363 NLRB 1038
VIUSA INC. (F/K/A VOITH INDUSTRIAL SERVICES INC.)
1038
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
363 NLRB No. 116
Voith Industrial Services, Inc. and General Drivers,
Warehousemen & Helpers, Local Union 89, affil-
iated with The International Brotherhood of
Teamsters and International Union, United Au-
tomobile, Aerospace and Agricultural Implement
Workers of America, AFL–CIO
United Automobile, Aerospace and Agricultural Im-
plement Workers of America, Local Union 862,
AFL–CIO and General Drivers, Warehousemen
& Helpers, Local Union 89, affiliated with The
International Brotherhood of Teamsters. Cases
09–CA–075496, 09–CA–078747, 09–CA–082437,
09–CB–075505, and 09–CB–082805
February 17, 2016
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND HIROZAWA
On December 21, 2012, Administrative Law Judge
Bruce D. Rosenstein issued the attached decision. Re-
spondent Voith filed exceptions and a supporting brief.
The General Counsel filed an answering brief, and
1 No exceptions were filed to the judge’s findings that Respondent
UAW and its Local 862 (collectively, the UAW) violated Sec. 8(b)(1)(A)
of the Act by accepting assistance and support from Respondent Voith
in order to meet with employees and solicit membership applications and
checkoff authorizations, and by prematurely accepting recognition from
Respondent Voith. In addition, no exceptions were filed to the judge’s
dismissal of allegations that Respondent Voith (1) unlawfully told an
employee at an orientation session on April 10, 2012, that new hires were
represented by the UAW and would receive UAW insurance, and (2)
unlawfully instructed employees in a staff meeting to report other em-
ployees’ union activities.
2 Respondent Voith has requested oral argument. The request is de-
nied as the record, exceptions, and briefs adequately present the issues
and the positions of the parties.
3 Respondent Voith has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stand-
ard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis for
reversing the findings.
4 We have amended the judge’s conclusions of law consistent with
our findings.
5 We shall modify the judge’s recommended Order to conform to the
Board’s standard remedial language, correct inadvertent errors and omis-
sions, and remedy the violations found. We shall further order Respond-
ent Voith to file a report with the Social Security Administration allocat-
ing backpay to the appropriate calendar quarters, and to compensate the
affected employees for the adverse tax consequences, if any, of receiving
lump-sum backpay awards. We shall also delete the portion of the
judge’s recommended Order that permits Respondent Voith, under
Planned Building Services, Inc., 347 NLRB 670, 675–676 (2006), to
limit its liability by showing in compliance that it would not have agreed
to the monetary provisions of the predecessor’s collective-bargaining
agreement. Subsequent to the judge’s decision, the Board overruled this
Respondent Voith filed a reply brief. The General Coun-
sel and the Charging Party each filed limited cross-excep-
tions and supporting briefs. Respondent Voith filed an an-
swering brief.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions and briefs2 and has decided to af-
firm the judge’s rulings, findings,3 and conclusions as
modified,4 and to adopt the recommended Order as modi-
fied and set forth in full below.5
The judge found, and we agree, that Respondent Voith
entered into an unlawful scheme enabling it to underbid
other contractors seeking to provide vehicle staging, shut-
tle, and yard/inventory management services (vehicle pro-
cessing work) for Ford Motor Company at Ford’s Louis-
ville Assembly Plant (the LAP). Those services had pre-
viously been performed by Auto Handling, Inc., whose
vehicle processing employees had been represented by
Teamsters Local 89 (the Teamsters). In order to underbid
Auto Handling, Respondent Voith informed Ford that the
work force would be represented by the UAW and based
its projected labor costs on the UAW tier 2 wage scale,
portion of Planned Building Services in Pressroom Cleaners, 361 NLRB
643 (2014), motion for reconsideration denied 361 NLRB 1166 (2014).
In Pressroom Cleaners, the Board held that an “employer may no longer
attempt to prove what the terms and conditions would have been if it had
complied with its obligation to bargain.” Slip op. at 1171. We have
modified the judge’s recommended Order to accord with Pressroom
Cleaners.
The judge recommended that a responsible management official be
required to read aloud the notice to employees, and permit a representa-
tive of Teamsters Local 89 to be present at the reading. The judge, how-
ever, failed to include this provision in his recommended Order. We
agree with the judge that this remedy is appropriate in light of the perva-
siveness of the Respondent’s unlawful scheme and the seriousness of the
unfair labor practices. Accordingly, we shall modify the judge’s recom-
mended Order to include a notice-reading provision. We shall also sub-
stitute new notices in accordance with our decision in Durham School
Services, 360 NLRB 694 (2014), and to conform to the Order as modi-
fied.
We shall also require Respondent Voith to post Respondent UAW’s
notice to employees. Although our colleague claims that ordering an
employer to post a union’s remedial notice only if the employer is “will-
ing” is “[c]onsistent with the Board’s standard practice,” the Board’s
practice in consolidated CA and CB cases is not uniform. For example,
in Alliant Food Service, Inc., 335 NLRB 695, 698 (2001), the Board or-
dered the employer to post the union’s notice and did not include “if
willing” language in the employer’s order. Consistent with Alliant, we
believe that in cases such as this one, where the respondents schemed
together in the commission of the unfair labor practices, and the em-
ployer committed the bulk of the unfair labor practices, it is appropriate
to require that the employer post the union’s notice along with its own.
See also Interstate Bakeries Corp., 357 NLRB 15, 20 (2011) (ordering
respondent employer, which joined with respondent union in discrimi-
nating against an employee, to separately post its own and the union’s
notice as part of its own remedial obligations), affd. 488 Fed. Appx. 280
(10th Cir. 2012), cert. denied 133 S.Ct. 1458 (2013).
VOITH INDUSTRIAL SERVICES, INC.
1039
which is far below that which Auto Handling had paid to
its Teamsters-represented employees. Ford awarded Re-
spondent Voith the vehicle processing contract. Respond-
ent Voith then entered into a contract with Aerotek Inc., a
labor staffing company, to assist in hiring permanent ve-
hicle processing employees, and subcontracted to Aerotek
the hiring of temporary employees to perform some of the
vehicle processing work under the joint supervision of
Voith and Aerotek.
To avoid incurring a successorship obligation that
would require it to recognize and bargain with the Team-
sters and pay the Teamsters wages and benefits, Respond-
ent Voith engaged in an unlawful course of conduct de-
signed to ensure that its employees would be represented
by the UAW rather than the Teamsters. First, it limited its
hiring of the Teamsters-represented former Auto Handling
employees and other Teamsters-represented applicants,
and it transferred inexperienced, UAW-represented jani-
torial employees to vehicle processing positions. It then
unlawfully assisted the UAW in organizing that work
force and unlawfully recognized the UAW as the repre-
sentative of its vehicle processing employees based on the
authorization cards that were obtained as a result of the
unlawful assistance.6
We also agree with the judge’s finding that but for
Voith’s unlawful intent and actions, it would have hired
predecessor Auto Handling’s Teamsters-represented work
force, resulting in a successorship obligation to recognize
and bargain with the Teamsters as the representative of the
6 Voith’s unlawful scheme began in October 2011, when Voith sub-
mitted its bid to Ford declaring that its “hourly employees will be UAW
employees.” In February 2012, while Voith ignored the numerous ap-
plications it received from skilled Teamsters-represented employees, it
augmented its janitorial work force, and then unlawfully assisted the
UAW in organizing and obtaining card signatures from janitors and be-
gan the process of transferring unskilled UAW-represented janitors to
vehicle processing positions. On February 22, Voith unlawfully recog-
nized the UAW. Voith’s subcontracting of temporary unit work to Aer-
otek in March 2012 was also part of Voith’s unlawful hiring scheme.
7 Our dissenting colleague disagrees with our finding that Voith was
not entitled to unilaterally set the initial terms and conditions of employ-
ment for the unit employees. Although it is well settled that a successor
employer is not bound by the substantive terms of the predecessor’s col-
lective-bargaining agreement and is ordinarily free to set initial terms and
conditions of employment, NLRB v. Burns Security Services, 406 U.S.
272, 284 (1972), that right is forfeited where, as here, the successor un-
lawfully refuses to hire the predecessor’s employees. See Pressroom
Cleaners, 361 NLRB 643, 643–644; Advanced Stretchforming Interna-
tional, Inc., 323 NLRB 529, 530–531 (1997), enfd. in relevant part 233
F.3d 1176 (9th Cir. 2000), cert. denied 534 U.S. 948 (2001); Love’s
Barbeque Restaurant No. 62, 245 NLRB 78, 82 (1979), enfd. in relevant
part sub nom. Kallmann v. NLRB, 640 F.2d 1094 (9th Cir. 1981). “In
such cases, the successor must, as a matter of law, maintain the status
quo by continuing the predecessor’s terms and conditions of employment
(as distinct from assuming an existing collective-bargaining agreement)
until the parties have bargained to agreement or impasse.” Pressroom
Cleaners, 361 NLRB 643, 643. As we stated in Pressroom Cleaners, the
employees performing the vehicle processing work. The
judge further determined, and we agree, that because of
Voith’s unlawful hiring scheme, Voith lost its entitlement
to set initial terms and conditions of employment for the
vehicle processing employees, and it was not entitled to
make any unilateral changes in their terms and conditions
of employment, including unilaterally contracting out
some of the unit work to Aerotek.
In sum, we agree with the judge’s findings in all re-
spects. Specifically, we adopt the judge’s findings, for the
reasons set forth in his decision as well as those discussed
below, that Voith violated Section 8(a)(3) and (1) of the
Act by implementing a plan to avoid hiring former em-
ployees of predecessor Auto Handling, Inc. or members of
the Teamsters and by refusing to hire those individuals be-
cause they engaged in concerted activities or in order to
avoid a successorship obligation to recognize and bargain
with the Teamsters; Section 8(a)(5) and (1) by refusing, as
a successor to Auto Handling, to recognize and bargain
with the Teamsters as the representative of the unit em-
ployees; Section 8(a)(5) and (1) by unilaterally setting in-
itial terms and conditions of employment for unit employ-
ees without first giving notice to and bargaining with the
Teamsters about those changes; Section 8(a)(5) and (1) by
unilaterally entering into the contract with Aerotek to hire
individuals other than former Auto Handling employees
to perform bargaining unit work without notifying and
bargaining with Teamsters Local 89;7 Section 8(a)(2) and
(1) by rendering assistance and support to the UAW by
rationale for holding that the successor in such circumstances has for-
feited his right to set initial terms was explained in Love’s Barbeque. In
CNN America, Inc. and Team Video Services, LLC, 361 NLRB 439, 481–
482 (2014), and again here, our dissenting colleague states his disagree-
ment with the rule of Love’s Barbeque. As we did in CNN America, and
again in Pressroom Cleaners, we adhere to Love’s Barbeque, which “has
not been questioned by any Board or judicial decision” in the 35 years
since it was decided. Pressroom Cleaners, 361 NLRB 643, 644 fn. 5.
Accordingly, we agree with the judge that in light of its unlawful hiring
scheme, Voith forfeited its right to set unit employees’ initial terms and
conditions of employment.
Our dissenting colleague’s argument that Voith’s subcontracting of a
portion of bargaining unit work to Aerotek did not violate Sec. 8(a)(5)
fails for the same reason. The dissent argues that because there is no
evidence that Voith had employed a substantial and representative com-
plement of employees or had begun normal operations at the time of the
Aerotek subcontract, it had no obligation to bargain over subcontracting
this unit work. Voith did not assert this defense and we reject it in any
event.
As stated above, the subcontracting to Aerotek was part of Voith’s
unlawful scheme to limit the hiring of Teamsters-represented employees
in order to avoid an obligation to bargain with the Teamsters and to en-
sure that the UAW, and not the Teamsters, would be the employees’ bar-
gaining representative. The dissent cannot, and does not, dispute that the
subcontracting of unit work to Aerotek involved a term and condition of
employment pertaining to who would perform unit work. If Voith had
“conducted itself as a lawful Burns successor,” it would have been priv-
ileged to initially set this term of employment. State Distributing Co.,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1040
allowing the UAW to meet with employees during orien-
tation sessions and worktime in order to urge the employ-
ees to sign membership applications and checkoff author-
izations; Section 8(a)(2) and (1) by granting recognition to
the UAW when the UAW did not represent an uncoerced
majority of the vehicle processing employees or at a time
before the commencement of Voith’s normal vehicle pro-
cessing operations when it did not employ a representative
segment of its ultimate vehicle processing employee com-
plement; Section 8(a)(1) by telling an applicant that if he
was hired, he would have to become a member of the
UAW; Section 8(a)(1) by informing an applicant that in
order to be hired, he would have to refrain from engaging
in Section 7 activity; and Section 8(a)(1) by denying the
Teamsters access to its employees while granting access
to the UAW.
For the reasons set forth below, we also find, contrary
to the judge, that Respondent Voith violated Section
8(a)(1) by threatening to discharge employees if they did
not wear safety vests bearing the UAW logo. In addition,
we agree with the General Counsel and the Charging Party
that the judge’s decision should be clarified with respect
to which employees are entitled to remedial relief in this
case. We find, consistent with our reading of the judge’s
findings concerning unfair labor practices, that reinstate-
ment and backpay remedies should be awarded to all 166
employees on Auto Handling’s seniority list, not just the
85 employees listed in the complaint and attachment A of
the judge’s decision, as well as to any Teamsters Local 89-
affiliated individuals who were not on the Auto Handling
seniority list but who filed individual applications with
Voith. We also grant the General Counsel’s request that
Voith be ordered to make whole any employees whose hir-
ing was delayed on account of its discriminatory hiring
scheme for any losses resulting from the delay in hiring
them. We shall, however, deny the General Counsel’s and
282 NLRB 1048, 1049 (1987). As indicated above, however, it forfeited
that right in conducting itself as an unlawful Burns successor by engag-
ing in the discriminatory hiring scheme of refusing to hire almost all of
the Teamsters-represented employees of predecessor employer Auto
Handling. Thus, the “substantial and representative complement” de-
fense that our colleague attempts to apply to the Aerotek subcontract fails
because the work force to which he applies that defense was one that was
unlawfully hired.
As we explained in CNN America, supra, where, as here, “an em-
ployer is found to have discriminated in hiring, the Board assumes that,
but for the unlawful discrimination, the successor would have hired the
predecessor employees in their unit positions,” and further “assumes that
the union would have retained its majority status” in that unit. Id., slip
op. at 18. Accordingly, to allow the “substantial and representative com-
plement” defense here would be contrary to this well-established princi-
ple and would confer on Voith a Burns right that it forfeited when it em-
barked on its unlawful hiring scheme.
The dissent contends that because the Aerotek subcontract is found to
violate only Sec. 8(a)(5), and there is no complaint allegation that the
the Charging Party’s request that Voith be ordered to remit
to the Teamsters dues that would have been deducted and
remitted to it had Voith recognized the Teamsters as the
employees’ bargaining representative.
1. As stated above, we find that Voith unlawfully
threatened to discharge employees if they did not wear
Voith/UAW safety vests. On May 31, 2012, Voith Re-
gional Manager Bret Griffin met with a number of full-
time Voith employees and informed them that they would
be required to wear new safety vests emblazoned with a
Voith/UAW logo. Employee Brenda Helm objected,
pointing out that she was a Teamsters member and pre-
ferred to wear her old safety vest. Griffin replied, “You
will go home, if you do not wear the vest.” All of the em-
ployees who attended the May 31 meeting ultimately ac-
cepted the proffered UAW safety vests and wore them for
the remainder of the workday.
At a meeting the next day, Griffin informed the employ-
ees that they were no longer required to wear the
Voith/UAW safety vests. Griffin then stated that he had
been told by a representative of the NLRB that the Region
intended to issue a complaint alleging that Voith had an
obligation to recognize the Teamsters as the exclusive col-
lective-bargaining representative of the vehicle processing
employees. Griffin told the employees that no one was
going to tell him who would represent Voith employees,
but that employees should call the NLRB if they had any
questions. He told the employees that in his experience
there had to be a secret-ballot election conducted by the
Board to determine the bargaining representative, and that
if anybody approached the employees about a union and
they felt uncomfortable, please let him know. After the
meeting, the employees who were Teamsters members re-
moved their Voith/UAW safety vests and no longer wore
them.
subcontract was also unlawful under Sec. 8(a)(3), there is no basis for
our finding that the subcontract was part of Voith’s unlawful hiring
scheme. The record refutes this contention. Par. 6 of the complaint al-
leges that Aerotek was an agent of Voith for purposes of hiring Voith’s
employees, and the judge so found. Thus, as Voith’s agent in filling po-
sitions with non-Teamsters workers, Aerotek actively participated in the
8(a)(3) conduct by Voith to avoid hiring Teamsters-represented employ-
ees of predecessor employer Auto Handling. See, e.g., fn. 17, infra.
Contrary to our colleague, the positions that Aerotek assisted in filling
pursuant to the 8(a)(3) hiring scheme were not limited to the 85 positions
that he agrees were unlawfully denied to discriminatees. The hiring
scheme also included contracting out some of the unit work to Aero-
tek. In these circumstances, there was no need to allege the subcontract
as a separate 8(a)(3) violation. The fact remains that by engaging in its
unlawful hiring scheme, which included the subcontracting to Aerotek,
Voith did not conduct itself as a lawful Burns successor and therefore, as
discussed above, it was not entitled to rely on the “substantial and repre-
sentative complement” defense that our colleague seeks to apply to the
8(a)(5) subcontracting allegation.
VOITH INDUSTRIAL SERVICES, INC.
1041
The judge found, and we agree, that Griffin’s statement
to Helm was inherently coercive, and that because the
UAW was not the duly constituted exclusive collective-
bargaining representative, requiring employees to wear
safety vests with the Voith/UAW logo would violate the
Act.8 Nevertheless, the judge dismissed the allegation,
finding that Voith effectively repudiated the violation un-
der Passavant Memorial Area Hospital, 237 NLRB 138
(1978). The judge found that Griffin cured the violation
by countermanding the vest-wearing requirement within
24 hours. The judge noted that Helm was not disciplined
nor sent home on May 31, and that former Auto Handling
employees and Teamsters members continue to wear
Teamsters T-shirts while at work without retaliation by
Voith.
The General Counsel and the Charging Party except to
the judge’s dismissal, arguing that the Passavant require-
ments were not satisfied. We agree. Under Passavant,
repudiation must be timely, unambiguous, specific in na-
ture to the coercive conduct, and free from other pro-
scribed illegal conduct. Here, although the attempted re-
pudiation was timely and specific in nature to the coercive
conduct, it was not unambiguous. Voith did not admit any
wrongdoing, nor did Voith make clear that employees
have the right to refrain from engaging in union activity.
See Holdings Acquisition Co. L.P. d/b/a Rivers Casino,
356 NLRB 1151, 1152–1153 (2011) (employer did not ef-
fectively repudiate its misconduct because it “did not ad-
mit any wrongdoing” and failed to assure employees that
it “would not interfere with employee rights in the fu-
ture”). Further, the attempted repudiation on June 1 was
clearly not free from other proscribed conduct. During the
meeting at which the attempted repudiation occurred,
Griffin informed the employees that he had been told by
the NLRB that the Region intended to issue a complaint
alleging that Voith had an obligation to recognize the
Teamsters as the exclusive collective-bargaining repre-
sentative of the vehicle processing employees, but that no
one was going to tell him who would represent Voith em-
ployees. In addition, later that day, Griffin unlawfully de-
nied Teamsters Local 89’s request for access to employ-
ees. In these circumstances, we cannot find that the repu-
diation of the vest requirement occurred in an atmosphere
8 Citing Lee v. NLRB, 393 F.3d 491 (4th Cir. 2005), our colleague
finds that this threat would have been unlawful even if the UAW had
been the representative of Voith’s employees at the time the threat was
made. We find it unnecessary to decide that issue. We are not, as our
dissenting colleague suggests, implying that Voith would not have vio-
lated the Act had the UAW been the employees’ duly constituted collec-
tive-bargaining representative. As stated above, we are not passing on
that issue.
9 Gitano Distribution Center, 308 NLRB 1172, 1175 (1992). Under
Gitano, when an employer transfers a portion of its unit employees from
free from proscribed conduct. Accordingly, we reverse
the judge’s dismissal of this complaint allegation and find
that Voith violated Section 8(a)(1) by threatening to dis-
charge employees if they did not wear a safety vest bear-
ing a UAW logo.
2. We also agree with the judge that Voith unlawfully
recognized the UAW as the representative of the vehicle
processing employees. The judge found, and we agree,
that the February 22 recognition was based on authoriza-
tion cards that were tainted by Voith’s unlawful assistance
and the UAW’s coercive methods in obtaining them, and
recognition was premature because, as of that date, the
employees were not yet performing vehicle processing
work and Voith had not yet hired a representative comple-
ment of vehicle processing employees. We agree with the
judge that there is no merit in Voith’s claims that it was
required to recognize the UAW on February 22, 2012, un-
der various theories relating to accretion and after-ac-
quired clauses.
We also agree with the judge that Voith was not re-
quired to recognize the UAW under the Board’s Gitano
“relocation of work doctrine.”9 Voith asserts that, by us-
ing janitorial employees from a preexisting UAW-
represented unit to fill the initial vehicle processing posi-
tions, Voith transferred a portion of the janitorial unit to a
new facility, and the transferred janitorial employees then
constituted the majority of the employees who were to per-
form vehicle processing work. In response, the General
Counsel asserts that the janitorial employees were not ac-
tually transferred to vehicle processing positions as of
February 22 and, in any event, that the transfers were part
of its unlawful scheme to avoid hiring the predecessor’s
employees, and that there was no new facility and no re-
location of janitorial work. Although Voith hired employ-
ees as janitors and then eventually transferred them into
vehicle processing positions, no work was relocated from
the janitorial operation inside the LAP to the vehicle pro-
cessing operation in the yard. For all these reasons, Gi-
tano is inapplicable here, and we adopt the judge’s finding
that Voith’s recognition of the UAW was invalid and vio-
lated Section 8(a)(2) and (1) of the Act.
3. Relying on Anthony’s Painting, LLC, 357 NLRB No.
62 (2011) (not reported in Board volumes), the General
one location to a new location, there is a rebuttable presumption that the
unit at the new facility constitutes a separate appropriate unit. If this
presumption is not rebutted, the Board applies a “simple fact-based ma-
jority test” to determine whether the employer is obligated to recognize
and bargain with the union as the representative of the unit at the new
facility. If a majority of the employees in the unit at the new facility are
transferees from the original bargaining unit, the Board will presume that
those employees continue to support the union and will find that the em-
ployer is obligated to recognize and bargain with the union as the repre-
sentative of the employees in the new unit.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1042
Counsel and the Charging Party except to the judge’s fail-
ure to order Voith to reimburse the Teamsters for dues that
would have been withheld and remitted had Voith recog-
nized the Teamsters as bargaining representative, as it was
legally required to do. Respondent Voith argues that a
dues reimbursement remedy is not appropriate here. It
maintains that a successor employer is not obligated to
adopt or be bound by the predecessor’s collective-bargain-
ing agreement, and that absent a collective-bargaining
agreement, an employer may not remit money to a union
in the form of employee union dues. For the following
reasons, we find that the requested dues reimbursement
remedy is not appropriate in this case.
Anthony’s Painting, supra, relied on by the General
Counsel and the Charging Party as their sole support for
the requested dues reimbursement remedy, was not a suc-
cessorship case. In that default judgment case, the com-
plaint alleged that the employer violated Section 8(a)(5)
and (1) by withdrawing recognition from the union and
repudiating an 8(f) collective-bargaining agreement dur-
ing the term of the agreement. The complaint specified
that the repudiation included, inter alia, the failure to de-
duct and/or remit union dues pursuant to employee
checkoff authorizations. The Board’s Order included a
provision requiring the employer to deduct and remit to
the union any dues that should have been, but were not,
deducted from employee paychecks pursuant to valid
dues-checkoff authorizations.
Unlike in Anthony’s Painting, the complaint in this case
did not allege the failure to withhold and remit dues to the
Teamsters as a separate 8(a)(5) violation. Moreover, the
General Counsel and the Charging Party have not cited
any successorship-avoidance cases in which a dues reim-
bursement remedy has been included as part of the status
quo ante remedy for the unlawful setting of initial terms
and conditions of employment.10 Accordingly, we decline
to include lost Teamsters dues as part of the status quo
remedy for Voith’s unlawful unilateral changes.
10 Auto Handling’s collective-bargaining agreement with the Team-
sters, the National Master Automobile Transporters Agreement, Central
and Southern Area Supplemental Agreements and Local Rider
(NMATA), expired by its terms in 2011, before Voith took over the LAP
vehicle processing work. Under Bethlehem Steel Co. (Shipbuilding Di-
vision), 136 NLRB 1500 (1962), remanded on other grounds sub nom.
Industrial Union of Marine & Shipbuilding Workers of America, AFL–
CIO v. NLRB, 320 F.2d 615 (3d Cir. 1963), cert. denied 375 U.S. 984
(1964), any dues-checkoff obligation under that collective-bargaining
agreement also would have expired in 2011, before Voith incurred its
successorship obligation. Although Bethlehem Steel was subsequently
overruled in Lincoln Lutheran of Racine, 362 NLRB 1655 (2015), that
decision was applied prospectively only and is not applicable to this case.
Id., slip op. at 1663.
11 In his decision, the judge was inconsistent in how he referred to the
discriminatees and those individuals covered by the remedial provisions
4. The remaining issues concern the scope of the 8(a)(3)
findings and related remedies. It is clear from the judge’s
decision that his refusal-to-hire findings and recom-
mended instatement and backpay remedies apply to the
former Auto Handling employees who filed employment
applications with Voith. Those 85 individuals are listed
on attachment A of the judge’s decision. The General
Counsel and the Charging Party except to the judge’s fail-
ure to clearly find refusals to hire and provide reinstate-
ment and backpay remedies for two additional categories
of discriminatees: (1) the remaining 81 applicants on the
Auto Handling seniority list, who did not file separate ap-
plications with Voith, and (2) 101 additional Teamsters-
affiliated applicants who had not previously been em-
ployed by Auto Handling. Although it appears that the
judge intended to find violations and provide remedies for
all of those individuals, we agree with the General Coun-
sel and the Teamsters that the judge’s decision needs clar-
ification.11 For the following reasons, we find that the two
additional categories of employees are properly encom-
passed in the 8(a)(3) findings and entitled to instatement
and backpay.
A. Teamsters Local 89-Affiliated Applicants
Not on Auto Handling Seniority List
We agree with the General Counsel and the Charging
Party that the Board should grant a remedy to those Team-
sters Local 89-affiliated applicants who filed applications
with Voith but were not on Auto Handling seniority list.
Paragraph 9(a) of the complaint alleges that Voith unlaw-
fully “established a hiring procedure and engaged in other
conduct designed to exclude and/or limit the hiring of ap-
plicants who were former employees of Cooper Transport
[Auto Handling’s parent company] or members of Team-
sters Local 89.” (Emphasis added.) Thus, paragraph 9(a)
covers any Teamsters Local 89-affiliated applicant, as
well as any applicant who was employed by the predeces-
sor, Auto Handling.12
of his recommended Order. For example, at various points in his deci-
sion, recommended Order, and notice, the judge referred to the discrim-
inatees as “the former Auto Handling employees who were members of
the Charging Party”; “the former Auto Handling employees”; “appli-
cants who were former employees of Auto Handling or members of the
Teamsters”; “the individuals listed in Attachment A”; “numerous Team-
ster affiliated employees [who] submitted applications to Voith” but
were “not former Auto Handling employees”; “the employees set forth
in Attachment A, and other similarly situated employees”; “applicants,
including former employees of the predecessor employer, Auto Han-
dling, Inc.”; “the employees of the predecessor Auto Handling, Inc.,
named on Attachment A”; and “other applicants whose applications were
submitted to us by the Teamsters for vehicle processing work.”
12 Our dissenting colleague argues that the phrase “or members of
Teamsters Local 89” is “most naturally” read as an alternative descrip-
tion of the “former employees” of Auto Handling. The complaint is not
VOITH INDUSTRIAL SERVICES, INC.
1043
The judge found that “while not former Auto Handling
employees, numerous Teamster affiliated employees sub-
mitted applications to Voith but were not hired or consid-
ered for hire.” He further found that those employees
“should have been considered” for the approximately 300
permanent and temporary vehicle processing positions
available during the April 2012 startup period and subse-
quent months. It also appears that the judge was contem-
plating instatement and make-whole remedies for those
additional Teamsters Local 89-affiliated applicants be-
cause in his recommended notice to employees, after
providing a remedy for the former Auto Handling employ-
ees, he included a provision requiring that Voith “offer, in
writing, immediate and full employment to the other ap-
plicants whose applications were submitted to us by the
Teamsters for vehicle processing work . . . and make them
whole for any loss of earnings they may have suffered by
reason of our unlawful failure to hire them.” (Emphasis
added.)
In support of its argument that the Teamsters Local 89-
affiliated applicants who were not previously employed
by predecessor Auto Handling should not receive a rem-
edy, Voith asserts that the class of discriminatees in the
complaint is “narrowly drawn” and is “limited to former
a model of clarity, but we find it reasonable to read it to encompass
Teamsters Local 89-affiliated applicants, particularly in light of the Gen-
eral Counsel’s opening statement, which began with the statement that
“this trial is about Respondent Voith’s actions in seeking to avoid a bar-
gaining obligation with Teamsters 89, and to establish a bargaining rela-
tionship with its preferred union, the UAW.” Our colleague believes that
this statement does not reasonably convey that the General Counsel was
alleging discrimination against Teamsters-affiliated applicants who had
never worked for the predecessor. This statement, however, is not lim-
ited to a bargaining obligation arising from successorship, but is reason-
ably read to encompass discrimination against Teamsters-affiliated ap-
plicants who could be expected to support the Teamsters and enable
Teamsters Local 89 to achieve majority status even if Voith were not a
successor to Auto Handling. We disagree with our colleague’s view that
this reading is foreclosed by the General Counsel’s failure to respond
when the judge suggested, when ruling on the General Counsel’s motion
to add Patsy Bowman-Miles as an alleged discriminatee, that her status
as a discriminatee was dependent on the General Counsel’s showing that
she had been employed by Auto Handling.
13 Our dissenting colleague argues that the fact that the applications
of the Teamsters Local 89-affiliated applicants were entered as exhibits
at the hearing did not reasonably inform Voith that those applicants were
at issue. Our colleague suggests that because there could be other rea-
sons for placing such applications in the record, they could not have pro-
vided Voith with notice that those applicants were at issue. We find oth-
erwise. Par. 9(a) of the complaint refers in the disjunctive to applicants
who were members of Teamsters Local 89, and the General Counsel’s
opening statement clarifies the theory of the case: that the motivation for
Voith’s unlawful hiring scheme and course of conduct was to ensure that
the employees would be represented by the UAW and not the Teamsters.
In this context, the placement of applications by Teamsters Local 89-
affiliated employees into the record was sufficient to provide notice to
Voith that the discriminatory failure to hire or consider those applicants
was at issue.
AHI employees only who filed an employment applica-
tion with Voith.” (Voith Ans. Br. 10.) However, as ex-
plained above, the complaint is not so limited. In our
view, the complaint allegations are broad enough to in-
clude those Teamsters Local 89-affiliated applicants who
were not on Auto Handling’s seniority list among those
who were discriminated against by Voith and should be
included in the remedy.
Moreover, the General Counsel argues, and we agree,
that because the record contains the applications of the
Teamsters Local 89-affiliated applicants, Voith was fully
apprised that they were among the class of potential dis-
criminatees.13 We agree with the General Counsel that
this issue was fully and fairly litigated and that the General
Counsel met his burden of showing that those employees
were unlawfully discriminated against because of their
Teamsters affiliation.14 Accordingly, we shall include the
Teamsters Local 89-affiliated applicants who were not
previously employed by Auto Handling among those re-
ceiving instatement and make-whole remedies for Voith’s
unfair labor practices.15
14 Although Planned Building Services, Inc., 347 NLRB 70 (2006),
established that Wright Line is the appropriate framework for analyzing
the discrimination against the former Auto Handling employees, FES, a
Division of Thermo Power, 331 NLRB 9 (2000), enfd. 301 F.3d 83 (3d
Cir. 2002), is the appropriate framework for analyzing the discrimination
against the approximately 101 Teamsters-affiliated applicants who were
not employees of Auto Handling. Applying FES, we find that there are
sufficient positions for these discriminatees when the entire vehicle pro-
cessing work force is considered. By May 23, 2012, the combined Voith
and Aerotek work force reached 272 employees and increased thereafter.
We further find that the Teamsters Local 89-affiliated applicants were
qualified for the positions. Because Voith hired employees for vehicle
processing yard positions without any prior experience in performing the
work, it is clear that no specialized qualifications or experience were re-
quired. Accordingly, we find that the General Counsel has met his FES
burden to show a discriminatory refusal to hire the Teamsters Local 89-
affiliated applicants.
15 Our colleague contends that the Board cannot require instatement
and backpay for applicants not previously employed by Auto Handling
because Voith’s unlawful conduct could not plausibly have contributed
to their lack of employment. He asserts that the record fails to establish
general antiunion hostility as a motivating factor in Voith’s hiring deci-
sions regarding those applicants. We disagree. Voith’s entire course of
conduct was designed so that the UAW, and not the Teamsters, would
be the bargaining representative of the unit employees. Discriminating
against Teamsters-affiliated applicants was part of that scheme. Even if
the General Counsel’s main theory of the case involved discrimination
against predecessor employees to avoid an immediate successorship ob-
ligation, that did not preclude the General Counsel from also alleging
broader discrimination against Teamsters-affiliated employees, in order
to avoid any future bargaining obligations and to ensure that the employ-
ees would be represented by the UAW and not the Teamsters. As dis-
cussed above, we find that the complaint encompasses such a theory.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1044
B. Employees on the Auto Handling Seniority List
who did Not File Individual Applications
Paragraph 9(b) of the complaint alleges that Respondent
Voith unlawfully “failed and refused to hire or consider
for hire the former employees of Cooper Transport [Auto
Handling’s parent company] listed on exhibit A [of the
complaint] . . . and others similarly situated.” In our view,
all of the employees on the Auto Handling seniority list,
even those former Auto Handling employees who did not
file individual applications with Voith, are “similarly sit-
uated” within the meaning of the complaint.
The vehicle processing work at the LAP was previously
performed by the employees on the Auto Handling senior-
ity list, and those employees were covered by the
NMATA. Historically, when a new contractor took over
the vehicle processing work at the LAP, that new contrac-
tor acquired the predecessor contractor’s seniority list.
Teamsters Local 89 President Fred Zuckerman explained
that the NMATA seniority provisions (art. 5, sec. 5) re-
quire a successor contractor to utilize the predecessor’s
seniority list and that when a new contractor takes over,
“You don’t have to fill out applications. They have to take
you by virtue of the provisions that are contained in the
Collective Bargaining Agreement.” (Tr. 830.) Zucker-
man further testified that successor contractors must “of-
fer employment to everybody that was on [the predecessor
employer’s seniority] list.” (Tr. 836.) Based in part on
that evidence, we find that the employees on the Auto
Handling seniority list reasonably expected to retain their
positions on the seniority list no matter which entity re-
ceived the vehicle processing contract, even without filing
individual applications with the new contractor. In these
circumstances, we conclude that all of the employees on
the Auto Handling seniority list are “similarly situated” to
the former Auto Handling employees listed in the com-
plaint who filed applications with Voith.
We also find that Voith was fully apprised that these
employees were in the class of potential discriminatees be-
cause the record contains the full Auto Handling seniority
list, which was attached to the Teamsters’ February 14,
2012 letter to Voith requesting that each of those employ-
ees be notified about any opportunities for employment
with Voith. Thus, Voith was clearly on notice that Team-
sters Local 89 was seeking employment for all of the for-
mer Auto Handling employees and that the allegations
16 Voith Ans. Br. 8.
17 On March 6, 2012, Sarah Curry Martinez, an account manager at
Aerotek, Inc. who was acting as Voith’s agent for hiring purposes, sent
an email to Voith’s people services manager, Timothy Bauer, notifying
him that they were “not considering” the “well over 100 people” who
applied from the Auto Handling job. GC Exh. 102. In addition, in April
2012, when seeking applications for the temporary batch and hold
concerning an unlawful plan to discriminate in hiring to
avoid successorship obligations involved the entire prede-
cessor work force.
Voith argues that expanding the class of discriminatees
to those who did not file applications would necessitate a
finding that Voith made known to prospective applicants
that it would be futile to apply. Kessel Food Markets, 287
NLRB 426, 431 (1987), enfd. 868 F.2d 881 (6th Cir. 1989),
cert. denied 493 U.S. 820 (1989); State Distributing Co.,
282 NLRB 1048 (1987). Pointing out that numerous
Teamsters members filed applications and some were
hired, Voith asserts that here there is no “smoking gun”
and “no evidence in the subject case which would have
demonstrated that filing an employment application with
Voith was an act in futility.”16
Contrary to Voith’s contention and that of our dissent-
ing colleague, we find that Voith’s course of conduct en-
gendered a “climate of futility” sufficient to excuse the
failure of some of the former Auto Handling employees to
submit applications to Voith. State Distributing Co., su-
pra, 282 NLRB at 1048. As early as October 2011, Voith
determined that the vehicle processing employees would
be represented by the UAW, and it was evident that Voith
would not generally be hiring former Teamsters-repre-
sented Auto Handling employees to perform vehicle pro-
cessing work. Voith was repeatedly informed that the
skilled and experienced employees on the Auto Handling
seniority list were available to fill the positions, but Voith
never contacted Auto Handling or Teamsters officials
about hiring the experienced Auto Handling work force,
and did not solicit applications from employees on the
Auto Handling seniority list. It was clear when Voith ig-
nored Zuckerman’s February 14, 2012 letter, as well as the
many applications submitted by former Auto Handling
employees, that all of the individuals on Auto Handling’s
seniority list were being discriminated against as a class.
Instead of contacting and hiring experienced employees
on the Auto Handling seniority list, Voith decided to trans-
fer inexperienced UAW janitorial employees to perform
vehicle processing work. At the same time, applications
from former Auto Handling employees were in fact being
disregarded as a class.17 Although many former Auto
Handling employees did file applications despite Voith’s
unlawful conduct, and a few were hired, this is insufficient
in our view to dispel the “climate of futility” engendered
positions, instead of seriously considering the numerous applications
from employees on the Auto Handling list that it had on hand, Martinez
sought applications at a job fair and told a former Auto Handling appli-
cant that he would be hired only if he promised to refrain from striking.
Martinez also stated that she would hire “all of you” if she did not fear
that Teamsters employees would engage in strike activity.
VOITH INDUSTRIAL SERVICES, INC.
1045
by Voith’s conduct as a whole, including its premature and
unlawful grant of recognition to the UAW on February 22,
2012. In light of this “climate of futility,” as well as the
former Auto Handling employees’ reasonable expectation
that they would retain their positions on the Auto Handling
seniority list without filing individual applications with
Voith, we find, contrary to our dissenting colleague, that
the former Auto Handling employees on the Auto Han-
dling seniority list who did not file individual applications
with Voith are within the class of discriminatees entitled
to a remedy for the violations committed by Voith,18 along
with those former Auto Handling employees listed in At-
tachment A of the judge’s decision who did file individual
applications.19
AMENDED CONCLUSIONS OF LAW
1. Substitute the following for Conclusion of Law 4.
“4. Respondent Voith engaged in unfair labor practices
within the meaning of Section 8(a)(1) of the Act by telling
an applicant that if he was hired, he would have to become
a member of the UAW; informing an applicant that in or-
der to be hired, he would have to refrain from engaging in
Section 7 activity such as striking; threatening to dis-
charge employees if they did not wear a safety vest bear-
ing the UAW logo; and denying Teamsters Local 89 ac-
cess to its employees while granting access to the UAW.”
2. Substitute the following for Conclusion of Law 5.
“5. Respondent Voith engaged in unfair labor practices
within the meaning of Section 8(a)(2) and (1) of the Act
by rendering assistance and support to the UAW by allow-
ing the UAW to meet with employees during orientation
sessions and worktime in order to urge the employees to
sign membership applications and checkoff authoriza-
tions; and assisting, recognizing, and bargaining with the
UAW as the collective-bargaining representative of the
employees who are employed at the Ford Motor Com-
pany, Louisville, Kentucky assembly plant performing ve-
hicle processing including staging, shuttle and yard/inven-
tory, and batch and hold work, when the UAW did not
represent an uncoerced majority of the unit employees or
at a time before the commencement of Voith’s normal ve-
hicle processing operations when it did not employ a rep-
resentative segment of its ultimate vehicle processing em-
ployee complement.”
3. Substitute the following for Conclusion of Law 6.
18 Our dissenting colleague argues that providing a remedy for non-
applicants is punitive. As noted above, however, the Board has found it
appropriate to grant remedies to nonapplicants where, as here, an em-
ployer’s course of conduct engenders a “climate of futility” sufficient to
excuse the failure of a predecessor’s employees to submit applications to
the successor. State Distributing Co., supra, 282 NLRB 1048.
“6. Respondent Voith engaged in unfair labor practices
within the meaning of Section 8(a)(3) and (1) of the Act
by implementing a plan to avoid hiring former employees
of predecessor Auto Handling, Inc. or members of the
Teamsters, and discriminating against or refusing to hire
those individuals because of their concerted activities or
Teamsters affiliation, or in order to avoid a successorship
obligation to recognize and bargain with the Teamsters.”
4. Substitute the following for Conclusion of Law 7.
“7. Respondent Voith engaged in unfair labor practices
within the meaning of Section 8(a)(5) and (1) of the Act
by refusing, as a successor to Auto Handling, Inc., to rec-
ognize and bargain with the Teamsters as the representa-
tive of the employees at the Ford Motor Company, Louis-
ville, Kentucky assembly plant performing vehicle pro-
cessing including vehicle staging, shuttle and yard/inven-
tory, and batch and hold work, concerning their terms and
conditions of employment; unilaterally setting initial
terms and conditions of employment for unit employees
without first giving notice to and bargaining with the
Teamsters about those changes; and unilaterally entering
into a contract with Aerotek, Inc. to hire individuals other
than former Auto Handling employees to perform bar-
gaining unit work without notifying and bargaining with
Teamsters.”
5. Add the following as Conclusion of Law 9.
“9. By the foregoing conduct, Respondent Voith has en-
gaged in unfair labor practices affecting commerce within the
meaning of Section 2(6) and (7) of the Act.”
ORDER
A. The National Labor Relations Board orders that the
Respondent, Voith Industrial Services, Inc., Louisville,
Kentucky, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Implementing a plan to avoid hiring former employ-
ees of predecessor Auto Handling, Inc. or members of the
Teamsters, and discriminating against or refusing to hire
those individuals because of their concerted activities or
Teamsters affiliation, or in order to avoid a successorship
obligation to recognize and bargain with the Teamsters.
(b) Refusing, as a successor to Auto Handling, Inc., to
recognize and bargain with the Teamsters as the repre-
sentative of the employees at the Ford Motor Company,
Louisville, Kentucky assembly plant performing vehicle
19 As noted above, Voith hired a small number of Teamsters-affiliated
or former Auto Handling employees. The General Counsel requests that
to the extent that those employees were “belatedly hired,” they should be
made whole for any losses resulting from that delay. We shall modify
the recommended Order accordingly. Although the record before us
does not indicate whether any such losses were incurred, the General
Counsel may raise and litigate those issues at the compliance stage.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1046
processing including vehicle staging, shuttle and yard/in-
ventory, and batch and hold work, concerning their terms
and conditions of employment.
(c) Unilaterally setting initial terms and conditions of
employment for unit employees without first giving notice
to and bargaining with the Teamsters about those changes.
(d) Unilaterally entering into a contract with Aerotek,
Inc. to hire individuals other than former Auto Handling
employees to perform bargaining unit work without noti-
fying and bargaining with Teamsters.
(e) Rendering assistance and support by allowing the
UAW to meet with employees during orientation sessions
and worktime in order to urge the employees to sign mem-
bership applications and checkoff authorizations.
(f) Assisting, recognizing and bargaining with the UAW
as the collective-bargaining representative of the employ-
ees who are employed at the Ford Motor Company, Lou-
isville, Kentucky assembly plant performing vehicle pro-
cessing including staging, shuttle and yard/inventory, and
batch and hold work, when the UAW did not represent an
uncoerced majority of the unit employees and at a time
before the commencement of Voith’s normal vehicle pro-
cessing operations when it did not employ a representative
segment of its ultimate vehicle processing employee com-
plement.
(g) Telling an applicant that if he was hired, he would
have to become a member of the UAW.
(h) Informing an applicant that in order to be hired, he
would have to refrain from engaging in Section 7 activity
such as striking.
(i) Threatening to discharge employees if they did not
wear a safety vest bearing the UAW logo.
(j) Denying Teamsters Local 89 access to its employees
while granting access to the UAW.
(k) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Recognize and, on request, bargain with Teamsters
Local 89 as the exclusive representative of the employees
in the following appropriate unit concerning terms and
conditions of employment and if an understanding is
reached, embody the understanding in a signed agreement:
All employees as set forth in Article 3 of the National
Master Automobile Transporters Agree-ment, Central
and Southern Area Supplemental Agreements and the
Job Descriptions provisions of the Local Rider.
(b) Notify Teamsters Local 89 in writing that it recog-
nizes that Union as the exclusive representative of its unit
employees under Section 9(a) of the Act and that it will
bargain with that union concerning terms and conditions
of employment for employees in the unit.
(c) At the request of Teamsters Local 89, rescind any
departures from terms and conditions of employment that
existed immediately prior to Respondent Voith’s takeover
of predecessor Auto Handling’s operation, retroactively
restoring preexisting terms and conditions of employment,
including wage rates and benefit plans, until it negotiates
in good faith with Teamsters Local 89 to agreement or to
impasse.
(d) Make the unit employees whole, in the manner set
forth in the remedy section of the judge’s decision as mod-
ified herein, for any losses caused by Respondent Voith’s
failure to apply the terms and conditions of employment
that existed immediately prior to its takeover of predeces-
sor Auto Handling’s operation.
(e) Withdraw and withhold all recognition from the
UAW and its Local 862 as the exclusive collective-bar-
gaining representative of its vehicle processing employees
unless and until the UAW has been certified by the Na-
tional Labor Relations Board as the exclusive collective-
bargaining representative of those employees.
(f) Within 14 days from the date of this Order, offer em-
ployment to the former unit employees of Auto Handling
named in attachment A to the judge’s decision as well as
the other similarly situated employees on the Auto Han-
dling seniority list, including those who did not file indi-
vidual applications with Respondent Voith, and to any
other Teamsters-affiliated applicants who filed applica-
tions with Respondent Voith and would have been hired
but for its unlawful discrimination against them, in the po-
sitions previously held by Auto Handling employees or, if
such positions no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any other
rights or privileges previously enjoyed, discharging if nec-
essary any full-time or temporary employees hired in their
place. Positions shall be offered to employees on the for-
mer Auto Handling seniority list in the order they appear
on that list, followed by the other Teamsters-affiliated ap-
plicants according to the dates appearing on their applica-
tions. If there are insufficient positions available, the re-
maining employees shall be placed on a preferential hiring
list.
(g) Make the employees referred to above in paragraph
2(f) whole for any loss of earnings and other benefits they
may have suffered by reason of Respondent Voith’s un-
lawful refusal to hire them, in the manner set forth in the
remedy section of the judge’s decision as modified herein.
(h) Within 14 days from the date of this decision, re-
move from its files any reference to the unlawful refusal
to hire the employees described above in paragraph 2(f),
and within 3 days thereafter, notify them in writing that
VOITH INDUSTRIAL SERVICES, INC.
1047
this has been done and that the refusal to hire them will
not be used against them in any way.
(i) Compensate affected employees for the adverse tax
consequences, if any, of receiving lump-sum backpay
awards, and file a report with the Social Security Admin-
istration allocating the backpay awards to the appropriate
calendar quarters for each employee.
(j) Make whole any Teamsters-affiliated employees
who were “belatedly hired” as a result of Respondent
Voith’s discriminatory failure to timely hire them, for any
loss of earnings and other benefits they may have suffered
by reason of Respondent Voith’s unlawful refusal to
timely hire them, plus interest.
(k) Rescind its contract with Aerotek, Inc. to perform
work which otherwise would have been performed by the
employees on the Auto Handling seniority list or other
Teamsters-affiliated applicants, and offer any jobs created
by this rescission to the employees described above in par-
agraph 2(f), as set forth therein.
(l) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, social
security payment records, timecards, personnel records
and reports, and all other records, including an electronic
copy of such records if stored in electronic form, neces-
sary to analyze the amount of backpay due under the terms
of this Order.
(m) Within 14 days after service by the Region, post
copies of the attached notice marked “Appendix A.”20
Copies of the notice, on forms provided by the Regional
Director for Region 9, after being signed by Respondent
Voith’s authorized representative, shall be posted by Re-
spondent Voith and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by Respondent Voith to ensure that the notices
are not altered, defaced, or covered by any other material.
If Respondent Voith has gone out of business or closed the
facility involved in these proceedings, Respondent Voith
shall duplicate and mail, at its own expense, a copy of the
notice to all employees on the Auto Handling seniority list
and all current employees and former employees em-
ployed by Respondent Voith at any time since January 31,
2012.
(n) Post at the same places and under the same condi-
tions, copies of Appendix B as soon as it is forwarded by
the Regional Director.
20 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “Posted Pursuant to a Judgment of the
(o) Within 14 days after service by the Region, hold a
meeting or meetings, scheduled to ensure the widest pos-
sible attendance, at which the attached notice, Appendix
A, is to be read to the employees by a responsible man-
agement official or, at Respondent Voith’s option, by a
Board agent in that official’s presence. Respondent Voith
shall also afford Teamsters Local 89, through the Regional
Director, reasonable notice and opportunity to have a rep-
resentative present when the notice is read to employees.
(p) Within 21 days after service by the Region, file with
the Regional Director for Region 9 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
B. The National Labor Relations Board orders that the
Respondent, United Automobile, Aerospace and Agricul-
tural Implement Workers of America, AFL–CIO and Lo-
cal 862, their officers, agents, and representatives, shall
1. Cease and desist from
(a) Accepting assistance and support from Respondent
Voith in order to meet with employees to urge them to sign
membership applications and checkoff authorizations.
(b) Obtaining recognition from Respondent Voith at a
time that the UAW does not represent an uncoerced ma-
jority in the unit and when Respondent Voith has not
started normal vehicle processing operations nor em-
ployed in the unit a representative segment of its ultimate
vehicle processing employee complement.
(c) Accepting recognition from Respondent Voith un-
less it is certified by the National Labor Relations Board
as the exclusive collective-bargaining representative of its
vehicle processing employees.
(d) In any like or related manner restraining or coercing
employees in the exercise of the rights guaranteed them by
Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
its offices and meeting halls copies of the attached notice
marked “Appendix B.”21 Copies of the notice, on forms
provided by the Regional Director for Region 9, after be-
ing signed by the UAW’s authorized representative, shall
be posted by the UAW and maintained for 60 consecutive
days in conspicuous places including all places where no-
tices to employees and members are customarily posted.
Reasonable steps shall be taken by the UAW to ensure that
the notices are not altered, defaced, or covered by any
other material.
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
21 See fn. 20, supra.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1048
(b) Within 14 days after service by the Region, sign and
return to the Regional Director sufficient copies of Appen-
dix B for posting by Respondent Voith at all places where
notices to employees are customarily posted.
(c) Within 21 days after service by the Region, file with
the Regional Director for Region 9 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
MEMBER MISCIMARRA, concurring in part and dissenting in
part.
In this case, the Board finds that Voith Industrial Ser-
vices, Inc. (the Respondent or Voith) attempted to avoid
becoming a legal “successor” by refusing to hire 85 Team-
sters-represented applicants who previously worked for its
predecessor, Auto Handling, Inc.1 I agree that Voith
should be considered a legal successor whose refusal to
recognize and bargain with Teamsters Local 89 (the Un-
ion) violated Section 8(a)(5) of the National Labor Rela-
tions Act (the NLRA or the Act). I also agree that Voith’s
discriminatory refusal to hire the 85 applicants violated
Section 8(a)(3). However, my colleagues and I part ways
regarding three aspects of this case.
First, I believe my colleagues violate due process prin-
ciples and exceed the Board’s remedial authority. Rather
than imposing the standard remedies formulated by the
judge by requiring Voith to make whole and offer employ-
ment to the 85 applicants it unlawfully refused to hire, my
colleagues order Voith to provide these same remedies to
1 Successorship cases are those involving a transition in employers,
most often caused by the sale of a business or contract rebidding. For
example, here, Auto Handling, Inc. provided vehicle processing and in-
ventory management services at Ford Motor Company’s, Louisville,
Kentucky assembly plant under a contract with Ford, and in 2012 Ford
awarded the contract to Voith. In these cases, the new employer must
recognize and bargain with the predecessor’s union if there is sufficient
business continuity and a “workforce majority,” i.e., if a majority of the
successor’s work force consists of represented employees who were pre-
viously employed by the predecessor. NLRB v. Burns Security Services,
406 U.S. 272 (1972); Fall River Dyeing & Finishing Corp. v. NLRB, 482
U.S. 27 (1987). However, even if the new employer is considered a legal
“successor” obligated to recognize and bargain with the union, the Su-
preme Court has held it has the right to unilaterally set different initial
employment terms, and it is not required to adopt the predecessor’s col-
lective-bargaining agreement. Id. If the new employer engages in anti-
union discrimination during hiring to avoid having a work force majority
in an effort to defeat “successor” obligations, this violates Sec. 8(a)(3) of
the Act, and the Board will require the successor to recognize and bargain
with the union. Love’s Barbeque Restaurant No. 62, 245 NLRB 78, 81–
82 (1979), enfd. in relevant part sub nom. Kallmann v. NLRB, 640 F.2d
1094 (9th Cir. 1981).
182 additional beneficiaries even though (i) none of these
182 additional beneficiaries were identified in the com-
plaint; (ii) 101 of the additional beneficiaries never
worked for the predecessor, Auto Handling; and (iii) 81 of
the additional beneficiaries never applied for employment
with Voith. I believe the inclusion of these 182 additional
individuals in the Board’s remedy violates fundamental
principles of due process. I also believe their inclusion
exceeds the Board’s remedial authority, and the evidence
is insufficient to establish an independent finding of lia-
bility as to these individuals.
Second, for reasons that I previously explained in CNN
America, Inc. & Team Video Services, LLC,2 I dissent
from the majority’s finding that the Respondent violated
Section 8(a)(5) by unilaterally establishing initial terms
and conditions of employment. Under well-established
Supreme Court precedent, a successor employer has the
right to set different initial employment terms even though
it must otherwise recognize and bargain with the prede-
cessor’s union. NLRB v. Burns Security Services, supra;
Fall River Dyeing & Finishing Corp. v. NLRB, supra.3
Third, I disagree with my colleagues’ finding that Voith
violated Section 8(a)(5) by failing to give the Union notice
and the opportunity for bargaining over the outsourcing of
certain work to another company, Aerotek, Inc.4 When
this subcontracting decision was made, Voith did not yet
have a “substantial and representative complement” of
employees, one of the conditions that must be satisfied be-
fore a new employer will have 8(a)(5) “successorship” ob-
ligations. Thus, in my view, the Board cannot properly
find that Voith violated Section 8(a)(5) when it outsourced
work to Aerotek.5
2 361 NLRB 439, 481–482 (2014) (Member Miscimarra, concurring
in part and dissenting in part).
3 As explained below and in my partial dissent in CNN America, I
disagree with this aspect of Love’s Barbeque Restaurant No. 62, supra,
where the Board held that a successor that engages in antiunion discrim-
ination in an effort to avoid successorship obligations forfeits its legal
right to unilaterally set different initial employment terms.
4 A decision to engage in outsourcing—to have work performed by a
third-party contractor—is also sometimes referred to as subcontracting.
Although these terms might sometimes have different meanings, I use
the two terms interchangeably in this opinion.
5 I agree with my colleagues that Voith violated Sec. 8(a)(1) by threat-
ening to send employees home if they refused to wear a safety vest bear-
ing the logos of the United Auto Workers (the UAW) and Voith. How-
ever, my colleagues base their finding on the fact that “the UAW was not
the duly constituted exclusive collective-bargaining representative” of
Voith’s employees, implying that Voith would not have violated the Act
had the UAW been the employees’ duly constituted bargaining repre-
sentative. I do not agree that Voith’s conduct would have been lawful if
the UAW had been the representative of Voith’s employees at the time.
Sec. 7 protects the right of employees to refrain from wearing union in-
signia, and this right is unaffected by whether or not the union is a certi-
fied or recognized representative. See Lee v. NLRB, 393 F.3d 491 (4th
VOITH INDUSTRIAL SERVICES, INC.
1049
Discussion
A. The Board Cannot Order Relief for Individuals
who were Not Identified in the Complaint,
who did Not Work for the Predecessor, or
who did Not Apply for Employment with Voith
“‘To satisfy the requirements of due process, an admin-
istrative agency must give the party charged a clear state-
ment of the theory on which the agency will proceed with
the case.’” Lamar Central Outdoor d/b/a Lamar Adver-
tising of Hartford, 343 NLRB 261, 265 (2004) (quoting
Yellow Freight System, Inc. v. Martin, 954 F.2d 353, 357
(6th Cir. 1992)); see also KenMor Electric Co., Inc. and
H&J Electric Co. and Louis P. Lee d/b/a L.L. Electric Co.
and Independent Electrical Contractors of Houston, Inc.,
355 NLRB 1024, 1029 (2010) (“Due process requires that
a respondent have notice of the allegations against it so
that it may present an appropriate defense.”), enf. denied
sub nom. Independent Electrical Contractors of Houston,
Inc. v. NLRB, 720 F.3d 543 (5th Cir. 2013); The
Earthgrains Co., 351 NLRB 733, 735 (2007) (“The fun-
damental elements of procedural due process are notice
and an opportunity to be heard.”). Typically, appropriate
notice is furnished by the allegations set forth in the com-
plaint. KenMor Electric, supra. However, the Board will
also consider any representations made by the General
Counsel on a timely basis during the course of litigation
concerning the theory of the alleged violation. See
Ozburn-Hessey Logistics, LLC, 362 NLRB 1532, 1535
(2015); Iron Workers Local 118, International Associa-
tion of Bridge and Structural Ironworkers, AFL–CIO
(Pittsburgh Des Moines Steel Co.), 257 NLRB 564, 565–
566 (1981), enfd. 720 F.2d 1031 (9th Cir. 1983).
Here, neither the charge, the complaint, nor any repre-
sentation made by attorneys representing the General
Counsel put Voith on notice that it was alleged to have
discriminated in hiring against 182 individuals who either
never applied for employment with Voith or never worked
for Voith’s predecessor, Auto Handling. From the filing
of the unfair labor practice charges to the close of the hear-
ing, the 8(a)(3) hiring allegations were framed and liti-
gated exclusively on the theory that Voith engaged in hir-
ing discrimination against applicants (i.e., individuals
Cir. 2005) (holding that employer and lawful collective-bargaining rep-
resentative violated the Act by entering into an agreement requiring bar-
gaining unit employees to wear a uniform bearing union and company
logos).
I also believe my colleagues erroneously state that Voith is required
to post Respondent UAW’s notice to employees. Consistent with the
Board’s standard practice, the UAW should be ordered to sign and return
to the Regional Director sufficient copies of the notice for posting by the
respondent employer if it is “willing” to do so. See, e.g., Coca Cola
who submitted employment applications to Voith) who
had previously worked for Auto Handling.
The charge filed on April 12, 2012, alleged that Voith
“refused to hire, or consider for hire, the employees of its
predecessor employer at that location, Auto Handling,
Inc., a subsidiary of Jack Cooper Transport Company, be-
cause such employees are Teamsters members and have
designated Teamsters Local Union No. 89 as their collec-
tive-bargaining representative, in order for Voith to at-
tempt to avoid its bargaining obligations regarding the
terms and conditions of employment of such employees as
the successor Employer at that location.”
Similarly, the complaint alleged that Voith unlawfully
refused to hire applicants who had worked for the prede-
cessor employer in an attempt to avoid a successor bar-
gaining obligation:
9 (a) About January 31, 2012, Respondent Voith imple-
mented a plan to hire about 84 employees and estab-
lished a hiring procedure and engaged in other conduct
designed to exclude and/or limit the hiring of applicants
who were former employees of Cooper Transport6 or
members of Teamsters Local 89.
(b) Since about February 17, 2012, Respondent Voith
has failed and refused to hire or consider for hire the for-
mer employees of Cooper Transport listed on Exhibit A
attached hereto, who were members of the [Teamsters
Local 89] bargaining unit described below in paragraph
10, and others similarly situated.
(c) Respondent Voith engaged in the conduct described
above in paragraphs 9(a) and (b) because the former em-
ployees of Cooper Transport were members of Team-
sters Local 89, engaged in concerted activities, and to
discourage employees from engaging in these activities
and in order to avoid an obligation to recognize and bar-
gain with Teamsters Local 89 as the exclusive collec-
tive-bargaining representative of the employees de-
scribed below in paragraph 10.7
Even more explicit is appendix A to the complaint, as
amended at the hearing, which is referred to in complaint
paragraph 9(b) above. Appendix A identifies 85 alleged
discriminatees by name, all of whom have two attributes
Puerto Rico Bottlers, 362 NLRB 1047, 1051 (2015); Dean Transporta-
tion, Inc., 350 NLRB 48, 62 (2007); Northwest Protective Service, Inc.,
342 NLRB 1201, 1212 (2004); North Hills Office Services, 342 NLRB
437, 447 (2004); St. Helens Shop ‘N Kart, 311 NLRB 1281, 1288 (1993);
Newport News Shipbuilding and Dry Dock Co., 253 NLRB 721, 734
(1980).
6 Predecessor Auto Handling was a subsidiary of Cooper Transport.
7 Complaint pars. 9(a)-(c) (emphasis added).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1050
in common, consistent with the premise of the unfair labor
practice charges and the text of the complaint: (i) each
listed discriminatee previously worked for predecessor
employer Auto Handling, and (ii) each listed discrimi-
natee submitted an application for employment to the Re-
spondent. Appendix A of the complaint, as amended, does
not name a single person in either of the two large groups
added to the Order by the majority today. As noted previ-
ously, these 182 additional individuals include 101 Team-
sters-affiliated individuals who never worked for prede-
cessor Auto Handling (I call these individuals the “101
nonpredecessor applicants”) and 81 former employees of
Auto Handling who never applied for employment with
Voith (I call these individuals the “81 nonapplicants”).
There is no doubt that the General Counsel knew the
identities of the 101 nonpredecessor applicants and the 81
nonapplicants at the time of the hearing. This is clear be-
cause the General Counsel introduced into evidence (i)
Auto Handling’s seniority list, which contained the names
of the 81 nonapplicants (as well as the names of the 85
Auto Handling employees who did apply for jobs with
Voith), and (ii) the employment applications submitted to
Voith, which included the 101 nonpredecessor applicants.
Not only did the General Counsel fail to put Voith on
notice that he was seeking relief for individuals in addition
to the discriminatees named in appendix A to the com-
plaint, the attorneys representing the General Counsel at
the hearing confirmed that only former employees of Auto
Handling who applied to Voith for employment were at
issue. Thus, during the hearing, the General Counsel
moved to amend appendix A to add one more individual,
Patsy Bowman-Miles, to the list of alleged discriminatees.
The Respondent’s counsel objected to the proposed
amendment, arguing that he was “unaware of any basis to
support the notion that she was an employee of Auto Han-
dling, Inc. as alleged . . . in the Complaint with respect to
the remainder of Appendix A.” The judge responded that
the General Counsel would bear the burden of proving that
Bowman-Miles had been an employee of the predecessor
and granted the motion to amend the complaint “with that
understanding.” Counsel for the General Counsel never
argued it was immaterial whether Bowman-Miles worked
for the predecessor, which it would have been if the Gen-
eral Counsel was also alleging unlawful discrimination
against persons who had never been employed by Auto
Handling. This reinforces the fact that the General Coun-
sel’s hiring discrimination allegations were limited to al-
leged antiunion discrimination against former employees
of Auto Handling, perpetrated by Voith in an attempt to
avoid a successor bargaining obligation. Only after the
hearing’s conclusion did the General Counsel make any
argument—in his posthearing brief to the judge—that
Voith also engaged in unlawful antiunion discrimination
against the 81 nonapplicants and the 101 nonpredecessor
applicants.
Any theory of 8(a)(3) discrimination regarding the 101
nonpredecessor applicants and the 81 nonapplicants
would have to involve questions of proof materially dif-
ferent from those relevant to the complaint’s 8(a)(3) alle-
gations, which related exclusively to former Auto Han-
dling employees who applied for positions with Voith.
The General Counsel’s theory alleged in the complaint
and litigated at the hearing involved alleged discrimina-
tion by Voith to avoid a finding of successorship. Under
Burns and Fall River Dyeing, supra, a new employer’s po-
tential 8(a)(5) bargaining obligations depend in part on
whether a majority of the successor’s employees consisted
of union-represented employees who worked for the pre-
decessor. Under this theory, the only potential discrimi-
natees encompassed by the complaint were former em-
ployees of Auto Handling (the predecessor) whose appli-
cations for employment with Voith were unlawfully de-
nied.
Had the General Counsel put forward at the hearing any
theory of discrimination regarding the 101 nonpredecessor
applicants (people who applied to Voith but were never
employed by Auto Handling), Voith would have had an
opportunity to introduce evidence regarding why particu-
lar nonpredecessor applicants were not hired. However,
this opportunity was denied to Voith, since it had no notice
that these individuals were at issue. Voith had no reason
to introduce evidence regarding the 101 nonpredecessor
applicants because the theory of the complaint did not per-
tain to these individuals.
Regarding the 81 nonapplicants (former Auto Handling
employees who never applied for Voith positions), I have
difficulty understanding how the General Counsel could
even claim hiring discrimination by Voith, since they did
not even apply for positions with Voith. The General
Counsel’s theory through the end of the hearing clearly
did not encompass the 81 nonapplicants. As noted previ-
ously, a Burns/Fall River “successorship” analysis turns
on whether Voith hired, as a majority of its work force,
applicants who previously worked for predecessor Auto
Handling. This analysis would be completely unaffected
by former Auto Handling employees who did not even
submit applications to Voith. Had such a theory been in-
troduced before the close of the hearing, Voith would have
had an opportunity to explain why hiring decisions were
limited to individuals who submitted applications, or it
could have otherwise introduced evidence regarding why
it did not hire the nonapplicants. Again, these opportuni-
ties were denied to Voith based on the absence of notice
that the 81 nonapplicants were at issue.
VOITH INDUSTRIAL SERVICES, INC.
1051
My colleagues recognize they have a due process prob-
lem in awarding a remedy based on violations that (i) were
not alleged in the complaint; (ii) were not the subject of
timely representations by the General Counsel’s attorneys
at the hearing modifying the theory of the General Coun-
sel’s case; and (iii) more than tripled the number of indi-
viduals who must be hired (or placed on a preferential hir-
ing list) with backpay by the Respondent. To deal with
this problem, the majority embraces three arguments that,
in my view, are strained to a degree that reinforces a much
more obvious point: neither the complaint, nor the hear-
ing, nor the evidentiary record provides reasonable sup-
port for the posthearing remedial expansions sought by the
General Counsel and granted by the majority. Nonethe-
less, I will briefly address each of the three arguments in
turn.
First, my colleagues look in isolation at complaint par-
agraph 9(a), which states in part that Voith “established a
hiring procedure . . . designed to exclude and/or limit the
hiring of applicants who were former employees of [Auto
Handling] or members of Teamsters Local 89.” Accord-
ing to the majority, Voith should have realized from the
word “or” that the complaint alleges discrimination
against all “members of Teamsters Local 89,” even if
those members were never Auto Handling employees (i.e.,
the 101 nonpredecessor applicants), and even if those
members never even applied for jobs with Voith (i.e., the
81 nonapplicants). I believe this interpretation is unrea-
sonable. Viewed in context, the phrase “or members of
Teamsters Local 89” in subparagraph 9(a) is most natu-
rally read as an alternative description of the 85 alleged
discriminatees named in appendix A—i.e., the “former
employees” of Auto Handling, who could also accurately
be referred to as “members of Teamsters Local 89,” who
Voith refused to hire in an attempt to avoid legal “succes-
sor” status. This mirrors the structure of subparagraph
9(b), which states Voith unlawfully refused to hire “the
former employees of Cooper Transport listed on Exhibit
A attached hereto, who were members of the [Teamsters
Local 89] bargaining unit,” and of subparagraph 9(c),
which states the unlawful refusals occurred “because the
former employees of [Auto Handling] were members of
Teamsters Local 89.”
8 In his opening statement at the hearing, the General Counsel stated
that “in its essence, this trial is about Respondent Voith’s actions in seek-
ing to avoid a bargaining obligation with Teamsters 89, and to establish
a bargaining relationship with its preferred union, the UAW.” Contrary
to the majority, that opening statement does not reasonably convey that
the General Counsel was alleging that the Respondent violated Sec.
8(a)(3) and (1) by discriminatorily refusing to hire 101 applicants who
never worked for the predecessor and were not named in the complaint.
Given that every individual identified in appendix A is an applicant who
The majority’s interpretation of the word “or” and the
phrase “or members of Teamsters Local 89” in subpara-
graph 9(a) disregards the fact that the entire theory of vio-
lation expressed in the charge and in paragraph 9 of the
complaint was premised on Voith’s alleged effort to avoid
having a successor “obligation to recognize and bargain”
(par. 9(c)), which (as noted above) had no logical connec-
tion to the 101 nonpredecessor applicants or the 81 non-
applicants. The majority’s interpretation also disregards
the exchange during the hearing about the newly identified
alleged discriminatee, Bowman-Miles, in which the judge
indicated that the General Counsel would have to prove
that Bowman-Miles had worked for Auto Handling. Fi-
nally, the majority’s interpretation also disregards the fact
that the alleged discriminatees were identified by name, in
exhibit A attached to the complaint, and described in sub-
paragraph 9(b) as the “former employees of [Auto Han-
dling] . . . who were members of the [Teamsters Local 89]
bargaining unit.” Given these considerations, I believe the
majority goes too far in suggesting the phrase “or mem-
bers of Teamsters Local 89” in subparagraph 9(a) placed
Voith on notice that this litigation involved three times the
number of discriminatees listed in exhibit A, including in-
dividuals who—unlike the discriminatees listed in appen-
dix A—never worked for Auto Handling (the 101 nonpre-
decessor applicants) or never applied for jobs with Voith
(the 81 nonapplicants). Even giving the most liberal in-
terpretation possible to the phrase “or members of Team-
sters Local 89,” the majority’s interpretation does not pass
the test of fundamental fairness because these words do
not constitute the required “clear statement of the theory
on which the agency will proceed with the case.” Lamar
Advertising of Hartford, supra.8
Second, my colleagues find that the phrase “and others
similarly situated” at the end of subparagraph 9(b) placed
Voith on notice that the General Counsel sought instate-
ment of and make-whole relief for the 81 nonapplicants.
Again, subparagraph 9(b) states:
(b) Since about February 17, 2012, Respondent Voith
has failed and refused to hire or consider for hire the for-
mer employees of [Auto Handling] listed on Exhibit A
attached hereto, who were members of the [Teamsters
formerly worked for the predecessor, Voith would have reasonably un-
derstood that the referenced “actions in seeking to avoid a bargaining
obligation with Teamsters 89, and to establish a bargaining relationship
with its preferred union, the UAW” were its unlawful refusals to hire
those 85 named individuals. Nothing in the General Counsel’s words
reasonably informed Voith that it was alleged to have discriminated
against anyone other than applicants formerly employed by the prede-
cessor employer.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1052
Local 89] bargaining unit described below in paragraph
10, and others similarly situated.9
To state the obvious, the phrase “others similarly situated”
contains the word “similarly.” Thus, it refers to anyone sim-
ilarly situated to the alleged discriminatees listed in exhibit
A—namely, “former employees of [Auto Handling] . . . who
were members of the [Teamsters Local 89] bargaining unit”
who Voith refused to hire. The discriminatees listed in ex-
hibit A shared three key characteristics: (1) they all worked
for Auto Handling (unlike the 101 nonpredecessor appli-
cants); (2) they all applied for jobs with Voith (unlike the 81
nonapplicants);10 (3) they all logically would have been dis-
favored by Voith to avoid a successor bargaining obligation
(unlike the 101 nonpredecessor applicants and the 81 nonap-
plicants, none of whom logically would have been disfavored
because of Voith’s desire to avoid legal successorship). In
short, the 81 non-applicants are not “similarly situated” to the
exhibit A discriminatees in any manner that is consistent with
the charge, the complaint, or the General Counsel’s theory of
the case throughout the hearing. Therefore, I believe the
Board cannot reasonably find that the phrase “similarly situ-
ated” reasonably placed Voith on notice that this litigation
encompassed these additional individuals.11
Third, the majority finds that Voith was “fully apprised”
that the 101 nonpredecessor applicants were alleged dis-
criminatees because their employment applications were
entered as exhibits at the hearing. Including employment
applications in the record does not reasonably inform
9 Complaint par. 9(b) (emphasis added).
10 A failure to apply is excused only where an alleged successor em-
ployer has conveyed to employees of the predecessor that submitting an
application would be futile. See, e.g., Shortway Suburban Lines, 286
NLRB 323, 326 (1987). Thus, the 81 nonapplicants are not “similarly
situated” to the individuals named in app. A because finding the Re-
spondent’s rejection of the former group unlawful would require a sig-
nificant legal analysis not applicable to the latter group. The evident
purpose of adding the phrase “others similarly situated” to subpar. 9(b)
was to preserve the General Counsel’s right to amend app. A by adding
one or more individuals previously employed by predecessor Auto Han-
dling who applied for employment with Voith.
In fact, as noted in the text, the General Counsel at the hearing moved
to augment exh. A with another alleged discriminatee, Patsy Bowman-
Miles, and it is significant that (i) Bowman-Miles submitted an applica-
tion to Voith (unlike the 81 nonapplicants), and (ii) the judge granted this
motion conditioned on the General Counsel proving that Bowman-Miles
had been employed by Auto Handling (unlike the 101 nonpredecessor
applicants). This reinforces the fact that the 81 nonapplicants cannot
reasonably be considered “similarly situated” to the exh. A discrimi-
natees.
11 The individuals in the group of 81 did not apply for employment
with the Respondent merely by virtue of appearing on the predecessor’s
seniority list. As the majority notes, Teamsters Local 89, by letter dated
February 14, 2012, urged the Respondent to reach out and notify the pre-
decessor’s employees about hiring opportunities and attached the prede-
cessor’s seniority list. However, the Union’s letter does not constitute
any sort of group “application,” and there is no evidence that Teamsters
Voith that the 101 nonpredecessor applicants were at issue
as claimants here. It is well established that “the simple
presentation of evidence important to a . . . claim does not
satisfy the requirement that any claim at variance from the
complaint be ‘fully and fairly litigated’ in order for the
Board to decide the issue without transgressing . . . due
process rights.” NLRB v. Quality C.A.T.V., Inc., 824 F.2d
542, 547 (7th Cir. 1987).12 In a case involving alleged an-
tiunion discrimination, the record often contains employ-
ment applications submitted by persons not alleged to be
discriminatees. These other employment applications are
frequently used as a basis for comparison when evaluating
the reasons provided by the employer for failing to hire
the alleged discriminatees.13 The “simple presentation” of
these additional employment applications, and their ad-
mission as exhibits, does not reasonably provide notice of
completely new or different theories that were not articu-
lated in the charge or complaint, nor did this reasonably
place Voith on notice that the General Counsel was seek-
ing instatement of and make-whole relief for more than
three times the number of alleged discriminatees in this
case. Satisfying the requirements of due process is criti-
cally important, but it is not difficult: the General Counsel
must provide a “clear statement of the theory on which the
agency will proceed with the case.” Lamar Advertising of
Hartford, supra. The General Counsel did so with regard
to the 85 applicants who previously worked for Auto Han-
dling. I believe he clearly did not do so with regard to the
101 nonpredecessor applicants and the 81 nonapplicants.
Local 89, before sending its letter, conferred with any of the 81 nonap-
plicants or inquired whether they wished to be employed by the Respond-
ent. For all the record shows, the 81 nonapplicants had moved on to new
endeavors and were not interested in working for the Respondent.
Additionally, the majority errs in concluding that the predecessor’s
employees reasonably expected to be hired by the Respondent without
submitting an employment application simply because the president of
Teamsters Local 89 testified that the predecessor’s collective-bargaining
agreement required a successor employer to utilize the predecessor’s sen-
iority list. The predecessor’s collective-bargaining agreement does not
bind the Respondent. NLRB v. Burns International Security Service, 406
U.S. at 281–290.
12 See also Conair Corp. v. NLRB, 721 F.2d 1355, 1372 (D.C. Cir.
1983) (“[T]he presence of evidence in the record to support a charge un-
stated in a complaint or any amendment thereto does not mean the party
against whom the charge is made had notice that the issue was being
litigated.”); Cioffe v. Morris, 676 F.2d 539, 542 (11th Cir. 1982) (“[T]he
introduction of evidence relevant to an issue already in the case may not
be used to show consent to trial of a new issue absent a clear indication
that the party who introduced the evidence was attempting to raise a new
issue” (internal quotations omitted).).
13 For example, the other application, if submitted by someone who
was not hired, may support the employer’s defense if it was similar to an
application from one of the alleged discriminatees. By the same token,
the other application, if submitted by someone who was hired, may un-
dermine the employer’s defense if it was similar to an application sub-
mitted by one of the alleged discriminatees.
VOITH INDUSTRIAL SERVICES, INC.
1053
Putting aside the due process question, I believe the
Board also exceeds its remedial authority by ordering hir-
ing and make-whole relief for the 81 nonapplicants and
the 101 nonpredecessor applicants. As I discussed in HTH
Corp., Pacific Beach Corp., and KOA Management, LLC,
a Single Employer, d/b/a Pacific Beach Hotel,14 the
Board’s remedial authority, though broad, is strictly lim-
ited to measures that are remedial, not punitive. See Re-
public Steel Corp. v. NLRB, 311 U.S. 7, 11–12 (1940) (cit-
ing Consolidated Edison Co. of New York v. NLRB, 305
U.S. 197, 235–236 (1938)); NLRB v. Pennsylvania Grey-
hound Lines, 303 U. S. 261, 267–268 (1938). The Board
is not “free to set up any system of penalties which it
would deem adequate” to “have the effect of deterring per-
sons from violating the Act.” Republic Steel, 311 U.S. at
12. The Board’s authority to devise remedies “does not
go so far as to confer a punitive jurisdiction enabling the
Board to inflict upon the employer any penalty it may
choose because he is engaged in unfair labor practices,
even though the Board be of the opinion that the policies
of the Act might be effectuated by such an order.” Con-
solidated Edison, 305 U.S. at 235–236 (emphasis added).
As the Supreme Court stated in Republic Steel: “We do
not think that Congress intended to vest in the Board a vir-
tually unlimited discretion to devise punitive measures,
and thus to prescribe penalties or fines which the Board
may think would effectuate the policies of the Act.” 311
U.S. at 11 (emphasis added).
In the instant case, I believe there is no plausible basis
for fashioning a remedy, logically connected to Voith’s
status as a legal “successor,” for the 101 nonpredecessor
applicants and the 81 nonapplicants. Based on the theory
of the case, the General Counsel alleged in the complaint
and litigated at the hearing—that Voith manipulated its
hiring decisions to defeat “successor” status—Voith
would have an incentive to hire the 101 nonpredecessor
applicants. Again, “successor” status under Burns and
Fall River Dyeing arises only if, among other prerequi-
sites, a majority of the successor’s work force consists of
14 361 NLRB 709, 727 (2014) (Member Miscimarra, concurring in
part and dissenting in part).
15 As explained in the text, hiring the 101 nonpredecessor applicants
would have advanced Voith’s efforts to avoid a successor obligation un-
der Burns and Fall River Dyeing because their hiring would have reduced
the ratio of predecessor employees in Voith’s work force. Putting aside
Voith’s unlawful discrimination for the purpose of avoiding a successor
bargaining obligation, the record is devoid of evidence sufficient to es-
tablish that general antiunion hostility was a motivating factor in Voith’s
hiring decisions regarding the 101 nonpredecessor applicants. See
Wright Line, a Division of Wright Line, Inc., 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982); see
also NLRB v. Transportation Management Corp., 462 U.S. 393 (1983).
16 As to the 81 nonapplicants, I disagree with the majority’s finding
that the Respondent conveyed to the predecessor’s employees that it
employees of the predecessor. Therefore, hiring the 101
nonpredecessor applicants—individuals who did not work
for predecessor Auto Handling—would have helped Voith
establish that it lacked a work force majority consisting of
former Auto Handling employees. Stated differently, the
Board cannot require Voith to hire and give backpay to the
101 nonpredecessor applicants as a “remedy” for Voith’s
unlawful discrimination in hiring to avoid successor status
because Voith’s unlawful conduct could not plausibly
have contributed to their lack of employment. To the con-
trary, Voith’s unlawful discrimination, if anything, mili-
tated in favor of their being hired by Voith.15
The “remedy” fashioned by my colleagues is even more
clearly inappropriate in relation to the 81 nonapplicants.
Again, if one accepts the theory that Voith manipulated its
hiring decisions to defeat “successor” status, Voith was
only in a position to make such decisions regarding Auto
Handling employees who applied for positions with Voith.
Under the General Counsel’s theory of liability, the Board
must fashion a remedy for Voith’s discriminatory deci-
sions not to hire employees of predecessor Auto Handling.
This remedy can only appropriately require Voith to hire
and provide backpay to individuals as to whom Voith ac-
tually made such “decisions.” Regarding the 81 nonappli-
cants, Voith made no decisions at all, since these individ-
uals did not even apply for jobs with Voith.16
B. Voith was Not Bound by Auto Handling’s CBA
and had the Right to Unilaterally Set Different
Initial Terms of Employment
The Supreme Court has repeatedly held that a successor
employer, though obligated to recognize and bargain with
the union that represented the predecessor’s employees,
has no obligation to adopt the predecessor’s collective-
bargaining agreements. Fall River Dyeing Corp. v. NLRB,
482 U.S. at 40; NLRB v. Burns Security Services, 406 U.S.
at 272. Additionally, a successor employer obligated to
recognize and bargain with the predecessor’s union is free
would be futile for them to submit applications. The majority seems to
suggest that the Respondent’s discriminatory hiring decisions regarding
individuals who applied for jobs with Voith imposed on it a duty to per-
suade other Auto Handling employees to apply as well—and then the
majority presumes that if the nonapplicants had applied, Voith would
have discriminatorily failed to hire them. As a factual matter, the record
renders indefensible the majority’s “futility” finding because so many of
the predecessor’s employees did submit applications, and several of
these predecessor employees were hired. Moreover, as a legal matter,
this theory is unreasonable because it effectively creates a type of “class
action” litigation regarding 8(a)(3) discrimination claims, where an em-
ployer’s discrimination regarding certain employees becomes the basis
for finding 8(a)(3) liability regarding other employees as to whom the
employer made no hiring decision at all.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1054
to unilaterally establish its own initial terms of employ-
ment. Id.17
I agree that Voith was a legal successor obligated to rec-
ognize and bargain with the Union, and it unlawfully
failed to do so. I believe, however, that Voith still had a
right to unilaterally set different initial terms and condi-
tions of employment. In reliance on Love’s Barbeque,18
my colleagues find that Voith forfeited this right by en-
gaging in hiring discrimination against its predecessor’s
employees. However, as stated in my separate opinion in
CNN America, Inc.,19 I disagree with this aspect of Love’s
Barbeque because it inappropriately deviates from the Su-
preme Court’s holdings in Burns, supra, and Fall River
Dyeing, supra, that a predecessor’s contractual obligations
do not bind a legal successor. If an employer engages in
discriminatory hiring in an effort to defeat legal successor
status, the appropriate remedy is to order the employer to
hire the discriminatees and make them whole. The Board
can also appropriately require a legal successor to recog-
nize and bargain with the predecessor’s union, but the suc-
cessor remains free to unilaterally set different initial em-
ployment terms. Regarding these issues, I believe the
Board is constrained by Burns and Fall River Dyeing, in
addition to Section 8(d) of the Act, from imposing sub-
stantive contract terms on the successor.20 See also H. K.
Porter Co. v. NLRB, 397 U.S. 99, 107–108 (1970) (“It is
implicit in the entire structure of the Act that the Board
acts to oversee and referee the process of collective
17 In Burns, the Supreme Court recognized a limited exception to the
successor’s right to unilaterally set different initial terms of employment
where “it is perfectly clear that the new employer plans to retain all of
the employees in the unit,” in which case “it will be appropriate to have
him initially consult with the employees’ bargaining representative be-
fore he fixes terms.” 406 U.S. at 294–295. The General Counsel does
not contend that the “perfectly clear” exception applies in this case.
18 245 NLRB at 82.
19 361 NLRB 439, 481–482. See also Pacific Custom Materials, Inc.,
327 NLRB 75, 75–76 (1998) (Member Hurtgen, dissenting).
20 Sec. 8(d) defines the obligation to “bargain collectively” as “the
performance of the mutual obligation of the employer and the representa-
tive of the employees to meet at reasonable times and confer in good faith
with respect to wages, hours, and other terms and conditions of employ-
ment, or the negotiation of an agreement or any question arising there-
under, and the execution of a written contract incorporating any agree-
ment reached if requested by either party, but such obligation does not
compel either party to agree to a proposal or require the making of a
concession . . . .” (Emphasis added.)
21 To the extent the Board continues to apply Love’s Barbeque’s hold-
ing that a successor employer forfeits its right to set its own initial terms
when it engages in hiring discrimination, I would permit a respondent to
limit its make-whole liability by proving at the compliance stage that it
would not have agreed to the monetary provisions of its predecessor’s
collective-bargaining agreement and the date when and terms on which
it would have bargained either to an agreement or impasse. See Press-
room Cleaners, 361 NLRB 643, 648–654 (2014) (Members Miscimarra
and Johnson, dissenting).
bargaining, leaving the results of the contest to the bar-
gaining strengths of the parties.”). In this respect, I also
agree with the reasoning of former Member Hurtgen in
Pacific Custom Materials, who stated: “The 8(a)(3) vio-
lations yield their own compensatory remedy of reinstate-
ment and backpay. It is excessive and punitive to use
those 8(a)(3) violations to take away the legitimate de-
fense to an 8(a)(5) allegation concerning the setting of in-
itial terms. . . . In addition, even if the Board’s position [in
Love’s Barbeque] is a permissible one, it would seem that
the position set forth herein is a more prudent one, more
balanced concerning a successor employer’s obligations,
and is more consistent with the Supreme Court’s lan-
guage.” 327 NLRB at 75–76 (Member Hurtgen, dissent-
ing) (paragraph structure modified).21
C. Voith had No Obligation to Engage in Bargaining
Over the Aerotek Subcontracting
As a final matter, I disagree with my colleagues’ finding
that Voith violated Section 8(a)(5) based on a failure to
give the Union notice and the opportunity for bargaining
over the subcontracting of certain work to Aerotek, Inc.22
In successorship cases, the successor employer’s obliga-
tion to recognize and bargain with the union commences
only if and when two conditions are met: (1) the union
demands recognition or bargaining; and (2) the successor
is engaged in normal operations with a “substantial and
representative complement” of employees, a majority of
whom were employed by the predecessor.23
22 In finding that Voith violated Sec. 8(a)(5) when it decided to sub-
contract certain work to Aerotek, my colleagues reason that this decision
was part of Voith’s “discriminatory hiring scheme.” I note that the com-
plaint alleges that Voith’s subcontracting was unlawful because it was
done unilaterally in violation of Sec. 8(a)(5) and (1) of the Act. See
Complaint pars. 12(b) – (d), 26. The complaint does not allege that
Voith’s subcontracting was unlawful under Sec. 8(a)(3) and (1) because
Voith’s decision to subcontract was unlawfully motivated. To be sure,
as my colleagues note, par. 6 of the complaint alleges that Aerotek was
Voith’s agent for purposes of hiring Voith’s employees—and as stated
above, I join the majority in finding that Voith, through Aerotek, violated
Sec. 8(a)(3) by refusing to hire the 85 individuals listed in app. A of the
complaint to avoid a successorship bargaining obligation with the Team-
sters. But the complaint’s allegations of hiring discrimination are clearly
limited to those 85 individuals. The Aerotek subcontract was not simi-
larly limited. In addition to screening applicants for positions with Voith,
Aerotek also supplied Voith with temporary employees under the sub-
contract. The General Counsel challenged Voith’s decision to subcon-
tract all this work solely as an unlawful unilateral action under Sec.
8(a)(5), not as a discriminatorily motivated decision under Sec. 8(a)(3).
To afford Voith due process, I believe the Board must limit its analysis
of the subcontracting allegation to established 8(a)(5) principles. And as
explained below, no 8(a)(5) violation lies here because Voith was not yet
obligated to recognize and bargain with the Teamsters when it contracted
with Aerotek.
23 St. Elizabeth Manor, Inc., 329 NLRB 341, 344 fn. 8 (1999) (citing
Royal Midtown Chrysler Plymouth, 296 NLRB 1039, 1040 (1989)); Lo-
cal Union No. 274, Hotel Employees & Restaurant International Union,
VOITH INDUSTRIAL SERVICES, INC.
1055
The record here establishes that, on March 1, 2012,
Voith contracted with Aerotek, a staffing agency, to fur-
nish Voith with employees to perform vehicle processing
and inventory management services, i.e., yard work.24
There is no evidence that the Respondent had begun nor-
mal operations with a substantial and representative com-
plement of employees in the yard before it contracted with
Aerotek. Indeed, the record affirmatively establishes that
Voith did not commence normal operations in the yard un-
til sometime between April 9 and May 1. By the time nor-
mal operations commenced, Voith employed approxi-
mately 300 yard workers, the vast majority of whom had
been referred to Voith by Aerotek pursuant to the March
1, 2012 Voith-Aerotek contract. Thus, I believe the record
establishes that Voith had no obligation to provide the Un-
ion notice and the opportunity for bargaining over the Aer-
otek subcontracting arrangement because when this ar-
rangement was entered into, Voith was not engaged in
normal operations with a substantial and representative
complement of employees.25
I disagree with the majority’s finding that Voith’s suc-
cessor bargaining obligation attached before Voith began
normal operations with a substantial and representative
complement of unit employees. According to my col-
leagues, the successor bargaining obligation attached at
some earlier, unspecified point in time when Voith
hatched or began implementing its unlawful plan to dis-
criminate against applicants formerly employed by the
predecessor employer. Such a finding is contradicted by
longstanding, well-established successorship principles
that, for good reason, identify the precise point in time
when a legal successor is required to recognize and bar-
gain with the union. See, e.g., Fall River Dyeing Corp. v.
AFL–CIO (Stadium Hotel Partners), 314 NLRB 982, 986 (1994) (“The
determination of successorship is made when the successor has begun
normal operations with a substantial and representative complement of
employees.”) (internal citations omitted); Butera Finer Foods, 296
NLRB 950, 953 (1989) (“A representative complement exists when the
successor’s job classifications have been substantially filled and the suc-
cessor is conducting normal or substantially normal operations.”).
24 Aerotek performed two services for the Respondent. First, Aerotek
screened applicants who were ultimately hired and employed directly by
the Respondent. Second, Aerotek supplied the Respondent with hun-
dreds of temporary employees who were paid by Aerotek and jointly su-
pervised by the Respondent and seven onsite Aerotek supervisors. Voith
contracted with Aerotek to supply both permanent and temporary em-
ployees well before it began normal operations with a substantial and
representative complement.
25 My colleagues note that Voith did not assert this defense. Voith
did, however, except to the judge’s finding that it had a duty to bargain
over the Aerotek subcontracting arrangement. The General Counsel, of
course, bears the burden of proving all his unfair labor practice allega-
tions, including that Voith violated Sec. 8(a)(5) by failing to give the
Union notice and opportunity to bargain over the Aerotek subcontracting
decision, and this burden requires the General Counsel to prove that
NLRB, 482 U.S. at 52 (union recognition is “premature” if
demanded before the successor has retained a “substantial
and representative complement” of employees; “when a
union has made a premature demand that has been rejected
by the employer, this demand remains in force”; and the
duty to recognize and bargain with the union does not at-
tach “until the moment when the employer attains the sub-
stantial and representative complement”) (internal quota-
tions omitted; emphasis added).
Again, the majority here improperly commingles (i)
bargaining doctrines under Section 8(a)(5) and (ii) nondis-
crimination principles under Section 8(a)(3). As ex-
plained above in part B, I would find that a successor’s
hiring discrimination yields its own backpay and hiring
remedies—the standard relief for unlawful hiring discrim-
ination in violation of Section 8(a)(3)—for applicants who
were unlawfully denied employment; and I do not believe
it is appropriate for the Board to effectively create and im-
pose an additional “remedy” for the hiring discrimination
by making the successor’s setting of initial terms and con-
ditions of employment a violation of Section 8(a)(5) and
thus negating the Supreme Court’s unequivocal holding in
Burns that a successor has the right to set initial terms and
conditions. For similar reasons, it is equally inappropriate
for the Board to create and impose an additional “remedy”
for Voith’s hiring discrimination that completely disre-
gards detailed and well-established principles approved
and applied by the Supreme Court, establishing the precise
“moment” when a predecessor’s union may lawfully be
recognized and engaged in bargaining by a successor em-
ployer. Id.26
Voith had an obligation to provide the Union notice and opportunity to
bargain at the relevant time. Because Voith excepted to the judge’s find-
ing that it had a duty to bargain over the subcontracting decision, I find
it appropriate to analyze whether the General Counsel has satisfied his
burden of proving that a successorship bargaining obligation had at-
tached before Voith decided to enter into the Aerotek subcontract.
26 Although I disagree with the holding of Love’s Barbeque, 245
NLRB at 82, that an employer that engages in discriminatory hiring in
an effort to defeat legal successor status forfeits its Burns right to set
initial terms and conditions of employment, I recognize that Love’s
Barbeque exists and that my colleagues, in following Love’s Barbeque,
adhere to that precedent. But nothing in Love’s Barbeque or any other
case supports my colleagues’ finding that Voith’s unlawful hiring dis-
crimination permits the Board to disregard other black-letter successor-
ship principles, which establish that Voith did not violate Sec. 8(a)(5) by
declining to recognize and commence bargaining with the Union before
Voith attained a substantial and representative complement of employees
engaged in normal operations. In this regard, the majority is discarding
decades of case law without any explanation in order to augment the
standard remedies that exist for the violations at issue here. I believe this
does violence to the Board’s obligation to promote stability in the law
and to refrain from ordering relief that is punitive rather than remedial.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1056
CONCLUSION
Accordingly, as set forth above, I respectfully concur in
part and dissent in part.
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT implement a plan to avoid hiring former
employees of predecessor Auto Handling, Inc. or mem-
bers of the Teamsters, and WE WILL NOT discriminate
against or refuse to hire those individuals because of their
concerted activities or Teamsters affiliation, or in order to
avoid a successorship obligation to recognize and bargain
with the Teamsters.
WE WILL NOT refuse, as a successor to Auto Handling,
Inc., to recognize and bargain with the Teamsters as the
representative of the employees at the Ford Motor Com-
pany, Louisville, Kentucky assembly plant performing ve-
hicle processing including vehicle staging, shuttle and
yard/inventory, and batch and hold work, concerning their
terms and conditions of employment.
WE WILL NOT unilaterally set initial terms and condi-
tions of employment for unit employees without first giv-
ing notice to and bargaining with the Teamsters about
those changes.
WE WILL NOT unilaterally enter into a contract with Aer-
otek, Inc. to hire individuals other than former Auto Han-
dling employees to perform bargaining unit work without
notifying and bargaining with Teamsters.
WE WILL NOT render assistance and support to the UAW
by allowing the UAW to meet with employees during ori-
entation sessions and worktime in order to urge the em-
ployees to sign membership applications and checkoff au-
thorizations.
WE WILL NOT assist, recognize and bargain with the
UAW as the collective-bargaining representative of our
employees who are employed by us at the Ford Motor
Company, Louisville, Kentucky assembly plant, perform-
ing vehicle processing including staging, shuttle and
yard/inventory, and batch and hold work, when the UAW
did not represent an uncoerced majority of the unit em-
ployees or at a time before the commencement of our nor-
mal vehicle processing operations when we did not em-
ploy a representative segment of our ultimate vehicle pro-
cessing employee complement.
WE WILL NOT tell applicants that if they are hired, they
would have to become a member of the UAW.
WE WILL NOT inform applicants that in order to be hired,
they would have to refrain from engaging in Section 7 ac-
tivity such as striking.
WE WILL NOT threaten to discharge employees if they
do not wear a safety vest bearing the UAW logo.
WE WILL NOT deny Teamsters Local 89 access to our
employees while granting access to the UAW.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL recognize and, on request, bargain with Team-
sters Local 89 as the exclusive representative of the em-
ployees in the following appropriate unit concerning terms
and conditions of employment and if an understanding is
reached, embody the understanding in a signed agreement:
All employees as set forth in Article 3 of the National
Master Automobile Transporters Agreement, Central
and Southern Area Supplemental Agreements and the
Job Descriptions provisions of the Local Rider.
WE WILL notify Teamsters Local 89 in writing that we
recognize it as the exclusive representative of our unit em-
ployees under Section 9(a) of the Act and that we will bar-
gain with it concerning terms and conditions of employ-
ment for employees in the unit.
WE WILL, at the request of Teamsters Local 89, rescind
any departures from terms and conditions of employment
that existed immediately prior to our takeover of predeces-
sor Auto Handling’s operation, and WE WILL retroactively
restore preexisting terms and conditions of employment,
including wage rates and benefit plans, until we negotiate
in good faith with Teamsters Local 89 to agreement or to
impasse.
WE WILL make the unit employees whole for any losses
caused by our failure to apply the terms and conditions of
employment that existed immediately prior to our takeo-
ver of predecessor Auto Handling’s operation.
WE WILL withdraw and withhold all recognition from
the UAW and its Local 862 as the exclusive collective-
bargaining representative of our vehicle processing em-
ployees unless and until the UAW has been certified by
VOITH INDUSTRIAL SERVICES, INC.
1057
the National Labor Relations Board as the exclusive col-
lective-bargaining representative of those employees.
WE WILL, within 14 days from the date of the Board’s
Order, offer employment to the former unit employees of
Auto Handling named in attachment A to the judge’s de-
cision as well as the other similarly situated employees on
the Auto Handling seniority list, including those who did
not file individual applications with us, and to any other
Teamsters-affiliated applicants who filed applications
with us and would have been hired by us but for our un-
lawful discrimination against them, in the positions previ-
ously held by Auto Handling employees or, if such posi-
tions no longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other rights or
privileges previously enjoyed, discharging if necessary
any full-time or temporary employees hired in their place.
Positions shall be offered to employees on the former Auto
Handling seniority list in the order they appear on that list,
followed by the other Teamsters-affiliated applicants ac-
cording to the dates appearing on their applications. If
there are insufficient positions available, the remaining
employees shall be placed on a preferential hiring list.
WE WILL make the employees referred to in the preced-
ing paragraph whole for any loss of earnings and other
benefits they may have suffered by reason of our unlawful
refusal to hire them, less any net interim earnings, plus in-
terest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlawful
refusals to hire the employees described above, and WE
WILL, within 3 days thereafter, notify the affected employ-
ees in writing that this has been done and that the refusal
to hire them will not be used against them in any way.
WE WILL compensate the affected employees for the ad-
verse tax consequences, if any, of receiving lump-sum
backpay awards, and WE WILL file a report with the Social
Security Administration allocating the backpay awards to
the appropriate calendar quarters for each employee.
WE WILL make whole any Teamsters-affiliated employ-
ees who were “belatedly hired” as a result of our discrim-
inatory failure to timely hire them, for any loss of earnings
and other benefits they may have suffered by reason of our
unlawful refusal to timely hire them, plus interest.
WE WILL rescind our contract with Aerotek, Inc. to per-
form work which otherwise would have been performed
by the employees on the Auto Handling seniority list or
other Teamsters-affiliated applicants, and WE WILL offer
any jobs created by this rescission to those employees.
WE WILL, within 14 days after service by the Region,
hold a meeting or meetings, scheduled to ensure the widest
possible attendance, at which this notice, Appendix A, is
to be read to the employees by a responsible management
official or, at our option, by a Board agent in that official’s
presence. WE WILL also afford Teamsters Local 89,
through the Regional Director, reasonable notice and op-
portunity to have a representative present when the notice
is read to employees.
VOITH INDUSTRIAL SERVICES, INC.
The Board’s decision can be found at www.nlrb.gov/case/09-
CA-075496 or by using the QR code below. Alternatively,
you can obtain a copy of the decision from the Executive Sec-
retary, National Labor Relations Board, 1015 Half Street,
S.E., Washington, D.C. 20570, or by calling (202) 273-1940.
APPENDIX B
NOTICE TO EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain on your behalf
with your employer
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT accept assistance and support from Voith
Industrial Services, Inc. in order to meet with employees
to urge them to sign membership applications and
checkoff authorizations.
WE WILL NOT obtain recognition from Voith Industrial
Services, Inc. at a time that we do not represent an unco-
erced majority in the unit and when Voith Industrial Ser-
vices, Inc. has not started normal vehicle processing oper-
ations nor employed in the unit a representative segment
of its ultimate vehicle processing employee complement.
WE WILL NOT accept recognition from Voith Industrial
Services, Inc. unless we are certified by the National
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1058
Labor Relations Board as the exclusive collective bargain-
ing representative of our vehicle processing employees.
WE WILL NOT in any like or related manner restrain or
coerce employees in the exercise of the rights listed above.
UNITED
AUTOMOBILE
AEROSPACE
AND
AGRICULTURAL IMPLEMENT WORKERS
OF
AMERICA, AFL–CIO AND LOCAL 862
The Board’s decision can be found at www.nlrb.gov/case/09-
CA-075496 or by using the QR code below. Alternatively,
you can obtain a copy of the decision from the Executive Sec-
retary, National Labor Relations Board, 1015 Half Street,
S.E., Washington, D.C. 20570, or by calling (202) 273-1940.
Eric A. Taylor, Esq., Jonathan D. Duffey, Esq., and Daniel
Goode, Esq., for the Acting General Counsel.
Gary A. Marsack, Esq. and Stephen Richey, Esq., of Milwaukee,
Wisconsin, and Cincinnati, Ohio, for Respondent Voith.
Michele Henry, Esq., Irwin H. Cutler, Esq., and William J.
Karges, Esq., of Louisville, Kentucky, and Detroit Michigan,
for Respondent UAW.
James F. Wallington, Esq. and Robert M. Colone, Esq., of Wash-
ington, D.C., and Louisville, Kentucky, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
BRUCE D. ROSENSTEIN, Administrative Law Judge. This case
was tried before me on August 21 through 24, August 27, 28,
and 30, September 19 through 21, and October 1 through 3,
20121 in Louisville, Kentucky, pursuant to a Amended Second
Consolidated Complaint and Notice of Hearing (the complaint)
issued by the Regional Director for Region 9 of the National La-
bor Relations Board (the Board) on August 3. The complaint,
based upon original and amended charges in the above-noted
cases filed by General Drivers, Warehousemen & Helpers, Local
Union 89, affiliated with the International Brotherhood of Team-
sters (the Charging Party or the Teamsters), alleges that Voith
Industrial Services, Inc. (Respondent Voith or Voith),2 and In-
ternational Union, United Automobile, Aerospace and Agricul-
tural Implement Workers of America, AFL–CIO and Local 862
1 All dates are in 2012, unless otherwise indicated.
(Respondent UAW or the UAW), has engaged in certain viola-
tions of Section 8(a)(1), (2), (3), and (5) and Section 8(b)(1)(A)
of the National Labor Relations Act (the Act).
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed by
the Acting General Counsel (AGC), Respondent Voith, Re-
spondent UAW, and a posthearing statement of the Charging
Party, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent Voith has been a corporation with an office and
place of business in Louisville, Kentucky, and is engaged in the
business of cleaning and providing transportation and logistic
services to customers in the automobile manufacturing industry.
During the past 12 months, Respondent Voith in conducting its
business operations, purchased and received at its Louisville,
Kentucky facility goods valued in excess of $50,000 directly
from points outside the Commonwealth of Kentucky. Respond-
ent Voith admits and I find that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of the
Act and that the Teamsters and the UAW are labor organizations
within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
Background and Facts
Since October 2007, Voith has had a contract with Ford Motor
Company (Ford) to provide cleaning and janitorial services at the
Louisville Assembly Plant (the LAP). The UAW has repre-
sented Voith’s cleaning employees since approximately 2008.
The current National Collective-Bargaining agreement covering
16 Ford plants was effective October 3, 2008, to October 3, 2011,
but has been extended by its terms and remains currently in effect
(GC Exh. 84; R. Voith Exh. 2).
Since about January 31, Respondent Voith implemented a
plan to hire approximately 84 employees in anticipation of en-
tering into agreements with Ford that subsequently were exe-
cuted on February 13 and March 1, respectively, to provide ve-
hicle processing and inventory management services that were
previously performed by Auto Handling, Inc., a wholly owned
subsidiary of Jack Cooper Transport Company (Auto Handling).
Since about 1952, the Teamsters have been the designated ex-
clusive collective-bargaining representative of the unit, and dur-
ing that time the Teamsters were recognized as the representative
by Auto Handling and its predecessors (GC Exh. 9). This recog-
nition has been embodied in successive collective-bargaining
agreements, the most recent of which is effective from June 1,
2011, to August 31, 2015. The employees of Respondent Voith,
as set forth in article 3 of the National Master Automobile Trans-
porters Agreement, Central and Southern Area Supplemental
Agreements and the job descriptions provisions of the Local
Rider (NMATA), constitute a unit appropriate for the purposes
2
Voith was previously known as Premier Manufacturing Support
Services. Premier purchased Voith around 2007 and changed its name
to Voith in October 2010.
VOITH INDUSTRIAL SERVICES, INC.
1059
of collective bargaining within the meaning of Section 9(b) of
the Act.
By letter dated February 14, Charging Party President Fred
Zuckerman informed Voith that the Teamsters are the exclusive
collective-bargaining representative of bargaining unit employ-
ees recognized under the NMATA covering employees of Auto
Handling at the LAP. Zuckerman further stated that the Team-
sters have represented the employees working at the LAP in the
vehicle loading and distribution classifications for a succession
of employers to Ford for more than 60 years. Attached to the
letter were the names and contact information for more than 165
skilled employees and members of the Charging Party who pos-
sess many years of experience performing work at the LAP.
Zuckerman noted that he had learned through industry sources
that Voith has been awarded a contract with Ford to provide ser-
vices identical to the operations historically performed at the
LAP by NMATA bargaining unit employees of Auto Handling.
In addition, he demanded entity access to meet and communicate
with any prospective employee or newly-hired employees being
assigned to the LAP operations (GC Exh. 6).
On or about February 22, Respondent Voith granted recogni-
tion to Respondent UAW as the exclusive collective-bargaining
representative of the unit (GC Exhs. 31 and 32).
By letter dated April 9, Voith informed International UAW
Representative George Palmer that effective immediately it was
maintaining a “neutrality policy” and that Voith was withdraw-
ing its February 22 recognition of the UAW as the bargaining
representative of the LAP vehicle processing employees because
such recognition was granted prematurely (GC Exh. 17).
Between April 9 and May 1, Voith commenced normal oper-
ations at the LAP under its contracts with Ford.
By letter dated April 10 to Voith’s director of labor relations,
Erwin Gebhardt, Zuckerman demanded that Voith recognize and
bargain with the Teamsters in an appropriate bargaining unit of
Voith vehicle processing employees at the LAP (GC Exh. 18).
He noted that the employees have designated the Teamsters as
the exclusive collective-bargaining representative of bargaining
unit employees of Auto Handling as evidenced by the seniority
lists and timely employment applications that were previously
provided.
By letter dated April 18 to Gebhardt, Zuckerman renewed the
Teamsters demand for recognition and bargaining, and further
requested equal access at the LAP to meet with bargaining unit
employees (GC Exh. 49).
On or about May 1, pursuant to a card check that was verified
by an independent third party, Voith granted recognition to Re-
spondent UAW (R. Voith Exh. 43).
B. Agency Allegations
The AGC alleges in paragraph 6 of the complaint that since
March 1, to the present, Aerotek, Inc. (Aerotek) has been an
agent of Respondent Voith for purposes of hiring employees
within the meaning of Section 2(13) of the Act.
3 Respondent Voith did not inform the Teamsters concerning the con-
tract with Aerotek nor did it engage in bargaining with respect to this
conduct or the effects of this conduct.
Sarah Curry Martinez, an account manager at Aerotek, testi-
fied that on March 1, she met with Voith’s peoples services man-
ager, Timothy Bauer, who requested that Aerotek supply full-
time permanent and temporary employees at the LAP to augment
their work force under its recently acquired vehicle processing
contract with Ford. Bauer’s request for manpower was made
pursuant to the current existing National Services Agreement be-
tween Aerotek and Voith (GC Exh. 81).3 During the meeting,
Bauer provided a box of applications that Voith had received for
vehicle processing positions at the LAP (GC Exhs. 13 and 16).
In accordance with the existing Agreement, and continuing
from early March 2012 to the present time, Aerotek has screened
applications submitted by prospective applicants including for-
mer Auto Handling employees, conducted interviews of appli-
cants at Aerotek’s offices, and completed a suitability analysis
as to each applicant it recommended to Voith for a vehicle pro-
cessing position at the LAP (GC Exh. 77).
Martinez confirmed that Aerotek has referred to Voith ap-
proximately 11 full-time permanent vehicle processing employ-
ees who are Teamster members and up to 300 temporary em-
ployees who are presently working at the LAP on two shifts. Ap-
proximately 8 to 10 of the temporary employees have been con-
verted into permanent employees; however, temporary employ-
ees with a Teamster affiliation have not been converted to per-
manent status. While Aerotek prepares and issues the paychecks
for the 300 temporary employees, they are jointly supervised by
Voith and seven on-site Aerotek supervisors.
Based on the forgoing, I find that Aerotek is an agent for the
purposes of hiring Voith employees within the meaning of Sec-
tion 2(13) of the Act. Diehl Equipment Co., 297 NLRB 504, 504
fn. 2 (1989).
C. The 8(a)(1) Allegations
(a) The AGC alleges in paragraph 15 of the complaint that
about March 5, Respondent Voith, by Bauer, during an employ-
ment interview at the offices of Aerotek, told an employee that
if the employee was hired the employee would have to become
a member of Respondent UAW.
Facts
Tiffany Byers testified that she received a Voith employment
application from UAW District Committeeman Dennis Skaggs
and during a Teamster union meeting on February 12. Subse-
quently, both applications were submitted to Voith.
On March 3, Byers received a telephone call from Aerotek re-
cruiter Megan Carter inquiring whether she was interested in
working for $11 per hour at the LAP (GC Exh. 45). Carter fur-
ther informed Byers that if she was interested in the position she
should be present on March 5 at Aerotek’s offices for an inter-
view. Byers went to Aerotek’s offices on March 5, and inter-
viewed with recruiter Steve Shelbourne who informed her that
the vehicle processing position for which she applied would be a
UAW job. Shortly after her meeting with Shelbourne, Byers in-
terviewed with Bauer. After describing the job, Bauer confirmed
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1060
that the position would be a UAW job and did Byers have a prob-
lem with it.
Gregory Johnson submitted a Voith application to Aerotek
and was directed to appear for an interview on March 5. He met
with Bauer on that date and during the course of the interview
Bauer informed Johnson that the bargaining agent for the vehicle
processing position for which he applied was the UAW.
Both Byers and Johnson, who previously worked at the LAP
performing vehicle processing responsibilities, are members of
the Charging Party. On April 10, they commenced permanent
employment with Voith.
Discussion
By letter dated February 22, Gebhardt stated that the UAW
has demonstrated majority status (through a card check) for the
vehicle processing work at the LAP (R. Voith Exh. 40). That
statement was incorrect for the following reasons. First, while
the card check conducted on February 22 examined each new
employee’s signature with Voith’s employee sign-in sheet and
the 50 submitted UAW applications for membership and check-
off authorization cards (R. Voith Exh. 39), those cards were ex-
ecuted by employees who applied for and were hired solely for
janitorial and cleaning positions. On February 20, the newly
hired janitorial employees attended an orientation at the LAP
conducted by Voith’s facilities manager, Doug Couch, and were
exclusively trained on subjects related to their janitorial and
cleaning duties. Second, while Couch inquired at the orientation
whether the newly hired employees were interested in hourly
openings for vehicle processing positions, it was not until mid-
March 2012 that approximately 25 of the janitorial and cleaning
employees were transferred to vehicle processing positions.4
Accordingly, when Bauer made the statement on March 5 that
applicants for vehicle processing positions would have to be-
come members of the UAW and inquired whether the employees
had a problem with this, such statements are inherently coercive
for a number of reasons. First, as found below, the 50 authori-
zation cards executed by the janitorial employees were obtained
by UAW representatives using coercive methods, and therefore
were tainted. Second, at the time the authorization cards were
solicited on February 20 none of the newly hired employees were
performing vehicle processing duties, and therefore the UAW
did not represent an uncoerced majority of the unit. Third, pur-
suant to my finding that the authorization cards were obtained
through coercion, there was no exclusive collective-bargaining
representative for any vehicle processing employees on February
22.
For all of the above reasons, I find that when Bauer made the
statement alleged in paragraph 15 of the complaint, it was an in-
trusion on employee’s Section 7 rights and violated Section
8(a)(1) of the Act.
(b) The AGC alleges in paragraphs 22(a) and (b) of the com-
plaint that Respondent Voith, by Sarah Curry Martinez, on or
4 By memorandum dated February 13, Couch informed the incumbent
Voith janitorial and booth paint cleaning employees of job openings for
vehicle processing positions and set a deadline for those employees to
sign a posting (R. Voith Exh. 31).
5 Martinez confirmed in her testimony that she is an accounts man-
ager for Aerotek, and has the authority to hire, fire, discipline, and makes
about April 9 informed an employee that he would only be hired
if he promised to refrain from engaging in lawful Section 7 ac-
tivity, and that other members of the Teamsters would be hired
if she did not fear that they would engage in lawful Section 7
activity.
Facts and Discussion
Wayne Grether, a former employee of Auto Handling and a
Teamster member, learned in early April 2012 that Aerotek was
seeking applicants to serve as temporary employees for Voith.
Grether contacted Martinez by telephone who confirmed that she
was recruiting personnel to work at the LAP in the classification
of temporary vehicle processing positions for up to 6 weeks of
employment.5 Grether filled out paperwork at Aerotek and sub-
sequently took a drug and personality test.
During their telephone conversation, Grether testified that
Martinez told him that he would only be hired if he promised to
refrain from striking, and that other members of the Teamsters
could be hired if she did not fear that they would engage in strike
activity. Martinez denied the statements attributed to here by
Grether.
Grether, who ultimately decided to accept other permanent
employment and did not reply to several voice mail messages
left by Aerotek representatives offering him a temporary position
with Voith at the LAP, was precise and direct in his testimony.
He did not exhibit mannerisms as one who manufactured such
testimony, especially noting the specificity in describing Mar-
tinez’ responses. Martinez, who initially denied in her testimony
that she did not exclude former Auto Handling employees from
the screening process for employment with Voith, had to grudg-
ingly admit that she did engage in such conduct (GC Exh. 102).
Under these circumstances, I am inclined to credit Grether and
find that Martinez made the statements attributed to her in the
complaint.
Based on the foregoing, and particularly noting my finding
that Aerotek is an agent of Respondent Voith, I find the state-
ments made by Aerotek’s account manager, Martinez, are viola-
tive of Section 8(a)(1) of the Act. Albertson’s, Inc., 344 NLRB
1172 (2005).
(c) The AGC alleges in paragraph 16 of the complaint that on
April 10, Respondent Voith by Facilities Manager Doug Couch
during an orientation session told an employee that new hires
were represented by the UAW and would receive UAW health
insurance.
Facts
Patti Murphy, who previously worked for Auto Handling and
is a Teamster member, submitted Voith employment applica-
tions to the UAW, Teamsters, and Aerotek.
Murphy interviewed at Aerotek in late March 2012 with
Couch, and successfully passed the personality/behavior, drug,
and physical tests. She was hired by Voith and reported for work
work assignments to the two recruiters on her team that she directly su-
pervises. Martinez, since March 1, was designated by Aerotek to man-
age the Voith account for the hiring of full-time and temporary employ-
ees at the LAP. Accordingly, I find that Martinez is a supervisor within
the meaning of Sec. 2(11) of the Act and an agent of Respondent Voith
within the meaning of Sec. 2 (13) of the Act.
VOITH INDUSTRIAL SERVICES, INC.
1061
on April 10 to attend an orientation conducted by Couch. Mur-
phy testified that during the orientation Couch informed the
newly hired permanent employees that the UAW would be their
bargaining representative and they would receive UAW insur-
ance. Couch denied that he made the statements attributed to
him by Murphy. He asserts that since Voith provides insurance
to its employees pursuant to the janitorial and cleaning collec-
tive-bargaining agreement between Voith and the UAW, the tes-
timony of Murphy that new hires would receive UAW insurance
is incorrect.
Discussion
As found below, the showing of interest obtained by the UAW
on February 20–22 was tainted, and therefore Voith’s February
22 grant of recognition to the UAW was null and void. Moreo-
ver, on April 9, Voith withdrew its recognition due to the fact
that Voith had not commenced normal business operations and
did not employ in the unit a representative segment of its ultimate
employee complement (GC Exh. 17).
I note that only one other employee was called to testify by
the AGC, other than Murphy, to support the allegation in para-
graph 16 of the complaint.6 Indeed, record evidence establishes
that 20–30 employees attended the April 10 orientation meeting
conducted by Couch. I am circumspect of Murphy’s testimony
for two reasons. First, Respondent Voith withdrew its recogni-
tion of the UAW the day before the April 10 orientation. Second,
Voith rather than the UAW provides insurance to its employees
under the existing janitorial collective-bargaining agreement be-
tween it and the UAW (R. Voith Exh. 2). Thus, I am hard
pressed to credit Murphy’s testimony particularly noting that the
UAW was not the employee’s collective-bargaining representa-
tive on April 10, and incumbent Voith employees do not receive
UAW life or health insurance.
Based on these circumstances, I find that Couch did not make
the statement on April 10 that new hires were represented by the
UAW and would receive UAW insurance. Therefore, I recom-
mend that paragraph 16 of the complaint be dismissed.
(d) The AGC alleges in paragraph 21(a) of the complaint that
Regional Manager Bret Griffin, on May 31, threatened to dis-
charge employees if they did not wear a Voith/UAW safety vest.
Facts
On May 31, in a meeting with a number of full-time Voith
employees, Griffin informed the participants that they would be
required to wear new safety vests that displayed a Voith/UAW
logo on the front of the vest. Voith employee Brenda Helm ob-
jected to wearing such a vest pointing out that she is a Teamster
member and preferred to wear her old safety vest that she had
been wearing since her hiring in April 2012. Griffin replied,
“You will go home, if you do not wear the vest.” Coworkers
Kelly Stein and Brenda Swift both testified that they heard Grif-
fin make those remarks to Helm. Employee Patti Murphy, who
also attended the May 31 meeting, testified that she heard Griffin
state to Helm that if you do not wear the safety vest with the
Voith/UAW logo you will be violating a direct order and will not
6 The AGC called Aaron Schott as a witness, who also attended the
April 10 orientation, but elicited no testimony about the Couch statement
alleged in par. 16 of the complaint.
be allowed to work. All of the employees who attended the May
31 meeting ultimately signed for the new safety vests and wore
them during the remainder of the workday.
On June 1, under 24 hours from the 1:30 p.m. meeting on May
31, Griffin informed the employees that he was retracting the di-
rective to wear the Voith/UAW safety vests. The Teamster
members including Stein, Swift, Murphy, and Helm removed
their Voith/UAW safety vests and no longer wore them at any
time after June 1. Some employees, however, voluntarily con-
tinued to wear the safety vests with the Voith/UAW logo.
Discussion
Based on the above recitation and the credible testimony of
the above employees, I find that Griffin’s statement to Helm was
inherently coercive. Additionally, since Voith’s recognition of
the UAW on May 1 was null and void as discussed below, and
in the absence of a duly constituted exclusive collective-bargain-
ing representative on May 31, the requirement to wear safety
vests with the Voith/UAW logo is violative of the Act.
However, considering the particular circumstances of this al-
legation, I find that Voith, by Griffin, within 24 hours of the re-
quirement to wear the safety vests and making the coercive state-
ment to Helm, cured the violation by no longer requiring the em-
ployees to wear the Voith/UAW safety vests. Moreover, Helm
was not disciplined nor sent home that day. Further support for
this finding is confirmed by the former Auto Handling employ-
ees and Teamster members testifying (Swift, Sandra Rhodes,
Stein, Murphy, Helm, and Adam Schott) that they continue to
wear Teamster T-shirts while at work without retaliation by
Voith. Thus, I find no evidence of discrimination against these
employees because of their Teamster affiliation and wearing
such clothing. Moreover, since June 1, no Voith employee has
been required to wear a safety vest with the Voith/UAW logo nor
have any threats or coercive remarks been directed at these em-
ployees. See Passavant Memorial Area Hospital, 237 NLRB
138 (1978) (such repudiation must be timely, unambiguous, spe-
cific in nature to the coercive conduct, and free from other pro-
scribed illegal conduct).
Accordingly and particularly noting that the Passavant re-
quirements were followed, I do not find that Respondent Voith
violated Section 8(a)(1) of the Act as alleged in paragraph 21(a)
of the complaint.
(e) The AGC alleges in paragraph 21(b) of the complaint that
on June 1, Brett Griffin instructed employees in a staff meeting
to report other employees’ union activities.
Facts and Discussion
Employee Deborah Cheatham testified that on June 1, Griffin
came into an ongoing meeting around 11 a.m. and informed the
employees that he had recently received a telephone call from a
representative of the NLRB. The representative informed Grif-
fin that the Board had made a decision that Voith had an obliga-
tion to recognize the Teamsters as the exclusive collective-bar-
gaining representative of the vehicle processing employees.
Griffin stated that no one was going to tell him who would
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1062
represent Voith employees but if the participants in the meeting
had any questions they should call the NLRB. He concluded his
remarks by telling the employees that in his experience there had
to be a secret-ballot vote conducted by the Board to determine
the bargaining representative at an employer and that if anybody
approached the employees about a union, and you feel uncom-
fortable, please let him know.
In direct questions by Respondent Voith’s counsel and me re-
garding the statement attributed to Griffin in paragraph 21(b) of
the complaint, employees Cheatham, Gregory Johnson, and
Rhodes all denied that Griffin instructed employees at the staff
meeting to report other employees’ union activities. Moreover,
I credit Griffin’s testimony that he followed a script with detailed
talking points that he prepared in advance of the meeting. Those
talking points make no reference to reporting other employees’
union activities (R. Voith Exh. 47).
Under these circumstances, I find that the AGC did not estab-
lish that Griffin made the statement attributed to him. Thus, I
recommend that paragraph 21(b) of the complaint be dismissed.
(f) The AGC alleges in paragraph 21(c) of the complaint that
Brett Griffin, on June 1, denied Teamsters access to employees’
while extending access to Respondent UAW.
Facts
Teamster Vice President Avral Thompson testified that he re-
ceived a telephone call from one of his members who had at-
tended a meeting at Voith on June 1 in which he alleged being
harassed. Additionally, the member informed Thompson that
Griffin had informed employees that he had received a telephone
call from the NLRB that they intended to issue a complaint seek-
ing that the Teamsters be certified as the exclusive collective-
bargaining representative of the Voith employees.
Based on the conversation with the Teamster member,
Thompson and Zuckerman went to the LAP in an effort to seek
equal access and to meet with Voith employees. After waiting
at the entrance having made the request to a Voith employee,
Griffin arrived and engaged in a dialogue with Thompson and
Zuckerman. Griffin informed the Teamster representatives that
since they were not the exclusive collective-bargaining repre-
sentative of Voith’s vehicle processing employees, he would not
permit them to come into the building to meet with Voith em-
ployees. Voith Supervisor Jason Wilson, who was present dur-
ing the discussion between the Teamster representatives and
Griffin, confirmed the events in question.
Discussion
Based on my below finding that the May 1 grant of recogni-
tion to the UAW was null and void, I find that in the absence of
an exclusive collective-bargaining representative on June 1, it
was unlawful for Voith to grant the UAW access to its employees
while denying access to the Teamsters.
Therefore, I find that when Voith, by Griffin, denied access to
the Teamsters on June 1, it violated Section 8(a)(1) of the Act.
D. The 8(a)(1) and (2) Allegations
(a) The AGC alleges in paragraph 13 of the complaint that
about February 20, Respondent Voith rendered assistance and
support to Respondent UAW by allowing the UAW to meet with
its employees during their orientation in order to urge the
employees to sign membership applications and checkoff author-
izations.
Facts
Teresa Ceesay was hired by Voith to perform housekeeping
duties in February 2012. She attended an orientation with other
newly hired housekeeping/janitorial employees on February 20
at the LAP. At the lunchbreak, the employees were escorted to
the cafeteria by Voith supervisors but the supervisors did not go
inside. Once entering the cafeteria, the employees were ap-
proached by several UAW representatives and Ceesay signed a
UAW authorization card.
Ceesay worked for approximately 2 weeks when she was ap-
proached by an individual wearing a Voith shirt who informed
her that it would be necessary to drive vehicles. She further tes-
tified that all of her coworkers who were hired solely to perform
housekeeping or janitorial duties were told that if you did not
sign up to drive cars you might not have a job. Ceesay, who did
not want to drive vehicles, submitted her resignation to Voith.
Keith Robinson applied for a cleaning/janitorial position with
Voith and interviewed with Couch in early February 2012. He
commenced work on February 17 as a janitor and was told by
Couch that he could advance to a driver position if one became
available.
Robinson, along with 30 to 40 other employees, attended an
orientation on February 20 that was conducted by Couch. Dur-
ing the orientation session, Couch informed the newly hired jan-
itors that there was an opportunity to become drivers and if any-
one was interested they should sign a list that would be distrib-
uted.
Voith supervisors escorted the employees to the cafeteria for
lunch but they did not go inside. Upon arriving in the cafeteria,
Robinson was approached by several UAW representatives who
informed him if he wanted to join the Union he was free to do
so. Robinson signed a UAW authorization card on February 20,
and observed a UAW representative witness his signature.
Shortly after February 20, Robinson took a physical to qualify
for a driver position. He was unable to pass the physical, and
was permitted to return to his janitorial duties. Presently, he re-
mains a full-time Voith employee in the janitorial bargaining
unit.
Cody Jaggers interviewed for a janitorial position with Voith
on February 17, and attended an orientation with approximately
30–40 employees on February 20 at the LAP run by Couch. Just
prior to the lunchbreak, Couch informed the newly hired janito-
rial employees that they would be meeting with representatives
of the UAW in the cafeteria, and you need to talk with them be-
fore filling out cards. Couch further stated, according to Jaggers,
that he along with other Voith supervisors would escort the em-
ployees to the cafeteria but they were not permitted to be present
when the employees talked with the UAW repre-sentatives.
When Jaggers entered the cafeteria, he along with the other
employees, were approached by a number of UAW representa-
tives who were wearing shirts with the UAW logo. The lead
UAW representative informed the employees that you do not
have to join or sign an authorization card but if you don’t sign
VOITH INDUSTRIAL SERVICES, INC.
1063
you might not have a job.7 Jaggers signed a UAW authorization
card and observed that all of his fellow coworkers that attended
the orientation also signed UAW authorization cards. After
completing the lunchbreak, the employees returned to the orien-
tation session.
During the afternoon orientation, Couch distributed a list for
employees to sign if they were interested in driving vehicles.
Jaggers signed the list and took a physical exam but did not pass.
Voith then terminated his employment after 3 days on the job.
On February 17, Reginald Farrell was hired as a janitor for
Voith. He attended, on February 20, along with the other newly
hired janitors and cleaning personnel an orientation at the LAP
conducted by Couch. Just before the lunchbreak, Couch in-
formed the employees that they would be meeting with UAW
representatives in the cafeteria. Voith supervisors escorted the
employees to the cafeteria but they did not go inside.
Upon entering the cafeteria, Farrell was approached by several
UAW representatives who were wearing shirts with the UAW
logo. One of the UAW representatives stated to the employees
that you do not have to join or sign an authorization card but if
you don’t sign you might not have a job. Farrell testified that he
felt pressured signing the UAW card, and also observed other
employees signing membership authorization cards.
Approximately 4–6 weeks after Farrell commenced work,
Couch informed him that he would be considered for a driving
position. Farrell replied that he did not want to drive vehicles.
Couch said you have to take the physical to start driving vehicles
since we do not have anybody out there, and if you do not take
the driving test you will not have a job. Farrell took the driving
test and after passing was trained for 1 week on the requirements
of the position. He drove and shuttled vehicles for 5–7 days until
a family situation prevented him from continuing his driving du-
ties and he was permitted to return to his janitorial position. Far-
rell performed his janitorial duties for a short time until he be-
came allergic to the paint and cleaning chemicals he was work-
ing with. Farrell briefly returned to performing janitorial func-
tions until he was laid off on May 16 due to performance defi-
ciencies.
Respondent UAW Union Steward Sharita Blackmon, who at-
tended the February 20 orientation as an incumbent Voith jani-
torial employee, testified that she rather than Couch escorted the
employees to the cafeteria for their lunchbreak, and that she sent
a text message to UAW LAP Building Chairman Steve Stone
that the employees would be on their lunchbreak in the main caf-
eteria. Couch testified that while he did not personally escort
the employees to the cafeteria, several of the supervisors and in-
cumbent janitorial employees were requested to do so. Couch
denied that he informed the employees during the orientation that
7 On cross-examination, counsel for Respondent Voith established
that Jaggers did not include the statements attributed to the UAW repre-
sentative in his pretrial affidavit. Jaggers responded that the Board agent
who took his statement did not ask questions as to what the UAW repre-
sentative said in the cafeteria. I fully credit Jaggers’ testimony as he
impressed me as a sincere witness whose testimony had a ring of truth to
it and was fully consistent with the testimony of coworker Farrell who
attended the orientation and was present in the cafeteria.
UAW representatives would be in the cafeteria and the employ-
ees should meet and talk with them.
Discussion
I find that the AGC has conclusively established the allega-
tions alleged in paragraph 13 of the complaint for the following
reasons.
First, the weight of the evidence establishes that Respondent
Voith, by Couch, had knowledge that the UAW representatives
would be present in the cafeteria to meet with the newly hired
janitorial and housekeeping employees to urge them to sign
membership applications and checkoff authorizations. Indeed,
the testimony of the above-noted employees has a ring of truth
to it particularly noting that they testified that Couch stated that
they should meet and talk with the UAW representatives in the
cafeteria but Voith supervisors could not be present when this
occurred. I therefore conclude that the meeting in the cafeteria
was prearranged between Respondent Voith and Respondent
UAW for the sole purpose of permitting Respondent UAW rep-
resentatives to urge employees to sign membership applications
and checkoff authorizations.
Second, I find the statements made by the UAW representa-
tives to the employees, that you do not have to join or sign a
union card but if you don’t sign you might not have a job to be
inherently coercive. Thus, I find that those statements taint the
validity of each authorization card signed on February 20.8
Third, it is apparent to me that Respondent Voith forced a
number of the janitorial and housekeeping employees to under-
take driving duties or suffer the loss of their jobs. I find such
actions, in using untrained and inexperienced janitorial and
housekeeping employees to perform driving responsibilities, to
be inherently discriminatory with the obvious intent of excluding
or limiting the hiring of former Auto Handling employees and
members of the Teamsters who previously performed the vehicle
processing responsibilities at the LAP.
Lastly, in an email dated February 21, Voith Regional Man-
ager Elam Barnett requested Couch to make sure that 11 Voith
employees resign UAW membership cards (GC Exh. 100). Such
instructions clearly establish that Voith was aware that member-
ship cards were executed by its employees on February 20, and
conclusively establishes that Voith rendered assistance and sup-
port to Respondent UAW. Indeed, it substantiates the credible
testimony provided by the above-noted employees who attended
the February 20 orientation.
For all of these reasons, I find that Respondent Voith violated
Section 8(a)(1) and (2) of the Act as alleged in paragraph 13 of
the complaint.9
(b) The AGC alleges in paragraph 17 of the complaint that
about April 11, Respondent Voith, by Services Line Manager for
8 Record evidence establishes that 39 of 50 authorization cards were
signed on February 20, and were witnessed by UAW Representatives
Stone, Mike Parker, and Jeffrey Hale (GC Exh. 111). Stone was the only
witness who testified for Respondent UAW regarding the execution of
authorization cards on that date.
9
While the authorization cards were signed during nonworktime
(lunchbreak), the factors set forth in Midwestern Personnel Services,
331 NLRB 348, 353 (2000), when considering the record evidence con-
vinces me that Voith provided assistance and support to the UAW.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1064
Vehicle Processing Dennis Frank, rendered assistance and sup-
port to Respondent UAW to meet with its employees during
worktime in order to urge them to sign membership applications
and checkoff authorizations.10
Kelly Stein testified that she previously worked for Auto Han-
dling prior to being laid off in December 2010 when the LAP
shut down for retooling. As a Teamster member, and an em-
ployee of Auto Handling, she regularly drove vehicles on and off
site, loaded vehicles on rail cars, and scanned vehicles for inven-
tory purposes.
In February 2012, Stein learned that Auto Handling lost the
contract with Ford at the LAP. She obtained several Voith em-
ployment applications while attending a Teamster meeting on
February 12, and after completing them filed an application with
the UAW (GC Exh. 39) and another with Aerotek (GC Exh. 48).
Stein interviewed at Aerotek on March 5 with former Auto
Handling Supervisor Miller who is presently a manager with
Voith, and ultimately was hired. She reported to work and at-
tended an orientation on April 11 conducted by Couch. After
watching safety videos for the majority of the day, Couch took
the approximately 15–20 newly hired employees to the LAP
yard, and introduced them to Voith Supervisors Frank and Mil-
ler. Frank informed the employees that someone wants to talk
with them, and he and the other supervisors separated themselves
from the group and walked approximately 20–50 feet away.
Within several minutes, an individual in a motorized cart ap-
proached the group of employees and introduced himself as Ted
Hunt, a UAW representative. He told the employees that this is
UAW work and our yard. UAW Shop Steward Blackmon ar-
rived in the yard and assisted Hunt in distributing UAW author-
ization cards to the employees. Hunt informed the group of em-
ployees that you have to sign these cards or you will not work
here.
Stein further testified that the work she previously performed
for Auto Handling at the LAP is identical to the work she pres-
ently performs for Voith. Presently, Stein works side by side
with temporary Voith employees who perform the same work as
Voith permanent employees with the exception of loading vehi-
cles on rail cars.11
Brenda Swift, a Teamster member and former Auto Handling
employee, interviewed with Miller in early April 2012 at Aero-
tek and was hired by Voith shortly thereafter. Swift reported to
work on April 11 and attended an orientation with 15–20 newly
hired employees that was conducted by Couch. After watching
safety videos the majority of the day, Couch escorted the em-
ployees to the LAP yard and introduced them to Voith Supervi-
sors Frank and Miller. According to Swift, she heard Frank men-
tion to the supervisors that they had a situation and they
10 While not specifically alleged in the complaint, record evidence
establishes that in a meeting held with Voith employees in the breakroom
on April 11, UAW Representatives Hunt, Blackmon, and Stone solicited
authorization cards from 23 employees’ at a time that recognition had
been withdrawn by Voith (GC Exh. 111). Indeed, Hunt testified that
Stone called him on the telephone and instructed him to proceed to the
breakroom to solicit Voith employees to sign UAW authorization cards.
Thus, such actions in addition to denying access to the Teamsters for the
same purpose in light of the withdrawal of recognition by Voith, violates
Sec. 8(a)(1) and (2) of the Act.
immediately separated from the group standing about 20–50 feet
away. Within a few minutes, UAW Representative Hunt accom-
panied later by Shop Steward Blackmon arrived and Hunt told
the employees that they needed to sign UAW authorization
cards. Although Swift declined to sign a UAW authorization
card, she observed seven employees in the group that signed
them.
Deborah Cheatham, a Teamster member and former Auto
Handling employee, interviewed with Miller in early April 2012
at Aerotek and was hired by Voith shortly thereafter. Cheatham
reported to work on April 11, and attended an orientation. In the
afternoon, Frank and Miller drove the employees to the LAP
yard (GC Exh. 55). Shortly after arriving in the yard, Cheatham
heard Frank state that we have a situation here and the supervi-
sors separated from the group of employees remaining about 25–
50 feet away. Within a few minutes, UAW Representative Hunt
and Shop Steward Blackmon approached the employees and
Hunt said the Teamsters are trying to get people to sign up. This
is a one shop yard with the UAW. He pulled out UAW authori-
zation cards and asked the employees whether they wanted to
sign them. Hunt further stated if you sign the cards, the better it
would be for you. While Cheatham declined to sign a UAW au-
thorization card, she observed four–six coworkers in the group
that signed the cards.
Sandra Rhodes, a Teamster member and former Auto Han-
dling employee, interviewed at Aerotek for a vehicle processing
position for Voith in early April 2012. She was ultimately hired
by Voith and reported for work on April 11. Rhodes attended an
orientation on that day with approximately 15–20 newly hired
employees including coworkers Stein, Swift, Flanagan, and
Cheatham. After watching safety videos in the morning, the em-
ployees were escorted to the LAP yard and met with Voith Su-
pervisor Frank. Shortly thereafter, UAW Representative Hunt
arrived and demanded that the employees sign UAW authoriza-
tion cards. While Rhodes declined to sign the authorization card,
she observed several coworkers sign the cards while leaning on
the motorized vehicle that Hunt used to arrive in the yard.
James Flanagan, a Teamster member and former Auto Han-
dling employee, interviewed at Aerotek for a position with Voith
and commenced work on April 11. He attended an orientation
on that day along with coworkers Stein, Swift, and Cheatham
that was conducted by Frank.12 During the afternoon, Frank es-
corted the employees to the yard and shortly after they arrived
UAW Representative Hunt arrived and briefly spoke with Frank
who informed the employees that the UAW representative has
something to say to them. Frank and the other supervisors sepa-
rated themselves from the employees and stood approximately
20–50 feet away. Hunt then approached the employees and said
11 Permanent employees Swift, Rhodes, Cheatham, and Flanagan all
testified consistently with Stein that the work at the LAP that they previ-
ously performed while employed at Auto Handling is identical to the
work they presently perform for Voith.
12 Flanagan stated that Couch introduced a Voith secretary during the
orientation that passed out a UAW Fact Sheet that explained the history
of the organization and its accomplishments (GC Exh. 56). Helm testi-
fied similarly and received the same Fact Sheet in a packet of materials
at her April 10 orientation session.
VOITH INDUSTRIAL SERVICES, INC.
1065
they had to sign union authorization cards right away. He also
stated to the 17–18 employees that the Teamsters were trouble
makers. Shop Steward Blackmon arrived and distributed UAW
authorization cards to the employees. Flanagan observed Frank
pointing to the former Auto Handling employees and mouthing
the words, “They are Teamsters.”
Aaron Schott, a Teamster member, interviewed with Bauer at
Aerotek in March 2012, and ultimately was hired by Voith. He
attended an orientation on April 10.
On April 11, Schott was assigned along with approximately
15 coworkers to perform cleanup work in the yard. While he
was working, two individuals appeared on a motorized vehicle
and introduced themselves as UAW Representatives Stone and
Barry Ford. Stone said, “We are from the UAW and we want
you to sign an authorization card.” Schott declined to sign the
card but observed other coworkers sign the cards that were then
collected by Stone.
Discussion
I find that the AGC has conclusively established the allega-
tions alleged in paragraph 17 of the complaint. In this regard,
six Voith employees testified credibly and consistently that
Couch along with other Voith supervisors escorted the employ-
ees who attended the April 11 orientation to the LAP yard.
Couch then introduced the employees to Frank and two other su-
pervisors (Tom Baker and Scott Board) who would be conduct-
ing additional training in the yard. Within a few minutes, UAW
Representative Hunt arrived along with Shop Steward Blackmon
and distributed UAW authorization cards. Hunt made intimidat-
ing statements to the Voith employees such as this is UAW work
and our yard. He further demanded that the employees sign the
authorization cards or you will not work here, and if you sign the
cards the better it would be for you because the Teamsters are
trouble makers. Flanagan testified, without contradiction, that
he observed Frank pointing toward the former Auto Handling
employees and mouthed the words “They are Teamsters.”
Frank’s testimony was disjointed, argumentative, and beyond
belief.13 In this regard, he denied talking to Hunt and represented
that he did not observe either Hunt or Blackmon arrive in the
yard or that he had ever met either of these individuals before.
His testimony was contradicted by fellow Supervisors Baker and
Board who both testified that they along with Frank witnessed
the arrival of Hunt and Blackmon in the yard and observed the
UAW representatives engaging in discussions with the employ-
ees. Baker also confirmed that he knew who Blackmon was and
that Frank had recently been introduced to her. Significantly,
Hunt’s testimony contradicted Frank. In this regard, Hunt testi-
fied that he approached Frank immediately upon arriving in the
yard on his motorized vehicle, and they briefly conversed about
whether he could meet with the employees. All of the em-
ployee’s testimony noted above comports with this sequence of
events and it is reasonable to conclude that after Hunt spoke with
Frank, the supervisors separated from the group and Hunt met
with the employees.
13 On cross-examination, the AGC established numerous inconsisten-
cies between Frank’s record testimony and statements previously pro-
vided in his pretrial affidavit.
I conclude, based on the above evidence, that Respondent
Voith established a prearranged time with the UAW representa-
tives to meet with the employees’ in the yard. It was no coinci-
dence that Hunt and Blackmon arrived in the yard to meet with
the employees during the middle of the afternoon as the employ-
ees were approximately a mile from their training indoor class-
room. The record further establishes that the UAW representa-
tives met with the employees for the sole purpose of urging the
employees to sign UAW authorization cards and checkoff forms.
I also find that the authorization cards that the UAW obtained on
April 11 were tainted by the assistance and support rendered by
Respondent Voith and the coercive/threatening remarks and
methods used by UAW Representative Hunt in soliciting and ob-
taining signatures from employees in a pressured atmosphere.
Accordingly, I find the AGC has sustained the allegations in
paragraph 17 of the complaint, and therefore, determine that Re-
spondent Voith violated Section 8(a)(1) and (2) of the Act.
(c) The AGC alleges in paragraph 18 of the complaint that
about April 16, Respondent Voith, by Tom Baker and Dennis
Frank, rendered assistance and support to Respondent UAW by
allowing Respondent UAW to meet with Respondent Voith’s
employees during worktime in order to urge its employees to
sign membership applications.
Facts
The AGC presented three witnesses to support the allegation
alleged above. Murphy, Cheatham, and Helm testified that they
were working off-site on April 16, and were informed by Baker
that he was driving them to the breakroom in order to attend a
meeting. Upon arriving late at the meeting location, the employ-
ees observed that UAW Representative Stone was addressing
their coworkers. They all testified that they heard Stone inform
the employees that the Teamsters had filed unfair labor practice
charges with the NLRB concerning who represented the yard
employees but it could take years for this to be resolved. Addi-
tionally, Stone stated that the UAW would be the collective-bar-
gaining representative in the yard, and we will get everyone
signed up soon. Shortly after Stone finished his presentation,
Frank came into the breakroom and said it was time for the em-
ployees to go back to work.
Baker, while admitting that he drove the above employees to
the breakroom on April 16, asserted that is was for the sole pur-
pose of permitting them to attend there afternoon break rather
than to attend a required meeting.
Discussion
It strains credulity to believe that Baker drove the employees
to the breakroom solely to have lunch when upon arriving there
were 25–30 employees presently in the breakroom listening to a
presentation delivered by Stone and other UAW representatives.
I find, as testified to by Murphy, Cheatham, and Helm, that
Baker informed them that a meeting was being held in the break-
room and their presence was required. Likewise, I credit the em-
ployees’ testimony that they were not on a designated break
when the meeting occurred specifically noting that before
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1066
arriving at the breakroom from working off-site, Baker permitted
them to take their regular scheduled break. I further note that
prior to April 16, Respondent Voith had withdrawn recognition
from the UAW, and any meeting that was held either on work or
breaktime with UAW representatives was a breach of their neu-
trality pledge. Thus, requiring the attendance of employees on
April 16 at a time that there was no exclusive collective-bargain-
ing representative representing the employees, and denying the
same access to the Teamsters is violative of the Act.
Under these circumstances, and particularly noting that Re-
spondent Voith required the employees to be in the breakroom
while UAW representatives made a presentation, such actions
are tantamount to rendering assistance and support to the UAW
and therefore violates Section 8(a)(1) and (2) of the Act.14
E. The 8(a)(3) and (5) Violations
1. Successorship allegations
The AGC alleges in paragraph 3 of the complaint that Re-
spondent Voith has operated the prior business of Auto Handling
in basically unchanged form and but for its illegal conduct in vi-
olation of the Act would have employed as a majority of its em-
ployees individuals represented by the Teamsters. Under those
circumstances the AGC asserts that Voith is a successor to Auto
Handling.
Facts
The Charging Party is the exclusive collective-bargaining rep-
resentative of bargaining unit employees recognized under the
NMATA who work at the Ford LAP (GC Exhs. 2 and 3). They
have represented these employees at the facility in the vehicle
loading and distribution classifications for a succession of em-
ployers operating as vendors to Ford for approximately 60 years
(GC Exh. 9).
Between 2008 and December 2010, Auto Handling was the
employer that operated as a vendor to Ford and performed the
vehicle processing responsibilities at the LAP. Auto Handling
recognized the Charging Party as the exclusive collective-bar-
gaining representative of the unit within the meaning of Section
9(a) of the Act.
The agreement between Auto Handling and Ford terminated
in October 2010, and Ford concurrently announced that it in-
tended to shut down the LAP for retooling in anticipation of pro-
ducing a new Ford Escape model. Between October and Decem-
ber 2010 the Auto Handling employees were gradually laid off
for lack of work (R. Voith Exh. 24).
Around September 2011, Ford issued an invitation to inter-
ested vendors to bid and submit quotes for vehicle processing
and car hauling work that it planned to reinstitute once the LAP
reopened. Four companies including Auto Handling and Voith
submitted quotes to Ford and a bid meeting took place on Octo-
ber 6, 2011, that was attended by the four companies and a UAW
representative.15 The Charging Party was not invited to partici-
pate in the meeting.
14 While the AGC’s proffered witnesses to this allegation did not con-
firm that authorization cards or checkoff authorizations were solicited by
UAW representatives during the meeting, nevertheless, I find that the
actions of Respondent Voith as described above constitute rendering
On February 10, Zuckerman and Thompson traveled to De-
troit, Michigan, to meet with high-level Ford representatives.
During the course of the meeting, the Teamster representatives
were informed that the vehicle processing work at the LAP has
been awarded to Respondent Voith rather than Auto Handling.
According to the Ford representative, the decision to award the
bid to Voith primarily centered on their ability to perform the
work at a savings of between $7–$8 million in comparison to the
bid submitted by Auto Handling. The Ford representative stated
that Voith would be awarded the initial contract on February 13,
and the employees would be represented by the UAW.
On February 12, the Charging Party conducted a meeting at-
tended by approximately 200 members and informed those in at-
tendance that Respondent Voith had been awarded the LAP ve-
hicle processing work rather than their former employer Auto
Handling. Thompson distributed Voith employment applica-
tions to the membership and requested the members to return the
completed applications so he could submit them to Voith and the
UAW.
By letter dated February 14, Zuckerman informed Voith that
it was his understanding that the proposed operations at the LAP
will be identical to the operations historically performed at that
location by NMATA bargaining unit employees of Auto Han-
dling and similar predecessor employers. Zuckerman demanded
that Voith notify the Charging Party and the165 skilled yard em-
ployees on the list attached to his letter of all hiring opportunities
for the staffing of projected operations at the LAP (GC Exh. 6).
By letter dated April 10, Zuckerman demanded that Voith rec-
ognize and bargain with the Charging Party in an appropriate
bargaining unit of Voith employees performing vehicle pro-
cessing duties at the LAP. Zuckerman pointed out that to date
Voith has refused to hire or consider for hire the Auto Handling
bargaining unit employees that were identified on the seniority
and address list that was provided as an attachment to his prior
letter dated February 14 (GC Exh. 18).
The record evidence establishes that Voith commenced the
hiring of janitorial and cleaning personnel in early to mid-Febru-
ary 2012 in anticipation of getting the LAP facility ready to ful-
fill its contractual responsibilities effective in April 2012.
Credible testimony was provided by former employees of
Auto Handling that the vehicle processing work performed by
them for Voith is identical to the work performed while they
worked for Auto Handling at the LAP. Indeed, the record estab-
lishes that four former supervisors of Auto Handling were hired
by Voith when they commenced operations at the LAP (Steve
Tingle, Jason Miller, Dennis Frank, and Caleb Williams). Tes-
timony was also elicited that Voith hired 11 former Auto Han-
dling employees in April 2012, with 10 of these employees still
being employed as of August 2012.
Discussion
A successor employer is obliged to bargain with the union of
its employees if “the bargaining unit remains unchanged and a
majority of employees hired by the new employer were
assistance and support to the UAW within the meaning of Sec. 8(a)(1)
and (2) of the Act.
15 The collective-bargaining agreement between Ford and the UAW
permits such participation (R. UAW Exh. 1).
VOITH INDUSTRIAL SERVICES, INC.
1067
represented by a recently certified bargaining agent.” NLRB v.
Burns Security Services, 406 U.S. 272, 281 (1972). Elaborating
on this principle, the Board has explained that there must be both
“continuity in the workforce” and “continuity of the business en-
terprise” to trigger the obligations of a successor. E.g., Marine
Spill Response Corp., 348 NLRB 1282, 1285 (2006).
With respect to continuity of the business enterprise, the Su-
preme Court prescribes a totality of the circumstances test. Fall
River Dyeing Corp. v. NLRB, 482 U.S. 27, 43 (1987). The Board
considers “whether the business of both employers is essentially
the same; whether the employees of the new company are doing
the same jobs in the same working conditions under the same
supervisors; and whether the new entity has the same production
process, produces the same products, and basically has the same
body of customers.” Id.
Continuity in the work force is established if a majority of the
successor’s employees were employed by the predecessor. Id. at
41. The Board, with the approval of the Courts, gauges the un-
ion’s majority status at the time when a “substantial and repre-
sentative complement” of employees has been hired. Grane
Healthcare Co., 357 NLRB 1412 (2011) (citing Fall River, 482
U.S. at 40). To determine whether a substantial and representa-
tive complement exists, the Board considers “‘whether the job
classifications designated for the operation were filled or sub-
stantially filled and whether the operation was in normal or sub-
stantially normal production.’” Fall River, 482 U.S. at 49 (quot-
ing Premium Foods, Inc. v. NLRB, 709 F.2d 623, 628 (9th Cir.
1983)). It also looks at “‘the size of the complement on the[e]
date and the time expected to elapse before a substantially larger
complement would be at work . . . as well as the relative certainty
of the employer’s expected expansion.’” Id. (quoting Premium
Foods, 709 F.2d at 628).
In assembling its work force, a successor “may not refuse to
hire the predecessor’s employees solely because they were rep-
resented by a union or to avoid having to recognize a union.”
U.S. Marine Corp., 293 NLRB 669, 670 (1989), enfd. 944 F.2d
1305 (7th Cir. 1991). In judging discrimination by a successor,
the Board uses the familiar Wright Line test. Planned Building
Services, Inc., 347 NLRB 670 (2006) (citing Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981)). The
General Counsel carries the initial burden of establishing that the
successor failed to hire employees of its predecessor and was
motivated by antiunion animus. Id. at 673. The burden then shifts
to the employer to show that it would not have hired the prede-
cessor’s employees even in the absence of an unlawful motive.
In the Wright Line context, the General Counsel demonstrates
antiunion animus by establishing three elements. As the Board
explained in Kentucky River Medical Center, 356 NLRB 6
(2010), “The elements commonly required to support such a
showing are union or protected concerted activity by the em-
ployee, employer knowledge of that activity, and union animus
on the part of the employer.” Animus and discrimination may be
inferred from the circumstances and need not be established di-
rectly. E.g., Sunshine Piping, Inc., 351 NLRB 1371, 1390
(2007). In addition, the Board approves the use of the following
factors to establish an unlawful refusal to hire:
[S]ubstantial evidence of union animus; lack of a convincing
rationale for refusal to hire the predecessor’s employees; incon-
sistent hiring practices or overt acts or conduct evidencing a
discriminatory motive; and evidence supporting a reasonable
inference that the new owner conducted its staffing in a manner
precluding the predecessor’s employees from being hired as a
majority of the new owner’s overall work force to avoid the
Board’s successorship doctrine. [Planned Bldg., 347 NLRB at
673 (alteration in original) (quoting U.S. Marine, 293 NLRB at
670).]
If an employer is found to have discriminated in hiring, the
Board assumes that, but for the unlawful discrimination, the suc-
cessor would have hired the predecessor employees in their unit
positions. Id. at 674 (citing Love’s Barbeque Rest. No. 62, 245
NLRB 78, 82 (1979), enfd. in relevant part sub nom. Kallman v.
NLRB, 640 F.2d 1094 (9th Cir. 1981)). More to the point, it also
assumes that the union would have retained its majority status.
E.g., GFS Bldg. Maintenance, Inc., 330 NLRB 747, 752 (2000)
(citing State Distributing Co., 282 NLRB 1048 (1987)). Conse-
quently, if in the meantime the employer has refused to recognize
and bargain with the union, it will be held to have violated Sec-
tion 8(a)(1) and (5) of the Act. Id. Under these circumstances,
the successor is also disqualified from setting initial terms and
conditions of employment. Massey Energy Co., 354 NLRB 687
(2009) (citing Love’s Barbeque, 245 NLRB at 82).
Assuming arguendo that the factors for successorship are pre-
sent, the subject case presents the situation that a majority of for-
mer Auto Handling employees were not hired by Voith. The
Board has held that successorship will be found in such circum-
stances if the new owner fails to hire the predecessor’s employ-
ees because of their affiliation with the union. Love’s Barbeque
Restaurant No. 62, 245 NLRB 78 (1979). Thus, the central ques-
tion herein is whether Respondent Voith refused to hire a major-
ity of the former employees of Auto Handling for antiunion rea-
sons.
I find that a substantial number of factors exist for finding that
Voith is a successor to Auto Handling. For example, Voith con-
ducted essentially the same business at the same location as Auto
Handling and the majority of the newly constituted bargaining
unit employees would have consisted of former employees of the
predecessor, absent Voith’s unlawful discrimination. Further, it
is well settled that successorship will be found in such circum-
stances if the new owner fails to hire the predecessor’s employ-
ees because of their affiliation with a labor organization.
Respondent Voith argues that in order to meet the contractual
staffing requirements under its contracts with Ford it filled the
50 initial vehicle processing positions with then current employ-
ees. It contends that the employees were transferred to vehicle
processing positions, and were employed under the terms and
provisions of the collective-bargaining agreement between Voith
and Respondent UAW covering the janitorial employees at the
LAP (R. Voith Exh. 2).
Voith’s asserted basis for not hiring the former Auto Handling
employees, while alleged to be nondiscriminatory proved other-
wise. For example, it is noted that due to the anticipated opening
of the LAP in early 2012, Voith found it necessary to increase its
janitorial staffing as only a small contingent of cleaning
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1068
personnel remained employed during the 2010–2011 shutdown
period of the LAP. For this purpose, an increase in recruitment
for janitorial positions occurred, and on or about February 17,
approximately 40–50 cleaning personnel were hired. During the
interview process, the successfully hired employees were specif-
ically informed by Couch that they were solely being considered
for janitorial positions. The newly hired employees reported to
the LAP and attended an orientation on February 20, in which
they reviewed safety videos and were only trained on the duties
and responsibilities of their janitorial positions.
Record evidence shows, however, that Voith classified the
janitorial employees effective February 20 as vehicle processing
employees with a designation code of 2031 (R. Voith Exh. 53).
That classification code conflicts with official payroll records
that show the janitorial employees, who were transferred to ve-
hicle processing positions, were being paid under a 937 janitorial
code, and continued to be paid under that code long after Febru-
ary 20 (GC Exh. 23). The conflict, as described above, is con-
sistent with record testimony that the newly hired janitorial em-
ployees were not assigned nor did they engage in vehicle pro-
cessing duties on February 20.16 Indeed, a number of these em-
ployees testified that they were approached by Voith supervisors
in late February and early March 2012, and were informed that
they would be required to perform driving duties. If the employ-
ees refused, the supervisors informed them they would not have
a job.
Based on the above, I find that Respondent Voith deliberately
utilized janitorial employees, all of whom had no previous expe-
rience in driving vehicles or loading rail cars at the LAP, to ex-
clude or limit the hiring of former Auto Handling employees on
or after February 17.
Additional evidence to support this finding is established by
the following factors. First, it is noted that Respondent Voith by
letter dated October 21, 2011, before it was awarded the con-
tracts to perform work at the LAP, informed Ford that it had a
national contract with the UAW for all related sites and if
awarded the LAP contracts, the hourly employees would be rep-
resented by the UAW (R. Voith Exh. 11). Second, while Mar-
tinez testified that she did not eliminate any former Auto Han-
dling employees from the screening process, record evidence
proves otherwise, Indeed, in an email communication between
Martinez and Bauer, Aerotek determined to eliminate from con-
sideration well over 100 former Auto Handling employees who
had previously performed vehicle processing work (GC Exh.
102). Bauer, at no time, repudiated the decision to exclude or
limit the hiring of the former Auto Handling employees. Record
evidence confirms, although Voith hired 11 former Auto Han-
dling employees in April 2012 (R. Voith Exh. 57), the number
represents only a small fraction of the permanent full-time com-
plement of 72 employees on board during mid-April and early
May 2012 (R. Voith Exh. 62(b) – (q)). Third, Respondent Voith
did not provide to Aerotek the seniority list of former Auto Han-
dling employees attached to the Charging Party’s February 14
16 Respondent UAW Shop Steward Blackmon, as an incumbent jani-
torial employee, applied for a vehicle processing position on February
13 (R. Voith Exh. 31). Blackmon testified that she did not officially
commence vehicle processing duties until mid March 2012, and
request to hire the experienced and well-trained former employ-
ees who had performed the identical work at the LAP nor did it
respond to the letter (GC Exhs. 6 and 7). Fourth, Voith did not
request Aerotek, until March 1, to begin the process of recruiting
for vehicle processing positions, and Couch, by email dated Feb-
ruary 28 was still considering employees for janitorial positions
(GC Exh. 77).
Under these circumstances, it is apparent that but for Respond-
ent Voith’s unlawful conduct set forth above, the Teamsters sta-
tus as the exclusive collective-bargaining representative would
have survived Respondent Voith’s assumption of the vehicle
processing work at the LAP. I find, therefore, that Respondent
Voith has violated Section 8(a)(1) and (5) of the Act. Mammoth
Coal Co., 358 NLRB 1643 (2012).
2. Refusal to hire or consider for hire allegations
Respondent Voith denies that it has refused to hire or consider
for hire the former employees of Auto Handling due to their un-
ion affiliation or for discriminatory reasons.
To support this defense, Respondent Voith presented a time-
line commencing with its execution of the February 13 contract
with Ford, and the requirements to launch and perform the con-
tractual provisions between March 12 and 20 (R. Voith Exh. 37).
To this end, they assert that while they received the initial batch
of applications from former Auto Handling employees on Feb-
ruary 14, the time necessary to source the applications, conduct
interviews, complete drug, background, behavioral assessment,
and physical abilities tests, in addition to completing mandatory
vehicle processing training, did not permit them to meet the
launch and performance deadlines. Therefore, Voith argues that
lawful business necessity rather than discriminatory motivation
prevented the hiring of the former Auto Handling employees.
I reject this argument for the following reasons. First, Couch
testified that it was not until mid-March 2012 when 25 of the
janitorial and cleaning personnel were transferred to perform ve-
hicle processing duties, and a week or more of training was re-
quired to familiarize these employees with vehicle processing re-
sponsibilities. Second, by email dated March 27, Voith Regional
Manager Elam Barnett noted that the launch date had been
pushed back to April 9, and only a small number of employees
would be needed to drive vehicles to the off-site storage yards to
hold until Ford gets the okay to ship the vehicles (GC Exh. 103).
Barnett further stated that it will be necessary to increase produc-
tion over the next several weeks and approximately 75 full-time
employees should be sufficient to get us through the first 30 days
of the project.
Accordingly, based on Couch and Barnett’s pronouncements,
it is readily apparent that if Respondent Voith had commenced
the process of sourcing and completing the required tests to com-
plete the hiring process shortly after the February 14 receipt of
the Teamster applications, the former employees of Auto Han-
dling could have been hired. Moreover, record evidence con-
firms that the former Auto Handling employees had the requisite
experience and previously performed the identical vehicle
continued to work the day shift in her janitorial classification as of April
11. Likewise, it is noted that Blackmon continued to be paid under jan-
itorial code 937 beyond March 2012 (GC Exh. 23).
VOITH INDUSTRIAL SERVICES, INC.
1069
processing work. Thus, with little or no training, they could have
been ready to meet the required launch and performance dates
specifically noting that initially only a small number of employ-
ees would be needed to perform contractual requirements. In
making this finding, I specifically note that the hiring and screen-
ing process conducted by Aerotek for former Auto Handling em-
ployees Byers, Johnson, and Schott was completed in 37 days,
for Murphy in 16 days, and during a 10-day period for Swift,
Cheatham, and Rhodes. Such evidence completely undermines
the timeline defense proffered by Voith.
Record evidence confirms that Voith was clearly aware of the
union affiliation of the predecessors’ employees. It is also clear
that Voith did not want to recognize the Teamsters as it feared
the economic package that they would demand knowing that it
would far exceed the wage rate presently paid to its incumbent
UAW represented janitorial employees. Additionally, as found
above, Voith engaged in 8(a)(1) conduct, rendered assistance
and support to the UAW, and denied access to the Charging
Party to meet with its employees while granting access to the
UAW. All of these factors support a finding of discrimination
that establishes Voith’s motives in not hiring the former Auto
Handling employees. New Concepts Solutions, LLC, 349 NLRB
1136 (2007).
Based on the foregoing, I find that Respondent Voith estab-
lished a hiring procedure designed to exclude or limit the hiring
and consider for hiring the former Auto Handling employees
who were members of the Charging Party in violation of Section
8(a)(1) and (3) of the Act. Custom Leather Designers, Inc., 314
NLRB 413, 418 (1994) (The effect of not hiring former repre-
sented employees was to deny the union any possible majority
status in its complement of employees).
3. Refusal to bargain allegations
The AGC alleges in paragraph 12 of the complaint that Re-
spondent Voith has failed and refused to recognize and bargain
in good faith with the exclusive collective-bargaining representa-
tive of its employees within the meaning of Section 8(d) of the
Act and unilaterally established initial terms and conditions of
employment. Additionally, Respondent Voith without notice or
bargaining with the Teamsters unilaterally contracted with Aer-
otek, Inc. to perform bargaining unit work.
The evidence establishes that Voith’s assumption of the vehi-
cle processing and inventory management services work at the
LAP did not occasion a change in the yard work done or the man-
ner in which it was accomplished. Indeed, Voith hired a number
of former Auto Handling supervisors to perform the same duties
and responsibilities at the LAP that they previously performed as
employees of Auto Handling.
Based on the above recitation, I find that Respondent Voith
violated Section 8(a)(1) and (5) of the Act when it refused to
recognize and bargain with the Charging Party and unilaterally
17 Respondent UAW argues that the International Union should not
be held responsible for allegations alleged in pars. 19 and 20 of the
complaint. I reject this argument for the following reasons. First, Re-
spondent UAW did not raise this defense in its answer (GC Exh. 1(LL),
and it is noted that the answer refers to the International and its Local
862 as “collectively union.” Second, exhibits in the record establish
Voith’s continuing discussions with International UAW representatives
established initial terms and conditions of employment for em-
ployees in the unit. Here, any uncertainty as to what Respondent
Voith would have done absent its unlawful conduct must be re-
solved against them. In these circumstances, I find that Re-
spondent Voith would have hired the former Auto Handling em-
ployees but for their union affiliation. Therefore, it was not en-
titled to set initial terms of employment without first bargaining
with the Charging Party about the conduct and the effects of the
conduct. Mammoth Coal Co., 354 NLRB 687 (2009).
I also find that when Respondent entered into a contract with
Aerotek to hire individuals other then the former Auto Handling
employees to perform bargaining unit work, it did so without no-
tifying and bargaining with the Charging Party. Therefore, it
further violated Section 8(a)(1) and (5) of the Act.
F. The 8(b)(1)(A) Violations17
The AGC alleges in paragraph 19 of the complaint that about
February 20, April 11 and 16, Respondent UAW received assis-
tance and support from Respondent Voith which allowed Re-
spondent UAW to meet with Respondent Voith’s employees in
order to urge them to sign membership applications and checkoff
authorizations.
The AGC further alleges in paragraph 20 of the complaint that
about February 20 and May 1, Respondent UAW obtained
recognition from Respondent Voith as the exclusive collective-
bargaining representative of the unit even though they did not
represent an uncoerced majority of the unit, and on February 20,
Respondent Voith had not started normal business operations
and did not employ in the unit a representative segment of its
ultimate employee complement.
The AGC argues, in support of the above allegations, that
when recognition was granted on February 22 and May 1, the
UAW did not have a valid majority because the authorization
cards that were solicited were coerced by unlawful conduct, and
the February recognition was improper because Respondent
Voith had not commenced normal business operations nor did
they employ in the unit a representative segment of its ultimate
employee complement.
The record establishes that between February 20 and 22, a to-
tal of 50 authorization cards were solicited by the UAW and
signed by employees of Respondent Voith. Specifically, 39 au-
thorization cards were signed on February 20, 9 were signed be-
tween February 21 and 22, and 2 authorization cards were illeg-
ible (GC Exh. 111).
As I found above in my discussion regarding paragraph 13 of
the complaint, the statements of UAW representatives in the caf-
eteria on February 20 were coercive. Indeed, informing employ-
ees that if they did not execute an authorization card it could im-
pact their job leaves employees between a rock and a hard place.
It thus establishes that the 39 employees who signed authoriza-
tion cards on February 20 were pressured to do so, and therefore,
concerning the recognition of the UAW as the bargaining representative
of the Voith vehicle processing employees (see GC Exhs. 31 and 41; R.
Exhs. 38, 40, and 41). Third, the existing collective-bargaining agree-
ment between Voith and the UAW (GC Exh. 84; R. Exh. 2) is with the
International UAW and covered the posting requirement for incumbent
Voith janitorial employees to bid for vehicle processing positions (GC
Exhs. 29, 30; R. Exh. 31).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1070
the resulting majority status was invalid because it was coerced
by the UAW’s unlawful conduct. Fountainview Care Center,
317 NLRB 1286, 1289 (1995) (recognition based on cards
tainted by coercion establishes there was not an uncoerced ma-
jority).
Likewise, the evidence is overwhelming that on February 20,
Respondent Voith had not commenced normal business opera-
tions. Indeed, many employees testified, in a mutually corrobo-
rative way, that normal production had not commenced on Feb-
ruary 20. It is apparent that the employees attending the orien-
tation were hired for and were being instructed regarding their
duties associated with janitorial and cleaning responsibilities.
On February 20, there was no finished Ford product moving off
the assembly lines, and therefore, no vehicle processing or in-
ventory management services work was being performed by
Voith employees. Rather, during the month of February 2012
only cleaning and janitorial responsibilities were ongoing with
some vehicle processing training occurring later in the month for
a small group of employees. Indeed, the evidence shows that
Bauer did not request Aerotek to commence the recruitment of
vehicle processing positions until March 1.
Although the above finding that Voith was not engaged in nor-
mal business operations on February 20–22 would alone estab-
lish a violation, the evidence also shows that the employee com-
plement at the LAP fell far short of a substantial and representa-
tive complement. In this regard, it is noted that the new em-
ployee’s attending the orientation on February 20 were exclu-
sively hired to perform janitorial and cleaning responsibilities. It
was not until on or about May 1 that Voith reached its vehicle
processing permanent full-time complement of 72 required to
fulfill the terms of the contracts it executed with Ford on Febru-
ary 13 and March 1. Indeed, this was recognized by Voith when
it withdrew its previous grant of recognition to the UAW on
April 9 (GC Exh. 17; R. Voith Exh. 41).
As it concerns the recognition obtained on May 1, I also find
that the showing of interest was coercively obtained and the au-
thorization cards were tainted because of unlawful UAW con-
duct. In this regard, as discussed above, I found that the 39 au-
thorization cards signed on February 20 were coercively ob-
tained. By letter dated April 10, the UAW informed Voith em-
ployees that while recognition has been withdrawn on April 9,
we still have those authorization cards that were signed in Feb-
ruary 2012, and intend to use them to help prove majority status
when Voith reaches its normal business operations (GC Exh. 40).
The evidence shows that 23 authorization cards were obtained
on April 11. An additional six authorization cards were signed
on April 10, 17, 18, 19, and 20, however, no evidence was pre-
sented addressing the circumstances on where and how those
cards were executed. With respect to the cards obtained on April
11, of the 23 cards signed on that date, 17 were solicited by Hunt.
As I found above regarding the discussion in paragraph 17 of the
complaint, the solicitation by Hunt of those authorization cards
was obtained under coercive conditions. Therefore, when com-
bining the 39 authorization cards obtained under coercive
18 GC Exh. 111 represents that 21 authorization cards signed on Feb-
ruary 20 were used to support the second grant of recognition on May 1.
Even if this number is used combined with the 17 authorization cards
conditions on February 20 with the additional 17 tainted cards
on April 11, I find that 56 authorization cards must be excluded
from a valid majority. The record confirms that Voith’s full-time
permanent complement of vehicle processing employees
reached 72 on or about May 1, after Voith commenced normal
business operations at the LAP. By that time, Voith had trans-
ferred at least 25 of the janitorial and cleaning employees, some
of whom as discussed above were coercively forced to do so, to
vehicle processing positions. It is also noted that included in the
complement of 72 were 11 former Auto Handling employees and
members of the Teamsters who declined to execute UAW au-
thorization cards. Therefore, of the remaining 61 employees that
executed UAW authorization cards, at least 56 of those cards
were obtained by coercive methods and tainted the overall ma-
jority. Even if you only consider the 39 authorization cards ob-
tained on February 20 that were used to support the May 1 grant
of recognition, there still is not a valid majority.18
Accordingly, I find that on February 22 and on May 1, when
recognition was granted to Respondent UAW, it was not valid
because it was coerced by the UAW’s unlawful conduct, and
since they did not represent an uncoerced majority, Section
8(b)(1)(A) of the Act was violated. Additionally, I find that by
demanding and accepting recognition on February 22, at a time
that Voith was not engaged in normal business operations and
did not employ in the unit a representative segment of its ultimate
employee complement, the UAW also violated Section
8(b)(1)(A) of the Act. Hilton Inn Albany, 270 NLRB 1364, 1365
(1984), citing Herman Bros. Inc., 264 NLRB 439 (1982).
G. Respondent Voith’s Affirmative Defenses
Respondent Voith argues that it is not a successor employer to
Auto Handling based on a number of reasons that it articulated
during the course of the subject hearing.
First, Voith argues that the car hauling operations at the LAP
ended in October 2010 with the termination of the contract be-
tween Ford and Auto Handling.
While this assertion is technically correct, the issue presented
for consideration is whether after Voith was awarded the con-
tracts to manage the vehicle processing and inventory manage-
ment services at the LAP, it was violative of the Act for Voith
not to have hired the former employees of Auto Handling to per-
form the identical work. As found above, Voith violated the Act
by its refusal to recognize and bargain with the Charging Party
and not hire the former employees of Auto Handling.
Second, Voith asserts that Auto Handling prior to the LAP
shutdown performed the car hauling work in its entirety. Since
March 2012, when the car hauling work was reestablished, it has
been parsed and now there are six contractors performing the
work.
Voith’s argument attempts to lump the functions that were
created in 2012 as car hauling to the exclusion of the traditional
yard work that has been performed on a continuing basis at the
LAP for over 60 years. It is the yard work that the AGC and the
Charging Party argue should continue to be performed by the
solicited by Hunt on April 11, the result would be the same as the UAW
did not represent an uncoerced majority on May 1 (38 tainted cards in a
unit of 72).
VOITH INDUSTRIAL SERVICES, INC.
1071
former Auto Handling employees under the February 13 contract
between Voith and Ford.
The evidence establishes that after March 2012, when the LAP
was reopened,19 Ford utilized a new Renaissance distribution lot
that previously did not exist in 2008–2010 that is located approx-
imately 3 miles south of the LAP. Ford, in 2012, also uses a lot
in Shelbyville, Kentucky, as an off load rail location. Prior to
the shutdown of the LAP in 2010, Auto Handling performed the
entire car hauling work from the portal of the LAP and the KTP
to the ultimate dealer. After the reopening of the LAP, the car
hauling work has been awarded to six independent contractors
who each handle a portion of the workload.20 The Charging
Party represents the drivers employed by Allied Trucking,21 RCS
Inc., and Cooper Transport but another Teamsters local repre-
sents the Cassens drivers. AWC performs inventory manage-
ment at the Renaissance lot, using a sophisticated soft ware pro-
gram, and employs two individuals who are not represented by
any labor organization. Prior to the shutdown in December
2010, Allied Trucking, RCS, and Cooper Transport did not come
to the LAP to perform car hauling responsibilities. After March
2012, RCS swaps vehicles between the LAP and the KTP, and
drives vehicles from the KTP to the Shelbyville lot. They also
drive single units from the Renaissance lot to the Shelbyville lot,
a distance of approximately 33 miles, and load the vehicles on
rail cars.22 Cooper Transport performs car hauling and shuttle
work at the Renaissance lot and is responsible for placing vehi-
cles driven to the lot by employees of Voith on car hauling trucks
for delivery to the ultimate dealers. Since March 2012, the above
employers have operated exclusively from the Renaissance lot
performing car hauling responsibilities. Since April 2012, Voith
drives vehicles from the LAP to the Renaissance lot and loads
them on rail cars. Auto Handling did the same type of rail load-
ing work prior to the shutdown but the lot was on the LAP prem-
ises approximately 50–100 yards away from the staging area that
stores the finished vehicles.
The record evidence is clear that the work being sought by the
Charging Party is the same work as was previously performed at
the LAP prior to the shutdown in December 2010.23 Indeed, the
complaint allegations do not seek the car hauling work that is
performed by other independent contractors as described above.
Therefore, I find that Voith has continued the employing en-
tity in basically unchanged form and is the successor to Auto
Handling for the yard work it presently performs at the LAP fa-
cility.
Respondent Voith additionally asserts that the vehicle pro-
cessing work under its contract with Ford constitutes an accre-
tion to the existing janitorial bargaining unit established under
the terms of the collective-bargaining agreement between it and
19 The KTP did not close for retooling and remained open for all ma-
terial times manufacturing trucks.
20 The car hauling work is performed by Voith, Cassens Trucking,
Allied Motors, RCS Inc., AWC, and Cooper Transport.
21 Allied performs 70 percent and Cooper Transport 30 percent of the
car hauling work from the Renaissance lot.
22 RCS also drives single units from the LAP to the Shelbyville lot
but of the 55 jobs promised by Ford only 16 have materialized.
23 Voith’s argument that there was no reasonable expectation of re-
hiring the former Auto Handling employees due to the lengthy hiatus
the UAW (R. Voith Exh. 2; GC Exh. 84). It further argues that
the collective-bargaining agreements at other Ford locations in-
tended to extend and did extend to the vehicle processing per-
formed by it at the LAP. It also argues that it extended recogni-
tion to the UAW on May 1 based on a card check which obligates
it to recognize and bargain with the UAW.
The Board follows a restrictive policy in finding accretion be-
cause it forecloses the employees’ basic rights to select their own
bargaining representative. Towne Ford Sales, 270 NLRB 311
(1984); Melbet Jewelry Co., 180 NLRB 107 (1970).
Accretion is not applicable to situations in which the group
sought to be accreted would constitute a separate appropriate
bargaining unit. Passavant Retirement & Health Center, 313
NLRB 1216 (1994). The Board will find a valid accretion when
the extended recognition involves employees who have little or
no separate group identity and when the additional employees
share an overwhelming community of interest with the pre-ex-
isting unit. Super Valu Stores, 283 NLRB 134, 136, (1987);
Safeway Stores, 256 NLRB 918 (1981).
The Board when considering the appropriateness of accreting
employees into an established bargaining unit evaluates the fol-
lowing factors: “the integration of operations, centralization of
managerial and administrative control, geographic proximity,
similarity of working conditions, skills and functions, common
control over labor relations, collective-bargaining history and in-
terchange of employees.” TRT Telecommunications Corp., 230
NLRB 139, 141 (1977).
Applying the above principles leads me to conclude that the
yard work that was previously performed by the former employ-
ees of Auto Handling is not an appropriate accretion to the exist-
ing janitorial unit contained in the collective-bargaining agree-
ment between Voith and the UAW. In this regard, the working
conditions, skills and functions, and bargaining history and in-
terchange of employees are not found when comparing the work
history of the two units. For example, when the former employ-
ees of Auto Handling performed the yard work prior to the shut-
down and the janitorial unit existed at the LAP, there was little
or no interchange of personnel and the skills and functions of
both job descriptions are completely different. When Voith was
awarded the contract in February 2012 to perform the yard work,
the evidence establishes that the janitorial employees did not
have the requisite skills or experience to perform the vehicle pro-
cessing duties. Moreover, the employees were presented with
the choice of accepting the driving responsibilities or losing their
jobs. Therefore, I reject the arguments advanced by Respondent
Voith that the yard work its current employees perform is an ac-
cretion to the existing janitorial bargaining unit contained in its
collective-bargaining agreement with the UAW.24 Further
between the shutdown and reopening of the LAP is rejected. In this re-
gard, the significance of a hiatus is whether it impacts the employees’
expectations of rehire. Record evidence confirms that prior to Voith’s
assumption of the yard work the successor companies at the LAP rou-
tinely hired the predecessor’s employees and recognized the Charging
Party. In similar circumstances, the Board has found violations of the
Act. Tree-Free Fiber Co., 328 NLRB 389 (1999).
24 Gebhardt testified that Voith is not applying all the terms of the
UAW janitorial collective-bargaining agreement (R. Voith Exh. 2) to the
yard employees working at the LAP.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1072
support for this finding is Respondent UAW’s determination on
February 20 that the janitorial collective-bargaining agreement
and the vehicle processing work are independent entities of each
other, and therefore, it was decided not to include the vehicle
processing work in the janitorial collective-bargaining agree-
ment (GC Exh. 72).25
Likewise, I reject the other arguments advanced by Voith re-
garding the appropriateness of the unit. First, as I previously
found the showing of interest presented to Voith on May 1 was
tainted and therefore is null and void. Thus, on that date, there
was no legitimate collective-bargaining representative of the
Voith employees. Additionally, relying on one collective-bar-
gaining agreement in a Michigan Ford plant (MAP) to require
the yard work to be extended to the UAW at the LAP is mis-
placed (R. Voith Exh. 6). In fact, the MAP agreement specifi-
cally covers haul away services rather than yard work. Likewise,
the UAW has separate contracts for the janitorial and vehicle
processing work at the MAP, and the vehicle processing work
was not acquired until January 2011. Voith’s argument that any
new work that it obtains at any existing Ford facility where they
operate is included under its janitorial national collective-bar-
gaining agreement based on the phrase “work of a continuous
nature” is unfounded. Record evidence shows that janitorial and
cleaning work is not of a continuous nature when compared to
the intricate and hazardous yard work performed at the LAP.
This is evident based on the existence of separate collective-bar-
gaining agreements at the LAP for janitorial and vehicle pro-
cessing duties since at least 2008, and the rejection of this posi-
tion by the UAW (GC Exh. 72).26 Likewise, arguments ad-
vanced with respect to collective-bargaining agreements at a
Springhill General Motors plant that once included car hauling
and rail loading work in the parties’ 2005–2008 collective-bar-
gaining agreement (R. Voith Exh. 4) that subsequently was re-
moved from the successor 2008–2011 agreement (R. Voith Exh.
3) is also unavailing. Lastly, the reliance on a single Arbitration
Award concerning the eligibility of laid-off employees for holi-
day pay and benefits to support the appropriateness of extending
recognition in the subject case is misplaced (R. Voith Exh. 5).
Moreover, a single award of an Arbitrator is not binding on
Board proceedings.
Accordingly, based on my findings above, the former employ-
ees of Auto Handling were not hired by Voith because of their
union affiliation and to avoid recognizing and bargaining with
the Teamsters.
CONCLUSIONS OF LAW
1. Respondent Voith is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Teamsters and Respondent UAW are labor organiza-
tions within the meaning of Section 2(5) of the Act.
3. The following employees’ constitutes a unit appropriate for
collective bargaining within the meaning of Section 9(b) of the
Act.
25 As noted in Respondent Voith’s posthearing brief, the Board lim-
ited the application of Gitano where the work does not constitute an ac-
cretion. Coca-Cola Bottling Co. of Buffalo, Inc., 325 NLRB 312 (1998).
26 Voith’s reliance on the contractual “after-acquired provision” was
first raised in its answer and during the course of the hearing. This
All employees as set forth in Article 3 of the National Master
Automobile Transporters Agreement, Central and Southern
Area Supplemental Agreements and the Job Descriptions pro-
visions of the Local Rider.
4. Respondent Voith engaged in unfair labor practices within
the meaning of Section 8(a)(1) of the Act when in an employ-
ment interview on March 5, 2012, at the offices of Aerotek, Inc.,
they told an employee that if the employee was hired the em-
ployee would have to become a member of the UAW. Addition-
ally, Respondent Voith violated Section 8(a)(1) of the Act when
its agent at Aerotek informed an employee that in order to be
hired he would have to refrain from engaging in Section 7 activ-
ity and by denying Teamsters Local 89 access to its employees
while granting access to the UAW.
5. Respondent Voith engaged in unfair labor practices within
the meaning of Section 8(a)(1) and (2) of the Act by rendering
assistance and support to Respondent UAW by allowing the
UAW to meet with its employees during orientation sessions and
work time in order to urge the employees to sign membership
applications and checkoff authorizations. Additionally, Re-
spondent Voith granted recognition to Respondent UAW even
though the UAW did not represent an uncoerced majority of the
unit and at a time prior to the commencement of its normal busi-
ness operations when it did not employ in the unit a representa-
tive segment of its ultimate employee complement.
6. Respondent Voith engaged in unfair labor practices within
the meaning of Section 8(a)(1) and (3) of the Act by implement-
ing a plan to hire 84 employees with the intention of excluding
the hiring of applicants who were former employees of Auto
Handling or members of the Teamsters because they engaged in
concerted activities or in order to avoid an obligation to recog-
nize and bargain with the Teamsters.
7. Respondent Voith is a successor to Auto Handling, Inc.
with respect to the obligation to recognize and bargain with the
Teamsters representing employees in the above unit, and there-
fore violated Section 8(a)(1) and (5) of the Act by its refusal to
do so.
8. Respondent UAW engaged in unfair labor practices within
the meaning of Section 8(b)(1)(A) of the Act by receiving assis-
tance and support from Respondent Voith which allowed the
UAW to meet with its employees in order to urge the employees
to sign membership applications and checkoff authorizations.
Additionally, Respondent UAW obtained recognition from Re-
spondent Voith even though they did not represent an uncoerced
majority in the unit and at a time Respondent Voith had not
started normal business operations nor employed in the unit a
representative segment of its ultimate employee complement.
REMEDY
Having found that Respondent Voith and Respondent UAW
have engaged in certain unfair labor practices, I shall recommend
defense, as admitted by Gebhardt, was not presented to the AGC during
the course of the investigation nor prior to the issuance of the subject
complaint.
VOITH INDUSTRIAL SERVICES, INC.
1073
that they be ordered to cease and desist and to take certain af-
firmative actions designed to effectuate the policies of the Act.
Having found that Respondent Voith discriminatorily refused
to hire the former Auto Handling unit employees, I recommend
that Voith be ordered to immediately offer to the individuals
listed in attachment A employment in the positions for which
they would have been hired, absent Respondent Voith’s unlaw-
ful discrimination, or if those positions no longer exist, to sub-
stantial equivalent positions, discharging if necessary any em-
ployees hired to fill those positions. The employees listed in at-
tachment A shall be made whole for any loss of earnings they
may have suffered due to the discrimination against them. The
backpay is to be calculated in accordance with the formula ap-
proved in F. W. Woolworth Co., 90 NLRB 289 (1950), with in-
terest as computed in New Horizons, 283 NLRB 1173 (1987). In
accordance with Kentucky River Medical Center, 356 NLRB 6
(2010), backpay and/or monetary awards shall be paid with in-
terest compounded on a daily basis.
Having found that Respondent Voith unlawfully refused to
bargain collectively with the Teamsters, I shall also recommend
that Voith be ordered to recognize and bargain with the Team-
sters concerning wages, hours, benefits, and other terms and con-
ditions of employment of bargaining unit employees, upon re-
quest by the Teamsters. In addition, and in order to remedy Re-
spondent Voith’s unlawful unilateral changes to wages, benefits,
and terms and conditions of employment that went into effect
when they began to employ individuals to perform unit work on
April 9, 2012, I shall recommend that Respondent Voith be or-
dered to rescind the unilateral changes and make the employees
whole by remitting all wages and benefits that would have been
paid absent Voith’s unlawful conduct, until Respondent Voith
negotiates in good faith with the Teamsters to agreement or to
impasse, subject to Respondent Voith’s demonstration in a com-
pliance hearing that had lawful bargaining taken place, less fa-
vorable terms than had existed under Auto Handling would have
been lawfully imposed. Planned Building Services, 347 NLRB
670, 674–676 (2006). This remedial measure is intended to pre-
vent Respondent Voith from taking advantage of their wrongdo-
ing to the detriment of the employees and to restore the status
quo ante thereby allowing the bargaining process to proceed.
U.S. Marine Corp., 944 F.2d 1305, 1322–1323 (7th Cir. 1991),
cert. denied 503 U.S. 936 (1992). Employees shall be made
whole in the manner prescribed in Ogle Protection Service, 183
NLRB 682 (1970), enfd. 444 F.2d 502 (6th Cir. 1971), with in-
terest as prescribed in New Horizon, supra.
Respondent Voith shall make whole the unit employees by
paying any and all delinquent employee benefit fund contribu-
tions, including any additional amounts due the funds in accord-
ance with Merryweather Optical Co., 240 NLRB 1213, 1216 fn.
7 (1979). In addition, Respondent Voith shall reimburse unit
employees for any expenses ensuing from the failure to make
required contributions, as set forth in Kraft Plumbing & Heating,
252 NLRB 891 fn. 2 (1980), enfd. mem. 661 F.2d 940 (9th Cir.
1981), such amounts to be computed in the manner set forth in
Ogle Protection Service, supra, with interest as prescribed in
New Horizons, supra.
The AGC requests that Respondent Voith’s employees (not
the discriminatees) be compensated for any loss of wages or
benefits stemming from Respondent’s unilateral change to terms
and conditions of employment. I agree that this relief is appro-
priate. See Love’s Barbeque Restaurant No. 62, 245 NLRB 78,
83 (1979) (ordering a like remedy). Likewise, while not former
Auto Handling employees, numerous Teamster affiliated em-
ployees’ submitted applications to Voith but were not hired or
considered for hire. Based on record testimony that approxi-
mately 300 permanent and temporary vehicle processing posi-
tions were available during the April 2012 startup period and
subsequent months, a sizable pool of discriminates existed that
should have been considered for those positions.
The AGC also requests that a responsible management official
in a meeting or meetings be ordered to read aloud the notice to
employees in this case, and permit a representative of Teamsters
Local 89 to be present. I agree that Respondent Voith should be
required to do so. As the Board has explained, the purpose of
requiring a manager to read a notice aloud to employees is to
better impress upon the employees the fact that the employer and
its officials are bound by the Act. Marquez Bros. Enterprises,
Inc., 358 NLRB 509 (2012) (citing Federated Logistics & Oper-
ations, 340 NLRB 255, 258 (2003), enfd. 400 F.3d 920 (D.C.
Cir. 2005)). The Board explained that it will require a notice to
be read aloud “where an employer’s misconduct has been ‘suffi-
ciently serious and widespread that reading of the notice will be
necessary to enable employees to exercise their Section 7 rights
free of coercion.’” Jason Lopez’ Planet Earth Landscape, Inc.,
358 NLRB 383 (2012) (quoting HTH Corp., 356 NLRB 1397
(2011)). In this case, the unfair labor practices occurred on a
large scale. There were numerous discriminates and the unfair
labor practices were very serious. After executing the contracts
with Ford on February 13 and March 1, 2012, Respondent Voith,
driven by antiunion animus, discriminated against members of
the bargaining unit in assembling its work force. This is tanta-
mount to an effort to wholly dislodge the Teamsters from its stat-
utory role as bargaining representative of the employees. As a
deliberate attempt to deprive the Union of its role as bargaining
partner, it strikes at the heart of the national policy embodied in
the Act, viz., “encouraging the practice and procedure of collec-
tive bargaining.”
The AGC requests that, as part of the make-whole remedy,
Respondent should be ordered to reimburse the difference in
taxes owed upon receipt of a lump-sum payment and to submit
documentation to the Social Security Administration so that back
pay would be allocated to appropriate periods. Since the Board
is presently considering this issue, I will not make a ruling re-
garding this request. Latino Express, Inc., 358 NLRB 823
(2012).
In addition to physical posting of paper notices, notices shall
be distributed electronically, such as by email, posting on an in-
tranet or internet site, and/or other electronic means, if Respond-
ent Voith or Respondent UAW customarily communicates with
its employees or its members by such means. J. Picini Flooring,
356 NLRB 11 (2010). The posting of the paper notice by Re-
spondent Voith and Respondent UAW shall occur at all places
where notices to employees and members are customarily
posted.
[Recommended Order omitted from publication.]