363 NLRB 651
The Boeing Company
BOEING CO.
651
363 NLRB No. 63
Boeing Company and Society of Professional Engi-
neering Employees in Aerospace, affiliated with
International Federation of
Professional &
Technical Engineers, Local 2001. Case 19–CA–
128941
December 17, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA
AND MCFERRAN
On July 14, 2015, Administrative Law Judge Dickie
Montemayor issued the attached decision. The Respond-
ent filed exceptions and a supporting brief, the General
Counsel and the Charging Party each filed an answering
brief, and the Respondent filed a reply brief. The Charg-
ing Party filed cross-exceptions and a supporting brief,
the Respondent filed an answering brief, and the General
Counsel filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
and to adopt the recommended Order as modified and set
forth in full below.3
ORDER
The National Labor Relations Board orders that the
Respondent, Boeing Company, Puget Sound, Washing-
ton, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain collectively with the Union,
Society of Professional Engineering Employees in Aero-
space, affiliated with International Federation of Profes-
sional & Technical Engineers, Local 2001, by failing and
refusing to furnish it with requested information that is
1
The Respondent has implicitly excepted to some of the judge’s
credibility findings. The Board’s established policy is not to overrule
an administrative law judge’s credibility resolutions unless the clear
preponderance of all the relevant evidence convinces us that they are
incorrect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd.
188 F.2d 362 (3d Cir. 1951). We have carefully examined the record
and find no basis for reversing the findings.
2
In rejecting the Respondent’s argument that the Union’s infor-
mation request was ambiguous, overbroad, and unduly burdensome, we
observe that the Union specified in its request that it sought documents
“related to the Company’s plans to ‘relocate’ or ‘realign’ [work cur-
rently being performed by SPEEA-represented employees in the Puget
Sound].” (Emphasis added.)
3 We shall modify an inadvertent error in the judge’s recommended
Order to require that the Respondent post the attached notice at its
facilities in the Puget Sound area of Washington, consistent with the
violations found and the Board’s standard remedial practice. We shall
further modify the judge’s recommended Order to conform to the
Board’s standard remedial language. We shall also substitute a new
notice to conform to the Order as modified.
relevant and necessary to the performance of its func-
tions as the collective-bargaining representative of the
Respondent’s employees in the professional and tech-
nical units.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Furnish to the Union in a timely manner the infor-
mation requested by the Union on March 27, 2014.
(b) Within 14 days after service by the Region, post at
its facilities in the Puget Sound area of Washington cop-
ies of the attached notice marked “Appendix.”4 Copies
of the notice, on forms provided by the Regional Director
for Region 19, after being signed by the Respondent’s
authorized representative, shall be posted by the Re-
spondent and maintained for 60 consecutive days in con-
spicuous places, including all places where notices to
employees are customarily posted. In addition to physi-
cal posting of paper notices, notices shall be distributed
electronically, such as by email, posting on an intranet or
an internet site, and/or other electronic means, if the Re-
spondent customarily communicates with its employees
by such means. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. If the Re-
spondent has gone out of business or closed the facilities
involved in these proceedings, the Respondent shall du-
plicate and mail, at its own expense, a copy of the notice
to all current employees and former employees employed
by the Respondent at any time since March 27, 2014.
(c) Within 21 days after service by the Region, file
with the Regional Director for Region 19 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
652
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT refuse to bargain collectively with the
Union, Society of Professional Engineering Employees
in Aerospace, affiliated with International Federation of
Professional & Technical Engineers, Local 2001, by fail-
ing and refusing to furnish it with requested information
that is relevant and necessary to the performance of its
functions as the collective-bargaining representative of
our employees in the professional and technical units.
WE WILL NOT in any like or related manner restrain or
coerce you in the exercise of the rights listed above.
WE WILL furnish to the Union in a timely manner the
information requested by the Union on March 27, 2014.
THE BOEING COMPANY
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/19-CA-128941 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington,
D.C. 20570, or by calling (202) 273–1940.
Patrick E. Berzai, Esq., for the General Counsel.
Richard B. Hankins, Esq., Alston D. Correll, and Brennan W.
Bolt, Esq. (McGuire Woods LLP), for the Respondent.
Thomas B. Buescher, Esq. (Buescher, Kelman, Perera &
Turner P.C.), for the Charging Party.
DECISION
DICKIE MONTEMAYOR, Administrative Law Judge. This case
was tried before me on January 27, 2015, in Seattle, Washing-
ton. The case involves an allegation that Boeing (the Respond-
ent) failed to provide the Society of Professional Engineering
Employees in Aerospace, affiliated with International Federa-
tion of Professional & Technical Engineers, Local 2001 (the
Union) certain information requested by the union. The Re-
spondent, for its part, denied that it had any obligation under
the Act to provide the requested information. I find that Re-
spondent violated the Act essentially as alleged.
STATEMENT OF THE CASE
The complaint alleged that Respondent violated Section
8(a)(5) and (1) of the Act by failing to provide the Union cer-
tain relevant requested information. Respondent filed a timely
answer to the complaint denying all violations of the Act.
Counsel for the General Counsel, the Union, and the Respond-
ent filed briefs in support of their positions on March 3, 2015.
On the entire record, I make the following findings, conclusions
of law, and recommendations.
FINDINGS OF FACT
I JURISDICTION
The complaint alleges, Respondent admits, and I find that at
all material times, Respondent has been a State of Delaware
Corporation with its headquarters in Chicago, Illinois, that
manufactures and produces military and commercial aircraft at
various facilities throughout the United States, including Ever-
ett, Washington, and others in the Seattle, Washington metro-
politan area.
The complaint further alleges, Respondent admits, and I find
that at all material times Respondent, in conducting these oper-
ations, derived gross revenues in excess of $500,000 and pur-
chased and received at its corporate headquarters products,
goods, and materials valued in excess of $50,000 directly from
points located outside the State of Washington.
The complaint alleges, Respondent admits, and I find that
Respondent is and has been an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act, and
further, the Union, is, and has been a labor organization within
the meaning of Section 2(5) of the Act.
Based on the foregoing, I find that this dispute affects com-
merce and that the Board has jurisdiction of this case, pursuant
to Section 10(a) of the Act.
II. LABOR ORGANIZATION
The complaint alleges, Respondent admits, and I find that at
all times material herein, the Union has been a labor organiza-
tion within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
Background
The Respondent is an aerospace company that employs ap-
proximately 150,000 employees 80,000 of which are located in
Puget Sound, Washington.
(Tr. 95.) Respondent is divided
into four major groups: (1) Boeing Commercial Airplanes
(“BCA”); (2) Boeing Defense and Space Group (“BDS”); (3)
Engineering Operations and Technology (“EO&T”); and (4)
Shared Services Group (“SSG”). (Tr. 95, 127.)
(i) The Professional and Technical Bargaining Units
The Respondent has recognized the Union as the exclusive
collective-bargaining representative of the “Professional” and
“Technical” bargaining unit employees. The “Professional” unit
consists of fully degreed engineers who perform engineering
BOEING CO.
653
work and the “Technical” unit is comprised of employees with
a variety of degrees performing hands on work on the airplanes.
(Tr. 95, 96, GC Exh. 2 art. 1, GC Exh. 3 art. 1).
(ii) Joint Stipulation of Facts
Prior to the commencement of the trial, the Charging Party
and Respondent stipulated to the following facts:
1. Sinceat least 1990, Boeing has unilaterally decided and
implemented decisions to relocate, realign, and move work
performed by SPEEA-represented employees in the Puget
Sound to be performed by other Boeing employees and/or
non-Boeing employees.
2. Since 2013, Boeing unilaterally decided and did relo-
cate,
realign,
or
move work performed
by
SPEEA-
represented employees in the Puget Sound to be performed
by other Boeing employees including, but not limited to, the
following instances:
a. 2013:
i.
Establishment
of
Boeing
Commercial
Airplanes
(“BCA”) engineering design center;
ii. 3-D Modeling work affecting approximately 7 SPEEA-
represented employees in the Puget Sound;
iii. BCA Commercial Aviation Services (“CAS”) Fleet
Services modifications and freighter conversions work af-
fecting approximately
300-400 SPEEA-represented em-
ployees in the Puget Sound;
iv. BCA CAS Out-of-Production Airplane Support affect-
ing approximately 300 SPEEA represented employees in
the Puget Sound;
v. Product Development advanced concepts work affect-
ing approximately 60 SPEEA-represented employees in the
Puget Sound;
vi. 787 sustaining aft body structures and systems installa-
tion design work affecting approximately 10 SPEEA-
represented employees in the Puget Sound;
vii.
APU engineering work affecting approximately 13
SPEEA-represented employees in the Puget Sound;
viii. Propulsion Integration Center work affecting approxi-
mately 5-l 0 SPEEA-represented employees in the Puget
Sound.
b. 2014:
i. 787-10 non-recurring aft body structures and systems in-
stallation
work affecting approximately 20 SPEEA-
represented employees in the Puget Sound;
ii. 787 sustaining mid body structures and systems installa-
tion work affecting approximately 5 SPEEA-represented em-
ployees in the Puget Sound;
iii. Concept Center Alignment for Engineering Design Cen-
ters affecting approximately 30 to 40 SPEEA-represented
employees in the Puget Sound;
iv. Boeing Research & Technology work affecting approxi-
mately 1,000 SPEEA-represented employees in the Puget
Sound;
v. CAS Customer Support work affecting approximately
1,000 SPEEA-represented employees in the Puget Sound;
vi. CAS media services support work affecting approximate-
ly 25 SPEEA-represented employees in the Puget Sound;
vii. Global Services and Support work affecting approximate-
ly 1,000 SPEEA-represented employees in the Puget Sound;
and
viii. 737 MAX Fan Cowl work affecting approximately 20
SPEEA- represented employees in the Puget Sound.
3. SPEEA never made any demand or request to bargain
over the decisions concerning these relocations, realignments,
and movements of work identified in paragraph 2 of this
joint stipulation.
4. Since at least 1990, SPEEA has never filed an unfair
labor practice charge with the National Labor Relations
Board alleging that Boeing decided to relocate, realign, or
move work performed
by SPEEA-represented employees
without first providing SPEEA with notice and an opportuni-
ty to bargain over the decision.
5. Since at least 1990, SPEEA has never filed an unfair
labor practice charge
with the National
Labor Relations
Board alleging that Boeing violated Section 8(a)(5) of the
National Labor Relations Act by unilaterally relocating, rea-
ligning, or moving work performed by SPEEA-represented
employees.
6. Since at least 1990, SPEEA has never brought any
grievance or demanded arbitration pursuant to its collective-
bargaining agreements with Boeing alleging that Boeing
breached those collective-bargaining agreements by unilater-
ally relocating, realigning, or moving work performed by
SPEEA-represented employees.
IV. THE INFORMATION REQUESTS AT ISSUE IN THIS CASE
Boeing and SPEEA are currently signatories to a collective-
bargaining agreement (CBA) which contains as an addendum a
letter of understanding (LOU 6) which established a joint work
force committee (JWC) in which both parties agreed to partici-
pate. The purpose of the committee is to:
discuss and provide relevant, necessary information on a vari-
ety of workforce related subjects, such as skills management,
the Performance Management process, employment forecast,
current and future business and its influence on staffing strat-
egies, the job posting and transfer process, workforce educa-
tion, and new skills development training related to future
skills and competencies. (Tr. 122; GC Exh. 2 p. 58; GC Exh.
3, p. 60.).
The JWC meetings are held monthly and representatives
from both Boeing and SPEEA attend. Boeing uses these meet-
ing to communicate with SPEEA regarding the relocation of
bargaining work and the potential impact on the bargaining
units. (Tr. 25, 26, 122, 124.) During these meetings, which
often take the form of power point slide presentations, SPEEA
is afforded the opportunity to ask questions about work that is
being moved. (Tr. 153.)
The background facts pertinent to this case begin in June of
654
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2013, where at a JWC meeting Boeing informed SPEEA of its
decision to relocate 1000 bargaining unit jobs from the Puget
Sound area to Long Beach, California. (Tr. 26.) Thereafter, at
the December 2013, JWC meeting, Boeing announced its deci-
sion to implement a Boeing research and technology (BR&T)
study. The results of the study would be the relocation of bar-
gaining unit work to multiple locations across the United
States, creating fewer opportunities for SPEEA represented
employees including the potential for layoffs. (Tr. 27–28.) At
the January 2014 JWC meeting, SPEEA was updated and pro-
vided an estimate of the expected reductions in BR&T pursuant
to the plan initially laid out in the December meeting. (Tr. 36–
37.) At the February 2014 JWC meeting, Boeing provided
another update of its plans regarding the BR&T relocation and
also announced the potential relocation of work relating to
commercial aviation services (CAS). (Tr. 147.) The discussion
surrounding CAS involved the movement of work from Puget
Sound to Southern California. (Tr. 147.) At this meeting,
SPEEA officials asked if Boeing was planning on making any
other announcements regarding the relocation of work similar
to that made in December. (Tr. 39.) Todd Zarfos, the vice pres-
ident for engineering for the Washington State Design Center
and senior chief engineer for systems for Boeing Commercial
Airplanes responded directly that they would continue to see
these types of studies and movement impacting the Puget
Sound work force. On March 27, 2014, Richard Plunkett,
SPEEA’s director of strategic development sent Yvonne Marx,
Boeing’s employee relations specialist, an information request.
The request was written by Sean Leonard, SPEEA’s contract
administrator but signed by Plunkett and provided in pertinent
part as follows:
SPEEA requires information about the possible movement of
unit work and/or work opportunities, in order to fully and fair-
ly represent its members.
Please provide the following information relating to “reloca-
tion” and/or “realignment” of work currently being performed
by SPEEA-represented employees in the Puget Sound:
1. Provide any and all documents related to the Company’s
plans to “relocate” or “realign” such work, including but not
limited to:
a. Any studies relating to the “relocation” and/or “realign-
ment” of such work.
b. Any documents relating to specific plans for such “reloca-
tion” and/or “realignment” of such work.
c. Any documents relating to the timeline for implementation
of such “relocation” and/or “realignment.”
d. Any documents relating to the acquisition of property, relo-
cation of equipment, and/or any and all other actions taken by
the Company to prepare for such “relocation” and/or “rea-
lignment.”
e. Any documents relating to meetings that the Company has
held, or plans to hold, with SPEEA-represented employees to
discuss such “relocation” and/or “realignment,”
f. Any documents relating to “Operation Dragonridge” and/or
any similar or related Operation.
(GC Exh. 6.).
On April 2, 2014, Yvonne Marx responded to the request for
information with the following:
I am writing in response to your request for information dated
March 27, 2014 in which you request extensive information
regarding the possible future relocation of SPEEA-
represented work. We are struck by the breadth and scope
of the request and struggling to understand the basis upon
which the Union believes it is entitled to the requested da-
ta.
As a preliminary matter, we take issue with your character-
ization of the Company’s statements. The Company did not
make a blanket statement that work will continue to be
moved out of the Puget Sound as your request suggests.
As you know, the Company maintains the legal and con-
tractual right to locate engineering work in any location,
and is continually evaluating the most effective ways to
utilize its workforce, including options for the placement
of work. Studies undertaken to evaluate the viability of a
work location are highly confidential and often speculative
business planning exercises, many of which never progress
further than mere exploration.
The Union predicates its data request on nothing more
than a mischaracterization of the Company’s position dur-
ing an unspecified Joint Workforce Committee meeting,
and the bald assertion that “SPEEA requires information
about the possible movement of unit work and/or work
opportunities, in order to fully and fairly represent its
members.” There is nothing within existing law or the
parties’ contract that requires the Company to provide the
union with information regarding such studies -certainly
not based on such thinly supported alleged relevance.
We are also at a loss for why you feel the existing process
does not provide you with adequate information regarding
work movement initiatives. The parties have a longstand-
ing practice of utilizing the Joint Workforce Committee to
share information regarding work movement. I n those
meetings, the union is provided with information relating
to those studies that have advanced beyond mere explora-
tion and that are likely to have an actual impact on
SPEEA members.
These studies are typically shared months in advance, giv-
ing SPEEA more than ample time and data to sufficiently
represent its employees’ interests. There are Joint Work-
force Committee meetings scheduled for both the 10th and
24th of this month, and we would be happy to discuss any
specific questions you have regarding the studies that have
been announced at either of those sessions.
In the meantime, if there are specific provisions of the
CBA that you believe the administration of which requires
the requested data, please identify those provisions and we
will evaluate what information could be provided to help
facilitate your request.
BOEING CO.
655
Notwithstanding
the above, the Company will provide
documents relating to meetings it has held with SPEEA-
represented
employees
regarding
the
relocation
of
SPEEA-covered work. If there are specific meetings that
you believe have occurred for which you would like in-
formation, please identify them specifically to help facili-
tate a prompt response.
(GC Exh. 7.)
What is evident from reading the response of Marx is that
it contradicts the testimony of Todd Zarfos. Although in
her response she asserts, “the company did not make a
blanket statement that work will continue to be moved out,”
Zarfos’s testimony as set forth above suggests otherwise.
(Tr. 30, 148.) Marx also asserts that the Union predicated
its data request on “nothing more than a mischaracterization
of the company’s position during an unspecified Joint
Workforce Committee meeting.” (GC Exh. 7.) Zarfos’s
testimony also undermines the notion that SPEEA “mis-
characterized” the company’s position. (Tr. 30, 148.)
On April 11, 2014, SPEEA responded to Marx’s letter as fol-
lows:
We don’t believe we have mischaracterized the Company’s
statements at the Joint Workforce meeting concerning the
movement of work. We don’t have a court reporter attend
those meetings, but essentially this is what happened: At
the Joint Workforce Committee meeting on February 27,
the Company was asked if more movement of SPEEA work
was coming similar to what is happening in BR&T. Todd
Zarfos responded quite clearly that there was going to be
more relocation of SPEEA work, specificallyin CAS.
In any event, we don’t need to get into a debate about what
was said at the Joint Workforce meeting. The information
about potential relocation of SPEEA work or work oppor-
tunities is presumptively relevant information which the
Union is entitled to upon request. Indeed, the fact that the
Company is now disputing what was verbally said at the
February 27 Workforce meeting about this subject under-
scoresour need for actual documents.
As stated in the request, SPEEA requires information about
the potential transfer and movement of work currently
performed by SPEEA-represented employees in order to
fully and fairly represent its members. Although this in-
formation is presumptively relevant under the National
Labor Relations Act,I can elaborate. Receiving information
about planned work transfers (actual documents, provided
sooner than 15 minutes before the announcement is given
to employees) will help SPEEA evaluate potential deci-
sionaland effects bargaining over the transfers. Additional-
ly, it will help SPEEA assist its members in planning for
potentiallayoff or other impacts to their careers.
Your April 2nd letter stated that you were refusing to pro-
vide information about studies on the grounds that these
are ‘“often speculative business planning exercises, many of
which never progress further than mere exploration.” This
is unacceptable, for as you know, six business days after the
date of your (April2) letter, the Company announced at the
April 10 Joint Workforce meeting it had completed a
study and decided
to
move
1,000 SPEEA-represented
C A S jobs to Southern California. Subsequently, a carefully
drafted
announcement was disseminated to employees
within 15 minutes of the announcement in the Workforce
meeting, strongly suggesting that the “study” had been
completed well before its disclosure to SPEEA. The com-
pany refused to explain when the ‘‘study’’ had been com-
pleted.
Although we appreciate that the Joint Workforce commit-
tee is available to discuss certain issues regarding the
SPEEA-represented workforce at Boeing, this forum is no
substitute for receiving documents and information under
the National Labor Relations Act. The existence of the
Joint Workforce committee is not a waiver of the Union’s
right to information.
Please provide the information requested by the Union
right away. The Boeing Company’s refusal to provide the
information is an unfair labor practice., and if continued
SPEEA is prepared to file charges with the National Labor
Relations Board.
(GC Exh. 8.)
On April 30, 2014, Marx responded to the April 11, 2014 let-
ter as follows:
Itis clear we maintain a fundamentally different view of
our obligations. The Union bases its request on an alleged
entitlement to instantaneous notification of any decision
the
Company makes
that
could potentially impact
SPEEA members. The Company is under no such obli-
gation. While we certainly strive to provide the union
with reasonable notice of such decisions, there is no le-
gal or contractual basis supporting any particular dura-
tion of advance notice. Apart from dissatisfaction with
the length of advance notice of the Company’s deci-
sions, the only substantive basis alleged for the need for
this information is to facilitate possible decision and ef-
fects bargaining. The parties’ contract provides explic-
itly that “the location, occurrence and existence· of any
condition necessitating a workforce reduction, and the
number of employees involved, will be determined ex-
clusively by the Company.” We see no decision bar-
gaining obligations.
As to effects bargaining, there is nothing within the effects
bargaining context that would require the Company to
provide the union with any specific duration of notice of
its decision to exercise its rights. We note that there is no
pending request for effects bargaining, but we remain
more than willing to engage in such discussions and to
provide information reasonably necessary to effectuate
them.
Notwithstanding the above, the Company will provide
documents relating to meetings it has held with SPEEA-
represented
employees
regarding
the
relocation of
SPEEA-covered work. If there are specific meetings
that you believe have occurred for which you would like
656
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
information, please identify them specifically to help
facilitate a prompt response.
(GC Exh. 9.)
Boeing refused to acknowledge that it had any obligation to
provide the requested information and did not provide infor-
mation responsive to the Union’s request. The only infor-
mation provided was the information conveyed at the Joint
Work Force Committee meetings.
A. The Duty to Provide Information
If an employer fails to provide the union with requested in-
formation that is relevant to the union’s proper performance of
its collective-bargaining obligations it violates Section 8(a)(5)
and (1) of the Act. Leland Stanford Junior University & Ser-
vice Employees Local No. 715, 262 NLRB 136, 138 (1982)
(citing Detroit Edison Co. v. NLRB, 440 U.S. 301, 303 (1979)).
An employer is obligated under the Act to provide requested
information that is relevant to the union’s responsibilities re-
garding both administration and enforcement of an existing
collective-bargaining agreement. NLRB v. Truitt Mfg. Co., 351
U.S. 149, 152–153 (1956).
The relevance of any request is ascertained by analyzing the
information request against a liberal “discovery” standard of
relevance as distinguished from the standard of relevance in
trial proceedings. NLRB v. Acme Industrial Co., 385 U.S. 432
fn. 6 (1967). The discovery standard for relevance is construed
“broadly to encompass any matter that bears on or that reason-
ably could lead to other matter[s] that could bear on, any issue
. . . ” Oppenheimer Fund, Inc. v. Sanders, 437 U.S. 340, 351
(1978), Hickman v. Taylor, 329 U.S. 49 (1947).
The information doesn’t have to be dispositive of the issues
between the parties; it only has to have some bearing on it.
Thus, an employer must furnish information that is of even
probable or potential relevance to the union’s duties. Pfizer
Inc., 268 NLRB 916 (1984); Conrock Co., 263 NLRB 1293,
1294 (1982).
B. Relevance
The Information Request Was Presumptively Relevant
The evidence of record establishes, and I find, that the in-
formation requested by the union was presumptively relevant.
More specifically, I find that the information request set forth
herein dated March 27, 2014, was presumptively relevant be-
cause each separate item within the request, on its face, sought
information regarding the movement, relocation or realignment
of work. Section 1(a) sought “studies” regarding the movement
of work. Section 1(b) sought documents relating to the move-
ment of work. Section 1(c) sought information regarding the
time line for the movement of work. Section 1d sought infor-
mation regarding the acquisition of property related to the
movement of work. Section 1€ sought information regarding
information regarding meetings held that related to the move-
ment of work. Section 1f sought information regarding “Opera-
tion Dragonridge,” a code name for a study related to the
movement of work. It is well settled that information concern-
ing wages, hours, and other terms and conditions of employ-
ment for unit employees is presumptively relevant to the un-
ion’s role as exclusive collective-bargaining representative. See
Southern California Gas Co., 344 NLRB 231, 235 (2005). The
Board has repeatedly held that the relocation of work directly
impacts the terms and conditions of employment of affected
employees and information including studies regarding such is
presumptively relevant. See Galicks, Inc., 354 NLRB 295, 310
(2009), enfd. NLRB v. Galicks, Inc., 671 F.3d 602 (6th Cir.
2012); North Star Steel, 347 NLRB 1364 (2006); E.I. du Pont
Nemours & Co., 346 NLRB 553, 578 (2006); Litton Microwave
Cooking Products Div., 283 NLRB 973, 974–975 (1989);
Whitehead Bros. Co., 263 NLRB 895, 900 (1982); Safeway
Stores, 252 NLRB 682, 685–686 (1980).
C. Respondent’s Contentions
The Respondent contended that it had no duty to provide the
information to the union regarding “possible” movement of
work for which it had made no decision. (R. Br. at 21.) I am
not persuaded by Respondent’s argument. Although in other
contexts Respondent’s argument might be persuasive, under the
facts of this case, Respondent’s argument does not carry the
day. Respondent argues that employers have no obligation to
disclose to a union “every thought or possibility” discussed by
management concerning potential decisions that might impact
the terms and conditions of the bargaining unit (citing Valley
Mould & Iron Co., 226 NLRB 1211, 1213 (1976)).” (R. Br. at
22.) Respondent’s argument ignores two important undisputed
facts, first the Union was directly informed by Zarfos that more
movement of work would impact the Puget Sound area and
secondly 8 days after the date of Marx’s April 2, 2014 letter,
the Company announced at the April 10, 2014 JWC meet-
ing that it had completed a study and decided to move 1000
jobs to Southern California. Unlike Valley Mould, in this case
the employer had taken “sufficiently concrete” actions to war-
rant disclosure. It is patently obvious that the actions surround-
ing the moving of 1000 jobs were not simply “ideas written on
napkins” as Respondent suggests. (Tr. 111.) It simply was not
true (as alleged by Respondent) that the union sought infor-
mation about “potential movement of work for which Boeing
had not yet made a decision.” As noted above, both the testi-
mony of Zarfos and the actions of Boeing make clear that in
fact Boeing did make decisions. Respondent nevertheless
failed to provide the union with any information. Respondent’s
attempt to hide behind the union’s use to the term “possible” to
shield it from producing information about decisions that were
concrete and in the process of being implemented is simply
semantic gamesmanship designed to keep the union in the dark
about its plans.
If Respondent believed the use of the term
“possible” was ambiguous it had a duty to seek clarification.
Respondent concedes that “if an employer believes a request is
ambiguous or overbroad it must seek clarification or comply
with the request to the extent it encompasses relevant infor-
mation.” Superior Protection Inc., 341 NLRB 267, 269 (2004),
enfd. 401 F.3d 282 (5th Cir. 2005), cert denied 546 U.S. 874
(2005).
a. SPEEA Did Not Waive Its Right to Receive Information and
the Information Request was Neither Overly Broad
and\or Unduly Burdensome
Despite Zarfos’s vague assertions to the contrary (which I do
not credit and are unsubstantiated by any written documenta-
BOEING CO.
657
tion in record) there is no credible evidence that Boeing genu-
inely sought to clarify the breadth of the SPEEA’s request. (Tr.
172.) Boeing was in a better position to seek clarification from
the Union if it was inclined to do so but other than to ask the
union to identify specific relocation meetings it didn’t make
any genuine attempt to seek clarification or narrow down the
requests. (GC Exhs. 7 and 9.) For example, the record is de-
void of any instance where Boeing asked whether the Union
wanted only information regarding decisions or studies that
were completed. Instead, Respondent in its response to the
information request denied that it was even seeking to move
work in the Puget Sound area. (GC Exh. 7.) I concur with
Charging Party that if Boeing was concerned about the “over
breadth of the request or confused over what kind of materials,
exactly SPEEA sought, Boeing had the duty to inquire.” (CP
Br. at 9.) There is nothing in the record to suggest, as Re-
spondent asserts, that “Boeing promptly and repeatedly asked
SPEEA to clarify its information requests.” (R. Br. at 29.) In
view of this fact, Respondent’s arguments of waiver premised
upon this failure to clarify must necessarily fail.
I also find that the information requested was not overly
broad. Despite the “wide net” that was cast by SPEEA, it is
clear from an objective reading of the requests that each item
requested was tailored around only one specific subject area
(the movement of work). Although SPEEA’s request was
aimed at discovering all relevant information related to the
movement of work (a topic which it was under an obligation to
inquire about) there is nothing in the record except vague asser-
tions to establish that the production of the information would
have been burdensome. Any claim that documents cannot be
produced or are too burdensome to be produced must be assert-
ed and proven. Vague assertions of burdensomeness are insuf-
ficient to carry the Respondent’s burden. Lenox Hill Hospital
& New York Professional Nurses Union, 362 NLRB 106
(2015). Despite Respondent’s duty to provide the information
in its possession, make a reasonable effort to secure any una-
vailable information, and, if any information remained unavail-
able, explain and document the reasons for its continued una-
vailability, the record is devoid of any evidence to establish that
Respondent made any genuine effort to provide SPEEA with
any of the requested information. See Garcia Trucking Service,
342 NLRB 764 (2004).
b. Decisional bargaining
Respondent asserts that California Pacific Medical Center,
337 NLRB 910 (2002), and Ingham Medical Center, 342
NLRB 1259 (2004), support its decision to not provide the
requested information. These cases stand for the proposition
that a union cannot demonstrate relevance of the information
request if the Respondent had no duty to bargain about the un-
derlying decision. Respondent’s reliance upon these and other
similar cases are inapposite because they fail to address the
issues presented in this case and/or are readily distinguishable.
That is to say that Respondent relies upon article 8.2 of the
CBA for the proposition that the employer retained the right to
relocate bargaining unit work without first bargaining with the
union. Respondent argued that because it had no duty to bar-
gain about the movement of work, the information sought by
SPEEA was irrelevant.
I am not persuaded by this argument because article 8.2 does
not clearly establish that Respondent had no duty to bargain. A
close reading of article 8.2 of the CBA reveals that it addresses
“workforce reductions” not work relocation. Under the facts
presented, the work force was not being “reduced,” rather the
work was simply being moved to a different location (presuma-
bly to be performed by nonunion personnel who were not
members of the bargaining unit). Accordingly, article 8.2 has
questionable applicability because as the Union argued, under
Dubuque Packing, 303 NLRB 386 (1991), enfd. 1 F.3d 24
(D.C. Cir. 1993), a duty to engage in decisional bargaining may
in fact have arisen. Given the complexities surrounding the
Dubuque Packing analysis whether any duty regarding deci-
sional bargaining had or hadn’t arisen could only be answered
by referencing the very information sought. This information,
in essence, would provide SPEEA with the information neces-
sary for it to determine whether it was or was not appropriate to
demand decisional bargaining. (See CP. Br. at 14.)
Upon careful review, it also becomes evident that the cases
cited by Respondent do not address the specific question re-
garding whether the information sought was necessary for the
union to determine whether to engage in effects bargaining. In
her letter of April 30, 2014, Marx stated, “[w]e note that there
is no pending request for effects bargaining, but we remain
more than willing to engage in such discussions and to
provide information reasonably necessary to effectuate
them.” (GC Exh. 9.) Marx misses the point because as
pointed out by the court in Florida Steel Corp. v. NLRB, 601
F.2d 125, 129 (4th Cir. 1979), “the discovery standard of rele-
vance applies precisely because the union cannot decide what
role it will seek to play until it obtains concrete, adequate in-
formation.” Without the requested information the union is
unable to determine what effects bargaining might even be
appropriate.
Moreover, there is no evidence from which to conclude that
SPEEA waived its right to engage in effects bargaining. Marx
concedes that effects bargaining may in fact be appropriate.
Regardless, of whether there is any right to bargain over the
movement of work, the CBA specifically contains terms that
might be implicated triggering residual bargaining obligations
regarding the movement of work. For example, article 21 con-
tains specific contractual terms related to layoffs. Clearly, even
if for the sake of argument, the union could not engage in deci-
sional bargaining regarding the movement of work, article 21
gives employees certain rights related to layoffs which SPEEA
is under a statutory obligation to ensure are adequately recog-
nized. See Torrington Co. v. NLRB, 545 F.2d 840 (2d Cir.
1976). Respondent’s assertions simply fail to rebut the pre-
sumption of relevance and/or establish lack of relevance of the
information requested by SPEEA. See Certco Distribution
Centers, 346 NLRB 1214, 1215 (2006); AK Steel Corp., 324
NLRB 173, 183 (1997).
The Respondent also asserts that article 2 of the CBA and
past practices vests Respondent with broad authority to relocate
work and thus by implication the union waived its right to in-
formation concerning the relocation of work. The joint stipula-
tion makes clear that there has been a history of Respondent
658
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
unilaterally relocating work without SPEEA making any de-
mand or request to bargain over the decisions. See (Jt. Exh. 1).
Nevertheless, the record contains no showing of “clear and
unmistakable waiver.” See Metropolitan Edison Co., v. NLRB,
406 U.S. 708 (1983). Nor do I find that past practices operated
to forever waive SPEEA’s future statutory rights. See E.R.
Steubner, 313 NLRB 459 (1993). There is simply no evidence
in the record to support a finding that “the matter claimed to
have been waived was fully discussed by the parties and that
the party alleged to have waived its rights consciously yielded
its interest in the matter.” Allison Corp., 330 NLRB 1363,
1365 (2000).
c. The failure to provide relevant information
The union was entitled to all of the presumptively relevant
information referenced above and I find that Respondent’s
refusal and/or failure to provide the information violated the
Act. It is undisputed that although Marx in her letters of April 2
and 30, 2014, promised to provide some information that might
have been responsive to some part to the information request,
the promised information was never provided. (GC Exhs. 7, 9,
Tr. 54.) “The refusal of an employer to provide a bargaining
agent with information relevant to the union’s task of represent-
ing its constituency is a per se violation of the act without re-
gard to the employer’s subjective good or bad faith.” Piggly
Wiggly Midwest, LLC, 357 NLRB 191 (2012), Brooklyn Union
Gas Co., 220 NLRB 189, 191 (1975); Procter & Gamble Mfg.
Co., 237 NLRB 747, 751 (1978), enfd. 603 F.2d 1310 (8th Cir.
1979). Furthermore, an unreasonable delay in furnishing such
information is as much of a violation of Section 8(a)(5) of the
Act as a refusal to furnish the information at all. Valley Inven-
tory Service, 295 NLRB 1163, 1166 (1989), Woodland Clinic,
331 NLRB 735, 736 (2000). It is undisputed that Respondent
failed to provide any of the requested information and in doing
so its actions were in direct contravention of the Act.
CONCLUSIONS OF LAW
1. The Respondent, Boeing Company, is an employer within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Charging Party the Society of Professional Engineer-
ing Employees in Aerospace, affiliated with International Fed-
eration of Professional and Technical Engineers, Local 2001
(Union) is a labor organization with the meaning of Section
2(5) of the Act.
3. At all material times the Union has been the designated
exclusive collective-bargaining representative of the following
bargaining units of Respondent’s employees:
a. Professional Unit
Professional employees, working at Respondent’s facilities in
the units described in Articles 1.1(a), 1.1(b), 1.1(c), 1.1(d) and
1.1(e) of the Collective Bargaining Agreement for the Profes-
sional Bargaining Units.
b. Technical Unit
Technical employees, working at Respondent’s facilities in
the units described in Articles 1.1(a), 1.1(b), 1.1(c), of the
Collective Bargaining Agreement for the Technical Bargain-
ing Units.
4. The Respondent violated Section 8(a)(5) and (1) of the
Act by failing and refusing to provide information requested by
the Union and relevant to the Union’s representational duties.
5. The unfair labor practices committed by the Respondent
affect commerce within the meaning of Section 2(6) and (7) of
the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent shall provide the Union with the infor-
mation requested in paragraphs 1(a-f), of its March 27, 2014
request for information.
[Recommended Order omitted from publication.]