That
means a minimum of 150 of our 189 team members, or 80% of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
46
our team members represented by [the Union], are not paying
dues.” Because of this, Sevart told the employees that Re-
spondent would not comply with the Union’s request to reinsti-
tute dues deduction.
Analysis
The General Counsel alleges that these statements violated
Section 8(a)(1) by informing employees that their Union sym-
pathies had been polled. However, close examination of Se-
vart’s statement does not convince me that he informed em-
ployees that their union sympathies had been polled. Rather
Sevart’s statement discusses the number and percentage of
employees paying union dues. Moreover, Sevart clearly indi-
cated that his information regarding payment of dues was given
to him by the Union itself. Thus, I do not find that Sevart’s
statement indicated that Respondent was closely monitoring
union membership. Rather, his statement is reasonably under-
stood only to indicate that the Union sent him this information.
As to tracking dues-deduction authorizations, as previously
stated, there is no violation to do so or to reference this tracking
to employees.
C. Alleged Coercion
Facts
The complaint alleges that Human Resources Manager Beth
Reddaway coerced an employee by telling him that if he signed
a dues authorization form, he would owe 6 months of back
dues. Shortly after receiving his February 5 “no form on file”
letter, Banquet Captain Lee Plaster spoke with Beth Reddaway
in human resources about filling out a dues-authorization form.
According to Plaster, Reddaway told Plaster that since the end
of the day-to-day contract there were only 30 employees paying
their dues. She added that if Plaster signed the dues authoriza-
tion form, he would owe 6 months back dues and this would be
deducted from his first paycheck. Reddaway initially testified
that she recalled that Plaster requested a dues-deduction form
but she did not recall telling him he would owe 6 months of
back dues from his first check. On further questioning, she
testified that she never told him that he would owe 6 months of
back dues from his first check:
Q. Did you ever state to Mr. Plaster that if he got—if
he had dues taken out, that he would have to pay six
months of dues?
A. I don’t recall that.
Q. Did you have information showing how much back
dues a given employee owed at that time?
A. No.
Q. What information did you have at that time about
back dues?
A. I didn’t have any information about back dues.
Q. Did you ever state to Mr. Plaster that the six
months of back dues would come out of his first check?
A. Never.
Q. When you say never, you mean didn’t happen or
you don’t recall?
A. I never knew nor do I know if he has back dues or
not. So I would never be able to reference him owing
back dues.
Analysis
I find that Reddaway made the statement that if Plaster
signed the dues authorization form, he would owe 6 months of
back dues. Both Reddaway and Plaster were credible witness-
es. Indeed, Reddaway testified on two occasions and was pre-
sent throughout the entire hearing. Her composure was re-
markable and her competence undeniable. However, Redda-
way’s initial testimony was that she did not recall whether she
told Plaster that he would owe 6 months of back dues. I credit
this statement and furthermore note that it is logical that Red-
daway would have been concerned about 6 months of back
dues because that was the approximate amount of time since
Respondent had ceased payroll dues deduction.
Further questioning of Reddaway, of course, led her to testi-
fy inconsistently that since she had no information about back
dues, she never told Plaster that 6 month’s dues would come
out of his first check. I am unconvinced that this fact—that she
had no information about back dues—provides a logical excuse
for denial of her statement that she did not recall. It is far more
reasonable to conclude that her initial answer, that she did not
recall, was the truth and that she reconsidered her testimony
when she was further questioned about it on direct. A state-
ment of dire financial consequences to an employee because he
opted to take advantage of payroll dues deduction would prove
daunting in any circumstances. Thus, in agreement with the
General Counsel, I find this statement coercive.
D. Alleged Interrogation
Facts
On Saturday, February 9, at 7:45 a.m., line cook Andy Roos
was given a copy of his “form on file” letter by his boss, Sous
Chef Harold Fields during a one-on-one conversation in the
restaurant. Fields said he knew things were getting a little cra-
zy “around here” and he wanted to let Roos know his options
concerning the Union. Fields told Roos one of his options was
to resign from the Union without any effect on his wages, bene-
fits, or seniority. Fields said he knew what it could be like
when a union comes in and tries to take over. Fields stated, “I
know you’re a smart guy and you’ll make the right decision. I
know you kind of see which way the wind is blowing.” Fields
asked if Roos had any questions and Roos responded that he
did not. Fields did not testify. I fully credit Roos’ unrebutted
testimony. The General Counsel alleges that this conversation
constitutes unlawful interrogation.
Analysis
No questions were asked during this conversation as related
by Roos. Acknowledging this, the General Counsel neverthe-
less argues that many of the statements invited comment or
answers and thus were in the nature of questioning. The Gen-
eral Counsel particularly notes that Fields’ asking if Roos had
any questions was an obvious invitation for Roos to state
whether he was a union advocate. I disagree and find no viola-
tion. In my view, not only were there no questions but asking
Roos if he had any questions did not invite him to state whether
he supported the Union or not. Thus, this complaint allegation
is dismissed.
SPACE NEEDLE, LLC
47
V. ALLEGED UNILATERAL CHANGE IN RECALL PROCEDURES
The General Counsel alleges that Respondent unlawfully
changed its recall procedures in violation of Section 8(a)(5) and
(1) of the Act when on March 25, 2013, it added and assigned
approximately 25 new shifts to restaurant server schedules
without issuing a March/April bid for shifts. The General
Counsel further alleges that by failing to recall employees from
layoff to cover the new shifts and by waiting until the right(?)
of recall expired for those employees laid off in December and
January in order to avoid rehiring those employees, Respondent
violated Section 8(a)(5) and (1).
Facts
There is no dispute regarding the basic procedures for recall.
The Employer’s restaurant has seasonal ebbs and flows in
amounts of business. These ebbs and flows of business result
in the layoffs, recalls, and rehiring of servers. The summer
season is busiest, winter is the least busy. In fact, during the
winter season, the restaurant is typically closed for renovation
and maintenance each year during a part of January. The fall
and spring seasons have intermediate amounts of business.
In order to accommodate these fluctuations in business, Re-
spondent conducted four bids in 2011, one for each season:
winter, spring, summer, and fall. Five bids were conducted in
2012. The extra bid in 2012 was a second spring bid. In 2013,
Respondent reverted to four bids. Whether there are four or
five bids in a year, the first bid of the year, the winter bid, is
usually conducted in January. The spring bid is usually con-
ducted in February. The 2012 second spring bid was conducted
in April.
For each bid, a bid sheet is prepared by Director of Restau-
rant Operations Crystal Dare after she receives a business fore-
cast from Vice President of Revenue Michael Douglas. Based
on the forecast, Dare decides the number of shifts necessary to
cover the projected business levels. Dare then posts a bid sheet
which lists each lunch and dinner server shift with the names of
the server left blank. In order of seniority, current servers write
their names on the bid sheet for the shifts that they want. For
instance, the most senior server might choose Monday, Tues-
day, Wednesday, and Thursday evenings. Each server may
choose up to five shifts but must choose at least three shifts to
maintain seniority. Once the bid is finalized, a server may not
drop a shift until the next bid.
After all current servers have selected their shifts, if more
than three shifts are still available, Dare recalls past servers
from layoff in order of seniority. All servers on layoff retain
their seniority for 120 days. The restaurant is typically closed
for a part of January for annual maintenance. The days of clo-
sure for maintenance do not count for layoff purposes. In other
words, if the restaurant is closed for renovation and mainte-
nance for 7 days, each server retains seniority for 127 days.
Thus, servers laid off during the winter season retain their
seniority for 120 days plus the days the restaurant is closed in
January. These laid-off servers are the ones eligible for recall
for the spring season. If there is an insufficient number of laid-
off servers to fill the shifts, Dare hires through open interviews.
Of course, these easy to follow, black and white rules, only
provide the broad contours of the system and our case, as it
evolves, will turn on the details. As might be expected, em-
ployees are sometimes unable to report to work as scheduled,
go on vacation, medical leave sometimes becomes necessary,
and unexpected upticks in business sometimes occur. To en-
sure flexibility in the system and in order to adequately cover
the business, the collective-bargaining agreement and several
longstanding practices come into play. These detail items in-
clude on-call shifts, needs shifts, emergency shifts, adding a
line, and adding a shift.
On-call shifts are labeled “AM o/c” and “PM o/c” on the
schedules. The collective-bargaining agreement provides that
on-call shifts will be offered first on a voluntary basis and then
assigned in order of inverse seniority. If the on-call server is
not called in, the server receives 2 hours pay. At the time of
each bid, specific servers are designated for on-call duty on
particular days of the week for either the AM or the PM shift.
Generally there have been anywhere between 11 and 20 on-call
employee shifts on a weekly basis throughout the past 3 years.
Need shifts occur when a manager determines that an addi-
tional server is needed for a single shift and more than 24 hours
exists before that shift. The manager notes the need in the trade
book and qualified servers may sign up for the shift but may be
bumped by a more senior employee. Similarly, if an employee
wants to give away or trade a single shift, the employee may
note the trade in the trade book. Another server may sign up
for that shift but may be bumped by a more senior server.
Emergency need shifts are those which must be filled in less
than 24 hours. According to an internal memorandum, Re-
spondent’s practice is to fill the shift with any trained current
employee without regard to seniority. If no current servers are
available, Respondent usually calls employees trained for the
position but working in other departments at the time of the
emergency. However, such employees, due to their job in an-
other capacity, have no server seniority. Laid-off servers who
are still carrying their server seniority are not called for emer-
gency shifts. In 2010, in connection with a grievance, the Un-
ion urged Respondent to modify this practice but the parties did
not reach agreement.
Another variance on the shift bid scenario is the practice of
adding a line. A line is added when the forecast indicates that
more shifts are needed and existing servers are unwilling or
unable to handle the extra work. Adding a line adds one person
to the schedule but does not change existing shifts. Thus, when
business increases between bids, a line is added if none of the
existing servers can take the extra work. Adding a line differs
from adding a shift for a special event or a holiday. Adding a
shift is a singular occurrence which does not add a line or a new
server to the existing schedule.
Although Respondent had only four bids in 2011, a second
spring bid was held in April 2012, resulting in a total of five
bids for 2012. According to Michael Douglas, vice president of
revenue, this second spring bid was necessary in 2012, because
the King Tut exhibition opened in the Seattle Science Center,
located about 300 feet from the Space Needle; the Chihuly
garden glass exhibit, located nearby, opened; and it was the
50th anniversary of the Space Needle. According to Douglas,
this was a “once in a life time” convergence of events which
would no doubt increase business at the Space Needle. These
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
48
circumstances resulted in a second spring bid in 2012. Com-
parison of the schedules before and after the April 2012 bid
indicates that 40 shifts were added. Twenty-four of these addi-
tional shifts were absorbed by recall of five laid off servers.
The remainder of 16 shifts was taken by existing servers.16
Ultimately, no second spring bid was conducted in 2013.
However, on the March 25 schedule, Dare added approximately
25–30 new shifts.17 Ten of these shifts were absorbed by two
recalled servers. The remainder of the shifts was spread among
14 current servers. All seven AM on-call shifts were eliminat-
ed in order for the servers to handle the increased number of
shifts. In other words, the servers who were previously as-
signed the AM on-call shifts were assigned five full shifts each
on the March 25 schedule and could not carry a sixth on-call
shift due to the five-shift maximum. There is no evidence re-
garding whether servers were offered the 25–30 shifts or were
simply assigned the shifts. The Union was not notified that 25–
30 shifts were being added to the March 25 schedule and no
bargaining occurred regarding the addition of these shifts.
Similarly, in May 2011, the Union was not notified when 26
shifts were added without a bid.
Employees believed that Dare had announced that a second
spring bid would be held in 2013, and that she later reneged
telling them there would be no second spring bid. Dare did not
recall whether she told employees there would be a second
spring bid in 2013, but testified that it would not be unreasona-
ble for employees to believe there would be one. In any event,
to address employee concerns about a second spring bid, Shop
Steward Christensen met with Douglas on April 1. Laid-off
server Julia Dube, the second most senior server on layoff at
that time, accompanied Christensen. Christensen told Douglas
that Dare was adding shifts and servers felt overworked just as
the cruise ship season was about to begin. Christensen reported
that Dare initially told servers there would be a second spring
bid in 2013, and had recently announced there would not be
one. Christensen asked for a second spring bid so laid-off em-
ployees could be brought back to absorb some of the work.
Douglas said he would discuss the matter with Dare and get
back to Christensen on the issue. Christensen also asked if
there was any specific reason that Dare might not want Dube
recalled. Neither Dube nor Douglas was aware of any issues.
Dube gave Douglas a copy of her customer satisfaction state-
ments.
16 Some existing servers bid on fewer shifts than they previously had
while others bid on more. The net increase among existing servers was
16 shifts.
17 The parties agree that approximately 25 shifts were added and the
complaint alleges that approximately 25 shifts were added. This num-
ber was arrived at by comparing the server bid sheet for the week of
March 18 to the server bid sheet for the week of March 25. It appears,
however, that 30 shifts were actually added as follows: Pam–1,
Michelle–1, Kerra–2, Angie–2, Jeremy–1, Laura–1, Walter–1, Can-
dace–1, Alan–1, Amanda–1, Kate–1, Sara–1, Paul–3, and Ashli–3, for a
total of 20 shifts plus 10 more taken 5 each by recalled employees TC
and Steve. The number of shifts added will thus be termed 25–30 shifts
in this decision. I do not find the difference in 25 and 30 significant in
the circumstances of this case.
In a memorandum of April 3, Douglas responded regarding
staffing stating basically that there was no need for a second
spring bid. Douglas compared the first 3 months of 2012 and
2013 noting that the number of server hours, average number of
guests per shift, and number of guests served per server hours
in 2012 and 2013 were virtually identical. He opined, however,
that looking forward beyond the first 3 months of the year, the
difference in 2013 was the absence of special events such as
those of 2012: the King Tut exhibit, the Chihuly Garden and
Glass opening, and the Space Needle’s 50th anniversary existed
in 2012. Further, Douglas compared the guest count forecast
and current shift schedule for April 2013 with the actual counts
for April 2012 noting that although the guest to server ratio was
expected to increase in 2013 from two more lunch guests per
shift (2012, 26.9 guests per server shift; 2013, 28.6 guests per
server shift) and five more dinner guests per shift (2012, 23.3
guests per server shift; 2013, 28.1 guests per server shift), these
numbers were still within his optimal range of 30–33 guests per
shift for lunch and 28–30 guests per shift for dinner. Since, in
his view, the current servers could accommodate these num-
bers, he did not find cause for a second spring bid in 2013.
Analysis
There is no doubt that Respondent made the March 25, 2013
changes to employees’ schedules unilaterally; that is, without
notice or consultation with the Union. Generally employee
hours constitute a mandatory subject of bargaining.18 Section
8(a)(5) establishes an unfair labor practice if an employer
makes unilateral changes in mandatory subjects of bargaining.
NLRB v. Katz, 369 U.S. 736, 743 (1962). Thus, unless the Un-
ion waived its right to bargain about shift changes and the tim-
ing of bids, Respondent’s unilateral action would violate the
Act.
In order to establish waiver of the right to bargain over man-
datory subjects of bargaining, an employer must establish that
the union has clearly and unmistakably relinquished that right.
Metropolitan Edison Co. v. NLRB, 460 U.S. 693, 708–709
(1983). Absent an express waiver, waiver may nevertheless be
inferred from a past practice. Litton Microwave Cooking Prod-
ucts v. NLRB, 868 F.2d 854, 858 (6th Cir. 1989) (history and
practices of employer and union, the common law of the shop,
informs interpretation of contract). Thus, a unilateral change
made pursuant to a longstanding practice is the continuation of
the status quo and not a violation of Section 8(a)(5). Courier-
Journal, 342 NLRB 1093, 1095 (2004). I find that on March
25, 2013, Respondent lawfully unilaterally added 25–30 shifts
to the schedule based upon its consistent,19 longstanding prac-
tice of doing exactly the same thing (adding and subtracting
shifts without benefit of a bid), thus merely maintaining the
status quo.
The record indicates that over the past 3 years, Respondent
routinely added and subtracted lines and shifts to and from the
18 Sec. 8(d), 29 U.S.C. § 158(d), sets forth the parties’ duty to bar-
gain in good faith with respect to wages, hours, and other terms and
conditions of employment.
19 See, e.g., Caterpillar, Inc., 355 NLRB 521, 522–523 (2010)
(thread of similarity must link changes in order to constitute past prac-
tice in support of waiver).
SPACE NEEDLE, LLC
49
schedule. This was handled unilaterally and usually without
benefit of a bid. There is no evidence that Respondent has ever
consulted the Union or bargained about these additions. Exam-
ination of the 3 years of schedules in the record, indicates that
lines and shifts are added and subtracted on a weekly basis. For
instance, after the spring bid in February 2013, initially there
were 145 shifts per week. This number decreased weekly by
one or two shifts until the March 25 schedule issued. Similarly,
in 2012, immediately after the spring bid, numbers of shifts per
week fluctuated from 143 to 154 until the second spring bid.
After that bid numbers of shifts per week fluctuated from 189
to 176 until the summer bid was implemented in mid-June. In
May 2011, 26 shifts were added to the schedule without benefit
of a bid or bargaining. There is no evidence that the Union was
consulted regarding any of these shift additions or subtractions.
Further, there is no evidence that the Union was ever consulted
regarding the timing or number of bids each year.
On April 1, 2013, shortly after the March 25 schedule was
posted, Shop Steward Christianson met with CEO Sevart to ask
for a second spring bid. The nature of their discussion indicates
that the Union did not specifically assert a right to negotiate for
a second spring bid or for specific numbers of shifts. Rather,
Christenen asked for a second spring shift because employees
had bid on the February spring shift thinking they would be
able to change their shifts in April with a second spring shift.
Employees also believed they were busier than normal and that
a second spring shift would alleviate that. In any event, he did
not ask to bargain about a second spring shift. This conversa-
tion does not, of course, constitute a waiver. It is important
because the tenor of the conversation is consistent with the
absence of any evidence that the Union requested bargaining
over shift and bid changes.
There is absolutely no evidence that the Union and Respond-
ent have ever bargained in the past about numbers of bids or
numbers of shifts. A practice such as this one, that occurs with
regularity and frequency for an extended period of time with a
reasonable expectation that it will continue, constitutes a past
practice. See, e.g., Philadelphia Coca-Cola Bottling Co., 340
NLRB 349, 353 (2003), enfd. 112 Fed. Appx. 65 (D.C. Cir.
2004). I find that the addition of lines and shifts without bar-
gaining with the Union constitutes a past practice. I infer from
this past practice that the Union has clearly and unmistakably
waived the right to bargain regarding addition of lines and
shifts to the schedule.20 Or stated differently, I find that Re-
spondent maintained the status quo in continuation of its past
practice of unilaterally adding shifts to the schedule when it
added 25–30 shifts to the March 25 schedule. Similarly, there
is no evidence that the timing and number of bids per year has
been bargained. Rather, the evidence is uniformly that a busi-
ness forecast determines the number of shifts and the timing of
bids. Because I find a past practice of unilateral change in
numbers of bids and shifts and infer from this past practice that
the Union waived any right to bargain about these matters, the
20 See, e.g., Mt. Clemons General Hospital, 344 NLRB 450, 460
(2005) (waiver inferred from past practice of 20 years of making simi-
lar unilateral changes without any requests by union to bargain over
them).
particular rationalization for foregoing a second spring bid in
2013 is irrelevant.21
I find that standing alone, addition of approximately 25–30
shifts to the schedule on March 25 does not constitute a unilat-
eral change because there is an identical past practice of unilat-
erally adding lines and shifts. An inference of waiver regarding
bargaining over these weekly changes to the schedule also con-
vinces me that no unilateral change occurred but, rather, the
status quo was maintained. Thus I also find that in addition to
the unilateral change allegation lacking merit, the 8(a)(5) and
(1) complaint allegations regarding failure to call employees
from layoff to cover the new schedules and waiting until the
right of recall expired for those laid off in order to avoid rehire
are also lacking in merit.
VI. ALLEGED FAILURE TO RECALL/REHIRE JULIA DUBE,
FAILURE TO CALL DUBE FOR “NEED” SHIFTS,
FAILURE TO REHIRE DUBE
The General Counsel alleges the following violations of
8(a)(3) and (1): that since March 25, 2013, Respondent failed to
recall union activist Julia Dube and other employees including
one more senior laid-off server, Tracy McCauley, from layoff
and that since March 25, 2013, Respondent failed to rehire
Dube. The General Counsel further alleges that around Febru-
ary and March 2013, Respondent failed to call Julia Dube for
approximately two “need” shifts in violation of Section 8(a)(3)
and (1).22
A. Alleged Failure to Recall/Rehire Julia Dube
Facts
Dube began working for Respondent as a server at Sky Res-
taurant in June 2011. She and 10 other servers were laid off in
January 2012. Six more senior servers than Dube were recalled
in February 2012. Dube and one other server were recalled for
work beginning in April 2012. Dube and nine other servers
were laid off in January 2013. As mentioned before, seniority
is retained for 120 days after layoff. Any days of closure for
renovation are added to the 120 days. Dube was laid off on
January 5. Therefore, her seniority would expire on May 12
(120 days plus 7 days due to maintenance and renovation).
Dube was outspokenly prounion. She wore a union button
during “button drives,” she was on the Union’s advisory coun-
cil, and she participated in bargaining and mediation sessions
on behalf of the Union. Dube took part in a flyer campaign
outside the Space Needle on August 27 protesting the discharge
of restaurant cook Pete Miranda (Dube’s boyfriend) and the
suspension of a restaurant server assistant. The flyers stated
that both Miranda and the server assistant were strong union
supporters and the banner asserted, in part, “Space Needle
Management Imposes Unjust Discipline on Union Supporters.”
21 Although I have not relied on Respondent’s management-rights
clause in finding waiver, it is nevertheless consistent with the parties’
past practice in that it provides, inter alia, “The Employer retains all
rights to operate its business . . . including . . . the rights . . . to deter-
mine staffing levels. . . .”
22 The General Counsel’s request to withdraw the 8(a)(5) allegation
regarding failure to recall Dube for needs shifts is granted.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
50
In testimony at the hearing, members of management consist-
ently named Dube as one of the stronger union supporters.
In late fall 2012, Dube spoke to Dare right after a decertifica-
tion petition23 was filed. Dare asked Dube what she thought
about “all this Union stuff going on.” Dube responded that she
didn’t know. Dare said, “Well, why do you think they’re hold-
ing up the negotiations on the successorship and nonsubcon-
tracting stuff?” Dube said, “I really don’t know. I guess it
seems like that would secure their financial stream of income.”
Dare agreed saying, “Yeah, it seems like they’re more interest-
ed in their financials than they’re interested in your best inter-
est.”
As part of the dues-deduction spread sheets prepared to rein-
stitute dues deduction, information was set forth on a January
23 spread sheet listing employees in apparent order of seniority
and setting forth recall dates for various servers. Recall status
was given as either “2/4/13” or “4/15/13.” Eleven employees
were listed for recall on February 4 while eight employees,
including Dube, were listed for recall on April 15. Other em-
ployees were noted as “no return expected” or “possible re-
turn.” A newer version was prepared on February 4, and was
only two pages while the January 23 spread sheet was four
pages. Laid-off employees were not included on the February 4
spread sheet.
On February 10, 2 days before an all-employee meeting to
discuss the future of the Union, Dube forwarded an anonymous
prounion email to 55 coworkers. The email set out the current
status of bargaining between the Union and Respondent and
summarized perceived changes that might occur without a Un-
ion. Noting that the unknown author made “some valid
points,” Dube concluded, “every member has a right to a voice
and a vote.” Dube’s email was, in turn, forwarded to Wright,
Sevart, Dare, Reddaway, and the entire SkyCity management
team. Sevart agreed that some of his comments at the February
12 meeting were to address perceived misstatements and fears
set out in the anonymous letter. Sevart was aware that Dube
forwarded the anonymous letter.
On Tuesday, February 12, all employees attended one of two
meetings held on the Skyline level of the facility. The meetings
were characterized in announcements as discussions regarding
the future of the Union. Owner Jeffrey Wright and President
and CEO Ron Sevart spoke to assembled employees and man-
agers. Wright made brief remarks basically telling employees
he had no current plans to sell the Space Needle. He said the
Union only wanted a successor clause in the contract to address
its troubled pension plan. Wright indicated he was unhappy
with the Union’s unfair labor practice charges and offended by
by union fliers.
Using a script, Sevart spoke about the breakdown in negotia-
tions for a new contract and the Union’s insistence on reinstat-
ing dues deductions. Sevart told the employees,
Interestingly, as we looked at the dues situation, we deter-
mined, based on information the Union sent us, that 126 of
our 189 Team Members are not paying dues, many of those
have let their memberships lapse, and there are 24 Team
23 Although witnesses mentioned a decertification petition, there is
no further evidence regarding such decertification proceedings.
Members who have never joined the Union. That means a
minimum of 150 of our 189 Team Members, or 80% of our
Team Members represented by [the Union], are not paying
dues.
Sevart stated that he was surprised that some employees
thought it was the Union that paid for their benefits. He found
this out when employees expressed concern that they might
lose their health or retirement benefits if they resigned from the
Union. Sevart told employees, “[Respondent] provides all of
your benefits. . . . The Union pays nothing.”
Sevart stated that it was apparent that few employees wanted
dues deducted from their checks noting that only one employee
requested a form asking for dues to be deducted. Because of
this, Sevart told the employees that Respondent would not
comply with the Union’s request to reinstitute dues deduction.
Sevart warned that this would no doubt lead to the filing of yet
another unfair labor practice charge. He illustrated the NLRB
charge history with a power point presentation pointing out that
in the past 4 months, the Union had filed 16 unfair labor prac-
tice charges against Respondent. Sevart told employees that
each charge cost thousands of dollars in legal fees no matter
how frivolous the charge might be.
Sevart opined that the charges were the Union’s method of
pressuring Respondent to sign a contract based on terms Re-
spondent could not accept. Sevart highlighted successorship
and subcontracting as the unacceptable terms—terms that were
never included in past contracts. For instance, Sevart explained
that a successorship clause would require any purchaser of the
business to accept the terms of the expired contract. Sevart told
employees that the Union wanted a successorship clause be-
cause its pension fund was underfunded and categorized as
“critical” by the U.S. Government, “the worst category other
than failed.” A successorship clause would require any pur-
chaser to assume the pension fund’s unfunded liability, accord-
ing to Sevart. As to subcontracting, Sevart advised it was an
efficient management right that Respondent would not give up.
He noted that in the past no employees were ever displaced due
to subcontracting and that subcontracts had been awarded to
unionized entities.
Sevart told employees that the Union’s options in this situa-
tion were either to attempt to reopen negotiations and give up
insistence on successorship and subcontracting, launch a boy-
cott, or go out on strike. A Power Point presentation regarding
strikes was accompanied by Sevart’s explanation that strikers
are not paid, could not collect unemployment compensation,
and could be temporarily or permanently replaced. Sevart not-
ed that when employees of Hostess went on strike, the company
closed its doors and 18,000 employees lost their jobs. Sevart
concluded, “union or no union, we are commi[t]ted to doing the
right thing, contract or no contract.”
Dube attended both sessions of the February 12 meetings.
After the morning meeting, Dube spoke to Dare and Wright.
According to Dube, Dare said she could not make any promises
but wouldn’t it be great if she could offer employees better
shifts without bidding and seniority. Dube responded that it
was a double-edged sword. She added that she appreciated her
job because she had those protections. Dube then asked Wright
SPACE NEEDLE, LLC
51
why successorship was an issue at bargaining if Wright had no
plans to sell the business. Wright responded that he didn’t want
to tie his hands in the future.
On February 18, Dube emailed Dare telling her that she was
ready to return to work. Dube volunteered to help in any train-
ing for new hires if Dare thought Dube would be a good fit for
this. Dare did not respond to this email.
In any event, on March 20, Dube and others heard from lead
server, Jeff Townley, that Dare was soon going to be adding
shifts. Anecdotally, servers felt they were very busy. Christen-
sen testified that he normally was assigned three to five tables
per shift but at this period of time was working six to seven
tables per shift. Server Heckendorn testified that he was doing
extra work during this time too. In the kitchen, line cook Roos
felt the volume of work was higher than usual.
Vice President Douglas testified that in mid-March, he de-
cided that a second spring bid was unwarranted. Dare made an
announcement to the servers at about the same time telling
them there would be no second spring bid.
On March 21, the Union held a rally at the base of the Space
Needle. Dube, who took part, saw Dare and Executive Chef
Jeff Maxfield observing the marching and chanting employees.
They were laughing and talking at the time she observed them.
On March 25, Dare added approximately 15–20 shifts to the
schedules of existing servers and 10 shifts were picked up by
two recalled servers. After this recall, Dube was second in line
for future recall. In order to accommodate the 25–30 new shifts
without adding more than two laid-off employees, all daytime
on-call shifts and one evening on-call shift were dropped. Or-
dinarily, a shift cannot be dropped outside of a bid. It is unclear
whether Dare offered the extra shifts to all current servers. For
instance, the most senior server, John Heckendorn, who carried
four shifts already, testified that he was not asked to take an
additional shift.
On one prior occasion, Respondent added approximately 26
shifts to the schedule without benefit of a formal bid. This
occurred during the week of May 23, 2011. According to that
schedule, current employees absorbed 15 of the new shifts and
324 laid-off employees were recalled to handle 11 of the new
shifts plus 3 on-call shifts. No on-call shifts were eliminated.
In any event, returning to 2013, on March 28, Dube attended
a mediation session as part of the union committee. She ran
into Reddaway and Douglas in the elevator but the parties were
in separate rooms throughout the mediation. Later that day,
Dube was told that Dare “was making phone calls like crazy” to
cover shifts. Based on this information, Dube emailed Dare:
Just wanted to remind you all that I’m just across the street &
available to work asap, including single-shifts over the Easter
weekend if needed. I ran into Zara tonight, & she mentioned
you were having a hard time filling upcoming shifts. And of
course, cruise ships April 15!!!!!
Dare responded within minutes: “Dube not sure what she
[Zara] was talking about I have 16 servers all weekend I’m
24 A fourth laid-off employee is shown on the schedule but is not as-
signed any shifts.
doing fine. I brought back TC and Steve [the two servers re-
called on March 25] that’s enough for now.”
On April 1, Dube and Shop Steward Christensen met with
Michael Douglas to discuss two items: whether there was going
to be a second spring bid as in 2012, and Dube’s return to work.
Christensen told Douglas that initially Dare informed servers
that there were would be a second spring bid in 2013 just as in
2012. In fact, Christensen selected shifts for his first spring bid
relying on the knowledge that he would have a second spring
bid. Dube told Douglas she heard that Dare did not want to
recall her but when questioned by Douglas, she could think of
no reason why Dare would not want to have her return to work.
Dube gave Douglas a compilation of compliments from cus-
tomers.
On April 2, Dube called Dare and asked about recall. Dare
said, “[W]e’re going to do it all new this year . . . [because] we
. . . made some hiring mistakes last year.” Dare told Dube that
former employees not recalled as of that date would have to
reapply and reinterview: “Well, you’re all going to be hired
brand new. We have a whole new hiring process, whole new
training process, whole—you’re going to have to reinterview.”
Dare did not testify about this conversation or lack thereof. I
credit Dube’s testimony as plausible and as supported by sub-
sequent emails and events. Dube immediately called Redda-
way for further clarification. Reddaway said she did not know
anything about this and would call Dare and get back to Dube.
At 5 p.m. on April 2, Reddaway wrote to Dare asking if Dare
made a blanket statement about servers needing to reapply “if
they are not on the schedules effective today? Are you chang-
ing protocol for people who may still stand to be recalled and
would not need to reapply?” Dare did not respond. Douglas,
who was copied on Reddaway’s email to Dare, responded at
5:26 p.m.:
If a person is not recalled by the time they reach their 120 day
call back window (Julia last day Jan 5th, 120 day May 5th)
our current protocol is that they can reapply. Contractually I
don’t think we can require her to do anything else until she is
outside of her 120 day window. If we add lines to the sched-
ule and she is due to be called back by her seniority rank be-
fore the 120 window expires she is required to be rehired. If
we have performance issues with someone in that position we
should have a candid talk with them and document it on a
green document the first day they return.
The following morning, according to Dube, Reddaway called
her and confirmed that, yes, everyone would be reinterviewed
before anyone was rehired and this would not occur until June.
Reddaway did not admit or deny this testimony. During her
testimony she stated that Respondent was unaware where Dube
had heard that a shorter amount of time than the allotted 127
days of recall eligibility. This is belied, however, by her email
exchange with Dube in which Dube stated that she heard this
from Dare. I credit Dube’s testimony that Reddaway called her
and confirmed that laid off employees not recalled by April 2
would be reinterviewed before rehiring.
Somewhat in contrast, in an April 4 email to Dube, Douglas
stated that he expected sometime in May servers would start
being recalled. He noted that Dube was second most senior of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
52
the laid-off servers and alerted her to the fact that if she was not
recalled by May 12, she would need to reapply and her eligibil-
ity for benefits would start over from scratch. Douglas also
stated that he conferred with Dare about concerns Dare had
about Dube’s performance. Dare’s concerns were about
Dube’s interactions (unspecified) with managers and staff.
Douglas assured Dube that since Dare’s concerns were not in
Dube’s file, they would have no effect on Dube’s recall but the
subject would be discussed with her once she was recalled.
Douglas attached a memorandum of April 3 to his email. In
this memorandum, Douglas reviewed the issues raised by
Christensen regarding a second spring bid. Initially, Douglas
noted that the first 3 months of 2012 and 2013 were nearly
identical in terms of server hours, average number of guests per
shift, and number of guests served per server hour. However,
looking forward, Douglas noted that April and May 2012 were
extraordinary in that the Space Needle celebrated its 50th anni-
versary at the end of April, the King Tut exhibit opened in mid-
May, and the Chihuly Garden and Glass Exhibition was “about
to open.” Due to these circumstances, in early April there were
five additional servers on staff in 2012 than currently on staff in
2013. Douglas asserted,
From our perspective we were staffed more heavily in 2012
[than] we needed to be because we were preparing for the
special events coming on line in late April and May. Without
those events occurring this year we have decided not to add
staff as early as we did last year. It’s apparent that we acted
prudently last year to add staff before we needed them to
make sure we were set to operate at a high level when the
special events began to occur.
On April 9, Sevart wrote to Douglas asking how to respond
to Julia Dube, who had called him that date. On the following
day, Douglas opined that the next additions to staff would like-
ly be in May but it was too soon to say whether it would be
early or late May. Douglas also noted there were two more
senior servers out on medical leave but due to return soon. In
fact, one of the servers returned beginning the week of May 6
and the other returned the week of May 27. Finally, Douglas
lamented that although Dare had issues with Dube, nothing was
in Dube’s file regarding such matters. In light of this failure,
Douglas stated that if Dube applied and passed the qualifying
and pretesting, Respondent “would likely have to offer her a
job. To not do so would invite a ULP that we could not defend.
A great object lesson about communicating issues, rather than
sitting on them.” On this same date, April 9, personnel action
notices were ordered for Dube and the server immediately sen-
ior to her as well as several just below her in seniority. The
resulting notice for Dube showed she was terminated with the
explanation, “Laid off.” Ordinarily, such notices are not or-
dered unless recall is unlikely.
On May 7, 5 days before Dube’s recall rights expired, Re-
spondent posted ads for two server positions. Those applying
were invited to a hiring event or job fair the following week.
Dube was not aware of the postings or the job fair. On May 22,
on finding out about the postings, she applied online for a serv-
er position. On May 24, Dube was informed that all server
positions had been filled and she was asked to come in and
submit to a drug screen and background check so she could be
offered a position if one became available. On June 7, Dube
was offered rehire in a server position. Dube stated that she
could not accept the position without seniority.
Later, on June 21, Dube and Dare met by chance at a restau-
rant. According to Dube, Dare said, “Hey, girl, we gotta talk.
You know, I’m only doing what I’ve been told. I have to do
what I have to do to get a paycheck. . . . You know I never had
a problem with you.” Dare added that she and Dube should
never have talked at the February 12 meeting. Although when
questioned by the General Counsel pursuant to Rule 611(c),
Dare did not recall speaking to Dube in June, when recalled by
Respondent, Dare remembered a brief conversation with Dube
in June but denied the substance of Dube’s testimony. I credit
Dube’s testimony over that of Dare. Dube was an extremely
poised, articulate witness with facts and dates concisely at her
command. Although she testified with confidence, there was
no arrogance or argument in her manner. Dare impressed me
as a hesitant, uncomfortable witness. While Dube was open
and alert, Dare was at times evasive and somewhat reluctant.
Dare’s overall demeanor gave me the impression that she was
carefully watching Respondent’s counsel’s reaction to her an-
swers. Moreover, her testimony appeared to eminate from a
desire to please rather than a desire to search the facts for the
truth. Thus, I credit Dube’s testimony.
An undated applicant requisition signed by Dare requested
three additional servers by name. Two, apparently new hires,
were Josh Cantrell and Clarity Selzer. The third name listed
states, “Rehire Jessica Alderson.” Alderson was a prior server
who lost her recall rights. She was ranked 5th below Dube in
seniority. In any event, these 3 names were among the 13 serv-
ers added the week of June 17, 2013, following the posting of
the summer bid. With the summer bid adjustment, servers
averaged 4.06 shifts per server excluding on-call shifts. During
the week of March 25, servers averaged 4.6 shifts per server
excluding on-call shifts.
In the early summer, Executive Chef Maxfied, who did not
testify, encountered a group of servers discussing the collec-
tive-bargaining situation. Maxfield exclaimed that they would
have a better chance of winning the lottery than getting a con-
tract. He added that they might as well believe in Santa Claus.
I credit the unrebutted testimony of the servers and draw an
adverse inference that if Maxfield had been called to testify, his
testimony would have been damaging to Respondent.
During the summer or fall, Dare approached Union Steward
Christiansen and told him a lot of people were talking about
how he was always working for the Union. She asked him why
he did so. He did not respond. In another conversation be-
tween Dare and Christiansen, this one in the fall after a restau-
rant manager named Mido had left, Dare said, “Mido doesn’t
work here any longer. If there’s no Union, I know I’ll still be
coming to work.” Dare did not testify regarding either of these
conversations. I credit Christiansen’s unrebutted testimony.
Analysis
The General Counsel claims that Respondent manipulated
the recall of servers in such a way to exclude Dube from recall
because of her union activity. Respondent claims, on the other
SPACE NEEDLE, LLC
53
hand, that there simply was not sufficient business to warrant
recall of Dube. Dual motive cases under the NLRA are decided
pursuant to a burden shifting analysis based on Mt. Healthy
City School District Board of Education v. Doyle, 429 U.S. 274
(1977). Wright Line, 251 NLRB 1083 (1980), enfd. on other
grounds 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982). Thus, as the Board stated in Naomi Knitting Plant, 328
NLRB 1279, 1281 (1999), to sustain the initial burden of per-
suasion the General Counsel must show
(1) That the employee was engaged in protected activity, (2)
that the employer was aware of the activity, and (3) that the
activity was a substantial or motivating reason for the em-
ployer’s action. Motive may be demonstrated by circumstan-
tial evidence as well as direct evidence and is a factual issue
which the expertise of the Board is peculiarly suited to deter-
mine.
Once the General Counsel satisfies this initial showing, the
burden of persuasion shifts to the employer to demonstrate that
the same action would have taken place even in the absence of
the protected conduct. Donaldson Bros. Ready Mix, Inc., 341
NLRB 958, 961 (2004).
There is ample evidence of union activity and no dispute on
the record that Respondent was aware that Dube was one of the
more active union advocates among its employees. Further,
even though Respondent denies it, there can be no doubt of
animus. Owner Wright, in addressing employees on February
12 told them he was offended by union flyers and unhappy
about the many unfair labor practice charges being filed by the
Union. During the same meeting, CEO Sevart opined that un-
fair labor practice charges filed by the Union cost Respondent
thousands to defend no matter how frivolous the charges were.
Sevart also ran through the Union’s current bargaining options
noting it could reopen negotiations and concede to Respond-
ent’s position, or the Union could attempt a boycott or, finally,
the Union could go on strike. Sevart explained that strikers
would not be paid, could not collect unemployment, and could
be temporarily or permanently replaced. Sevart then alluded to
the fate of Hostess employees who went on strike and lost
18,000 jobs when the doors were closed.
The entire tenor of the February 12 meetings, which were
advertised to discuss the future of the Union, was strikingly
akin to the preelection rhetoric attendant to an initial represen-
tation case. In other words, it was not the typical narrative of
an intention to foster a 26-year collective-bargaining relation-
ship. Telling employees that their representative was costing
Respondent money in defending unfair labor practice allega-
tions in the context of focusing on striking and loss of jobs,
referencing the Hostess strike, and in the context of announcing
that Respondent would not reinstitute dues deduction is indica-
tive of animus. Additionally, I infer animus from the sequence
of communications regarding reinstating payroll dues deduc-
tion. Specifically, the January 8 email from Ylvisaker to Se-
vart, Reddaway, and Douglas displays a desire to delay reinsti-
tution by “volleying” questions to the Union including a “play
dumb” question about the meaning of “Rein. Fees.”
Further anecdotal experience indicates animus. For instance,
Sous Chef Fields told line cook Roos on February 9 that things
were getting a little crazy around here in the context of inform-
ing Roos of his options concerning the Union. One of those
options was to resign from the Union without any effect on
wages, benefits, or seniority. Fields concluded, “I know you’re
a smart guy and you’ll make the right decision. I know you
kind of see which way the wind is blowing.” Although I did
not find these comments unlawful interrogation, as alleged in
the complaint, the statements indicate animus. Similarly, in a
conversation about contract negotiations with various cooks,
Chef Maxfield said they had a better chance of winning the
lottery than of getting a contract. He added that they might as
well believe in Santa Claus. Both of these statements are indic-
ative of Respondent’s desire to get rid of the Union and thus
constitute animus.
Animus is also specifically attributable to Restaurant Man-
ager Dare. In early summer she spoke with Shop Steward
Christensen asking him what the Union did for him and why he
was so involved with the Union. Christensen did not respond.
In 2012, a restaurant manager left Respondent. Christensen and
Dare discussed this and Dare stated that the manager no longer
worked for Respondent and added, “[I]f there’s no Union, I
know I’ll still be coming to work.” On June 21, 2013, Dare and
Dube saw each other at a restaurant. According to Dube’s
credited testimony, Dare said, “You know, I’m only doing what
I’ve been told. I have to do what I have to do to get a
paycheck. . . . You know I never had a problem with you.”
Based upon this evidence, I find that the General Counsel
has satisfied the initial Wright Line burden. Dube’s activity and
Respondent’s knowledge of that activity is not disputed. The
record reveals ample evidence of animus toward the Union.
The General Counsel has further shown manipulation of the
recall process in order to preclude recall of employees until
Dube’s seniority lapsed. Thus, I find that Dube’s union activity
was a substantial or motivating factor in failure to recall Dube
and McCauley, the employee immediately senior to her, on and
after March 25, 2013. The burden shifts to Respondent to show
that it would have taken the same action in any event.
Respondent asserts that even if the General Counsel has sat-
isfied its initial burden of persuasion, it has shown that Dube
would not, in any event, have been recalled from March 25
through May 12, the date she lost her seniority. Respondent
notes that one other employee, Tracy McCauley, with more
seniority than Dube was not recalled.25 Moreover, Respondent
avers that it carefully adhered to its neutral practice of staffing
according to historical levels and asserts that none of its staff-
ing decisions were discriminatorily motivated. Finally, Re-
spondent claims there was no business justification for addition
of further staff after March 25. Thus, the server hours, labor
hours, and number of guests for April 2011 and 2013 are nearly
identical.
25 Respondent objected to the General Counsel’s “late” addition of a
“camouflage” theory to the complaint. I find that such a theory has
been present in the pleadings from their inception in the language fail-
ure “to recall its employees from layoff, including Julia Dube.” (Em-
phasis added.) All parties have been aware since issuance of the com-
plaint if not before that one more senior employee remained on layoff
after March 25.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
54
Although I have found Respondent was free of any duty to
bargain regarding weekly line and shift additions, overwhelm-
ing evidence indicates that Respondent manipulated this system
in order to avoid recalling Dube. Thus, a March 7 update on
open requisitions indicates that Respondent anticipated re-
calling its next two servers on May 15. However, these servers
were instead recalled on March 25 when new shifts and lines
were added to the schedule. Although in general, Dare testified
that when shifts are added to the schedule, existing servers are
allowed to fill them in order of seniority, there is no evidence
that the shifts added to various servers’ schedules for the week
of March 25 were added by consent of the server or fiat of
Dare. Dare testified that she generally offered new shifts to
servers in order of seniority. However, one senior server with
fewer than five shifts was not asked to take an additional shift
for the week of March 25. Thus Dare’s statement of the gen-
eral rule is controverted. In the absence of specific evidence
regarding the March 25 additional shift assignments and specif-
ic evidence that the general rule was not followed at least in
one instance, I find that Respondent did not adhere to its gen-
eral rule of following seniority in assigning additional shifts by
seniority.
Furthermore, there is no historical evidence of allowing ex-
isting servers to add shifts if they must drop an on-call shift to
do so. However, eight on-call shifts were dropped on the
March 25 schedule in order to assign existing servers eight of
the shifts added to the schedule. This marked departure from
past practice as well as absence of evidence about whether Dare
assigned the extra shifts or asked employees in order of seniori-
ty whether they would like additional shifts allows an inference
that Respondent simply assigned the additional shifts and uni-
laterally eliminated eight on-call shifts to do so. Had the eight
on-call shifts not been eliminated, Respondent would have been
required to recall two additional employees—one of them,
Dube. This finding is strengthened by the fact that in 2011,
when Respondent added 26 shifts to the schedule in May, three
servers were recalled and no on-call shifts were eliminated. In
other words, historical evidence tends to indicate that existing
servers did not absorb up to 20 shifts in 2011 when the on-call
shifts were not eliminated.
Further evidence that Respondent would have recalled Dube
absent her union activity is present in the April 2 exchange
between Dube and Dare in which Dare told Dube that Re-
spondent was going to require former employees to reapply and
reinterview if they were not on the schedule as of today, April
2. I find, based on this exchange, that Respondent had decided
not to consider Dube for recall but only for rehire after Dube
had lost her seniority. Dare did not respond to Reddaway’s
email asking Dare to confirm that she had made this statement.
Rather, Douglas responded stating he did not think Respondent
could require Dube to reapply until her seniority expired. Dube
was not copied on this email.
As set out above, Respondent’s evidence has been analyzed
to see if it proved its affirmative defense that it would have
taken the same action even if Dube had not engaged in union
activity. Respondent’s evidence does not satisfy this burden.
In fact, the record as a whole indicates that Respondent would
not have taken the same action absent Dube’s union activity.
Therefore, by failing to recall Julia Dube and the employee
immediately senior to her since March 25, 2013, Respondent
violated Section 8(a)(3) and (1) of the Act. However, as dis-
cussed above in section V, no violation of Section 8(a)(5) and
(1) is found by failure to recall Julia Dube and others.
B. Alleged Failure to Call Dube for “Need” Shifts
Facts
In March 2013, employee Katie Kellogg, who was laid off as
a server but working as a cashier at that time, was utilized for
two emergency need shifts as a server. From March 4–17,
Kellogg worked 18.5 hours in the server position. As a result
of working the emergency need shifts, Kellogg’s seniority as a
server was extended for 120 days from the date of her March
2013 service. No laid-off server more senior to Kellogg (in-
cluding Dube) was recalled for the March 2013 emergency
need shifts.
Dube heard about cashier Kellogg’s server work. Dube
called Dare who confirmed that Kellogg had worked server
need shifts that weekend and that as a result of Kellogg’s work-
ing, as was standard practice, Kellogg’s seniority date for recall
was extended for another 120 days. Dube protested to Dare
that she was senior to Kellogg and she should have been called
for the shift.
The Union filed a grievance over failure to call Dube for the
need shifts that Kellogg worked. The identical situation arose
in 2010 when laid-off server Drew Collins was not called in for
a need shift while a less senior employee, server-trained cashier
Hudson, was utilized. A grievance was filed over Collins situa-
tion as well. Neither grievance was resolved.
Archived time reports indicate other instances when Hudson
and Kellogg filled need shifts. For instance, in 2011, Hudson
was working as a server and on two occasions was used for
need shifts as a cashier. In 2012, Kellogg, who was a cashier at
the time, worked a need shift as a server.
The record indicates that emergency need shifts are rare but,
when they occur, are ordinarily filled by employees in the
needed classification. However, if Respondent cannot find a
current server to fill the position, it utilizes a current employee
trained as a server. Such employee is not carrying seniority in
the needed position because employees cannot carry seniority
in more than one category. This scheme allows less senior
employees to obtain a longer recall period than employees on
layoff, the ones carrying seniority in the position. Because they
are not utilized for emergency need shifts, they are unable to
obtain an extension on recall rights.
The Union and Respondent did not reach agreement regard-
ing this situation when it arose in 2010. In the Union’s view,
the most senior server on layoff should have been offered the
need shift if no current servers were available. In Respondent’s
view, if no current servers were available, employees trained as
servers who are currently working in other positions may be
used for a need opening regardless of seniority.
Analysis
Although I find the General Counsel has sustained the initial
burden of persuasion showing that Dube was engaged in union
activity which was acknowledged by Respondent and I find her
SPACE NEEDLE, LLC
55
activity was a motivating factor in Respondent’s failure to use
her for the need shift, I find that Respondent would have taken
the same action in any event.
Respondent has uniformly filled need shifts within the cate-
gory needed whenever possible. Thus, routinely a server need
shift is filled by a current server. On the few occasions when
no server is available to fill a server need shift, Respondent has
used a current employee trained in the position rather than an
employee on layoff. Although the Union has long protested
this practice, the parties have not reached agreement on chang-
ing the practice. Under these circumstances, although I have
found discrimination in failure to recall Dube since March 25, I
find no discrimination occurred when cashier Kellogg was
utilized to fill two server need shifts between March 4–17 be-
cause Respondent utilized its past practice without any manipu-
lation of the system.26 Thus, I find that Respondent would have
taken the same action in the absence of Dube’s protected activi-
ty.
C. Alleged Failure to Rehire Dube
Facts
Once servers have lost their recall rights, Respondent may
nevertheless rehire them as new employees albeit without sen-
iority or other benefits. Hiring of new employees is usually
conducted by advertising on Craig’s List. The applicants are
screened and those believed to be promising are invited to a job
fair. Former employees in good standing are allowed to skip
the interview/job fair process and do not have to attend new
employee orientation.
In an internal memorandum dated April 9, Douglas stated
that it appeared that the next server recall would be in May but
stated it was too early to know whether the recall would be in
early or late May, i.e., whether it would be before or after Dube
lost her seniority. On that same date, however, a personnel
action notice was ordered for Dube and the server immediately
senior to her. Ordinarily such notices are ordered only when
recall is unlikely.
On May 23, 2013, after her seniority had expired, Dube ap-
plied for a server position. Typically, after losing seniority, a
server may nevertheless be rehired if the server is in good
standing and does not have performance issues and the depart-
ment manager wants to rehire the employee. If these criteria
are met, Respondent does not usually interview former employ-
ees for rehire. Respondent concedes that Dube met the criteria
for rehire.
On May 24, Respondent told Dube that there were no current
openings but she should nevertheless come to the office, fill out
paperwork, and submit to a drug screen and a background
check so she could be offered a position when one became
available. Dube did not submit to the drug screen or back-
ground check. Further emails were exchanged between Dube
and Respondent about what Dube believed was disparate treat-
ment of her application and other employees being given pref-
26 It is immaterial to this analysis that even if server seniority were
utilized to fill need shifts, Dube would not have been immediately
offered the position as she was the fourth most senior employee on
layoff at the time.
erential invitations to the job fair and interviews. At one point,
Dube was offered an assistant server position which she re-
fused. In any event, internal documents suggest that Respond-
ent was uncertain what to do with the application. One human
resources memorandum asks, “What would you like me to do
with her? Re-hire her? Interview her? Have Crystal [Dare]
interview her?”
In any event, on June 7, Dube was offered a server position
without seniority. Dube declined the offer stating she could not
accept the job with loss of seniority and health insurance. Of
the 13 servers added to the schedule starting June 17, 3 were
rehires, 2 were transfers, and 8 were new hires.
Analysis
Although the complaint alleges that “since about March 25,
2013, Respondent failed to rehire Julia Dube” in violation of
Section 8(a)(5), (3), and (1) of the Act, none of the parties has
briefed this complaint allegation. Of course, as the facts above
indicate, Respondent did offer to rehire Dube on June 7 after
her seniority had lapsed. The rehire offer, like all of Respond-
ent’s rehires, was without seniority. Dube refused the offer. I
find that this allegation is rendered moot by my earlier finding
that Respondent discriminatorily refused to recall Dube because
of her Union activity. Given this finding, Dube was not re-
quired to accept Respondent’s offer to hire her as a new em-
ployee.
CONCLUSIONS OF LAW
1. The Respondent, Space Needle, LLC, is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act. UNITE HERE! Local 8 is a labor organiza-
tion within the meaning of Section 2(5) of the Act. Thus, the
dispute set forth in the pleadings in these consolidated cases
affects commerce and the Board has jurisdiction of these cases
pursuant to Section 10(a) of the Act.
2. At all times since at least 1987, the Union has been the
exclusive collective-bargaining representative of the employees
below within the meaning of Section 9(a) of the Act. The fol-
lowing employees of Respondent constitute a unit appropriate
for the purposes of collective bargaining within the meaning of
Section 9(b) of the Act:
All food and beverage preparation and service employees at
the facility, including cooks, bartenders, kitchen employees,
bussers, servers, greeters, reservationist and valet; excluding
office clerical employees, sous chefs, guards and supervisors,
as defined in the Act, and all other employees.
3. The Respondent failed to reinstate payroll dues deduction
despite its prior agreement to do so in violation of Section
8(a)(5) and (1) of the Act.
4. The Respondent unlawfully polled its employees in viola-
tion of Section 8(a)(1) of the Act by tracking whether employ-
ees requested a sample resignation letter and whether they pro-
vided a copy of the resignation letter sent to the Union.
5. The Respondent unlawfully encouraged or solicited em-
ployees to resign from the Union in violation of Section 8(a)(1)
of the Act.
6. The Respondent unlawfully coerced employees by telling
an employee that if he signed a dues authorization form, he
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
56
would owe 6 months of back dues in violation of Section
8(a)(1) of the Act.
7. The Respondent unlawfully failed to recall employees
Tracy McCauley and Julia Dube from layoff because Julia
Dube assisted the Union and engaged in concerted activity and
to discourage employees from engaging in these or other pro-
tected, concerted activities in violation of Section 8(a)(3) and
(1).
8. The Respondent did not violate the Act as alleged in par-
agraph 8 (8(a)(1) polling by tracking whether employees want-
ed payroll dues deduction reinstated and whether employees
stated they would pay dues directly to the Union), paragraph 10
(8(a)(1) interrogation), paragraph 11 (8(a)(1) informing em-
ployees their union sympathies had been polled), paragraph 12
(8(a)(5) and (1) unilateral change in recall procedures), para-
graph 13(a) (8(a)(5) and (1) failure to bargain regarding recall
of employees including Julia Dube), paragraph 13(b) (8(a)(3)
and (1) failure to call Julia Dube for two need shifts), and para-
graph 13(c) (8(a)(5), (3), and (1) failure to rehire Julia Dube).
REMEDY
Having found that Respondent has engaged in and is engag-
ing in unfair labor practices within the meaning of Section
8(a)(5), (3), and (1) of the Act, I shall order it to cease and de-
sist and to take certain affirmative action designed to effectuate
the policies of the Act. Specifically, having found that the Re-
spondent violated Section 8(a)(3) and (1) of the Act by failure
to recall Tracy McCauley and Julia Dube, in accordance with
F. W. Woolworth Co., 90 NLRB 289 (1950), with interest as
prescribed in New Horizons for the Retarded, 283 NLRB 1173
(1987), compounded daily as prescribed in Kentucky River
Medical Center, 356 NLRB 6 (2010). Further, Respondent
shall file a report with the Social Security Administration allo-
cating backpay to the appropriate calendar quarters. Respond-
ent shall also compensate McCauley and Dube for the adverse
tax consequences, if any, of receiving one or more lump-sum
backpay awards covering periods longer than 1 year. Latino
Express, Inc., 359 NLRB 518 (2012). Additionally, I will order
that the customary notice be posted and published in the usual
manner.
[Recommended order omitted from publication.]